Nonpulmonary Causes of Respiratory Failure

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41

Nonpulmonary Causes of Respiratory Failure

Hypoventilation

Pathophysiology (Fig. 41.1)

Hypoventilation is defined as alveolar ventilation that is inappropriately low for metabolic demands. Alveolar (A) and arterial (a) PaCO2 are elevated. Arterial pressure is decreased. Alveolar hypoventilation exists when arterial PCO2 increases above the normal range of 37 to 43 mm Hg.27

Hypoventilation is associated with arterial hypoxemia (when breathing room air oxygen) and a raised arterial PCO2. The rise in PaCO2 as a result of hypoventilation can be calculated using the alveolar ventilation equation.8 In a single-compartment lung model, alveolar PCO2 and PO2 are inversely related according to the alveolar air equation. An increase in alveolar PCO2 is associated with an obligatory fall in alveolar PO2. During hypercapnia, the alveolar minus arterial P(A – a)O2 difference predicted by this model (while breathing room air) is “normal.” Regarding the combination of hypercapnia and a normal P(A – a)O2 difference as a requirement to diagnose nonpulmonary disorders associated with hypoventilation is common clinical practice. However, these disorders are also commonly complicated by microatelectasis, retention of secretions, and bronchopneumonia, which cause abnormal ventilation/perfusion inequality and increase the P(A – a)O2 difference. Conversely, the P(A – a)O2 difference has been shown to be an unreliable index of abnormal gas exchange in the presence of substantial hypercapnia. For these reasons, a normal P(A – a)O2 difference is not helpful in differentiating pulmonary from nonpulmonary causes of respiratory failure. The alveolar partial pressure of oxygen is calculated with the formula:

image

where FIO2 is the inspired oxygen fraction (0.21 in all calculations) in the dry gas, PIO2 is the inspired PO2, and R is the respiratory exchange ratio (assumed to be 0.8). In other words, the flow of CO2 molecules across the alveolar membrane per minute is divided by the flow of O2 molecules across the membrane per minute. PaCO2 is the ideal alveolar carbon dioxide tension.

This important equation indicates that the level of PCO2 in alveolar gas and in arterial blood is inversely related to the alveolar ventilation.

This is true only if a steady state of alveolar ventilation and carbon dioxide production rate exists. In clinical practice it is common to consider the combination of hypercapnia and a normal P(A – a)O2 difference as a requirement to diagnose nonpulmonary disorders associated with hypoventilation.9 However, hypoventilation-induced atelectasis causing abnormal gas exchange will result in an increase in P(A – a)O2 difference.10 In the presence of substantial hypercapnia, an abnormal alveolar-to-arterial oxygen difference may not rule out a nonpulmonary cause of hypoventilation.

Mechanisms Underlying Chronic Alveolar Hypoventilation (see Fig. 41.1)

Defects in the metabolic control system result in hypoventilation when abnormalities in blood gases and cerebral acid-base status are not sensed or if sensed do not produce an appropriate change in motor output of the medullary respiratory neurons. Patients with such defects fail to breathe normally in response to metabolic respiratory stimuli, but because the behavioral control system, respiratory motor pathways, and ventilatory apparatus are intact, they are capable of voluntarily driving respiration. As a result, patients with defects in the metabolic control system typically demonstrate normal ventilatory mechanics, but they have impaired responses to metabolic respiratory stimuli and often hypoventilate severely during sleep, when ventilation is critically dependent on the metabolic control system.1,3,1117 As a result of chronic hypoventilation, these patients have a primary respiratory acidosis leading to a secondary increase in extracellular bicarbonate ion concentration.18,19

In contrast, patients with a primary metabolic alkalosis may develop secondary hypoventilation as a compensatory response. This type of hypoventilation represents not a defect in respiratory control but rather an appropriate response of the metabolic control system to a disturbance in acid-base status. It is said that patients with metabolic alkalosis “shouldn’t” breathe, in contrast to those with control defects, who “won’t” breathe, and those with mechanical defects, who “can’t” breathe. However, the degree of hypoventilation that develops in response to metabolic alkalosis depends on several factors, including associated electrolyte disturbances and the sensitivity of the peripheral chemoreceptors to the accompanying hypoxemia.19,20 Therefore, patients with weak hypoxic responsiveness tend to hypoventilate more than do patients with brisk hypoxic responsiveness.

Chronic hypoventilation resulting from defects in effector elements of the respiratory system represents disturbances of ventilatory motor and mechanical function, and these defects do not in themselves mean that the metabolic control system is defective. Because the same effector elements also serve the behavioral control system, these patients are usually unable to breathe normally even when consciously attempting to do so. Hence, such defects are characterized either by reductions in the maximum inspiratory pressures that can be generated voluntarily or by impairment of lung volumes and flow rates.21 In the presence of such neural or mechanical defects, coexisting disturbances in respiratory control are often difficult to identify because the neuromuscular or mechanical defect may preclude normal responses to chemical respiratory stimuli even when the control system is intact.1

Etiologic Classification

Plum and Leigh22,23 described nonrespiratory causes of respiratory failure. Causes of hypoventilation include depression of the respiratory center by drugs such as morphine derivatives and barbiturates; diseases of the brainstem such as encephalitis; abnormalities of the spinal cord conducting pathways such as high cervical dislocation; anterior horn cell diseases including poliomyelitis that affect the phoenix nerves or supplying intercostal muscles; diseases of nerves to respiratory muscles (e.g., Guillain-Barré syndrome); diseases of the myoneural junction such as myasthenia gravis; diseases of the respiratory muscles themselves such as progressive muscular dystrophy; thoracic cage abnormalities (e.g., crushed chest); upper airway obstruction (e.g., thymoma); hypoventilation associated with extreme obesity (Pickwickian syndrome); and other miscellaneous causes such as metabolic alkalosis and idiopathic states.2 In all these conditions the lungs are normal.

Respiratory Failure from Neuromuscular Disease

Neuromuscular diseases are accompanied by variable degrees of involvement of the muscles of inspiration and expiration. The clinical manifestations reflect the compromise of both muscle groups.24 Disorders of respiratory control and those of peripheral neuromuscular disease are shown in Tables 41.1 and 41.2, respectively.

Table 41.1

Disorders of Ventilatory Control*

Disorder Associations Mechanism
Metabolic alkalosis54 Maintenance of metabolic alkalosis for any length of time means that renal homeostatic mechanisms for HCO3 excretion have been disrupted. Impaired autonomic control of ventilation. Voluntary control remains intact.
Ondine’s curse55,56 (congenital or acquired central alveolar hypoventilation) Usually caused by congenital hypoventilation syndrome but can be from surgical incisions into the second cervical segment to relieve intractable pain.57 Can also be seen in medullary infarction in an intermittent form.5860 Impaired automatic control of ventilation. Voluntary ventilation remains intact. Classically, the patient “forgets to breathe” when asleep. Patient maintains relatively normal blood gas while awake.3,61
Carotid body resection62 Introduced in Japan in the 1940s as a treatment for asthma.63,64 Also seen after bilateral endarterectomy for carotid vascular disease. Depressed hypoxic ventilatory drive during exercise.
Generally eucapnic at rest.
Destruction of peripheral chemoreceptors.65,66
Cheyne-Stokes respiration67,68 Commonly associated with cardiac disease; can also be seen in neurologic disease sedation, sleep, altitude acclimatization.69 Delay between changes in ventilation and detection of the resulting arterial PCO2 by the central chemoreceptors maintains a cyclic pattern of respiration.
Myxedema In critically ill patients, laboratory differentiation between severe hypothyroidism and the euthyroid-sick syndromes is difficult and may require measurement of free hormone levels. Respiratory muscle weakness. Depression of ventilatory drive.7072
Starvation Nutritional intervention can return muscle ventilatory function to normal levels. Furthermore, it seems likely that the ventilatory drive can be influenced by dietary intake of amino acids and glucose. Decreased ventilatory drive, decreased respiratory muscle function, alterations of lung parenchyma and depressed lung defense mechanisms.
Drug effects Opiates, barbiturates, benzodiazepines Should be used judiciously in patients with preexisting hypoventilation.
  Medroxyprogesterone Increases ventilatory drive in normal males leading to about 5 mm fall in PaCO2.
    Used in obesity hypoventilation syndrome.7375
  Theophylline Increases hypoxic ventilatory response and prevents the fall in hypoxic ventilatory response.
  Acetazolamide Efficacy and side effects of long-term use are unknown. Small, crossover study reduced central apnea in patients with congestive heart failure.76

*Studies cited in this table may be found in the complete list of references for this chapter provided online.

Effects used for treatment.

Table 41.2

Disorders of the Peripheral Neuromuscular System*

Site of Disease Disease Type of Respiratory Failure
Spinal Cord    
Space-occupying lesions Syringomyelia Chronic respiratory failure
  Multiple sclerosis77 Chronic respiratory failure
  Mass Chronic respiratory failure
Anterior horn cell lesions Poliomyelitis5,16,78 Chronic respiratory failure
  Amyotrophic lateral sclerosis Chronic respiratory failure
Inhibiting neuronal blockade Tetanus Acute respiratory failure
Any level Traumatic injury Acute respiratory failure
Motor Nerves    
Peripheral Neuropathy    
  Phrenic nerve injury54 Acute/chronic respiratory failure
  Beriberi79 Chronic respiratory failure
  Guillain-Barré80 Chronic respiratory failure
  Critical illness polyneuropathy81,82 Chronic respiratory failure
  Lyme disease83 Chronic respiratory failure
  Diphtheria84 Acute respiratory failure
Neuromuscular Junction    
  Tick paralysis85  
  Organophosphate poisoning Acute respiratory failure
  Botulism86 Acute respiratory failure
  Eaton-Lambert syndrome Acute respiratory failure
  Myasthenia gravis5,31 Acute/chronic respiratory failure
Muscle Involvement    
Dystrophies Muscular dystrophy5,31,8789 Chronic respiratory failure
  Myotonic dystrophy90,91 Chronic respiratory failure
Myopathy Polymyositis, dermatomyositis, and other collagen vascular diseases92 Chronic respiratory failure
  Malnutrition93 Chronic respiratory failure
  Thyroid, adrenal, pituitary glands Chronic respiratory failure
  Metabolic acid-base, electrolyte4,1820 Acute respiratory failure
Disorders of the Chest Wall Obesity hypoventilation4,9496 Acute/chronic respiratory failure
  Asphyxiating thoracic dystrophy97 Acute/chronic respiratory failure
  Fibrothorax98 Acute/chronic respiratory failure
  Thoracoplasty98 Acute/chronic respiratory failure
  Ankylosing spondylitis98 Acute/chronic respiratory failure
  Flail chest Acute/chronic respiratory failure

*Studies cited in this table may be found in the complete list of references for this chapter provided online.

Tests of Respiratory Muscle Strength

Respiratory muscle weakness is the hallmark of most neuromuscular disease. Simple tests measure maximal inspiratory and expiratory pressures (PImax and PEmax). These tests are conducted by measuring airway pressures while requiring the patient to make maximal inspiratory and expiratory efforts against a closed airway at low or high volumes, respectively.25 Respiratory muscle force is dependent on age, sex, and lung volume. PImax and PEmax of greater than 60 to 80 cm H2O exclude significant neuromuscular weakness. Abnormally low values are not diagnostic but indicate a need for further assessment.

The classic example of chronic alveolar hypoventilation secondary to brainstem disease is that seen in bulbar poliomyelitis or encephalitis. Secondary causes of alveolar hypoventilation are usually signified by features of the underlying disease.

Tests of Respiratory Control and Drive

If the tests of pulmonary function testing are unremarkable, indicating no parenchymal, neuromuscular, or chest wall disease accounting for the patient’s hypercapnia or abnormal ventilation, tests of respiratory control are indicated.

These tests include measurement of hypoxic and hypercapnic ventilatory responses (because ventilatory response to hypoxia and hypercarbia can be potentially hazardous, O2 saturation and end tidal CO2 tension should be monitored); analysis of breathing pattern; mouth occlusive pressure (measurement of maximal pressure generated during the first 0.1 second of normal inspiratory effort when the airway is occluded); and elastic and resistive load testing (by breathing through progressively narrower tubes while the sensation of dyspnea is measured by the Borg scale).

Electromyography permits more direct measurements of respiratory muscle strength. Respiratory muscle fatigue is indicated by paradoxical respirations or respiratory alternans. The mechanism consists of intermittent decreases or cessation of the contribution of the diaphragm to the inspiratory effort. It has been assumed that this pattern of muscle recruitment indicates diaphragmatic fatigue.26

Clinical Recognition and Manifestations

Alveolar hypoventilation exists when arterial PCO2 increases above the normal range. In clinically important hypercarbia, PCO2 typically ranges from 50 to 70 mm Hg. Lethargy, confusion, and a depressed level of consciousness are seen as a result of hypercapnia. An increase in intracranial pressure and cerebral blood flow, as well as a decrease in myocardial contractility, occur.2 The oxyhemoglobin dissociation curve shifts to the right, which leads to an increase in the release of oxygen to the tissues.

In the acute form, progressive weakness of respiratory muscles leads to rapid reduction in vital capacity followed by respiratory failure with hypoxemia and hypercarbia. Symptoms are those of acute respiratory failure including dyspnea, tachypnea, and tachycardia. In the chronic form, impairment of the respiratory muscles affects mechanical properties of the lungs and chest wall, decreases the ability to clear secretions, and eventually may alter the function of the central respiratory centers. Symptoms include orthopnea, fatigue, disturbed sleep, and hypersomnolence.27

Significant hypoxemia may coexist with chronic hypercapnia or occur with the onset of additional acute pulmonary disorders. The administration of supplemental oxygen is expected to worsen hypercapnia. Major processes that contribute are worsening of ventilation perfusion mismatching caused by an attenuation of hypoxic pulmonary vasoconstriction, a decrease in the binding affinity of hemoglobin for CO2 (Haldane effect), and a decrease in minute ventilation. Importantly, the clinician must be aware that it is imperative to provide supplemental oxygen to maintain adequate tissue oxygenation. This precaution will avoid potentially life-threatening consequences; however, in the spontaneously breathing patient, the lowest FIO2 that produces acceptable oxygenation should be chosen. The major adverse effect seen in patients with hypercapnia with use of supplemental oxygen is an abrupt discontinuation of oxygen leading to hypoxemia.2830

When hypoventilation is not caused by decreased central nervous system drive, neuromuscular weakness, or bellows dysfunction, tachypnea is a relatively early manifestation that can be seen in association with near-normal maximum respiratory pressures.31 Orthopnea that develops within seconds of lying down is a classic symptom of patients with diaphragmatic paralysis. The pathophysiology of dyspnea resulting from gravitational influences and the mechanical function of the diaphragm during water immersion, another manifestation of diaphragmatic paralysis, are discussed by McCool and Mead.32 Normal diaphragm contraction is associated with a downward movement of the diaphragm and outward movement of the abdomen. When subjects with diaphragmatic paralysis are observed in a supine posture, a paradoxical inward motion of the abdomen can be observed during inspiration. Because these patients are unable to develop transdiaphragmatic pressure gradients, the abdominal contents are drawn toward the chest by the inspiratory fall in pleural pressure generated by the accessory muscles of respiration.33

Patient Management

Respiratory Failure

Respiratory failure is defined as a failure to maintain adequate gas exchange and is characterized by abnormalities of arterial blood gas tensions. Type 1 failure is defined by a PaO2 of less than 60 mm Hg with a normal or low PaCO2. Type 2 failure is defined by a PaO2 of less than 60 mm Hg and a PaCO2 of greater than 50 mm Hg. Respiratory failure can be acute, acute on chronic, or chronic. Although not always clear cut, this distinction is important in deciding on the location of patient treatment and the most appropriate treatment strategy, particularly in type 2 respiratory failure:

Acute Respiratory Failure Caused by Neuromuscular Disease

Involvement of the inspiratory and expiratory muscle groups in neuromuscular disease occurs to variable degrees.24,35 Inspiratory muscle fatigue occurs as muscle weakness progresses or because of excessive ventilatory demands, as in systemic infection. Respiratory rate increases as a usual response to preserve minute ventilation. Work of breathing is increased in tachypnea due to increased dead-space ventilation and by decreased relative time spent in expiration. Blood flow to respiratory muscles is compromised because this occurs primarily during expiration.35 Weakness of inspiratory muscles predisposes to atelectasis because of reduced tidal volume and vital capacity. The elastic recoil of the stretched thoracic and lung tissue provides driving pressure for airflow. Therefore, expiratory muscle weakness has less impact on respiratory ventilation and mechanics. Essential function of the expiratory muscle is that of generation of an effective cough and clearance of secretions.

Respiratory clinical manifestations include tachypnea, abdominal paradox, respiratory alternans, and small tidal volume.

The risk of respiratory failure increases significantly when the vital capacity (VC) falls below 15 mL/kg, particularly if there is a clear downward trend. Serial measurements of vital capacity at the bedside are helpful in this situation.36,37 Careful assessments of ability to protect airway, oxygenation, ability to ventilate, and chest radiographs are essential in determining need for assistance with ventilation.38 Ideally, ventilatory support should be initiated in the setting of impending respiratory failure, when there has been a clear downward trend, rather than having to initiate after the development of cardiovascular instability. Noninvasive ventilation or endotracheal intubation with initiation of positive pressure ventilation is indicated at this time. An anticipatory approach avoids risks associated with emergent intubation and minimizes complications.3941

Supportive care is an important factor. Nutritional support, psychological and emotional support, physical therapy, range of motion exercises to prevent joint malalignment, tendon shortening and skin care to prevent pressure sores, and prevention of thromboembolic disease should be initiated as soon as possible.

Noninvasive Positive Pressure Ventilation

In a patient with intact bulbar function, noninvasive ventilation should be the ventilatory support of choice because of its efficacy, convenience, and portability. A progression of underlying disease will ultimately require invasive ventilation.

Noninvasive ventilation (NIV) is widely used for acute and chronic respiratory failure via mask (Figs. 41.8, 41.9, 41.10, and 41.11). If arterial blood gas tensions do not improve, the level of support can be increased. If the aim is to abolish muscle effort completely, there is little to be gained by increasing the level of inspiratory pressure above 20 cm H2O (chest wall deformity) or 25 cm H2O (chronic obstructive pulmonary disease).42,43 NIV is widely considered to be an effective treatment in patients with chronic ventilatory failure caused by chest wall deformity and neuromuscular disease.44

When to Use Noninvasive Ventilation in Nonpulmonary Causes of Respiratory Failure45

Chronic Respiratory Failure

Prolonged mechanical ventilation is defined by the Centers for Medicare and Medicaid Services in the United States as greater than 21 days of mechanical ventilation for at least 6 hours per day.46 Most patients requiring prolonged mechanical ventilation will have a tracheostomy (Fig. 41.12) placed to facilitate comfort, communication, and chronic ventilator facility or home ventilation placement. Common problems among patients undergoing prolonged mechanical ventilation are similar to those on short-term ventilation including the following:4750

Chronic Ventilatory-Assist Devices

Methods of chronic mechanical ventilation include noninvasive and invasive techniques (Tables 41.3 and 41.4). Ventilatory-assist devices have been used for chronic respiratory failure for decades. Initially, negative-pressure ventilators were used, but this approach was soon replaced by the use of volume-cycled ventilation delivered by a tracheostomy. Because this patient population was in a terminal stage without other treatment options, tracheostomy and chronic ventilation became the standard of therapy if the patient wanted to continue aggressive care.

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Figure 41.3 Rocking bed.

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Figure 41.4 Diaphragmatic pacer.

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Figure 41.6 Pneumosuit.

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Figure 41.7 Iron lung.

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Figure 41.8 Nasal mask.

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Figure 41.9 Nasal pillows.

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Figure 41.11 Mouthpiece.

Major ethical considerations surround the institution of chronic ventilatory support.51 This issue is evolving rapidly because of the widespread availability of relatively inexpensive technology. Guidelines have been published regarding clinical indications and management strategies for the use of noninvasive positive pressure ventilation, although they are based on inadequate data.52,53 The discussion about ventilatory assistance should occur before an emergent setting. Adequate and unbiased information should be given to patients so that they can make an informed decision. Different ventilatory methods and modes of delivery should be discussed with patients, including the possibility of foregoing any type of mechanical ventilation. Patient and caregiver quality of life and satisfaction have only recently been investigated in this population, and many unanswered questions remain. Management of the terminal phase can also be difficult.

Management of Airway Secretion Clearance

An understanding of neuromuscular respiratory pathophysiology and the modes of effective noninvasive cough support is key in the evaluation and management of neuromuscular diseases. A variety of cough-augmentation therapies or a combination of these therapies can be used to support cough.102 Here are some examples of clearance device categories:

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