Patient Safety, Communication, and Recordkeeping

Published on 01/06/2015 by admin

Filed under Pulmolory and Respiratory

Last modified 22/04/2025

Print this page

rate 1 star rate 2 star rate 3 star rate 4 star rate 5 star
Your rating: none, Average: 0 (0 votes)

This article have been viewed 4402 times

Patient Safety, Communication, and Recordkeeping

Scott P. Marlow

Respiratory therapists (RTs) share the general responsibilities for providing a safe and effective health care environment with nurses and other members of the health care team. The continuum of patient safety requires that the RT have specific technical knowledge of the environment of direct patient care. In addition to technical skills, all health care professionals must be able to communicate effectively with each other and with patients and patients’ families and to document pertinent information. Figure 3-1 shows this relationship for patient safety. This chapter provides the foundation knowledge needed to assume these general aspects of patient care effectively.

Safety Considerations

Patient safety is always the first consideration in respiratory care. Although the RT usually does not have full control over the patient’s environment, efforts must be made to minimize potential hazards associated with respiratory care. The key areas of potential risk are patient movement and ambulation, electrical hazards, fire hazards, and general safety concerns.

Patient Movement and Ambulation

Basic Body Mechanics

Posture involves the relationship of the body parts to each other. A person needs good posture to reduce the risk of injury when lifting patients or heavy equipment. Poor posture may place inappropriate stress on joints and related muscles and tendons. Figure 3-2 illustrates the correct body mechanics for lifting a heavy object. The correct technique calls for a straight spine and use of the leg muscles to lift the object.

Moving the Patient in Bed

Conscious people assume positions that are the most comfortable. Bedridden patients with acute or chronic respiratory dysfunction often assume an upright position, with their arms flexed and their thorax leaning forward. This position helps decrease their work of breathing. In other cases, patients may have to assume certain positions for therapeutic reasons such as when postural drainage is applied.

Figure 3-3 shows the correct technique for lateral movement of a bed-bound patient. Figure 3-4 illustrates the ideal method for moving a conscious patient toward the head of a bed. Figure 3-5 shows the proper technique for assisting a patient to the bedside position for dangling his or her legs or transfer to a chair.

Ambulation

Ambulation (walking) helps maintain normal body function. Extended bed rest can cause numerous problems, including bed sores and atelectasis (low lung volumes). Ambulation should begin as soon as the patient is physiologically stable and free of severe pain. Ambulation has been shown to reduce the length of hospital stay after surgery and in patients recovering from community-acquired pneumonia.1,2 Safe patient movement includes the following steps:

1. Place the bed in a low position and lock its wheels.

2. Place all equipment (e.g., intravenous [IV] equipment, nasogastric tube, surgical drainage tubes) close to the patient to prevent dislodgment during ambulation.

3. Move the patient toward the nearest side of bed.

4. Assist the patient to sit up in bed (i.e., arm under nearest shoulder and one under farthest armpit).

5. Place one hand under the patient’s farthest knee, and gradually rotate the patient so that his or her legs are dangling off the bed.

6. Let the patient remain in this position until dizziness or lightheadedness lessens (encouraging the patient to look forward rather than at the floor may help).

7. Assist the patient to a standing position.

8. Encourage the patient to breathe easily and unhurriedly during this initial change to a standing posture.

9. Walk with the patient using no, minimal, or moderate support (moderate support requires the assistance of two practitioners, one on each side of the patient).

10. Limit walking to 5 to 10 minutes for the first exercise.

Monitor the patient during ambulation. Note the patient’s level of consciousness, color, breathing, strength or weakness, and complaints such as pain or shortness of breath throughout the activity. Ask the patient about his or her comfort level frequently during the ambulation period. Ensure that chairs are present so that emergency seats are available if the patient becomes distressed. Ambulation is increased gradually until the patient is ready to be discharged. Each ambulation session is documented in the patient chart and includes the date and time of ambulation, length of ambulation, and degree of patient tolerance.

Electrical Safety

The potential for accidental shocks of patients or personnel in the hospital exists because of the frequent use of electrical equipment. The presence of invasive devices, such as internal catheters and pacemakers, may add to the risk of serious harm from electrical shock. Although this risk is present, it has been significantly reduced in recent years through a combination of education and more rigid standards for wiring, especially in patient care areas. RTs must understand the fundamentals of electrical safety because respiratory care often involves the use of electrical devices.

Fundamentals of Electricity

The ability of humans to create and harness electricity is one of the most important developments in modern times. Because controlled electricity is available on a 24-hour-a-day basis, we can depend on it to power the equipment and appliances that make modern life comfortable and productive. Despite the fact that electricity is one of the most popular sources of power, most people who use it have a poor understanding of it. This lack of knowledge is often a major factor in cases of electrocution.

Electricity moves from point A to point B owing to differences in voltage. Voltage is the power potential behind the electrical energy. Low-voltage batteries (e.g., 9 V) are sufficient to power a small flashlight but inadequate to power a major appliance such as a microwave oven. Most homes and hospitals are powered with 120-V power sources. Power sources that have high voltage have the potential to generate large amounts of electrical current. The current that moves through an object is directly related to the voltage difference between point A and point B and inversely related to the resistance offered by the makeup of the object. Objects with low resistance (e.g., copper wires) allow maximum current to flow through the object. Objects with high resistance (e.g., rubber tubing) allow minimal or no current to flow through the object despite higher levels of voltage.

The simple analogy of water flowing through a piping system is useful to understand electricity. The water pressure level at the source is equivalent to the voltage. Higher water pressure provides the potential for greater water flow or current. The friction (resistance) offered by the pipe across the length of the pipe influences the flow exiting the other end. Pipes with lots of friction reduce the water flow (current) greatly. If the friction (resistance) is minimal, the water flow (current) is maximal. Similarly, when voltage is high and resistance is low, electrical current flows easily through the object.

The difference in resistance between two people or two objects explains why the same voltage applied to both can seriously damage one and cause no effect to the other. Two people accidentally touching a “hot” wire with 120 V can experience two completely different sensations. A person with wet skin offers little resistance, and the 120 V passes through the person with high current and can cause serious injury or death. A person with dry skin, which offers high resistance, may not even feel a shock and experiences no injury. The degree of resistance offered by the skin varies from person to person based on the chemistry of the person’s skin, the cleanliness of the skin, and the amount of moisture on the surface. For this reason, it is never wise to touch a potentially hot wire even though your skin is dry.

As stated before, voltage is the energy potential from an electrical source, and it is measured with a voltmeter. Current is the flow of electricity from a point of higher voltage to one of lower voltage and is reported in amperes (amps). Current is measured with an ampmeter. The resistance to electrical current is reported in ohms. We can determine the resistance to current for any object by the following equation:

< ?xml:namespace prefix = "mml" />Resistance(ohms[Ω])=Voltage(V)/Current(amps[A])

image

Current represents the greatest danger to you or your patients when electrical shorts occur. Voltage and resistance are important only because they determine how much current potentially can pass through the body. High voltage provides greater potential for high currents, but if resistance is also very high, current would be minimal or nonexistent. Current represents the potential danger to the patient. The harmful effects of current depend on (1) the amount of current flowing through the body, (2) the path it takes, and (3) the duration the current is applied. Higher currents (>100 milliamps [mA]) that pass through the chest can cause ventricular fibrillation, diaphragm dysfunction (owing to severe, persistent contraction), and death.

Because current is most important, you should be familiar with the equation used to calculate it:

Current(A)=Voltage(V)/Resistance(Ω)

image

For example, as long as a person is insulated by normal clothing and shoes and is in a dry environment, a 120-V shock may hardly be felt because the resistance is high in this situation (10,000 Ω). Current can be calculated as:

Current(A)=120V/10,000Ω=0.012A or12mA

image

Currents of 12 mA would cause a tingling sensation but no physical damage.

However, if the same person is standing without shoes on a wet floor, a much higher current occurs because the resistance is much lower (1000 Ω). The current is now calculated as:

Current(A)=120V/1000Ω=0.12A or120mA

image

Because the heart is susceptible to any current level greater than 100 mA, 120 mA represents a potentially fatal shock; this is in sharp contrast to the first example, where the same voltage caused only a tingling sensation.

A shock hazard exists only if the electrical “circuit” through the body is complete, meaning that two electrical connections to the body are required for a shock to occur. In the previous example, the person standing in water with no shoes has “grounded” himself. The finger touching the hot wire provides the input source while the feet standing in water provide the exit to ground. If the same person is wearing rubber boots, the connection to ground does not exist, and the current cannot flow through the individual.

In electrical devices, these two connections typically consist of a “hot” wire and a “neutral” wire. The neutral wire completes the circuit by taking the electrical current to a ground. A ground is simply a low-resistance pathway to a point of zero voltage, such as the earth (hence the term “ground”).

Figure 3-6 shows how current can flow through the body. In this case, a piece of electrical equipment is connected to AC line power via a standard three-prong plug. However, unknown to the practitioner, the cord has a broken ground wire. Normally, current leakage from the equipment would flow back to the ground through the ground wire. However, this pathway is unavailable. Instead, the leakage current finds a path of low resistance through the practitioner to the damp floor (an ideal ground).

Current can readily flow into the body, causing damage to vital organs when the skin is bypassed via conductors such as pacemaker wires or saline-filled intravascular catheters (Figures 3-7 and 3-8). Even urinary catheters can provide a path for current flow. The heart is particularly sensitive to electrical shock. Ventricular fibrillation can occur when currents of 20 µA (20 microamperes, or 20 millionths of 1 ampere) are applied directly to the heart.

Electrical shocks are classified into two types: macroshock and microshock. A macroshock exists when a high current (usually >1 mA) is applied externally to the skin. A microshock exists when a small, usually imperceptible current (<1 mA) bypasses the skin and follows a direct, low-resistance path into the body. Patients susceptible to microshock hazards are termed electrically sensitive or electrically susceptible. Table 3-1 summarizes the different effects of these two types of electrical shock.

TABLE 3-1

Effects of Electrical Shock*

Amperes (A) Milliamperes (mA) Microamperes (µA) Effects
Applied to Skin (Macroshock)
≥6 >6000 >6,000,000 Sustained myocardial contraction followed by normal rhythm; temporary respiratory paralysis; burns, if small area of contact
0.1-3 100-3000 100,000 Ventricular fibrillation; respiratory center intact
0.050 50 50,000 Pain; fainting; exhaustion; mechanical injury; heart and respiratory function intact
0.016 16 16,000 “Let go” current; muscle contraction
0.001 1 1000 Threshold of perception; tingling
Applied to Myocardium (Microshock)
0.001 0.1 100 Ventricular fibrillation

image

Duration of exposure and current pathway are major determinants of human response to electrical shock.

*Physiologic effects of AC shocks applied for 1 second to the trunk or directly to the myocardium.

Preventing Shock Hazards

Most shock hazards are caused by inappropriate or inadequate grounding. Shock hazards can be eliminated or minimized if wiring in patient care areas is appropriate and if all equipment brought into the patient care area has been UL approved and checked on a regular basis by a qualified person.

Ground Electrical Equipment Near the Patient

All electrical equipment (e.g., lights, electrical beds, ventilators, monitoring or therapeutic equipment) should be connected to grounded outlets with three-wire cords. In these cases, the third (ground) wire prevents the dangerous buildup of voltage that can occur on the metal frames of some electrical equipment.

Modern electrical devices used in hospitals are designed so that their frames are grounded, but their connections to the patient are not. In this manner, all electrical devices in reach of the patient are grounded, but the patient remains isolated from ground. Because the ground wire is simply a protection device and not part of the main circuit, equipment continues to operate normally even if the ground wire is broken. All electrical equipment, particularly devices used with electrically susceptible patients, must be checked for appropriate grounding on a regular basis by a qualified electrical expert.

Fire Hazards

In 1980, approximately 13,000 health care facility fires were officially reported in the United States.3 During the period 2004-2006, the average annual number of fires in health care facilities was 6400.4 This significant reduction in health care facility fires is primarily due to education and enforcement of strict fire codes.

About 23% of fires in health care facilities occur in hospitals, and 44% occur in nursing homes; the most common site of origin of the fire is the kitchen.3 About 15% of hospital fires start in patient care rooms and are usually due to patients or visitors smoking or using open flames to light tobacco products. Medical facility fires cause an annual average of five civilian deaths and approximately $34 million in damage.4

Hospital fires can be very serious, especially when they occur in patient care areas and when supplemental oxygen is in use. Fires in oxygen-enriched atmospheres (OEAs) are larger, more intense, faster burning, and more difficult to extinguish. In addition, some material that would not burn in room air would burn in OEAs. Hospital fires are also more serious because evacuation of critically ill patients is difficult and slow. For these reasons, hospital fires often cause more injuries and deaths per fire than do residential fires. For a fire to start, three conditions must exist: (1) flammable material must be present, (2) oxygen must be present, and (3) the flammable material must be heated to or above its ignition temperature. When all three conditions are present, a fire starts. Conversely, removing any one of the conditions can stop a fire from starting or extinguish it after it has begun. Fire is a serious hazard around respiratory care patients using supplemental oxygen. Although oxygen is nonflammable, it greatly accelerates the rate of combustion. Burning speed increases with an increase in either the concentration or the partial pressure of oxygen.

Flammable material should be removed from the vicinity of oxygen use to minimize fire hazards. Flammable materials include cotton, wool, polyester fabrics, bed clothing, paper materials, plastics, and certain lotions or salves such as petroleum jelly. Removal of flammable material is particularly important whenever oxygen enclosures, such as oxygen tents or croupettes, are used.

Ignition sources, such as cigarette lighters, should not be allowed in rooms where oxygen is in use. In addition, the use of electrical equipment capable of generating high-energy sparks, such as exposed switches, must be avoided. All appliances that transmit house current should be kept out of oxygen enclosures. Children should not play with toys that may create a spark when oxygen is in use. RTs must be diligent in educating patients and visitors about the dangers associated with spark-producing items, open flames, and burning cigarettes in the hospital environment, especially in OEAs.

A frequent source of concern is the presence of static electrical sparks generated by friction. Even in the presence of high oxygen concentrations, the overall hazard from static sparks with the materials in common use is very low. Solitary static sparks generally do not have sufficient heat energy to raise common materials to their flash points. The minimal risk that may be present can be reduced further by maintaining high relative humidity (>60%).

If you identify a fire in a patient care area, you must know what to do. Each hospital must have a core fire plan that identifies the responsibilities of hospital personnel. The plan should be taught to all hospital personnel and practiced with fire drills to reinforce the education. Requirements may include routinely walking the fire exits and reviewing proper fire extinguisher training. Fire extinguisher training includes following the acronym PASS:

The core fire plan follows the acronym RACE:

RTs are frequently key participants in successful handling of hospital fires. First, they know where the oxygen zone valves are located and how to shut them off. Second, they have the knowledge and skills needed to evacuate patients receiving mechanical ventilation or supplemental oxygen to sustain life. Third, they know how to treat and resuscitate victims of smoke inhalation. For these reasons, RTs should be included in all hospital evacuation planning and practices.

General Safety Concerns

In addition to electrical and fire safety, RTs need to be aware of general safety concerns, including the direct patient environment, disaster preparedness, magnetic resonance imaging (MRI) safety, and medical gas safety. Medical gas safety is discussed in more detail in Chapter 37.

Direct Patient Environment

The immediate environment around the patient can create risk for patient safety. Because RTs use medical equipment and participate in direct patient care, it is necessary for RTs to be cognizant of the patient’s immediate environment.

To reduce the risk of patient falls and allow easy access to care, the patient care environment should be as free of impediments to care as possible. Use of respiratory supplies and medical equipment by the RT creates an environment that could impede access to care and create a fall risk. It is the responsibility of the RT to position equipment, tubing, and treatments in a way that does not impede access to care and that reduces risk of falls. In addition, when care is completed, the RT should ensure that the patient has easy access to the patient call system.

Magnetic Resonance Imaging Safety

MRI exposes the body to powerful magnetic fields and a small amount of radiofrequency. This powerful magnetic field can create a risk to patients, health care workers, and equipment if metal objects are brought within specified proximity to the field. There are safe proximity areas referred to as safety zones or Gauss lines. Metal objects can be so forcefully attracted to the magnetic field that they can mimic a missile, causing physical harm. Reports of accidents associated with MRI include oxygen cylinders, stethoscopes, scissors, and IV poles. RTs need to become familiar with MRI-compatible ventilators, oxygen supplies, and ancillary equipment. Each radiology department has specific rules and safety precautions that need to be communicated to all patients, caregivers, and health care personnel.

Medical Gas Cylinders

Use of compressed gas cylinders by RTs requires special handling. The physical hazards resulting from improper storage or handling of cylinders include increased risk of fire, explosive release of high-pressure cylinders, and the toxic effect of some gases. It is important to store and transport cylinders in appropriate racks or chained containers. Compressed gas cylinders should never be stored without support.

Storage of medical grade gases is regulated by National Fire Protection Association Standards 99 Health Care Facilities (2005 edition) and monitored by the Joint Commission on Accreditation of Healthcare Organizations. Quantities of oxygen or nitrous oxide of 300 cubic feet or less (about 12 E-cylinders) in a patient care area not to exceed 2100 m2 are required to be secured properly but do not have special storage room requirements.5 Storing 300 to 3000 cubic feet of oxygen or nitrous oxide requires noncombustible or limited combustible storage rooms with self-closing doors and at least a image hour fire rating.5 Cylinders must be stored 20 feet from any combustibles (5 feet if room is equipped with a sprinkler system).5 Follow your hospital policies and procedures when handling, transporting, or storing medical gas cylinders.

Communication

Communication is a dynamic human process involving sharing of information, meanings, and rules. Communication has five basic components: sender, message, channel, receiver, and feedback (Figure 3-9).

The sender is the individual or group transmitting the message. The message is the information or attitude communicated by the sender. Messages may be verbal or nonverbal. Verbal messages are voiced or written. Examples of different kinds of messages are lectures, letters, and e-mail memos. Nonverbal communication is any communication that is not voiced or written. Nonverbal communication includes gestures, facial expressions, eye movements and contact, voice tone, space, and touch.

The channel of communication is the method used to transmit messages. The most common channels involve sight and hearing, such as written and oral messages. However, other sensory input, such as touch, may be used with visual or auditory communication. In addition, communication channels may be formal (memos or letters) or informal (conversation).

The receiver is the target of the communication and can be an individual or a group. One-on-one communication is often more effective because both parties can respond to each other. Communication with a group can be more challenging but is a more efficient way to get information to numerous individuals.

The last essential part of communication is feedback. Human communication is a two-way process in which the receiver serves an active role. Feedback from the receiver allows the sender to measure communication success and provide additional information when needed.

Communication in Health Care

Effective communication is the most important aspect of providing safe patient care. The first two 2010 National Patient Safety Goals of The Joint Commission are to improve accuracy of patient identification and to improve effectiveness of communicating critical test values among caregivers.6 All health care personnel must correctly identify patients before initiating care using a two patient identifier system. The patient identifiers can include any two of the following: name, birth date, and medical record number. Effectively communicating critical test values should include a “read back” scenario verifying the reporter and the receiver of the information and accurate reporting and recording of test values. Each institution may have specific values as critical test values; for example, RTs may be expected to report blood gas values of a pH less than 7.2 or a PO2 less than 50 mm Hg. The process of the “read back” scenario is described in Box 3-1.

As an RT, you will have many opportunities to communicate with patients, other RTs, nurses, physicians, and other members of the health care team. Success as an RT depends on your ability to communicate with these key people. Poor communication skills can limit your ability to treat patients, work well with others, and find satisfaction in your employment.

RTs can communicate empathy to their patients through the use of key words and eye contact and the proper use of touch. Communicating empathy to patients is an effective way of letting them know you care for their well-being and are willing to provide respiratory care to help their breathing. Techniques involve asking the patient about his or her breathing on a regular basis, making good eye contact when the patient is speaking, and using gentle touch on the arm or hand when comforting the patient.

Factors Affecting Communication

Many factors affect communication in the health care setting (Figure 3-10). The uniquely human or “internal” qualities of sender and receiver (including their prior experiences, attitudes, values, cultural backgrounds, and self-concepts and feelings) play a large role in the communication process.

Generally, the verbal and nonverbal components of communication should enhance and reinforce each other. The RT who combines a compassionate-toned verbal message such as, “You’re going to be all right now,” with a confirming touch of the hand is sending a much stronger message to an anxious patient than the message provided by either component alone.

Mini Clini

Patient Communication

Discussion

Although this patient exhibited reluctance in allowing the RT to administer the therapy, enough verbal and perhaps nonverbal communication (message) was expressed by the patient (sender) for the RT (receiver) to determine a plan of action. Because human communication is a two-way process, the RT serves an active role for further messages and interaction. This is a key concept for RTs to master because it helps in identifying a patient’s problems, evaluating progress, and recommending further respiratory care. The RT must recognize that when an individual verbalizes disagreement with a treatment order and exhibits defensive behavior, the RT must attempt to understand what the patient is saying and not overreact. The RT could try to put the patient at ease by making eye contact, gesturing effectively, and maintaining a safe distance from the patient when talking. The RT should seek feedback from the patient to ensure that the message was understood as it was intended. In this situation, it may be appropriate for the RT to review and demonstrate meter dose inhaler use and ask the patient to “teach back” proper inhaler use and observe the patient self-administer the medication. This process (message) can be repeated until the patient can demonstrate proper technique. Allowing the patient to participate actively in medical care when feasible may serve to help him maintain a sense of control over his disease process.

Effective Communication in Health Care

RTs must be effective communicators. Effective communication occurs when the intent or purpose of the interaction is achieved. Several key purposes of communication are summarized in Box 3-2. The RT must consider the roles involved, the message, the channel, and the appropriate feedback to help achieve these purposes when communicating.

Improving Communication Skills

To enhance your ability to communicate effectively, focus on improving sending, receiving, and feedback skills. In addition, identify and overcome common barriers to effective communication.

Practitioner as Sender

Your effectiveness as a sender of messages can be improved in several ways. These suggestions may be applied to the clinical setting as follows:

• Share information rather than telling. Health professionals often provide information in an authoritative manner by telling colleagues or patients what to do or say. This approach can cause defensiveness and lead to uncooperative behavior. Conversely, sharing information creates an atmosphere of cooperation and trust.

• Seek to relate to people rather than control them. This is of particular significance during communication with patients. Health care professionals often attempt to control patients. Few people like to be controlled. Patients feel much more important if they are treated as an equal partner in the relationship. Explaining procedures to patients and asking their permission to proceed is a way to make them feel a part of the decision making regarding their care.

• Value disagreement as much as agreement. When individuals express disagreement, make an attempt to understand what they are saying and do not become defensive. Be prepared for disagreement and be open to the input of others.

• Use effective nonverbal communication techniques. The nonverbal communication that you use is just as important as what you say. Nonverbal techniques include good eye contact, effective gesturing, facial expressions, and voice tone. It is important that your nonverbal communication matches what you are saying. If you are trying to establish rapport with a patient but do not look him or her in the eye, your communication will not be as effective. Your eye contact and facial expressions help convey what you are trying to say and cause your words to have more impact. Appropriate eye contact also conveys to the patient that you are a professional who is self-confident.

Practitioner as Receiver and Listener

Receiver skills are just as important as sender skills. Messages sent are of no value unless they are received as intended. Active listening on the part of the receiver is required. Learning to listen requires a strong commitment and great effort. A few simple principles can help improve your listening skills, as follows:

• Work at listening. Listening is often a difficult process. It takes effort to hear what others are saying. Focus your attention on the speaker and on the message.

• Stop talking. Practice silent listening and avoid interrupting the speaker during an interaction. Interrupting the patient is a sure way to diminish effective communication.

• Resist distractions. It is easy to be distracted by surrounding noises and conversations. This is particularly true in a busy environment such as a hospital. When you are listening, try to tune out other distractions and give your full attention to the person who is speaking.

• Keep your mind open; be objective. Being open-minded is often difficult. All people have their own opinions that may influence what they hear. Try to be objective in your listening so that you treat everyone fairly.

• Hear the speaker out before making an evaluation. Do not just listen to the first few words of the speaker. This is a common mistake made by listeners. Often, listeners hear the first sentence and tune out the rest, assuming that they know what is being said. It is important to listen to the entire message; otherwise, you may miss important information.

• Maintain composure; control emotions. Allowing emotions, such as anger or anxiety, to distort your understanding or drawing conclusions before a speaker completes his or her thoughts or arguments is a common error in listening.

Active listening is a key component in health care communication. Many of the messages being sent are vital to patient care. If you do not listen effectively, important information may be lost, and the care of your patients may be jeopardized.

Providing Feedback

To enhance communication with others, effective feedback needs to be provided. Examples of effective feedback mechanisms in oral communication with patients include attending, paraphrasing, requesting clarification, perception checking, and reflecting feelings:

• Attending. Attending involves the use of gestures and posture that communicates one’s attentiveness. Attending also involves confirming remarks, such as, “I see what you mean.”

• Paraphrasing. Paraphrasing, or repeating the other’s response in one’s own words, is a technique useful in confirming that understanding is occurring between the parties involved in the interaction. However, overuse of paraphrasing can be irritating.

• Requesting clarification. Requesting clarification begins with an admission of misunderstanding on the part of the listener, with the intent being to understand the message better through restating or using alternative examples or illustrations. Overuse of this technique, as with paraphrasing, can hamper effective communication, especially if it is used in a condescending or patronizing manner. Requests for clarification should be used only when truly necessary and should always be nonjudgmental in nature.

• Perception checking. Perception checking involves confirming or disproving the more subtle components of a communication interaction, such as messages that are implied but not stated. For example, the RT might sense that a patient is unsure of the need for a treatment. In this case, the RT might check this perception by saying, “You don’t seem to be sure that you need this treatment. Is that correct?” By verifying or disproving this perception, both the health care professional and the patient understand each other better.

• Reflecting feelings. Reflecting feelings involves the use of statements to determine better the emotions of the other party. Nonjudgmental statements, such as, “You seem to be anxious about (this situation),” provide the opportunity for patients to express and reflect on their emotions and can help them confirm or deny their true feelings.

Minimizing Barriers to Communication

There are many potential barriers to effective communication. A skillful communicator tries to identify and eliminate or minimize the influence of these barriers in all interactions. By minimizing the influence of these barriers, the sender can help ensure that the message will be received as intended. Key barriers to effective communication are the following:

• Use of symbols or words that have different meanings. Words and symbols (including nonverbal communication) can mean different things to different people. These differences in meaning derive from differences in the background or culture between the sender and receiver and the context of the communication. For example, RTs often use the letters “COPD” to refer to patients with chronic obstructive pulmonary disease caused by long-term smoking. Patients may hear “COPD” used in reference to them and be confused about the meaning and interpret COPD to mean a fatal lung disease. Never assume that the patient has the same understanding as you in the interpretation of commonly used symbols or phrases.

• Different value systems. Everyone has his or her own value system, and many people do not recognize the values held by others. A large difference between the values held by individuals can interfere with communication. A clinical supervisor may inform students of the penalties for being late with clinical assignments. If a student does not value timeliness, he or she may not take seriously what is being said.

• Emphasis on status. A hierarchy of positions and power exists in most health care organizations. If superiority is emphasized by individuals of higher status, communication can be stifled. Everyone has experienced interactions with professionals who make it clear who is in charge. Emphasis on status can be a barrier to communication not only among health care professionals but also between health care professionals and patients.

• Conflict of interest. Many people are affected by decisions made in health care organizations. If people are afraid that a decision will take away their advantage or invade their territory, they may try to block communication. An example might be a staff member who is unwilling to share expertise with students. This person may feel that a student is invading his or her territory.

• Lack of acceptance of differences in points of view, feelings, values, or purposes. Most of us are aware that people have different opinions, feelings, and values. These differences can thwart effective communication. To overcome this barrier, an effective communicator allows others to express their differences. Encouraging individuals to communicate their feelings and points of view benefits everyone. Most of us think we are always correct. Accepting input from others promotes growth and cooperation.

• Feelings of personal insecurity. It is difficult for people to admit feelings of inadequacy. Individuals who are insecure do not offer information for fear that they appear ignorant, or they may be defensive when criticized, blocking clear communication. Many of us have worked with individuals who are insecure, realizing the difficulty in communicating with them.

To become an effective communicator, identify the purpose of each communication interaction and your role in it. Use specific sending, receiving, and feedback skills in each interaction. Finally, minimize any identified barriers to communication with patients or peers, to ensure that messages are received as intended.

Conflict and Conflict Resolution

Conflict is sharp disagreement or opposition among people over interests, ideas, or values. Because no two people are exactly alike in their backgrounds or attitudes, conflict can be found in every organization. Health care professionals experience a great deal of conflict in their jobs. Rapid changes occurring in health care have made everyone’s jobs more complex and often more stressful. Because conflict is inevitable, all health care professionals must be able to recognize its sources and help resolve or manage its effect on people and on the organization.

Sources of Conflict

The first step in conflict management is to identify its potential sources. The four primary sources of conflict in organizations are (1) poor communication, (2) structural problems, (3) personal behavior, and (4) role conflict.

Conflict Resolution

Conflict resolution or management is the process by which people control and channel disagreements within an organization. There are five basic strategies for handling conflict:

Recordkeeping

By 2014, the U.S. government would like all medical recordkeeping to be done electronically. The electronic medical record (EMR) is changing the way health care practitioners document care, but the overall content and concept of what we record remains the same. A medical record or chart presents a written picture of occurrences and situations pertaining to a patient throughout his or her stay in a health care institution. Medical records are the property of the institution and are strictly confidential. This information is protected under the Health Insurance Portability and Accountability Act (HIPAA) of 1996. The content of a patient’s medical records, health insurance, or billing are not to be read or discussed by anyone except the individuals directly caring for the patient in a hospital or medical care facility. In addition, the medical record is a legal document.

Mini Clini

Legal Aspects of Recordkeeping

Discussion

The medical record is a legal document intended to identify types of care given to a patient and to serve as a source of information to the physician, RT (including the student), and other health care providers in developing an individualized plan of care. It further serves as a tool for evaluating the effectiveness in reaching the goals of therapy. Hospitals and other health care agencies critically evaluate the medical records of patients to maintain high-quality patient care. Failure to document care rendered, such as a respiratory treatment, hinders the process of providing high-quality care in several ways.

First, information that is important to the physician and other caregivers interested in the patient’s respiratory status is missing from the medical record. In this situation, although the student observed a lack of response by the patient during and immediately after the treatment, a delayed effect could still have occurred. Consequently, the physician or RT would have difficulty in establishing the cause of a condition change in the patient related to the respiratory treatment. From a legal perspective, patient care not documented may be viewed as care not rendered, making the hospital or institution vulnerable to charges of patient neglect, which would be difficult to defend in a court of law.

Because the law requires that a record be kept of the patient’s care, a patient’s chart is also a legal document. For this reason, charting or recordkeeping must be done so that it is meaningful for days, months, or years, in case it must be used in court.

Components of a Traditional Medical Record

Each health care facility has its own specification for the medical records it keeps. Although the forms themselves vary among institutions, most acute care medical records share common sections (Box 3-3).

Box 3-3   General Sections Found in a Patient Medical Record

Figure 3-11 provides an example of a desaturation study for home oxygen therapy qualification. Documentation sheets are designed to report data briefly and to decrease time spent in documentation. Entries can include many measurements, and review of a sequence of entries can reveal trends in patient status.

Legal Aspects of Recordkeeping

Legally, documentation of the care given to a patient means that care was given; no documentation means that care was not given. Hospital accreditation agencies critically evaluate the medical records of patients. If the RT does not document care given (i.e., patient assessment data, interventions, and evaluation of care rendered), the practitioner and the hospital may be accused of patient neglect.

Adequate documentation of care is valuable only in reference to standards and criteria of care. Similar to all departments in health care facilities, respiratory care departments must generate their own standards of patient care. For each standard, criteria must be outlined so that the adequacy of patient care can be measured. Documentation must reflect these standards.

Practical Aspects of Recordkeeping

Recordkeeping is one of the most significant duties that a health care professional performs. Documentation is required for each medication, treatment, or procedure. Accounts of the patient’s condition and activities must be charted accurately and in clear terms. Brevity is essential, although a complete account of each patient encounter is needed. The use of standardized terms and abbreviations is acceptable; however, The Joint Commission has published a “Do Not Use” abbreviation list developed to reduce potential errors (Table 3-2).7 Documentation of consultations with the attending physician that include the date and time of the conversation is recommended.

TABLE 3-2

The Joint Commission “Do Not Use” List*

Do Not Use Potential Problem Use Instead
U (unit) Mistaken for 0 (zero), the number 4 (four) or cc Write “unit”
IU (international unit) Mistaken for IV (intravenous) or the number 10 (ten) Write “international unit”
Q.E., QD, q.d., qd (daily); Q.O.D., POD, q.o.d, qod (every other day) Mistaken for each other; period after the Q mistaken for I and the O mistaken for I Write “daily” or “every other day”
Trailing zero (X.0 mg); lack of leading zero (.X mg) Decimal point is missed Write “X mg” or “0.X mg”
MS Can mean morphine sulfate or magnesium sulfate Write “morphine sulfate”
MSO4, MgSO4 Confused for one another Write “magnesium sulfate”
Additional Abbreviations, Acronyms, and Symbols for Possible Future Inclusion in the Official “Do Not Use” List
> (greater than); < (less than) Misinterpreted as the number 7 (seven) or the letter L; confused for one another Write “greater than” or “less than”
Abbreviations for drug names Misinterpreted owing to similar abbreviations for multiple drugs Write drug names in full
Apothecary units Unfamiliar to many practitioners; confused with metric units Use metric units
@ Mistaken for the number “2” (two) Write “at”
cc Mistaken for U (units) when poorly written Write “mL” or “ml” or “milliliters” (“mL” is preferred)
µg Mistaken for mg (milligrams) resulting in 1000-fold overdose Write “mcg” or “micrograms”

image

*Applies to all orders and all medication-related documentation that is handwritten (including free-text computer entry) or on preprinted forms.

Exception: A “trailing zero” may be used only where required to show the level of precision of the value being reported, such as for laboratory results, imaging studies that report size of lesions, or catheter/tube sizes. It may not be used in medication orders or other medication-related documentation.

From The Joint Commission: 2010 TJC “Do Not Use” list. http://www.jointcommission.org/ accessed December 17, 2010.

Accounts of care and the patient’s condition are generally printed by hand or handwritten. In some institutions, computerized patient information systems facilitate data entry by selection from menus of choices or direct typing. In either case, you must document only what is—not an interpretation or a judgment. Assessments of data must be clearly within one’s professional domain. When a practitioner cannot interpret the data obtained, he or she should state so in the record and contact another health care professional for advice or referral and document the referral in the patient’s medical record. Other general rules for medical recordkeeping are listed in Box 3-4. In addition to these general rules, each institution has its own policies governing medical recordkeeping.

Box 3-4   General Rules for Medical Recordkeeping

Entries on the patient’s chart should be printed or handwritten. After completing the account, sign the chart with one initial and your last name and your title (CRT, RRT, Resp Care Student; e.g., S. Smith, CRT). Institutional policy may require that supervisory personnel countersign student entries.

Do not use ditto marks.

Do not erase. Erasures provide reason for question if the chart is used later in a court of law. If a mistake is made, a single line should be drawn through the mistake and the word “error” printed above it. Then continue your charting in a normal manner.

Record after completing each task for the patient, and sign your name correctly after each entry.

Be exact in noting the time, effect, and results of all treatments and procedures.

Chart patient complaints and general behavior. Describe the type, location, onset, and duration of pain. Describe clearly and concisely the character and amount of secretions.

Leave no blank lines in the charting. Draw a line through the center of an empty line or part of a line. This prevents charting by someone else in an area signed by you.

Use standard abbreviations.

Use the present tense. Never use the future tense, as in “Patient to receive treatment after lunch.”

Spell correctly. If you are unsure about the spelling of a word, look it up in a dictionary.

Document conversations with the patient or other health care providers that you think are important (e.g., you informed the patient’s physician or nurse that the patient seems confused or more short of breath).

Problem-Oriented Medical Record

The problem-oriented medical record (POMR) is an alternative documentation format used by some health care institutions. The POMR contains four parts: (1) the database, (2) the problem list, (3) the plan, and (4) the progress notes. The precise forms these records take vary among institutions.

The database contains routine information about the patient. A general health history, physical examination results, and results of diagnostic tests are included.

In the POMR, a problem is something that interferes with a patient’s physical or psychologic health or ability to function. The patient’s problems are identified and listed on the basis of the information provided by the database. The list of problems is dynamic; new problems are added as they develop, and problems are removed as they are resolved.

The POMR progress notes contain the findings (subjective and objective data), assessment, plans, and orders of the physicians, nurses, and other practitioners involved in the care of the patient. The format used is often referred to as SOAP (S = subjective information, O = objective information, A = assessment, P = plan of care). Figure 3-12 shows a representative SOAP form for respiratory care progress notes. Box 3-5 provides an example of a SOAP entry. Table 3-3 lists common objective data gathered by RTs and examples of applicable assessments and plans. In many institutions, all caregivers chart on the same form, using the SOAP format.

TABLE 3-3

Examples of Objective Data, Assessments, and Plans Typical for Documentation Using SOAP Notes

Objective Data Assessment Plan
Sputum Production    
Thick, purulent Respiratory infection Humidity therapy, antibiotics
Auscultation    
Expiratory wheezing Bronchospasm Bronchodilator
Stridor Upper airway obstruction Racemic epinephrine, possible intubation
Late-inspiratory crackles Atelectasis Lung expansion therapy
Breathing Pattern    
Prolonged expiratory time Bronchospasm Bronchodilators
Prolonged inspiratory time Upper airway obstruction Racemic epinephrine; consider need for intubation
Rapid and shallow Restrictive lung disease Notify physician, perform additional assessment, consider lung expansion therapy
Vital Signs    
Acute tachycardia/tachypnea Acute respiratory failure Get ABGs, chest radiograph; call physician
Abnormal sensorium Acute hypoxia Assess patient further; oxygen therapy
ABGs    
PaO2 40-60 mm Hg Moderate hypoxemia Give oxygen via cannula or mask
PaO2 < 40 mm Hg Severe hypoxemia Give high concentration oxygen as needed and consider positive pressure ventilation with PEEP or CPAP
Chest Radiograph    
Low lung volumes or infiltrates Atelectasis Lung expansion therapy
Air in pleural space Pneumothorax Insert chest tube

ABGs, Arterial blood gas analysis; CPAP, continuous positive airway pressure; PEEP, positive end-expiratory pressure.

Summary Checklist

• Good posture is needed when lifting patients or heavy equipment to avoid injury.

• Begin patient ambulation as soon as a patient is physiologically stable and free of severe pain.

• Electrical current (flow) is the dangerous element of electricity. Current is directly related to voltage and inversely related to resistance.

• A microshock is a small, imperceptible current (<1 mA) that enters the body through external wires or catheters; microshocks can cause ventricular fibrillation.

• To avoid electrical hazards, always ground equipment and use only equipment that has been checked for proper wiring.

• Fires in health care facilities most often start in the kitchen, but when they occur in patient care areas, loss of life and serious injuries are likely.

• Fire hazards can be minimized by removing flammable materials and ignition sources from areas where oxygen is in use.

• RTs should be part of the hospital fire evacuation team because they know where oxygen shut-off valves are located, they know how to move patients receiving mechanical ventilation and oxygen therapy, and they are trained at treating smoke inhalation.

• Maintain a safe and clutter-free direct patient care environment.

• Store and transport medical grade gases in a safe and effective manner.

• Communication skills play a key role in the ability to identify a patient’s problems, to evaluate the patient’s progress, to make recommendations for respiratory care, and to achieve desired patient outcomes.

• Individuals’ prior experiences, attitudes, values, cultural backgrounds, self-concepts, and feelings play a large role in the communication process.

• To enhance communication ability, focus on improving sending, receiving, and feedback skills; in addition, be able to identify and overcome common barriers to effective communication.

• One of five strategies can be used for handling conflict: competing, accommodating, avoiding, collaborating, and compromising. Choosing the best strategy requires knowledge of the context, the specific underlying problem, and the desires of the involved parties.

• The electronic medical record is transforming the way we document care but not the concept and content of what is documented.

• A medical record is a confidential document that summarizes the care received by a patient; legally, a failure to document care means that care was not given.

• Following accepted standards, each medication, treatment, or procedure provided to the patient, including his or her condition and response to therapy, must be documented in accurate and clear terms.

• When entering notes in a POMR, use a SOAP format.