Malignant Effusions

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Malignant Effusions

Lola A. Fashoyin-Aje and Julie R. Brahmer

Summary of Key Points

Malignant Ascites

• Malignant ascites is a common complication of cancer.

• Malignant ascites accounts for 10% of all cases of ascites.

• Malignant ascites most commonly occurs in patients with ovarian cancer, gastrointestinal malignancies, and carcinoma of unknown primary location.

• Malignant ascites is rarely life threatening, but occurrence signals advanced cancer.

Evaluation

• A history and physical examination are important in evaluation, although the sensitivity and specificity of a physical examination are variable.

• Diagnostic paracentesis with cytology is the gold standard for diagnosis.

Treatment

• Monitor the situation if the ascites volume is small and/or asymptomatic.

• Consider the patient’s performance status and likelihood of response to systemic therapy in choosing a treatment approach.

• Treatment approaches include use of diuretics, drainage or diversion of fluid, or use of intracavitary therapies.

Malignant Pericardial Effusion

• The most common cause of pericardial effusion in the Western world is malignancy.

• Malignant pericardial effusion is most commonly associated with lung and breast carcinomas.

• The appearance of malignant pericardial effusion portends a poor prognosis.

Evaluation

• Diagnosis more commonly follows a cancer diagnosis.

• The differential diagnosis of pericardial effusion in patients with cancer also includes treatment-related adverse effects such as radiation.

• Fluid sampling for cytology is needed for definitive diagnosis but has low sensitivity; a pericardial biopsy may increase sensitivity.

• Two-dimensional echocardiography provides valuable information about the location, size, and effect on heart function.

• Patients should be evaluated for clinical signs of cardiac tamponade (e.g., hypotension, signs of low cardiac output, and abnormal pulsus paradoxus).

Treatment

• Patients with small and/or asymptomatic effusions may be monitored.

• Patients with cardiac tamponade require urgent pericardiocentesis to drain fluid.

• Treatment depends on symptoms of effusion and performance status of the patient.

• Treatment options include subxiphoid pericardiostomy, instillation of sclerosants in the pericardial space, and pericardial window.

Malignant Pleural Effusion

• Malignant pleural effusion is a common complication of cancer.

• Malignant pleural effusion is a frequent occurrence in carcinomas of the lung and breast and in persons with lymphoma.

Evaluation

• Fluid sampling with evaluation of cytology is required for definitive diagnosis.

• Exudative effusions are more common; chylous effusions are more common in persons with lymphoma.

• Thoracentesis under ultrasound guidance improves diagnostic yield.

Treatment

• Asymptomatic effusions can be monitored.

• Systemic chemotherapy can be effective in stable patients.

• For symptomatic patients, effective options include systemic therapy for patients with very responsive disease (e.g., hematologic malignancies, germ cell tumors, breast cancer, and small cell lung cancer) or repeated thoracentesis.

• For patients with rapidly recurring effusions, options include pleurodesis with talc, long-term intrapleural drainage catheters, or video-assisted thoracoscopic surgery with mechanical abrasion.

Malignant Ascites

Ascites is a pathologic accumulation of fluid within the peritoneal cavity. The word ascites is derived from the Greek askites and askos, meaning bladder, bag, or belly. In adults, the most common cause of ascites is parenchymal liver disease with cirrhosis, which accounts for 85% of cases.1 The next most common cause of ascites is malignancy, which accounts for 10% of cases. Malignant ascites occurs as a result of various primary abdominal and extraabdominal neoplasms, the most common of which are gastric, uterine, ovarian, breast, lung, lymphoma, and pancreatic.2 Malignant ascites is more common in women because of its incidence in patients with ovarian cancer. Malignant ascites develops in up to 15% of patients with gastrointestinal cancers at some stage in their disease. Additionally, it is estimated that up to 20% of cases of malignant ascites occur without an identifiable primary tumor.3 Regardless of its cause, with the exception of ovarian cancer, where median survival is longer than in gastrointestinal tract malignancies, the appearance of malignant ascites usually heralds the onset of advanced disease and portends a poor prognosis. Management of malignant ascites focuses on palliation of symptoms.

Etiology and Pathogenesis

The peritoneal membrane is a single-layer mesothelial tissue comprising a surface area of approximately 7500 cm2 and totaling about 90 µm in thickness (five layers of connective tissue of a basal membrane). It covers the abdominal and pelvic spaces and is comprised of capillaries that filter the plasma by exchanging substances and cells with the abdominal cavity through a large number of channels called “foramina” distributed along the peritoneal squamous epithelium. Peritoneal fluid is drained by the open ends of lymphatic channels, which are called “stomata,” found on the serosal layer.4,5 Under normal conditions, approximately 100 mL of free fluid lubricates the serosal surfaces. Factors influencing fluid balance include the portal pressure, oncotic pressure, the sodium-water equilibrium, and the permeability of vascular channels for cells and macromolecules. Two thirds of peritoneal fluid is reabsorbed by lymphatic system and ultimately drains into the right subclavian vein.6

Proposed mechanisms for the development of malignant ascites include increased permeability of tumor vessels, increased production and release of peritoneal fluid, and decreased resorption of fluid.99 Vascular endothelial growth factor (VEGF) has been implicated in the increase in permeability of small blood vessels, as well as the uncontrolled angiogenesis of tumor mass.1212 When VEGF is upregulated, it acts by helping to activate tyrosine kinase through linkage to the receptor vascular permeability factor. Carcinomatosis has also been implicated in the development of malignant ascites through marked neovascularization of the peritoneum and increased production of glycoproteins, which also increase the vascular permeability of small vessels.13 Other methods of increased vascular permeability include peritumoral inflammation and the production of matrix metalloproteinases, which are thought to disrupt tissue matrices during cancer spread.14 Interleukin-2, tumor necrosis factor, and interferon-alpha have also been implicated.15,16 Another mechanism that contributes to the formation of malignant ascites is the activation of the renin-angiotensin-aldosterone system with resultant sodium retention occurring as a result of decreased circulating blood volume that results from the presence of ascites.17 The aforementioned hypotheses mainly explain increased production of malignant ascites, but decreased resorption of fluid also plays a significant role. Tumor growth in the abdominal cavity leads to obstruction through micro- and macroinvasion of lymphatic channels. With subsequent obstruction of these channels, fluid drainage is compromised.6

Diagnosis and Evaluation

A thorough physical examination, radiographic imaging studies, and invasive diagnostic procedures such as paracentesis are important in the evaluation of the presence, quantity, and etiology of ascites.

History and Physical

Patients with malignant ascites often report increased abdominal girth, abdominal pain, nausea, fatigue, and early satiety.2 In instances in which a large volume of fluid is present that may increase pressure on the diaphragm and reduce lung expansion, a patient may report dyspnea. Depending on the quantity of fluid present, the physical examination may reveal bulging flanks, a fluid wave, and a protuberant abdomen. Signs such as jaundice, spider angiomata, collateral abdominal veins, and palmar erythema are more common in ascites caused by primary liver disease but may be present with some gastrointestinal malignancies or if there is significant disease burden in the liver. However, it should be noted that the physical examination is notoriously variable in its sensitivity and specificity with regard to reliably diagnosing ascites (50% to 94% sensitivity and 29% to 82% specificity).18

Imaging Studies

Ascites fluid often layers in the dependent regions of the abdomen such as the hepatorenal recess or Morison pouch and the pelvic cul-de-sac, and it can be easily seen on ultrasound. Although this imaging modality is limited in patients who are obese or have complex, loculated ascites, it is a sensitive test in most patients and is the gold standard for diagnosing malignant ascites.19 It also helps to decrease risk of injury to viscera when used during fluid drainage. Malignant ascites can also be detected by plain radiography, computed tomography (CT), and magnetic resonance imaging (MRI). These studies are not usually used in the first-line evaluation of malignant ascites because it is often found incidentally when patients are undergoing imaging for other reasons. However, imaging studies are very useful in situations in which the presence of ascites precedes a diagnosis of malignancy and when a primary site of tumor in the liver or peritoneal metastasis may be present. When a gynecologic cancer is suspected, an ultrasound may be useful in helping make the diagnosis and should be performed in all women who present with malignant ascites without any evident primary tumor.

Diagnostic Paracentesis

Diagnostic paracentesis is an expedient, inexpensive, and relatively safe procedure that can provide a lot of information about the etiology of ascites. In most cases, malignant ascites follows a diagnosis of malignancy. However, in up to 20% of cases, the primary tumor cannot be identified, and as such, analysis of the ascites fluid becomes critical in the evaluation of these patients. The appearance of the fluid can provide some clues as to the etiology of the ascites.20 Clear fluid is usually associated with cirrhosis. Infected fluid is cloudy. Milky fluid can indicate chylous ascites and should be sent for triglyceride evaluation. Such fluid often has triglyceride levels greater than 200 mg/dL and often as high as 1000 mg/dL. Some studies have demonstrated that the most common cause for chylous ascites is malignancy, although others have found cirrhosis as the primary cause.1,21 Fluid obtained during this procedure is submitted for chemical, microscopic, and cytologic evaluation, including cell count and differential, albumin concentration, lactate dehydrogenase (LDH), and cultures; the latter should involve immediate inoculation of the culture bottles at the bedside to maximize culture growth.22,23 Fibronectin may also be used as a marker of tumor-related ascites, although its use is controversial.24,25 Submission for cytology is also very important, and the sample is analyzed for the presence of tumor cells in the fluid. In approximately 50% of cases, the presence of ascites in patients with known neoplasms heralds the presence of peritoneal carcinomatosis.22,23 In these patients, malignant cells can be detected in the fluid up to 97% of the time, making this test very sensitive and the gold standard for diagnosing peritoneal carcinomatosis.22 In contrast, positive cytology findings are variable in patients with hepatic metastases, lymphoma, or hepatocellular carcinoma. Performing immunohistochemical analysis for S100, carcinoembryonic antigen (CEA), human melanoma black 45, leukocyte common antigen, cytokeratin, vimentin, and other tumor markers can also be a useful adjunct to the workup.26,27

Management

It is important to determine whether it is appropriate to treat malignant ascites. Small amounts of ascites are very well tolerated and often do not require any ascites-specific treatment beyond diagnosis. However, once malignant ascites has become symptomatic causing severe pain, respiratory compromise, or other clinical problems, the benefits and risks of treatment must be assessed in conjunction with the clinical status of the patient. A strategy must be implemented promptly to improve quality of life. Figure 54-1 outlines the management approach to malignant ascites. Management strategies include both medical and surgical treatments as will be outlined.

Diuretics

The first-line approach to managing ascites usually involves the use of diuretics. Currently, no randomized controlled trials have been performed that assess the efficacy of diuretics in managing malignant ascites. Retrospective analyses have shown that diuretic therapy is effective in controlling malignant ascites and its symptoms in approximately 40% of patients with malignant ascites who have peritoneal carcinomatosis.30 This finding may be due to the manner in which diuretics work, via effects on the renin-angiotensin-aldosterone system, which is not prominent in the development of malignant ascites; the exception is malignant ascites occurring in the context of hepatic metastases or hepatocellular carcinoma, where portal hypertension is more commonly seen.23,31 Nevertheless, diuretic therapy is one of the most commonly used interventions to manage malignant ascites, second only to large-volume paracentesis.30 Generally, aldosterone antagonists such as spironolactone and loop diuretics such as furosemide or bumetanide are used with varying doses and duration. The use of diuretics is associated with complications, although the degree of adverse effects due to this approach is not known. Common complications include systemic blood volume depletion, hypotension, electrolyte imbalances, and renal dysfunction, which may already occur as a result of cancer treatment itself. Despite their frequent use, however, they are generally not very effective in managing most cases of malignant ascites, and other approaches often need to be implemented.30

Large-Volume Paracentesis

Large-volume paracentesis is the most frequently used and most effective means of managing malignant ascites. A clear benefit in achieving symptom control has been shown in patients. Large-volume paracentesis provides prompt relief of symptoms such as dyspnea in about 90% of patients.17 However, its effects are short-lived, with many patients experiencing recurrence of symptoms within days of fluid evacuation.30,32 Repeat procedures must be performed, but frequent large-volume paracentesis can cause systemic volume losses that result in electrolyte imbalances, hypotension, dehydration, protein loss, and renal dysfunction. The use of colloidal volume expansion products such as albumin has been shown to reduce the risk of hemodynamic and renal compromise, although no survival benefit has been demonstrated.20,3335 Although the mortality rate of paracentesis is low (0.16% to 0.39%), repeated procedures increase the risk of bleeding, pain, bowel perforation, and secondary peritonitis.36,37 The use of ultrasound guidance and sterile technique can mitigate these risks.

Drainage Catheters

Large-volume paracentesis is an effective but short-lived strategy in the management of malignant ascites because of reaccumulation of ascites. In patients for whom paracentesis must be repeated more frequently than every 7 days, placement of a permanent catheter is usually needed to achieve long-term symptom relief.6 These catheters provide the flexibility and ease of self-drainage, thus eliminating the discomfort, risks, and frequent hospital visits of repeated paracenteses. Common catheters used for these purpose include the tunneled Tenckhoff, Pleurx, and Port-a-Cath catheters and the nontunneled Pleurx and Cope-type loop catheters.38 Tunneled catheters are preferred because of their greater stability and lower infection rates when compared with nontunneled catheters. Infections are the most common complications of catheters, with one study reporting that 47% of patients had positive surveillance cultures of their fluid and 12% experienced clinically significant infections necessitating catheter removal.39 Other complications include catheter occlusion, leakage at the insertion site, and cellulitis.40 Prior abdominal surgery and adhesions, the presence of carcinomatosis, and loculated peritoneal effusions can complicate placement of these catheters and increase the risks of complications. Ultrasound-guided catheter placement is used to reduce placement-associated complications. Recently, CT-guided placement has been used for patients with more complicated anatomy.41 Once the catheter is placed, patients should be counseled regarding the appropriate drainage techniques and frequency. Additionally, routine electrolyte monitoring and replacement may need to be implemented. These catheters may remain in place for several months.38

Peritoneovenous Shunting

A peritoneovenous shunt is a tubal system that has a pressure-activated one-way valve that mimics physiologic mechanisms to return ascites fluid to the venous system by enabling ascites fluid to flow from the peritoneum to the vena cava. The goal of a peritoneovenous shunt is to achieve symptomatic relief while minimizing the losses of fluid, protein, and electrolytes that occur with repeated large-volume paracentesis and/or catheter drainage. LeVeen introduced the first shunt in 1974 for the surgical management of ascites related to alcoholic liver disease, and the peritoneovenous shunt has since been used to manage malignant ascites.42 The peritoneovenous shunt has not been shown to have a survival advantage compared with large-volume paracentesis, although it has been shown to be comparable in its effectiveness at controlling ascites (62% to 88% of the time).4545 Early studies had demonstrated that up to two thirds of patients with a peritoneovenous shunt experienced pump failures, but more recent studies have demonstrated lower rates of occlusion, particularly when the following conditions are met prior to placement:46,47

The data suggest that longer shunt patency occurs if the shunt placed in patients with ascites that is cytologically negative for tumor cells.48,49 Historically, different types of shunts have been used—the Hyde, the LeVeen, and the Denver—with the last two being most commonly used.50 The Denver shunt features a compressible pump chamber that enables the physician or patient to clear the shunt to overcome the frequent complication of shunt occlusion that occurs with the LeVeen shunt. However, neither shunt was shown to be more effective or to have a lower complication rate.

The operative risk of mortality of a peritoneovenous shunt ranges between 10% and 20%. Approximately 20% of patients undergoing placement of a peritoneovenous shunt experience a complication such as transient periprocedure fevers, disseminated intravascular coagulation, infection, and tumor embolization to extraabdominal sites.48,49 In patients with advanced heart or renal failure, the large fluid shifts that occur immediately after the procedure can precipitate volume overload and respiratory compromise. Increased risk of disseminated intravascular coagulation appears to be associated with placement of a peritoneovenous shunt in cirrhotic patients with poor hepatic function but not clearly in patients with malignant ascites. This phenomenon is thought to occur as a result of the introduction of soluble collagen into the circulation as a result of the reinfusion of ascites fluid; the latter causes dilution of coagulation factors.51,52 This complication can be averted by removing two thirds of the ascites fluid prior to placing a shunt. Infection risk is also a concern, although the incidence of shunt-induced peritonitis appears to be highest in patients with cirrhosis-related ascites, which is likely due to the higher levels of protein and immunoglobulin in the ascites of cirrhotic patients.53 Additionally, some studies have demonstrated that patients with breast and ovarian cancer had the best response to a peritoneovenous shunt, whereas patients with gastrointestinal tract cancers did poorly.47 As such, it has been suggested that in the case of malignant ascites management, placement of a peritoneovenous shunt should not be performed in patients with gastrointestinal cancers. A review of 31 published series totaling 968 peritoneovenous shunts found that 70% were effective in palliating symptoms.47

Intraperitoneal Therapy

Cytotoxic agents delivered intraperitoneally have been used to treat intraabdominal malignancies and malignant ascites with variable success. The rationale for locoregional administration of chemotherapy is that it increases the local concentration of the chemotherapeutic agent at the site of action, thus reducing systemic toxicities. Malignant ascites resolution with these drugs occurs from the death of tumor cells that promote ascites formation and obstruct lymphatic vessels with subsequent decreased reabsorption of the fluid. The chemotherapy also induces a diffuse tissue fibrosis that results in decreased inflow of plasma from the tumor and peritoneal vessels. Furthermore, tissue fibrosis and sclerosis in the abdominal cavity leads to adhesion formation with reduction in space available for fluid to accumulate in a fashion akin to pleurodesis in the lung.47 The limitations with this method of drug administration include nonuniform distribution of the drug, limited penetration into approximately 1 mm of tumor, and complications resulting from accessing the peritoneal cavity.5656 This therapy is therefore best suited for patients with minimal intraperitoneal disease burden.

Various chemotherapeutic drugs have been used with varying remission rates depending on the agent used and the tumor type. In the early 1940s, thiotepa and mechlorethamine were the first drugs used for this purpose, and a temporary and partial response was seen in 30% to 60% of patients.57,58 These responses, however, were associated with serious complications such as bowel obstruction and peritoneal irritation.59,60 Today, cisplatin appears to be one of the most effective agents in the treatment of intraabdominal malignancies, particularly cancer of ovarian origin, although other agents such as mitomycin, 5-fluorouracil (5-FU), bleomycin, and Adriamycin have also been used.6165 Overall, when used to treat malignant ascites, response rates of 50% have been observed with the use of cisplatin to treat gastric cancer and peritoneal mesothelioma.61,62 5-FU alone or in combination with cisplatin seems to yield similar outcomes. 56,63 In general, the literature suggests that treatment of persons who have gastrointestinal malignancies with intraperitoneal chemotherapy is not as favorable as treating persons with breast and gynecologic cancers. 62,64,65 The administration of intraperitoneal chemotherapy has been modified over time to optimize its efficacy in treating intraabdominal malignancies and peritoneal carcinomatosis and to palliate or prevent development of malignant ascites. This modification has included the use of cytoreductive surgery combined with intraperitoneal chemotherapy either in the intraoperative setting with hyperthermia, known as HIPEC, or in the postoperative period, known as early postoperative intraperitoneal chemotherapy or EPIC. These studies have generally been small studies. 6672 Results have been more favorable for gynecologic tumors than other tumor types. 73 Nevertheless, these treatment modalities are not universally used in the treatment of malignant ascites because their use is limited to centers with expertise in these therapies.

Biological Therapy

Immunotherapy

The use of immune stimulatory therapies to treat malignant ascites dates back three decades when studies in animal models showed that interferon, tumor necrosis factor, and the streptococcal preparation OK-432 were efficacious in resolving malignant ascites.7575 These agents have been demonstrated to be effective in palliating malignant ascites in humans as well. The mechanism of cancer cell destruction is thought to be through cell-mediated immunity and cytokine activity. The use of OK-432 was associated with a reduction in ascites volume in 60% of patients and a reduction in tumor burden in 20% of patients. 75 Adverse effects are usually mild and include malaise, chills, fever, nausea and vomiting, and fatigue. However, the use of these agents is uncommon.

Targeted Therapy

The central role of VEGF in the development of malignant ascites has made it a viable option for targeted therapies. VEGF has been shown to play a role in the development of malignant ascites in several tumor types, including ovarian, colorectal, pancreatic, and gastric carcinomas.11 As such, drugs targeting VEGF, such as anti-VEGF antibodies, anti-VEGF receptor antibodies, and metalloproteinase inhibitors, have been shown in small series to decrease ascites fluid formation and provide symptom relief.14,76 In addition to anti-VEGF therapies, the intraperitoneal administration of the trifunctional antibody catumaxomab has been shown to bind tumor cells with immune cells (natural killer cells, T cells, dendritic cells, and macrophages) using epithelial cell adhesion molecule, CD-3, and FcyRs receptors,77,78 which has resulted in the reduction in malignant ascites formation and the need for paracentesis. Common adverse effects of this drug are fever and gastrointestinal upset. Its clinical application in the treatment of malignant ascites, like other biological therapies, is yet to be widely adopted.

Radioisotopes

The use of radioisotopes in the treatment of peritoneal carcinomatosis and malignant ascites has been limited by the side effect profile of this mode of therapy. In the half century that radioisotopes have been used in managing peritoneal carcinomatosis and malignant ascites, two major isotopes have shown some response.79 The first of the radioisotopes to be used was a gold isotope administered intraperitoneally.80 A dose response was observed, but adverse effects such as intestinal obstruction prohibited its use. A phosphate radioisotope has also been developed. It too has shown good response in gynecologic cancers, but challenges with uneven distribution within the intraabdominal cavity, particularly in the presence of adhesions, has been identified as a potential adverse effect. 81,82 Like the biological therapies, radioisotope use has yet to be broadly adopted in the management of malignant ascites.

Malignant Pericardial Effusions

The most common cause of pericardial effusion in the Western world is cancer.83,84 A cancer-related pericardial effusion can result from metastatic disease to the pericardium, a primary pericardial or cardiac tumor, or complications from treatment. 85,86 In an autopsy series, 10% of patients who died of cancer were found to have cardiac metastases.87 Primary tumors of the pericardium (e.g., malignant mesothelioma, fibrosarcomas, hemangiomas, teratomas, neurofibromas, lipomas, and lymphangiomas) are very rare, but malignant pericardial disease has been estimated to occur in 10% to 21% of patients with cancer based on autopsy series.88,89 Not all cases of pericardial effusion are clinically evident prior to a patient’s death, and even when metastases are present in the pericardium, effusion is present only 12% to 15% of the time and even fewer patients experience cardiac tamponade.90 When diagnosed, the presence of pericardial involvement heralds advanced cancer and a poor prognosis. Metastatic involvement of the pericardium usually occurs in the form of a malignant pericardial effusion but can also occur as a solid metastatic tumor. Although most malignant tumors can metastasize to the heart and cause malignant pericardial effusion, the most common tumor types associated with malignant pericardial effusions include lung, breast, and hematologic cancers (i.e., leukemias and lymphomas).87,9194 Melanomas, malignant germ cell tumors, esophageal tumors, and sarcomas are also frequent culprits. In approximately 4% of cases, pericardial involvement is the initial indication that a malignancy is present.95

Etiology and Pathogenesis

The pericardium is a double-layered membrane that measures 0.8 to 2.5 mm in thickness. It consists of an outer fibrous cover and an inner serous sac that has both a visceral layer that directly overlies the heart and great vessels and a parietal layer that lines the inside of the fibrous cover. The pericardium helps anchor the heart in the thorax by its attachments to the sternum and the diaphragm. The space between the visceral and parietal layers of the serous sac normally contains 50 to 100 mL of a straw-colored serous ultrafiltrate of plasma with lower protein concentrations than are seen in plasma. Pericardial effusion is the accumulation of increased fluid in this space due to infections, cancer, hemorrhage, autoimmune disorders, and other medical conditions, or fluid retention. It can also occur as a result of radiation therapy.86 The rate of fluid accumulation often dictates the development of symptoms. Symptoms that develop as a result of the effusion are due to the membrane’s limited capacity to stretch, particularly when fluid accumulation is rapid. The effusion may occupy the entire sac or be loculated. Malignant pericardial effusions develop as a result of the presence of tumor cells within the pericardium that are deposited there either by direct extension due to proximity of primary tumor, such as is the case in lung and mediastinal tumors, or by metastatic spread through the hematogenous (leukemia, lymphoma, melanoma) or lymphatic (breast, lung) routes, with the latter occurring through invasion through retrograde lymphatic flow in the setting of obstruction of regional lymph nodes.9699

Evaluation and Diagnosis

A thorough evaluation of patients is critical in determining which patients may require an urgent or emergent procedure to resolve the pericardial effusion and which patients may need less acute interventions (Box 54-1). The severity of a patient’s symptoms may be more reflective of the rate at which the fluid has accumulated than of the amount that has accumulated. Therefore the chronicity of the effusion along with the symptoms that it causes are factors that help guide decisions about how, when, and how quickly to intervene. Also to be considered are tumor type, likelihood of response to systemic therapy, and the patient’s clinical status.

History and Physical

Patients with malignant pericardial effusion, like other patients with a pericardial effusion, may be asymptomatic and the effusion may be discovered during routine imaging for purposes of cancer diagnosis or staging. More often than not, the presence of a malignant pericardial effusion is revealed at autopsy. For the vast majority of patients for whom malignant pericardial effusion is diagnosed during life, a diagnosis of malignancy usually precedes its development. On rare occasions, a symptomatic pericardial effusion including pericardial tamponade is the first manifestation of cancer, and often by this time, the cancer is in its advanced stages. Symptoms reported by patients with malignant pericardial effusion include dyspnea, chest pain, cough, palpitations, edema, and orthopnea. They may also report symptoms that are suggestive of malignancy, such as unintentional weight loss, night sweats, fevers, and fatigue. On physical examination, these patients may be tachycardic, have new-onset arrhythmias, or have signs of low cardiac output such as cool extremities, hypotension, and diaphoresis. They may also have distant heart sounds, jugular venous distension, narrowed pulse pressure, pericardial rub, and a pulsus paradoxus. On electrocardiography, low voltage defined as less than 0.5 mV in the limb leads and electrical alternans of the QRS complex are pathognomonic for pericardial tamponade, but this scenario occurs in fewer than 3% of cases. 84 Tamponade occurs when pericardial pressures exceed intracardiac pressure, resulting in compression of the cardiac chambers, compromising cardiac filling and cardiac output; this has the potential to cause hemodynamic instability. In a series of 98 patients with symptomatic pericardial effusions, 57% had acute onset symptoms, and the remainder presented with chronic symptoms.100 It is important to recognize that not all pericardial effusions occurring in patients with cancer are due to cancer. In a series by Posner et al.,101 58% of patients had a malignant pericardial effusion and the remainder had idiopathic or radiotherapy-induced pericarditis.

Pericardiocentesis and Fluid Analysis

Pericardiocentesis is usually performed with a 16- to 22-gauge needle (often a spinal needle) attached to a syringe and inserted at roughly a 45-degree angle below the xiphoid process cephalad toward the tip of the left scapula. The needle is attached to an electrocardiograph machine during the procedure, and advancement into the myocardium usually reveals an injury pattern on the electrocardiogram. Although this procedure is usually performed semielectively, pericardiocentesis occasionally must be performed in an emergent setting, where removal of as little as 50 mL of fluid can improve hemodynamic status.102 Complications of this procedure range from 5% to 20% and include ventricular perforation, arrhythmias, and pneumothoraxes. These complications occur less frequently (2%) when echocardiography is used to delineate the size and location of the fluid with respect to normal cardiac structures. Fluid sampling is critical in the evaluation of malignant pericardial effusion because the definitive diagnosis is made by a positive cytologic examination of the pericardial fluid. Pericardiocentesis is the most common maneuver used to obtain fluid for cytologic confirmation. The reported sensitivity of cytology is 67% to 92%, with lower sensitivity in patients with mesothelioma.105105 Fluid obtained from pericardiocentesis should be analyzed for cell count, microbiological cultures, cytology, flow cytometry if a hematologic malignancy is suspected, and biochemical parameters, including adenosine deaminase if tuberculous pericarditis is suspected. Viral cultures and polymerase chain reaction may also be requested. A high white blood cell count with a high number of polymorphonuclear neutrophils is usually suggestive of an inflammatory process such as a rheumatologic disorder or infection, whereas high monocytes are usually associated with malignancy or hypothyroidism.106

Pericardiocentesis may also be used to obtain tissue as an adjunct to establishing the etiology of the effusion. Tissue may be obtained through blind biopsy of the pericardium or through the use of pericardioscopy, which allows direct visualization of the pericardial space and biopsy of the epicardium at the time of drainage of the malignant pericardial effusion; the latter has a sensitivity of 97% for the diagnosis of malignancy compared with 56% to 65% for blind biopsy.89,107 The patient undergoes deep sedation, and after evacuation of the effusion, an introductory sheath is used to introduce a flexible endoscope. Epicardial and pericardial biopsies are then obtained under direct visualization to ensure that biopsies are taken from the most prominent lesions. Combining the cytologic fluid analysis with histologic assessment of tissue obtained through biopsies is superior to cytology alone.

In the setting of cytologically negative samples or when the evaluation is equivocal, tumor markers can be helpful in determining the etiology of the effusion. Although cutoff values for common markers are not established, markers such as alpha fetoprotein, CEA, serum cytokeratin 19 fragments (CYFRA 21-1), neuron-specific enolase, and cancer antigens CA 72-4, CA 125, CA 15-3, and CA 19-9 in the effusion may be helpful in the setting of solid tumors and should be checked.108 Specificity is thought to be high for some markers and tumors (among carcinomas: 80% to 100% for CEA, 80% to 97% for neuron-specific enolase, and 70% to 100% for CYFRA), and the combination of two or more tumor markers leads to a higher diagnostic value. 108,109

Imaging

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