The respiratory system

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Chapter 16 The respiratory system

Minor common disorders of the respiratory system can often be successfully treated with phytotherapy and it can be helpful as a supportive measure in more serious diseases, such as bronchitis, emphysema and pneumonia. For severe infections, antibiotic therapy may be needed and, although most antibiotics are natural products, their study is a separate issue and will not be dealt with here. However, for colds and flu-like virus infections, decongestants (e.g. menthol and eucalyptus), broncholytics and expectorants (including ipecacuanha, thyme and senega), demulcents (e.g. mallow), antibacterials and antivirals (e.g. linden and elder flowers, pelargonium) and immune system modulators (e.g. echinacea, andrographis) are popular and effective. Allergic conditions such as hay fever can be treated with butterbur, Petasites and, traditionally, a compound of garlic and echinacea is used for allergic and infective rhinitis. Asthma is becoming more prevalent for reasons as yet unknown, but is best treated aggressively with inhaled steroids and bronchodilators. Many bronchodilators are either of natural origin (e.g. theophylline and ephedrine) or have been developed from natural products. Although isolated ephedrine and pseudoephedrine are theoretically contraindicated in asthma because they can precipitate an attack, ephedra herb has a long history of use without apparent ill-effects; this is attributed to other constituents in the whole extract. Antimuscarinic drugs (e.g. atropine), which have bronchodilator effects and also dry up secretions, have largely been superseded by derivatives such as ipratropium. An important compound, sodium cromoglycate, is an anti-allergic drug developed from khellin, which stabilizes mast cells and is used in the form of an inhaler to treat asthma. Platelet-activating factor antagonists (e.g. the ginkgolides) have anti-allergic effects, which may be useful in asthma but are not yet employed clinically. Ginkgo is covered in Chapter 16. Leukotriene antagonists have recently been introduced for asthma therapy and, although no plant products are yet in use, there are several natural compounds (e.g. quercetin) with this property and they may become available in the future. Cough suppressants are very popular, although there is some controversy as to whether they are clinically effective. The most important antitussives are codeine and other opiate derivatives obtained from the opium poppy.

Bronchodilators and decongestants

Systemic drugs

Ephedra, Ephedra spp. (Ephedrae Herba) image

Ephedra, also known as Ma Huang (Ephedra sinica Stapf. and other species of the family Ephedraceae) is an ancient Chinese medicine, which is now used worldwide. It was the original source of ephedrine, a useful decongestant and bronchodilator. Traditionally, it is used to treat asthma and nasal congestion, in the form of nasal drops. Pseudoephedrine is now used more widely for respiratory congestion as it has fewer central nervous system (CNS) stimulatory properties. The plant has slender green stems, which are jointed in branches of about 20 tufts about 15 cm long, and terminate in a sharp, recurved point. These are the medicinal part. The leaves are reduced to sheaths surrounding the stems.

Constituents

Alkaloids, up to about 3%, but widely varying; the major alkaloid is (–)-ephedrine (Fig. 16.1), together with many others. These include (+)-pseudoephedrine, norephedrine, norpseudoephedrine, ephedroxane, N-methylephedrine, maokonine, transtorine and the ephedradines A–D. Other components are catechin derivatives, and diterpenes, including ephedrannin A and mahuannin A, have been isolated from other species of Ephedra.

Toxicological risks

The herb has been abused as a slimming aid, and an ergogenic aid in sports and athletics, but this is dangerous (Fleming 2008). For example, hypertension and other cardiovascular events, and a case of exacerbation of hepatitis, have been noted with high doses. The absorption of ephedrine and pseudoephedrine is slower after ingestion of the herb than for isolated alkaloid preparations, and the other constituents, the ephedradins, mahuannins and maokonine, are mildly hypotensive; but both the herb and the isolated alkaloids should be avoided by hypertensive patients as well as in cases of thyrotoxicosis, narrow-angle glaucoma and urinary retention. Therapeutic doses of the herb are calculated to deliver up to 30 mg of the alkaloids, calculated as ephedrine.

Theophylline image

Although a natural xanthine, theophylline (Fig. 16.2), which is found in cocoa (Theobroma cacao), coffee (Coffea spp.) and tea (Camellia sinensis), is almost invariably used as the isolated compound. It is indicated in reversible airways obstruction, particularly in acute asthma. Because of the narrow margin between the therapeutic and the toxic dose, and the fact that the half-life is highly variable between patients, especially smokers and in heart failure or with concurrent administration of other drugs, care must be taken. The usual dose is 125–250 mg in adults, three times daily, and half of that in children.

Side effects include tachycardia and palpitations, nausea and other gastrointestinal upsets. These can be reduced using sustained-release preparations, and this is the usual form of theophylline products.

Inhalations

Essential oil containing drugs are often used with aromatic compounds (especially camphor) as chest rubs, steam inhalations or nasal sprays, for their decongestant properties. They are particularly useful for infants, children, asthmatics and pregnant women for whom systemic decongestants may not be appropriate. They may also be used orally, in pastilles, lozenges, or ‘cough sweets’. Oils distilled from the aerial parts of members of the pine family [e.g. the common Pumilio (Alpine) pine (Pinus mugo), the European larch (Larix decidua) and the fir tree (Abies spp.)] and the Australian Myrtaceae (e.g. eucalyptus and tea-tree oil) are used frequently. These oils can also be used in steam baths.

Eucalyptus oil, Eucalyptus spp. (Eucalypti aetheroleum) image

The blue gum tree, Eucalyptus globulus Labill., and other species (Myrtaceae) yield a highly characteristic oil which is widely used as a decongestant and solvent. The leaves are scimitar-shaped, 10–15 cm long and about 3 cm wide, shortly stalked and rounded at the base, with numerous transparent oil glands.

Constituents

The oil contains 1,8-cineole (eucalyptol; see Fig. 16.4) as the major component, with terpineol, α-pinene, p-cymene and small amounts of ledol, aromadendrene and viridoflorol, aldehydes, ketones and alcohols.

Menthol image

Menthol is a monoterpene (Fig. 16.4) extracted from mint oils, Mentha spp. (especially M. arvensis) or it can be made synthetically. Whole peppermint oil is used in herbal combinations to treat colds and influenza (as well as for colic, etc.; see Chapter 14), but isolated menthol is an effective decongestant used in nasal sprays and inhalers. Menthol can be irritant and toxic in overdose, but is generally well tolerated in normal usage.

Anti-allergics

Most antihistamines are synthetic in origin and, although many flavonoids have anti-allergic properties, they are nowhere near as potent as, for example, cetirizine, desloratidine, fexofenadine or chlorpheniramine. Recently, however, an extract of the herbal drug butterbur (see below) was found to be equivalent in activity to cetirizine. There is a problem with toxic alkaloids in this plant, which if present must be removed from the product; thus it is not suitable as a home remedy without expert advice. Smooth muscle relaxant drugs have been used widely in asthma, and one of these, khellin (used particularly in the Mediterranean region, and isolated from Ammi visnaga), was investigated as a lead compound for development. One derivative, sodium cromoglycate, was discovered to have antiallergic effects (see below).

Butterbur, Petasites hybridus L.

Petasites hybridus (syn. P. vulgaris, Tussilago petasites, Compositae) is a downy perennial, common in damp places throughout Europe, with very large heart-shaped leaves and lilac-pink brush-like flowers which occur in early spring before the leaves appear. The root and herb are used.

Therapeutic uses and available evidence

Butterbur is traditionally used as a remedy for asthma, colds, headaches and urinary tract disorders. It is used as an antihistamine for seasonal allergic rhinitis, and a recent randomized, double-blind comparative study using 125 patients over 2 weeks of treatment showed that butterbur extract is as potent as cetirizine. The anti-inflammatory activity is due mainly to the petasin content. Extracts inhibit leukotriene synthesis and are spasmolytic, and reduce allergic airway inflammation and AHR by inhibiting the production of the Th2 cytokines IL-4 and IL-5, and RANTES (Brattström et al 2010), thus supporting its use in asthma. Use as prophylactic treatment for migraine has also been suggested but further evidence of efficacy is needed (Agosti et al 2006). The usual dose is an extract equivalent to 5–7 g of herb or root. Internal use is not recommended unless the alkaloids are present in negligible amounts or have been removed from preparations, as is the case with the commercially available product, which is a ‘special extract’. Maximum intake of the alkaloids should be less than 1 μg daily for fewer than 6 weeks per year.

Expectorants and mucolytics

The purpose of these drugs is to reduce the viscosity of mucus in the respiratory tract to enable expectoration of phlegm in cases of chest and throat infection. Frequently, essential oils are used with expectorant aromatic compounds such as camphor. Many expectorants are included in cough mixtures and, although efficacy is difficult to demonstrate, these products are very popular with patients in the absence of other treatments. All are used for coughs and colds, bronchitis and sinusitis, usually in conjunction with other decongestants, demulcents, analgesics and, occasionally, antibiotics. Some of these drugs contain essential oils and salicylates (e.g. poplar buds, thyme), and may also include the decongestants mentioned above (eucalyptus, menthol); others contain saponins (e.g. senega, ivy).

Balm of Gilead (poplar buds), Populus spp.

Poplar buds (from various Populus spp., including P. candicans Ait., P. gileadensis Rouleau, P. balsamifera L. and P. nigra L., Salicaceae) are collected in the spring before they open. P. gileadensis and P. nigra are cultivated in Europe; the others are North American. The buds of all species are similar, being about 2 cm long and 0.5 cm wide, with narrow, brown, overlapping scales; the inner scales are sticky and resinous. The bark of these species is also used.

Thyme and wild thyme, Thymus vulgaris L. and Thymus serpyllum L. (Thymi herba and Serpylli herba) image

Thymus vulgaris (known as garden or common thyme) and wild thyme (T. serpyllum, mother of thyme or serpyllum, Lamiaceae) are indigenous to Europe, especially the Mediterranean region, and are cultivated extensively. They are small, bushy herbs, with small, elliptical, greenish-grey, shortly stalked leaves. Those of thyme are up to about 6 mm long and 0.5–2 mm broad, with entiren recurved margins. The leaves of wild thyme are a little broader and the margins are not recurved; it has leaves with long trichomes at the base. Microscopically, the herbs are similar; both having the characteristic Lamiaceous glandular trichomes; the rather subtle differences are described in the Eur. Ph. Both have a characteristic odour of thymol and are used as culinary herbs.

Senega, Polygala senega L. (Polygalae radix) image

Senega (snake root, rattlesnake root, Polygala senega L., Polygalaceae) is native to the USA. In Chinese medicine, senega may also refer to P. tenuifolia Willd.; both species are used for similar purposes. The root is light yellowish-grey with a knotty crown, from which slender stems arise, bearing the remains of rudimentary leaves and buds at the base.

Ivy, Hedera helix L. (Hederae folium) image

Ivy is a saponin-containing expectorant. It is a common European plant, found also in northern and eastern Asia and introduced into America. Hedera helix (Araliaceae) has dark green leathery leaves, shiny, with 3–4 triangular lobes. The berries are small, purplish-black and globular, with the calyx ring visible at the apex. Both leaves and berries may be used as part of phytotherapeutic preparations. The berries are somewhat toxic if consumed.

Ipecacuanha, Cephaelis ipecacuanha A. Rich and C. acuminata Karsten (Ipecacuanhae radix) image

‘Ipecac’ is obtained from the root and rhizome of Cephaelis ipecacuanha and C. acuminata (Rubiaceae). Rio, Matto Grosso and Brazilian ipecac are used to describe C. ipecacuanha (syn. Psychotria ipecacuanha Stokes) and Cartagena, Nicaragua or Panama ipecac, C. acuminata. They are native to tropical central and south America and cultivated in southern Asia. C. ipecacuanha root is slender, twisted and reddish brown, up to about 4 mm in diameter, with a characteristic ringed appearance. C. acuminata is larger, with fewer annulations. The root can be identified microscopically by the characteristic tracheids and bordered pitted xylem vessels, and the needle crystals of calcium oxalate (see Eur. Ph.).

Therapeutic uses and available evidence

Ipecac extract is an ingredient of many cough preparations, both elixirs and pastilles, because of its expectorant activity. It is also well known as an emetic and has been employed to induce vomiting in cases of drug overdose, particularly in children. This use is, however, highly controversial (Quang and Woolf 2000). The alkaloids are amoebicidal, but the emetic activity means that they are rarely used for this purpose. There is little clinical evidence for the use of ipecac as an expectorant but it has a long history of traditional use. Ipecacuanha Liquid Extract BP is given at a dose of 0.25–1 ml.

Ipecac causes vomiting in large doses and the alkaloids are cytotoxic.

Demulcents and emollients

Many herbal teas, made particularly from flowers and leaves, are used to obtain symptomatic relief from colds and influenza. Some are diaphoretic (induce sweating), some are anti-inflammatory and analgesic, others are mucilagenous and soothing, and many have some antiviral activity due to the polyphenolic constituents. They are used as a general supportive measure and are usually pleasant to take. As well as the plants discussed here, other botanical drugs rich in mucilage are also used for respiratory conditions, for example the lichen ‘Icelandic Moss’ from Cetraria islandica (L.) Ach. (Parmeliaceae).

Elderflower and Elderberry (fruit), Sambucus nigra L. (Sambuci flos, Sambuci fructus) image

Sambucus nigra (Adoxaceae or Sambucaceae), the Black or European elder (berry), is a common European hedge tree or shrub. The flowers appear in May as small, creamy-white, flat-topped umbel-like clusters and are followed by small, shiny, purplish-black berries. Most parts of the plant are used, but most commonly the flowers and berries, which are also used to make refreshing drinks and country-style wines. The berries should not be eaten raw as they contain lectins, which can cause gastrointestinal disturbances, but which are destroyed by heat. Related species are toxic (e.g. Danewort, S. ebulus).

Therapeutic uses and available evidence

Elder flowers are used as an infusion or herbal tea, and a mixture with peppermint is a traditional remedy for colds and influenza. They induce perspiration, which is thought to be beneficial in such cases. Recent studies show an in vitro activity against several strains of influenza virus, and a clinical study has also demonstrated a reduction in the duration of flu symptoms for the berries (see Vlachojannis et al 2010 for review). The effect was attributed to an increase in inflammatory cytokine production as well as a direct antiviral action. The usual dose is about 3 g of flowers infused with 150 ml of hot water, but is not critical. Elder flowers are non-toxic and no side effects have been reported. Both the berries and the flowers are used to make cordials which are taken medicinally for their reputed antioxidant and antiviral properties.

Linden flowers, Tilia spp. (Tiliae flos) image

Linden flowers (although called ‘lime flowers’ they are not related to lime fruit) are from Tilia platyphylla Scop., T. cordata Mill. and their hybrid (Tiliaceae). They are ornamental trees native to Europe. The pedicel bears 3–6 yellowish-white, five-petalled, fragrant flowers on stalks half-joined to an oblong bract.

Marshmallow leaf and root, Althea officinalis L. (Althaeae folium, Althaeae radix) image

Both the leaves and the rootstock of the marshmallow (Malvaceae) are used as a demulcent, expectorant and emollient. The plant is a downy perennial reaching up to 2 m in height with leaves broadly ovate or cordate, 10–20 cm long and about 10 cm wide, with 3–7 rounded lobes, palmate veins and a crenate margin. The flowers are pink, five-petalled, up to 3 cm in diameter. The root as it appears in commerce is dried, fibrous, cream-white when peeled, deeply furrowed longitudinally and with some root scars. It is largely tasteless.

Pelargonium, Pelargonium sidoides DC and P. reniforme CURT (Pelargonii radix) image

Pelargonium is obtained from two southern African species, Pelargonium sidoides and P. reniforme (Geraniaceae) where the tubers, stems and root have been used for centuries to treat a range of infectious conditions.

Therapeutic uses and available evidence

In Germany, a standardized extract of Pelargonium sidoides (EPs® 7630, also known as Umckaloabo®) is registered by the Federal Institute for Drugs and Medical Devices (BfArM) for the indication ‘acute bronchitis’ and several randomized, double-blind, placebo-controlled clinical trials support its efficacy in adults and children (Agbabiaka et al 2008). The extract EPs® 7630 has multiple effects which are beneficial in respiratory infections, and include antiviral, antibacterial, immunomodulatory and cytoprotective effects. It also increases the frequency of ciliary beats, thus helping to remove pathogens for the upper respiratory tract, and inhibits the interaction between bacteria and host cells. A recent study has found that EPs® 7630 interferes with the replication of different respiratory viruses including seasonal influenza A virus strains, RSV, human coronavirus, parainfluenza virus and coxsackie virus (Michaelis et al 2011). This extract is also given to athletes to help strengthen the immune system, which can be compromised by extreme exercise, to protect against colds. A study in athletes submitted to intense physical activity found that Pelargonium sidioides increased the production of secretory immunoglobulin A in saliva, and decreased levels of both interleukin-15 and interleukin-6 in serum, suggesting a strong modulating influence on the immune response associated with the upper airway mucosa (Luna et al 2011).

Immunostimulants

Immune stimulation is usually measured using parameters such as an increase in numbers of circulating immune cells, or enhanced phagocytosis after inoculation with a pathogen. It is notoriously difficult to substantiate claims for the prevention of disease, since very large clinical studies are needed for statistical validity, and these are difficult and expensive to perform. However, echinacea is taken widely and the use of an Oriental herb, astragalus, is increasing in the West for the same indications.

Echinacea, Echinacea pallida (Nutt.) Britt., E. purpurea Moench and E. angustifolia (DC.) Hell. (Echinaceae herba, radix) image

Members of the genus Echinacea (Asteraceae) are widely distributed in North America and have a long tradition of use, both by the American Indians and the settlers, who developed the first commercial preparations during the 19th century. Both aerial parts and secondary roots are used. The indigenous people used E. pallida in particular for a variety of illnesses, such as pain, inflammatory skin conditions and toothache. The three botanical species are used in the preparation of phytomedicines to ‘prevent colds and other respiratory infections’, as immunostimulants. The complex situation regarding species, quality of products made from them and method of production makes an assessment of the clinical efficacy very difficult. Echinacea is often combined with garlic, for the treatment of colds and allergic rhinitis.

Constituents

Numerous compounds have been identified, but the most pharmacologically relevant ones are not known. All species contain similar types of compounds, although not necessarily the same individual ones. The most important are the caffeic acid derivatives, including echinacoside (Fig. 16.8) (E. pallida root), cichoric acid (E. purpurea aerial parts) and others, and the alkylamides (found throughout the plant in all three species), which are a complex mixture of unsaturated fatty acid derivatives. Some have a diene or diyne structure (with two unsaturated and two triple unsaturated groups) or a tetraene structure (with four unsaturated groups) linked via an esteramide to a (2)-methylpropane or (2)-methylbutane residue.

Therapeutic uses and available evidence

Echinacea preparations are available both as traditional herbal medicinal products used to relieve the symptoms of the common cold and influenza type infections, but also as preparations with a well-established use. There is some evidence in the treatment and prevention of respiratory infections, but more limited evidence for slow healing wounds using topical applications. Clinical evidence for uses as an immunostimulant is available for some of the chemically characterised extracts. Overall a series of meta-analyses showed that Echinacea preparations seem to be efficacious both therapeutically (reducing symptoms and duration) and in terms of prophylaxis against the common cold (Shah et al 2007, Woelkart et al 2008). However, Echinacea preparations tested in clinical trials differ greatly. There is better evidence that preparations based on the aerial parts of E. purpurea might be effective for the early treatment of colds in adults but the results are not fully consistent. A mechanism of action has been postulated by Chicca et al (2009), suggesting that the alkylamides dodeca-2 E,4E,8Z,10Z-tetraenoic acid isobutylamide (A1) and dodeca-2E, 4E-dienoic acid isobutylamide (A2) bind to the cannabinoid-2- (CB2) receptor and are the main anti-inflammatory and immune-modulatory principles, acting in synergy. In addition, alkylamides potently inhibit LPS-induced inflammation in human whole blood and exert modulatory effects on cytokine expression, but these effects are not exclusively related to CB2 binding.

Echinacea appears to be safe, although allergic reactions have been reported. The risk of interactions seems to be very limited (Modarai et al 2007).

Andrographis, Andrographis paniculata (Burm.f.) Wall. ex Nees (Andrographis paniculatae herba)

Andrographis paniculata (Acanthaceae), also known as ‘green chiretta’, is an erect annual herb found in north-eastern India and many parts of Asia. It is extremely bitter in taste and has been referred to as the ‘king of bitters’. It is an important herb in Ayurveda where it is known as kalmegh.

Therapeutic uses and available evidence

Andrographis is most commonly used as an immune stimulant, but is also reputed to possess antihepatotoxic, antimicrobial, antithrombogenic, antiinflammatory and anticancer properties (www.thorne.com 2003). Andrographolide has been shown to have immunostimulatory activity, shown by an increase in proliferation of lymphocytes and production of interleukin-2, and the antiinflammatory activity has been demonstrated by an inhibition of NFĸB, nitric oxide, PGE2, IL-1β, IL-6, LTB4, TXB2 and histamine (Bao et al 2009, Chandrasekaran et al 2010). In one Chilean study, andrographis herb had a significant drying effect on the nasal secretions of cold sufferers who took 1,200 mg of the extract daily for 5 days (Cáceres et al 1999). A systematic review of the literature has suggested the herb alone (or in combination with Eleutherococcus) may be an appropriate treatment for uncomplicated acute upper respiratory tract infection (Poolsup et al 2004).

References

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