The Practical Conduct of Anaesthesia

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21

The Practical Conduct of Anaesthesia

The conduct of anaesthesia is planned after details concerning the surgical procedure and the medical condition of the patient have been obtained at the preoperative visit. Preoperative assessment and selection of appropriate premedication are discussed in Chapter 17.

PREPARATION FOR ANAESTHESIA

Before starting, consideration should be given to induction and maintenance of anaesthesia, the position of the patient on the operating table, the equipment necessary for monitoring, the use of intravenous (i.v.) fluids or blood for infusion and the postoperative care and recovery facilities that will be required.

The anaesthetic machine must be tested before use for leaks, misconnections and proper function. A checklist, e.g. that published by the Association of Anaesthetists of Great Britain and Ireland (AAGBI 2004), is recommended. This is discussed in Chapter 20. The breathing system to be used should be new for each patient, or a new filter of appropriate size for each patient should be placed between the patient and the system, according to the AAGBI recommendations (2008).

The availability and function of all anaesthetic equipment should be checked before starting (see Table 21.1). The anaesthetist should be satisfied that the correct operation is being performed upon the correct patient and that consent has been given. Surgical Safety checklists are available for all the theatre team. The patient must be on a tilting bed or trolley and the anaesthetist should have a competent, trained assistant.

TABLE 21.1

Equipment Required for Tracheal Intubation

Correct size of laryngoscope and spare (in case of light failure)

Tracheal tube of correct size + an alternative smaller size

Tracheal tube connector

Wire stilette

Gum elastic bougies

Magill forceps

Cuff-inflating syringe

Artery forceps

Securing tape or bandage

Catheter mount(s)

Local anaesthetic spray – 4% lidocaine

Cocaine spray/gel for nasal intubation

Tracheal tube lubricant

Throat packs

Anaesthetic breathing system and face masks – tested with O2 to ensure no leaks present

INDUCTION OF ANAESTHESIA

Anaesthesia is induced using one of the following techniques:

Inhalational Induction

The most common indications for inhalational induction of anaesthesia are listed in Table 21.2.

TABLE 21.2

Indications for Inhalational Induction

Young children

Upper airway obstruction, e.g. epiglottitis

Lower airway obstruction with foreign body

Bronchopleural fistula or empyema

No accessible veins

The proposed procedure should be explained to the patient before starting. A technique using a cupped hand around the fresh gas delivery tube may be preferred for young children, otherwise a face mask is used. The mask or hand is introduced gradually to the face from the side; the use of a transparent perfumed mask can render the procedure less unpleasant. While talking to the patient and encouraging normal breathing, the anaesthetist adjusts the mixture of the fresh gas flow and observes the patient’s reactions. Initially, nitrous oxide 70% in oxygen is used and anaesthesia is deepened by the gradual introduction of increments of a volatile agent, e.g. sevoflurane which can can be increased up to an inspired concentration of 6%. Maintenance concentrations of isoflurane (1–2%) or sevoflurane (2–3%) are used when anaesthesia has been established.

A single-breath technique of inhalational induction has been advocated for patients who are able to cooperate. One vital capacity breath from a prefilled 4 L reservoir bag containing a high concentration of volatile agent (e.g. sevoflurane 8%) in oxygen (or nitrous oxide 50% in oxygen) results in smooth induction of anaesthesia within 20–30 s.

Observation of the colour of the patient’s skin and pattern of ventilation, palpation of the peripheral pulse, ECG and SpO2 monitoring, and measurement of arterial pressure are important accompaniments to the technique of inhalational induction.

If spontaneous ventilation is to be maintained during the procedure, airway patency is ensured by use of an oropharyngeal airway, a laryngeal mask airway or a tracheal tube once anaesthesia has been established.

Intravenous Induction

Induction of anaesthesia with an i.v. agent is suitable for most routine purposes and avoids many of the complications associated with the inhalational technique. It is the most appropriate method for rapid induction of the patient undergoing emergency surgery, in whom there is a risk of regurgitation of gastric contents. All drugs which may be required at induction should be prepared, and a cannula inserted into a suitable vein. The anaesthetist should wear rubber gloves for this and for other procedures such as airway manipulations and insertion of an airway or tracheal tube.

If an existing i.v. cannula is to be used, its function must be checked. Cannulae with a side injection port (‘Venflon’ type) are useful; large cannulae (e.g. 16G, 14G) are necessary for transfusion of fluids or blood. A vein in the forearm or on the back of the hand is preferable; veins in the antecubital fossa should be avoided because of the risks of intra-arterial injection and problems with elbow flexion. After selection of a suitable vein and skin preparation with 2% chlorhexidine in alcohol, subcutaneous local anaesthetic can be used. Alternatively, local anaesthetic cream (‘EMLA’ or ‘Ametop’) may have been applied preoperatively. Intravenous entry is confirmed and the cannula is secured firmly with tape. ‘Opsite’ or other specific cannula dressings may be used when long-term use is anticipated.

Patient monitors, including SpO2, ECG and arterial pressure should be attached before induction of anaesthesia. Preoxygenation of the lungs may begin, using a close-fitting face mask and 100% oxygen delivered by a suitable breathing system for 5 min. Alternatively, three to four large (vital capacity) breaths may be used. Preoxygenation before routine elective induction of anaesthesia avoids transient hypoxaemia before establishment of effective lung ventilation.

Doses of the common i.v. agents are shown in Table 21.3. The induction dose varies with the patient’s weight, age, state of nutrition, circulatory status, pre-medication and any concurrent medication. A small test dose is commonly administered and its effects are observed. Slow injection is recommended in the aged and in those with a slow circulation time (e.g. shock, hypovolaemia, cardiovascular disease) while the effects of the drug on the cardiovascular and respiratory systems are assessed.

TABLE 21.3

Intravenous Induction Agents

Agent Induction Dose (mg kg–1)
Thiopental 3–5
Etomidate 0.3
Propofol 1.5–2.5
Ketamine 2

A rapid-sequence induction technique is indicated for patients undergoing emergency surgery and for those with potential for vomiting or regurgitation. After i.v. induction, a rapid transition to stage 3 anaesthesia (see below) is achieved; this is maintained by the introduction of an inhalational agent or by repeated bolus injections or a continuous infusion of an i.v. anaesthetic agent. Emergency anaesthesia is discussed fully in Chapter 37.

Complications and Difficulties

Regurgitation and vomiting. If pharyngeal regurgitation occurs, the patient should be placed immediately into the Trendelenburg position and material aspirated with suction apparatus. Should inhalation of gastric contents occur, treatment is with 100% oxygen, bronchodilators and tracheal suction. Steroids and antibiotics are not routinely administered but may be considered. Continued IPPV may be required if the resultant pneumonitis is severe.

Intra-arterial injection of thiopental. This rare complication should nowadays be avoided by the appropriate choice of venous site and by checking the ‘flashback’ of blood on cannulation before injection. Pain and blanching in the hand and fingers occurs as a result of crystal formation in the capillaries. The cannula should be left in the artery and 40 mg papaverine injected with local anaesthetic (e.g. lidocaine 1% 5 mL). Further treatment includes stellate ganglion block, brachial plexus block or sympathetic block with i.v. guanethidine.

Perivenous injection. This causes blanching and pain and may result in a small degree of tissue necrosis. Propofol produces less tissue damage than thiopental. Hyaluronidase may be used to speed dispersal of the drug.

Cardiovascular depression. This is likely to occur particularly in the elderly, the hypovolaemic or the untreated hypertensive patient. Reducing the dose and speed of injection is essential in these patients. Infusion of i.v. fluid (e.g. 500 mL colloid or 1000 mL crystalloid solution) is usually successful in restoring arterial pressure but other agents e.g. ephedrine 3–12 mg i.v. may be required.

Respiratory depression. Slow injection of an induction agent can reduce the extent of respiratory depression. Respiratory adequacy must be assessed carefully and the anaesthetist should be ready to assist ventilation of the lungs if necessary.

Histamine release. Thiopental in particular may cause release of histamine with subsequent formation of typical wheals. Severe reactions may occur to individual agents, and appropriate drugs and fluids should be available in the anaesthetic room for treatment. Guidelines for emergency management of acute major anaphylaxis are available (AAGBI) and may be displayed in the anaesthetic room. This is discussed further in Chapter 43.

Porphyria. An acute porphyric episode may be precipitated by barbiturates in susceptible individuals.

Other complications. Pain on injection (especially with etomidate or propofol), hiccup or dystonic muscular movements may occur. The use of lidocaine 10–40 mg per 20 mL propofol 1% reduces the incidence of pain on injection.

POSITION OF PATIENT FOR SURGERY

After induction of anaesthesia, the patient is placed on the operating table in a position appropriate for the proposed surgery. When positioning the patient, the anaesthetist should take into account surgical access, patient safety, anaesthetic technique, monitoring and position of i.v. cannulae, etc.

Some commonly used positions are shown in Figure 21.1. Each may have adverse effects in terms of skeletal, neurological, ventilatory and circulatory effects.

The lithotomy position may result in nerve damage on the medial or lateral side of the leg from pressure exerted by the stirrups, which must be well padded. Care must be taken to elevate both legs simultaneously so that pelvic asymmetry and resultant backache are avoided. The sacrum should be supported and not allowed to slip off the end of the operating table.

The lateral position may result in asymmetrical lung ventilation. Care is required with arm position and i.v. infusions. The pelvis and shoulders must be supported to prevent the patient from rolling either backwards (with a risk of falling from the table) or forwards into the recovery position.

The prone position may cause abdominal compression which may result in ventilatory and circulatory embarrassment. To prevent this, support must be provided beneath the shoulders and iliac crests. Excessive extension of the shoulders should be avoided. The face, and particularly the eyes, must be protected from external pressure or trauma. The tracheal tube must be secured firmly in place as it is almost impossible to reinsert it with the patient in this position.

The Trendelenburg position may produce upward pressure on the diaphragm because of the weight of the abdominal contents. Damage to the brachial plexus may occur as a result of pressure from shoulder supports, especially if the arms are abducted.

The sitting position requires careful support of the head. In addition, venous pooling and resultant cardiovascular instability may occur.

The supine position carries the risk of the supine hypotensive syndrome during pregnancy (see Ch 35) or in patients with a large abdominal mass.

Positioning during anaesthesia is discussed extensively by Martin & Warner (1997).

MAINTENANCE OF ANAESTHESIA

Anaesthesia may be continued using inhalational agents, i.v. anaesthetic agents or i.v. opioids either alone or in combination. Tracheal intubation with or without muscle relaxants may be used. Regional anaesthesia may be used to supplement any of these techniques to achieve the components of the familiar anaesthetic triad of sleep, neuromuscular relaxation and analgesia.

Inhalational Anaesthesia with Spontaneous Ventilation

This is an appropriate form of maintenance for superficial body surgery, minor procedures which produce little reflex or painful stimulation and operations for which profound neuromuscular blockade is not required.

Minimum Alveolar Concentration

Minimum alveolar concentration (MAC) is the minimum alveolar concentration of an inhaled anaesthetic agent which prevents reflex movement in response to surgical incision in 50% of subjects. MAC values of commonly used inhalational agents are shown in Appendix C. MAC varies little with metabolic factors but is reduced by opioid medication and in the presence of hypothermia. MAC is higher in neonates and is reduced in the elderly (see Ch 2). The effects of inhalational anaesthetics are additive: thus 1 MAC-equivalent could be achieved by producing an alveolar concentration of 70% nitrous oxide (0.67 MAC) and 0.4% isoflurane (0.33 MAC).

The rate at which MAC is attained may be increased by raising the inspired concentration and by avoidance of airway obstruction. Increasing ventilation at a constant inspired concentration produces more rapid equilibration between inspired and alveolar concentrations. The time taken for equilibration increases with the blood/gas solubility coefficient of the agent; those with a high blood/gas solubility coefficient (e.g. halothane) do not reach equilibrium for several hours (see Ch 2). It follows, therefore, that the inspired concentration must be considerably higher than MAC to produce an adequate alveolar concentration when such agents are used.

Control of the depth of anaesthesia to achieve adequacy without overdose by varying the inspired concentration of volatile agent requires constant assessment of the patient’s reaction to anaesthesia and surgery. This rapid control is one of the main advantages of inhalational anaesthesia. The signs of inadequate depth of anaesthesia include tachypnoea, tachycardia, hypertension and sweating.

Signs of Anaesthesia

Guedel’s classic signs of anaesthesia are those seen in patients premedicated with morphine and atropine and breathing ether in air. The clinical signs associated with anaesthesia produced by other inhalational agents follow a similar course, but the divisions between the stages and planes are less precise (Fig. 21.2).

Stage 1: the stage of analgesia. This is the stage attained when using nitrous oxide 50% in oxygen, as used in the technique of relative analgesia (see Ch 29).

Stage 2: stage of excitement. This is seen with inhalational induction, but is passed rapidly during i.v. induction. Respiration is erratic, breath-holding may occur, laryngeal and pharyngeal reflexes are active and stimulation of pharynx or larynx, e.g. by insertion of a Guedel or laryngeal mask airway, may produce laryngeal spasm. The eyelash reflex (used as a sign of unconsciousness with i.v. induction) is abolished in stage 2, but the eyelid reflex (resistance to elevation of eyelid) remains present.

Stage 3: surgical anaesthesia. This deepens through four planes (in practice, three – light, medium, deep) with increasing concentration of anaesthetic drug. Respiration assumes a rhythmic pattern and the thoracic component diminishes with depth of anaesthesia. Respiratory reflexes become suppressed but the carinal reflex is abolished only at plane IV (therefore, a tracheal tube which is too long may produce carinal stimulation at an otherwise adequate depth). The pupils are central and gradually enlarge with depth of anaesthesia. Lacrimation is active in light planes but absent in planes III and IV – a useful sign in a patient not premedicated with an anticholinergic.

Stage 4: stage of impending respiratory and circulatory failure. Brainstem reflexes are depressed by the high anaesthetic concentration. Pupils are enlarged and unreactive. The patient should not be permitted to reach this stage. Withdrawal of the anaesthetic agents and administration of 100% oxygen lightens anaesthesia.

Observation of other reflexes provides a guide to depth of anaesthesia. Swallowing occurs in the light plane of stage 3. The gag reflex is abolished in upper stage 3. Stretching of the anal sphincter produces reflex laryngospasm even at plane III of stage 3.

Complications and Difficulties

Airway obstruction. This is relieved by appropriate positioning and the use of airway equipment (see below).

Laryngeal spasm. This may occur above light-medium planes of stage 3 as a result of stimulation. Treatment is to stop the stimulation and gently deepen anaesthesia. If spasm is severe, 100% oxygen is applied with the face mask held tightly, while the airway is maintained by hand and pressure is applied to the reservoir bag. Attempts to ventilate the patient’s lungs usually result only in gastric inflation. However, as the larynx partially opens, 100% oxygen flows through under pressure. Further gentle deepening of anaesthesia may then take place. In severe laryngeal spasm, i.v. succinylcholine may be required, and after the lungs have been inflated with oxygen it is advisable to intubate the trachea.

Bronchospasm. This may occur if volatile anaesthetic agents are introduced rapidly, particularly in smokers or those with excessive bronchial secretions. Humidification and warming of gases may minimize the problem. Bronchospasm may accompany laryngospasm. Administration of bronchodilators may be required. This complication occurs readily in the presence of or shortly after a respiratory tract infection.

Malignant hyperthermia. Volatile agents, succinylcholine or amide-type local anaesthetic agents may trigger this syndrome in susceptible individuals (see Ch 43).

Raised intracranial pressure (ICP). All volatile agents may produce an increase in ICP and this is accentuated by retention of CO2 which accompanies the use of volatile agents in the spontaneously breathing patient. A spontaneous ventilation technique is therefore contraindicated in patients with an intracranial space-occupying lesion or cerebral oedema.

Atmospheric pollution. The use of the appropriate scavenging apparatus helps to reduce levels of theatre pollution by volatile and gaseous agents (see Ch 20).

Delivery of Inhalational Agents – Airway Maintenance

Maintenance of the airway is one of the most important of the anaesthetist’s tasks. Inhalational agents may be delivered via a face mask, a laryngeal mask airway (LMA) or another supraglottic airway device (SAD), or a tracheal tube.

Use of the Face Mask: Inhalational anaesthesia usually involves the use of a face mask. The face mask has many variants of type and size, and selection of the correct fit is important to provide a gas-tight seal.

For children, a mask with excessive dead space should be avoided. The patient’s head position during mask anaesthesia is important; the mandible is held ‘into’ the mask by the anaesthetist using a bony contact point rather than pressing into the soft tissues, which may result in airway obstruction (especially in children). The mandible is held forward, helping to prevent posterior movement of the tongue and obstruction of the airway.

The importance of observation of the airway during mask anaesthesia cannot be overemphasized. Soft tissue indrawing in the suprasternal and supraclavicular areas is evidence of upper airway obstruction. Noisy ventilation or inspiratory stridor provides further evidence that airway obstruction is present and requires rapid correction. Maintenance of the airway may be assisted further by the use of an oropharyngeal (Guedel) airway. An appropriate stage of anaesthesia must be reached before insertion of the airway as stimulation of the pharynx at stage 2 or at light stage 3 produces coughing, laryngospasm or breath-holding. The use of local anaesthetic spray or jelly to coat the airway may permit its insertion at an earlier stage. A nasopharyngeal airway may be better tolerated.

The face mask is used in current practice only before tracheal intubation or insertion of the laryngeal mask or during short non-invasive procedures, e.g. dental anaesthesia and orthopaedic manipulations. To ensure patency of the airway, other airway adjuncts such as an oropharyngeal or a nasopharyngeal airway may be used.

Use of the Laryngeal Mask Airway and Other Supraglottic Airway Devices:

contraindications:

Conduct of LMA insertion. An appropriate depth of anaesthesia is required for successful insertion of the LMA. Fewer difficulties are encountered after i.v. induction of anaesthesia with propofol than with thiopental because of the greater tendency of the former to suppress pharyngeal reflexes. The appropriate size of LMA is chosen according to the weight of the patient (Table 21.4). In general, the largest size possible is used to create a seal with a cuff inflation less than the maximum. In adults, the larger sizes are used according to inspection. The patient’s head is extended, the mouth is opened and, if necessary, the mandible can be held down by an assistant. The LMA cuff is evacuated and the LMA is inserted into the pharynx in a direction along the axis of the hard palate so that the cuff encounters the posterior pharyngeal wall and is swept distally into the laryngopharynx. This may be assisted by use of the gloved fingers in the ‘classic’ technique. The cuff then lies posterior to the larynx. Air is injected into the cuff and the breathing system is attached via a catheter mount to the 22-mm proximal connector. The LMA is secured in place with tape or a bandage after confirmation of correct placement by observation of movement of the reservoir bag, or of the chest after a gentle manual inflation of the lungs. The reinforced LMA may be useful when the standard LMA may hinder surgical access or be prone to kinking.

TABLE 21.4

Laryngeal Mask Airway Sizes

image

After Brimacombe et al. 1996

Alternative SADs comprise the Igel, Pro-seal LMA, supreme LMA (SLMA), and the intubating LMA (ILMA) which may be used to facilitate tracheal intubation. These are described in Chapter 15. The anaesthetist should gain clinical experience with these types in order to appreciate the differences in insertion technique from that of the classic LMA.

Tracheal Intubation

Indications

Contraindications. There are few contraindications. In emergency situations, hypoxaemia must be relieved if at all possible before insertion of a tracheal tube.

Choice of Equipment

Tracheal Tubes: Modern tracheal tubes are disposable and made from PVC which is ‘implant tested’ for its inert effect upon the tissues. In some circumstances, e.g. head and neck or throat surgery, the tracheal tube may be subject to direct or indirect pressure and standard tubes may kink or become compressed. It may be appropriate to use a tube which is reinforced with a nylon or steel spiral in such cases. Tracheal tubes are introduced usually through the mouth, although it may be preferable to pass the tube through the nose, particularly for oral surgery. The supplied length of disposable tubes exceeds that required normally for oral intubation and the tube should be cut to the appropriate length before use. During thoracic surgery, it may be necessary to ventilate the lungs independently and a bronchial tube, bronchial blocker or double-lumen tube is required (see Ch 33).

In order to seal the airway, most tracheal tubes are manufactured with an inflatable cuff at the distal end. The cuff may be of low or high volume; low-volume cuffs produce a seal over a smaller area of tracheal mucosa and tend to exert a high pressure on the mucosal cells, reducing the capillary blood supply and rendering the cells potentially ischaemic. High-volume cuffs cover a wide area of mucosa; the pressure exerted varies during the respiratory cycle, but on average is lower than that produced by a low-volume cuff. A medium-volume, low-profile cuffed tube represents a compromise and has some practical advantages.

Tracheal tubes of different sizes are required. The size quoted is the internal diameter (ID). Adult males normally require a tube of 9–9.5 mm ID and females 8–8.5 mm ID. For oral intubation, the tube should normally be 20–23 cm in length. The appropriate internal diameter of tube for paediatric use may be calculated from the following formula: (age/4) + 4 mm. This is an approximation and a tube 0.5 mm smaller and 0.5 mm larger should also be prepared. The length of tube required for oral intubation in children is approximately equal to (age/2) + 12 cm. A tube of slightly smaller ID may be required for nasal intubation and its length may be calculated from the formula (age/2) + 15 cm.

An appropriate connector is required between the tracheal tube and the anaesthetic breathing system, e.g. curved connector for nasal tube, lightweight plastic with low dead space for children or a connector with a suction port for thoracic surgery. It is important before use to ensure the patency of breathing system connectors and the absence of foreign material occluding the lumen; vulnerable components of the breathing system should remain wrapped until just before their use.

Anaesthesia for Tracheal Intubation

Tracheal intubation may be performed under local anaesthesia (using topical spray, transtracheal spray and superior laryngeal nerve block) or under general anaesthesia (either i.v. or inhalation, with or without the use of muscle relaxation). The usual approach is to provide general anaesthesia and muscle relaxation, to perform laryngoscopy and direct vision intubation and then to maintain anaesthesia via the tracheal tube with spontaneous or controlled ventilation.

Relaxant Anaesthesia for Intubation: After i.v. or inhalational induction of anaesthesia, the short-acting depolarizing muscle relaxant succinylcholine may be used to provide relaxation for tracheal intubation. After loss of consciousness, the patient breathes 100% oxygen or 50% nitrous oxide in oxygen and succinylcholine is administered in a dose of 1–1.5 mg kg–1. Assisted ventilation is maintained via the face mask until muscle relaxation occurs (except in emergency patients and those likely to regurgitate) and laryngoscopy and intubation are performed. Inhalational anaesthesia may be continued with manual ventilation until the effects of the relaxant have ceased, whereupon spontaneous ventilation is resumed. Alternatively, non-depolarizing neuromuscular blockade is produced and ventilation controlled.

Conduct of Laryngoscopy

The position of the patient’s head and neck is important. The neck should be flexed and the head extended with the support of a pillow; thus, the oral, pharyngeal and tracheal axes are brought into alignment (Fig. 21.4). The laryngoscope is designed for left-hand use and is introduced into the right side of the mouth while the right hand opens the mouth, parting the lips to avoid interposing them between laryngoscope and teeth. The teeth may be protected from blade trauma with the fingers or the use of a plastic ‘guard’. The laryngoscope blade deflects the tongue to the left and the length of the blade is passed over the contour of the tongue. The laryngoscope is lifted upwards and forwards, avoiding a levering movement which can damage the upper anterior teeth. Using a straight blade, the tip is passed posterior to the epiglottis, which is lifted anteriorly, and the vocal cords are seen. With a curved blade, the tip is inserted into the vallecula and pressure on the hyoepiglottic ligament moves the epiglottis to expose the vocal cords. External pressure on the thyroid cartilage by an assistant may aid laryngeal vision at this stage. Alternatively, using the McCoy adaptation of the Macintosh blade, the distal lever may be used to elevate the epiglottis to assist in viewing the larynx.

Conduct of Intubation

After laryngeal visualization, the supraglottic area and cords may be sprayed, if required, with local anaesthetic solution (lidocaine 4%). The tracheal tube is passed from the right side of the mouth (which may be held open by the assistant’s finger if necessary, permitting a clear view of the midline) and between the vocal cords into the trachea until the cuff is below the vocal cords. A semirigid stilette may be used during intubation to provide the correct degree of curvature of the tracheal tube to facilitate intubation. This is useful particularly with reinforced tubes.

The tube cuff is inflated sufficiently to abolish audible gas leaks on inflation of the lungs. The correct position of the tube must now be confirmed. If the tube has been seen clearly at laryngoscopy to pass through the vocal cords into the trachea, then equal movement of both sides of the chest during ventilation should be confirmed and auscultation in each axilla for breath sounds should be performed to ensure that the tip of the tracheal tube has not passed too far distally to enter, or occlude, one of the main bronchi (see Ch 43); if there is unilateral air entry, the tube should be withdrawn slowly and carefully until air entry is equal in both lungs. If the tube has not been seen clearly to enter the trachea, or if there is any reason to suspect that its distal end is not in the trachea, then the steps outlined in Chapter 43 must be undertaken immediately to identify possible oesophageal intubation.

After its correct position has been determined, the tube is secured with cotton tape, bandage or sticking plaster strips. Correct fixation of the tube is important, particularly if the head is inaccessible during surgery, e.g. when the patient is in the prone position. On such occasions, extra security is gained using broad ‘elastoplast’ strapping over the primary fixing tape on the patient’s face.

Nasal Intubation

Nasal intubation may be used for dental operations, ENT operations, etc., and may be preferred for long-term intubation because it provides easier tube fixation, easier oral toilet and greater patient comfort.

A slightly smaller tube is used and is introduced preferentially into the right nostril, as the left-facing bevel of the tube favours this approach. The tube is passed along the floor of the nose and advanced gently into the pharynx, avoiding excessive force. Laryngoscopy takes place and the tube is advanced into the trachea by manipulation of the proximal end or by grasping the distal tip with Magill’s intubating forceps to pass it between the cords.

Packing of the throat may be used after intubation, especially for oropharyngeal operations. The moist gauze pack is introduced using the laryngoscope and Magill forceps. The pharynx should be packed on each side of the tracheal tube. The pack should be applied gently to avoid abrasion of the mucosa. A ‘tail’ of the pack is left protruding from the mouth and the anaesthetist must accept responsibility for removal of the pack before extubation. A latex ‘foam’ pack may be used as an alternative to cotton gauze.

Difficult Intubation

The incidence of difficult intubation is reported as being one in 65 patients. In practice, most cases represent difficulty with laryngoscopy. Poor management of difficult intubation is a significant cause of anaesthetic morbidity and mortality. Sequelae include dental and airway trauma, pulmonary aspiration and hypoxaemia.

Aetiology: Table 21.5 shows the common causes of difficult intubation. The single most important cause is an inexperienced or inadequately prepared anaesthetist, often complicated by equipment malfunction. There are numerous causes of difficult laryngoscopy related to patient factors. The anatomical features associated with difficult laryngoscopy are listed in Table 21.6. Of these, the atlanto-occipital distance is the best predictor of difficulty but requires an X-ray examination. Many of these factors are normal anatomical variations; they may also be congenital or acquired.

TABLE 21.6

Anatomical Factors Associated with Difficult Laryngoscopy

Short, muscular neck

Protruding incisors (buck teeth)

Long, high arched palate

Receding lower jaw

Poor mobility of mandible

Increased anterior depth of mandible

Increased posterior depth of mandible (reduces jaw opening, requires X-ray)

Decreased atlanto-occipital distance (reduces neck extension, requires X-ray)

Congenital. Many syndromes are associated with multiple anatomical abnormalities such as a small mouth, large tongue and cleft palate. Patients with encephalocele, cystic hygroma and hydrocephalus may have restricted head or jaw movement. Morquio and Down syndromes are associated with cervical spine instability.

Acquired. Acquired factors may affect jaw opening, neck movement or the airway itself. Reduced jaw movement is a common cause of difficult laryngoscopy. Trauma and infection may cause reflex spasm of the masseter and medial pterygoid muscles (trismus). This occurs typically with dental abscess or mandibular fractures and is usually relaxed by anaesthetic agents. In contrast, the reduced jaw movement associated with temporomandibular joint fibrosis is usually fixed. This may complicate chronic infection, rheumatoid arthritis, ankylosing spondylitis and radiotherapy. Any local soft tissue swelling or mass may also reduce jaw movement.

Reduced head and neck movement is an important cause of difficult laryngoscopy. Optimal positioning for laryngoscopy requires extension of the head at the atlanto-occipital joint; this joint may be damaged in patients with rheumatoid arthritis, osteoarthritis and ankylosing spondylitis. Cervical spine movement may be reduced by surgical fusion, fibrosis and soft tissue swellings of the head and neck. Cervical spine instability (e.g. fractures, tumours, rheumatoid arthritis) makes neck movement undesirable.

Disorders of the airway itself may pose a serious threat to ventilation in addition to preventing normal laryngoscopy. Soft tissue oedema of the face/upper airway from dental abscess, other infections, drug hypersensitivity, burns and trauma may cause considerable anatomical distortion with life-threatening airway obstruction. Foreign bodies, tumours and scarring after infection, burns and radiotherapy may also cause difficult laryngoscopy. Vocal cord apposition from recurrent laryngeal nerve palsy can hinder passage of the tracheal tube through the larynx. Positioning of the tracheal tube in the trachea may be difficult if there is compression or deviation caused by thyroid tumours, haematoma (traumatic, surgical) and thymic or lymph node tumours. Other rare disorders include vascular rings and laryngotracheomalacia. In clinical practice, the cause of difficult laryngoscopy is often multifactorial, for example in patients with morbid obesity, pregnancy and rheumatoid arthritis.

Management: Preoperative assessment. Preoperative examination of the airway (Table 21.7) is essential. Identifying patients with a potentially difficult airway (see Tables 21.5 and 21.6) allows time for planning an appropriate anaesthetic technique. Previous anaesthetic records should always be consulted. However, a past record of normal tracheal intubation is no guarantee for future anaesthesia as airway anatomy may be altered. Pregnancy is a common example. The presence of stridor or a hoarse voice is a warning sign for the anaesthetist. As it is impossible to identify all patients with a difficult airway during preoperative assessment, the anaesthetist must be prepared to manage the unexpected difficult laryngoscopy.

TABLE 21.7

Preoperative Assessment of the Airway

General appearance of neck, face, maxilla and mandible

Jaw movement

Head extension and neck movement

Teeth and oropharynx

Soft tissue of neck

Recent chest and cervical spine X-rays

Previous anaesthetic records

Many additional clinical tests to predict difficult laryngoscopy have been described. None of these tests is totally reliable, but their use may complement routine examination of the airway. The ‘Mallampati’ test is a widely used and simple classification of the pharyngeal view obtained during maximal mouth opening and tongue protrusion (Fig. 21.5). In practice, this test suggests a higher incidence of difficult laryngoscopy if the posterior pharyngeal wall is not seen. The predictive value of this test may be strengthened if the thyromental distance (thyroid cartilage prominence to the bony point of the chin during full head extension) is less than 6.5 cm. The Mallampati classification correlates with the view obtained at laryngoscopy (Fig. 21.6). The difficulty associated with a ‘grade 3’ laryngoscopy may usually be overcome by posterior laryngeal displacement and/or the use of a suitable bougie. A patient whose epiglottis is not visible at laryngoscopy (‘grade 4’) usually has obvious preoperative anatomical abnormalities. Management of these patients requires the use of special techniques such as fibreoptic laryngoscopy (see Ch 15).

Preoperative preparation. Premedication with an antisialagogue reduces airway secretions. This is advantageous before inhalational induction and essential for awake fibreoptic laryngoscopy to maximize the effectiveness of topical local anaesthesia. An anxiolytic may also be given but is contraindicated in patients with airway obstruction. The presence of a trained assistant is essential and the availability of an experienced anaesthetist and a special ‘difficult intubation’ trolley with a range of equipment such as bougies, laryngoscopes and tracheal tubes is desirable.

Regional anaesthesia. This should be used wherever possible in patients with a difficult airway although the patient, anaesthetist and equipment must be prepared for general anaesthesia should a complication arise.

General anaesthesia. Unless tracheal intubation is essential for airway protection or to facilitate muscle relaxation and ventilation, the use of an artificial airway such as the laryngeal mask with spontaneous ventilation is a safe technique. If intubation is essential, the appropriate anaesthetic technique depends on the anticipated degree of difficulty, the presence of airway obstruction and the risk of regurgitation and aspiration. There is no place for the use of a long-acting neuromuscular blocker to facilitate intubation where difficulty is anticipated. Correct positioning of the head and neck is essential and the lungs should be preoxygenated after cannulation of a vein and appropriate monitoring. The safest anaesthetic technique may usually be chosen from the following clinical examples:

1. Patients with an increased risk of regurgitation and aspiration (e.g. full stomach, intra-abdominal pathology, pregnancy). An inhalational induction is inappropriate in these patients. Regional anaesthesia is preferable in the parturient (see Ch 35). Preoxygenation and a rapid sequence induction with succinylcholine can be used if there is little anticipated difficulty. If intubation is unsuccessful, no further doses of neuromuscular blocking drug should be used, the patient allowed to wake and further assistance sought. If there is a high degree of anticipated difficulty, an awake technique is recommended (see below).

2. Patients with little anticipated difficulty and no airway obstruction (e.g. mild reduction of jaw or neck movement). After a sleep dose of intravenous induction agent and confirmation of the ability to ventilate the lungs manually by mask, succinylcholine may be given to provide the best conditions for tracheal intubation. If difficulty is encountered, the patient is allowed to wake up and the procedure replanned. Where appropriate, anaesthesia is deepened by spontaneous ventilation using a volatile agent and alternative techniques to facilitate tracheal intubation used (see below).

3. Patients with severe anticipated difficulty and no airway obstruction (e.g. severe reduction of jaw or neck movement). Appropriate techniques include inhalational induction with sevoflurane or the use of fibreoptic laryngoscopy either in the awake patient or after inhalational induction. Neuromuscular blocking drugs must not be used until the ability to ventilate the lungs manually and view the vocal cords is confirmed.

4. Patients with airway obstruction (e.g. burns, infection, trauma). An inhalational induction may be used; otherwise an awake technique should be considered. Neuromuscular blocking drugs should not be used until tracheal intubation is confirmed.

5. Extreme clinical situations. Tracheostomy performed under local anaesthesia may be the safest technique.

Inhalational Induction: Premedication with an antisialagogue is desirable. Depth of anaesthesia is increased carefully by spontaneous ventilation of increasing concentrations of a volatile agent in 100% oxygen until laryngoscopy may be performed safely. Halothane may still be the agent of choice for this purpose. If the larynx is viewed easily intubation may be performed with or without succinylcholine. If the view is limited, the use of a suitable bougie assists passage of the tracheal tube through the larynx. This is confirmed by detecting tracheal rings or resistance when the smaller bronchi are encountered. The tracheal tube is then ‘railroaded’ over the bougie into the trachea, often made easier by rotating the tracheal tube through 90° in an anticlockwise direction to align the bevel as it passes through the larynx. If this is unsuccessful, anaesthesia may be maintained and the use of fibre-optic laryngoscopy can be considered.

Complications of Tracheal Intubation

Complications may be mechanical, respiratory or cardiovascular and may occur early or late.

Early Complications: Trauma may occur to lips and teeth or dental crowns. Jaw dislocation and dislocation of arytenoids may be produced. Trauma during intubation may result in damage to larynx and vocal cords. Nasal intubation may produce epistaxis, trauma to the pharyngeal wall or dislodgement of adenoid tissue. Obstruction or kinking of the tube may occur and carinal stimulation or bronchial intubation may take place if the tube is too long. Laryngeal trauma may produce postoperative croup, bronchospasm or laryngospasm, especially in children. Mechanical complications may be avoided with a careful technique. Broken teeth must be retrieved and the event documented. Immediate postoperative respiratory complications may be minimized by humidification of inspired gases. Cardiovascular complications of intubation include arrhythmias and hypertension, especially in untreated hypertensive patients.

Anaesthesia Using Neuromuscular Blocking Drugs

Conduct of Relaxant Anaesthesia

After induction of anaesthesia, neuromuscular blockade is produced by using either (a) a depolarizing neuromuscular blocker (NMB) (succinylcholine) followed, after its action has subsided, by a non-depolarizing NMB, or (b) in the case of an elective fasting patient with normal gastric emptying and no history of hiatus hernia or regurgitation, an intubating dose of a non-depolarizing NMB (see Ch 6). The choice of agent depends upon operative indications or the patient’s condition (e.g. vecuronium and rocuronium produce little cardiovascular depression). The airway is then secured with a tracheal tube.

Controlled ventilation is commenced, first manually by compression of the reservoir bag and then by a mechanical ventilator delivering the appropriate tidal and minute volumes (see Appendix C). Anaesthesia and analgesia are provided by nitrous oxide/oxygen or air/oxygen, together with a volatile agent and i.v. analgesic. The inspired and end-expired concentrations of volatile agents should be monitored. Analgesia may also be supplemented by opioid pre-medication or by use of regional or local anaesthetic techniques.

Assessment of Relaxant Anaesthesia: Light anaesthesia with preservation of reflexes permits the use of physical signs for the continued assessment of the adequacy of anaesthesia.

Adequacy of anaesthesia. Autonomic reflex activity with lacrimation, sweating, tachycardia, hypertension or reflex movement in response to surgery indicate ‘light’ anaesthesia and response to surgical stimulation, and warn that the depth of anaesthesia should be increased or further increments of i.v. analgesic given.

Awareness during anaesthesia. The possibility of conscious or unconscious awareness exists in a patient who is under the influence of an NMB if nitrous oxide/oxygen anaesthesia is unsupplemented or is supplemented by an opioid with little or no volatile agent. The anaesthetist should ensure that this possibility is avoided by constant observation of the patient for clinical signs of light anaesthesia and by use of small concentrations of a volatile agent. Up to 1% of patients may recall intraoperative events spontaneously if a mixture of nitrous oxide 67% in oxygen is administered, even with an i.v. opioid, and a proportion of these patients experience pain. Awareness during anaesthesia is now a common source of litigation. An appropriate concentration of volatile anaesthetic agent should be used routinely during elective surgery. The use of the BIS monitor may decrease the incidence of awareness.

Adequacy of muscle relaxation. Clinical signs of return of muscle tone include retraction of the wound edges during abdominal operations and abdominal muscle, diaphragmatic or facial movement. An increase in airway pressure (with a time- or volume-cycled ventilator) may indicate a return of muscle tone. Quantitative estimation of neuromuscular status may be obtained with a peripheral nerve stimulator (see Ch 6). Small increments (e.g. 25–35% of the original dose) of NMB may be given to maintain relaxation; alternatively, an i.v. infusion may be a more convenient method of administration, but the use of a peripheral nerve stimulator is mandatory with this technique.

Adequacy of ventilation. Clinical signs of inadequate ventilation and an increase in PaCO2 include venous dilatation, wound oozing, tachycardia, hypertension and attempts at spontaneous ventilation by the patient.

Measurement of airway pressure and end-expired PCO2 with a capnograph are mandatory during anaesthesia. Monitoring expired gas volume provides useful information to adjust the degree of mechanical ventilation, and occasionally arterial PCO2 measurement may be used.

Reversal of Relaxation

At the end of surgery, residual neuromuscular blockade is antagonized and spontaneous ventilation should begin before the tracheal tube is removed and the patient awakened. Residual neuromuscular blockade is antagonized with neostigmine 2.5–5 mg (0.05–0.08 mg kg–1 in children). Atropine 1.2 mg or glycopyrronium 0.5 mg (in adults) counteracts the muscarinic side-effects of the anticholinesterase and may be given before, or with, neostigmine. Care should be exercised in the use of an anticholinergic agent in the presence of existing tachycardia, pyrexia, carbon dioxide retention or ischaemic heart disease.

Resumption of spontaneous ventilation should occur if normocapnic ventilation has been used and assured by monitoring the end-expired PCO2. Tracheobronchial suction (see below) has the beneficial side-effect of stimulating respiration if used at this stage.

OTHER TECHNIQUES

Total Intravenous Anaesthesia

Total intravenous anaesthesia (TIVA) techniques for induction and maintenance of anaesthesia are widely used. The pharmacokinetic and pharmacodynamic profile of agents such as propofol, alfentanil and remifentanil permit rapid titration of drug dose to the required effect in individual patients. Most general anaesthesia is still maintained using inhalational techniques, partly for historical reasons, but mainly because the non-invasive measurement of end-expired partial pressure of the agent gives a useful estimate of the partial pressure of the agent at the effector site in the central nervous system. However, drug delivery systems have been developed which give improved control of intravenous anaesthesia.

Target controlled infusion (TCI) devices (e.g. Diprifusor) enable the theoretical drug concentration in the plasma of propofol to be controlled continuously and administered without the need for complex calculation by the anaesthetist. The pharmacokinetic data for propofol have been obtained from measurements in patient populations of different age, sex and weight, to create a pharmacokinetic model; different models have been produced. The computer program in the TCI device continuously calculates the distribution and elimination of propofol and automatically adjusts the infusion rate to maintain a predicted (not measured) plasma drug concentration.

Advantages of TIVA include the avoidance of some of the complications of inhalational anaesthesia such as distension of gas-filled spaces, diffusion hypoxia and production of fluoride ions. It may be used safely in patients susceptible to malignant hyperthermia. There is also a reduced incidence of postoperative nausea and vomiting. The main disadvantages are that the plasma concentrations are predicted not measured, the actual plasma concentrations of the intravenous agent are subject to biological variability, and variations in the patient’s physiological state reduce the model’s predictive value. Therefore, the predicted plasma concentration must be adjusted to control the depth of anaesthesia assessed clinically, in the same way as the end-expired partial pressure would be adjusted when using an inhalational technique.

Opioid Infusions

Remifentanil, an ultra-short acting opioid may be used as an adjunct to inhalational anaesthesia or in total intravenous anaesthesia, as part of a balanced technique, therefore reducing the amount of anaesthetic agent required and/or avoiding the need for nitrous oxide. Remifentanil is an ester and undergoes rapid hydrolysis by esterases in the plasma. Its short duration of action is a useful property in specialities such as neurosurgery where analgesic requirements are high intraoperatively but where rapid recovery is needed postoperatively. Recommended infusion rates for remifentanil are published as part of its data sheet. Remifentanil is given by intravenous infusion titrated to patient response. Sometimes a slow bolus of 0.25–0.5 mcg kg–1 is given initially, though this can cause bradycardia and hypotension especially in frail or elderly patients. Where postoperative pain is likely to be significant, another type of analgesia must be given before discontinuation of remifentanil as its offset of action is rapid.

CONDUCT OF EXTUBATION

This may take place with the patient supine if the anaesthetist is satisfied that airway patency can be maintained by the patient in this position and there is no risk of regurgitation. In patients at risk of regurgitation and potential aspiration, the lateral position is preferred. However, it is safer to use the lateral recovery position after extubation (Fig. 21.7). Return of respiratory reflexes is signified by coughing and resistance to the presence of the tracheal tube.

Tracheobronchial suction via the tracheal tube is carried out using a soft sterile suction catheter with an external diameter less than half the internal diameter of the tube. Preoxygenation precedes suctioning, as the oxygen stores may be depleted by tracheal suction. The catheter is occluded during insertion and suction applied during withdrawal.

Pharyngeal suction is performed best under direct vision, avoiding trauma to the pharyngeal mucosa, uvula or epiglottis. This should take place before antagonism of residual neuromuscular blockade.

Oxygen 100% replaces the anaesthetic gas mixture before extubation to avoid the potential effects of diffusion hypoxia and to provide a pulmonary reservoir of oxygen in case breath-holding or coughing occurs.

Tracheal extubation is performed preferably during inspiration when the larynx dilates; the cuff is deflated and the tube is withdrawn along its curved axis, as careless withdrawal in a straight line may damage laryngeal structures. Some anaesthetists generate a positive pressure in the trachea during this manoeuvre by ‘squeezing the bag’ in order to propel secretions into the pharynx.

After extubation, the patient’s ability to maintain the airway is ensured, the ability to cough and clear secretions is assessed and an oropharyngeal airway is inserted if required. Administration of oxygen is continued by face mask. Preparations are made for recovery.

Complications of Tracheal Extubation

EMERGENCE AND RECOVERY

After completion of surgery, anaesthetic agents are withdrawn and oxygen 100% is delivered. Following removal of the tracheal tube or LMA, the patient’s airway is supported until respiratory reflexes are intact. The patient’s muscle power and coordination are assessed by testing hand grip, tongue protrusion or a sustained head lift from the pillow in response to command. Adequacy of neuromuscular transmission may also be assessed before the patient is conscious (see Ch 6). Return of adequate muscle power must be ensured before the patient leaves theatre. Full monitoring of the patient should not be discontinued before recovery of consciousness.

The patient is then ready for transfer from the operating table to a bed or trolley. Oxygen is delivered by face mask during transport, and further recovery takes place in a recovery area of theatre or in the recovery ward (see Ch 40).

The lateral recovery position (see Fig. 21.7) is adopted unless the anaesthetist is satisfied that this is unnecessary. The patient is turned on one side, upper leg flexed and lower extended; the head is on one side and the tongue falls forward under gravity, thus avoiding airway obstruction.

REFERENCES AND FURTHER READING

AAGBI (Association of Anaesthetists of Great Britain and Ireland). Suspected anaphylactic reactions associated with anaesthesia. London: AAGBI; 2003.

AAGBI (Association of Anaesthetists of Great Britain and Ireland). Checking anaesthetic equipment. London: AAGBI; 2004.

AAGBI (Association of Anaesthetists of Great Britain and Ireland). Infection control in Anaesthesia 2. London: AAGBI; 2008.

Ahmed, I., Russell, W. Jaw thrust: are we applying it correctly? Pediatr. Anesth. 2010;20:107–108.

Brimacombe, J.R., Brain, A.I.J., Berry, A.M. The laryngeal mask airway instruction manual, third ed. Pangbourne: Intavent; 1996.

Department of Health. Protecting the breathing circuit in anaesthesia – Report of an expert group on blocked anaesthetic tubing. http://webarchive.nationalarchives.gov.uk/20130107105354/, http://www.dh.gov.uk/en/Publicationsandstatistics/Publications/PublicationsPolicyAndGuidance/DH_4081825, 2004.

Henderson, J.J., Popat, M.T., Latto, I.P., Pearce, A.C. Difficult Airway Society guidelines for management of the unanticipated difficult intubation. Anaesthesia. 2004;59:675–694.

Latto, I.P., Vaughan, S. Difficulties in tracheal intubation, second ed. London: WB Saunders; 1997.

Martin, J.T., Warner, M.A. Positioning in anesthesia and surgery, third ed. Philadelphia: WB Saunders; 1997.

WHO Surgical Safety Checklist. http://www.nrls.npsa.nhs.uk/resources/clinical-specialty/surgery/?entryid45=59860