Oxygen Delivery Systems, Inhalation Therapy, and Respiratory Therapy

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Chapter 14 Oxygen Delivery Systems, Inhalation Therapy, and Respiratory Therapy

II Oxygen Therapy

A Indications

O2 is one of the most common therapeutic substances used in the practice of critical care medicine. O2 therapy may improve outcomes of patients undergoing surgery. Use of O2 concentrations greater than 50% FIO2 has reduced the incidence of wound infections in patients undergoing colorectal or spinal surgery.14 This section reviews some of the indications, goals, and modes of O2 therapy in the adult patient.

Treatment or prevention of hypoxemia is the most common indication for O2 therapy, and the final goal of effective treatment is avoidance or resolution of tissue hypoxia. Tissue hypoxia exists when delivery of O2 is inadequate to meet the metabolic demands of the tissues. O2 content (Box 14-1) depends on the arterial partial pressure of O2 (PaO2), the hemoglobin concentration of arterial blood, and the saturation of hemoglobin with O2. O2 delivery (DO2) is calculated by multiplying cardiac output (liters per minute) by the arterial O2 content. DO2 is measured in milliliters of O2 per minute, and for a 70-kg, healthy patient, it is approximately 1000 mL/min (Box 14-2).

Hypoxia may result from a decrement of any of the determinants of DO2, including anemia, low cardiac output, hypoxemia, or abnormal hemoglobin affinity (e.g., carbon monoxide toxicity) out of proportion to demand. Hypoxia may also arise from a failure of O2 use at the tissue level (e.g., microvascular perfusion defect of shock) or at the cellular level (e.g., cyanide poisoning).

Aerobic metabolism requires a balance between DO2 and O2 consumption. Inspiration of enriched concentrations of O2 may increase the PaO2, the percentage of saturation of hemoglobin, and the O2 content, thereby augmenting DO2 until the underlying cause of the hypoxia can be corrected (e.g., transfusing the anemic patient, reversing cardiac dysfunction). The clinical situation in which O2 therapy is most effective, however, is in the treatment of hypoxemia.

Hypoxemia may be defined as a deficiency of O2 tension in the arterial blood, typically defined as a PaO2 value less than 80 mm Hg. The most common perioperative causes of hypoxemia include decreased alveolar O2 tension (e.g., ventilation-perfusion mismatch, hypoventilation) and capillary shunt (e.g., atelectasis). Less common causes of perioperative hypoxemia include decreased mixed venous O2 content (image) and diffusion defect.

Mismatch of ventilation and perfusion (image) is essentially an uncoupling of alveolar blood supply and ventilation. In an area of low image, hypoxemia results when mixed venous blood flowing past the alveolar-capillary membrane (ACM) takes away O2 molecules faster than ventilation to the alveolus can replace them. The resultant partial pressure of O2 in the alveolus (PAO2) is too low to oxygenate the blood flowing past it. In a true intrapulmonary shunt, the ventilation decreases to zero, with image = 0. Anatomic shunt occurs when blood flows from the right side of the heart to the left side without traversing the pulmonary capillaries. A small percentage of physiologic shunt results from bronchial and thebesian circulation. True intrapulmonary shunts cause hypoxemia that is poorly responsive to O2 therapy. Therapy for “oxygen-refractory” hypoxemia is aimed at reducing the shunt. Different levels of shunting, such as low-ventilation areas, often cause blood to flow through capillaries adjacent to alveoli that do not participate in ventilation. Atelectasis is a common cause of this type of shunt. Respiratory therapy, such as tracheobronchial toilet, to remove mucous plugging of a lobar bronchus or adjusting an endotracheal tube (ETT) that has advanced into a main stem bronchus, may be effective at reversing causes of relative shunt. Positive airway pressure therapy can reduce intrapulmonary shunting in certain disease states associated with a diffuse reduction in functional residual capacity.

In a situation that is the opposite of a high image ratio, a portion of ventilation does not participate in gas exchange. Dead space ventilation occurs when the perfusion becomes zero, and the image ratio approaches infinity. Anatomic dead space is an area of the lungs that does not participate in gas exchange, such as the larger airways. Physiologic dead space is the total dead space that contributes to elevated image ratio. Dead space ventilation does not contribute significantly to hypoxemia unless perfusion is significantly disrupted, as occurs in a pulmonary embolus.

Hypoventilation causes hypoxemia when an increase in alveolar carbon dioxide (CO2) displaces the O2 molecules and decreases PAO2, as demonstrated in the alveolar gas equation:

Clinical entities associated with low PAO2 values include chronic obstructive pulmonary disease (COPD), asthma, retained secretions, sedative or narcotic administration, acute lung injury syndrome, and early or mild pulmonary edema. Inspiration of enriched concentrations of O2 under these circumstances increases PAO2, which increases the O2 gradient across the ACM, resulting in faster equilibration of mixed venous blood exposed to the ACM and a higher pulmonary venous, left atrial, left ventricular, and arterial PO2.

Even small increases in inspired O2 tension can affect hypoxemia when caused by low PaO2. Drug-induced alveolar hypoventilation resulting in hypoxemia on room air is exquisitely sensitive to increases in inspired O2 concentration. Appropriate initial management of patients with alterations in mental status includes the use of O2 therapy as long as ventilatory needs are also monitored.

Cases of hypoxemia caused by true shunt or image mismatch share a common phenomenon, which is exaggerated by a decreased mixed venous hemoglobin saturation (low image). Because hemoglobin saturation is the major determinant of O2 content in blood, a low image leads to a low venous O2 content (image). Low image causes hypoxemia by worsening the hypoxemic effect of any existing shunt or areas of low image by presenting more desaturated blood to the left atrium. Decreased image arises from low O2 delivery (e.g., low cardiac output, anemia, hypoxemia) or increased O2 consumption (e.g., high fever, increased minute ventilation and work of breathing).

The consequences of untreated hypoxemia include tachycardia, acidosis, and increased myocardial O2 demand, as well as increased minute volume and work of breathing. By treating hypoxemia, supplemental O2 restores homeostasis and greatly decreases the stress response and its attendant cardiopulmonary sequelae.

B Oxygen Delivery Systems

With the exception of anesthetic breathing circuits, virtually all O2 delivery systems are nonrebreathing. In nonrebreathing circuits, the inspiratory gas is not made up in any part by the exhaled tidal volume (VT), and the only CO2 inhaled is that in any entrained room air. To avoid rebreathing, exhaled gases must be sequestered by one-way valves, and inspired gases must be presented in sufficient volume and flow to satisfy the high peak flow rates and minute ventilation demonstrated in critically ill patients. Inspiratory entrainment of room air or the use of inspiratory reservoirs (including the anatomic dead space of the nasopharynx, oropharynx, and non–gas-exchanging portion of the bronchial tree) and one-way valves typifies nonrebreathing systems and defines them as two groups.57 Low-flow systems depend on inspiration of room air to meet inspiratory flow and volume demands. High-flow systems attempt to provide the entire inspiratory demand. High-flow systems use reservoirs or very high flow rates to meet the large peak inspiratory flow demands and the exaggerated minute volumes found in many critically ill patients.

1 Low-Flow Oxygen Systems

A low-flow, variable-performance system depends on room air entrainment to meet the patient’s peak inspiratory and minute ventilatory demands that are not met by the inspiratory gas flow or O2 reservoir alone. Low-flow devices include the nasal cannula, simple face mask, partial rebreathing mask, nonrebreathing mask, and tracheostomy collar. Low-flow systems are characterized by the ability to deliver high and low values of FIO2. The FIO2 becomes unpredictable and inconsistent when these devices are used for patients with abnormal or changing ventilatory patterns.8 Low-flow systems produce FIO2 values of 21% to 80%. The FIO2 may vary with the size of the O2 reservoir, O2 flow, and the patient’s ventilatory pattern (e.g., VT, peak inspiratory flow, respiratory rate, minute ventilation). With a normal ventilation pattern, these devices can deliver a relatively predictable and consistent FIO2 level.

Low-flow systems do not mean low FIO2 values. With changes in VT, respiratory rate, O2 reservoir size, and so on, the FIO2 can vary dramatically at comparable O2 flow rates. The following examples are theoretical mathematical estimates of an FIO2 produced by a low-flow system (e.g., nasal cannula) in two clinical conditions.

The example for estimation of FIO2 from a low-flow system is based on the standard normal patient and ventilatory pattern. Several assumptions are used for the FIO2 calculation. The anatomic reservoir for a nasal cannula consists of nose, nasopharynx, and oropharynx, and it is about one third of the entire normal anatomic dead space (including trachea). For example, 150 mL ÷ 3 = 50 mL; assume a nasal cannula O2 flow rate of 6 L/min (100 mL/sec), VT of 500 mL, respiratory rate of 20 breaths/min, inspiratory (I) time of 1 second, and expiratory (E) time of 2 seconds. If the terminal 0.5 second of the 2-second expiratory time has negligible gas flow, the anatomic reservoir (50 mL) completely fills with 100% O2, assuming an O2 flow rate of 100 mL/sec. Using the preceding normal variables, the FIO2 is calculated for a patient with a 500 mL and a 250 mL VT (Tables 14-1 and 14-2).

TABLE 14-1 Example 1: VT Is Decreased to 500 mL

Cannula 6 L/min VT, 500 mL
Mechanical reservoir None I/E ratio = 1 : 2
Anatomic reservoir 50 mL Rate = 20 breaths/min
100% O2 provided/sec 100 mL Inspiratory time = 1 sec
Volume inspired O2    
 Anatomic reservoir 50 mL  
 Flow/sec 100 mL  
 Inspired room air
(0.20 × 350 mL)
70 mL  
O2 inspired 220 mL  
  image  

FIO2, Fraction of inspired oxygen; I/E ratio, inspiration/expiration ratio; VT, tidal volume.

TABLE 14-2 Example 2: If VT Is Decreased to 250 mL

Volume inspired O2  
 Anatomic reservoir 50 mL
 Flow/sec 100 mL
 Inspired room air (0.20 × 100 mL) 20 mL
O2 inspired 170 mL
  image

FIO2, Fraction of inspired oxygen; VT, tidal volume.

The preceding 50% variability in FIO2 at 6 L/min of O2 flow clearly demonstrates the effects of a variable ventilatory pattern. In general, the larger the VT or faster the respiratory rate, the lower the FIO2. The smaller the VT or lower the respiratory rate, the higher the FIO2.

Low-flow O2 devices are the most commonly employed O2 delivery systems because of simplicity, ease of use, familiarity, economics, availability, and acceptance by patients. In most clinical situations (see “High-Flow Oxygen Systems” and “High-Flow Devices”), these systems should be initially employed.

C Oxygen Delivery Devices

1 Low-Flow Devices

a Nasal Cannulas

Because of their simplicity and the ease with which patients tolerate them, nasal cannulas are the most frequently used O2 delivery devices. The nasal cannula consists of two prongs, with one inserted into each naris, that deliver 100% O2. To be effective, the nasal passages must be patent, but the patient need not breathe through the nose. The flow rate settings range from 0.25 to 6 L/min. The nasopharynx serves as the O2 reservoir (Fig. 14-1). Gases should be humidified to prevent mucosal drying if the O2 flow exceeds 4 L/min. For each 1 L/min increase in flow, the FIO2 is assumed to increase by 4% (Table 14-3).

image

Figure 14-1 The three reservoirs of low-flow oxygen therapy.

(From Vender JS, Clemency MV: O2 delivery systems, inhalation therapy, and respiratory care. In Benumof JL, editor: Clinical procedures in anesthesia and intensive care, Philadelphia, 1992, JB Lippincott, pp 63–87.)

TABLE 14-3 Approximate FIO2 Delivered by Nasal Cannula

Flow Rate (L/min) Approximate FIO2*
1 0.24
2 0.28
3 0.32
4 0.36
5 0.40
6 0.44

FIO2, Fraction of inspired oxygen.

* Based on normal ventilatory patterns.

An FIO2 of 0.24 to 0.44 can be delivered predictably if the patient breathes at a normal minute ventilation rate with a normal respiratory pattern. Increasing flows to more than 6 L/min does not significantly increase the FIO2 above 0.44 and is often poorly tolerated by the patient.

The components of a nasal cannula are nasal cannula prongs, delivery tubing, and an adjustable, restraining headband. Additional equipment includes an O2 flowmeter to provide controlled gas delivery from a wall outlet; a humidification system increases patients’ comfort at higher flows (≥4 L/min).

Procedurally, the initiation of O2 therapy should be preceded by a review of the chart and documentation of the O2 concentration and device ordered. If a humidifier (typically prefilled, single-use, disposable) is used, it should be filled to the appropriate level with sterile water and connected to the flowmeter. The nasal prong should be secured in the patient’s naris and the cannula secured around the patient’s head by a restraining strap.

Avoidance of undue cutaneous pressure is essential. Gauze may be needed to pad pressure points around the cheeks and ears during prolonged use. The flowmeter should be adjusted to the prescribed liter flow to attain the desired FIO2 (see Table 14-3).

Although nasal cannulas are simple and safe, several potential hazards and complications exist. O2 supports combustion, and any type of O2 therapy is a fire hazard. Nasal trauma from prolonged use of or pressure from the nasal prongs can cause tissue damage. With poorly humidified, high gas flows, the airway mucosal surface can become dehydrated. This mucosal dehydration can result in mucosal irritation, epistaxis, laryngitis, ear tenderness, substernal chest pain, and bronchospasm.5,7,9 Because this is a low-flow system, the FIO2 can be inaccurate and inconsistent, leading to the potential for underoxygenation or overoxygenation. Overoxygenation may induce respiratory distress in patients with severe COPD by reversing protective hypoxic pulmonary vasoconstriction, depressing ventilation, and minimizing the Haldane effect (see “Complications”). Underoxygenation potentiates any problems associated with hypoxemia.

b Simple Face Mask

To provide a higher FIO2 value than that provided by nasal cannula with low-flow systems, the size of the O2 reservoir must increase (see Fig. 14-1). A simple face mask consists of a mask with two side ports. The mask serves as an additional O2 reservoir of 100 to 200 mL. The side ports allow room air entrainment and exit for exhaled gases. The mask has no valves. An FIO2 of 0.40 to 0.60 can be achieved predictably when patients exhibit normal respiratory patterns. Gas flows greater than 8 L/min do not significantly increase the FIO2 above 0.60 because the O2 reservoir is filled. A minimum flow of 5 L/min is necessary to prevent CO2 accumulation and rebreathing. The delivered O2 value depends on the ventilatory pattern of the patient, similar to the situation with nasal cannulas.

The equipment needed is identical to that used for nasal cannula O2 administration. The only difference is the use of a face mask. The predicted FIO2 can be estimated from the O2 flow rate (Table 14-4). Appropriate mask application is needed with all masks to maximize the FIO2 and the patient’s comfort. The mask should be positioned over the nasal bridge and the face, restricting O2 escape into the patient’s eye, which can cause ocular drying and irritation. If FIO2 values above 0.60 are required, a partial rebreathing mask, nonrebreathing mask, or high-flow system should be employed. All O2 devices that deliver higher values of FIO2 increase the potential of O2 toxicity (see “Complications”).

TABLE 14-4 Approximate FIO2 Delivered by Simple Face Mask

Flow Rate (L/min) FIO2*
5–6 0.4
6–7 0.5
7–8 0.6

FIO2, Fraction of inspired oxygen.

* Based on normal ventilatory patterns.

c Partial Rebreathing Mask

To deliver an FIO2 level of more than 60% with a low-flow system, the O2 reservoir system must be increased (see Fig. 14-1).7 A partial rebreathing mask adds a reservoir bag with a capacity of 600 to 1000 mL. Side ports allow entrainment of room air and the exit of exhaled gases. The distinctive feature of this mask is that the first 33% of the patient’s exhaled volume fills the reservoir bag. This volume is derived from the anatomic dead space and contains little CO2. During inspiration, the bag should not completely collapse. A deflated reservoir bag results in a decreased FIO2 because of entrained room air. With the next breath, the first exhaled gas (which is in the reservoir bag) and fresh gas are inhaled—accounting for the name partial rebreather. Fresh gas flows should be 8 L/min or greater, and the reservoir bag must remain inflated during the entire ventilatory cycle to ensure the highest FIO2 and adequate CO2 evacuation. An FIO2 of 0.60 to 0.80 or more can be delivered with this device if the mask is applied appropriately and the ventilatory pattern is normal (Table 14-5). This mask’s rebreathing capacity allows O2 conservation and may be useful during transportation, when O2 supply may be limited. Complications with partial rebreathing O2 delivery systems are similar to those with other mask devices with low-flow systems.

TABLE 14-5 Approximate FIO2 Delivered by Mask with Reservoir Bag

Flow Rate (L/min) FIO2*
6 0.6
7 0.7
8 0.8
9 0.8+
10 0.8+

FIO2, Fraction of inspired oxygen.

* Based on normal ventilatory patterns.

d Nonrebreathing Mask

A nonrebreathing mask (Fig. 14-2) is similar to a partial rebreathing mask but adds three unidirectional valves. One valve is located on each side of the mask to permit the venting of exhaled gases and to prevent room air entrainment. The third unidirectional valve is situated between the mask and the reservoir bag and prevents exhaled gases from entering the bag.

image

Figure 14-2 A nonrebreathing oxygen mask. In addition to the exhalation valve, the mask has a one-way inhalation valve.

(From Vender JS, Clemency MV: Oxygen delivery systems, inhalation therapy, and respiratory care. In Benumof JL, editor: Clinical procedures in anesthesia and intensive care, Philadelphia, 1992, JB Lippincott.)

The bag must be inflated throughout the ventilatory cycle to ensure the highest FIO2 and adequate CO2 evacuation. Typically, the FIO2 level is 0.80 to 0.90. Fresh gas flow is usually 15 L/min (range, 10 to 15 L/min). If room air is not entrained, an FIO2 value approaching 1.0 can be achieved. If fresh gas flows or reservoir volume do not meet ventilatory needs, many masks have a spring-loaded tension valve that permits room air entrainment if the reservoir is evacuated. This spring valve is often called a safety valve. The spring valve tension should be checked periodically. If such a valve is not present, one of the unidirectional valves on the mask should be removed to allow room air entrainment if needed to meet ventilatory demands. This may be required to meet the increased inspiratory drive of critically ill patients. If the total ventilatory needs are met without room air entrainment, the rebreathing mask performs like a high-flow system. The operational application of a nonrebreathing mask is similar to that of other mask devices. To optimize the system, the mask should fit snugly (without excessive pressure) to avoid air entrainment around the mask, which would dilute the delivered gas and lower the FIO2. If the mask fit is appropriate, the reservoir bag responds to the patient’s inspiratory efforts. The high flows often employed increase the potential for several problems. Gastric distention, cutaneous irritation, and distention of the venting valves in the open position allowing room air entrainment can occur with excessive gas flows.

2 High-Flow Devices

a Venturi Masks

High-flow systems have flow rates and reservoirs large enough to provide the total inspired gases reliably. Most high-flow systems use gas entrainment at some point in the circuit to provide the flow and FIO2 needs. Venturi masks entrain air by the Bernoulli principle and constant pressure-jet mixing.10 This physical phenomenon is based on a rapid velocity of gas (e.g., O2) moving through a restricted orifice. This action produces viscous shearing forces that create a decreased pressure gradient (subatmospheric) downstream relative to the surrounding gases. The pressure gradient causes room air to be entrained until the pressures are equalized. Figure 14-3 illustrates the Venturi principle.

image

Figure 14-3 Application of the Venturi principle.

(From Vender JS, Clemency MV: Oxygen delivery systems, inhalation therapy, and respiratory care. In Benumof JL, editor: Clinical procedures in anesthesia and intensive care, Philadelphia, 1992, JB Lippincott.)

Altering the gas orifice or entrainment port size causes the FIO2 value to vary. The O2 flow rate determines the total volume of gas provided by the device. It provides predictable and reliable FIO2 values of 0.24 to 0.50 that are independent of the patient’s respiratory pattern. These masks come in two varieties:

image

Figure 14-4 Graded air entrainment by the Ventimask provides specific FIO2 levels through the jet orifices.

(From Vender JS, Clemency MV: Oxygen delivery systems, inhalation therapy, and respiratory care. In Benumof JL, editor: Clinical procedures in anesthesia and intensive care, Philadelphia, 1992, JB Lippincott.)

To use any air entrainment device properly to control the FIO2, the standard air-O2 entrainment ratios and minimum recommended flows for a given FIO2 level must be used (Table 14-6). The minimum total flow requirement should result from entrained room air added to the fresh O2 flow and equal three to four times the minute ventilation. This minimal flow is required to meet the patient’s peak inspiratory flow demands. As the desired FIO2 increases, the air-O2 entrainment ratio decreases with a net reduction in total gas flow. The higher the desired FIO2, the greater the probability of the patient’s needs exceeding the total flow capabilities of the device.

Venturi masks are often useful when treating patients with COPD who may develop worsening respiratory distress and dead space ventilation with supplemental increases in O2 fraction.11,12 The Venturi mask’s ability to deliver a high flow with no particulate H2O makes it beneficial in treating asthmatics, in whom bronchospasm may be precipitated or exacerbated by aerosolized H2O administration.

Several specific concerns regarding the application of a Venturi mask must be recognized to provide appropriate function. Obstructions distal to the jet orifice can produce back pressure and an effect referred to as Venturi stall. When this occurs, room air entrainment is compromised, causing a decreased total gas flow and an increased FIO2. Occlusion or alteration of the exhalation ports can also produce this situation. Aerosol devices should not be used with these devices. Water droplets can occlude the O2 injector. If humidity is needed, a vapor-type humidity adapter collar should be used.

c Aerosol Masks and T-Pieces with Nebulizers or Air-Oxygen Blenders

Large-volume nebulizers and wide-bore tubing are optimal for delivering FIO2 levels greater than 0.40 with a high-flow system. Aerosol masks, in conjunction with air entrainment nebulizers or air-O2 blenders, deliver consistent and predictable FIO2 levels, regardless of the patient’s ventilatory pattern. A T-piece is used in place of an aerosol mask for patients with an artificial airway.

Air entrainment nebulizers can deliver FIO2 of 0.35 to 1.00 and produce an aerosol. The maximum gas flow through the nebulizer is 14 to 16 L/min. As with the Venturi masks, less room air is entrained with higher FIO2 values. As a result, total flow at high FIO2 values is decreased. To meet ventilatory demands, two nebulizers may feed a single mask to increase the total flow, and a short length of corrugated tubing may be added to the aerosol mask side ports to increase the reservoir capacity (Fig. 14-5). If the aerosol mist exiting the mask side ports disappears during inspiration, room air is probably being entrained, and flow should be increased.

image

Figure 14-5 Single-unit and double (tandem)-unit mechanical aerosol systems.

(From Vender JS, Clemency MV: Oxygen delivery systems, inhalation therapy, and respiratory care. In Benumof JL, editor: Clinical procedures in anesthesia and intensive care, Philadelphia, 1992, JB Lippincott.)

Circuit resistance can increase as a result of water accumulation or kinking of the aerosol tubing. The increased pressure at the Venturi device decreases room air entrainment, increases the FIO2 level, and decreases total gas flow. If a predictable FIO2 level of more than 0.40 is desired, an air-O2 blender should be used. Air-O2 blenders can deliver consistent and accurate FIO2 values from 0.21 to 1.0 and flows of up to 100 L/min with humidification. The higher flows tend to produce excessive noise through the large-bore tubing. Air-O2 blenders are recommended for patients with increased minute ventilation who require a high FIO2 level and in whom bronchospasm may be precipitated or worsened by a nebulized H2O aerosol. With an artificial airway, a 15- to 20-inch reservoir tube should be added to the Briggs T-piece (Hudson, RCI, Temecula, CA) to prevent the potential of entraining air into the system.

D Humidifiers

Humidity is the water vapor in a gas. When air is 100% saturated at 37° C, it contains 43.8 mg of H2O/L. The amount of water vapor a volume of gas contains depends on the temperature and water availability. The vapor pressure exerted by the water vapor is equal to 47 mm Hg. Alveolar gases are 100% saturated at 37° C. When the inspired atmosphere contains less than 43.8 mg of H2O/L or has a vapor pressure of less than 47 mm Hg, a gradient exists between the respiratory mucosa and the inhaled gas. This gradient causes water to leave the mucosa and to humidify the inhaled gas.

Room air that has a relative humidity of 50% at 21° C has a relative humidity of 21% at 37° C. Under normal conditions, the lungs contribute about 250 mL of H2O per day to maximally saturate inspired air.7

The administration of dry O2 lowers the water content of the inspired air. The upper respiratory tract filters, humidifies, and warms inspired gases. Nasal breathing is more efficient than oral breathing for conditioning inspired gases. The use of an artificial airway bypasses the nasopharynx and oropharynx, where a significant amount of warming and humidification of inspired gases are accomplished. As a result, O2 administration and the use of artificial airways increase the demand on the lungs to humidify the inspired gases.

The increased demand ultimately leads to mucosal drying, inspissated secretions, and decreased mucociliary clearance, which can eventually result in bacterial infections, mucous plugging, atelectasis, and pneumonia. To prevent these complications, a humidifier or nebulizer should be used to increase the water content of the inspired gases.

Indications for humidity therapy include high-flow therapeutic gas delivery to nonintubated patients, delivery of gases through artificial airways, and reduction of airway resistance in asthma. Low flows (1 to 4 L/min) usually do not need humidification except in specific individuals, but all O2 delivered to infants should be humidified.

A humidifier increases the heated or unheated water vapor in a gas. This can be accomplished by passing gas over heated water (heated passover humidifier); by fractionating gas into tiny bubbles as gas passes through water (bubble diffusion or jet humidifiers); by allowing gas to pass through a chamber that contains a heated, water-saturated wick (heated wick humidifier); and by vaporizing water and selectively allowing the vapor to mix with the inspired gases (vapor-phase humidifier). Other variations of humidification systems exist but are beyond the scope of this chapter.16

Bubble humidifiers can be used with nasal cannulas, simple face masks, partial and nonrebreathing masks, and air-O2 blenders. They increase the relative humidity of gas from 0% to 70% at 25° C, which is approximately equal to 34% at 37° C.17,18 Large-volume bubble-through humidifiers are available for use with ventilator circuits or high-gas-flow delivery systems.

A heated humidifier may be used when delivering dry gases to patients with ETTs because it allows delivery of gases with an increased water content and relative humidity exceeding 65% at 37° C. When heated humidifiers are used, proximal airway temperature should be monitored to ensure a gas temperature that allows maximum moisture-carrying capacity but prevents mucosal burns.

Heat and moisture exchangers (HMEs) are simple, small humidifier systems designed to be attached to an artificial airway. The HMEs are often referred to as an artificial nose. The efficiency of these devices is quite variable, depending on the HME design, VT, and atmospheric conditions. HMEs are typically used for short-term ventilatory support and for humidification during anesthesia. Several contraindications include use in neonatal and small pediatric patients; copious secretions; significant spontaneous breathing, in which the patient’s VT exceeds the HME specifications; and large-volume losses through a bronchopleural fistula or leakage around the ETT.16

A nebulizer increases the water content of the inspired gas by generating aerosols (small droplets of particulate water) that become incorporated into the delivered gas stream and then evaporate into the inspired gas as it is warmed in the respiratory tract. There are two basic kinds of nebulizers: pneumatic and electric. Pneumatic nebulizers operate from a pressured gas source and are jet or hydrodynamic. Electric nebulizers are powered by an electrical source and are referred to as ultrasonic. There are several varieties of both types of nebulizers, and they depend more on design differences than on the power source. A more in-depth discussion of nebulizers is available elsewhere.7,9 The resultant humidity ranges from 50% to 100% at 37° C, depending on the device used. If heated, the relative humidity of the gas can exceed 100% at 37° C. Air entrainment nebulizers are used in conjunction with aerosol masks and T-pieces.

Aerosol therapy can be used for three general purposes. First, aerosol therapy increases the particulate and molecular water content of the inspired gases. The aerosol increases the water content of desiccated and retained secretions, enhancing bronchial hygiene. This does not alleviate the need for systemic hydration. Second, delivery of medications is a primary indication for aerosol therapy. For example, β2-agonists, corticosteroids, anticholinergics, and antiviral-antibacterial agents (see “Inhalation Therapy”) may be delivered to patients’ airways by aerosol therapy. Third, aerosol therapy can be employed for sputum induction. The success of aerosol therapy depends on appropriate application and proper technique of administration.

The aerosol generated by the nebulizer can precipitate bronchospasm of hyperactive airways.5,7 Prophylactic bronchodilator therapy should be employed before or during the aerosol treatment. Fluid accumulation and overload have been reported. These problems are more common in treating pediatric patients and with continuous ultrasonic rather than intermittent or jet therapy. Dry secretions are hydrophilic and can swell because of the absorbed water content. If secretions swell, they can obstruct airways. Mobilization of secretions limits this problem. Aerosol therapy for drug delivery has been reported to precipitate the same side effects as systemic drug delivery. Therapeutic aerosols have been implicated in nosocomial infections.19 Cross-contamination between patients must be avoided.

F Complications

Complications related to O2 delivery can be divided into two groups: complications related to the O2 delivery systems (see sections that discuss the specific devices) and pathophysiologic complications related to O2 therapy. Pathophysiologic complications related to O2 therapy can lead to serious consequences. The three major complications encountered in adults are hypoventilation, absorption atelectasis, and O2 toxicity.

O2 therapy must be used appropriately in patients with severe COPD because of a risk of developing respiratory distress. Conventional teaching of hypoxic drive theory and excessive O2 delivery have not been consistently supported in the literature.11,23 Disturbances in image develop in patients with COPD, and through hypoxic pulmonary vasoconstriction, the perfusion is then redistributed to areas of higher O2 tension. In the presence of low O2 tension, pulmonary arterioles constrict, resulting in increased vascular resistance. This results in shunting of blood flow to areas of higher O2 tension. Increasing mixed venous or alveolar O2 tension can reverse this shunting and worsen image matching.12,24

In addition to regional ventilation disturbances, patients with severe COPD typically have a chronically elevated PaCO2 value, a normal pH, and a PaO2 level that usually is less than 60 mm Hg. The patient may become desensitized to ventilatory stimulation from changes in PaCO2 because an increased PaCO2 is compensated by an increased bicarbonate ion concentration in the arterial blood and in the cerebral spinal fluid. Instead, the chemoreceptors in the aortic and carotid bodies stimulate ventilation. They are sensitive to PaO2 values less than 60 mm Hg. When worsening hypoxemia is treated with supplemental O2, the goal is to raise the PaO2 to the patient’s chronic level. Although many patients will demonstrate an initial decrease in respiratory rate with hyperoxia, the minute ventilation soon normalizes.24 By means of the Haldane effect, deoxygenated hemoglobin binds to and reduces dissolved CO2. By displacing the CO2 from hemoglobin, the elevated O2 concentration reverses the compensatory mechanism of the Haldane effect.25

Absorption atelectasis occurs when high alveolar O2 concentrations cause alveolar collapse. Nitrogen, already at equilibrium, remains within the alveoli and “splints” alveoli open. When high FIO2 values are administered, nitrogen is washed out of the alveoli, which are then filled primarily with O2. In areas of the lungs with reduced image ratios, O2 is absorbed into the blood faster than ventilation can replace it. The affected alveoli become smaller and smaller and eventually collapse with increased surface tension. Progressively higher fractions of inspired O2 greater than 0.50 cause absorption atelectasis in healthy individuals. FIO2 values of 0.50 or greater may precipitate this phenomenon in patients with decreased image ratios.

The third pathophysiologic complication of O2 therapy, O2 toxicity, becomes clinically important after 8 to 12 hours of exposure to a high FIO2 level.26 O2 toxicity probably results from direct exposure of the alveoli to a high FIO2 level. Healthy lungs appear to tolerate FIO2 values of less than 0.6. In damaged lungs, FIO2 values of more than 0.50 can result in a toxic alveolar O2 concentration. Because most O2 therapy is delivered at 1 atm barometric pressure, the FIO2 and the duration of exposure become the determining factors in the development of most clinically significant O2 toxicity.

The mechanism of O2 toxicity is related to the significantly higher production of O2 free radicals, including superoxide anions (O2), hydroxyl radicals (OH), hydrogen peroxide (H2O2), and singlet O2. These radicals affect cell function by inactivating protein sulfhydryl enzymes, disrupting DNA synthesis, and disrupting the cell membrane integrity by lipid peroxidation. Vitamin E, superoxide dismutase, and sulfhydryl compounds promote normal, protective free radical scavenging within the lung. During periods of lung tissue hyperoxia, these protective mechanisms are overwhelmed, and toxicity results.27

The classic clinical manifestations of O2 toxicity include cough, substernal chest pain, dyspnea, rales, pulmonary edema, progressive arterial hypoxemia, bilateral pulmonary infiltrates, decreasing lung compliance, and atelectasis. These signs and symptoms are nonspecific, and O2 toxicity is frequently difficult to distinguish from severe underlying pulmonary disease. Often, only subtle progression of arterial hypoxemia heralds the onset of pulmonary O2 toxicity.

Classic O2 toxicity in animal models occurs in two distinct phases. The early or exudative phase, observed during the first 24 to 48 hours, is characterized by the capillary endothelial thinning and vacuolization,28 destruction of type I pneumocytes, and development of interstitial and intra-alveolar hemorrhage and edema. The late or proliferative phase, which begins after 72 hours, is characterized by reabsorption of early infiltrates, hyperplasia, proliferation of type II pneumocytes, and increased collagen synthesis. When O2 toxicity progresses to the proliferative stage, permanent lung damage may result from scarring, fibrosis, and proliferation of type II pneumocytes.28

The best treatment for O2 toxicity is preventing it from occurring altogether. O2 therapy should be directed at improving oxygenation with the minimum FIO2 needed to obtain an arterial oxygenation (SaO2) of more than 90%. Inhalation treatments and raised expiratory airway pressure may be useful adjuncts in improving pulmonary toilet, decreasing image mismatch, and improving arterial oxygenation. These therapies may be used to maintain adequate oxygenation at an FIO2 of 0.50 or less.

III Techniques of Respiratory Care

The provision of adequate pulmonary gas exchange is implicit in our teaching and management of respiratory care. For optimal gas exchange to occur, the airways must be maintained clear of foreign material (e.g., secretions). The various therapeutic techniques available are aimed at the mobilization and removal of pulmonary secretions. Therapies are intended to optimize breathing efficiency.

Respiratory therapy aimed at the patient with impaired pulmonary function can improve several outcome measures. Using common physiotherapy techniques such as postural drainage, vibration, percussion, and suction on critically ill patients can lead to decreases in intrapulmonary shunt. The lining of the lungs secretes a mucous layer that usually moves toward the larynx at a rate of 1 to 2 cm/min by ciliary motion. This mucous layer is responsible for transporting foreign particles from the lungs to the larynx. Critically ill patients have many factors contributing to the presence of increased secretions. Alterations in the mucociliary escalator system related to smoking, stress, high FIO2 levels, anesthesia, foreign bodies in the trachea (e.g., ETT), tracheobronchial diseases, and abnormalities in mucus production are all recognized contributors to retention of airway secretions. To help compensate for these deficiencies, the patient must be able to generate an adequate cough. Critically ill patients and individuals with an artificial airway often do not have an adequate cough. If any of these problems is present, there is an increased tendency to retain secretions.

Retained secretions promote several potential complications. Occlusion of the airway promotes ventilation-perfusion inequalities. This produces a progressively worse hypoxemia that is less responsive to O2 therapy (see indications in “Oxygen Delivery Systems”). Retained secretions and distal airway occlusion promote an increased incidence of postobstructive pneumonia. Retained secretions increase the patient’s work of breathing because of an increased airway resistance associated with the airway inflammation and partial airway occlusion. Reduced pulmonary compliance results from atelectasis and reduced lung volumes.

Many of the fundamental practices of respiratory care are aimed at the provision of optimal airway care, tracheobronchial toilet, and the prevention and management of retained secretions. Because dehydration is a common cause of retained secretions, adequate hydration and humidification of gas delivery are essential. Humidity and aerosol therapy are discussed in the Oxygen Delivery Systems section of this chapter. The remainder of this section addresses other techniques commonly employed in respiratory care, including airway suctioning, chest physical therapy, and incentive spirometry. Intermittent positive-pressure breathing (IPPB) is discussed separately because it is used for the promotion of tracheobronchial toilet and the delivery of medications (see “Inhalation Therapy”).

A Suctioning

Airway suctioning is commonly employed in respiratory care to promote optimal tracheobronchial toilet and airway patency in critically ill patients. Because of the perceived simplicity and limited complications, airway suctioning is frequently employed. If proper indications and technique are not appreciated, however, the potential for significant complications exists.

2 Equipment

Numerous commercial suction catheters exist.5,7,29 The ideal catheter is one that optimizes secretion removal and minimizes tissue trauma. Specific features of the catheters include the material of construction, frictional resistance, size (length and diameter), shape, and position of the aspirating holes. An opening at the proximal end of the catheter to allow the entrance of room air, neutralizing the vacuum without disconnecting the vacuum apparatus, is ideal. The proximal hole should be larger than the catheter lumen. Tracheal suctioning can occur only with occlusion of this proximal opening. The conventional suction catheter has side holes and end holes (Fig. 14-6).

The length of the typical catheter should pass beyond the distal tip of the artificial airway. The diameter of the suction catheter is very important. The optimal catheter diameter should not exceed one half of the internal diameter of the artificial airway. A catheter that is too large can produce an excessive vacuum and evacuation of gases distal to the tip of the airway, promoting atelectasis because of inadequate space for entrainment of air around the suction catheter. If the catheter is too small, removal of secretions can be compromised.

3 Technique

The technique of suctioning is important for the optimal removal of secretions and limitation of complications. This is a sterile procedure necessitating appropriate care in handling the catheter. Gloves and hand washing are necessary unless a closed system is employed. Other necessary equipment includes a vacuum source, sterile rinsing solution, AMBU O2 system, and lavage solution. The optimal vacuum pressure should be adjusted for the patient’s age.

Before suctioning, the patient should be preoxygenated by increasing the FIO2 to 100% or by manual ventilatory assistance. Preoxygenation minimizes the hypoxemia induced by circuit disconnection and application of the suction vacuum. After preoxygenation, the sterile catheter is advanced past the distal tip of the artificial airway without the vacuum. When the catheter can no longer easily advance, it should be slightly withdrawn, and intermittent vacuum pressure should be applied while the catheter is removed in a rotating fashion. This technique reportedly reduces mucosal trauma and enhances secretion clearance. The vacuum (suction) time should be limited to 10 to 15 seconds, and discontinuation of ventilation and oxygenation should not exceed 20 seconds. After removal of the catheter, reoxygenation and ventilation are essential. Throughout the procedure, the patient’s stability and tolerance should be monitored. If signs of distress or dysrhythmias develop, the procedure should be immediately discontinued and oxygenation and ventilation reestablished. Suctioning is repeated until secretions have been adequately removed. After airway suctioning, oropharyngeal secretions should be suctioned and the catheter should be disposed.

Optimization of secretion removal necessitates adequate hydration and humidification of delivered gases. Occasionally, secretions can become quite viscous. Instillation of 5 to 10 mL of sterile normal saline can aid removal.

In critically ill patients, using a closed system or swivel adapter to allow simultaneous suctioning and ventilation limits the consequences of airway disconnection, minimizes the loss of PEEP, and enhances sterility. These disposable systems are usually more costly but are used for up to 72 hours.

When an artificial airway is absent, nasotracheal suctioning techniques are employed. These techniques are technically less effective and more difficult than oral suctioning without an artificial airway and have the potential for additional complications. After appropriate lubrication, the catheter is inserted into a patient’s nasal passage (often through a previously placed nasopharyngeal airway). The catheter is advanced into the larynx. Breath sounds from the proximal end of the catheter are often used as an audible guide. On the catheter’s entry into the larynx, the patient often coughs. The vacuum is connected, and suctioning of the trachea is accomplished as previously described.

4 Complications

Complications of suctioning can be significant.7,30 Although the suction vacuum is used to remove secretions, it also removes O2-enriched gases from the airway. If inappropriately applied and monitored, suctioning can produce significant hypoxemia. The use of arterial O2 monitors (e.g., pulse oximetry) can often help detect alterations in SaO2, heart rate, and the presence of dysrhythmias.

Cardiovascular alterations are common. Dysrhythmias and hypotension are the most frequent cardiac complications. Arterial hypoxemia (and eventually myocardial hypoxia) and vagal stimulation from tracheal suctioning are recognized precipitory causes of cardiovascular complications. Coughing induced by stimulation of the airway can reduce venous return and ventricular preload. Avoidance of hypoxemia, prolonged suctioning (>10 seconds), and appropriate monitoring and sedation help reduce the incidence and significance of these complications.31

Inappropriate suction catheter size can produce excessive evacuation of gas distal to the artificial airway because of inadequate space for proximal air entrainment. This leads to hypoxemia and atelectasis. It is best avoided by reducing the catheter size to less than one half of the internal diameter of the airway. Presuctioning and postsuctioning auscultation of the lungs helps detect significant atelectasis. After suctioning, several hyperinflations of the lungs can help reinflate atelectatic lung segments.

Mucosal irritations and trauma are common with frequent suctioning. The incidence and severity of trauma depend on the frequency of suctioning; technique; catheter design; absence of secretions, allowing more direct mucosal contact; and amount of vacuum pressure applied. Blood in the secretions is usually the first sign of tissue trauma. Meticulous technique is essential to limit this common complication. Airway reflexes can be irritated by direct mechanical stimulation. Wheezing resulting from bronchoconstriction can necessitate bronchodilator therapy. Nasotracheal suctioning can induce several additional complications, such as nasal irritation, epistaxis, and laryngospasm. Laryngospasm can be life-threatening if it is not recognized and appropriately managed.

B Chest Physical Therapy

Chest physical therapy techniques are an integral part of respiratory care. Chest physical therapy plays an important role in the provision of bronchial hygiene and optimization of ventilation. The mucociliary escalator systems and cough can be aided by adjunctive techniques.

1 Postural Drainage and Positional Changes

The fundamental goal of postural drainage is to move loosened secretions toward the proximal airway for eventual removal. Pulmonary drainage takes advantage of the normal pulmonary anatomy and gravitational flow. Flow of secretions is optimized by liquefaction (see “Humidifiers”).

The primary indications for pulmonary drainage are malfunctioning of normal bronchial hygiene mechanisms and excessive or retained secretions.7,9,32,33 In patients with ineffective lung volumes and cough, pulmonary drainage can be used prophylactically to prevent accumulation of secretions. Clinical conditions that typically benefit from pulmonary drainage include bronchiectasis, cystic fibrosis (CF), COPD, asthma, lung abscess, spinal cord injuries, atelectasis, pneumonia, and healing after thoracic and abdominal surgery.

To administer postural drainage appropriately, the practitioner must be able to understand the location of the involved lung segments and the proper position to optimize drainage into the proximal airway. The lungs are divided into lobes, segments, and subsegments, and fluid drainage is directed centrally to the hilum (Table 14-7).

TABLE 14-7 Lung Segments

Right Side Left Side
Upper Lobe Upper Lobe
Apical Apical-posterior
Posterior Anterior
Anterior  
Middle Lobe Lingula
Lateral Superior
Medial Inferior
Lower Lobe Lower Lobe
Superior Superior
Medial basal Anteromedial basal
Anterior basal Lateral basal
Lateral basal Posterior basal
Posterior basal  

Precise anatomic descriptions of the various pulmonary subsegments and positions are beyond the scope of this chapter. The large posterior and superior basal segments of the lower lobe are commonly involved in hospital patients with atelectasis and pneumonia. In the typical hospital patient, these segments are most gravity dependent, causing stasis of secretions (Fig. 14-7).

image

Figure 14-7 Lung segments typically are at risk for retained secretions, atelectasis, and pneumonia due to body position during convalescence. A, Posterior basilar segment of the lower lobe. B, Apical segment of the lower lobe.

(From Vender JS, Clemency MV: Oxygen delivery systems, inhalation therapy, and respiratory care. In Benumof JL, editor: Clinical procedures in anesthesia and intensive care, Philadelphia, 1992, JB Lippincott.)

Appropriate positioning of the patient can enhance gravitational flow. This therapy also includes turning or rotating the body around its longitudinal axis. Newer critical care beds have this feature incorporated into their design and function. Commonly employed positions for postural drainage are demonstrated in Figure 14-8.

image

Figure 14-8 Common position for optimizing postural drainage of the posterior basilar (A), middle lingular (B), and upper lobe apical segments (C).

(From Vender JS, Clemency MV: Oxygen delivery systems, inhalation therapy, and respiratory care. In Benumof JL, editor: Clinical procedures in anesthesia and intensive care, Philadelphia, 1992, JB Lippincott.)

Postural drainage should be done several times each day. For optimal results, postural drainage should follow humidity treatments and other bronchial hygiene therapies. Postural drainage should precede meals by 30 to 60 minutes, and the duration of treatment continues as long as the patient tolerates the therapy and may last up to 1 hour in certain patient populations (e.g., CF patients).

Postural drainage can produce physiologic and anatomic stresses that are potentially detrimental to specific patients.34 Alterations in the cardiovascular system from abrupt changes in position are well recognized. Hypotension, dysrhythmias, or congestive heart failure that is due to changes in preload can be induced by positional change. image relationships are altered by changes in position. When pulmonary drainage occurs in the uppermost position, blood preferentially flows to the gravity-dependent, nondiseased segments, improving the ventilation-perfusion relationships. The head-down position, which is commonly used, is best avoided in patients with intracranial disease. Decreased venous return from the head can increase intracranial pressure.

The prone position has been demonstrated to improve oxygenation in patients with acute respiratory distress syndrome. The placement of critically ill patients in the prone position can be done without significant morbidity despite the presence of multiple sites of vascular access and intubation. The improvement in oxygenation probably depends on recruitment of collapsed alveoli, more evenly distributed pleural pressure gradients, and caudad movement of the diaphragm.35

Continuous rotational therapy employs dedicated intensive care unit beds that slowly and continuously rotate the patient along a longitudinal axis. The theory is that rotation of patients prevents gravity-dependent airway closure or collapse, worsening of pulmonary compliance and atelectasis, and pooling of secretions and subsequent pulmonary infection caused by long-term immobilization.36 The use of rotational therapy may lead to a significantly lower incidence of patients diagnosed with pneumonia compared with patients cared for on conventional beds.37

Continual assessment of patients’ tolerance during the procedure is necessary. Vital signs, oxygenation monitoring, general appearance, level of consciousness, and subjective comments by the patient are all part of the appraisal process.

2 Percussion and Vibration Therapy

Percussion and vibration therapy are used in conjunction with postural drainage to loosen and mobilize secretions that are adherent to the bronchial walls.7,38 Percussion involves a manually produced, rhythmic vibration of varying intensity and frequency. In a clapping motion (cupped hands), a blow is delivered during inspiration and expiration over the affected area while the patient is in the appropriate position for postural drainage (Fig. 14-9).

image

Figure 14-9 Typical hand position for chest percussion therapy. The hand is cupped and positioned about 5 inches from the chest, and the wrist is flexed. The hand strikes the chest in a waving motion.

(From Vender JS, Clemency MV: Oxygen delivery systems, inhalation therapy, and respiratory care. In Benumof JL, editor: Clinical procedures in anesthesia and intensive care, Philadelphia, 1992, JB Lippincott.)

Mechanical energy is produced by compression of the air between the cupped hand and the chest wall. Proper percussion should produce a popping sound (similar to striking the bottom of a ketchup bottle). Proper force and rhythm can be accomplished by placing the hands not farther than 5 inches from the chest and then alternating flexing and extending of the wrists (similar to a waving motion). The procedure should last 5 to 7 minutes per affected area.

Like all respiratory care, percussion therapy should not be performed without a medical order. Therapy should not be performed over bare skin, surgical incisions, bone prominences, kidneys, and female breasts or with hard objects. If a stinging sensation or reddening of the skin develops, the technique should be reevaluated. Special care must be given to the fragile patient. Fractured ribs, localized pain, coagulation abnormalities, bone metastases, hemoptysis, and empyemas are relative contraindications to percussion therapy.

Vibration therapy is used to promote bronchial hygiene in a fashion similar to chest percussion. Manually or mechanically (Fig. 14-10) gentle vibrations are transmitted through the chest wall to the affected area during exhalation. Vibration frequencies in excess of 200/min can be achieved if the procedure is done correctly. In patients receiving IPPB, all chest physical therapy procedures should be performed during the IPPB.

3 Incentive Spirometry

In the 1970s, alternative methods for prophylactic bronchial hygiene were developed to replace the more costly and controversial use of IPPB. Incentive spirometry (IS) was developed after several techniques using expiratory maneuvers (e.g., blow and glove bottles) and CO2-induced hyperventilation were found to be clinically ineffective or to cause other risks.5,7,9

IS was developed with an emphasis on sustained maximal inspiration (SMI). IS provides a visual goal or incentive for the patient to achieve SMI. Normal, spontaneous breathing patterns have periodic hyperinflations that prevent the alveolar collapse associated with shallow tidal ventilation breathing patterns. Narcotics, sedative drugs, general anesthesia, cerebral trauma, immobilization, and abdominal or thoracic surgery can promote shallow tidal ventilation breathing patterns. Complications from this breathing pattern include atelectasis, retained secretions, and pneumonia.

The physiologic principle of SMI is to produce a maximal transpulmonary pressure gradient by generating a more negative intrapleural pressure. This pressure gradient produces alveolar hyperinflation with maximal airflow during the inspiratory phase.39

The indications for IS and SMI are primarily related to bronchial hygiene. These techniques should be employed perioperatively in surgical patients at an increased risk for pulmonary complications. IS involves the patient in his or her care and recovery, which can be psychologically beneficial while also being cost advantageous relative to the equipment and personal costs associated with other forms of respiratory care (e.g., IPPB).

The goals of IS and SMI therapy are to optimize lung inflation to prevent atelectasis, to optimize the cough mechanism by providing larger lung volumes, and to provide a baseline standard to assess the effectiveness of therapy or detect the onset of acute pulmonary disease (indicated by a deteriorating performance). To achieve these goals, patient instruction and supervision are preferred. Preoperative education enhances the effectiveness of postoperative bronchial hygiene therapy (e.g., IS, SMI). Appropriate instruction for proper breathing techniques can help produce an effective cough mechanism.

Various clinical models of incentive spirometers are available.9 The devices vary in how they function, guide the therapy, or recognize the achievements. Each manufacturer provides instructions for use that should be followed. The devices are aimed at generating the largest inspiratory volumes during 5 to 15 seconds. The actual device used or rate of flow is not as important as the frequency of use and the attainment of maximal inspiratory volumes and sustained inspiration. Maximal benefit with most devices can be achieved only with user education.

The administration of IS and SMI therapy necessitates a physiologically and psychologically stable patient. The patient’s cooperation and motivation are very important. For the therapy to be optimally effective, the patient should be free of acute pulmonary distress, have a forced vital capacity of more than 15 mL/kg, and have a spontaneous respiratory rate of less than 25 beats/min. Ideally, the patient should not require a high FIO2 level. Therapy should be done hourly while the patient is awake. Typically, the patient should do four or five SMIs at a 30- to 60-second interval to prevent fatigue or hyperventilation. The patient should be coached to inspire slowly while attaining maximal inspiratory volumes.

Significant complications are not associated with IS and SMI therapy. The only relative contraindications are patients who are uncooperative, physically disabled with acute pulmonary disease, or unable to generate minimum volumes for lung inflation (e.g., 12 to 15 mL/kg).

Although the use of IS is widespread throughout the United States, many reviews cast doubts on the superiority of IS in reducing postoperative pulmonary complications over other methods of postoperative respiratory care.40 Meta-analyses suggest that IS does not prevent pulmonary complications in patients undergoing coronary artery bypass grafting (CABG) or upper abdominal surgery.4143

C Intermittent Positive-Pressure Breathing

In the past 40 years, few respiratory care therapies have been as controversial as IPPB.5,7,9 Objective data assessing therapeutic benefit relative to cost and alternative therapies have been less than confirmatory.44,45 Numerous conferences have been sponsored by medical organizations to evaluate literature supporting and opposing IPPB. The inconclusive result of these efforts has significantly reduced the use of IPPB in contemporary clinical practice. IPPB has been largely replaced with other forms of noninvasive positive-pressure ventilation (PPV), such as CPAP and bi-level positive airway pressure (BiPAP). This section is intended to define IPPB, discuss its indications, and describe the technique of administration and potential side effects and complications. An extensive historical and in-depth analysis of IPPB controversies is beyond the scope of this section.

1 Indications

IPPB is the therapeutic application of inspiratory positive pressure to the airway and is distinctly different from intermittent PPV or other means of prolonged, continuous ventilation. The clinical indications for IPPB have evolved over the lifetime of this therapy and include the need to provide a large VT with resultant lung expansion, provide for short-term ventilatory support (although this has been replaced with noninvasive PPV), and administer aerosol therapy.46 The fundamental basis and primary goal of IPPB is to provide a larger VT to the spontaneously breathing patient in a physiologically tolerable manner. If this goal is achieved, IPPB could be employed to improve and promote the cough mechanism, to improve distribution of ventilation, and to enhance delivery of inhaled medications.

Bronchial hygiene can be compromised in patients with a reduced or inadequate cough mechanism. An adequate vital capacity (VC; 15 mL/kg) is necessary to generate the volume and expiratory flow needed to produce an effective cough. Although IPPB can increase VT significantly, effectiveness still depends on the pressure and flow patterns generated and on an understanding of cough technique. If cough is improved, the clinician can indirectly see the benefit of IPPB for removal of secretions and for limiting complications associated with this problem.

The increased VT produced by IPPB can be used to improve the distribution of ventilation. As in most respiratory care therapies, the efficacy depends on the patient’s underlying condition, selection of patients, optimal technique, and frequency of application. Continual assessment of the therapy is mandatory. Theoretically, if ventilation increases, atelectasis can be prevented or treated.

In patients who are unable to provide an adequate inspiratory volume, IPPB can enhance drug delivery and distribution. When the patient is capable of an adequate cough and spontaneous deep breath, a hand nebulizer should be as efficacious as IPPB. IPPB is rarely used solely for delivery of medication.

2 Administration

The effectiveness of IPPB depends on the individual administering the therapy.9 It is incumbent for that individual to understand the appropriate operation, maintenance, and clinical application of the mechanical device employed; to select the appropriate patient; to provide the necessary education to the patient to optimize the effort; to assess the effectiveness relative to goals and indications; and to identify complications or side effects associated with the therapy.

The generic device uses a gas pressure source, a main control valve, a breathing circuit, and an automatic cycling control. Typically, IPPB is delivered by a pressure-cycled ventilator. Positive pressure (e.g., 20 to 30 cm H2O) is used to expand the lungs. To be effective, the increase in VT from the IPPB treatment must exceed the patient’s limited spontaneous VC by 100%. A prolonged inspiratory effort to the preset pressure limit should be emphasized. Therapy is typically 6 to 8 breaths/min, lasting 10 minutes.

Keys to successful therapy include machine sensitivity to the patient’s inspiratory effort; a tight seal between the machine and patient because these are pressure-limited devices; a progressive increase in the inspiratory pressure as tolerated by the patient in an effort to achieve a desired exhaled volume; and a cooperative, relaxed, and well-educated patient.

The physiologic side effects and complications associated with IPPB are well described in the literature.9 Hyperventilation and variable oxygenation can result from IPPB therapy. Hypocarbia (resulting in a respiratory alkalosis) due to an increased VT and respiratory frequency can produce altered electrolyte concentrations (e.g., K+), dizziness, muscle tremors, and tingling and numbness of the extremities. Proper instruction to the patient and a 5 to 10 minute rest period after therapy can minimize this problem. Hypoxemia and hyperoxia caused by inaccurately delivered FIO2 can be a concern in patients with severe COPD.

The use of IPPB can increase mean intrathoracic pressure, resulting in a decreased venous return. As with other forms of PPV, a decreased venous return (preload) can produce a decreased cardiac output and subsequent vital sign changes (hypotension or tachycardia). The patient may be unable to coordinate breathing patterns with IPPB and therefore develop auto-PEEP with resultant increase in work of breathing and elevation of intrathoracic pressures. In addition to cardiovascular changes, IPPB can impede venous drainage from the head. This is a potential but limited concern in patients with increased intracranial pressure if IPPB is appropriately administered in the sitting position.

Barotrauma is a concern with all forms of PPV. The exact etiologic mechanism of PPV in the development of pneumothorax and ruptured lobes is unclear. PPV results in increased intrapulmonary volume and pressure, but the same conditions tend to promote a better cough mechanism that causes sudden marked changes in pressure and lobe rupture. Before proceeding with an IPPB treatment, any chest pain complaints must be evaluated to rule out barotrauma.

Other reported complications include gastric insufflation and secondary nausea and vomiting, psychological dependency, nosocomial infections, altered airway resistance, and adverse reactions to medications administered through the IPPB system. The incidence and significance of these adverse effects are often the result of inappropriate administration, noncompliance by the patient, selection of inappropriate patients, and simple lack of attention to detail.

There are few definite contraindications to IPPB.47 Relative contraindications to IPPB are focused on its lack of documented efficacy. Untreated pneumothorax is a definite contraindication to IPPB. Relative contraindications include elevated intracranial pressures (>15 mm Hg), hemodynamic instability, esophageal and gastric conditions such as recent surgery or fistulas, and recent intracranial surgery. Good clinical contraindications are lack of a definite indication for IPPB or an available, less expensive alternative therapy.

D Noninvasive Ventilation

Administration of positive pressure by noninvasive means, such as a face mask, nasal mask, or helmet, avoids the adverse events associated with endotracheal intubation (e.g., pneumonia, airway trauma). Noninvasive ventilation (NIV) is a cornerstone of treatment for COPD exacerbations and cardiogenic pulmonary edema, but a full discussion of NIV is beyond the scope of this chapter. Its use in the perioperative period is gaining acceptance and warrants discussion.

CPAP is the application of the same level of positive airway pressure through the entire respiratory cycle. The subsequent increase in intrathoracic and alveolar pressure supports patency of the airway, prevents alveolar collapse and atelectasis, maintains functional residual capacity, and decreases the work of breathing. PPV also reduces afterload by decreasing left ventricular transmural pressure and supporting left ventricular output. BiPAP adds pressure support above the level of CPAP during the inspiratory phase. With the addition of pressure support, CPAP is the baseline pressure during exhalation and is defined as PEEP. Pressure support allows for larger VT and VC values, recruitment of atelectatic alveoli, increased ventilation, and improved oxygenation.

1 Indications

Perioperative NIV use can be viewed as prophylactic or therapeutic.48 Prophylactic use of NIV involves administration of NIV after extubation to patients at risk for respiratory distress (e.g., cardiac, thoracic, or abdominal surgery, obstructive sleep apnea, COPD, congestive heart failure). Data continue to emerge regarding the potential beneficial use of perioperative CPAP in reducing postoperative pulmonary complications in patients undergoing cardiothoracic and abdominal surgery.49,50 The therapeutic use of NIV in the perioperative setting may aid in reducing symptoms of respiratory distress, hypoxemia, or hypoventilation. Further studies need to validate NIV for prophylactic and therapeutic use in a broader patient population.

IV Inhalation Therapy

Inhalation therapy is often used synonymously with the term respiratory care. In a general context, inhalation therapy can be thought of as the delivery of gases for ventilation and oxygenation, as aerosol therapy, or as a means of delivering therapeutic medications.

Therapeutic aerosols have been employed in the treatment of pulmonary patients with bronchospastic airway disease, COPD, and pulmonary infection. The basic goals of aerosol therapy are to improve bronchial hygiene, humidify gases delivered through artificial airways, and deliver medications. The first two goals are discussed earlier in this chapter.

The advantages of delivering drugs by inhalation include the following: easier access, rapid onset of action, reduced extrapulmonary side effects, reduced dosage, coincidental application with aerosol therapy for humidification, and general psychological support with treatment.5,7,9 In the nonintubated patient, aerosol therapy necessitates the patient’s cooperation and skilled help. The equipment is a potential source of nosocomial infections.19 Aerosol therapy has many of the same disadvantages as humidification. Although drug use is often reduced, precise titration and dosages are difficult to ascertain because of variable degrees of drug deposition in the airway.

The following sections provide an overview of inhalation pharmacology and discuss the basic principles, devices for medication delivery, and specific pharmacologic agents that are employed. A more comprehensive topic review and specific drug information are available in reference texts.4850

A Basic Pharmacologic Principles

The pharmacology of inhalation therapy necessitates a brief review. A medication is a drug that is given to elicit a physiologic response and is used for therapeutic purposes. Undesired responses (side effects) are also produced. The medication can interact with receptors by direct application (topical effect) or absorption into the bloodstream.

Various routes of pharmacologic administration are used for respiratory care. Subcutaneous, parenteral, gastrointestinal, and inhalation administrations are commonly employed in the management of pulmonary diseases. Inhalation therapy employs the increased surface area of the lung parenchyma as a route of medication administration. This necessitates the drug reaching the alveolar and tracheobronchial mucosal surfaces for systemic capillary absorption.

Although inhaled medications can have topical effects, the primary reasons for the inhalation of medications are convenience, a safe method for self-administration, and maximal pulmonary benefit with reduced side effects. If the drug depends on systemic absorption, the drug’s distribution and blood concentration are important. Blood concentration is altered by several mechanisms, such as dosage, route of administration, absorption, metabolism, and excretion. Alteration in liver and kidney function can produce unexpected drug levels and side effects.

If multiple drugs are employed for respiratory care, drug interactions can occur. Potentiation is the result of one drug with limited activity changing the response of another drug; synergism results when two drugs with similar action produce a greater response than the sum of the individual responses. If the response to the two drugs is the sum of the responses to the individual medications, they are additive. Tolerance necessitates increasing drug levels to elicit a response, and tachyphylaxis results in the inability of larger doses to produce the expected response.

The nomenclature for drug dosages should be understood. Two common methods for expressing drug dosage are ratio strength (drug dilutions) and percentage strength (percentage solutions). A solution is a homogeneous mixture of two substances. A solute is the dissolved drug, and a solvent is the fluid in which the drug is dissolved. A gram of water equals 1 mL of water, and 1 g equals 1000 mg. Ratio strength is expressed in terms of parts of solute in relation to the total parts of solvent (or grams of solute per grams of solvent). A 1 : 1000 solution is 1 g of a drug in 1000 g of solvent (1000 mg/1000 mL [1 mg/mL]). Percentage strength is expressed as the number of parts of solute in 100 parts of solvent (or grams of solute per 100 g of solvent). A 1% solution is 1 g of drug in 100 g of solvent.

B Aerosolized Drug Delivery Systems

Therapeutic aerosols are commonly employed in respiratory care. Inhalation delivery of drugs can often produce therapeutic drug effects with reduced toxicity. The effectiveness of aerosols is related to the amount of drug delivered to the lungs. The pulmonary deposition of aerosolized drugs is a result of drug sedimentation that is due to gravity, inertial impact that is due to airway size, and directional change of airflow and kinetic energy.7 Aerosol delivery also depends on particle size, pattern of inhalation, and degree of airway obstruction. Particle size should be smaller than 5 µm; otherwise, the particles may become trapped in the upper airway rather than following airflow into the lungs. Aerosol particles that can traverse artificial airways (e.g., ETT) are usually less than 2 µm in diameter. Particles less than 2 µm are deposited in peripheral airways. Particles less than 0.6 µm in diameter are often exhaled before reaching their site of action.

The ideal pattern of inhalation should be large volume, slow inspiration (5 to 6 seconds), and accentuated by an inspiratory hold (10 seconds). This breath-holding enhances sedimentation and diffusion. Faster inspiratory inflows increase deposition of particles on oropharyngeal and upper airway surfaces. If airway obstruction is significant, adequate deposition of drugs may be compromised. If the obstruction is not relieved, larger dosages or increased frequency of administration may be necessary. Application of the aerosol early in inspiration allows deeper penetration into the lungs, whereas delivery of medications at the back end of the breath enhances application to slower filling lung units. Concerns are raised in areas of the lung with poor ventilation related to airflow obstruction or low compliance. There are several methods for delivering aerosolized medications to the patient: jet nebulizers, pressurized metered-dose inhalers (MDIs), dry-powder inhalers (DPIs), ultrasonic nebulizers, and IPPB.

DPIs and pressurized MDIs are the most common delivery systems because of their low cost and ease of use. The MDI is a convenient, self-contained, and commonly employed method of aerosolized drug delivery (Figs. 14-11 and 14-12).5,9 These prefilled drug canisters are activated by manual compression and deliver a predetermined unit (metered) of medication. Appropriate instruction is necessary for optimal use.51 With the canister in the upside-down position, the device should be compressed only once per inhalation. A slow maximal inspiration with a breath-hold is typically recommended. It is imperative that the tongue not obstruct flow, but it is controversial whether the device should be placed in the mouth or held several centimeters from the lips with the mouth wide open. Concerns about excessive oral deposition of large particles must be offset against consistency of administration when the device is held away from the mouth. Other issues regarding use of MDIs include ideal lung volume for actuation, time of inspiratory hold, and inspiratory flow rate. If multiple doses are prescribed, an interval of several minutes between puffs is advisable. Most pharmaceutical manufacturers recommend 1 to 2 minutes between doses. However, studies have not shown any consistent difference in pulmonary function in extending the time interval between doses.52,53

MDI drug delivery is associated with several problems. Manual coordination is necessary to activate the canister. Arthritis can cause difficulty, as can misaiming the aerosol. Pharyngeal deposition can lead to local abnormalities (e.g., oral candidiasis from aerosolized corticosteroids). Systemic effects that are caused by swallowing the drug can be reduced if the pharynx is rinsed after inhalation to reduce pharyngeal deposition.5 Newer MDI devices have been designed to reduce some of these problems. Several spacing devices are available as extensions to MDIs. Spacers are designed to eliminate the need for hand-breath coordination and reduction of large-particle deposition in the upper airway.

The gas-powered nebulizers can be handheld or placed in line with the ventilatory circuit (Fig. 14-13).5,9 The handheld devices are typically employed for more acutely ill individuals and as an alternative to an MDI. The full handheld system uses a nebulizer, a pressurized gas source, and a mouthpiece or face mask. Patients’ cooperation is not required, and high doses of drugs can be delivered. Disadvantages include expense and decreased portability.

These systems are more expensive, cumbersome, and often less efficient than MDIs. Supervision is usually necessary for appropriate drug preparation and administration. Typically, the drug is diluted in saline. The drug is usually more concentrated because most of the drug is never aerosolized or is lost during exhalation. Only the drug that is inspired can reach the lung.

The total volume to be nebulized is usually 3 mL (see “Pharmacologic Agents”) at gas flows of 6 to 8 L/min (flow is device dependent). The treatment time is usually 5 to 10 minutes. During the course of treatment, the patient’s vital signs and subjective tolerance must be monitored. Aerosolization of medication for drug delivery is different from aerosol therapy for humidification (see “Humidifiers”).

The MDI and the gas-powered nebulizers can be used in line with an artificial airway or ventilator circuit, or both (see Figs. 14-11 and 14-13) The drug delivery system is positioned in the inspiratory limb and as proximal to the artificial airway as possible. With this configuration, drug delivery is equivalent between MDI and nebulizer.54 In-line drug delivery is usually less efficient in ventilated patients than in spontaneously breathing, nonintubated patients because of the breathing pattern, drug deposition on the ETT, and airway disease.55

C Pharmacologic Agents

Numerous drugs are used in the management of pulmonary diseases. Inhaled medications offer advantages over intravenous or oral administration. These include more specific targeting to the site of action and resulting lower doses limiting systemic side effects. Nebulized (aerosolized) drug delivery is commonly employed to improve mucociliary clearance (mucokinetics) and to relieve bronchospastic airway disease. The major drugs employed for inhalation therapy can be categorized by their ability to affect these two issues. Certain anti-inflammatory, antiasthmatic, antifungal, antiviral, and antibacterial drugs are given by aerosol. The following sections review some of the commonly employed aerosolized drugs but are not meant to be a comprehensive review of respiratory pharmacology. All listed dosages are meant to be representative for adult patients (if needed, specific product literature should be referred to before use).

1 Mucokinetic Drugs

Mucokinetic drugs are employed to enhance mucociliary clearance. These agents can be classified according to their mechanism of action. Hypoviscosity agents are the most commonly employed mucokinetic agents. Saline, sodium bicarbonate, and alcohol have been used to affect mucus viscosity by disrupting the mucopolysaccharide chains that are the primary components of mucus. The other category of mucokinetic aerosol agents is made up of the mucolytics. The following sections offer a synopsis of the various drugs in these two groups.56

b Mucolytic Agents

Thickened secretions are problematic for the intubated patient or patient with chronic pulmonary disease. Secretions can directly obstruct the airways, predispose the patient to obstructive pneumonia, and become a nidus for infection. Vigorous suctioning intended to clear the burden of secretions can cause direct injury to the airways. As a result, altering the rheologic properties of tenacious secretions encourages the return of normal pulmonary function.

Acetylcysteine 10% (Mucomyst) is an effective mucolytic. The mechanism of action is lysis of the disulfide bonds in mucopolysaccharide chains, reducing the viscosity of the mucus. The indication is for management of viscous, inspissated, mucopurulent secretions. The actual effectiveness in the treatment of mucostasis is inconclusive, and each individual must be monitored to determine the benefit of therapy. The usual dosage is 2 to 5 mL every 6 hours.54 Hypersensitivity is a contraindication. In general, acetylcysteine is relatively nontoxic. Side effects include unpleasant taste and odor, local irritation, inhibition of ciliary activity, and bronchospasm. For these reasons, pretreatment with a bronchodilator is recommended. Other reported side effects include nausea and vomiting, stomatitis, rhinorrhea, and generalized urticaria. Acetylcysteine is incompatible with several antibodies. The drug should be avoided or used with extreme caution in patients with bronchospastic airway disease. Other special concerns are a need for refrigeration, reactivity with rubber, and its limited use after opening (96 hours).58

Mesna (mistabron) is a thiol-containing compound that can lyse the disulfide bonds on mucoproteins, and it has been shown to support thinning of secretions.59 In addition to the direct mucolytic activity, Mesna is a hypertonic solution and may reduce viscosity of secretions by a second mechanism. As for acetylcysteine, studies of Mesna have been unable to demonstrate conclusive benefit of secretion clearance or improvement in lung compliance despite concomitant bronchodilator adminstration.59 When given by nebulizer, 1 mL of Mesna is combined with a bronchodilator, such as albuterol or salbutamol. It can also be administered as a bolus of 600 mg (3 mL) through the ETT. It usually is well tolerated, with bronchospasm and hypersensitivity as possible side effects.

Recombinant human DNase (rhDNase) promotes lysis of DNA that is present in the secretions of patients with CF or infected secretions. The abundance of DNA increases the viscosity of these secretions. A few reports and retrospective analyses have shown rhDNase to improve secretion clearance and atelectasis.60 The increased cost of rhDNAse limits its widespread use in clinical practice.

2 Bronchodilators and Antiasthmatic Drugs

Acute and chronic bronchospastic airway diseases afflict many individuals. Many drugs that vary primarily by their mechanism of action and route of delivery are available to manage this problem. The following sections deal only with aerosolized drugs that are commonly employed in the therapy of bronchospastic airway disease (Table 14-8).16,61,62 The drugs are grouped by their mechanism of action: sympathomimetics, anticholinergics, corticosteroids, and cromolyn. A comprehensive review of these drugs, the various mechanisms for bronchodilation, and the management of specific pathophysiologic problems is beyond the scope of this chapter.

TABLE 14-8 Aerosolized Bronchodilators and Antiasthmatic Drugs

Type of Drug (Mechanism) Method Dose*
Sympathomimetics
2-Agonists; increase in cyclic AMP)    
Short-Acting Beta Agonists    
 Albuterol (Ventolin, Proventil) MDI/Neb 2 puffs (90 µg/puff) q4hr prn
 Levalbuterol hydrochloride (Xopenex) Neb 0.63–1.25 mg nebulized solution q6–8hr
 Pirbuterol acetate (Maxair) MDI 2 puffs (200 µg/puff) q4hr prn
 Racemic epinephrine Neb 0.25 mL in 3.5 mL
Long-Acting Beta Agonists    
 Salmeterol xinafoate (Serevent) DPI 1 puff (50 µg) bid
 Formoterol fumarate (Foradil) DPI 1 capsule (12 µg) by Aerolizer inhaler bid
Anticholinergics
(Cholinergic blockers; increase β stimulation)    
Ipratropium bromide (Atrovent) MDI/Neb 2 puffs (17 µg/puff) qid
17 µg (0.02%) qid
Tiotropium bromide (Spiriva) DPI 1 capsule inhaled (18 µg) by HandiHaler qd
Anti-Inflammatories
Inhaled Corticosteroids
(Anti-inflammatory; inhibit leukocyte migration; potentiate β agonists)
   
 Beclomethasone acetate (Vanceril, Beclovent) MDI 1–4 puffs (40 µg/puff) bid
 Flunisolide (AeroBid) MDI 2–4 puffs (250 µg/puff) bid
 Triamcinolone acetonide (Azmacort) MDI 2–8 puffs (100 µg/puff) bid
 Budesonide (Pulmicort) DPI/Neb 1–4 puffs (200 µg/puff) bid
0.25 mg/2 mL bid
0.5 mg/2 mL bid
 Fluticasone propionate (Flovent) MDI 44, 110, or 220 µg; up to a maximum of 880 µg/day
 Mometasone furoate (Asmanex) DPI 1–2 puffs (220 µg/puff) qd
Combination Products
Albuterol sulfate/ipratropium bromide (Combivent) MDI/Neb 2 puffs (0.09 mg/0.018 mg/puff) qid
1 vial (3 mg/0.5 mg) qid
Fluticasone propionate/salmeterol
Xinafoate (Advair)
DPI 100, 250, or 500 µg/50 µg; 1 puff bid

AMP, Adenosine monophosphate; bid, twice per day; DPI, dry-powder inhaler; MDI, metered-dose inhaler; Neb, nebulizer; qd, once per day; qid, four times per day.

* Dosages may vary; references to specific drug inserts are recommended.

a Sympathomimetics

Sympathomimetics include the β-adrenergic agonists and methylxanthines (not available in aerosol). The rhDNase-adrenergic agents couple to the β2-adrenoreceptor through the G protein α subunit to adenylate cyclase, which results in an increase in intracellular cyclic adenosine monophosphate (cAMP), which leads to activation of protein kinase A. Activated protein kinase A inhibits phosphorylation of certain muscle proteins that regulate smooth muscle tone and inhibits release of calcium ion from intracellular stores. Responses of sympathomimetic drugs usually are classified according to whether the effects are α, β1, or β2. The β2 receptors are responsible for bronchial smooth muscle relaxation. The common side effects associated with β-adrenergic agonists result from their additional β1 and α effects. The β1 effects cause an increase in heart rate, dysrhythmias, and cardiac contractility; α effects increase vascular tone. Potent β2 stimulants can produce unwanted symptoms: anxiety, headache, nausea, tremors, and sleeplessness. Prolonged use can lead to receptor downregulation and reduced drug response. Ideally, the more pure the β2 response, the better the therapeutic benefit relative to side effects. The following sympathomimetics are commonly employed in clinical practice.5,7,39,58

Albuterol (Ventolin, Proventil) is a sympathomimetic agent available in an MDI. It has a strong β2 effect with limited β1 properties. Its β2 duration of action is approximately 6 hours.

Racemic epinephrine 2.25% (Vaponephrine) is a mixture of levo and dextro isomers of epinephrine. It is a weak β and mild α drug. The α effects provide mucosal constriction. In the aerosol form, this drug acts as a good mucosal decongestant. The drug has minimal bronchodilator action. Cardiovascular side effects are limited. Typical dosage is 0.5 mL (2.25%) in 3.5 mL of saline, given as frequently as every hour in adult patients. Racemic epinephrine is commonly mixed with 0.25 mL (1 mg) of dexamethasone or budesonide for the management of post-extubation swelling and croup (see “Antiallergy and Asthmatic Agents”).

Isoproterenol (Isuprel) is the prototype pure β-adrenergic bronchodilator. Bronchodilation depends on adequate blood levels. In addition, isoproterenol is a pulmonary and mucosal vascular dilator. This causes an increased rate of absorption, higher blood levels, and increased β1 side effects. The side effects can be quite significant and often reduce the use of this agent in patients with cardiac disease; dysrhythmias, myocardial ischemia, palpitations, and paradoxical bronchospasm can occur. If the pulmonary vasculature vasodilates to areas of low ventilation, the potential to augment ventilation-perfusion mismatch and increase intrapulmonary shunt exists. Typical dosage is 0.25 to 0.5 mL (0.5%) in 2 to 2.5 mL of saline. The effect lasts 1 to 2 hours. Isoproterenol is also available as an MDI.

Newer inhaled β-adrenergic drugs include salmeterol, pirbuterol, and bitolterol (a catecholamine). Salmeterol can be administered as an oral inhalation powder twice a day 50 µg. Pirbuterol acetate is usually administered through a pressurized MDI (200 µg). Bitolterol can be provided as a pressurized MDI or a solution. Salmeterol was the first long-acting adrenergic bronchodilator approved for use in the United States. Its duration of action is about 12 hours, with an onset of about 20 minutes and a peak effect occurring in 3 to 5 hours. It is particularly useful in patients with nocturnal asthma because of its longer duration of action. The prolonged effect of some of the newer bronchodilators results from their increased lipophilicity (Table 14-9).

b Anticholinergic Agents and Antibiotics

Anticholinergic drugs play an increasing role in the management of bronchospastic pulmonary disease but have been found more effective as maintenance treatment of bronchoconstriction in COPD. These drugs inhibit acetylcholine at the cholinergic receptor site, reducing vagal nerve activity. This produces bronchodilation (preferentially in large airways) and a reduction in mucus secretion. Major side effects include dry mouth, blurred vision, headache, tremor, nervousness, and palpitations.

Ipratropium bromide (Atrovent) is a commonly used anticholinergic. Its effects are primarily on the muscarinic receptors of bronchial smooth muscle. It is available as an MDI. The standard dosage is 34 µg taken four times per day (17 µg/puff). Hypersensitivity to the drug is a contraindication. Caution should be exercised in patients with narrow-angle glaucoma. Tiotropium is a long-acting anticholinergic agent that has shown to improve lung function and reduce exacerbations of COPD with once-daily dosing.63 The dosage is 2 puffs of an 18-µg capsule taken once daily using the supplied DPI. The side effects are similar to ipratropium bromide, with most common symptoms being dry mouth and upper respiratory tract infections. Rarely, inhaled anticholinergic drugs have been associated with paradoxical bronchospasm.

Antibiotics are also delivered by an inhalational route. Aerosolized tobramycin is used in patients with CF, and ribavirin is employed in children against respiratory syncytial virus. Pentamidine can be employed as prophylaxis against Pneumocystis (carinii) jiroveci. However, the support for the general use of nebulized antibiotics in ventilator-associated pneumonia (VAP) is inconclusive. As a result, the addition of nebulized antibiotics is reserved for multidrug-resistant organism pneumonia refractory to first-line therapy. The use of aerosolized gentamycin or vancomycin, in addition to systemic antibiotics, for treatment of tracheobronchitis led to quicker resolution of pneumonia, decreased bacterial resistance, and less recurrence of VAP.64 Nebulized polymyxins (e.g., colistin) allow focused delivery of antibiotics that were historically underutilized because of significant nephrotoxicity with systemic administration. The evidence for the use of nebulized colistin is promising but remains inconclusive. When added to a regimen of systemic antibiotics in patient with multidrug-resistant gram-negative bacteria, nebulized colistin has shown to be beneficial for treatment of pneumonia without systemic side effects.65

c Antiallergy and Asthmatic Agents

The two main groups of aerosolized agents for treating allergies and asthma are cromolyn and corticosteroids. These drugs are often used concomitantly with other medications.

Newer mediator antagonists include zafirlukast, montelukast, and zileuton. Zafirlukast and montelukast work as leukotriene receptor antagonists and selectively inhibit leukotriene receptors LTD4 and LTE4. Leukotrienes are produced by 5-lipoxygenase from arachidonic acid and stimulate leukotriene receptors to cause bronchoconstriction and chemotaxis of inflammatory cells. As with cromolyn sodium, these agents should not be used for acute asthmatic attacks but rather for long-term prevention of bronchoconstriction.62

Corticosteroids are commonly used for maintenance therapy in patients with chronic asthma.66,67 The mechanism of action is attributed to their anti-inflammatory properties, reducing leakage of fluids, inhibiting migration of macrophages and leukocytes, and possibly blocking the response to various mediators of inflammation. Corticosteroids have been reported to potentiate the effects of the sympathomimetic drugs.9 Systemic and topical side effects can occur with inhaled corticosteroids. These effects include adrenal insufficiency, acute asthma episodes, possible growth retardation, and osteoporosis. Local effects include oropharyngeal fungal infections and dysphonia. Adrenal suppression is usually not a concern with doses below 800 µg/day.

Beclomethasone dipropionate (Vanceril, Beclovent) is an aerosolized corticosteroid that is highly active topically and that has limited systemic absorption or activity. The typical dosage is 1 to 4 puffs (40 µg/puff) taken two times per day. Hoarseness, sore throat, and oral candidiasis are reported side effects. The risk of candidiasis can be minimized with oral rinse after drug administration, and candidiasis can be managed with topical antifungal drugs. Mild adrenal suppression is reported with high doses, and caution is advised when switching from oral to inhaled corticosteroids.

The preceding pharmacologic agents are representative of those commonly employed by aerosol in respiratory care. Appropriate pharmacologic management necessitates assessing response to therapy. Objective and subjective relief of symptoms and improvement in pulmonary function while minimizing side effects of these drugs are the endpoints of good inhalation therapy. Effective inhalation therapy involves relief of symptoms, improvement in pulmonary function, and minimizing drug side effects.

V Conclusions

Oxygen therapy, bronchial hygiene, and inhalation therapy are some of the interventions available to the physician in order to improve pulmonary function. Oxygen delivery systems attempt to prevent rebreathing of exhaled air and can be differentiated based on the ability to maintain near-consistent oxygen delivery. Low-flow oxygen systems entrain room air to meet the patient’s ventilatory demands, but inspired oxygen concentration becomes unpredictable with changes in ventilatory patterns. High-flow systems have high flows rates and attempt to provide a reliable oxygen concentration despite variations in minute ventilation. Humidification is added to these oxygen delivery systems to prevent cooling and drying of the respiratory tract.

Other modalities may be required to correct specific or more significant derangements of pulmonary function. Airway suctioning is often employed to clear secretions and optimize tracheobronchial toilet. Chest physical therapy, including postural drainage and percussion therapy, can assist mucociliary action to mobilize secretions. Incentive spirometry attempts to optimize lung inflation and prevent atelectasis, although it requires patient teaching and cooperation. Noninvasive positive pressure ventilation increases intrathoracic and alveolar pressure to prevent atelectasis, maintain functional residual capacity, maintain airway patency, and decrease the work of breathing.

Inhalation therapy delivers therapeutic medications and aerosols to humidify the airway or elicit a physiologic response. The MDI, nebulizer, and DPI can be used to deliver medications to the airways. Mucokinetic agents can decrease the viscosity of secretions, and include hypertonic saline and mucolytics. The β-adrenergic agonists, methylxanthines, and anticholinergics produce bronchodilation, albeit by different mechanisms. Corticosteroids, leukotriene receptor antagonists, and mast cell stabilizers are often used in prevention or management of bronchospasm due to asthma or allergic stimuli.

Most patients with mild pulmonary dysfunction may require only increasing inspired oxygen concentration, whereas more significant dysfunction requires understanding pulmonary physiology and choosing appropriate therapy. In the perioperative setting, hypoxemia is most commonly caused by ventilation-perfusion mismatch, hypoventilation, and capillary shunt. If left untreated, hypoxemia can cause tachycardia, acidosis, increased myocardial oxygen demand, and an increased work of breathing.

VI Clinical Pearls

Hypoxemia may be defined as a deficiency of O2 tension in the arterial blood, typically defined as a PaO2 less than 80 mm Hg. The most common perioperative cause of hypoxemia is capillary shunt (atelectasis).

A low-flow, variable-performance system depends on room air entrainment to meet the patient’s peak inspiratory and minute ventilatory demands that are not met by the inspiratory gas flow or O2 reservoir alone.

High-flow, fixed-performance systems are nonrebreathing systems that provide the entire inspiratory atmosphere needed to meet the peak inspiratory flow and minute ventilatory demands of the patient. To meet the patient’s peak inspiratory flow, the flow rate and reservoir are very important. Flows of 30 to 40 L/min (or four times the measured minute volume) are often necessary.

O2 therapy must be used appropriately in patients with severe chronic obstructive pulmonary disease (COPD) due to a risk of developing respiratory distress. Disturbances in ventilation and perfusion develop in patients with COPD, and through hypoxic pulmonary vasoconstriction, the perfusion is redistributed to areas of higher O2 tension. Increasing mixed venous or alveolar O2 tension can reverse this shunting and worsen image matching.

O2 toxicity becomes clinically important after 8 to 12 hours of exposure to a high FIO2 level. O2 toxicity may result from direct exposure of the alveoli to a high FIO2 level. Healthy lungs appear to tolerate FIO2 levels of less than 0.6. In damaged lungs, FIO2 levels greater than 0.50 may result in a toxic alveolar O2 concentration.

Airway suctioning is commonly employed in respiratory care to promote optimal tracheobronchial toilet and airway patency in critically ill patients. Because of the perceived simplicity and limited complications, airway suctioning is frequently employed.

Percussion and vibration therapy are used in conjunction with postural drainage to loosen and mobilize secretions that are adherent to the bronchial walls.17,48 Percussion involves a manually produced, rhythmic vibration of varying intensity and frequency.

Normal, spontaneous breathing patterns have periodic hyperinflations that prevent the alveolar collapse associated with shallow tidal ventilation breathing patterns. Narcotics, sedative drugs, general anesthesia, cerebral trauma, immobilization, and abdominal or thoracic surgery can promote shallow tidal ventilation breathing patterns. Incentive spirometry (IS) is commonly employed in the postoperative period to encourage patients to generate a maximal tidal volume breath. However, IS has yet to be proved to reduce postoperative pulmonary complications.

Perioperative noninvasive ventilation (NIV) is both a prophylactic and therapeutic modality. Prophylactic use of NIV has emerged as a measure to reduce postoperative pulmonary complications in patients undergoing cardiothoracic and abdominal. Therapeutic use of NIV in the perioperative setting may aid in reducing symptoms of respiratory distress, hypoxemia, or hypoventilation.

The metered-dose inhaler (MDI) and the gas-powered nebulizers may be used with an artificial airway or ventilator circuit, or both. The drug delivery system is positioned in the inspiratory limb as proximal to the artificial airway as possible. This position makes drug delivery equivalent between MDI and nebulizer.

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