Lumbar Spinal Arthroplasty: Clinical Experiences of Motion Preservation

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Chapter 164 Lumbar Spinal Arthroplasty

Clinical Experiences of Motion Preservation

Lumbar spinal arthroplasty was first reported in clinical settings in 1994 by Griffith and colleagues.1 This early experience was acquired with the first lumbar artificial disc, the Charité I, in patients with degenerative disc disease. Since that time, a randomized, controlled trial comparing arthroplasty with the Charité Artificial Disc versus anterior lumbar interbody fusion with the BAK Cage and iliac crest bone was completed. Multiple other lumbar arthroplasty devices have been developed subsequent to the Charité and are undergoing or completing clinical trials.

Unlike other spinal medical devices, lumbar discs are required by the Food and Drug Administration (FDA) to complete randomized, controlled trials prior to market approval in the United States. As a result, lumbar arthroplasty devices have undergone more scrutiny and clinical evaluation than any other spinal medical devices. Specifically, a new device, the ProDisc-L, was granted FDA approval in 2006 and was described in a peer-review publication.2 In addition, the Maverick Total Disc Arthroplasty System (Medtronic Sofamor Danek), Kineflex Lumbar Disc (SpinalMotion), and FlexiCore Intervertebral Disc (SpineCore/Stryker) lumbar discs have both completed their randomized enrollments and are currently in continued access (nonrandomized) mode. All these ongoing and completed randomized clinical trials have generated a large body of evidence on the safety and efficacy of arthroplasty for lumbar spine in clinical applications and, in many cases, in level-1 publications.

The safety and efficacy of arthroplasty are not the only parameters discussed in the more than 60 clinical papers published since the turn of the 21st century. In fact, significant insights were developed in the impact of arthroplasty on sagittal alignment and motion, possible adverse events and reoperation, and optimal patient selection and indication. Surgical technique and health economics papers have also been generated in an effort to fully understand the clinical and societal impact of this new technology. This review paper is aimed at providing an overview of all the existing clinical data related to spinal arthroplasty.

Results

General Clinical Outcome Results

General clinical outcome results were available for the Charité Artificial Disc, the ProDisc-L, the Maverick Total Disc Arthroplasty System, and the FlexiCore Intervertebral Disc. However, level-1 data were only available for the Charité Artificial Disc and the ProDisc-L, as the final study FDA investigative data exemption (IDE) results for the Maverick Total Disc Arthroplasty System and the FlexiCore Intervertebral Disc have yet to be published.

The Charité Artificial Disc manuscripts described clinical outcomes as early as 1 year3 and up to 13 years after surgery.4 The short-term and medium-term papers included herein typically disclosed early analyses from single sites involved in the Charité Artificial Disc IDE study comparing arthroplasty with Charité Artificial Disc versus anterior interbody fusion with BAK Cage and autograft.3,5,6 The complete randomized, controlled trial at 2-year follow-up included 205 arthroplasty and 99 fusion patients and was thoroughly described in two manuscripts, one focused on clinical outcomes7 the other on radiographic outcomes.8 Three additional medium- and long-term studies were also found: two papers with 10-year follow-up4,9 and one with an average of 6.6-year follow-up.10

Safety and efficacy of arthroplasty was demonstrated in all short- and medium-term studies. Specifically, at 2 years after surgery, Blumenthal and McAfee reported no device-related complications and a reoperation rate of 5.4% (vs 9.1% in the control arm). Efficacy was also demonstrated using validated disability (Oswestry Disability Index [ODI]) and pain (Visual Analogue Score [VAS]) clinical outcomes tools. At 2 years, the reduction in ODI reached 48.5% (vs. 42.4% in the control group) and the absolute reduction in VAS reached 40.6 points (vs. 34.1 points in the control group).7,8

Two of the three long-term studies confirmed these findings. Lemaire and colleagues reported 10-year follow-up results in 100 patients.4 This study included 54 patients operated on at one level, 45 patients operated on at two levels, and one patient operated on at three levels. Overall, the authors reported excellent or good clinical outcomes in 90% of cases. In a second long-term study, David and colleagues presented 10-year data on 106 patients.9 Only one-level surgeries were performed in this study. Excellent or good clinical outcome was obtained in 82.1% patients. Both papers thus concluded that arthroplasty was a viable option for disc degeneration.

A medium-term paper was published by Ross and colleagues, describing the long-term effect of arthroplasty in 160 patients (226 Charité Artificial Discs). This paper reported a cumulative survival rate at 156 months of 35% and a mean ODI score improvement of 14%. Implant removal was also described in 12 patients.10 These relatively poor findings were further discussed in two Letters to the Editor, which pointed out mathematical inconsistencies and overall clinical flaws in the manuscript and further highlighted the need for proper surgical technique and patient selection for optimal clinical outcome.11,12

The ProDisc-L manuscripts described clinical outcomes as early as 3 months13 and up to 8.7 years after surgery.14 As described earlier for the Charité Artificial Disc, The short-term papers typically disclosed early findings from one or two of the sites that participated in the randomized, controlled trial comparing ProDisc-L against a 360-degree fusion.13,1521 The complete randomized, controlled trial at 2-year follow-up included 161 arthroplasty and 75 fusion patients.2 The long-term data included 64 patients operated on at one site, of whom 55 were available between 7 and 11 years after surgery for clinical and radiographic follow-up.14 All these studies concluded similarly that disc arthroplasty, at all evaluated time points, was safe and resulted in complication and/or reoperation rates comparable to those generally accepted for spinal surgery (complication rate of 9% at 8.7 years14; there were no major complications, but a reoperation rate of 3.7% at 2 years was reported2). In addition to safety, efficacy of spinal arthroplasty was also shown because all cases presented significant improvements in pain and disability. The final randomized, controlled trial data reported improvements in the arthroplasty group in VAS for pain by an average of 39 points and in disability, as determined by the ODI, by 28 points. It is worth noting, however, that the ODI tool used in this trial was not the validated and widely accepted ODI methodology Version 1.0 as defined by Fairbanks and colleagues.22 In a Letter to the Editor, Fairbanks denounced the use of the Oswestry Disability Index in the ProDisc-L study and thus cast doubt on the validity of the disability improvement outcomes observed herein.23

The two clinical data publications on the Maverick device were both based on the same data set of 64 patients, collected at one site.24,25 The clinical outcomes were described using the ODI Version 1.0 and VAS scores. The efficacy of arthroplasty was once again demonstrated using these tools, as ODI scores decreased by an average of 20.7 points and VAS scores by 4.4 points. As for the FlexiCore Intervertebral Disc, only one paper has been published (2008).26 This manuscript describes the clinical outcomes of 44 patients, of whom only 6 were available for 2-year follow-up. Although the clinical relevance of these data may therefore be questionable, the authors still concluded that the device may be safe and efficacious but that the data were not representative of the entire patient cohort.

Radiographic Analyses: Range of Motion, Heterotopic Ossification, and Sagittal Balance Analyses

Radiographic evaluations such as range of motion (ROM), heterotopic ossification, and sagittal balance have been broadly analyzed for the Charité Artificial Disc, the ProDisc-L, and the Maverick Total Disc Arthroplasty System.

Unlike other clinical and radiographic outcomes, accurate measurement of ROM was shown to be challenging and, to some extent, subjective, as patient positioning, imaging staff training, and other factors unrelated to the actual motion potential of the spine were shown to affect final readings.27 Using ProDisc-L cases, Lim and colleagues evaluated different methodologies and associated error margins for the measurement of ROM from radiographic images. Specifically, Lim and colleagues concluded that a ROM of at least 4.6 degrees must be observed to be 95% certain that a given device had any sagittal motion at all. Similarly, changes needed to be at least 9.6 degrees in ROM to confirm at 95% that change in motion really happened.28,29 These technical limitations might explain the inconsistent ROM data, particularly for ProDisc-L cases, found in the published literature. The flexion-extension ROM results from the 2-year randomized, controlled trial were determined at 7.7 degrees and 4.67 degrees and characterized as a normal ROM.2 However, at 8.7 years after surgery, Huang and colleagues reported a ROM less than that reported in asymptomatic normal person, with an average motion of 3.8 degrees.30 In a 2006 prospective study on 41 patients with 2-year follow-up, Leivseth and colleagues also reported that the device fails to restore normal segmental motion, and another retrospective study on 26 patients concluded that sagittal balance and ROM significantly improved after lumbar arthroplasty.31

Less controversy was observed when reviewing ROM data for the Charité Artificial Disc. A complete manuscript was dedicated to the radiographic data of the 2-year randomized, controlled trial of the Charité Artificial Disc.8 In this study, arthroplasty patients had a 13.6% increase in motion from preoperative to the 2-year postoperative time point. The ROM also correlated to device placement, as poor device placement resulted in a statistically significant reduction in motion. At 10-year follow-up, David reported an average 10.1-degree ROM, a value very similar to the 10.3 degrees reported by Lemaire and colleagues in their 10-year follow-up study.4,9

Le Huec and colleagues published the only data available on radiographic findings after arthroplasty with the Maverick Total Disc Arthroplasty System. In their study, Le Huec and colleagues broadened their analysis to include sagittal alignment and pelvic tilt.24,32 Using data related to 35 patients at an average of 14 months after surgery, authors showed maintenance of overall lordosis and unchanged sacral and pelvic tilts following arthroplasty.

More recently, a study by Tournier comparing all three—Charité Artificial Disc, ProDisc-L, and Maverick Total Disc Arthroplasty System—further refined the analyses from Le Huec on pelvic and sagittal tilt. In this study, authors found no difference in ROM among prostheses and observed maintenance of sagittal balance before and after surgery with all devices. However, modifications of the lumbar curvature were observed.33

The issue of heterotopic ossification in clinical cases of lumbar arthroplasty has been presented by McAfee and colleagues and, more recently, by Tortolani and colleagues.34,35 In his 2003 paper, McAfee introduced a novel method to characterize spinal heterotopic ossification. This method was applied by Tortolani and colleagues in reviewing the 276 arthroplasty patients from the Charité Artificial Disc trial (randomized and nonrandomized cases). From this analysis, 4.3% of cases of heterotopic ossification were noted. However, heterotopic ossification was not related to ROM, as the authors concluded that no difference in the ROM at 24 months after surgery was found between the patients who had and those who did not have heterotopic ossification.

Facets and Adjacent-Level Degeneration

Facet degeneration is currently a contraindication for arthroplasty. However, a few publications have investigated the impact of arthroplasty on index-level facet joints, as well as adjacent-level discs, to determine whether the added motion at the index level could slow down the natural progression of the disease at the facets and the adjacent-level joints.

Three long-term analyses evaluated adjacent-level degeneration, one with ProDisc-L at 8.7 years, and the other two with the Charité Artificial Disc at 10 years of follow-up. In the ProDisc-L study, 24% of patients developed adjacent level degeneration by the latest follow-up time point. A correlation was also found between a low ROM and the prevalence of adjacent level degeneration: All patients with adjacent-level degeneration had a ROM less than 5 degrees, whereas only 59% of patients without adjacent-level degeneration had a ROM less than 5 degrees.36 Lemaire and colleagues and David reported 2 (2%) and 3 (2.8%) cases of adjacent-level degeneration at the latest time point, respectively.4,9 Lemaire and colleagues and David also disclosed 11 cases (11%) and 5 cases (4.7%) with facet arthrosis at the latest time point, respectively.

The issue of facet degeneration was also recently discussed in a short-term study. From a 13-patient case series with 12 months of follow-up, Trouillier and colleagues alluded to possible maintenance of facet joint integrity following arthroplasty with Charité Artificial Disc based on the favorable results from their series.37 At the other end of the spectrum, Shim and colleagues, at the 3-year time point, observed 36.4% and 32.0% increase in index-level facet degeneration and 19.4% and 28.6% adjacent level disc degeneration with the Charité Artificial Disc and the ProDisc-L, respectively.

Revision and Revision Strategies

The issue of possible revisability of arthroplasty devices represented a key concern when the first artificial disc, the Charité Artificial Disc, was introduced to the market. Several papers have focused on this issue and provided surgical and clinical insights to ensure appropriate approaches to revision surgery.

The first description of appropriate revision for a Charité Artificial Disc was presented by David.38 In this single-case example, a Charité Artificial Disc was replaced at 9.5 years after surgery with another Charité Artificial Disc. The author concluded that revision of the disc with another disc could be safely and adequately performed and was thus an alternative to a revision fusion procedure. David also noted that because of the inherent difficulty of an anterior approach, only experienced surgeons should undertake this operation.

Further revision and explantation of the disc were also described by McAfee and colleagues and Leary and colleagues.39,40 McAfee and colleagues confirmed David’s experience and concluded that arthroplasty with the Charité Artificial Disc did not preclude any further procedures at the index level during primary insertion, with nearly one third being revisable to a new motion-preserving prosthesis and just over two thirds being successfully converted to anterior lumbar interbody fusion (ALIF) and/or posterior pedicle screw arthrodesis, the original alternative procedure. Leary further implied that technical errors in position and sizing of the implant were largely to blame for further revision surgery. Finally, Punt and colleagues reviewed 75 revision cases from the Dutch experience (estimated by the authors at more than 1000 Dutch patients). In this series, patients received posterior fusion either with removal of the disc or without removal of the disc. No statistically significant difference was observed between these two groups.41 This paper included patients previously described by Van Ooij and colleagues.42

Surgical Technique

The appropriate surgical technique with the Charité Artificial Disc as well as the ProDisc-L was presented in two separate publications. Geisler and colleagues provided a detailed account of the surgical technique for the Charité Artificial Disc and dedicated an entire section of the paper to patient selection and preoperative planning, two critical aspects of successful spinal arthroplasty.43 The authors also strongly recommended the availability of a spinal access surgeon to perform the approach, especially in revision cases. Finally, appropriate midline identification and positioning of the device also represented a critical discussion point in this paper. For the ProDisc-L, Gumbs and colleagues retrospectively reviewed 64 cases of open retroperitoneal exposures and concluded that the approach was safe and, as discussed by Geisler and colleagues, required a multidisciplinary team, such as an orthopedic and an access or general surgeon, to minimize complication rates.44

Complications

Complications from spinal arthroplasty have also been reported for all three devices. Most complications requiring revision surgery were resolved by either fusion or disc replacement surgery. Interestingly, the causes of these complications seemed to be device-specific (i.e., due to the design and/or make of the device).

For the ProDisc-L, the major complication described in the literature referred to the vertical split fracture of the vertebral body following total disc replacement. This occurrence was described by Shim and colleagues in two separate cases that were not revised or treated surgically, but the patients experienced prolonged back pain as a result.45 An additional complication in the form of acquired spondylolysis was described by Schulte and colleagues.46 Authors attributed this complication to inaccurate implant size and positioning.

For the Charité Artificial Disc, the key complications were observed on the earlier devices, which were gamma sterilized in air and thus had a potential for oxidation of the core polyethylene nucleus.38 Complications due to this oxidation process were described by Van Ooij and colleagues (and Punt and colleagues, as this paper reiterates data from the Van Ooij patient population).41,42 This issue was resolved with a process change in 1998 to gamma sterilization in nitrogen. In a review of the randomized, controlled trial patient population, Geisler and colleagues also evaluated the rate of neurologic complications in the arthroplasty group versus the fusion group. The rate of neurologic complications was described as exceedingly low in both groups, with no statistically significant differences between groups.

Little has been published so far on the Maverick Total Disc Arthroplasty System, but one article described an early removal of the Maverick Total Disc Arthroplasty System.47 This removal was performed 1 year after implantation owing to severe persistent back pain. Intraoperatively, gross metallosis around the articulation of the device was observed. The revision was successful and included a 360-degrees fusion. Metallosis was thus cited as a potential complication for devices consisting of a metal-on-metal design.

Zeh and colleagues presented an additional potential complication: Because of this metal-on-metal structure of the Maverick Total Disc Arthroplasty System, cobalt and chromium ions from the device were being released into the bloodstream.48 In this study, cobalt and chromium ions from subjects implanted with the Maverick Total Disc Arthroplasty System were evaluated and compared to ion levels in total hip arthroplasty (THA) patients. Zeh and colleagues found that concentrations of chromium and cobalt measured in the serum were similar in terms of their level to the values measured in THA metal-on-metal combinations or exceed those values reported in the literature. As a result, although Zeh and colleagues did not recommend holding back with the implantation of the device, they did suggest long-term clinical evaluations to determine the clinical impact of high ion levels in serum and also recommended discussions with patients on the potential health effects of the prosthesis.

Special Patient Population Analyses

The clinical outcomes for selected patient populations (e.g., smokers, persons older than 60 years) were discussed in several papers, more specifically for the ProDisc-L device. Bertagnoli and colleagues led these efforts with four publications presenting clinical data on arthroplasty with ProDisc-L in patients with single-level arthroplasty,15 patients with multilevel arthroplasty,16 patients 60 years or older,49 smokers,50 and patients with arthroplasty adjacent to a fused level.51 Although Bertagnoli and colleagues repeatedly stated the importance of proper patient selection in every paper, all the results presented in these studies concluded that spinal arthroplasty with ProDisc-L successfully addressed low-back pain in these specific patient populations. Hannibal and colleagues compared one- versus two-level arthroplasty cases at the 2-year follow-up to try to establish whether one-level cases were experiencing greater clinical improvements as compared to the two-level cases. This hypothesis was not verified because differences in clinical improvements between one- and two-level cases were marginal.52 Yaszay and colleagues approached the problem from a different angle and evaluated patients’ outcomes based on a radiographic observation: preoperative disc height.53 Yaszay and colleagues observed that patients with greater disc collapse experienced a greater benefit from total disc replacement, as compared to patients with less-collapsed intervertebral discs. On average, patients in all of Bertagnoli and colleagues and Yaszay and colleagues series showed significant clinical improvement following arthroplasty.

Using the Charité Artificial Disc IDE randomized, controlled trial patient population, subanalyses by patient type were also published by Guyer and colleagues and Geisler and colleagues. Specifically, patients were stratified by age at surgery (18 to 45 years vs. 46 to 60 years) or whether they had had prior surgery or not.54,55 In both cases, there was no difference in clinical outcome between groups, whether patients were 18 to 45 years old or 46 to 60 years old, or whether patients did or did not have prior surgery. Along the same trend, Geisler and colleagues also evaluated the clinical outcomes of patients from the Charité Artificial Disc randomized, controlled trial who did not improve with arthroplasty and needed revision surgery to a fusion. These patients (7.1% of all arthroplasty cases) did not improve, despite the revision surgery, further highlighting the importance of proper patient selection and, possibly, the fact that patient selection still remains a somewhat approximate science.56

Discussion

From 2002 to 2008, a significant volume of data was made available on the clinical impact of arthroplasty. Sixty studies related to the clinical use of arthroplasty were published in peer-reviewed papers, of which 35 described data collected prospectively and 18 represented data from multicenter studies. The total number of patients described in the literature for spinal arthroplasty is difficult to evaluate, because many studies are early data releases or subanalyses of the main randomized, controlled trials performed for each new device. Thus, a given patient population might have been discussed in multiple papers. Overall, however, it was estimated that approximately 1600 patients were included in the current literature.

The randomized, controlled trials for the ProDisc-L and the Charité Artificial Disc both demonstrated the non-inferiority of the arthroplasty procedure compared to their respective controls (ALIF for Charité Artificial Disc, 360-degrees fusion for ProDisc-L. The complete randomized, controlled trial data for Maverick Total Disc Arthroplasty System and FlexiCore Intervertebral Disc are not yet published.). For some specific clinical outcomes such as pain, disability, and hospital stay, arthroplasty patients experienced better clinical outcomes at some of the follow-up time points. For the Charité Artificial Disc trial, arthroplasty patients fared statistically better than fusion patients on pain and disability for all but the 24-month follow-up time point. Hospital stay was also significantly shorter in the Charité Artificial Disc group as compared to the fusion group. As for ProDisc-L, pain scores were statistically better in the investigational cohort as compared to control. In addition, most other case series, for any of the given arthroplasty products, including those with short- and long-term follow-up data, presented favorable overall outcomes for spinal lumbar arthroplasty.

The issues of ROM, heterotopic ossification, and sagittal balance have also drawn significant attention. Although accurate and reproducible measurement of the lumbar ROM may be a significant limitation to collect meaningful data, average ROM at the 2-year time point throughout the studies evaluated herein was at about 7 to 10 degrees. In addition, restoration of sagittal balance was observed for each device, the Charité Artificial Disc, the ProDisc-L as well as the Maverick Total Disc Arthroplasty System.

This review contained, however, somewhat contradictory data on the issue of facet and adjacent-level degeneration. Two of the 10-year studies showed very small instances of facet and/or adjacent-level degeneration, but others reported nearly one third of all cases with either Charité Artificial Disc or ProDisc-L developing changes in facet morphology. The inconsistency in these results points at potential surgeon-specific techniques and approaches that might affect the long-term benefits of both procedures.

Surgeon-specific variability in technique and proficiency was also cited in cases of revision. In fact, a study by Regan and colleagues evaluating the occurrence of revision in low-volume versus high-volume centers confirmed that surgeons in low-volume centers can incur greater perioperative complications, although none that affected long-term outcomes.59 Nevertheless, revisions were often found to be associated with technical errors, such as errors in positioning or sizing of the implant.

This critical importance of proper technique was in fact described in the two technique papers discussed herein. Both of these publications stressed the importance of proper patient selection, a recurrent theme in almost all arthroplasty discussions.

Three types of major complications were described or foreseen in the current literature: vertebral body split due to the ProDisc-L keel design; oxidation of the core polymer nucleus, a problem specific to first-generation Charité I prosthesis; and metallosis and long-term impact of metal ions in the body. The issue of metallosis and metal ions still needs to be thoroughly investigated. The problems related to vertebral body split only occurred once in the published literature and therefore might represent a rare occurrence. The problem of core oxidation has been resolved with new sterilization techniques, following which core oxidation of the polymer nucleus is not observed. Thus, possible complications related to devices with metal-on-poly designs seem to be fairly limited.

Low rates of complications and adverse events were observed for most of the analyzed patients. For the ProDisc-L, smokers as well as patients 60 years of age and older seemed to experience similar benefit from the procedure. In all these studies, however, authors reiterated the importance of proper patient selection, thus concluding that, whereas all analyzed patient types experienced clinical benefit from the procedure, specific care must be taken to operate on only appropriate patients.

No technology is sustainable in today’s market place if its cost is prohibitive. Thus, the impact of arthroplasty on health economics was also investigated. The Charité Artificial Disc and the ProDisc-L studies came up at a lower cost than their fusion controls, whether potential revision costs were included or not. No data on cost exists yet for the Maverick Total Disc Arthroplasty System and the FlexiCore Intervertebral Disc.

Total Disc Replacement Surgery

The typical diseased lumbar segment considered for artificial disc technologies at L4–5 or L5–S1 has advanced degenerative disc disease with loss of vertical height and lordosis, dehydration changes, adjacent Modic endplate changes, and little motion on dynamic studies (Fig. 164-1). The natural progression of degenerative disease disc limits the joint mobility, and this biomechanical fact places more forces on the adjacent levels than in the normal situation. The artificial lumbar disc, by restoring normal motion, height, and lordosis, decreases the forces on the adjacent levels. Thus, theoretically, levels adjacent to a dynamically stabilized level might receive beneficial effects compared to the natural history of the unoperated-on degenerative state. Clearly some patients will benefit from the decreased force on the adjacent vertebral level(s) following a dynamic stabilization (arthroplasty) compared to a static stabilization (fusion). Estimates of the rate and groups of patients at maximum benefit need to await long-term clinical follow up studies with lumbar arthroplasty devices similar to the hip and knee arthroplasty registries. Also, although a dynamically stabilized level can be converted to a fusion, a fused level cannot be converted to a dynamic joint. Thus, artificial technology can be thought of as a definitive procedure for the vast majority of patients. It can potentially be converted to a fusion if the pain and functional goals are not met or if degenerative changes occur in the posterior elements and the arthrodesis level is believed to be the pain generator.

Revision Techniques

If a Charité Artificial Disc is required to be revised, two options are available. One approach is anterior reoperation. This involves dissecting the retroperitoneal area and dealing with the postoperative scarring and hence increased risk of great vessel damage, ureteral damage, and damage to the sympathetic nerves compared to a case without prior dissection and scarring in the retroperitoneal space. A revision allows removal, position adjustment, or size change of the Charité Artificial Disc. The plastic core is removed first, and then the metal endplates are separated from the bony endplates by using a chisel between them and levering away from the bone into the disc space. This allows the placement of another artificial disc in the disc space or the conversion to a fusion. Alternatively, a posterior operation with rod-and-screw stabilization and posterior lateral fusion could be used to fuse the lumbar segment, which would use the Charité Artificial Disc as an anterior load-sharing device.

As with all surgical decision making, understanding the biomechanical reasoning and etiology of clinical failure is of the utmost importance. In patients with recurring or persistent pain, the characterization of the pain generator is often more important than the exact surgical technique used. Radiologic studies such as dynamic anteroposterior and lateral x-ray and multislice CT aid in understanding failure of the device or progression of the degenerative anatomic changes. Radiologic and provocative studies, including discography, anesthetic or negative discography, nerve root blocks, epidural injections, and facet injections may all be used to identify the anatomic site of the pain generator.

Key References

Bertagnoli R., Yue J.J., Fenk-Mayer A., et al. Treatment of symptomatic adjacent-segment degeneration after lumbar fusion with total disc arthroplasty by using the prodisc prosthesis: a prospective study with 2-year minimum follow up. J Neurosurg Spine. 2006;4(2):91-97.

Bertagnoli R., Yue J.J., Nanieva R., et al. Lumbar total disc arthroplasty in patients older than 60 years of age: a prospective study of the ProDisc prosthesis with 2-year minimum follow-up period. J Neurosurg Spine. 2006;4(2):85-90.

Bertagnoli R., Yue J.J., Shah R.V., et al. The treatment of disabling single-level lumbar discogenic low back pain with total disc arthroplasty utilizing the Prodisc prosthesis: a prospective study with 2-year minimum follow-up. Spine. 2005;30(19):2230-2236.

Blumenthal S.L., McAfee P.C., Guyer R.D., et al. A prospective, randomized, multicenter food and drug administration investigational device exemptions study of lumbar total disc replacement with the Charité Artificial Disc versus lumbar fusion. Part I: evaluation of clinical outcomes. Spine. 2005;30(14):1565-1575.

Cunningham B.W., McAfee P.C., Geisler F.H., et al. Distribution of in vivo and in vitro range of motion following 1-level arthroplasty with the Charité Artificial Disc compared with fusion. J Neurosurg Spine. 2008;8(1):7-12.

David T. Long-term results of one-level lumbar arthroplasty: minimum 10-year follow-up of the Charité Artificial Disc in 106 patients. Spine. 2007;32(6):661-666.

David T. Revision of a Charité Artificial Disc 9.5 years in vivo to a new Charité Artificial Disc: case report and explant analysis. Eur Spine J. 2005;14(5):507-511.

Geisler F.H. Surgical technique of lumbar Artificial Disc replacement with the Charité Artificial Disc. Neurosurgery. 2005;56:ONS46-ONS57.

Geisler F.H., Blumenthal S.L., Guyer R.D., et al. Neurological complications of lumbar artificial disc replacement and comparison of clinical results with those related to lumbar arthrodesis in the literature: results of a multicenter, prospective, randomized investigational device exemption study of Charité intervertebral disc. Invited submission from the Joint Section Meeting on Disorders of the Spine and Peripheral Nerves, March 2004. J Neurosurg Spine. 2004;1(2):143-154.

Geisler F.H., Guyer R.D., Blumenthal S.L., et al. Effect of previous surgery on clinical outcome following 1-level lumbar arthroplasty. J Neurosurg Spine. 2008;8(2):108-114.

Geisler F.H., Guyer R.D., Blumenthal S.L., et al. Patient selection for lumbar arthroplasty and arthrodesis: the effect of revision surgery in a controlled, multicenter, randomized study. J Neurosurg Spine. 2008;8(1):13-16.

Numbered references appear on Expert Consult.

References

1. Griffith S.L., Shelokov A.P., Buttner-Janz K., et al. A multicenter retrospective study of the clinical results of the LINK SB Charité intervertebral prosthesis. The initial European experience. Spine. 1994;19(16):1842-1849.

2. Zigler J., Delamarter R., Spivak J.M., et al. Results of the prospective, randomized, multicenter Food and Drug Administration investigational device exemption study of the ProDisc-L total disc replacement versus circumferential fusion for the treatment of 1-level degenerative disc disease. Spine. 2007;32(11):1155-1162. discussion 1163

3. McAfee P.C., Fedder I.L., Saiedy S., et al. SB Charité disc replacement: report of 60 prospective randomized cases in a US center. J Spinal Disord Tech. 2003;16(4):424-433.

4. Lemaire J.P., Carrier H., Sari Ali E., et al. Clinical and radiological outcomes with the Charité Artificial Disc: a 10-year minimum follow-up. J Spinal Disord. 2005;18(4):353-359.

5. Guyer R.D., McAfee P.C., Hochschuler S.H., et al. Prospective randomized study of the Charité Artificial Disc: data from two investigational centers. Spine J. 2004;4(suppl 6):252S-259S.

6. Geisler F.H., Blumenthal S.L., Guyer R.D., et al. Neurological complications of lumbar artificial disc replacement and comparison of clinical results with those related to lumbar arthrodesis in the literature: results of a multicenter, prospective, randomized investigational device exemption study of Charité intervertebral disc. Invited submission from the Joint Section Meeting on Disorders of the Spine and Peripheral Nerves, March 2004. J Neurosurg Spine. 2004;1(2):143-154.

7. Blumenthal S.L., McAfee P.C., Guyer R.D., et al. A prospective, randomized, multicenter food and drug administration investigational device exemptions study of lumbar total disc replacement with the Charité Artificial Disc versus lumbar fusion. Part I: evaluation of clinical outcomes. Spine. 2005;30(14):1565-1575.

8. McAfee P.C., Cunningham B., Holsapple G.A., et al. A Prospective, randomized, multicenter food and drug administration investigational device exemptions study of lumbar total disc replacement with the Charité Artificial Disc versus lumbar fusion. Part II: evaluation of radiographic outcomes and correlation of surgical technique accuracy with clinical outcomes. Spine. 2005;30(14):1576-1583.

9. David T. Long-term results of one-level lumbar arthroplasty: minimum 10-year follow-up of the Charité Artificial Disc in 106 patients. Spine. 2007;32(6):661-666.

10. Ross R., Mirza A.H., Norris H.E., Khatri M. Survival and clinical outcome of SB Charité III disc replacement for back pain. J Bone Joint Surg Br. 2007;89(6):785-789.

11. Guyer R.D., Blumenthal S.L. Survival and clinical outcome of SB Charité III disc replacement for back pain. J Bone Joint Surg Br. 2007;89(12):1673. author reply 1673-1674

12. Scott-Young M.N. Survival and clinical outcome of SB Charité III disc replacement for back pain. J Bone Joint Surg Br. 2007;89(12):1674. author reply 1674-1675

13. Bertagnoli R., Kumar S. Indications for full prosthetic disc arthroplasty: a correlation of clinical outcome against a variety of indications. Eur Spine J. 2002;11(suppl 2):S131-S136.

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