The shoulder region

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14 The shoulder region

The mechanics of the shoulder are rather complex. The shoulder ‘joint’ in fact comprises three components – the gleno-humeral joint or shoulder joint proper, the acromio-clavicular joint, and the sterno-clavicular joint. The gleno-humeral joint allows a free range of abduction, flexion, and rotation, under the control of the scapulo-humeral and pectoral muscles. The other two joints together allow 90 ° of rotation of the scapula upon the thorax and a moderate range of antero-posterior gliding of the scapula, under the control of the cervico-scapular and thoraco-scapular muscles.

Disorders of the shoulder include most varieties of arthritis; but it is notable that osteoarthritis – common in most joints – is less common in the gleno-humeral joint. As if to make up for this, the shoulder exhibits several affections peculiar to itself – notably tears of the musculo-tendinous cuff, the painful arc syndrome, and ‘frozen’ shoulder. Together these form a large proportion of shoulder disabilities.

The recent developments in soft tissue imaging and arthroscopy have revolutionised the diagnosis and treatment of many of these disorders. Open operative procedures have now been replaced in specialist centres by minimally invasive arthroscopic techniques with equally successful outcomes.

Pain in the shoulder and arm is notoriously prone to misinterpretation, and special care is required to differentiate intrinsic pain arising in the shoulder from extrinsic pain referred from the cervical spine, the thorax, or the abdomen.

SPECIAL POINTS IN THE INVESTIGATION OF SHOULDER SYMPTOMS

Steps in routine examination

A suggested plan for the routine examination of the shoulder is summarised in Table 14.1.

Table 14.1 Routine clinical examination in suspected disorders of the shoulder

1. LOCAL EXAMINATION OF THE SHOULDER REGION
Inspection Power
Bone contours alignment Cervico-scapular and thoraco-scapular muscles (controlling scapular movement)—Test elevation of scapula, retraction of scapula, abduction-rotation of scapula
Soft-tissue contours
Colour and texture of skin
Scars or sinuses
Palpation  
Skin temperature Scapulo-humeral muscles (controlling movement at gleno-humeral joint)—Abduction, adduction, flexion, extension, lateral rotation, medial rotation
Bone contours
Soft-tissue contours
Local tenderness
Movements Acromio-clavicular joint
Distinguish between true gleno-humeral movement and scapular movement during abduction, flexion, extension, lateral rotation, and medial rotation Examine for swelling, increased warmth, tenderness, pain on movement, and stability
?Pain on movement
?Muscle spasm
?Crepitation on movement
  Sterno-clavicular joint
  Examine for swelling, increased warmth, tenderness, pain on movement, and stability
2. EXAMINATION OF POTENTIAL EXTRINSIC SOURCES OF SHOULDER SYMPTOMS

3. GENERAL EXAMINATION General survey of other parts of the body

Movements at the shoulder

In examining shoulder movements it is important to determine how much of the movement occurs at the gleno-humeral joint and how much is contributed by rotation of the scapula. An accurate distinction between the two types of movement can be made only by grasping the lower half of the scapula so that its movements can be detected (Fig. 14.1). In the normal shoulder about half the range of abduction occurs at the gleno-humeral joint and half by scapular rotation. Disorders of the shoulder generally cause restriction of gleno-humeral movement rather than of scapular movement. If the shoulder joint proper (the gleno-humeral joint) is fused, either naturally or by operation, a range of abduction of up to 60 or 80 ° is possible by scapular movement alone.

Stand behind the patient. Abduction: Instruct the patient to try to raise both arms sideways from the body so that the palms of the hands meet above the head. Measure the range, and observe what proportion of the movement takes place at the gleno-humeral joint and how much is contributed by rotation of the scapula upon the thorax. Flexion: Instruct the patient to raise the arms forwards towards the vertical. Again observe (by means of the hand upon the scapula) what proportion of the movement occurs at the gleno-humeral joint and how much is contributed by rotation of the scapula on the chest wall. Extension: Ask the patient to raise the elbows backwards. Lateral (external) rotation: The elbows are held in to the sides and are flexed 90 ° (Fig. 14.2): the forearms then serve as convenient pointers to indicate the angle of rotation (normal range = 80 °). Medial (internal) rotation: Instruct the patient to place the back of his hand in contact with his lumbar region and to carry the elbow forwards, bringing the finger tips up as high as possible between the shoulder blades (normal range = 110 °).

Estimation of muscle power

In estimating the power of the shoulder muscles two groups must be distinguished:

The cervico-scapular and thoraco-scapular muscles. These control movements of the scapula. Estimate the power of each group in turn and compare on the two sides. Elevators of the scapula (levator scapulae, upper fibres of trapezius): Instruct the patient to shrug the shoulders against the resistance of the examiner’s hands. Retractors of the scapula (rhomboids and middle fibres of trapezius): Instruct the patient to brace the shoulders back. Abductor-rotators of the scapula (serratus anterior, with middle and lower fibres of trapezius): Instruct the patient to push horizontally forwards with the hand against a wall (Fig. 14.3) or simply to raise the arm from the side. If the serratus anterior is weak, winging of the scapula (backward projection of its vertebral border) will be observed (Fig. 14.3).

The scapulo-humeral muscles. These control movements of the gleno-humeral joint. Estimate the power of each muscle group, testing in turn the abductors, adductors, flexors, extensors, lateral rotators, and medial rotators. If the patient has lost the power to initiate active gleno-humeral movement from the dependent position, determine whether he can maintain abduction when the limb has been raised with assistance to 90 °. Ability to sustain abduction but not to initiate it is characteristic of isolated rupture of the supraspinatus tendon (see Fig. 14.12, p. 267).

DISORDERS OF THE SHOULDER (GLENO-HUMERAL) JOINT

RHEUMATOID ARTHRITIS OF THE SHOULDER (General description of rheumatoid arthritis, p. 134)

The shoulder is commonly affected by rheumatoid arthritis, though less commonly than the more peripheral joints such as hands, wrists and feet. Often both shoulders are affected simultaneously with other upper limb joints, with consequent serious impairment of function.

As in other superficial joints, the main clinical features are local pain and stiffness, increased warmth, swelling from synovial thickening, and marked restriction of movement. There is wasting of the deltoid muscle, with consequent flattening of the shoulder contour (Fig. 14.5A). Radiographs show rare-faction of bone, narrowing of the cartilage space, and eventually erosion of bone at the joint margins (Fig. 14.5B).

Treatment. This is mainly that for rheumatoid arthritis in general, as described on page 137. Exercises are important in maintaining a useful range of movement.

Operative treatment. Severe disability often results from the bone and cartilage destruction produced by the inflammatory rheumatoid synovitis. When this occurs replacement arthroplasty of the joint may be indicated to restore mobility and relieve pain. Early designs used a metal humeral head prosthesis with a stem cemented into the shaft of the bone (Fig. 14.6). This articulated with a small concave polyethylene prosthesis to resurface the glenoid socket. Pain relief following this surgery is usually good, but full active movement, particularly in abduction, is never restored. The main problems that compromise the result are loosening of the glenoid prosthesis because of inadequate bone support and the degeneration of the scapulo-humeral muscles. Newer prosthetic designs to address these problems, including surface replacements and reversed prostheses are under trial, but no long-term results are yet available.

OSTEOARTHRITIS OF THE SHOULDER (General description of osteoarthritis, p. 140)

Unlike most other joints, the shoulder is seldom affected by osteoarthritis. When it is affected there is usually a clear predisposing factor, such as previous injury or disease, avascular necrosis of the humeral head, or senility. The rarity of osteoarthritis of the shoulder is explained by its freedom from pressure stresses.

Pathology. The articular cartilage is worn away. The underlying bone becomes eburnated and at the joint margins it hypertrophies to form osteophytes.

Clinical features. The patient is usually elderly: osteoarthritis is exceptional in the shoulders of younger patients. The main complaint is of pain in the shoulder and down the upper arm.

On examination there is no increase of local skin temperature and no synovial thickening. But a soft swelling due to effusion of fluid into the joint is common. Movements are restricted.

Radiographs show narrowing of the cartilage space: the joint outlines are clear-cut and often show some sclerosis; there is ‘spurring’ from osteophyte formation at the joint margins (Fig. 14.7).

Treatment. In most cases active treatment is unnecessary once the nature of the affection has been explained. If treatment is called for, conservative measures should usually be relied upon and gentle exercises are often helpful. If there is a large effusion it should be aspirated. Only exceptionally would operation be justified: if it were, replacement arthroplasty (see under rheumatoid arthritis, p. 260) would usually be advised, but arthrodesis might occasionally be appropriate.

‘FROZEN’ SHOULDER (Adhesive capsulitis; periarthritis)

‘Frozen’ shoulder is a common but ill’understood affection of the gleno-humeral joint, characterised by pain and uniform limitation of all movements but without radiographic change, and with a tendency to slow spontaneous recovery under appropriate treatment.

Cause. This is unknown. There is no evidence of infection. Injury is an inconstant factor and its significance is doubtful. Nevertheless it is accepted that symptoms of ‘frozen’ shoulder do often begin a few weeks after some form of injury.

Pathology. This is not fully understood, though the intense fibroblastic response may represent an auto-immune reaction similar to that seen with Dupuytren’s contracture of the hand. There is a loss of resilience of the joint capsule, with adhesions between the synovial folds. Whatever their nature, the changes are reversible, and in most cases the range of joint movement is eventually restored to near normal.

Clinical features. The patient complains of severe aching pain in the shoulder and upper arm, of gradual and spontaneous onset. Pain is often severe enough to disturb sleep. On examination the only finding is uniform impairment of all gleno-humeral movements – abduction, flexion, extension, rotation – which are often reduced to about a quarter or half of their normal range. In a severe case much of the shoulder movement that remains is contributed by scapular movement, which is unimpaired. Radiographs do not show any abnormality.

Diagnosis. The characteristic feature of ‘frozen’ shoulder is the uniform limitation of all gleno-humeral movements without evidence of inflammatory or destructive changes.

Course. There is a tendency towards spontaneous recovery, usually within 6–12 months. The pain subsides first, leaving gleno-humeral joint stiffness, which thereafter gradually resolves with active use of the limb. If movements are not practised deliberately some permanent restriction of movement may remain.

Treatment. In the early, acutely painful stage the arm is rested in a sling, which is removed for short periods each day to permit gentle assisted shoulder exercises. Generally, non-steroidal anti-inflammatory drugs should be prescribed in addition to conventional analgesics. Steroid injections into the gleno-humeral joint may be of value in some patients with persistent severe pain. When the pain lessens, active exercises are intensified and continued for weeks or months until full movement is regained. If mobilisation is very slow after the pain has abated the shoulder may be manipulated gently under anaesthesia to break down residual adhesions. Manipulation may be required at some stage in up to a third of all cases, or arthroscopic distension with saline may be used as an alternative method.

It is important to warn the patient at the beginning that recovery may take many months, but at the same time to give assurance that eventually recovery is likely to be complete.

RECURRENT ANTERIOR DISLOCATION OF THE SHOULDER

Traumatic dislocation of the shoulder is liable to cause structural changes in the gleno-humeral joint which predispose to repeated dislocations. Rarely, dislocation may occur repeatedly in a patient with unduly lax ligaments, in the absence of trauma.

Pathology. This is twofold (Figs 14.8 and 14.9A):

The consequent defect in the contour of the articular surface allows the head to slip over the front of the glenoid when the arm is in lateral rotation, abduction, and extension. The dislocation is anterior, and it must be emphasised that the humeral head always remains within the capsule, in contradistinction to non-recurrent dislocation, in which the humeral head is displaced through a rent in the capsule.

Clinical features. The patient is usually a fit young adult, accustomed to sporting activities. Nearly always, recurrent dislocation follows an initial violent dislocation, often in a heavy fall. Thereafter dislocation recurs with trivial violence, characteristically during combined abduction, lateral rotation, and extension (for example, in putting on a coat).

On examination no clinical abnormality is apparent, but it may be found that the patient becomes apprehensive when the arm is placed in a position of abduction, extension, and lateral rotation – the position often adopted when putting on a coat.

Imaging. Routine radiographs with the limb in the anatomical position do not show any abnormality, but special profile views taken with the arm in 60–80 ° of medial rotation show the characteristic bony defect of the humeral head (Fig. 14.9B). The defect is not seen in any other projection, but it can be shown more clearly by computerised tomographic (CT) imaging or by magnetic resonance imaging (MRI). An MRI scan combined with arthrography provides the most detailed information on the bone and soft-tissue pathology (Fig. 14.10).

Treatment. Conservative treatment is not effective and if dislocation recurs frequently operation is justified. The two treatment principles used to prevent further dislocation are to either repair the defect in the glenoid labrum (Bankart1 operation), or to create an overlapping buttress of muscle or bone on the anterior margin of the glenoid (Putti–Platt2 or Bristow operations). Traditionally this required an open procedure through an anterior incision but increasingly this has been replaced by closed arthroscopic techniques for repair. However, it must be emphasised that the results in terms of functional outcome are identical with open or closed methods. Arthroscopic surgery, though more convenient for the patient, should only be undertaken by surgeons trained in the necessary specialist skills and equipped with the sophisticated equipment required.

COMPLETE TEAR OF ROTATOR (TENDINOUS) CUFF (Torn supraspinatus)

It is important to distinguish complete tears of the rotator tendinous cuff from incomplete tears. The clinical effects are different. Whereas an incomplete tear is one cause of the ‘painful arc syndrome’ (p. 268), without obvious loss of power, a complete tear impairs seriously the ability to abduct the shoulder.

Cause. The tendon gives way under a sudden strain, usually caused by a fall. The injury is not necessarily a severe one; indeed it often seems to be mild. Age-degeneration of the tendon is a constant predisposing factor.

Pathology. The tear is mainly of the supraspinatus tendon, but it may extend into the adjacent subscapularis or infraspinatus tendons. The tear is close to the insertion of the tendons and usually involves the capsule of the joint, with which the tendons are blended. The edges of the rent retract, leaving a gaping eliptical hole which establishes a communication between the shoulder joint and the subacromial bursa (Fig. 14.11). In general, it may be said that a tendon that ruptures is usually already degenerate: thus rupture occurs mainly in the elderly.

Clinical features. The patient is usually a man over 60: only occasionally is a younger patient affected. After a strain or fall he complains of pain at the tip of the shoulder and down the upper arm, and of inability to raise the arm.

On examination there is local tenderness below the lateral margin of the acromion. When the patient attempts to abduct the arm no movement occurs at the gleno-humeral joint but a range of about 45–60 ° of abduction can be achieved, entirely by scapular movement (Fig. 14.12A). There is, however, a full range of passive movement; and if the arm is abducted with assistance beyond 90° the patient can sustain the abduction by deltoid action (Fig. 14.12B). Thus the essential and characteristic feature in cases of torn supraspinatus tendon is inability to initiate gleno-humeral abduction. The usual explanation is that the early stages of abduction demand the combined action of the deltoid muscle, which supplies the main motive force, and the supraspinatus, which stabilises the humeral head in the glenoid fossa (like the workman’s foot against a ladder that is being raised from the ground).

Diagnosis. Complete tear of the rotator cuff must be distinguished from other causes of impaired gleno-humeral abduction, especially the painful arc syndrome and paralysis of the abductor muscles (as from poliomyelitis or nerve injury). Inability to initiate gleno-humeral abduction, with power to sustain abduction once the limb has been raised passively, is characteristic of a widely torn supraspinatus. In the painful arc syndrome the power of abduction is retained but the movement is painful.

Imaging. Examination by ultrasound scanning can identify a complete tear of the rotator cuff, but MR scans provide more detailed information on associated pathology in the surrounding structures (Fig. 14.13).

Treatment. In older patients operation should usually be avoided, because the degenerate state of the tendon makes satisfactory repair impracticable: the disability tends to become gradually less noticeable, and indeed the power of active abduction (by deltoid action alone) may sometimes be regained despite the persistence of a large tear.

In younger patients operation should be undertaken to repair both partial-thickness and full-thickness tears. As with other shoulder surgery this can be carried out as an open or an arthroscopic procedure depending on the experience of the surgeon. At the same operation it may be necessary to perform an acromioplasty to reduce impingement on the rotator cuff and to prevent repeat rupture. Thereafter passive movements may be begun within a few days but attempts to lift the arm actively should be deferred for 4 weeks, when provisional healing of the tendon may be expected to have occurred. The results of operation are not uniformly satisfactory, probably because of the poor quality of the degenerate tendon.

PAINFUL ARC SYNDROME (Supraspinatus syndrome)

This is a clinical syndrome characterised by pain in the shoulder and upper arm during the mid-range of gleno-humeral abduction, with freedom from pain at the extremes of the range. The syndrome is common to five distinct shoulder lesions.

Cause. The pain is produced mechanically by nipping of a tender structure between the tuberosity of the humerus and the acromion process and coraco-acromial ligament.

Pathology. Even in the normal shoulder, the clearance between the upper end of the humerus and the acromion process is small in the range of abduction between 45 and 160 °. If a swollen and tender structure is present beneath the acromion it is liable to get nipped during the arc of movement in which the clearance is small (Fig. 14.14A), with consequent pain. In the neutral position and in full abduction the clearance is greater and pain is less marked or absent (Figs 14.14B and 14.14C).

Five primary lesions can give rise to the syndrome (Fig. 14.15). In general, though, these labels only represent variations of a process of degeneration which is the underlying defect.

Clinical features. Whatever the primary cause, the clinical syndrome has the same general features, though they vary in degree. With the arm dependent pain is absent or minimal. During abduction of the arm pain begins at about 45 ° and persists through the arc of movement up to 160° (Fig. 14.16). Thereafter the pain lessens or disappears. In descent from full elevation pain is again experienced during the middle arc of the range: often the patient will twist or circumduct the arm grotesquely in an effort to get it down with the least pain. The severity of the pain varies from case to case. In cases of calcified deposit in the supraspinatus tendon the pain may be so intense that the patient is scarcely able to move the shoulder, or to sleep, and is driven to seek emergency treatment.

Radiographic features. These vary with the underlying cause. Plain radiographs will reveal a fracture of the greater tuberosity or a calcified deposit (Fig. 14.17). A calcified deposit is distinguished radiologically from an avulsed fragment of bone by the fact that it is homogeneous and does not show the trabeculation characteristic of bone. MR scanning may demonstrate some of the other causes from degeneration and partial tears of the rotator cuff.

Diagnosis. Painful arc syndrome is sometimes confused with arthritis of the acromio-clavicular joint, which also causes pain during a certain phase of the abduction arc. But in acromio-clavicular arthritis the pain begins later in abduction (not below 90 °) and increases rather than diminishes as full elevation is reached.

Differentiation between the five primary causes of the syndrome is aided by the history and by radiography. A history of injury suggests a strain of the supraspinatus tendon or a lesion of the greater tuberosity, whereas a spontaneous onset suggests tendinitis, calcified deposit or subacromial bursitis. As noted, radiography will confirm or exclude a fracture or a calcified deposit (Fig. 14.17).

Treatment in the acute case. In mild cases treatment is often unnecessary, but when pain is more severe this may be required depending upon the primary cause of the syndrome.

Calcified deposit in supraspinatus tendon. If the pain is intense, as it sometimes is in these cases, relief can usually be gained by direct injection of hydrocortisone into the calcified deposit. If this fails the deposit of hydroxyapatite crystals may be dispersed with an aspiration needle followed by lavage of the subacromial space.

Contusion or crack fracture of greater tuberosity. Reliance should be placed on active use and mobilising exercises.

Strain of supraspinatus, supraspinatus tendinitis, and subacromial bursitis. Most of these cases respond gradually to physiotherapy in the form of ultrasound or interferential therapy, and mobilising exercises.

Treatment in the chronic case. In cases of painful arc syndrome in which severe symptoms persist despite a full trial of efficient conservative treatment, operation may be required. The procedure of acromioplasty excises the acromion process, or preferably its anterior third, together with the coraco-acromial ligament to prevent the possibility of further nipping of inflamed tissue between it and the upper end of the humerus. The operation can be carried out as either an open or closed arthroscopic procedure.

POLYMYALGIA RHEUMATICA

Polymyalgia rheumatica was described on page 166. It is worth mentioning again here because the soft tissues about the shoulders and the base of the neck are commonly the parts affected. The onset of this disorder of connective tissue is insidious, with aching pain and tenderness in the muscles of the shoulder girdle, neck, and spine, and severe ‘stiffness’ with substantial restriction of mobility of the shoulders, neck, and spine. There is also constitutional illness, with malaise, mild pyrexia, and night sweats, and elevation of the erythrocyte sedimentation rate. Early treatment by prednisolone in high doses should be advised if there is a suspicion of giant cell arteritis, pending confirmation of the diagnosis by biopsy.

DISORDERS OF THE ACROMIO-CLAVICULAR JOINT

OSTEOARTHRITIS OF THE ACROMIO-CLAVICULAR JOINT

Degenerative arthritis (osteoarthritis) of the acromio-clavicular joint is seen much more often than is osteoarthritis of the gleno-humeral joint. Pathologically, there are degeneration and attrition of articular cartilage, and spurs of bone (osteophytes) are formed at the joint margins.

Clinical features. There is pain, localised accurately to the acromio-clavicular joint and aggravated by strenuous use of the limb – especially in overhead work. On examination irregular bony thickening of the joint margins due to osteophytes may be felt. There is no soft-tissue thickening and no increase of local skin temperature. The total range of shoulder movements is not appreciably decreased, but pain in the region of the acromio-clavicular joint is exacerbated at the extremes of movement, especially on elevation of the arm towards the vertical: the arc of movement below 90 ° is painless, but above 90 ° pain develops and persists throughout the remainder of the arc to full elevation (compare painful arc syndrome, p. 268).

Imaging. Radiographs show features that are typical of osteoarthritis with narrowing of the cartilage space and marginal osteophytes. MR scans can provide more information on the extent of rotator cuff impingement in the sub-acromial space.

Treatment. Often treatment is not needed, other than modification of everyday activities. In severe cases operation is justified: it should take the form of excision of the lateral end of the clavicle with preservation of the conoid and trapezoid ligaments.

EXTRINSIC DISORDERS SIMULATING SHOULDER DISEASE

Pain in the shoulder or arm often has no local cause, but is referred from an extrinsic lesion. Such a possibility must always be considered in differential diagnosis.