Disorders of Brain Size

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Chapter 25 Disorders of Brain Size

Introduction

The two obvious disorders of brain size – microcephaly (too small) and macrocephaly (too large) – are very common or relatively common disorders, depending largely on how they are defined. Microcephaly (MIC) and macrocephaly are usually defined as head circumference – or more formally, “occipitofrontal circumference” (OFC) – that is more than 2 standard deviations (SD) below or above the mean for age and gender [Opitz and Holt, 1990; Roche et al., 1987]. However, because this criterion includes many developmentally normal individuals and a host of underlying causes, researchers studying both usually define severe MIC or macrocephaly as OFC more than 3 or 4 SD below or above the mean [Barkovich et al., 1998; Dobyns, 1996; Woods et al., 2005; Jackson et al., 2002].

When defined as OFC smaller than 2 SD below the mean, approximately 2.3 percent of the population would be expected to have MIC if OFC is truly a normally distributed measurement [Ashwal et al., 2009]. The published estimates for OFC below −2 SD at birth are 55.8 per 10,000 [Vargas et al., 2001] and 54 per 10,000 [Dolk, 1991]. Based on 2004 census data of 3.7 million live births in the United States [Dye, 2005], this would predict that 25,000 neonates are born each year with MIC, far less than 2.3 percent of the population, which would be about 85,100 children. The difference may be accounted for by a non-normal distribution of neonatal head size, postnatal MIC, or incomplete ascertainment. If MIC is defined as OFC smaller than 3 SD below the mean, this would be expected to apply to only approximately 0.1 percent of the population, which agrees well with the published estimate of approximately 14 per 10,000 [Dolk, 1991].

The same arguments apply for macrocephaly, but this criterion includes any cause of a large head size, including hydrocephalus, certain bone diseases, and many other causes. When considering specifically increased brain size, the term megalencephaly (MEG), or “large brain,” is preferred. Here we will consider the causes of MIC and macrocephaly or MEG separately.

Microcephaly

Microcephaly is a descriptive term that refers to a cranium that is significantly smaller than the standard for the individual’s age and sex. It should usually be considered as a neurologic sign rather than a disorder, as it may result from many different causes that affect several different stages of brain development [Ashwal et al., 2009]. MIC is a common neurological sign in isolation, and in association with other abnormalities. Across the literature and in practice, the definition of MIC and the approach to evaluation of affected individuals are not uniform [Leviton et al., 2002; Opitz and Holt, 1990]. About 1 percent of referrals to child neurologists are specifically for evaluation of MIC [Lalaguna-Mallada et al., 2004], and approximately 15 percent of children referred to child neurologists for evaluation of developmental disabilities have MIC [Watemberg et al., 2002].

Historically, a confusing plethora of terms have been used to describe and classify various types of MIC. When severe congenital MIC is seen without other major brain or somatic malformations it is known as primary microcephaly or microcephalia vera, a term first introduced by Giacomini in 1885 [Giacomini, 1885]. It is likely that primary MIC is not a distinct etiologic category, but a term that describes a group of disorders, many with etiologies not yet known. As MIC can conceivably result from any developmental defect or brain injury that disturbs prenatal or early postnatal brain growth, many different causes are known. Improvements in neuroimaging and genetic technologies have resulted in a better understanding of the types and causes of MIC, suggesting that a reappraisal of schemes for classification and diagnostic testing is warranted. We have chosen to separate MIC into two broad categories, congenital and postnatal onset.

Table 25-1 summarizes some of the common disorders associated with these two groups of microcephaly.

Table 25-1 Etiologies of Congenital and Postnatal Microcephaly

  Congenital Postnatal Onset
GENETIC
Isolated/Inborn errors of metabolism Autosomal-recessive microcephaly
Autosomal-dominant microcephaly
X-linked microcephaly (uncertain)
Chromosomal (rare: “apparently” balanced rearrangements and ring chromosomes)
Congenital disorders of glycosylation
Mitochondrial disorders
Peroxisomal disorders
Menkes’ disease
Amino acidopathies and organic acidurias
Glucose transporter defect
Syndromic
Chromosomal Trisomy 21, 13, 18
Unbalanced rearrangements
 
Contiguous gene deletion 4p deletion (Wolf–Hirschhorn syndrome)
5p deletion (cri du chat syndrome)
7q11.23 deletion (Williams’ syndrome)
22q11 deletion (velocardiofacial syndrome)
17p13.3 deletion (Miller–Dieker syndrome)
Single-gene defects Cornelia de Lange syndrome
Holoprosencephaly (isolated or syndromic)
Smith–Lemli–Opitz syndrome
Seckel’s syndrome
Rett’s syndrome
Nijmegen breakage syndrome
Ataxia-telangiectasia
Cockayne’s syndrome
Aicardi–Goutières syndrome
XLAG syndrome
ACQUIRED
Disruptive injuries Fetal death of a twin
Ischemic stroke
Hemorrhagic stroke
Traumatic brain injury
Hypoxic-ischemic encephalopathy
Hemorrhagic and ischemic stroke
Infections TORCHES syndrome and HIV Meningitis and encephalitis
Congenital HIV encephalopathy
Teratogens/Toxins Alcohol, hydantoin, radiation
Maternal phenylketonuria
Poorly controlled maternal diabetes
Lead poisoning
Chronic renal failure
Deprivation Maternal hypothyroidism
Maternal folate deficiency
Maternal malnutrition
Placental insufficiency
Hypothyroidism
Anemia
Malnutrition
Congenital heart disease

HIV, human immunodeficiency virus; TORCHES, toxoplasmosis, rubella, cytomegalovirus, herpes simplex, syphilis; XLAG, X-linked lissencephaly with abnormal genitalia.

(Adapted from Ashwal S, et al. Practice parameter: Evaluation of the child with microcephaly [an evidence-based review]: report of the Quality Standards Subcommittee of the American Academy of Neurology and the Practice Committee of the Child Neurology Society, Neurology 73:887–897, 2009.)

Pathology

The embryology relevant to neuronal proliferation and microcephaly is reviewed in the following chapter describing malformations of cortical development (Chapter 26). The pathological changes described in different types of MIC are diverse, which is not surprising, given the large number of associated conditions. Here we will confine our comments to severe congenital microcephaly. The macroscopic changes described in most pathological reports are subtle, consisting of very small cerebral volume, normal or minimally altered pattern of convolutions, and normal size of the third and lateral ventricles [Robain and Lyon, 1972]. However, our brain imaging experience shows that this is not quite true, as, in many forms, the frontal lobes are disproportionately small, and the number and complexity of the gyri and the depth of sulci are generally reduced.

The microscopic changes, especially those involving the cerebral cortex, are heterogeneous. In one group, the cortex has normal thickness and lamination, but the number of neurons in the brain is dramatically reduced. We suppose these to be the less severely affected individuals, although the available data are not clear on this point. In probably several other types of MIC, the cortex appears abnormally thin, presumably resulting from premature exhaustion of the germinal zone [Barkovich et al., 1992; Evrard et al., 1989].

In the latter, abnormalities of cellular architecture predominate in the first two layers of the cortex, referred to as “type I familial MIC” by Robain [Robain and Lyon, 1972]. Layer two is almost devoid of granule neurons, and may be fragmented into small nests (sometimes called “glomeruli”) or small columns that protrude into the molecular layer. In a few individuals, the vertical bands of neurons arising in layer two cross the molecular layer to protrude into the meninges. Neurons may be seen in the molecular layer, either as scattered large pyramidal or stellate neurons, or as persistence of a fetal monolayer of granule neurons found just beneath the pia. The lower cortical layers were less affected, but with abnormal distribution of cells in some areas. In some brains, persistence of fetal wavy or “combed” monocellular bands in the middle of the cortex has been seen [Robain and Lyon, 1972]. In these types of MIC, the cerebellum is typically small but proportionate to the reduced size of the cerebrum or relatively larger.

Severe congenital MIC has been observed in combination with several other types of brain malformations, including holoprosencephaly, disproportionate brainstem and cerebellar hypoplasia, true lissencephaly with widespread malformation of neuronal migration, diffuse periventricular nodular heterotopia, and diffuse polymicrogyria (Table 25-2).

Table 25-2 Severe Congenital Microcephaly Types by Imaging or Pathology

Microcephaly Type References
MIC WITH SIMPLIFIED GYRAL PATTERN ONLY (PRIMARY MIC)
MIC with normal six-layer cortex (probably high-functioning) Barkovich et al. [1992]
MIC with layer two cortical dysplasia Robain and Lyon [1972]
MIC with simplified gyri and enlarged extra-axial space (may also be associated with postnatal MIC) Basel-Vanagaite and Dobyns [2010]
MIC WITH DISPROPORTIONATE PONTOCEREBELLAR HYPOPLASIA (MIC-PCH)
MIC with simplified gyri and pontocerebellar hypoplasia, NOS Basel-Vanagaite and Dobyns [2010]
MIC with simplified gyri and pontocerebellar hypoplasia and enlarged extra-axial space Basel-Vanagaite and Dobyns [2010]
Von Monakow type MIC-PCH Thurel and Gruner [1960]
MICROLISSENCEPHALY (MLIS) WITH TRUE AGYRIA-PACHYGYRIA
Barth MLIS syndrome Barth et al. [1982]
Microcephalic osteodysplastic primordial dwarfism type 1 (MOPD1) Juric-Sekhar et al. [2010]
Norman–Roberts MLIS syndrome Dobyns et al. [1984]
MIC WITH DIFFUSE PERIVENTRICULAR NODULAR HETEROTOPIA (MIC-PNH)
MIC-PNH Robain and Lyon [1972]
MIC WITH DIFFUSE POLYMICROGYRIA (MDP)
MDP isolated Barkovich et al. [1992]
MDP with other congenital anomalies (somatic) Pavone et al. [2000]
MIC WITH OTHER CORTICAL MALFORMATIONS
MIC with cortical malformations, NOS (not well defined)  

MIC, microcephaly; NOS, not otherwise specified.

The authors have seen agenesis of the corpus callosum in most different types of MIC, and suspect that, in most, it is a nonspecific feature of slowed brain growth. (The growing cerebral hemispheres must be closely enough apposed for the precallosal sling to cross the gap, which requires growth.) We have therefore not included MIC and agenesis as a classification in its own right at this time, although this may need to be added in the future.

Brain Imaging

In most patients with primary MIC, brain imaging reveals characteristic abnormalities that we designated “microcephaly with simplified gyral pattern” [Barkovich et al., 1998; Dobyns and Barkovich, 1999]. This pattern consists of a reduced number of gyri separated by abnormally shallow sulci. Common associated abnormalities include foreshortened frontal lobes, mildly enlarged lateral ventricles, and sometimes a thin corpus callosum or even partial agenesis of the corpus callosum.

While interpretation of brain imaging studies in MIC would seem to be straightforward, this has proved challenging in practice, primarily for severe congenital MIC. First, scans of children with MIC are often interpreted as normal, other than for the small size, if this is recognized on the imaging study, but close inspection will show the features noted above. While these changes can be subtle, they are not normal. Further, brain imaging in individuals with more severe forms of MIC may show fewer convolutions, with some broader than 2 cm, leading to interpretation as “pachygyria.” But imaging in the large majority of these patients shows a normal or an especially thin cortex, while true lissencephaly (agyria and pachygyria) is always associated with an abnormally thick cortex. Clinicians often respond to such reports by ordering tests that are appropriate for children with true lissencephaly, which are always negative. With the rare exception of mutations of TUBA1A, no genes associated with microlissencephaly (MLIS) have been reported.

While the first several genes associated with severe congenital MIC were associated with nonspecific brain imaging patterns (as described above), several recently identified MIC genes are associated with recognizable patterns of abnormalities. Focusing on children with severe congenital MIC, the authors recently reviewed brain imaging in approximately 250 children with MIC, most of whom (230 of 247) had MIC without associated somatic anomalies [Basel-Vanagaite et al., 2010]. Among this group of patients, four relatively common brain imaging patterns were found, which involved abnormalities in the gyral pattern, size of extra-axial space, and relative size of the brainstem and cerebellum in comparison to the cerebrum. The four groups were:

Examples are shown in Figure 25-1. Rare forms of severe MIC are associated with additional brain malformations, as listed in Table 25-2.

Clinical Features

The clinical manifestations associated with MIC are remarkably heterogeneous. In most individuals with severe congenital MIC, examination reveals obvious small head size, often with a low, sloping forehead and a flat occiput. The face and ears are normal, but because of the small head size, may appear disproportionately large. Cognitive impairment is moderate in some types, but severe to profound in others. In moderately affected patients, hyperactivity may dominate the patient’s behavior, while tone is typically normal. In severely affected children, spasticity and epilepsy predominate. In children with milder forms of MIC, a variety of subtle dysmorphic features may be present and may be helpful in identifying a specific syndrome causing MIC. Features of some of these syndromes are outlined in the different tables in this chapter.

For children with the most common, relatively high-functioning forms of primary MIC, survival far into adult life is typical. For more severely handicapped children unable to walk or feed by mouth, the mortality rate is higher, with survival often limited to 10–20 years, although no formal studies have been done. Children with MIC and other severe brain malformations, especially those with cortical malformations such as lissencephaly, heterotopias, and polymicrogyria, are likely to have much shorter survival.

In general, all forms of MIC are associated with below-average intelligence [Dolk, 1991; Nelson and Deutschberger, 1970]. However, mild MIC with OFC between −2 and −3 SD is not inevitably linked with mental retardation; 7.5 percent of a large group of microcephalic children had normal intelligence [Martin, 1970; Sells, 1977]. However, some patients with mild MIC have severe or profound mental retardation. Their intellectual disability may be partly explained by associated brain abnormalities, whether developmental or destructive, as brain imaging frequently reveals additional abnormalities [Sugimoto et al., 1993].

Several coexistent conditions, such as varying degrees of cognitive impairment, epilepsy, cerebral palsy, and ophthalmological and audiological disorders, occur commonly in children with microcephaly and are reviewed in the sections below.

Cognitive Impairment

A correlation between MIC and mental retardation has been recognized since studies in the late 1800s, and subsequent research has explored the strength of this correlation in a number of ways, although rarely in a prospective manner among a broad sample of subjects. In reported studies, the incidence of MIC has varied, depending on the population studied. Prevalence estimates of MIC in institutionalized patients have reported a rate of MIC ranging from 6.5 percent [Krishnan et al., 1989] to 53 percent [Roboz, 1973]. In contrast, for children seen in neurodevelopmental clinics, the prevalence of microcephaly averages 24.7 percent (range 6–40.4 percent) [Smith, 1981; Martin, 1970; Desch et al., 1990].

Other studies have looked at the incidence and significance of MIC in children who were functioning normally or had normal intelligence. In one report of 1006 students in mainstream classrooms it was found that 1.9 percent had mild microcephaly (−2–3 SD) and none had severe microcephaly (below −3 SD) [Sells, 1977]. The microcephalic subjects had a similar mean IQ (99.5) to the normocephalic group (105), but lower mean academic achievement scores (49 vs. 70). Another report, looking at the records of 1775 normally intelligent patients aged 11–21 years, followed in adolescent medicine clinics, found 11 (0.6 percent) with severe MIC (below −3 SD) [Barmeyer, 1971]. Among a separate sample of 106 retarded adolescents, the incidence of severe MIC was 11 percent.

A related issue concerns the incidence of developmental disability in individuals with MIC. Several investigations based on the United States National Collaborative Perinatal Project (1959–1974) have data regarding the degree of developmental disability in children with MIC. In an early report, OFC measurements of less than 43 cm (−2.3 SD) for males and 42 cm (−2.4 SD) for females at 1 year of age were associated with IQ <80 at 4 years in half the individuals [Nelson and Deutschberger, 1970]. A second study using these data found congenital MIC (<2 SD) in 1.3 percent that was associated with a greater risk of mental retardation at 7 years (15.3 vs. 7 percent) in selected populations [Camp et al., 1998]. A third study found that, of normocephalic children, 2.6 percent were mentally retarded (IQ ≤70) and 7.4 percent had borderline IQ scores (71–80). Of the 114 (0.4 percent) children with mild microcephaly (2–3 SD), 10.5 percent were mentally retarded and 28 percent had borderline IQ scores [Dolk, 1991]. Severe MIC (below −3 SD) was found in 41 (0.14 percent) children, and 51.2 percent were mentally retarded and 17 percent had borderline IQ scores. These reports have been supported by findings in several other studies [O’Connell et al., 1965; Watemberg et al., 2002].

A number of additional studies of microcephalic children have examined other clinical factors. Available data are conflicting as to whether having proportionate MIC is less predictive of developmental and learning disabilities [Sells, 1977] or not [Nelson and Deutschberger, 1970]. Other studies have shown that early severe medical illness or acquired brain injury can be associated with MIC and a future risk of retardation [Avery et al., 1972]. The pattern of head growth can also be a significant predictor of outcome. Infants whose birth OFCs were normal but who acquired MIC by age 1 year were likely to be severely delayed. On the other hand, when MIC and developmental delay were acquired as a consequence of the combined deprivations of early childhood malnutrition, poverty, and lack of stimulation, as frequently occurs in emerging countries [Grantham-McGregor et al., 2007], significant potential for physical and cognitive recovery exists [Rutter, 1998].

There is also some evidence to support the generally held belief that there is a correlation between the severity of MIC and degree of developmental disability. One study of 212 children with MIC, seen in either a birth defects or a child development clinic, found a significant correlation between the degree of MIC and severity of mental retardation. Among the 113 subjects with mild MIC (2–3 SD below the mean), mental retardation was found in just 11 percent. The mean IQ of the children with the most normal OFC, between 2.0 and 2.1 SD below the mean, was 63. Mental retardation was diagnosed in 50 percent of the 99 subjects with more severe MIC (≥3 SD), and in all of those with an OFC more than 7 SD below the mean. The mean IQ of the children with an OFC between 5 and 7 SD below the mean was 20 [Pryor and Thelander, 1968].

The above studies all underscore the fact that MIC is common in developmentally disabled children, with the incidence greater in those more severely affected. Even in low-risk populations (e.g., children with normal school placements), 1.9 percent have MIC, and in many of these children, subtle cognitive deficits are detected. In addition, there is a 50 percent increased risk for being developmentally delayed in children with MIC compared to children without MIC (e.g., 15.3 vs. 7 percent), and a strong correlation between the severity of MIC and developmental outcome (i.e., mental retardation occurs in 10.5 percent of children with mild MIC [<2 SD] and in 51.2 percent of children with severe microcephaly [below −3 SD]). Because of these observations, it is important for serial developmental screening to be done in children with MIC to detect developmental disorders.

Epilepsy

The relation between MIC and epilepsy is of great clinical importance for several reasons:

One study involving 66 children with MIC (<−2 SD) found an overall prevalence of epilepsy of 40.9 percent [Abdel-Salam et al., 2000]. It has also been suggested that epilepsy is more common in postnatal-onset than in congenital MIC. In one study, epilepsy occurred in 50 percent of children with postnatal-onset microcephaly compared to only 35.7 percent of those with congenital MIC [Abdel-Salam et al., 2000]. A second study found that epilepsy was four times more common in postnatal-onset MIC [Qazi and Reed, 1973].

MIC also is a significant risk factor for medically refractory epilepsy [Berg et al., 1996; Chawla et al., 2002; Aneja et al., 2001]. In one study of 30 children, MIC was found in 58 percent of those with medically refractory epilepsy compared to 2 percent in whom seizures were controlled [Chawla et al., 2002].

Although children with MIC are at greater risk for epilepsy, many do not have epilepsy. There are, however, certain MIC syndromes in which epilepsy is a prominent feature. Knowledge of these disorders and their genetic basis can help establish a diagnosis and determine prognosis. Some of the more commonly recognized entities are summarized in Table 25-3.

Table 25-3 Severe Epilepsy and Microcephaly Associated Genetic Syndromes*

Disorder Gene(s) or Locus
STRUCTURAL MALFORMATIONS
Classic lissencephaly (isolated LIS sequence) LIS1, DCX, TUBA1A
Lissencephaly: X-linked with abnormal genitalia ARX
Lissencephaly: autosomal-recessive with cerebellar hypoplasia RELN, VLDLR
Bilateral frontoparietal polymicrogyria (COB) GPR56
Periventricular heterotopia with microcephaly ARFGEF2
Holoprosencephaly-associated genes SHH, SIX3, GLI2, TDGF1, PTCH1, FOXH1, ZIC2, TFIF1, SMAD2
Holoprosencephaly phenotypes-associated loci HPE1 21q22.3
HPE2 2p21
HPE3 7q36
HPE4 18p11.3
HPE5 13q32
HPE 6 2q37.1
HPE7 9q22.3
HPE 8 14q13
HPE9 2q14
SYNDROMES
Wolf–Hirschhorn syndrome 4p16
Angelman’s syndrome UBE3A, 15q11–q13
Rett’s syndrome Xp22, Xq28
MEHMO (mental retardation, epilepsy, hypogonadism, microcephaly, obesity) Xp22.13–p21.1
Mowat–Wilson syndrome (microcephaly, mental retardation, distinct facial features with/without Hirschsprung’s disease) ZFHX1B, 2q22

* Adapted from Ashwal S, et al. Practice parameter: Evaluation of the child with microcephaly (an evidence-based review): report of the Quality Standards Subcommittee of the American Academy of Neurology and the Practice Committee of the Child Neurology Society, Neurology 73:887–897, 2009. Data extracted from OMIM (http://www.ncbi.nlm.nih.gov/omim); the reader is referred to that source for updated information as new entries are added and data are revised. The reader can also go directly to GeneTests (http://www.genetests.org), to which OMIM links, for updated information regarding the availability of genetic testing on a clinical or research basis.

Studies have not examined the role of obtaining a routine electroencephalography (EEG) in children with MIC to determine their risk for developing epilepsy. In one study of children with MIC, EEG abnormalities were found in 51 percent of 39 children who either had no seizures or occasional febrile seizures [Abdel-Salam et al., 2000]. EEG abnormalities (focal, generalized, or mixed epileptiform discharges) were present in 78 percent of 18 children with medically refractory epilepsy.

Overall, it is important to be aware that epilepsy is more common in children with MIC, and when it occurs, it is more difficult to treat. Certain MIC syndromes are associated with a much higher incidence of epilepsy, and increasingly, genetic etiologies defining the relation between MIC and epilepsy are being reported. In addition, there are no systematic studies regarding EEG findings in children with MIC who have or do not have epilepsy.

Cerebral Palsy

Not unexpectedly, many children with MIC are diagnosed later in infancy with cerebral palsy, and likewise, children with cerebral palsy are frequently found to be microcephalic. Data from one study of 216 children with MIC and developmental disabilities found a rate of cerebral palsy of 21.4 percent compared to 8.8 percent in a population of normocephalic developmentally disabled children (p <0.001) [Watemberg et al., 2002]. In contrast, several studies have examined the incidence of MIC in children with cerebral palsy. Three studies of children with cerebral palsy found congenital MIC in 1.8 percent of cases [Croen et al., 2001; Pharoah, 2007; Laisram et al., 1992]. In three other studies, the combined incidence of congenital and postnatal-onset MIC ranged between 32.5 percent and 81 percent, and averaged 47.9 percent [Edebol-Tysk, 1989; Lubis et al., 1990; Suzuki et al., 1999]. In one of these studies, 68 percent were diagnosed with secondary (i.e., acquired microcephaly) and 13 percent had congenital MIC [Edebol-Tysk, 1989]. Others have shown that the yield of determining the etiology of cerebral palsy is improved if MIC is present [Shevell et al., 2003]. These data suggest that it is important for physicians and others caring for children with MIC to monitor for the development of cerebral palsy, so that appropriate physical and occupational therapeutic interventions can be initiated.

Ophthalmological Disorders

No studies have surveyed the incidence of vision loss or specific ophthalmological disorders in children with MIC. One study found an incidence of 145 cases of congenital eye malformations (microphthalmia, anophthalmia, cataracts, coloboma, etc.) in 212,479 consecutive births [Stoll et al., 1997]. MIC was among the malformations in 56 percent of these children. Another study (n = 360) with severe MIC (below −3 SD) found eye abnormalities in 6.4 percent, but in only 0.2 percent of 3600 age-matched normocephalic controls [Kraus et al., 2003]. Other reported eye abnormalities in children with MIC that have been reported when searching the OMIM database for MIC have found associations with anophthalmia, blindness or visual loss, cataracts, colobomas, microphthalmia, nystagmus, optic atrophy, ptosis, and retinal disorders. Table 25-4 lists some of the more common MIC syndromes associated with ophthalmological disorders.

Table 25-4 Microcephaly Disorders with Prominent Ophthalmologic Involvement*

Syndrome (OMIM Number) Ophthalmologic Abnormality
Aicardi–Goutières syndrome (225750) Visual inattention, abnormal eye movements
Allan–Herndon–Dudley syndrome (300523) Rotary nystagmus, disconjugate eye movements
Alpers’ syndrome (203700) Blindness, visual disturbances; microcephaly occasional
Borjeson–Forssman–Lehmann syndrome (301900) Deep-set eyes, nystagmus, ptosis, poor vision, narrow palpebral fissures
Branchial clefts with characteristic facies, growth retardation, imperforate nasolacrimal duct, and premature aging (113620) Upslanting palpebral fissures, telecanthus, hypertelorism, ptosis, lacrimal duct obstruction, coloboma
Coloboma, microphthalmia, cataract
Cerebral dysgenesis, neuropathy, ichthyosis, and palmoplantar keratoderma syndrome (609528) Downslanting palpebral fissures, hypertelorism, hypoplastic optic discs; described in two families
Cerebro-oculofacioskeletal syndrome (214150) Cataracts, blepharophimosis
Microphthalmia, deep-set eyes, nystagmus
**CHARGE syndrome (214800) Colobomas, anophthalmia, ptosis, hypertelorism, downslanting palpebral fissures
Cockayne’s syndrome (216400) Pigmentary retinopathy, optic atrophy, corneal opacity, decreased lacrimation, nystagmus, cataracts
Cohen’s syndrome (216550) Downslanting palpebral fissures, chorioretinal dystrophy, myopia, decreased visual acuity, optic atrophy
Down syndrome (190685) Upslanting palpebral fissures, epicanthal folds, iris Brushfield spots
Fraser’s syndrome (219000) Cryptophthalmos, malformed lacrimal ducts, hypertelorism, blindness
Glucose transport defect (606777) Abnormal paroxysmal eye movements; eye findings rare
Holoprosencephaly (236100) Cyclopia, ethmocephaly, cebocephaly, hypotelorism
Incontinentia pigmenti (308300) Microphthalmia, cataract, optic atrophy, retinal vascular proliferation, retinal fibrosis, retinal detachment, uveitis, keratitis
Jacobsen’s syndrome (147791) Epicanthal folds, hypertelorism
Ptosis, strabismus, coloboma, optic atrophy
Kabuki syndrome (147920) Long palpebral fissures, eversion of lateral third of lower eyelids, ptosis, blue sclerae, broad/arched/sparse eyebrows
Mental retardation with optic atrophy, deafness, and seizures (309555) Optic atrophy, severe visual impairment
Mental retardation, microcephaly, growth retardation, and joint contractures (606240) Ptosis; single case report of two sisters
Microcephaly, hiatus hernia, and nephrotic syndrome (251300) Absent cleavage of eye anterior chamber; described in one case report
Microphthalmia, syndromic (309800) Microphthalmia, optic nerve hypoplasia, coloboma, pigmentary retinopathy
Mitochondrial DNA depletion syndrome (251880) Nystagmus, disconjugate eye movements, optic dysplasia; microcephaly occasional
Mosaic variegated aneuploidy syndrome (257300) Hypertelorism, upslanting palpebral fissures, epicanthal folds, cataracts, nystagmus
Mucolipidosis IV (252650) Corneal clouding, corneal opacities, fibrous dysplasia of the cornea, progressive retinal degeneration, optic atrophy, strabismus, decreased electroretinogram
Neuronal ceroid-lipofuscinosis (256730) Progressive visual loss, optic atrophy, retinal degeneration, macular degeneration, abnormal electroretinogram
Norrie’s disease (310600) Blindness, retinal dysgenesis/dysplasia/detachment, cataracts, optic atrophy, other ocular abnormalities
Oculodentodigital dysplasia (164200) Microcornea, short palpebral fissures, epicanthal folds, glaucoma, cataract, iris anomalies
Oculopalatocerebral syndrome (257910) Persistent hypertrophic primary vitreous
Microphthalmos, leukocoria, retrolental fibrovascular membrane; rarely reported
Oculopalatoskeletal syndrome (257920) Blepharophimosis, blepharoptosis, epicanthus inversus, hypertelorism, conjunctival telangiectasia, glaucoma, anterior chamber anomalies, abnormal eye motility; rare
Osteoporosis-pseudoglioma syndrome (259770) Pseudoglioma, blindness, microphthalmia, vitreoretinal abnormalities, cataract, iris atrophy
Pelizaeus–Merzbacher disease (312080) Rotary nystagmus, optic atrophy
Peters plus syndrome (261540) Hypertelorism, Peters anomaly, anterior chamber cleavage disorder, nystagmus, ptosis, glaucoma, cataract, myopia, coloboma
Pyridoxamine 5′-phosphate oxidase deficiency (610090) Rotary eye movements; rare disorder
Pyruvate decarboxylase deficiency (312170) Episodic ptosis, abnormal eye movements
Pyruvate dehydrogenase deficiency (312170) Nystagmus, ptosis, saccade initiation failure, oculomotor apraxia
Rhizomelic chondrodysplasia punctata (215100) Cataract
Roberts’ syndrome (268300) Hypertelorism, shallow orbits, prominent eyes, bluish sclerae, corneal clouding, microphthalmia, cataract, lid coloboma
Smith–Lemli–Opitz syndrome (270400) Ptosis, epicanthal folds, cataracts, hypertelorism, strabismus
Spastic paraplegia, optic atrophy, microcephaly, and XY sex reversal (603117) Optic atrophy and poor vision; single case report
Syndactyly with microcephaly and mental retardation (272440) One family of several described had optic atrophy and poor vision
Townes–Brocks syndrome (107480) Chorioretinal coloboma, Duane anomaly; both of these are rare
Velocardiofacial syndrome (192430) Narrow palpebral fissures, small optic discs, tortuous retinal vessels, posterior embryotoxon
Walker-Warburg syndrome (236670) Multiple ocular findings including retinal detachment, cataracts, microphthalmia, hyperplastic primary vitreous, optic nerve hypoplasia, colobomata, glaucoma
Warburg micro syndrome (600118) Multiple ocular findings, including microphthalmia, microcornea, congenital cataracts, optic atrophy, ptosis
Wolf–Hirschhorn syndrome (194190) Hypertelorism, exophthalmos, ptosis, Rieger anomaly, nystagmus, iris coloboma

* Adapted from Ashwal S, et al. Practice parameter: Evaluation of the child with microcephaly (an evidence-based review): report of the Quality Standards Subcommittee of the American Academy of Neurology and the Practice Committee of the Child Neurology Society, Neurology 73:887–897, 2009. From OMIM (http://www.ncbi.nlm.nih.gov/sites/entrez). Gene map loci are listed in each OMIM entry. Disorders are listed alphabetically; prevalence data are not known.

** CHARGE (Coloboma of the eye, Heart defects, Atresia of the choanae, Retardation of growth and/or development, Genital and/or urinary abnormalities, and Ear abnormalities and deafness.

Audiological Disorders

No studies have surveyed the incidence of hearing loss or audiological disorders in children with MIC. One study of 100 children with complex ear anomalies recorded that 85 had neurological involvement and 13 children had MIC [Wiznitzer et al., 1987]. Hearing loss is likely the most common audiological disorder associated with MIC, and Table 25-5 summarizes some of the common MIC syndromes listed in OMIM in which prominent audiological involvement is reported.

Table 25-5 Microcephaly Syndromes with Prominent Ear or Auditory Impairments*

Syndrome (OMIM Number) Ear or Audiologic Abnormality
Allan–Herndon–Dudley syndrome (300523) Large ears, simple ears, pinna modeling anomalies, prominent antihelix, flattened antihelix
Alpha-thalassemia/mental retardation syndrome (309580) Small ears, low-set ears, posteriorly rotated ears, sensorineural hearing loss
Brachyphalangy, polydactyly, tibial aplasia/hypoplasia (609945) Overfolded helices, hearing loss, cleft lobules, preauricular tags, cup-shaped ears
Branchial arch syndrome (301950) Hearing loss and external ear anomalies
Branchial clefts with characteristic facies, growth retardation, imperforate nasolacrimal duct, and premature aging (113610) Low-set ears, posteriorly rotated ears, hypoplastic superior helix, microtia, ear pits, overfolded ears, supra-auricular sinuses, conductive hearing loss
Camptodactyly, tall stature, and hearing loss syndrome (610474) Microcephaly occurs occasionally
Cerebrocostomandibular syndrome (117650) Low-set ears, conductive hearing loss, posteriorly rotated ears
Cerebro-oculofacioskeletal syndrome 1 (214150) Large ear pinnae
CHARGE syndrome (214800) Small ears, lop ears, deafness (sensorineural ± conductive), Mondini defect
Chondrodysplasia punctata (215100) Hearing loss
Chromosome 18 deletion syndrome (601808) External ear abnormalities
Chromosome 9q subtelomeric deletion syndrome (610253) Malformed ears, hearing loss
Cockayne’s syndrome (216400) Malformed ears, sensorineural hearing loss
Coffin–Lowry syndrome (303600) Prominent ears, sensorineural hearing loss
Cornelia de Lange syndrome (122470) Low-set ears, hearing loss
Cutis verticis gyrate, retinitis pigmentosa, and sensorineural deafness (605685) Sensorineural hearing loss; only one case report
Deafness, conductive, with malformed external ear (221300) Conductive hearing loss, malformed external ears, low-set external ears, malformed ossicles
Deafness, congenital, and onychodystrophy (220500) Sensorineural hearing loss
Dislocated elbows, bowed tibias, scoliosis, deafness, cataracts, microcephaly, and mental retardation (603133) Single case report of 4 siblings in consanguineous family
Ear, patella, and short stature syndrome (24690) Bilateral microtia, hearing loss, Mondini malformation, low-set ears, atretic auditory canal
Feingold’s syndrome (164280) “Ear abnormalities” common in one description
Focal dermal hypoplasia (305600) Protruding, simple ears, low-set ears, narrow auditory canals, mixed hearing loss
Genitopatellar syndrome (606170) One case report with hearing loss as an associated finding
***GOMBO syndrome (233270) One case report with conductive hearing loss
Iris coloboma with ptosis, hypertelorism, and mental retardation (243310) Low-set ears, overfolded helices, sensorineural hearing loss
Johanson–Blizzard syndrome (243800) Sensorineural hearing loss, cystic dilatation of cochlea and vestibular structures
Kabuki syndrome (147920) Large prominent ears, recurrent otitis media in infancy, posteriorly rotated ears, hearing loss, preauricular pit
Kearns–Sayre syndrome (530000) Sensorineural hearing loss
Klippel–Feil syndrome (118100) One case reported with microcephaly; hearing loss of any type common; external ear abnormalities occasional
Lathosterolosis (607330) Conductive hearing loss
Mental retardation, with optic atrophy, deafness and seizures (309555) Hearing loss; described in one family
Mental retardation–hypotonic facies syndrome, X-linked (309580) Deafness
Microphthalmia, syndromic (601186) Simple anteverted ears, hearing loss
Monosomy 1p36 syndrome (607872) Sensorineural hearing loss, external ear abnormalities
Oculodentodigital dysplasia (164200) Conductive hearing loss
Oculopalatoskeletal syndrome (257920) Conductive hearing loss
Otopalatodigital syndrome (311300) Low-set ears, conductive hearing loss, posteriorly rotated ears
POR** deficiency (201750) Conductive hearing loss, simple ears
Progeroid facial appearance with hand anomalies (602249) Prominent ears, conductive hearing loss; one case report
Renpenning’s syndrome 1 (309500) Cupped ears
Rubinstein–Taybi syndrome (180849) Low-set ears, hearing loss
Shprinzten–Goldberg craniosynostosis (182212) Low-set ears, posteriorly rotated ears, conductive hearing loss (rare)
Townes–Brocks syndrome (107480) Multiple external ear abnormalities; sensorineural hearing loss
Trichorhinophalangeal syndrome type II (15030) Hearing loss, large protruding ears
Velocardiofacial syndrome (192430) Occasional microcephaly and minor auricular abnormalities seen
Waardenburg’s syndrome (148820) Hearing loss
Williams–Beuren syndrome (194050) Early-onset progressive sensorineural hearing loss
Wolf–Hirschhorn syndrome (194190) (602952) Preauricular tags, preauricular pits, hearing loss, narrow external auditory canals

* Adapted from Ashwal S, et al. Practice parameter: Evaluation of the child with microcephaly (an evidence-based review): report of the Quality Standards Subcommittee of the American Academy of Neurology and the Practice Committee of the Child Neurology Society, Neurology 73:887–897, 2009. From OMIM (http://www.ncbi.nlm.nih.gov/sites/entrez). Gene map loci are listed in each OMIM entry. Disorders are listed alphabetically; prevalence data are not known.

** POR – cytochrome P450 oxido reductase deficiency.

*** GOMBO – Growth retardation, ocular abnormalities, Microcephaly, Brachydactyly and Oligophrenia.

Etiology

Mild MIC, which we define as −2 to −3 SD, has been associated with a variety of maternal and other prenatal disorders, prenatal and postnatal brain injuries, familial forms, chromosome disorders, and numerous syndromes with either prenatal- or postnatal-onset MIC. Here we can review only a small selection of the more common causes.

Extrinsic Causes

Extrinsic injuries before birth or early in life can certainly lead to MIC. The developing nervous system is highly vulnerable to infections, including cytomegalovirus, toxoplasmosis, rubella, herpes simplex, and group B coxsackievirus. Intrauterine infections with these can result in MIC [Evrard, 1992; Norman et al., 1995; Volpe, 2000]. MIC also has been reported in infants of women exposed to ionizing radiation, as shown in studies following exposure to atomic bomb radiation or to radium implantation in the cervix during the first trimester [Dekaban, 1968; Wood et al., 1967]. Maternal metabolic disorders during pregnancy, such as diabetes mellitus, uremia, and undiagnosed or inadequately treated phenylketonuria, may result in neonatal MIC [Levy et al., 1996; Rouse et al., 1997]. Malnutrition, hypertension, and placental insufficiency may all result in intrauterine growth retardation and MIC.

Maternal alcoholism during pregnancy has also been linked with MIC as part of the fetal alcohol syndrome [Clarren et al., 1978; Loebstein and Koren, 1997; Ouellette et al., 1977; Spohr et al., 1993]. The clinical features include growth and mental retardation, midfacial hypoplasia, short palpebral fissures, epicanthal folds, and behavioral disturbances. Neuropathologic findings include MIC, heterotopia, widespread cortical and white-matter dysplasias, and defects of neuronal and glial migration [Wisniewski et al., 1983]. MIC has also been reported with maternal exposure to cocaine [Loebstein and Koren, 1997]. Some other reports are largely anecdotal, so the associations are often not proven.

Familial Mild Microcephaly

Mild MIC may have either complex (polygenic) or autosomal-dominant inheritance. The autosomal-recessive forms typically present with severe primary MIC and many reviews have not clearly separated patients with mild and severe MIC, often making clinical data difficult to interpret. The polygenic or autosomal-dominant forms are generally associated with mild to moderate cognitive problems, with epilepsy being uncommon. The risk of recurrence in siblings may be as high as 50 percent with the assumption of autosomal-dominant inheritance, but is probably lower, considering that polygenic inheritance may be involved. The genetic basis for familial mild MIC is not known, but several genes have been identified that cause mild MIC, as indicated in Table 25-6.

Severe MIC, which we define as birth OFC at or below −3 SD or later OFC at or below −4 SD, is more likely to be associated with a wide variety of genetic disorders, although exceptions are likely (but not well documented).

Patients with primary MIC tend to fall into two further, albeit somewhat heterogeneous, subgroups [Dobyns, 2002]. The first subgroup includes children with severe MIC but only moderate neurologic problems, usually with moderate mental retardation and with no spasticity or epilepsy. The second subgroup consists of severe MIC with a much more severe neurologic phenotype that consists of abnormal neonatal reflexes, generalized spasticity, and epilepsy [Barkovich et al., 1998; Dobyns, 2002; Sztriha et al., 1999; ten Donkelaar et al., 1999]. These children have poor feeding and recurrent vomiting, leading to poor weight gain, profound mental retardation, and severe spastic quadriparesis. Most of these children also have early-onset intractable epilepsy. The wide clinical spectrum suggests pathogenetically heterogeneous conditions, and several syndromes and genes have been identified (see Table 25-6).

Primary Microcephaly

When congenital MIC is the only abnormality on evaluation, the disorder has been designated primary MIC. As discussed previously, this designation becomes much more useful when restricted to children with birth occipitofrontal circumference below −3 SD. Most patients with primary MIC also have mild growth deficiency, with stature typically −2 to −3 SD, which may be part of the syndrome or partly nutritional. This deficiency is much less striking than their head size, which is typically −4 to −8 SD after early childhood. Most affected persons fall into one of two groups described below [Dobyns, 2002].

The first group is composed of children with extreme MIC but only moderate neurologic problems, usually with only moderate mental retardation without spasticity or epilepsy [Barkovich et al., 1998; Peiffer et al., 1999; Tolmie et al., 1987]. Their neonatal examinations are usually normal, except for MIC, but many children initially have poor feeding and weight gain. They may have normal tone or mild distal spasticity, but do not have moderate or severe spasticity. Seizures are uncommon and are easily controlled. Febrile seizures occur and should be managed as in any other child. Early development is only mildly delayed and many infants progress to walking between 1 and 2 years of age and develop limited language skills. Several genes have been identified from studies of patients with this disorder (see Table 25-6).

The second group consists of primary MIC with a severe neurologic phenotype that includes severe spasticity and epilepsy [Barkovich et al., 1998; Dobyns, 2002; Sztriha et al., 1999; ten Donkelaar et al., 1999; Tolmie et al., 1987]. Neonatal examination demonstrates abnormal neonatal reflexes and generalized spasticity, and these children subsequently develop impaired feeding and recurrent vomiting, leading to poor weight gain, severe developmental delay, profound mental retardation, and severe spastic quadriparesis. Most of these infants have early-onset intractable epilepsy. In addition to a simplified gyral pattern, brain magnetic resonance imaging (MRI) may demonstrate other abnormalities, as summarized above (see Figure 25-1). Children with Amish lethal microcephaly have this phenotype, except that hypotonia predominates rather than spasticity, and seizures are not prominent [Kelley et al., 2002; Rosenberg et al., 2002].

The term radial microbrain was introduced by Evrard to describe the brain in some patients with severe mental retardation, profound MIC, and early death, describing an abnormally small brain that has a normal gyral pattern, normal cortical thickness, and normal cortical lamination, although the number of cortical neurons was only 30 percent of normal [Evrard et al., 1989; Evrard, 1992]. He hypothesized that a decreased number of radial neuronal-glial units was responsible for this form of MIC. This subgroup fits into the lower-functioning group of patients with primary MIC, rather than comprising an independent syndrome. However, multiple causes with different pathologic changes and clinical courses are likely to emerge from this group.

Severe Microcephaly with Cortical Malformation

Although still incompletely delineated, several syndromes with severe congenital microcephaly and additional severe brain malformations are known. The combination of severe microcephaly and true lissencephaly (with an abnormally thick cortex) has been reported, with at least three different patterns [Barth et al., 1982; Dobyns and Barkovich, 1999; Sztriha et al., 1998]. The most common of these very rare syndromes is probably the Barth microlissencephaly syndrome, which consists of severe microcephaly, diffuse complete agyria, and severe brainstem and cerebellar hypoplasia [Barth et al., 1982; Kroon et al., 1996]. Severe microcephaly with diffuse periventricular nodular heterotopia has been described, and clearly differs from other forms of heterotopia [Robain and Lyon, 1972; Sheen et al., 2004]. Some patients with severe microcephaly also have had diffuse polymicrogyria [Dobyns and Barkovich, 1999].

Severe Microcephaly with Proportionate Growth Deficiency

Several syndromes with severe intrauterine and postnatal growth deficiency and proportionate MIC have been described, although the head size does not keep up with even slow body growth, leading to disproportionate MIC in childhood and later. The best known of these are Seckel syndrome, Majewski syndrome, microcephalic osteodysplastic primordial dwarfism type 1 (MOPD1), also known as Taybi–Linder syndrome and microcephalic osteodysplastic primordial dwarfism type 2 (MOPD2). Several other syndromes with severe growth deficiency and microcephaly have been described in a few patients, however, so it is likely that this group will become a large and complex group of syndromes. In some children, the skeletal changes may be absent or less prominent than in Seckel’s syndrome or the MOPD syndromes.

Seckel’s syndrome consists of severe intrauterine and postnatal growth deficiency and microcephaly, and abnormal facial features. including large eyes, beaklike protrusion of the nose, narrow face, and receding lower jaw [Majewski and Goecke, 1982; Seckel, 1960]. All affected individuals have severe mental retardation, although the severity varies considerably and some patients live to adulthood. Abnormalities of the brain seen on postmortem examination or brain imaging demonstrate pure microcephaly with deficient production of neurons and other cell types in some patients [Hori et al., 1987], whereas other patients have severe brain malformations, including lissencephaly [Capovilla et al., 2001; Shanske et al., 1997; Sugio et al., 1993]. Some patients have had various hematological disorders, such as pancytopenia or acute myeloid leukemia [Butler et al., 1987; Hayani et al., 1994].

MOPD1, or Taybi–Linder syndrome, consists of similar severe intrauterine and postnatal growth deficiency and microcephaly, combined with abnormal body proportions and short limbs. Typical skeletal changes consist of a low and broad pelvis with poor formation of the acetabulum, short and bowed humerus and femur, dislocated hips and elbows, retarded epiphyseal maturation, cleft vertebral arches, platyspondyly, horizontal acetabular roofs, and short long bones with enlarged metaphyses. Patients with MOPD1 also may have skin abnormalities, including hyperkeratosis and sparseness of hair and eyebrows [Meinecke et al., 1991; Sigaudy et al., 1998; Taybi, 1992]. Brain malformations, in addition to the severe microcephaly, are common and include lissencephaly, heterotopia, callosal agenesis, and cerebellar vermis hypoplasia [Klinge et al., 2002; Sigaudy et al., 1998].

MOPD2 consists of similar severe intrauterine and postnatal growth deficiency, proportionate microcephaly at birth that progresses to disproportionate microcephaly, shortening of the middle and distal segments of the limbs, a progressive bony dysplasia, abnormal facial appearance, including prominent nose and malformed ears, and a high squeaky voice [Hall et al., 2004; Majewski and Goecke, 1998; Majewski et al., 1982]. These patients may have dilated arteries in the brain that resemble aneurysms or moyamoya disease [Kannu et al., 2004; Young et al., 2004]. Although all affected individuals have severe microcephaly, no other brain malformations have been described [Fukuzawa et al., 2002].

Although these syndromes dominate the literature concerning intrauterine and postnatal growth deficiency and microcephaly, review of many reports suggests an overall substantial causal heterogeneity, with probable confusion among these and other syndromes in this group. In support of this likelihood, several novel syndromes have been reported [Kantaputra, 2002; Okajima et al., 2002].

MLIS MOPD1-type

MLIS occurs in some patients with microcephalic osteodysplastic primordial dwarfism type 1 (MOPD1), a syndrome that is difficult to distinguish from severe forms of Seckel’s syndrome [Juric-Sekhar et al., 2010; Klinge et al., 2002; Meinecke et al., 1991; Ozawa et al., 2005]. The phenotype consists of severe prenatal growth deficiency and microcephaly, sparse hair and dry scaling skin, skeletal anomalies such as platyspondyly, slender ribs, short and bowed proximal humeri and femurs, small iliac wings, dysplastic acetabulum and small hands and feet, and profound developmental handicaps. A few have developed aplastic anemia, another overlap with Seckel’s syndrome. The neuropathology consists of a variant form of LIS-3L with frontal predominance.

Antenatal Diagnosis

Microcephaly can often, but not always, be diagnosed by second-trimester fetal ultrasonography [Bromley and Benacerraf, 1995]. This likely is due to variable onset of the deceleration in head growth. When this occurs early, as it often does for severe microcephaly, ultrasound examination should be able to detect the abnormality, but not when it begins in the late second or third trimester.

Genetic Counseling

Some older references cite a 6 percent risk of a family’s having a second microcephalic child, but these sources do not consistently address severity of the microcephaly. This percentage may be useful for mild and borderline microcephaly with birth occipitofrontal circumference between −2 and −3 SD below the mean. On the basis of findings in many families with two or more affected siblings with primary microcephaly and other forms of severe microcephaly with birth occipitofrontal circumference below −3 SD, counseling for autosomal-recessive inheritance is appropriate in this group. Thus, most forms of severe congenital MIC (with or without intrauterine growth retardation) are genetic, most if not all having autosomal-recessive inheritance. Disorders associated with postnatal MIC are much more heterogeneous, with examples of autosomal-dominant (familial or sporadic), autosomal-recessive, and X-linked inheritance (see Table 25-6).

Chromosome Disorders

Many chromosome disorders, including the common trisomies (trisomies 13, 18, and 21), and many structural rearrangements such as cri du chat syndrome (deletion 5p15), are associated with MIC. For most individuals, this presents as a mild congenital form that often is followed by more severe postnatal MIC.

An OMIM search lists more than 400 syndromes with microcephaly, making this an unhelpful search term. Some of the better-known disorders include Angelman’s, Cornelia de Lange (Brachmann–de Lange), and Dubowitz’s syndromes [Opitz and Holt, 1990].

With potentially hundreds of causes of microcephaly, including prenatal and postnatal onset, as well as genetic and acquired etiologies, diagnostic evaluations may be complex. Investigation of patients with microcephaly includes evaluation for prenatal exposure to teratogens, especially alcohol, drugs, and isotretinoin (a vitamin A analog), and assessment of the family history, birth history, and associated malformations. Laboratory studies should include titers for toxoplasmosis, syphilis, rubella virus, cytomegalovirus, and herpes simplex viruses; neuroimaging [Sugimoto et al., 1993]; evaluation for maternal and childhood metabolic disorders; and genetic testing, including chromosome analysis and testing for small deletions or duplications, which currently is performed by fluorescence in situ hybridization with subtelomeric probes [Knight et al., 2000]. Algorithms for the evaluation of the infant and child with congenital (Figure 25-2) and postnatal (Figure 25-3) microcephaly have recently been published and serve as a generalized approach to the diagnostic evaluation [Ashwal et al., 2009].

image

Fig. 25-2 Algorithm for the diagnostic evaluation of the infant or child with congenital microcephaly.

(Adapted from Ashwal S, et al. Practice parameter: Evaluation of the child with microcephaly [an evidence-based review]: report of the Quality Standards Subcommittee of the American Academy of Neurology and the Practice Committee of the Child Neurology Society, Neurology 73:887–897, 2009.)

image

Fig. 25-3 Algorithm for the diagnostic evaluation of the infant or child with postnatal-onset microcephaly.

(Adapted from Ashwal S, et al. Practice parameter: Evaluation of the child with microcephaly [an evidence-based review]: report of the Quality Standards Subcommittee of the American Academy of Neurology and the Practice Committee of the Child Neurology Society. Neurology 73:887–897, 2009.)

Megalencephaly (and Macrocephaly)

Macrocephaly is defined as an OFC of 2 SDs or more above the mean for age, gender, and gestation, measured over the greatest frontal circumference. It is caused by a myriad of conditions, such as hydrocephalus, cerebral edema, space-occupying lesions, subdural fluid collection, thickening or enlargement of the skull (or hyperostosis), and a truly enlarged brain or megalencephaly (Box 25-1). The classic definition of megalencephaly (MEG) stands as an oversized and overweight brain (or an increased brain mass) that exceeds the mean by 2 SD for age and gender [DeMyer, 1986].

Box 25-1 Causes of Macrocephaly

The classification of megalencephaly has been challenging due to its association with a large number of diverse syndromes and etiologies. DeMyer first divided it in 1972 into anatomic and metabolic types [DeMyer, 1972]. Metabolic megalencephalies result from cellular edema or abnormal accumulation of metabolic substrates within the neurons and glia secondary to an underlying biochemical defect (most commonly an enzyme deficiency), without an increase in cell number. The various causes of metabolic megalencephalies are listed in Tables 25-7 and 25-8, and include cerebral organic acid disorders (such as Canavan’s disease, glutaric aciduria type I) and lysosomal storage disorders (such generalized, or GM1, gangliosidosis, Tay–Sachs disease, Krabbe’s disease, some mucopolysaccharidoses), among others. A number of these disorders (most notably, Canavan’s, Krabbe’s, and Alexander’s diseases, and megalencephalic leukoencephalopathy with subcortical cysts) are leukoencephalopathies, i.e., demyelinating disorders whereby the underlying biochemical or genetic defect alters myelin formation and function. The metabolic megalencephalies are not true cortical malformations and will not be discussed further in this chapter, but are discussed in other sections of this book.

Anatomic megalencephalies, on the other hand, are secondary to an increase in the size or number of cells, or both, and are disorders of neuronal development, resulting from either overproduction of cells or failure of programmed cell death, or apoptosis. These disorders are quite numerous and will be the focus of the remainder of this chapter. The term “idiopathic megalencephaly” is a clinical term used in the literature for children with abnormally large brains in the absence of disease known to cause an abnormal increase in brain size.

Most of the early literature on megalencephaly predates modern neuroimaging, and earlier diagnoses were based on neuropathology of brain autopsy specimens. Alternatively, and given the difficulty of measuring brain volume accurately, megalencephaly was accepted as the cause of macrocephaly in the absence of other clear etiologies of an enlarged OFC (such as the absence of hydrocephalus or enlarged extra-axial space). Therefore, the terms macrocephaly and megalencephaly have been used somewhat imprecisely in the literature, and clear evidence of true megalencephaly in a number of syndromes is lacking. Furthermore, megalencephaly commonly coexists with variable degrees of ventriculomegaly, hydrocephalus, and/or enlarged extra-axial space, and a correlation between these two conditions and their individual contribution to head size is often absent using earlier neuroimaging methods. The presence of true megalencephaly is better substantiated today, given our improved knowledge of the neuroimaging features of many macrocephaly disorders, as well as the improved use and quality of brain MRIs, and the advent of volumetric analysis of the brain.

With the above-mentioned considerations in mind, Tables 25-9 and 25-10 list the most common syndromes and disorders in which macrocephaly is a defining feature or is of diagnostic significance. The presence of true megalencephaly (vs. absolute or relative macrocephaly) is indicated in the second column of Table 25-9.

Unilateral megalencephaly (or hemimegalencephaly) is a rare diffuse enlargement of one cerebral hemisphere, with unique clinical and neuroimaging characteristics and syndromic associations. The most common causes of hemimegalencephaly are outlined in Tables 25-9 and 25-10 as well.

Pathology and Pathogenesis

Numerous animal models of syndromic and nonsyndromic megalencephaly display neuronal and glial hypertrophy. Pten (phosphatase and tensin homolog on chromosome ten) mutant mice were found to develop macrocephaly and behavioral abnormalities reminiscent of human autistic spectrum disorder, such as reduced social activity, increased anxiety, and sporadic seizures [Kwon et al., 2001; Kwon et al., 2006; Ogawa et al., 2007], closely resembling the human phenotype of PTEN-related disorders that are described later in this chapter. At the cellular level, in vivo effects of loss of Pten include loss of neuronal polarity, neuronal hypertrophy, and, in one study, increased astrocyte proliferation and hypertrophy [Kwon et al., 2001; Fraser et al., 2004]. Increasing attention has been paid to the role of the mammalian target of rapamycin (mTOR), a serine/threonine kinase that has well-known functions in regulation of cellular proliferation and growth, a crucial role in neuronal development and synaptic plasticity [Jaworski and Sheng, 2006], and a contribution to Pten-mediated growth regulation in the mammalian nervous system. mTOR inhibition reversed neuronal hypertrophy in Pten-deficient mice and also resulted in amelioration of a subset of Pten-associated abnormal behaviors, thereby substantiating evidence that the mTOR pathway downstream of PTEN is critical for its complex phenotype [Kwon et al., 2003; Zhou et al., 2009].

Loss of Tsc1 and Tsc2, two downstream negative regulators of the mTOR pathway [Inoki et al., 2002; Manning et al., 2002; Potter et al., 2002], has been shown to cause neuronal hypertrophy in vitro and in vivo [Jaworski et al., 2005; Tavazoie et al., 2005; Meikle et al., 2007], supporting a role of TSC1 and TSC2 in neuronal growth regulation and synaptic function. Interruptions of TSC1 and TSC2 cause tuberous sclerosis complex, known to be associated with megalencephaly, hemimegalencephaly, and focal megalencephaly [Choi et al., 2008]. Zhou et al. suggested that there is a common signal transduction pathway potentially responsible for the autism-like symptoms in individuals bearing TSC1/2 and/or PTEN mutations, and proposed that mTOR inhibitors are potential therapeutic agents for this subset of patients [Meikle et al., 2008; Zhou et al., 2009]. The Nf1 knockout mouse was found to have increased neuroglial progenitor/stem cell (NSC) proliferation and gliogenesis in the brainstem, also driven by mTOR-mediated activation [Lee et al., 2010].

Other animal models of megalencephaly include mouse mutants with loss-of-function mutations in genes regulating programmed cell death, or apoptosis, such as Caspase-3, Caspase-9, and Apaf-1, which were found to have gross brain malformations and neuronal hyperplasia. However, these mutations, when germline, are embryonically lethal [Kuida et al., 1996, 1998; Cecconi et al., 1998; Yoshida et al., 1998; Hakem et al., 1998; Marks and Berg, 1999]. Transgenic mice overexpressing insulin-like growth factor (IGF)-I exhibit brain overgrowth characterized by increased numbers of neurons and oligodendrocytes, as well as excessive myelin formation [Carson et al., 1993; Donahue et al., 1996; Petersson et al., 1999; D’Ercole et al., 2002]. IGF-1 stimulates:

As a result of these events, brain growth is increased with IGF-I overexpression and reduced with decreased IGF-I signaling. Although much less information is available in humans, individuals with IGF-I gene deletions or mutations that result in severe deficits in IGF-1 expression are microcephalic and mentally retarded [Walenkamp and Wit, 2007]. Little evidence supporting comparable actions for IGF-II is available.

The CD81 null mouse has a markedly increased brain size (up to 30 percent larger) due to an increased number of astrocytes and microglia throughout the brain, possibly through regulation of cell proliferation by a contact inhibition-dependent mechanism. CD81 is a member of the tetraspanin family of small membrane proteins associated with the regulation of cell migration and mitotic activity [Geisert et al., 2002]. In yet another animal model, transgenic mice expressing a stabilized β-catenin in neural precursors develop enlarged brains with increased cerebral cortical surface area and folds resembling sulci and gyri of higher mammals [Chenn and Walsh, 2002, 2003]. Brains from these animals have enlarged lateral ventricles lined with neuroepithelial precursor cells that are derived from an expanded precursor population. Compared with the wild type of precursors, a greater proportion of transgenic precursors re-enter the cell cycle after mitosis, which suggests that β-catenin regulates cerebral cortical size by controlling the generation of neural precursor cells.

Among the few models with postnatal progressive megalencephaly are the epileptic megalencephaly BALB/cByJ-Kv1.1mceph/mceph (called mceph/mceph) mice [Donahue et al., 1996] and the epileptic (epi/epi) chicken [George et al., 1990a]. The mceph/mceph mice carry a spontaneous germline mutation in a gene encoding a potassium ion channel subunit. This mutation makes the channel protein, Kv1.1, nonfunctional and causes complex partial epilepsy with the limbic system as the major focus (temporal lobe epilepsy [TLE]); interestingly, in parallel to progressive epileptic behavior, the mceph/mceph brains show progressive overgrowth, in the absence of other structural brain abnormalities. This excessive brain enlargement is restricted to the hippocampus and ventral cortical structures, including the piriform/entorhinal cortex and amygdala, whereas the thalamus, olfactory bulb, and cerebellum have wild-type sizes. The volume increase in the mceph/mceph hippocampus is due to a doubling of the number of neurons and astrocytes. In humans, Kv1.1 mutations, where only one amino acid is changed, have been found in patients with epilepsy or episodic ataxia type 1 (EA1). From extensive studies of the mceph/mceph mouse, it has been hypothesized that some human idiopathic megalencephalies with severe early-onset seizures are caused by such severe ion channelopathies [Almgren et al., 2008].

Clinical Features

Nonsyndromic (Idiopathic or Familial) Megalencephaly

The most common and largest group of anatomic megalencephaly is idiopathic megalencephaly that runs in families, the so-called “familial megalencephaly.” In one large retrospective series of 557 children referred for macrocephaly, idiopathic megalencephaly was diagnosed in 109, with a familial incidence of at least 50 percent of cases [Lorber and Priestley, 1981]. In a similarly large study, Laubscher et al. observed a familial incidence of 50 out of 71 cases (70 percent) with primary megalencephaly. There are multiple additional reports of familial megalencephaly in the older literature [DeMyer, 1972; Platt and Nash, 1972; Schreier et al., 1974; Asch and Myers, 1976; Day and Schutt, 1979]. This is generally a diagnosis of exclusion following the identification of macrocephaly in a family member, most often a parent, and the absence of an identifiable disorder known to be associated with macrocephaly. Box 25-2 lists the original diagnostic criteria for familial megalencephaly, developed by DeMyer in 1986 [DeMyer, 1986]. The onset of megalencephaly in idiopathic familial and nonfamilial MEG may be congenital or postnatal. OFCs and the progression and velocity of brain growth tend to vary, but the OFC curve generally levels off to parallel the normal one. While most children are neurodevelopmentally normal (and hence the previous designation of “benign” megalencephaly), a wide range of developmental disorders, tone abnormalities, and seizures are present in familial and nonfamilial cases. Clearly, individuals with idiopathic megalencephaly range from those who have fully normal cognitive and motor function to those with substantial neurologic disability [DeMyer, 1972; Schreier et al., 1974; Alvarez et al., 1986; Lewis et al., 1989]. Mild dysmorphic features related to excessive head growth (such as dolichocephaly and frontal bossing) are frequently observed. Neuroradiologically, megalencephaly may be associated with mild or borderline ventriculomegaly, or an enlarged extra-axial space [Alvarez et al., 1986; Laubscher et al., 1990]. A few familial cases have been complicated by hydrocephalus requiring neurosurgical intervention [Schreier et al., 1974; Day and Schutt, 1979]. Most reported cases of familial megalencephaly appear to be autosomal-dominant, with a strong sex predilection for males; however, very few reports of autosomal-recessive types exist [Gragg, 1971; Härtel et al., 2005].

The clinical features of the most common megalencephaly and hemimegalencephaly syndromes are outlined in Table 25-10, and are discussed briefly below.

Etiology

The most significant macrocephaly (and/or megalencephaly) syndromes are listed in Tables 25-9 and 25-10, with a brief overview of their clinical features, MRI findings, and genetic bases. These include classic overgrowth syndromes, such as Sotos’, Weaver’s, and Simpson–Golabi–Behmel syndromes; PTEN-related disorders, such as Cowden’s and Bannayan–Riley–Ruvalcaba syndromes; the macrocephaly-capillary malformation (M-CM) syndrome (previously termed macrocephaly cutis marmorata telangiectatica congenita, or CMTC); and skeletal dysplasias, such as achondroplasia and thanatophoric dysplasia, as well as a number of chromosomal disorders. By far, the majority of these disorders are inherited as an autosomal-dominant trait. Their clinical features and neurodevelopmental outcome are quite variable and dependent on the ensuing neuronal dysfunction caused by the specific underlying disorder. The most notable megalencephaly/macrocephaly disorders are discussed briefly below.

Overgrowth Syndromes

Macrocephaly frequently occurs in conjunction with body overgrowth (height and weight >2 SD above the mean for age), as in Sotos’, Weaver’s, and Simpson–Golabi–Behmel syndromes. Many of these overgrowth disorders are characterized by excessive growth in fetal life and infancy, with subsequent decline in growth rate and normalization of growth in adulthood. Partial (or focal) and unilateral overgrowth (or hemihypertrophy) is occasionally seen in other MEG or MAC syndromes, such as M-CM syndrome, PTEN-related disorders, and some chromosomal disorders such as Pallister–Killian syndrome. Children who are macrocephalic at birth may become normocephalic or relatively microcephalic when older, if body overgrowth supersedes brain growth, as typically occurs in Beckwith–Wiedemann syndrome.

Sotos’ syndrome is an autosomal-dominant disorder due to mutations or deletions of NSD1 (nuclear receptor-binding SET domain protein-1). Macrocephaly is usually present at all ages in more than 90 percent of children and is considered to be a cardinal feature [Agwu et al., 1999; Rio et al., 2003; Tatton-Brown et al., 2005]. In some series, macrocephaly was present at birth in 50 percent of children, with birth OFCs as high as +4 above the mean, and later OFCs ranging between +2 and +7 SD. Most patients have a nonprogressive neurologic dysfunction characterized by clumsiness and poor coordination [Cole and Hughes, 1994]. Delays in expressive language and motor development during infancy are particularly common and, in some instances, may be followed by attainment of normal or near-normal intelligence. Several patients with Sotos’ syndrome and autistic features have been reported [Morrow et al., 1990; Battaglia and Carey, 2006]. Seizures and tone abnormalities are occasionally present [Cohen, 1989, 1999; Cole and Hughes, 1990, 1994]. Brain MRI abnormalities present in patients with Sotos’ syndrome and an NSD1 mutation include enlarged extra-axial fluid and lateral ventricles in 70 percent and 60 percent of patients, respectively, and it has been suggested that these increased CSF spaces are primarily responsible for macrocephaly in Sotos’ syndrome, rather than true megalencephaly [Schaefer et al., 1997]. Between 80 and 90 percent of patients have a demonstrable NSD1 abnormality. NSD1 is involved in an intricate regulatory network of genes that appear to have a concerted role in various processes, including cell growth and tumorigenesis [Lucio-Eterovic et al., 2010].

NSD1 mutations have also been found in a significant proportion of patients with Weaver’s syndrome, a rarer overgrowth disorder characterized by macrocephaly, dysmorphic facial features (especially prominent hypertelorism), metaphyseal flaring of the femurs, camptodactyly, deep-set nails, and hoarse, low-pitched cry. Therefore, significant clinical and genetic overlap exists between these two disorders of macrocephaly and overgrowth [Proud et al., 1998; Rio et al., 2003; Cecconi et al., 2005].

Simpson–Golabi–Behmel syndrome (SGBS) is an X-linked complex congenital overgrowth syndrome characterized by macroglossia, macrosomia, renal and skeletal abnormalities, and an increased risk of embryonal tumors. Macrocephaly is often congenital. Patients may have hypotonia and mild developmental delay, although most have normal intelligence [Neri et al., 1998]. Most cases of SGBS are due to mutations or deletions of the glypican-3 (GPC3) gene at Xq26, a member of a multigene family encoding at least six distinct glycosylphosphatidylinositol-linked cell-surface heparan sulfate proteoglycans (HSPGs); these act as co-receptors for multiple families of growth factors that have been shown to regulate cell proliferation, differentiation, and patterning, including that of the brain. In support of the glypicans’ role in development, mice with null mutations in glypican-1 (Gpc1) have a severely reduced brain size and an abnormally small-sized cerebellum. Therefore, Gpc1 may have a role in early neurogenesis, possibly through regulation of fibroblast growth factor (fgf) signaling [Jen et al., 2009].

SGBS type 2 is an X-linked mental retardation syndrome with macrocephaly (OFCs +2 to +6 SD above the mean) and ciliary dysfunction, manifesting as recurrent respiratory tract infections, with abnormal functional studies of the respiratory cilia. Recently, a family with this syndrome co-segregating with a frameshift mutation in the oral-facial-digital type 1 (OFD1) gene was reported [Budny et al., 2006].

RASopathies

The Ras/mitogen-activated protein kinase (MAPK) pathway is essential in the regulation of the cell cycle, cell differentiation, growth, and cell senescence, each of which is critical to normal development. The “RASopathies” are a class of developmental disorders caused by germline mutations in genes that encode protein components of the Ras/MAPK pathway, which result in dysregulation of the pathway and profoundly deleterious effects on development. These disorders include neurofibromatosis type 1 (NF1), Costello’s syndrome (HRAS), cardiofaciocutaneous (CFC) syndrome (KRAS, BRAF, and MEK1), and Noonan’s syndrome (PTPN11, KRAS, and SOS1), among others. Neurofibromatosis type 1 (NF1) is a disorder of true megalencephaly, whereas Noonan’s, Costello’s, and CFC syndromes have a high incidence of relative macrocephaly and ventriculomegaly.

NF1 shares features of other overgrowth syndromes, such as the presence of macrocephaly, various types of tumors, and, occasionally, hemihyperplasia of a limb or digit, despite an increased incidence of short stature. Macrocephaly in the absence of hydrocephalus occurs in 50 percent of individuals with NF1 [Tonsgard, 2006]. Quantitative MRI studies have demonstrated the presence of true megalencephaly, largely secondary to increased white-matter volume [Bale et al., 1991; Said et al., 1996; Steen et al., 2001; Cutting et al., 2002]. Learning disabilities have been reported in up to 70 percent of individuals, and 3 percent have severe developmental delay. Their neurocognitive profile may also include easy distractibility, impulsiveness, and deficient visual-motor coordination. Seizures occur in approximately 6–7 percent of patients. Frank hydrocephalus with aqueductal stenosis, as well as asymptomatic ventricular dilatation, has been observed in approximately 4 percent of patients. NF1 is a tumor suppressor gene, expressed in neurons and glial cells, which encodes neurofibromin, one of the earliest identified regulators of the RAS-MAPK pathway; it thus has important roles in cellular proliferation and differentiation [Daston et al., 1992; Nordlund et al., 1993; Cichowski and Jacks, 2001].

Recently, a dominant condition that overlaps with NF1 clinically (with macrocephaly, café au lait lesions, and axillary freckling) has been described in association with heterozygous mutations in SPRED1, a member of the SPROUTY/SPREAD family of proteins that are also regulators of RAS–RAF interaction and MAPK signaling [Brems et al., 2007] (see Legius’ syndrome in Tables 25-9 and 25-10).

Costello’s syndrome is a unique combination of failure to thrive, cardiac abnormalities, and a predisposition to papillomata and malignant tumors. In a systematic review of 28 patients, absolute or relative macrocephaly was found in 100 percent of patients, and, more specifically an evolving megalencephaly and cerebellar enlargement, overlapping with M-CM syndrome [Gripp et al., 2010]. Neurologic abnormalities include developmental delay/mental retardation, nystagmus, and hypotonia [Quezada and Gripp, 2007; Gripp and Lin, 2009].

Macrocephaly-Capillary Malformation Syndrome

The macrocephaly-capillary malformation (MCAP) syndrome is a distinct syndrome characterized by megalencephaly, vascular malformations (most often cutis marmorata), hemihypertrophy, digit anomalies, and skin and connective tissue laxity. More than 100 patients with M-CM syndrome have been reported [Clayton-Smith et al., 1997; Moore et al., 1997; Vogels et al., 1998; Thong et al., 1999; Franceschini et al., 2000; Robertson et al., 2000; Giuliano et al., 2004; Lapunzina et al., 2004; Canham and Holder, 2008], and its neuroimaging findings were reviewed by Garavelli et al. [2005] and Conway et al. [2007]. The megalencephaly and perisylvian polymicrogyria with postaxial polydactyly and hydrocephalus (MPPH) syndrome is a more recently described syndrome in an initial cohort of five patients [Mirzaa et al., 2004], and four subsequent single cases [Colombani et al., 2006; Garavelli et al., 2007; Tohyama et al., 2007; Pisano et al., 2008]. Since then, a marked increase in ascertainment of patients with overlapping features of both syndromes has been witnessed, and it is proposed that they represent a single megalencephaly syndrome [Gripp et al., 2009; unpublished data]. MEG is most often congenital, with OFCs ranging from +2 to +4 SD above the mean at birth, and reaching up to +8 SD later in life. Variable degrees of developmental delay, hypotonia, and seizures occur. Vascular anomalies are a characteristic and defining feature and most commonly consist of cutis marmorata, the cutaneous marbled appearance frequently seen in Caucasian newborns that tends to fade with time but often persists. Other vascular anomalies include a midline nevus flammeus, various types of hemangiomas in any location, vascular rings, and telangiectasias. Digit anomalies include the common 2–3 toe syndactyly (>25 percent syndactyly), 2–3–4 finger syndactyly, and postaxial polydactyly. Common MRI abnormalities (Figure 25-4A) include diffuse megalencephaly that is symmetric or mildly asymmetric, a very high rate of hydrocephalus that is often shunted, or ventriculomegaly, progressive posterior fossa crowding with cerebellar tonsillar herniation that may require decompression, polymicrogyria that is by far bilateral perisylvian in distribution, and white-matter abnormalities. A distinct subset of patients has a very thick (or mega-) corpus callosum [Conway et al., 2007; unpublished data]. Serial neuroimaging has demonstrated that, despite shunting procedures, OFCs continue to follow an accelerated growth rate, thereby demonstrating the presence of true megalencephaly. All reported cases to date appear sporadic.

image

Fig. 25-4 Subtypes of megalencephaly and hemimegalencephaly.

Right parasagittal (left column, except midsagittal in D), left parasagittal (middle column), and axial (right column) magnetic resonance images from four patients with megalencephaly (MEG) or hemimegalencephaly (HMEG) variants. A, The top row images depict symmetric MEG and perisylvian polymicrogyria with normal white matter. The patient was a female with the originally described “megalencephaly polymicrogyria polydactyly hydrocephalus” (MPPH) syndrome [Mirzaa et al., 2004]. The symmetry and normal white matter distinguish this malformation from HMEG. B, The second row images show partial HMEG, with enlargement of the posterior frontal, temporal, and parietal lobes on the right. The abnormal white matter typical of HMEG is seen circling the back of the right lateral ventricle. C, The third row images demonstrate severe HMEG involving the entire right hemisphere, but sparing the left. The central and deep white matter has diffusely bright signal, sparing only the superficial U fibers. D, The bottom row images show a very rare malformation consisting of bilateral HMEG that is more severe on the left side. The patient survived only a few months.

(Courtesy of Dr. William B Dobyns, University of Washington and Principal Investigator, Center for Integrative Brain Research, Seattle Children’s Research Institute, Seattle, WA.)

Perhaps as a severe variant of this syndrome, Gohlich-Ratmann et al. reported three sporadic cases with congenital megalencephaly, a greatly hypertrophied corpus callosum, and complete lack of motor development [Gohlich-Ratmann et al., 1998]. Cranial MRI demonstrated bilateral and symmetric megalencephaly and polymicrogyria. Two cases were subsequently reported with similar features, one with minimal motor development (with the ability roll sideways only) [Dagli et al., 2008; Hengst et al., 2010]. Two children from a consanguineous family were similarly reported with mega-corpus callosum, polymicrogyria, and moderate psychomotor retardation, suggestive of autosomal-recessive inheritance. These patients additionally exhibited pontine and cerebellar vermis hypoplasia [Bindu et al., 2010].

PTEN-Related Disorders

PTEN is a tumor suppressor gene, somatic mutations of which have been reported to varying degrees in multiple sporadic malignancies (such as glioblastoma multiforme, among others) [Eng, 2000, 2003]. Germline mutations of PTEN have been found in a set of disorders of macrocephaly and hamartomatous overgrowth, namely Cowden’s (CS), Bannayan–Riley–Ruvalcaba (BRRS), and Proteus’ syndromes, and in a subset of patients with a “Proteus-like” phenotype. CS and BRSS have a high degree of clinical overlap and are believed to constitute a single clinical spectrum (CS-BRRS). Macrocephaly is a prominent and progressive feature, with OFCs typically +4.5 SD or more above the mean, and reaching up to +8 SD. Hypotonia and delayed gross motor skills are common findings. Around 60 percent of patients have a mild proximal myopathy, and 25 percent have seizures. Additional features include hamartomas, lipomas, intestinal polyps, and various types of cutaneous vascular malformations. PTEN mutation carriers are at increased risk for various tumors (most notably of the breast, thyroid, and endometrium).

Proteus’ syndrome (PS) is a rare and highly variable disorder with relentless asymmetric and disproportionate overgrowth of body parts, vascular malformations, cerebriform connective tissue nevi, epidermal nevi, and dysregulated adipose tissue [Cohen and Hayden, 1979; Wiedemann et al., 1983; Cohen et al., 2002], which has been reported in association with HMEG or unilateral MEG. Given the genetic overlap between these disorders of dysregulated cellular proliferation, the term “PTEN hamartoma tumor syndrome” (PHTS) has been coined for this group of distinct conditions [Marsh et al., 1999; Eng, 2000]. PTEN mediates cell cycle arrest and/or apoptosis by negatively regulating the phosphinositide-3-kinase-Akt serine/threonine protein kinase (PI3K/Akt) pathway [Furnari et al., 1998; Li et al., 1998; Weng et al., 1999]. Accumulating evidence suggests that PTEN also regulates cell survival pathways, such as the MAPK pathway [Gu et al., 1998; Simpson and Parsons, 2001; Weng et al., 2001, 2002]. PTEN mutations have recently been identified in patients with isolated macrocephaly and autistic spectrum disorders (ASDs), and/or developmental delay, as discussed below.

Macrocephaly-Autism Syndrome

An increased rate of macrocephaly is a consistent and replicated biological finding in ASD, and appears to be the single most consistent physical characteristic of children with autism. Multiple studies of OFC in persons with ASD have shown that macrocephaly occurs more frequently than expected [Bailey et al., 1993; Bolton et al., 2001; Davidovitch et al., 1996; Woodhouse et al., 1996; Lainhart et al., 1997; Stevenson et al., 1997; Fombonne et al., 1999; Fidler et al., 2000; Miles et al., 2000; Aylward et al., 2002; Gillberg and De Souza, 2002; Deutsch and Joseph, 2003; Dementieva et al., 2005; Lainhart et al., 2006; Courchesne et al., 2010]. These studies show, on average, a rate of macrocephaly of 20 percent in patients with ASD [Fombonne et al., 1999]. Neuroimaging studies of autism have found increased mean total brain volume in children by 2–4 years of age [Courchesne et al., 2001; Sparks et al., 2002; Hazlett et al., 2005]. Furthermore, postmortem studies show increased brain weight in children with autism, with frank megalencephaly in some [Bailey et al., 1998; Kemper and Bauman, 1998]. Causes of macrocephaly other than increased brain volume are rarely found in patients with idiopathic autism [Lainhart et al., 1997; Stevenson et al., 1997; Bailey et al., 1998; Bigler et al., 2003]. Given these data, this common association has been termed the “macrocephaly-autism syndrome.”

Butler and colleagues [2005] published the first report directly linking PTEN and isolated ASDs, identifying mutations in 3 of 18 individuals. These 3 subjects were boys, 2 of whom had the largest OFCs in the cohort, of +7 SD and +8 SD above the mean [Butler et al., 2005]. A similar study of 71 patients with isolated ASD (57 of whom met the Diagnostic and Statistical Manual of Mental Disorders [DSM]-IV criteria for autism) identified PTEN mutations in 2 out of 16 tested individuals who also had macrocephaly [Herman et al., 2007]. Using individuals with ASD and macrocephaly drawn from the Paris Autism Research International Sibpair (PARIS) study, the Autism Genetic Research Exchange [AGRE], and separately recruited patients, Buxbaum et al. found a PTEN mutation in 1 of 88 subjects tested [Buxbaum et al., 2007].

Subsequently, PTEN mutations were found in 5 of 60 (8.3 percent) individuals with macrocephaly and ASD, and 6 of 49 (12.2 percent) individuals with macrocephaly and developmental delay (DD)/mental retardation (MR) [Varga et al., 2009]; these results were extended by a cohort study whereby PTEN mutations were found in 7 of 99 (7.1 percent) individuals with MAC/ASD and 8 of 100 (8 percent) of individuals with MAC/DD [McBride et al., 2010]. Therefore, the estimated PTEN mutation frequency in macrocephaly-autism syndrome is approximately 20 percent overall. It is interesting to note that, from a molecular standpoint, mutations in TSC1/TSC2, NF1, or PTEN activate the mTOR/PI3K pathway and lead to syndromic ASD with tuberous sclerosis, neurofibromatosis, or macrocephaly, respectively, as mentioned above.

Disorders of Skeletal Involvement

Achondroplasia and thanatophoric dysplasia are well known to be associated with true megalencephaly from multiple reports in the early literature [Dennis et al., 1961; Cohen et al., 1967; Priestley and Lorber, 1981; Knisely, 1989]. MEG frequently coexists with mild ventriculomegaly, with or without hydrocephalus related to stenosis of the sigmoid sinus at the level of narrowed jugular foramina that rarely requires surgical intervention [Pierre-Kahn et al., 1980]. Robinow’s syndrome is a genetically heterogeneous condition characterized by mesomelic limb shortening and facial and genital anomalies. The estimated frequency of MEG (which may be congenital) is up to 64 percent in the dominant form and 25 percent in the recessive form [Mazzeu et al., 2007]. Greig’s cephalopolysyndactyly syndrome (GCPS) is a rare pleiotropic, multiple congenital anomaly syndrome characterized by the triad of polysyndactyly, hypertelorism, and macrocephaly, which is not typically associated with other central nervous system anomalies [Biesecker, 2008]. The acrocallosal syndrome resembles GCPS, with the presence of preaxial polysyndactyly and macrocephaly, but is distinguished by agenesis of the corpus callosum, and a much higher incidence of seizures and mental retardation [Johnston et al., 2003].

Chromosomal Abnormalities

Macrocephaly has been reported in several chromosomal disorders, such as trisomy 5p [Leschot and Lim, 1979; Reichenbach et al., 1999], partial duplications of 12p [Rauch et al., 1996], proximal and distal 15q duplications [Hood et al., 1986; Roggenbuck et al., 2004], deletions of 22q13 [Phelan et al., 1992; Tabolacci et al., 2005], and Pallister–Killian syndrome due to mosaic isochromosome 12p [Smigiel et al., 2008]. A number of reciprocal microdeletion and microduplication syndromes are associated with MIC/MAC, such as those involving 1q21.1 [Brunetti-Pierri et al., 2008], 2p24.3 (the locus for the MYCN gene) [Malan et al., 2010], and 5q35.3 (the NSD1 locus) [Lucio-Eterovic et al., 2010]. MEG has also been reported in two patients with Klinefelter’s syndrome. One had frank, bilateral, and symmetric MEG, in association with polymicrogyria and neuronal heterotopias [Budka, 1978]; the other had mild, focal, and unilateral MEG, in association with macrogyria [Choi et al., 1980].

Unilateral Megalencephaly (or Hemimegalencephaly)

Hemimegalencephaly (HMEG) is a brain malformation characterized by hamartomatous overgrowth of all or part of the cerebral hemisphere, and often associated with ipsilateral cortical malformations. The involved hemisphere is frequently enlarged, with cortical dysgenesis, white-matter hypertrophy, and a dilated and dysmorphic lateral ventricle. There is no clear predilection for the right or left side [Barkovich and Chuang, 1990].

HMEG is most often an isolated congenital abnormality, but is sporadically associated with neurocutaneous and overgrowth syndromes. Overgrowth associations include Proteus’ and Klippel–Trenaunay syndromes. Neurocutaneous associations include the linear nevus sebaceous syndrome, tuberous sclerosis, and, occasionally, neurofibromatosis. Hypomelanosis of Ito has both neurocutaneous and overgrowth features.

HMEG traditionally has been regarded as the result of an early disturbance in neuronal proliferation and migration. The known associations of HMEG with other disorders of cellular proliferation (such as tuberous sclerosis complex) support this hypothesis. A relation between epidermal growth factor and excessive proliferation in HMEG has been suggested [Takashima et al., 1991; Kato et al., 1996].

Clinically, macrocephaly is usually apparent at birth, and cranial asymmetry dependent on the degree of HMEG may be evident. OFC may increase rapidly during the first few months, raising the possibility of obstructive hydrocephalus or a space-occupying lesion. However, subsequently, and possibly as a result of intractable seizures, the head size diminishes relative to the normal curve and eventually the patients may become normocephalic or microcephalic. Intractable epilepsy usually begins within the first few months of life, and is the most frequent and severe neurologic manifestation, occurring in up to 93 percent of cases [Vigevano et al., 1989; George et al., 1990b]. Partial, motor, or partial complex seizures are the most frequent types of epilepsy in HMEG, and are associated with infantile spasms in 50 percent of patients. Developmental delay is often early and severe, although in a few cases it can be mild to near normal. Different grades of hemiparesis, ranging from none or mild to overt hemiplegia, are seen contralateral to the HMEG [Flores-Sarnat, 2002].

Neuroimaging shows moderate to marked enlargement of the effected cerebral hemisphere [Fitz et al., 1978; Kalifa et al., 1987], with enlargement of the lateral ventricle. Occasionally, enlargement maybe localized to the frontal or temporoparietal regions. Anomalies of cortical development, including polymicrogyria, pachygyria, and gray-matter heterotopias, are always seen in the affected portions of the hemisphere, but can be seen in the “unaffected” hemisphere as well [Barkovich and Kuzniecky, 1996]. The underlying hemispheric white matter is usually abnormal, with abnormal signal characteristics and/or alteration in volume (increased or decreased) in some individuals. Figure 25-4 (B–D) shows variable degrees of HMEG. EEG abnormalities are often extensive throughout the abnormal hemisphere and a suppression-burst pattern can be observed early on in the most severe cases. Predictors of poor outcome are severity of hemiparesis, the degree of cortical dysplasia on brain MRI, and abnormal EEG activity. Both the epilepsy and the degree of developmental handicap may be improved in selected patients by anatomical or functional hemispherectomy [Delvin et al., 2003; Di Rocco et al., 2006; Kwan et al., 2008].

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