Chapter 111 Surgery for Proliferative Diabetic Retinopathy
Introduction
Pars plana vitrectomy was originally developed by Machemer in 1971 as a closed system, allowing for a safe intraocular manipulation and constant viewing of the retina.1 At that time, indications were mainly nonclearing vitreous hemorrhages of greater than 1-year duration and complicated retinal detachments with macular involvement. However, in the past decades, improvements in technique and instrumentation have broadened the use of vitrectomy.2–5 Today, it has an established role in the management of many severe complications of diabetic retinopathy, together with many other surgical procedures.6,7 The principal underlying pathology in this disease is retinal ischemia, which may finally lead to the development of fibrovascular proliferations and membranes with the risk of secondary glaucoma, vitreous hemorrhage or retinal detachment. The principles and techniques described in this chapter may be applied to the medical and surgical treatment of other proliferative vascular retinopathies as well, e.g. retinal vein occlusions, Coats disease, or retinopathy of prematurity.
Following the pathogenetic concept in the evolution of proliferative diabetic retinopathy, the cornerstones are progressive retinal microvascular closures with ischemia (see also Chapter 47, Diabetic retinopathy: NPDR and DME, and Chapter 48, Diabetic retinopathy: PDR). They are the main causes of tissue hypoxia with subsequent development of macular edema and/or retinal and iris neovascularizations. These processes are triggered by diverse local pro-angiogenic factors, as insulin-like growth factor 1 (IGF-1), basic fibroblast growth factor (bFGF), and others.8–12
The conversion from nonproliferative to proliferative diabetic retinopathy was assumed to involve recruitment and proliferation of retinal vascular endothelial cells, eventually promoted by locally activated cytokines, as vascular endothelial growth factor (VEGF). This cytokine provokes endothelial cell growth and permeability,8–12 being associated with higher white blood cell counts and other inflammatory markers. The VEGF protein was found to be expressed in glial cells of the retina and optic nerve, retinal astrocytes, pigment epithelial cells, vascular endothelial cells and ganglion cells.12 VEGF is also suspected to mobilize and augment endothelial progenitor cells (EPC) from bone marrow by acting as a chemoattractant protein.13–16 Circulating EPCs then are assumed to directly go to the sites of ischemia or neovascularizations to initiate new vessel and tissue formation.13,14 The new (fibro-)vascular tissue may then proliferate in the space between retina and vitreous. With further ingrowth it may contract, potentially resulting in vitreous hemorrhage, which may stimulate further fibrosis and vitreous contraction, leading to retinal breaks or tractional detachment.12
Indications and timing of surgery
Cataract
Extracapsular cataract surgery with intraocular lens (IOL) implantation is usually well tolerated in advanced diabetic retinopathy, when there are no anterior segment neovascularizations.17,18 The removal of an opacified lens allows for a better fundus evaluation and visualization, e.g. for panretinal photocoagulation. In the past, higher incidences of iris neovascularizations, secondary glaucoma, and vitreous hemorrhage were reported after intracapsular cataract extraction in proliferative diabetic retinopathy, notably by Aiello et al.19 However, in recent times, as small incision cataract surgery, photocoagulation, and anti-VEGF drugs are widely used, anxiety has shifted from iris neovascularizations to diabetic macular edema. Progression may be lower when grid/focal lasers are applied before cataract surgery, or when panretinal photocoagulation is applied after lens extraction instead of before.20 Today, proliferative diabetic retinopathy should be treated with panretinal photocoagulation before cataract surgery whenever possible, but panretinal photocoagulation may also be applied at time of surgery or shortly thereafter.21 Along with improvements in vitrectomy surgery techniques, an increasing trend for simultaneous vitrectomy and cataract surgery has been observed in the past decades; lensectomy may be considered in revision vitrectomy surgery or in eyes with much reduced prognosis.22,23 The advantage of any cataract extraction is a better intraoperative view and access to the vitreous base, which is of upmost importance in cases of fibrovascular proliferations in diabetic retinopathy or proliferative vitreoretinopathy; there is also evidence from Schiff et al. that reoperation rates seem to decrease when the lens has been removed during vitrectomy.24 Similarly, fear of iris neovascularizations after combined surgery has been reduced by careful application of panretinal photocoagulation and anti-VEGF drugs during surgery.24 In younger patients with clear lenses, the loss of accommodation has to be weighed against possible intra- and postoperative complications, such as earlier cataract formation needing another surgery.17,24
High-risk retinal neovascularization
Fibrovascular proliferations
Severe fibrovascular proliferations in proliferative diabetic retinopathy can produce a major threat of profound loss of vision without surgical intervention. A progressive proliferation of fibrovascular preretinal tissue may occur, despite panretinal photocoagulation, as described by Hutton, Smiddy, and Ho (Figs 111.1–111.3).17,18,25
The Diabetic Retinopathy Vitrectomy Study (DRVS)26,27 formed the definition of “advanced, active, neovascular or fibrovascular proliferation” based on a review of studies of the natural history. The term “severe” for new vessels or fibrovascular proliferations was defined in the DRVS according to standard photographs and size definitions.26 Basically, the benefit of surgery tends to increase with increasing severity of neovascularization. Eyes most suitable for early vitrectomy are those with both severe fibrovascular proliferations and at least moderately severe neovascularizations despite extensive panretinal photocoagulation.6,27 More recent papers reported similar favorable surgical results for severe diabetic fibrovascular proliferations.
Stable or improved visual function may be achieved in 78% of cases on average. Good prognostic factors include younger age at baseline (<40 years), preoperative panretinal photocoagulation, better visual acuity (>5/200), no iris neovascularizations, and no iatrogenic breaks at surgery.26,28 Therefore, extensive panretinal photocoagulation is recommended prior to early vitrectomy to improve the patient’s outcome.25,29–31 In patients with relatively asymptomatic pathologies, intensive counseling is essential, as some eyes lose vision despite careful surgery.
Vitreous hemorrhage
Nonclearing vitreous hemorrhage in diabetic retinopathy was the earliest indication for vitrectomy in the 1970s, representing 70% of cases at that time.2 Today, it is still one of the most common indications for vitrectomy, although surgery may be avoided or at least postponed in many cases. Waiting, head elevation or intravitreal injection of hyaluronidase may lead to spontaneous blood clearing, thus allowing for panretinal photocoagulation to induce regression of active retinal neovascularizations.32,33 Diode or krypton laser systems, eventually delivered by indirect ophthalmoscopy might be more effective than argon laser in some cases.25 Early vitrectomy, defined by the DRVS as within 1–4 months from onset, results in earlier recovery of vision and better functional outcome after 2 and 4 years.27 The benefit is greater in patients with type 1 diabetes mellitus, compared to type 2. This difference might be influenced by a greater incidence of maculopathy and posterior vitreous detachment in elderly type 2 diabetic patients.34
In proliferative diabetic retinopathy with dense premacular (subhyaloidal) vitreous hemorrhage, blood is trapped between the posterior hyaloid interface and the internal limiting membrane. The hemorrhage is usually well demarcated, resulting in massive visual loss. It may be associated with fibrovascular proliferations, preretinal membrane formation or tractional macular detachment, which are common indications for an early vitrectomy (Figs 111.4, 111.5).26 Less-invasive treatment methods include observation, laser membranotomy, or intravitreal injections with recombinant tissue plasminogen activator (r-tPA) or gas. When those methods are not successful, vitrectomy may improve functional recovery or decrease the risk of complications.26,30,35 Again, a longer delay than a few months for surgery is not recommended, as surgical dissection may become more difficult25,36 if the disease progresses. Another relatively urgent indication for vitrectomy in nonclearing vitreous hemorrhage is rubeosis iridis and/or severe progressive proliferation of the fellow eye, especially when no panretinal photocoagulation has been applied before.25,27
Macular traction and macular edema
Vitreomacular traction syndrome, vitreopapillary traction, diabetic macular edema, epiretinal membrane or macular hole formation in patients with proliferative diabetic retinopathy do have specific features in their presentation and management, representing relatively new indications for vitrectomy.37–41 Opacification of posterior vitreous cortex or preretinal membrane formation alone results in substantial visual loss, sometimes associated with metamorphopsia or diplopia.29,42 These changes may occur after premacular hemorrhage or extensive panretinal photocoagulation.26 Vitreomacular traction may be associated with more complex vitreoretinal adhesions than in nondiabetic patients, eventually resulting in tractional retinoschisis.43 Vitreopapillary traction is a relatively new, controversial indication for vitrectomy, with limited evidence for functional improvement.44 In eyes with coexistent macular edema, a causative role of vitreopapillary traction has been suggested. Diabetic epiretinal membranes are more likely to have focal attachments to the macula and more proliferative activity than idiopathic epiretinal membranes.39,40 In cases of diabetic macular edema, tangential traction or former intravitreal surgery, macular holes may develop.37,38,45 To avoid progression of diabetic macular edema, panretinal photocoagulation may be divided into smaller sessions or be applied after intravitreal injections of anti-VEGF drugs.46,47
All these pathologies are indicative for an early, extensive and careful surgical treatment, usually vitrectomy combined with central membrane peeling.48 Generally, the functional outcome is negatively associated with preoperative visual acuity and the degree of maculopathy.37,49
Retinal detachment
Tractional retinal detachment
As neovascular membranes in proliferative diabetic retinopathy grow within the cortical vitreous gel, they may produce firm vitreoretinal adhesions and contract over time,41,50 resulting in tractional retinal detachment.51 Diabetic tractional macular detachment therefore has been the most common indication for vitrectomy.25 However, the management of peripheral retinal tractional detachment seems to have changed in recent times. Traditionally, those cases were observed for a while as the risk of complicated vitrectomy seemed to exceed the low progression rates.52 As anatomic and functional results after vitrectomy have substantially improved, an earlier surgical approach in cases with peripheral tractional detachment seems reasonable.53,54 Moreover, functional results after successful vitrectomy in severe macular tractional detachment are still poor (Figs 111.6, 111.7).54 Also, chronic cases of diabetic tractional detachment may be a lesser indication for surgery, as the retina under tractional fibrovascular proliferations usually becomes atrophic.6,18,54 In general, vitrectomy reoperation rates in diabetic tractional detachment are between 24% and 47%.55–57
Factors with a more favorable outcome in the literature are: age <50 years, preoperative panretinal photocoagulation; visual acuity >5/200; no or few iris neovascularizations or retinal proliferations; macular detachments <30 days, and no iatrogenic breaks.6,25,58
Combined tractional–rhegmatogenous retinal detachment
Severe fibrovascular proliferations in proliferative diabetic retinopathy may cause progressive traction and membrane contraction combined with posterior retinal breaks. The shape of the retina appears convex in contrast to tractional detachment, and the dimension of detachment is often greater, extending over the ora serrata.41,59,60 The retinal surface often shows white hydration lines, which are diagnostic of retinal holes. The holes are often small, located posteriorly, paravascular or immediately adjacent to vitreoretinal tractions and retinal elevations.60,61 Sometimes, subretinal hemorrhage may be present.62 Vitrectomy combined with silicone oil tamponade is frequently indicated in particularly severe cases, especially when the second eye shows a poor visual function (Figs 111.8, 111.9).60,63 Reports of silicone oil surgery generally show a high rate of reattachments with just a moderate chance of functional improvements (see below). Silicone oil finally helps to reduce the incidence of further complications, as neovascular glaucoma and phthisis in those desperate cases.60,63
Neovascular glaucoma
Neovascular glaucoma is a very severe complication in proliferative diabetic retinopathy. It is assumed that the ischemic retina is the source of vasoproliferative growth factors that may diffuse into the anterior segment. Consequently, growth of neovascularizations and fibrovascular membranes in the chamber angle obstruct aqueous outflow and intraocular pressure rises; different stages of neovascular glaucoma have been described.64,65 Therefore, the first therapeutic target should be the cause of the neovascular stimulus, indicating extensive panretinal photocoagulation or cryotherapy.66 Intravitreal or intracameral anti-VEGF medications, such as bevacizumab, may be helpful as short-term adjunct to panretinal photocoagulation or when panretinal photocoagulation fails to cause regression of rubeosis.67–69 This treatment alone usually induces regression of neovascularizations, however, fibrovascular proliferations in the chamber angle may contract and the pressure remains high.59
In cases of opaque optical media, as vitreous hemorrhage or cataract, controlled panretinal photocoagulation can only be performed after vitrectomy and/or cataract extraction, which has been shown to reduce rubeosis and improve neovascular glaucoma.70,71 In addition, silicone oil tamponade prevents recurrent vitreous hemorrhage and may induce regression of rubeosis.72
Vitrectomy may be combined with endocyclophotocoagulation of ciliary processes or partial retinectomy to improve perfusion and reduce intraocular pressure.73,74 Patients with higher stage neovascular glaucoma with synechial angle closure almost always need some sort of glaucoma surgery.
Filtering surgery in diabetic neovascular glaucoma has significantly lower success rates than surgery for primary or secondary open-angle glaucoma.75
The intraoperative use of antimetabolites, such as 5-fluorouracil and mitomycin C, is strongly recommended; in addition, intensive perioperative anti-inflammatory and antiproliferative treatments, as well as anti-VEGF injections and panretinal photocoagulation can improve the outcome.68,76
The implantation of glaucoma-drainage tubes (as Molteno, Baerveldt or Ahmed implants) is also very common, although the drainage capacity can be compromised by epibulbar scarring or recurrent intracameral or intravitreal haemorrhages.77,78 Nonpenetrating glaucoma surgery, as well as argon laser trabeculoplasty, is generally not recommended in diabetic neovascular glaucoma, as angle closure due to the rubeotic process can deteriorate postoperatively.75
Additional vitrectomy surgery should be considered at earlier stages of proliferative diabetic retinopathy and not only be reserved for advanced neovascular glaucoma.79 It should be combined with panretinal photocoagulation ab interno; in addition, a pars-plana glaucoma drainage implant may be considered to stabilize the glaucoma.77
Cyclodestruction, as transscleral cryo- or diode-laser cyclocoagulation, is a helpful, widely used method in advanced neovascular glaucoma. However, this treatment is usually reserved for eyes with low visual function at presentation.80,81 Blind, painful eyes may still need retrobulbar alcohol injections or, in the worst case, evisceration or enucleation.82
Preoperative evaluation and informed consent
As the presence of advanced diabetic retinopathy may indicate significant macro- and microvascular disease, all patients should be referred to an internist or endocrinologist before surgery. It is important to evaluate the patient’s medical and glycemic status as well as coexistent problems as hypertension, hyperlipidemia, cardiovascular or renal disease. Those findings will influence the decision for the extent, timing and prognosis of surgery.83,84 Optimal blood glucose management may be protective against perioperative infection.85 Patients should be well informed about adjustments of medications, especially those for blood glucose and blood pressure control. Anticoagulants as well as antiplatelet medications must be stopped or substituted at the surgeon’s suggestion. Another issue is that of patients needing renal dialysis. In those cases, surgery has to be arranged between dialysis sessions. In any case, an optimal medical control will optimize surgical success and reduce intra- and postoperative complications in diabetic patients.
Every patient must undergo a thoroughly ophthalmic evaluation before surgery to determine all anatomic abnormalities as well as actual and possible future visual function. It is important to correlate the history of visual decrease with possible anatomic changes, which can be found out by anamnesis or the referring ophthalmologists. This correlation is a major prognostic factor for surgical success. A complete ophthalmic status, with best corrected distance and near acuity, pupillary function, intraocular pressure and visual field tests is essential. Slit-lamp biomicroscopy of all anatomic abnormalities and, if possible, fundus examination with indirect binocular lenses, provides further important information to plan the surgical approach.86,87
Silicone intraocular lens implants should be avoided, as intraocular silicone oil tamponades would firmly adhere to silicone lenses, thereby affecting intra- and postoperative fundus visualization and visual function.88,89 If applicable, fluorescein angiography and optical coherence tomography (OCT) may add further details, as the presence and extent of retinal or iris neovascularizations, macular or retinal ischemia, macular edema, vitreoretinal tractions, and epiretinal membrane formation.84,86,90
In cases with opacified media preventing fundus visualization, as cataract, intracameral or intravitreal hemorrhage, ophthalmic echography should be performed; it can provide most relevant information, as the presence or absence of vitreoretinal adhesions, vitreoschisis, retinal detachment, or other subretinal opacities and tumors.87,91
Preoperative electrophysiological testing (visually evoked potentials, VEP or electroretinography, ERG) is another tool to evaluate function in those cases. However, in clinical practice it is not routinely used, as results in predicting postoperative outcome are sometimes contradictory.92
Prior to surgery, possible infections of the lid, conjunctiva, cornea or ocular adnexae must be treated. Antibiotic prophylaxis may be reasonable when the risk for endophthalmitis is increased, although there is no evidence-based general recommendation.41,93 The presence of iris neovascularizations or massive fibrovascular proliferations is an indicator for an early surgical intervention, with preoperative intravitreal or intracameral application of anti-VEG medications and panretinal photocoagulation, if possible.94,95 Especially in severe proliferative diabetic retinopathy in type 1 diabetic patients, there is strong evidence to perform adequate panretinal photocoagulation, especially in the anterior periphery to minimize the risk of further anterior neovascularizations or fibrovascular proliferations.6,29,96,97
Surgery
Education and training
Surgery for complications of diabetic retinopathy, notably vitrectomy, requires advanced surgical judgment and skills and the use of highly developed instruments and equipment. Fast technical advances in the development of instruments and surgical techniques require regularly and frequent trainings of surgical skills of all operating personnel as well as modernization and proper maintenance of all surgical equipment and instrumentation.84 Wet laboratories using animal models play an important role in modern ophthalmology surgical residency training. In recent times, new virtual reality simulators can be used as a gated, quantifiable performance goal to expert-level benchmarks (Fig. 111.10).98,99
Anesthesia
Surgery in proliferative diabetic retinopathy can be performed in local or general anesthesia, sedoanalgesia or a combination of those. The adequate form of anesthesia depends on many factors, as the extent and duration of surgery, the patient’s mental or physical condition, or just the patient’s and surgeon’s choice. It also depends on geographic and economic factors, as there are diverging anesthesia standards in different countries. The patient’s vital signs should be continuously monitored by experienced operating staff members, even during local anesthesia. The advantage of local anesthesia is a minimal disturbance of the diabetic metabolism; however, the patient may feel some pain or move during surgery. Local anesthesia can also be applied during sedoanalgesia or general anesthesia to minimize the patient’s postoperative discomfort.100 General anesthesia or sedoanalgesia should only be performed by an anaesthesiologist, who can stabilize the patient or help to medically reduce the intraocular pressure. Nitrous-containing agents should not be used or be terminated before an intraocular gas-bubble is injected.84,100
Preoperative preparation
To provide adequate intraocular visualization, wide pupillary dilatation is always necessary. A combination of different mydriatic, sympathomimetic and cycloplegic drops should be instilled repeatedly before surgery to allow for a maximal pupillary dilatation.84 Additional topical medications, as antibiotic or antiphlogistic drops may be added, as well as systemic sedative or diuretic medications for optimal preparation of the patient. If general anesthesia is scheduled, additional preoperative medication or modification of the patient’s medications should be discussed with the anesthesiologist.
In the operating room, a 5% polyvidone iodine solution must be applied on the eyelids and a 5% solution in the conjunctival sack, respectively, and should dry out for at least 3 minutes to guarantee adequate disinfection.101 The eye is then covered with a sterile plastic sheet, equipped with 1–2 side bags, and a lid speculum is inserted (Fig. 111.11).
Surgical equipment
Microscope and lenses
As prerequisite, a modern binocular surgical (stereo-) microscope is required with co-axial illumination that should allow a magnification of 10–30-fold. It should be equipped with a motorized power zoom, power focusing and X–Y-positioning via foot pedals. The microscope must be fitted with the corresponding laser filters to permit photocoagulation. A light-splitter is necessary for co-visualization of the operating personnel and for the integration of a video system.102
For fundus visualization, different lens systems are available to neutralize the cornea’s refractive power. The initial visualization of the central retina was performed using hand-held, plano-concave lenses or various contact lenses centered by the assistant or a sclera-fixated metal ring. For a better visualization of the fundus periphery, especially in gas-filled phakic eyes, biconcave lenses with 20–35° angle were developed.103,104
Today, 130° wide-angle viewing systems are available, and the inverted image is corrected through a stereoscopic diagonal inverter. Non-contact wide-angle systems (BIOM, EIBOS) are widely in use and can be managed by the surgeon alone.102,105 They offer a greater depth of field and better visualization through media opacities. Also, a lower incidence of postoperative epithelial defects or retinal detachments was reported.106,107 To protect the corneal epithelium and guarantee for optimal fundus visualization, a corneal tear film must be maintained. The adjunctive use of carboxymethylcellulose gel or similar substances at surgery will promote corneal clarity.
Microinstruments and illumination
Various types of surgical instruments have been developed and modified over the years. The instruments vary in the number of functions provided. Currently, a trend is towards single-use instruments or parts of them, providing maximal aseptic conditions. For vitrectomy in proliferative diabetic retinopathy, 20-gauge systems have become the long-time standard and are still recommended. They still offer the greatest number of supplementary instruments with minimal flex.84,108
Small-gauge systems
In the past years, 23-, 25-, and 27-gauge instruments have been developed to provide non-suturing vitrectomy, thereby minimizing inflammation and postoperative discomfort to the patient (Fig. 111.12).109–112 However, their efficiency in complex cases, such as advanced diabetic retinopathy, is still a matter of debate, as a higher rate of postoperative hypotony has been reported.113 In the recent literature, 23-gauge systems showed more stable and reproducible results even in severe proliferative diabetic retinopathy, compared with 25-gauge.109,114,115
Basic equipment
The standard equipment for vitrectomy consists of a vitrectomy cutter, combined with a suction unit, a fiberoptic light pipe, an infusion of balanced salt solution (BSS) and an air pump. A modern vitrectomy unit provides all those base functions, in different combinations with diathermy, endolaser coagulation, gas filling or phacoemulsification modules (Fig. 111.13).
Illumination
Hand-held illuminators range from single-function illumination probes to multi-purpose illuminated scissors, forceps or vitrectomy probes. The use of “chandelier” light illuminators inserted manually or through additional sclerotomies allows for bimanual dissection.116–118
Membrane dissecting instruments
A wide variety of tissue scissors, forceps, spatulas, picks or cannulas are available to peel or remove epiretinal membranes; similarly, the vitrectomy probe can be used with lower suction rates at the decision of the surgeon. Vertical scissors may be used for segmentation of tissues in complex fibrovascular proliferations, whereas horizontal scissors are beneficial to delaminate the vitreous cortex from the retina.119,120
Dyes and tamponades
Various dyes are used to identify vitreous and epiretinal structures. Corticosteroid crystals may be used for easier identification of the vitreous cortex, especially in retinal detachment surgery; e.g., triamcinolone acetonide marks otherwise invisible remnants or patches of vitreous on the retina.101,121–123 In addition, it may help to prevent fibrin exudation in proliferative diabetic retinopathy due to its anti-inflammatory potential. No retinal toxicity was described for intravitreal doses of 2–4 mg of triamcinolone acetonide.102,124 Epiretinal membranes or fibrovascular proliferations must be carefully removed to prevent recurrent proliferative vitreoretinopathy or tractional detachment. Dyes as trypan blue are helpful to stain epiretinal membranes; indocyanine green, infracyanine green, and brilliant blue are more specific for internal limiting membrane identification; epiretinal structures appear in negative contrast with those substances.125–128 There is a divided opinion on whether infracyanine or indocyanine green might have toxic retinal effects, provoking (peripheral) visual field defects. However, this effect could be time- and dose-dependent.128,129
For internal tamponade of the vitreous cavity, various gases and liquids are in use. As a short-term intraoperative instrument, perfluorocarbon liquid is most commonly used. It is helpful to reattach the retina, or to protect the retina against damage from endo-phacoemulsification, intraocular foreign bodies or lens fragments.130–133 Filtered air may serve as a short-term, nontoxic tamponade; for a more prolonged tamponade in cases of retinal detachment or proliferative diabetic retinopathy, different gases as SF6, C2F6, or C3F8 are in use, providing tamponade times from 2 to 8 weeks. Gases are preferred for superior or posterior pathologies, in patients where positioning is possible, or when surgical removal would not be possible.134–136
Silicone oil is the instrument of choice for longer tamponades in most severe cases. Different silicone oil types from 1000 to 10 000 centistokes are available. They can also serve as protective shield to inhibit neovascular growth factors and cytokines to dissolve in ocular tissues. Silicone oils usually should be removed after a short time, usually 3–6 months, to avoid any silicone-related complications.137–141
Additional equipment
To improve the efficacy and outcome of surgery in proliferative diabetic retinopathy, different helpful adjuncts have been developed in the past years. A peri- or intraoperative injection of antiangiogenic drugs might decrease the risk of recurrent intravitreal hemorrhage or neovascular glaucoma with rubeosis iridis. Preoperative injections 7 days prior to surgery have shown to improve the outcome and facilitate surgical manipulations in diabetic tractional detachment.142,143 To facilitate posterior vitreous detachment and to shorten operating time, pharmacologic vitreolysis with plasmin, microplasmin and/or hyaluronidase was developed. Such agents may reduce intraoperative complications, such as retinal tears.144,145 When there is a need for visualization of the ciliary body in cases of severe anterior hyaloidal fibrovascular proliferation or extreme corneal opacification or capsule fibrosis, endoscopy provides a novel, elegant approach. The endoscope is inserted through the pars plana, providing a direct visualization of the entire vitreoretinal anatomy.146,147
Surgical procedure
Cataract surgery
Patients undergoing vitrectomy surgery for proliferative diabetic retinopathy may have concomitant cataract. Surgical management options include cataract surgery followed by vitrectomy surgery later, or combined operations in a single procedure.148 Further variations include cataract extraction, followed by vitrectomy and lens implantation at the end of surgery, or alternatively, cataract extraction with primary lens implantation, followed by vitrectomy. Cataract and vitrectomy surgery may be both performed by one surgeon or two different surgeons, depending on geographic and cultural differences.148
The advantage of any cataract extraction procedure is a much better intraoperative access to the vitreous base, which is of upmost importance in cases of fibrovascular proliferations in diabetic retinopathy or proliferative vitreoretinopathy; there is also evidence that reoperation rates seem to decrease when the lens has been removed during vitrectomy.24
Progression of coexisting diabetic macular edema may be lower when grid/focal laser are applied before cataract surgery, or when panretinal photocoagulation is applied after lens extraction instead of before.20 All cases with proliferative diabetic retinopathy should be treated with panretinal photocoagulation, if possible, and/or anti-VEGF injections before cataract surgery, to avoid a higher incidence of postoperative iris neovascularizations; panretinal photocoagulation may also be applied at time of surgery or shortly thereafter.21,24 In younger patients with less cataract formation, the loss of accommodation after cataract extraction has to be weighed against possible serious intra- and postoperative complications when the lens was not removed. The patient should be informed that an earlier cataract formation is common after vitrectomy.17,24 Likewise, it has been reported that in eyes without a crystalline lens, a more complete panretinal photocoagulation and resection of proliferations was possible.24
Glaucoma surgery
Aqueous shunt procedures
Nonpenetrating procedures, as canaloplasty or viscocanalostomy are usually not indicated, especially when the chamber angle is closed.149 Similarly, filtering surgery as trabeculectomy in neovascular glaucoma has significantly lower success rates than surgery for primary or secondary open-angle glaucoma.75
The reason is an excessive risk for inflammation and hemorrhage in these eyes. To improve the outcome, it is advisable to use intraoperative antimetabolites, as 5-fluorouracil and mitomycin C, as well as perioperative anti-VEGF injections and panretinal photocoagulation.68,76
It has recently been shown that an intravitreal injection of bevacizumab, followed by panretinal photocoagulation and glaucoma surgery 1–2 weeks later may produce a much better pressure control.150 Alternatively, glaucoma-drainage tubes, as Molteno, Baerveldt or Ahmed implants, may be implanted. They can be used either after or at the same time as vitrectomy with endophotocoagulation. The tube may be placed in the anterior chamber or in the sulcus ciliaris or through the pars plana, if the chamber angle is closed.149
Postoperative results are not better than standard trabeculectomy procedures, as the drainage capacity can be compromised by scarring of epibulbar tissue, bleb formation or recurrent intracameral or intravitreal hemorrhages.77,78 Furthermore, other long-term complications, as exposure of tube material or decompensation of the corneal endothelium have been described.150–152 Bevacizumab has been reported to improve the outcome after glaucoma implant surgery as well; however, more trials are needed to clarify the role of anti-VEGF medications in surgery for diabetic glaucoma.
In addition, vitrectomy surgery may be considered even at earlier stages of glaucoma in proliferative diabetic retinopathy, as it can be easily combined with full scatter panretinal photocoagulation ab interno.71,72,79 Furthermore, a pars plana glaucoma drainage implant may be considered to stabilize the intraocular pressure.77
Cyclodestructive therapy
In eyes with extensive retinal ischemia or optic nerve damage in advanced neovascular glaucoma, where visual outcome is expected to be very poor, the efforts and risks of incisional trabeculectomy or glaucoma implant surgery may not be accepted.149 In those eyes, cyclodestruction, as transscleral cryo- or diode-laser cyclocoagulation, is a helpful, method, depending on the grade of angle closure.80,81 In the right indication, it has proven as effectively as trabeculectomy or drainage implant surgery.153,154
Before transscleral cyclophotocoagulation, a retrobulbar injection with lidocaine 2% is usually given and a lid speculum should be used. The handpiece of the diode laser features a footplate designed for this procedure.149 The footplate is placed along the limbus so that the fiberoptic tip sits on the surface directly over the ciliary body to concentrate the laser energy in the target tissue. Power settings of between 1500 and 2500 mW with a pulse delivering time between 1.5 and 2.0 seconds are commonly used. A total of 15–30 applications of the laser are applied to the full circumference, only the horizontal meridians should be spared out.149,155 After surgery, topical prednisolone, diclofenac and atropine, eventually subconjunctival prednisolone-hydrogen succinate are given. The intraocular pressure will be reduced postoperatively for 6–8 weeks on average, providing effective pressure control in about 67% of patients.149,155 The treatment may be repeated after several months. Cyclocryocoagulation of the ciliary body in a similar fashion or cryocoagulation of the peripheral retina by indirect ophthalmoscopy may be an alternative, however “blind” cryocoagulation bears the risk of overtreatment and induction of choroidal neovascularization.70,156
Blind, refractory painful eyes may be still treated with retrobulbar alcohol injections or finally by evisceration or enucleation.82
Pars plana vitrectomy
Preparation of entry sites
Three-port vitrectomy remains the most used technique, where two sclerotomies are prepared superotemporally and superonasally, and an inferotemporal pars plana incision permits intraocular infusion. Incisions are chosen in 3.5–4.0 mm distances from the limbus. Transconjunctival trocar-guided systems are used with increasing frequency in diabetes-related indications in smaller gauges (23- and 25-gauge) to provide higher comfort for the patients and reduce surgical trauma.109
To avoid intra- or postoperative wound dehiscence, sclerotomy blades should be oriented parallel to the limbus and trocars should be inserted 20–30° oblique to the scleral surface (Fig. 111.14).
However, this technology might be more indicated in easier diabetic cases such as nonclearing vitreous hemorrhage or macular edema.108,115 In eyes with complex pathologies where silicone oil injection is likely, 20-gauge incisions might provide the surgeon with a higher range of instrumentation and an easier silicone oil tamponade.108,113,115 Suturing of sclerotomies is recommended in silicone oil use because silicone oil can evade through unsutured wounds subconjunctivally. Precise infusion cannula placement is critical to avoid suprachoroidal infusion and choroidal detachment (Fig. 111.15).
Vitrectomy
Light probe and vitrector are inserted through the sclerotomies and vitreous removal is started behind the lens (Fig. 111.16). The infusion is turned on only when the cutter is in the eye and vitreous removal can be started simultaneously. Otherwise, the infusion pressure will move the lens implant anteriorly and iris incarceration into the wound can occur. The anterior part of the vitreous is removed under microscopic view, then a wide-angle viewing system (e.g., BIOM) is inserted and central vitreous removal performed.
To facilitate identification of the vitreous cortex, triamcinolone acetonide may mark otherwise invisible remnants or patches of vitreous on the retina.122,123 Due to its anti-inflammatory potential it may also help to prevent fibrin exudation in proliferative diabetic retinopathy. Intravitreal doses of 2–4 mg of triamcinolone acetonide will offer sufficient staining with no retinal toxicity.102,124
Eyes with complete posterior hyaloid separation
If a nearly complete separation of the posterior hyaloid is present after anterior and central vitreous removal, the posterior hyaloid membrane is incised and the opening enlarged circumferentially to allow adequate visualization of the retinal area (Fig. 111.17).12 While cutting rate is usually highest (2000–4000 cuts/min), aspiration might be increased in the mid-portion of the vitreous, but should be decreased again during posterior hyaloid removal to avoid unnecessary traction. Blood might be pooled at the posterior pole, usually unclotted, and can be aspirated now with a soft-tipped fluid needle (Fig. 111.18). As precise visualization of the retina is now achieved, areas of neovascularizations or small bleeding sources can be identified. Diathermy should be used for bleeding sources and then the vitreous is removed up to the periphery. Indentation is used to remove all anteriorly located blood and vitreous. Otherwise this can be a source for re-bleeding, tissue contraction and rubeosis iridis. Full-scatter endophotocoagulation is now performed up to the peripheral retina for the same reason.
In contrast, it was reported from a pilot study that peeling of the internal limiting membrane in proliferative diabetic retinopathy with fibrovascular proliferations might reduce postoperative epiretinal membrane formation.48
Eyes with incomplete posterior hyaloid separation
If incomplete separation of the posterior hyaloid is present, surgery can be difficult and should remain in experienced hands. Usually a core vitrectomy is performed at the beginning to gain sufficient view over the areas of adhesion and the connections between them. If there is a wide separation between the formed vitreous and the retina, circumferential release of anterior–posterior traction can be achieved with the vitreous cutter. However, if the posterior vitreous is closely overlying the retina in certain areas, care must be taken not to injure the retina (Fig. 111.19). If the retina is attached, gentle suction with the vitrector might be sufficient to further separate the vitreous from the retina to provide safe dissection. If the retina is detached or holes do exist, separation of tissue might be achieved with the use of some viscoelastic to provide higher safety.157–159 In any case, careful separation, usually with scissors, has to be done. Several surgical techniques for membrane removal have been developed. The first were delamination and segmentation.160 In segmentation, tractions between centres of adhesions are removed (Figs 111.20, 111.21),12,52,161 while in delamination, the connections between the posterior hyaloid and/or fibrovascular tissue and the internal limiting membrane are cut (Fig. 111.22).161–163 The later developed “en bloc” technique includes removal of the vitreous and associated vitreoretinal membranes as a single unit (Fig. 111.23).164 If only one or few focal adhesions do exist, vitrectomy might be started with a core vitrectomy, followed by excision of the posterior hyaloid over 360° in order to separate small islands of adhesions. If extensive, firm adhesions are present, the “en bloc” technique might facilitate surgery: a core vitrectomy is performed and the posterior hyaloid opened in an area close to or over the optic nerve. The fibrovascular tissue is now grasped with an end-gripping forceps and the tissue separated. Gentle traction is exercised to avoid bleeding or hole formation. If it is possible to loosen the connected tissue over the posterior pole in one piece, then the remaining hyaloid of the peripheral vitreous will lift the residual vitreous and membranes into the mid-vitreous cavity, where it can be removed safely (Fig. 111.24). As tempting as it might sound to remove everything in one big piece, two things need to be mentioned: first, complete removal of membranes and vitreous together in cases with adhesions of different strength is rarely possible. Second, bleeding from several sources might create a less controllable situation. If confronted with a firm adhesion during the “en bloc” technique, a change to delamination or segmentation is advisable. The newer cutters of the 23-gauge systems have an opening nearer to the end tip and do allow segmentation of tissue without additional scissors or picks (Fig. 111.25). The use of some perfluorocarbon to prevent bleeding into the foveal area can be helpful if a bridging membrane has been removed, but further dissection needs to be done in the mid-peripheral retina. If the retina is cleaned from all fibrovascular tissue up to the periphery and bleeding sources are cauterized, circular photocoagulation treatment is performed up to the ora serrata under indentation.
Eyes with subtotal posterior vitreous adhesion
When identifying the posterior vitreous cortex in diabetic patients, surgeons should be aware of posterior vitreoschisis, simulating posterior vitreous separation (Fig. 111.26).91,165 If this phenomenon is unrecognized, only the inner wall of the vitreoschisis will be removed, leaving much traction unrelieved.12
Eyes with combined tractional and rhegmatogenous detachment
In eyes in which rhegmatogenous retinal detachment is present in addition to tractional detachment, great care not to aspirate and cut inadvertently into the retina has to be taken during the whole surgery. Core vitrectomy is done with lesser suction than usual and the tissue is carefully inspected before cutting. Once a clear overview of the retinal situation is created, dissection of tissue is started usually in an area distant from the detached retina. Still, preparation of tissue from the centre to the periphery is advisable. Perfluorocarbon can be used to stabilize the posterior retina, while further tissue removal in the periphery is performed. However, if an atrophic retinal detachment is present, the use of perfluorocarbon can be dangerous because the retina is inelastic and shortened. A primarily small retinal hole can turn into a large retinal hole and perfluorocarbon may glide in the subretinal space. A similar situation can occur when silicone oil tamponade is used too early and the retina is still under traction. Careful inspection of the periphery under indentation is needed, and anteriorly dislocated retina is either freed from fibrotic tissue or cut. Retinectomies and retinotomies should be used only in selected cases and performed as last resort (see also Chapter 108, Retinectomy). They cannot replace careful membrane dissection. Usually peripheral retinectomies are needed in eyes where reoperations become necessary and severe anterior hyaloid fibrovascular proliferation has developed. Before the retina is cut, diathermy is applied to the anterior and posterior margin of the retina and the vessels to be excised. The extension of the retinotomy should reach normal retinal area around the area of traction. The retina can be cut either with the cutter or scissors. If not already detached, a shallow detachment must be created in order to cut without traumatizing the choroid or creating hemorrhage. It is mandatory in diabetic vitrectomy to release all tractions around retinal holes before tamponades can be used. The anterior part of the retina is also trimmed and cauterized in retinectomies to avoid secondary fibrosis of residual anterior retina and traction on surrounding tissue and/or the ciliary body. Smaller posterior retinotomies can also become necessary, if persistent traction around an old tear exists. Silicone oil is the tamponade of choice for diabetic eyes requiring retinectomies. Eyes requiring retinectomies have a poorer outcome and visual prognosis than those not requiring.166 Placement of a scleral buckle can be added to complex surgery in diabetic vitrectomy. It is usually performed in reoperations or as a primary surgery in younger diabetic patients where massive activity and fibrovascular proliferation and detachment exist, but visual acuity is still useful.
Photocoagulation
Panretinal photocoagulation with an endophotocoagulation probe is always performed during diabetic vitrectomy to achieve regression of neovascularizations and to create adhesions around retinal breaks, retinotomies and retinectomies.6,41,159,167 Although pre-existing panretinal photocoagulation might be present, additional photocoagulation is usually applied, especially to the retinal periphery, and in areas around neovascularizations.
The adequate coagulation effect requires apposition of the retina to the retinal pigment epithelium which eventually requires the use of intraoperative internal tamponades, as gas or perfluorocarbon liquids.168 The power of the laser beam is continuously adjusted, depending on the clarity of media, the density of subretinal pigmentation and the distance to the retina. The angle of the instrument in relation to the retinal plane will also influence intensity of the coagulates. Whitish laser effects should be visible, however, hard hyper-intense treatment should be avoided.41,169
Endocryocoagulation is rarely applied to the retinal periphery today, because endophotocoagulation with flexible probes is available which makes a treatment up to the ora serrata possible, eventually with the help of scleral depression.170 Moreover, cryocoagulation usually causes more inflammation than standard panretinal photocoagulation and the effect is less predictable.41
Tamponades
Various gases and liquids are in use to provide internal tamponade of the vitreous cavity. As a short-term intraoperative instrument, heavy perfluorocarbon liquid is most commonly used. It is helpful to reattach the retina, permitting panretinal photocoagulation or membrane dissection. Perfluorocarbon must be completely removed before the end of surgery due to retinotoxic effects.130–133 Filtered air serves as short-term tamponade for a few days. For a fluid/air exchange infusion is turned off and air is supplied through the infusion port with a continuous air pump. A silicone-tipped fluid needle or cannula is then used to aspirate the fluid from the vitreous cavity. If subretinal fluid is present, it can be aspirated through a pre-existing or iatrogenic retinal break.12
For a more prolonged tamponade in cases of retinal breaks with traction, retinal detachments or diffuse hemorrhage, different gases as SF6, C2F6, or C3F8 are in use, providing tamponade times from 2 to 8 weeks. Gases are preferred tamponades for superior or posterior pathologies or in patients where positioning is possible.134–136 After fluid–air exchange, the intraocular air is usually exchanged for long-acting gases.
The eye is flushed with gases in the desired non-expansive concentration, usually 18% for SF6, 16% for C2F6, and 14% for C3F8, to guarantee for a maximal duration with no risk of pressure elevation. If nitrous oxide is used in general anesthesia, it must be discontinued 20 minutes before gas injection to prevent high nitrogen in the gas bubble, resulting in an undesirably small postoperative gas bubble.12 Finally, silicone oil is the instrument of choice in reoperations or severe cases, if a longer tamponade is required, if positioning is difficult or if air travel is necessary. Silicone oil may be instilled directly or after fluid/air exchange. In aphakic eyes, an inferior (“Ando”-) iridectomy must be created to prevent silicone oil from entering the anterior chamber. Silicone oils should be removed after several (3–6) months to avoid late silicone-related complications, as cataract, secondary glaucoma, keratopathy or optic disc atrophy.131,137,138,140,141
Postoperative care
Examinations
Regular ophthalmic examinations are scheduled according to the individual case; however they should be performed on a daily basis in the first postoperative days. Additional examinations are necessary when the patient complains of abnormal or increasing pain, especially in cases with a history of glaucoma or when expanding gas bubbles were used. It is reasonable to perform further examinations on a weekly basis in the first month and on a monthly basis until the eye has stabilized and/or local or systemic medications are stopped.84 Finally, periodical routine examinations every 3–6 months are recommended, according to the severity of diabetic retinopathy. In the routine examinations, the anterior segment must be checked for unexpected inflammation, media opacities or signs for neovascular glaucoma, as rubeosis iridis. Intraocular pressure is monitored and normalized to prevent pain or eventual visual field loss. The posterior segment must always be carefully examined to observe the healing process and identify possible complications. Macular edema or tractional detachment may take time to resolve and can be monitored by optical coherence tomography. Written instructions, as medical prescriptions or visits, are always preferred.41,84,171
Hospitalization and convalescence
The length of hospitalization is determined by the extent of surgery and the condition of the patient. Cataract surgery is usually performed on an outpatient basis, whereas after vitrectomy or complicated surgery, hospitalization is required. The management of patients with pain or elevated intraocular pressure, who need more frequent examinations and adaptations of their medication, is always more efficient in hospital.84 Furthermore, good diabetic and general medical control is necessary (see below).
When surgery on outpatient basis is performed, it is important to carefully instruct the patient for further behavior, medications and visits. For confused or disoriented patients, it is important that responsible persons always accompany the patient. Postoperative positioning is of great importance when intraocular gases were used, depending on the location of retinal breaks, and may be facilitated with pillows and tables.41 Normally, adhesion of the retina to the retinal pigment epithelium occurs in 1–4 days after retinopexy.172,173 Face-up positioning might accelerate cataract formation in phakic eyes, iris capture in pseudophakia or loss of anterior chamber in aphakia.174,175 If additional laser treatment is needed when a gas bubble is in the eye, the surgeon should be aware of unintentional retinal damage from laser beam reflection at the fluid/gas interface.176 In cases with intraocular silicone oil tamponade, positioning is less critical. However, silicone oil changes the refractive power of the eye and interferes with diagnostic ultrasound, possibly hampering follow-up examinations or axial length measurements.177,178 Despite the need for early silicone oil removal due to complications, silicone oil is usually removed after 3–6 months at the decision of the surgeon. Recurrent retinal detachment is rare after silicone oil removal and appears to be independent of the duration of silicone oil tamponade.179,180 In most severe cases, silicone oil might be also used as long-term tamponade to prevent phthisis of the eye.141,181
Medications
The common preference for few topical medications in ophthalmology might differ after surgery for proliferative diabetic retinopathy, especially in more complex cases. Patients will rarely feel heavy pain after vitrectomy, but it can happen more frequently after additional buckling surgery.84 Oral analgesics are usually sufficient, but sometimes additional intravenous analgesics are needed. The use of patches did not appear to be helpful in controlling pain from corneal abrasions; however, pain from corneal epithelial defects might be mild due to diabetic neuropathy.182,183 An increase of intraocular pressure needs topical or systemic pressure lowering medications. Topical cycloplegic drops provide pupillary dilatation, immobilization of the ciliary body, reduction of inflammation and the risk of synechia formation.84 In addition, topical antibiotics, steroids, and anti-inflammatory drops are prescribed in the first postoperative days or weeks to minimize inflammation and prevent infection. Steroids may be administered periorbitally during or after surgery. In severe cases, systemic anti-inflammatory drugs or corticosteroids might be added, but can interfere with the patient’s antidiabetic medication. A sudden, increasing inflammation raises suspicion of endophthalmitis and needs urgent intravitreal antibiotic injection, vitreous culture and vitrectomy.
Further surgery
After cataract surgery, proliferative diabetic retinopathy must be sufficiently treated or re-treated with panretinal photocoagulation if not already performed at time of cataract surgery.21 Similarly, diabetic macular edema progression may be slightly lower when grid/focal laser are applied after lens extraction instead of before.20 In patients who had vitrectomy surgery with silicone oil instillation, recurrent retinal detachment after silicone oil removal is unusual and seems not to be related to the duration of silicone oil tamponade.179,180 In most severe cases, silicone oil might be used as a long-term tamponade to prevent phthisis.141,181 In earlier times, an increased risk for the development or increase of rubeosis iridis was postulated after vitrectomy with cataract extraction or lensectomy; however, recent series do not support this theory anymore, although in the absence of preoperative panretinal photocoagulation, adjunctive treatments with panretinal photocoagulation, anti-VEGF injections or glaucoma filtering surgery might be useful.24,149,184
Diabetes control
The challenge for the primary care physician and the diabetologist in all patients with diabetic retinopathy is to attain excellent glycemic control, aggressive control of blood pressure and normalization of lipids.185 After surgery for proliferative diabetic retinopathy, diabetic patients are at increased risk for adverse outcomes, which are related to pre-existing complications of diabetes, especially atherosclerotic disease, nephropathy and peripheral and autonomic neuropathy; similarly, hyperglycemia is associated with a higher risk for poorer wound healing or infections,186 and a possible loss of nutrients through glycosuria.187 The use of insulin offers great flexibility of timing and dose in the postoperative management of most diabetic patients. Short-acting insulin analogues have been shown to work well as pre-meal medication or as rapid counteraction against pronounced hyperglycemia for outpatients as well as hospitalized patients.187
On the other hand, rapid-acting insulin analogues may be associated with an increased risk for hypoglycemia, if the delay to the next meal is too long.188 Accordingly, oral sulfonylurea and other insulin secretagogues lower blood glucose levels acutely; however, the risk for hypoglycemia is smaller with non-sulfonylurea agents.187 In general, hospitalization provides a chance to organize long-term diabetes management issues: advice and information of optimum nutrition, exact glycemic control, management of hypertension or dyslipidemia as well as basic guidelines for foot care should be given during this time. Finally, an appropriate diabetes education for newly diagnosed or poorly controlled diabetic patients, arrangements for medical nutrition, and regular medical follow-up visits are important to attain the best possible long-term surgical and medical outcomes.187,188
Complications
Intraoperative complications
Cornea, anterior chamber, lens
Reduced visualization
Corneal edema, a narrow pupil and lens opacification are the main reasons for reduced intraocular visualization during vitrectomy in diabetic patients.12 From these three, corneal edema still remains the most problematic.
Corneal edema
Reduced epithelial adherence and epithelial basement membrane abnormalities in diabetic patients predispose these eyes to develop corneal edema during surgery.12,189,190 Clear visualization of details is hindered because of the edema and this might occur exactly at the most important steps during surgery. The occurrence of corneal edema might be related to intraocular pressure, dryness, duration of surgery, or trauma to the epithelium or endothelium.190,191 Mechanical abrasion of the epithelium, performed almost routinely in diabetic patients in earlier years, should be avoided if possible. Gently wiping the cornea with a cotton-tip to reduce the water content might help for a short period. In addition, viscoelastic placed in the anterior chamber can improve visualization. The use of corneal lubricants as methylcellulose in different compositions maintains a longer corneal integrity and clarity during vitrectomy surgery, reducing the need for intraoperative debridement.192 If an epithelial debridement is unavoidable, the patient should be provided with a medical contact lens at the end of surgery to provide painless and quick healing of the epithelial defect. It has been shown that the debridement rate for infusion lenses was 23.8% compared with 13.0% for sew-on lenses and 15.6% for non-contact wide-angle (e.g., BIOM) lenses.193 Folds in Descemet’s membrane may develop during fluid-air exchange, resulting in distortion of intraocular structures. This issue can be improved by viscoelastic, placed under the corneal endothelium.12
Pupillary constriction
Intraoperative miosis reduces peripheral fundus visualization. It usually occurs after prolonged surgery, ocular hypotony or direct surgical trauma during cataract extraction. As wide-angle systems are now used in almost all vitrectomies, better visualization is provided also if the pupil becomes medium sized during surgery. Dilating medications, as mydriatic agents or viscoelastic substances, might be used either topically or injected into the anterior chamber via a paracentesis. Alternatively, flexible iris hooks can be used temporarily to achieve better visualization of the periphery.194,195
Lens touch, cataract formation
Lens opacities may develop from direct instrument contact during surgery, after prolonged surgery in phakic patients, or, less frequently, if the patient’s serum glucose is much higher than in the infusion fluid.12,196 The overall incidence of postoperative cataract formation after vitrectomy in diabetic eyes was reported to occur in 17–37%.17 Touching a clear lens with instrumentation must be avoided. As diabetic vitrectomies combined with lens surgery and IOL implantations are increasing in numbers, this problem has become rare. However, if lens opacification does occur during vitrectomy, immediate lens removal is advisable if the surgery would be otherwise incomplete. If lens opacification is so discrete that vitrectomy can be finalized, proper cataract surgery can be delayed. A careful dissection, especially in the horizontal meridian may protect from lens touch; alternatively, a small amount of vitreous gel can be left behind the lens capsule to protect the lens from infusion fluid or mechanical damage.190,196
Intraocular hemorrhage
Intraocular hemorrhage is frequently observed in proliferative diabetic retinopathy, representing a potential serious complication. Bleeding during surgery mainly occurs from inadvertent cutting of vessels and is a serous complication during diabetic vitrectomy. If not controlled immediately, it can prevent successful completion of surgery, with untimely silicone tamponade in an uncontrolled situation. As a general rule, even if a small hemorrhage occurs, the source needs to be identified and controlled. Sometimes, transient pressure elevation might be sufficient, but mainly diathermy should be used to cauterize sclerotomy sites, iris vessels, choroid, or retina. Modern vitrectomy machines allow an automatic pressurization of the infusion system, so that the intraocular pressure can be controlled faster and more exactly. The elevated pressure should then be normalized as soon as possible to prevent ischemic damage to ocular structures.12 Combined instruments providing infusion as well as cauterization are useful because they eliminate the need to exchange instruments. For small hemorrhage, viscoelastic or perfluorocarbon can be used to prevent pooling of blood over the posterior pole; for a larger hemorrhage, thrombin was reported to control bleeding.197,198 Pre- or intraoperative intravitreal application of anti-VEGF medication might reduce intraoperative complications and improve the surgical outcome in severe proliferative diabetic retinopathy.199,200 Finally, blood clots should be carefully removed from the eye without provoking new hemorrhage. It is advisable to let a small plug of fibrin on the site that has bled to support hemostasis.118 Reducing the intraocular pressure at the end of surgery may identify potential bleeding sites that can be treated before closing the eye.12
Retinal breaks and detachment
Retinal breaks are a typical, severe complication during or after any vitrectomy, however in proliferative diabetic retinopathy they are observed more frequently.157,201 Occult pre-existing retinal breaks may be sometimes detected under fibrovascular tissue, or may occur during tissue manipulation. Usually, they are located in the posterior pole and can be treated once all traction around the breaks is relieved. They mainly occur in eyes with longstanding tractional retinal detachment where the retina is atrophic and vulnerable. Although creation of holes should be avoided, small iatrogenic breaks are preferable to an unclean separation of the posterior hyaloid, resulting in persistent traction. If a localized retinal detachment develops, perfluorocarbon is usually used to flatten the retina and to facilitate photocoagulation of the tear. A gas tamponade might be sufficient to seal tears and retinal detachment.157 Because fluid dynamics are now better controlled with newer vitreous machines, incarceration of the retina and tear formation at the entry sites became rare. Trocar systems for small-gauge vitrectomy can prevent excessive incarceration of tissue. However, entry site retinal detachments, related to postoperative shrinking of residual fibrovascular tissue around the sclerotomies, may still occur postoperatively. Posterior or central retinal breaks most frequently occur in eyes with chronic tractional detachments, massive vitreoretinal adhesions or tractional fibrovascular proliferations.201,202 For posterior breaks, diathermy can be used to recognize the breaks when performing laser coagulation under air or gas.
Postoperative complications
Anterior segment
Conjunctival complications
Wound dehiscence and stitch abscess may eventually progress to conjunctivitis, scleritis or endophthalmitis. It is commonly treated by local or systemic antibiotic therapy after taking a swab from the infectious site; treatment should be continued until resorption of all sutures. Careful stitching, eventually buried knots may prevent recession and exposure of incision sites or scleral implants. Subconjunctival silicone oil granuloma is prevented by exact closure of sclerotomies.189
Corneal complications
Corneal epithelial defects after vitrectomy in diabetic patients are common. They may be caused by prolonged operating time or iatrogenic debridement, and are often the consequence of diabetic neuropathy and a pathologic basement membrane. Large corneal erosions heal slowly in diabetic patients and need immediate treatment to prevent scarring and additional visual loss. A curative contact lens might prevent pain and can be supplemented with a combination of liquefying drops as well as antibiotics.190–192,203
Uveitis
Postoperative iritis and uveitis are usually mild following diabetic vitrectomy. Pronounced inflammation or fibrin deposition combined with pain is uncommon and should raise suspicion of beginning endophthalmitis. White deposits of triamcinolone after an intravitreal injection can simulate inflammation or hypopyon (“pseudo-endophthalmitis”), but are recognized by the chalk-white appearance of multiple crystals.41,204
Intraocular pressure elevation
Elevated intraocular pressure represents one of the most common issues in the early postoperative period after vitrectomy for proliferative diabetic retinopathy.205–208 Moreover, diabetic eyes are especially vulnerable by pressure rise due to longstanding retinal ischemia. In the literature, the incidence of significant pressure elevation of ≥30 mmHg is about 36% in the first 48 hours after surgery.206 Elevation of intraocular pressure can occur as a result of inflammation after surgery, bleeding, or be related to tamponade use. In addition to anti-inflammatory medication and mydriatics, topical anti-glaucomatous treatment is primarily used. This can be supplemented with oral acetazolamide for the first postoperative days or weeks. If the pressure remains high but inflammation or blood have resolved, transscleral laser treatment might be indicated. In some cases filtering surgery becomes necessary. For eyes with intraocular gas tamponades, the gas bubble may provoke angle closure from anterior displacement of the iris diaphragm.209,210
Face-down positioning may allow an accumulation of intraocular fluid in the anterior chamber; an additional paracentesis of the chamber can relieve excessive fluid. An expanding large intraocular gas bubble might as well be removed by fluid needle through the pars plana or through the limbus in aphakic eyes. For eyes with an additional scleral buckle, angle closure may result from choroidal detachment or swelling which can be treated by topical cycloplegics and corticosteroids.12
Fibrinoid syndrome
As vitrectomy surgery in diabetic patients may lead to the breakdown of the blood–retina barrier, this can result in intraocular fibrin deposition.12 In some patients, fibrin in the anterior chamber will provoke a pupillary block. In young patients with massive retinal ischemia, massive fibrin formation in the vitreous cavity (the fibrinoid syndrome) may cause tractional retinal detachment, a pupillary block, ciliary body detachment, hypotony or finally rubeosis iridis with neovascular glaucoma.211,212 Other risk factors include lensectomy, extensive dissection, intensive panretinal photocoagulation or scleral buckle surgery. The incidence of the fibrinoid syndrome associated with retinal detachment was reported to be 5%.211 Those eyes have a bad prognosis with recurrent fibrin deposition, intraocular hemorrhage and tractional detachment.213 Prophylactic treatment consists of a subconjunctival dexamethasone injection at the end of surgery. Postoperative fibrin formation is primarily treated with topical corticosteroids, applied frequently during the day. If there is massive fibrin also in the vitreous, recombinant tissue plasminogen activator (r-tPA) can be injected into the anterior chamber.214,215 In eyes in which a corneal erosion is present, peribulbar or subconjunctival injection of a corticosteroid might be preferable to topical treatment, to avoid delay of wound healing. When substantial fibrin deposition occurs, eyes are best managed with repeated vitrectomy, fibrin removal and silicone oil injection.12
Vitreous hemorrhage
Postoperative vitreous hemorrhage after vitrectomy is common. A single postoperative vitreous hemorrhage occurs in about 65% of patients, whereas 35% will suffer two or more recurrences of vitreous hemorrhage.61,171,205,216 However, the vast majority of immediate postoperative vitreous hemorrhages are mild and do not impair fundus visualization; 80% of them will occur in the first postoperative year.216 Vitreous hemorrhages may also occur in association with iris or angle neovascularizations, retinal fibrovascular proliferations, or an anterior hyaloidal fibrovascular proliferation (AHFVP).12 A careful control of intraoperative hemorrhages may prevent or reduce postoperative vitreous hemorrhage (see above). The management of postoperative vitreous hemorrhage includes observation, vitreous cavity lavage or repeated vitrectomy. A slight hemorrhage might occur in eyes where silicone oil has not been used. If it clears within 1–3 weeks, no further treatment is necessary. If the hemorrhage is massive, a washout procedure might be indicated after 3 weeks in eyes where the retina is attached. Serial ultrasound tests are mandatory in eyes without fundus visualization. If the retinal situation is unclear, repeated vitrectomy is necessary. Only 4–10% of cases will finally require another vitrectomy, which includes removal of blood and probably residual fibrovascular tissue, additional photocoagulation treatment, and most likely silicone oil tamponade.25,30,163,217,218
Anterior hyaloidal fibrovascular proliferation
AHFVP is a most severe complication following diabetic vitrectomy, occurring in up to 13% of cases (Figs 111.27, 111.28).41,219 The presentation of AHFVP includes the growth of neovascular tissue onto the vitreous base, the anterior retina, ciliary body, lens capsule and iris. Therefore patients may present with rubeosis iridis, vitreous hemorrhage, peripheral tractional retinal detachment or hypotony.41 Risk factors for AHFVP include male gender, type I diabetes, phakic patients, insufficient panretinal photocoagulation, severe ischemia with recurrent neovascularizations, and previous surgery with placement of a scleral buckle.219 The origin of the disease may be at the sclerotomy sites, or at the peripheral retina.41,97 For treatment, cataract extraction, lensectomy, scleral buckling, extensive laser or cryopexy, and anterior dissection with eventual retinectomy might become necessary.219 As membranes are highly vascularized, preoperative injections of bevacizumab can be helpful for short-term regression during vitrectomy.220 The functional prognosis is always poor; therefore, all efforts for prevention and early detection of AHFVP should be taken.41
Results of surgery by evidence-based trials
Cataract
There is a frequent coexistence of cataract and proliferative diabetic retinopathy.221,222 Improvement in acuity after cataract surgery may be achieved in >55% of patients,223 but long-term results are generally inferior to patients without diabetes. The Early Treatment for Diabetic Retinopathy Study (ETDRS) reported a gain of ≥2 lines in 64.5% of eyes with early, and 59.3% of eyes with delayed panretinal photocoagulation one year after cataract surgery.185,224 However, the literature regarding optimal timing of cataract surgery and panretinal photocoagulation, with respect to maximal visual gain and minimal risk of diabetic macular edema, is scarce.70 There were reports about progression of untreated proliferative diabetic retinopathy after extracapsular cataract surgery or development of vitreous hemorrhage in 20% of patients after intracapsular surgery.19,20,225 Another randomized study reported that panretinal photocoagulation treatment shortly after cataract surgery was associated with less macular edema and less acuity loss than with panretinal photocoagulation right before cataract surgery.70 As levels of intraocular VEGF and other cytokines are elevated after cataract surgery, intraocular injections of triamcinolone acetonide or anti-VEGF agents are indicated to stabilize the eye if panretinal photocoagulation cannot be adequately applied before cataract surgery.226–230
Similarly, those agents may be helpful in cases of diabetic macular edema with the risk of deterioration after cataract extraction.231 Cataract surgery before or during vitrectomy was reported to produce faster visual recovery and less vitrectomy reoperations.232–236 Disadvantages are a poor red reflex in eyes with vitreous hemorrhage and a higher rate of postoperative inflammation or synechia formation.237–240 Inflammation has shown to be lower in two separate procedures or in combined vitrectomy with pars plana lensectomy procedures, especially in complicated tractional detachment cases requiring silicone oil tamponade.22,238,241–245
In all cases with combined surgery, independent of timing, additional complications may occur: capsular tears, zonulolysis (10%), anterior capsule opacification and traction, hypotony, or ciliary body effusion.238,246–248 The risk of rubeosis iridis and neovascular glaucoma, on the other hand, is diminished to <1% with appropriate application of panretinal photocoagulation.6,236,249 Visual outcome is related to the severity of diabetic retinopathy, according to the ETDRS.249 Therefore, patients with proliferative diabetic retinopathy are far less likely to achieve a 20/40 or better acuity than patients with non-proliferative diabetic retinopathy.223,249 In summary, the general effect of cataract surgery on the progression of diabetic retinopathy, diabetic macular edema or proliferative diabetic retinopathy is still a matter of debate. Although literature is insufficient, it seems that if diabetic macular edema or proliferative diabetic retinopathy is sufficiently treated with laser and/or anti-VEGF medications before cataract surgery, no significant progression of diabetic retinopathy should occur.249–251
Vitreous hemorrhage
In diabetics with non-clearing vitreous hemorrhage, the benefit of early vitrectomy, defined as 1–4 months from onset, was clearly demonstrated by the DRVS.27 Patients with visual acuity <5/200 and vitreous hemorrhage for 1–6 months were enrolled and randomized into an early and late surgery group, where vitrectomy was delayed for 12 months. Recovery of vision was significantly better for early surgery, compared to late surgery, at 3 months (50% versus 17%); 2 years (25% versus 15%) and 4 years, accordingly. Benefits were much better for patients with type 1 (36% versus 12%) than for those with type 2 diabetes mellitus (16% versus 18%), probably because of the more severe course of proliferative diabetic retinopathy in type 1 diabetic patients.27 Also, the poorer results for type 2 diabetics could be a consequence of a higher rate of maculopathy or posterior vitreous detachment in those cases. In addition, it should be noted that the DRVS preceded the use of the most contemporary equipment, including intraocular and indirect laser systems. Other retrospective studies for diabetic vitreous hemorrhage reported an improvement of acuity in >80% of operated cases, with a final vision of 20/200 or better in 48–72% of eyes, with a proportion of 20/40 or better in up to 38%.30,217 Good prognostic factors are a preoperative vision >5/200, no neovascular glaucoma or rubeosis, no or minimal cataract, and pre-existing panretinal photocoagulation in at least one quadrant.30,217 Cases of associated anterior segment neovascularization (rubeosis iridis or manifest neovascular glaucoma) and/or severe progressive proliferation of the fellow eye are indications for an early vitrectomy.25,27 Postoperative vitreous hemorrhage after vitrectomy is common; however, only 4–10% of cases will require another vitrectomy, according to the literature.25,30,163,217,218
Diabetic maculopathy and macular traction
The benefits of early vitrectomy in cases with advanced proliferative diabetic retinopathy and macular traction, despite hemorrhage or retinal detachment are known since the DRVS7,252: in eyes after early vitrectomy, a final acuity of 10/20 or better after 4 years could be reached in 44% compared with 28% of the non-operated eyes (P < 005).7,70,252 Other authors reported improved vision after vitrectomy for macular traction detachments in 59–80% of cases, with a postoperative acuity of ≥20/200 in 21–58% of cases.63,253–255 Starting in the 1990s, several authors have also reported good anatomical and functional effects of vitrectomy in persistent diabetic macular edema;256–261 the procedure of surgically induced vitreomacular separation based on the finding that a posterior vitreous detachment was less frequent in patients with diffuse diabetic macular edema than in diabetic controls without edema.262–265 Similarly, one trial reported about a resorption of diabetic macular edema in 55% of patients with posterior vitreous detachment, in contrast to only 25% of patients without.265 Consequently, a large number of mostly retrospective cases series and trials have been conducted, performing vitrectomy for diabetic macular edema in eyes with taut hyaloid adherent to the macula,257–259,266,267 in eyes with attached, but non-thickened hyaloid,268–271 in eyes with persistent diabetic macular edema despite previous laser or anti-VEGF therapy,272–274 or as primary therapy in eyes with severe diabetic macular edema irrespective of posterior vitreous detachment.275–279 One trial in eyes with diabetic macular edema unresponsive to laser therapy and a taut, adherent hyaloid reported a functional improvement of two lines in 49%, and a reduction in diabetic macular edema in 94.5% of patients.70,259
However, the majority of those trials lack homogenous inclusion criteria or even an accurate definition of such criteria (as “taut hyaloid” or “macular thickening”).279 Similarly, the effect of internal limiting membrane peeling is still controversially discussed; potential benefits in releasing traction have to be weighed against surgical complications, as possible toxic effects of indocyanine green staining.280–282 Other open questions include different intraoperative steps that could affect diabetic macular edema: enzymatic adjuncts, panretinal photocoagulation or focal laser treatment, cataract extraction or concomitant injection of anti-VEGF medications.277,278,280,283 Interestingly, the effect of vitrectomy was found to be independent of pre-existing posterior vitreous detachment in one case series, indicating other causative factors for diabetic macular edema, as different cytokines.278,284 Finally, results show a large variety concerning the effects of vitrectomy. Even in those trials reporting both morphologic and functional improvements, the effects on morphology have been always more pronounced than the acuity gain. This could be the consequence of ischemia, more subretinal exudates, longer duration of diabetic macular edema or damage of previous therapies.285–288 Therefore, at least some agreement exists about which conditions may negatively affect the outcome after vitrectomy for diabetic macular edema: previous focal/grid laser therapy, presence of submacular fluid, longer duration of diabetic macular edema, significant ischemia or subretinal fibrosis.287,289–292 In sum, for best ophthalmic treatment, it is not only necessary to know the different techniques, risks and benefits of vitrectomy in diabetic maculopathy; the most important clinical issue is whether to attempt focal/grid laser therapy or intravitreal antiangiogenic injections prior to surgery to treat the nontractional component of diabetic macular edema.279,293
Retinal detachment, tractional detachment and proliferative vitreoretinopathy
Outcomes of vitrectomy for retinal detachment in proliferative diabetic retinopathy are generally worse than for diabetic vitreous hemorrhage alone.6,294 For diabetic tractional detachment, visual improvements of ≥2 lines have been reported in 60–75% of cases, with a mean postoperative acuity of ≥20/200 in 47–57% of patients, or ≥5/200 in 69–77% (Table 111.1).54,55,164,296–299 An overall persistent reattachment rate of 82% was reported within 6 months,300,293 with successful anatomic reattachment of the macula in 80–100%.54,56,299 In contrast, for cases with complete tractional detachment, average reattachment rates were approximately 56%.55 Results for combined rhegmatogenous and tractional detachments or long detachments including the macula were even worse than for cases with tractional detachment alone. These subgroups reach visual improvements in 20–53%, a final acuity of ≥20/200 in 25–36%, and a final acuity of ≥5/200 in 55–68% of all eyes, on average.58,253,294,300 Retinal reattachment was reached in 47–82%. With the use of encircling bands and silicone oil, attachment rates of 73–93% could be reached.41 Improvement in vision increased to 64–81% with a final acuity of ≥5/200 in 55–68% of eyes.41,63,294,301,302 Parallel, the incidence of phthisis decreased from 10% to nearly 0%.
Functional results are often disappointing, although a good anatomic success is achieved; this may be the consequence of (longstanding) retinal or macular ischemia, optic disc atrophy or retinal thinning. Other conditions that negatively influence the outcome, are preoperative rubeosis iridis, neovascular glaucoma, age >50 years, visual acuity <5/200, ischemic maculopathy, vitreopapillary traction, lack of panretinal photocoagulation, vitreous hemorrhage, fibrinoid syndrome, or AHFVP.6,52,55,58,70,241 As anatomic and functional results after vitrectomy have substantially improved, so too has the management of peripheral retinal tractional detachment in recent times. Generally, there is a better prognosis, with a risk of only 14% of severe visual loss per year.52,70,303 Nevertheless, an earlier surgical approach in those cases seems reasonable to avoid the risk of macular involvement with poorer prognosis.53–55,237 The need for vitrectomy reoperation generally ranges from 24% to 47% after diabetic tractional detachment, and from 29–90% after combined rhegmatogenous and tractional detachment, excluding laser treatment.54,56,58,63,181,279,294
Secondary glaucoma (neovascular glaucoma)
At earlier stages of neovascular glaucoma with rubeosis and normal or moderately elevated intraocular pressure, panretinal photocoagulation alone can normalize pressure in 33–88% of patients.304 Regression of rubeosis can be achieved in 33–94% of patients, depending on how many quadrants of anterior synechia are present.149,305 In more advanced, refractory neovascular glaucoma, glaucoma filtering surgery is still the most promising approach; however, long-term success rates have been relatively poor, with an effective 5-year-control of intraocular pressure in only 25–30% of operated eyes. Similar results are reported for glaucoma implants, using Ahmed, Molteno, or Baerveldt valves.149,306,307 A better control of intraocular pressure has recently been shown by panretinal photocoagulation and glaucoma implant surgery 1–2 weeks after an intravitreal injection of bevacizumab.150 Success rates were 85% for patients who received adjunctive bevacizumab plus panretinal photocoagulation, compared with 70% for those who were given photocoagulation alone.149,308,309 As an alternative treatment option, vitrectomy with photocoagulation may help to treat or prevent rubeosis iridis.71,72 In earlier reports, a substantial risk of development or progression of iris neovascularizations after vitrectomy in 8–26% of phakic and 31–55% of aphakic eyes was described;15,310 however, recent series do not support this hypothesis anymore, quantifying the risk to <5%.149,295 The risk may be somewhat higher (OR = 1.7) in the absence of preoperative panretinal photocoagulation.61 In eyes with advanced neovascular glaucoma and low visual function, transscleral cryo- or diode-laser cyclocoagulation have proven as effectively as trabeculectomy or drainage implant surgery.153,154
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