Pathobiology of True Arteriovenous Malformations

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CHAPTER 383 Pathobiology of True Arteriovenous Malformations

Harvey Cushing and Walter Dandy are credited with the modern conceptualization of cerebrovascular malformations. McCormick in 19662 and Russell and Rubenstein3 described four types of vascular malformations, and this is now accepted as the current nomenclature. Cerebrovascular malformations are classified according to their histopathologic features as arteriovenous malformation (AVM), venous angioma, cavernous malformation (CM), and capillary telangiectasia. The focus of this chapter is on true AVMs. CMs, including their genetics, and venous angiomas are discussed in detail in Part 7. A possible fifth category is a direct fistula, or arteriovenous fistula (AVF). These conditions are regarded as acquired lesions involving single or multiple dilated arterioles that connect directly to a vein without a nidus. They are high-flow, high-pressure lesions that have a low incidence of hemorrhage (examples include vein of Galen aneurysmal malformation, dural AVF [DAVF], and carotid cavernous fistula). DAVFs are not discussed in this chapter because they are considered acquired lesions but are covered in Part 6. Later chapters provide a comprehensive analysis of the surgical principles and techniques related to AVMs.

Arteriovenous Malformations

Synonyms: arteriovenous fistulous malformation, pial arteriovenous malformation, parenchymal arteriovenous malformation

True AVMs are abnormalities of the intracranial vessels in which the arterial and venous systems are connected without an intervening capillary bed.4

Pathology, Pathogenesis, and Pathophysiology

AVMs are high-flow cerebrovascular lesions that consist of a tangle of abnormal blood vessels. Three morphologic features are typical of these lesions: feeding arteries, draining veins, and a dysplastic vascular nidus composed of a tangle of abnormal vessels that acts as a shunt from the arterial to the venous system.5 Gross pathologic features include the absence of a capillary bed and the presence of small feeding arteries composed of variable amounts of smooth muscle and elastic laminae, with single or multiple direct arteriovenous (AV) connections. The lack of a capillary bed results in low resistance and, with the AV connections, permits high-flow AV shunting. Although the feeding vessels and draining veins themselves may not be congenitally abnormal, their communication through the nidus subsequently leads to arterial dilation and venous arterialization (Fig. 383-1).

This chronic high-flow shunt produces secondary structural changes in the feeding and draining vessels, dilation of the feeding arteries, and dilation and thickening of the draining veins.5 Smooth muscle hyperplasia associated with fibroblasts and connective tissue elements known as fibromuscular cushions develops in the feeding arteries.

The nidus (Latin = nest) was described by Cushing and Bailey as a “snarl” based on its gross appearance.1 The nidus is a conglomeration of numerous AV shunts without interposed brain tissue and no capillary bed. Microscopically, the nidus has thin collagenous walls in the venous elements with muscular elastic walls in the feeding arteries.

Aneurysms are associated with 2.3% to 16.7% of AVMs (Fig. 383-2).6,7 The pathophysiology is not known definitively, but it is believed to be secondary to a high-flow vasculopathy.810 AVM-associated aneurysms are classified by location as either flow related (85%) or unrelated (15%). The latter are located on remote vessels that bear no relationship to the supply of the AVM.11,12 Flow-related aneurysms occur along vessels that supply the AVM and are classified as being either proximal (from arteries on the circle of Willis or the proximal feeding vessels up to a primary bifurcation) or distal (from the feeding vessel distal to its origin from the parent artery at its primary bifurcation). Intranidal aneurysms occur within the nidus of the AVM and show early filling during angiography.11 They account for 5.5% of flow-related aneurysms.11

Varix formation may be associated with AVMs, especially those with a paucity of venous drainage. The pathophysiology of this venopathy is unclear but is believed to be due to secondary angiomorphologic changes induced by high flow downstream of the AV shunt of the nidus.13 Valavanis and Yasargil associated this condition with an increased risk for hemorrhage.13

The perinidal capillary network may be a cause of recurrence of surgically resected AVMs. Dilated capillaries (10 to 25 times larger than normal capillaries) form a ring (1 to 7 mm) around the nidus. These capillaries are connected to the nidus, to the feeding arteries/draining veins, and to surrounding normal brain vessels.14,15 Unlike CMs, intervening neural parenchyma may be present within the compact network of dysplastic vascular channels that forms the nidus. The parenchymal elements tend to be gliotic, hemosiderin stained, and nonfunctional. Vascular or interstitial calcification is frequently a feature. A type of proliferative or diffuse AVM without a focal nidus is often seen in pediatric patients and has been referred to by Lasjaunias and colleagues as cerebral proliferative angiopathy.16

Etiology

AVMs may be classified as being sporadic or syndromic in origin. Sporadic AVMs are by far the most common, with a global prevalence of 0.04% to 0.52%.17,18 Although sporadic, there is increasing evidence that they develop as the result of upregulation or downregulation of multiple homeobox genes that are involved in angiogenesis, such as Hox D319 and Hox B3.20 Syndromic AVMs account for approximately 2% of cases. Multiple familial AVMs are seen in hereditary hemorrhagic telangiectasia (HHT).21 Cerebrofacial arteriovenous metameric syndromes (CAMSs) involve the face and brain.22

Three percent to 20% of sporadic AVMs are diagnosed in children,23 and AVMs are the most common cause of spontaneous brain hemorrhage in children (excluding the neonatal period).24,25 AVMs are prone to apoplectic hemorrhage by rupture of nidal vessels or associated aneurysms or by obstruction to venous outflow. Bleeding is typically from rupture of a draining vein in association with dilation, kinking, and thrombosis or from rupture of flow-related aneurysms, which are more prevalent than in adults.26 Large AVMs generate an arterial steal phenomenon, and older children may exhibit progressive neurological deterioration or chronic epilepsy (or both).27 If sufficient AV shunting is present, they may initially be manifested as congestive cardiac failure in neonates and infants.

Staging, Grading, or Classification Criteria

The Spetzler-Martin scale classifies AVMs according to size, location in relation to functionally eloquent cortex, and type of venous drainage.28 Multiple brain AVMs are typically seen as part of HHT in association with pulmonary and hepatic AVMs and cutaneous and mucosal telangiectases21 or CAMSs.22 A typical example is Wyburn-Mason syndrome, in which an AVM, usually of the diencephalon/optic pathway or midbrain/thalamus, occurs in conjunction with retinal vascular malformations seen on funduscopy (Fig. 383-3). Other CAMSs have been described that link facial development with embryologic brain development.22 Hence, in CAMS-1, prosencephalic AVMs affecting the hypothalamus/hypophysis are seen in association with a facial AVM of the nose. In CAMS-2, AVMs affecting the lateral prosencephalon (occipital lobe, thalamus) are seen in association with facial AVMs of the maxilla. In CAMS-3, AVMs of the rhombencephalon (cerebellum, pons) are seen with facial AVMs of the mandible.29,30

AVMs occur throughout the neuraxis, and most come to attention between the ages of 20 and 50 years because of symptoms. They are definitively identified by angiography,31 which shows not only the nidus of tangled vessels but also early venous filling secondary to direct arterial-to-venous shunting within the lesion. Clinically, they are primarily manifested as hemorrhage, which is seen in approximately 65% of symptomatic lesions17; 15% to 35% have seizures as the initial symptom,32 and the remainder are manifested as headache or progressive neurologic deficits. Although a hemorrhagic manifestation is also common with CMs, the extent of hemorrhage in AVMs is frequently more dramatic and disabling because of the high-flow nature of these lesions. Consequently, mortality rates associated with AVM hemorrhage are approximately 6% to 29%.17,33,34

Venous Angioma

Synonym: developmental venous anomaly

Venous angiomas are the most common intracranial vascular malformation.3537 According to one hypothesis, an intrauterine ischemic event occurs during the formation of medullary veins and results in collateral venous drainage.35 The pathologic characteristics of these lesions consist of anomalous veins separated by normal brain tissue. Histologic section shows that the walls of the veins are thickened and hyalinized and usually lack elastic tissue and smooth muscle.4

Cavernous Malformation

Synonyms: cavernoma, cavernous angioma, cavernous hemangioma, cryptic vascular malformation, occult vascular malformation, angiographically occult vascular malformation

CMs are well-circumscribed, multilobulated, angiographically occult vascular malformations.

Pathology, Pathogenesis, and Pathophysiology

CMs are composed of sinusoidal vascular channels (or caverns) lined by a single layer of endothelium. The caverns are separated by a collagenous stroma that is devoid of elastin, smooth muscle, or other mature vascular wall elements. Lack of intervening brain parenchyma is a pathologic hallmark. Macroscopically, CMs are often referred to as having a “mulberry” appearance.2,4 Within the cavernoma, hyalinization, thrombosis with varying degrees of organization, calcification, cyst formation, and cholesterol deposition are common. The surrounding brain parenchyma exhibits evidence of previous microhemorrhage, hemosiderin staining, and hemosiderin-laden macrophages. A surrounding parenchymal gliomatous reaction is characteristic and may form a capsule around the lesion.38,39 Based on the magnetic resonance imaging (MRI) appearance (Figs. 383-4 and 383-5) of CMs, they have been classified into four types reflecting their dynamic nature and propensity for hemorrhage.40

Capillary Telangiectasia

Capillary telangiectases, also known as capillary malformations, are vascular malformations composed of dilated capillaries with normal intervening neural tissue. They are the second most common vascular malformation affecting the brain. Their estimated prevalence from autopsy studies is 0.3%.41 They account for 12.4% of angiographically occult vascular malformations but for only 2.6% of symptomatic lesions.42 Capillary telangiectases are not detectable with conventional cerebral angiography or contrast-enhanced computed tomography (CT).43 Lee and coworkers in 1997 characterized the MRI appearance of histopathologically unproven lesions thought to be capillary telangiectases on clinical grounds.43 They reported that they tend to be small, homogeneously enhancing lesions. They are hypointense to isointense on T1-weighted imaging and isointense to hyperintense on T2-weighted and proton density–weighted imaging and are seen most reliably on susceptibility-sensitive or gradient echo sequences. However, they can be difficult to appreciate and are likely to be under-recognized on CT or MRI. Asymptomatic lesions are identified rarely, but when they are, surgery is not recommended. Although several case reports have implicated capillary telangiectases as a cause of hemorrhage, this has been proved histopathologically in just a few cases.44,45

Pathology, Pathogenesis, and Pathophysiology

The vessels of a capillary telangiectasis are enlarged or dilated, which sets them apart pathologically from normal cerebral capillaries. There is no increase in the number of capillaries in the malformation. They are usually small (<2 cm in diameter) and mostly solitary (78%) and can affect any area of the brain. Larger diameter lesions have occasionally been described. The pons is the most common location, followed by the middle cerebellar peduncle and the dentate nucleus of the cerebellum.

Blackwood in 1941 provided the first classic pathologic description.46 On gross examination, the cut surface of the brain has small areas resembling pink or brownish petechial hemorrhages. Microscopically, they resemble small tufts of capillaries. There is no smooth muscle and an absence of elastic fibers, and there are no feeding or draining vessels. Normal brain parenchyma is present between the dilated capillaries. Mild gliosis can surround the parenchyma; however, hemosiderin and other evidence of previous hemorrhage are unusual. “Hemangioma calcificans” is a rare calcified variant of capillary telangiectasia.47 The pathogenesis of these lesions is unknown.

Mixed Lesions: True Arteriovenous Malformations with Other Vascular Malformations

Mixed lesions that include a component of a true AVM are relatively uncommon.

Arteriovenous Malformations and Capillary Telangiectasia

Chang and coauthors reported a patient in whom capillary telangiectasia developed and became symptomatic approximately 1 month after resection of an adjacent AVM.48 They postulated that growth of the capillary telangiectasia may have been caused by the decompressive effect or changes in hemodynamics associated with resection of the AVM or by the release of angiogenic factors after surgery. This is the only report of such an association.

Arteriovenous Malformations and Developmental Venous Anomalies

The coexistence of developmental venous anomalies (DVAs) and AVMs is well recognized despite being rare. The earliest description may have been that of Hirata and colleagues in 1986.49 This patient did not have an AVM nidus, however, and it may have been an AVF. Awad and associates reported a series of three lesions that clearly had both AVM and DVA components.50 The signs and symptoms in these three patients were thought to be caused by the AVM, not the DVA. These combined lesions preserve the appearance of the DVA on angiography with the exception of AV shunting during the arterial phase of the injection. Consequently, the venous lesion is identified earlier (Fig. 383-6). Frequently, it is difficult to appreciate the DVA separate from the AVM on MRI, and conventional cerebral angiography is more sensitive. Meyer and coworkers emphasized the pitfall of obliterating the DVA when approaching the AVM component in patients with symptomatic hemorrhage.51 From a pathophysiologic perspective, the association of an AVM with a DVA is perhaps the simplest of all the mixed malformations to explain. Mullan and colleagues reviewed four such patients and discussed the pathophysiology in the context of embryologic development of the cerebral venous system.52 They suggested that the AVM might form in a fashion similar to a DAVF: thrombosis of the star cluster would allow the DVA to become arterialized and form the basis of an AVM. Nussbaum and coauthors described the association of small AVMs with a DVA in the posterior fossa.53 They observed that venous hypertension may increase directly, through erythrocyte diapedesis, or indirectly by tissue ischemia causing an increase in the levels of angiogenic factors, an explanation previously suggested by Wilson.54 This venous hypertension may become chronic at the site of drainage of the DVA, with an acute increase reflecting a rise in intracranial venous pressure or occurring as a result of acute thrombosis. Comey and collaborators55 cited Dillon’s unpublished series of patients in whom so-called collector vein stenosis was suggested as a further mechanism for venous hypertension. Wilson speculated that venous hypertension may force previously diminutive AV shunts open, which could then enlarge over time.54 This supports the development of AVFs but not necessarily AVMs. In support of these theories, the literature has described areas of signal abnormality and enhancement surrounding some DVAs associated with CMs. This finding may indicate that some patients have legitimate hypertension and disruption of the blood-brain barrier,55 which is indicated by contrast enhancement. This concept is supported by a case reported by Ciricillo and coworkers.56 An angiographically occult AVM in association with a DVA was resected from a child in whom new angiographically occult lesions later developed that were presumed to be CMs. More recently, Im and coauthors reported a series of 15 atypical DVAs with arterialization but without a distinct nidus that behaved clinically as AVMs.57 The most interesting question that this article raises is whether these lesions are separate types of vascular malformations or simply part of a continuum of these lesions.58 The answer at present is unknown, and any theories will ultimately be proved or disproved by histochemical analysis.56

Arteriovenous Malformations and Cavernous Malformations

AVMs have been described in association with CMs. Garner and coworkers reported one such patient,59 and Awad50 and coauthors reported three. The latter group suggested that the AVM portion of the lesion tends to be angiographically and radiographically occult, thus making preoperative diagnosis extremely difficult. With respect to pathogenesis, smooth muscle may develop in the wall of the CM as a reaction to angiogenic factors. An alternative theory suggests that microhemorrhage from an occult AVM precipitates development of the CM.

Genetics of Arteriovenous Malformations

Considerable progress continues to be made in understanding the genetics of cerebrovascular malformations.60 Certain rare familial or congenital syndromes include these malformations among their constellations of abnormalities. Recognition of familial clustering in a subset of patients with cerebrovascular malformations has led to linkage analysis studies investigating the underlying genetic basis of these lesions.61 Using a positional cloning strategy, investigators identified two cerebrovascular malformation genes in patients with HHT, a syndrome that features cerebral AVMs. This suggests that a genetic defect underlies at least some vascular malformations. In addition to enhancing presymptomatic screening, identification of the genes responsible may result in better understanding of the pathogenesis of these lesions and, ultimately, in novel treatments.

AVMs account for the vast majority of symptomatic vascular malformations and are considered to be congenital developmental anomalies of blood vessels that arise during development of the embryonic cerebral circulation.4 They result from a persistent direct connection between the arterial and venous portions of the primitive vascular plexus in the embryo before the fourth week of gestation62; although there is evidence of a genetic basis for some categories of AVMs, their exact genetic origins have not been fully identified. Three general categories of cerebral AVMs are recognized: AVMs as part of an inherited disease in which a genetic factor has clearly been identified (e.g., HHT), familial cases of AVMs without a known genetic cause, and AVMs as part of a developmental neurocutaneous disorder (e.g., Wyburn-Mason syndrome). This section focuses on the genetic aspects of AVMs, with particular attention paid to familial and hereditary syndromes featuring AVMs.

Hereditary Syndromes Featuring Cerebral Arteriovenous Malformations

HHT, also known as Rendu-Osler-Weber syndrome, is a rare autosomal dominant vascular dysplasia characterized by vascular malformations in multiple organ systems. The nasal, mucocutaneous, pulmonary, cerebral, gastrointestinal, and hepatic vascular beds are most commonly affected.63 The clinical diagnosis of HHT is generally made according to the established Curaçao criteria.64 An individual is considered to have HHT if three of the following four criteria are met: recurrent spontaneous epistaxis; mucocutaneous telangiectasia; visceral involvement such as pulmonary and cerebral/spinal AVMs, gastrointestinal bleeding, or intrahepatic shunting; and a family history of HHT. The vascular malformations affecting the brain are primarily AVMs. Symptomatic cerebral AVMs are present in up to 5% of patients with HHT.63,65 Screening for asymptomatic lesions reveals a higher incidence of nearly 13%.66,67 Families with this uncommon angiodysplastic disorder often have multiple cerebral AVMs, with up to a third of HHT patients harboring AVMs having multiple lesions.65 HHT is known to have age-dependent penetrance (almost complete by 40 years of age).

HHT is a genetically and clinically heterogeneous disorder. Linkage analysis has mapped the genes underlying this syndrome to regions 9q33-q34.168,69 on chromosome 9 (HHT type 1 [HHT1]) and 12q11-q1470,71 on chromosome 12 (HHT2). HHT1 (Online Mendelian Inheritance in Man [OMIM] 187300) is caused by mutations in the ENG (endoglin) gene72,73 and is associated with a higher prevalence of pulmonary and cerebral AVMs. HHT2 (OMIM 600376) is caused by mutations in the ACVRL1 (activin receptor–like kinase 1 or ALK-1) gene74 and is associated with a milder pattern of disease expression and later age at onset. About 20% of HHT families remain unclassified after mutation analysis of these two genes, thus suggesting that other genes may be implicated.75 Indeed, in 2005 Cole and coworkers identified a new locus for HHT (HHT3) mapped to chromosome 5q31.3-32, although the causative gene remains unidentified.76 Mutations affecting the two genes endoglin (HHT1) and ALK-1 (HHT2) can partially explain the phenotypic heterogeneity of HHT, such as disease severity, variation in organ involvement, and age at onset. Distinct genotype-phenotype correlations do exist; for example, HHT1 is associated with a higher incidence of pulmonary and cerebral AVMs. Distinct mutations within the ALK-1 locus itself also appear to be linked to specific phenotypic traits77; however, the severity and type of clinical manifestations can differ even among family members carrying the same mutation,78 which suggests that epigenetic factors, such as the environment, blood pressure, or hormonal factors, may influence the clinical manifestations. Modifier genes may act to alter expression of the clinical characteristics.79 This is supported by murine models of HHT that show different phenotypic traits based on the background strain,80 thus suggesting that the genetic background modifies clinical expression of the disease. A subset of patients with a combined syndrome of juvenile polyposis and HHT (OMIM 175050) harbor mutations in the MADH4 gene.81

Linkage analysis in 1994 first mapped HHT to chromosome 9q33-q34.1,68,69 where endoglin was previously mapped in 1993.73 Subsequent testing confirmed endoglin as the disease-associated gene for HHT1.72 Endoglin is a receptor for transforming growth factor-β (TGF-β), specifically, the type III TGF-β receptor, and endoglin is the most abundant TGF-β binding protein in endothelial cells (ECs).60 Subsequently, mutations in another gene at the 12q locus were identified that affect ALK-1.74 ALK-1 is a member of the type I TGF-β receptor family

The TGF-β superfamily of proteins is involved in many functions, including vasculogenesis, wound repair, and angiogenesis. TGF-β itself is a potent angiogenic factor that plays important roles in tissue repair, growth, and differentiation. Endoglin, a type III TGF-β receptor, is a membrane glycoprotein with a molecular weight of 180 kD.60 By associating with the TGF-β type II and type I receptors (ALK-5 and ALK-1) at the cell surface, endoglin acts as a component of the type I TGF-β receptor complex, which binds TGF-β isoforms.82,83 Its expression is limited primarily to ECs and activated monocytes. Knockout mice lacking endoglin die during gestation secondary to defective vascular development, thus suggesting that endoglin is critical for vascular development. Mutated forms of endoglin may act as a dominant negative protein.84 However, studies of ECs and monocytes in both cerebral and pulmonary AVMs from patients with HHT1 have shown that normal endoglin dimers are still expressed at the cell surface but are reduced by 50% in comparison to normal individuals. No mutant endoglin was expressed on the cell surface but instead was found only as an intracellular homodimer.85 Such studies suggest that the mutant form of endoglin is not secreted to form heterodimers at the cell surface and is therefore unlikely to act as a dominant negative protein. This supports a model of haploinsufficiency,75 namely, that reduced levels of functional endoglin are the mechanism by which vascular abnormalities occur in HHT1. Because there is still some normal endoglin expression, the AVMs cannot be attributed to loss of heterozygosity and complete loss of endoglin expression.86

Like endoglin, ALK-1, one of the type I TGF-β receptors, is expressed exclusively on ECs. Mutations of the ALK-1 gene in HHT2 patients indicate that ALK-1 also plays an important role in vascular development.87 Mice lacking ALK-1 die during gestation, similar to endoglin knockout mice. They exhibit vascular abnormalities, including hyperdilation of vessels and abnormal fusion of capillary structures.88 The mutations that have been identified in patients with HHT2 appear to result in disruption of the activity of translated protein or instability of mutant mRNA. ALK-1 levels are reduced in ECs from patients with HHT2.89 Therefore, reduced expression of ALK-1 appears to be the primary defect in HHT2, as with endoglin in HHT1. In fact, most mutations of endoglin and ALK-1 identified to date in patients with HHT create null alleles that lead to reduced message or protein levels. This supports haploinsufficiency as the predominant mechanism, with inheritance of a mutation leading to reduced levels of the protein on the surface of vascular endothelium and predisposing affected individuals to the development of HHT-associated vascular lesions.90 The precise mechanism by which endoglin and ALK-1 mutations result in vascular abnormalities is unknown, but both proteins play a role in TGF-β signaling. Binding of TGF-β to type II TGF-β receptors, which is accelerated in the presence of endoglin, results in phosphorylation of the TGF-β type I receptors ALK-I and ALK-5. Phosphorylated ALK-1 and ALK-5 activate downstream proteins, known as Smad proteins, that enter the nucleus and regulate gene transcription involved in angiogenesis.91

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