The Neck

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Chapter 672 The Neck

672.1 Torticollis

Torticollis is a symptom rather than a diagnosis, and describes the clinical findings of tilting of the head to the right or left side in combination with rotation of the head to the opposite side. Congenital muscular torticollis (CMT) is the most common etiology, but a variety of other conditions result in torticollis, and a detailed workup is often required to rule out other diagnoses in patients who lack the characteristic features of CMT (approximately 20%) (Fig. 672-1). The differential diagnosis includes trauma (clavicle fracture or brachial plexopathy), tumors or malformations of the central nervous system, ocular disorders, congenital bony abnormalities (Klippel-Feil syndrome), inflammatory conditions, and other diagnoses such as atlantoaxial rotatory displacement or Sandifer syndrome (Table 672-1).

image

Figure 672-1 Algorithm for evaluation of muscular torticollis. SCM, sternocleidomastoid muscle.

(From Do TT: Congenital muscular torticollis: current concepts and review of treatment, Curr Opin Pediatr 18:26–29, 2006.)

The majority of cases discovered within the first few months of life represent congenital muscular torticollis (CMT), which occurs in up to 1/250 live births. In newborns, other diagnoses include clavicle fracture and/or brachial plexopathy. Although the etiology of CMT remains unknown, current evidence (muscle biopsies and MRI studies showing fibrosis) supports in utero muscular compression and/or stretch, possibly resulting in localized ischemia and an intramuscular compartment syndrome. CMT is more common in firstborn children and following difficult births.

A contracture of the left sternocleidomastoid muscle results in tilt of the head to the left and rotation to the right, and vice versa. A fibrotic mass is palpable within the substance of the sternocleidomastoid muscle in approximately 50% of patients, and it usually disappears within the first months of life, often being replaced by a fibrous band. CMT may be seen as part of a molded baby syndrome, occurring in combination with other findings thought to relate to intrauterine mechanical deformation such as developmental hip dysplasia, plagiocephaly, facial asymmetry, and foot deformities such as metatarsus adductus. A prospective study of 102 consecutive newborns demonstrated morphologic “asymmetries” in 73%, including torticollis (16%), mandibular asymmetry (13%), facial asymmetry (42%), and skull asymmetry (61%). Facial findings associated with CMT include flattening on the affected side, recessed eyebrow and zygoma, and inferior orbital displacement. There is also evidence to suggest that persistent sternocleidomastoid contracture can result in progressive deformation; although morphologic abnormalities of the cranium and cranial base may be observed in infancy, facial bone asymmetry develops at or later than 5 yr of age. Hip dysplasia occurs in ∼3-9% of patients with CMT, and although guidelines for screening in patients with a normal hip examination have not been established, consideration should be given to obtaining either an ultrasound scan (1 mo of age) or a plain radiograph of the hip (4-5 mo of age). A delay in achieving early developmental milestones has been reported in babies with CMT, but this is most likely explained by a decrease in prone positioning while awake.

Torticollis can also result from congenital vertebral anomalies (including Klippel-Feil syndrome). Although there are no formal guidelines for when to order plain radiographs to rule out an underlying congenital osseous abnormality, radiographs of the cervical spine are suggested when the typical clinical features associated with congenital muscular torticollis are absent or if the deformity does not respond to treatment. This recommendation is supported by a study in which congenital vertebral anomalies were identified on screening radiographs in only 4 of 502 infants with torticollis in the absence of birth trauma; radiographic findings that would serve as a contraindication to a stretching program were only identified in a single patient.

The treatment of congenital muscular torticollis involves stretching, stimulation, and positioning measures, often supervised by a physical therapist. Resolution should be achieved in approximately 95% of cases, especially when the treatment is started during the first 4 mo of life. Intramuscular injection of botulinum toxin A (Botox) into the sternocleidomastoid may be considered in resistant cases of CMT, although further study is required to determine the effectiveness and indications for this modality. Complications include transient dysphagia and neck weakness.

For patients with a late diagnosis or those in whom the stretching program has failed to correct the deformity, surgical release of the sternocleidomastoid is considered. The optimal timing for surgery continues to be debated. Some authors have suggested that the procedure be performed at 12-18 mo of age to facilitate remodeling of craniofacial molding abnormalities, due to the greater growth potential in the younger patients. Others have suggested that outcomes are improved when the surgery is delayed until later, even to school age. Motion can be improved following surgical release even in teenagers. One study compared a cohort from 1-4 yr of age with another from 5-16 yr of age and concluded that although there were no significant differences in craniofacial asymmetry, residual contracture, and subjective measures, the older age group had less surgical scarring and head tilt. Surgical management results in adequate function and acceptable cosmesis in >90% of patients. With early diagnosis and treatment, surgery should be required in only a minority of cases.

The evaluation of torticollis becomes more complex when the typical findings associated with CMT are absent, the usual clinical response is not observed, or the deformity occurs at a later age. A careful history and physical examination is essential, supplemented by additional imaging studies and often consultation with an ophthalmologist, neurologist, or other specialists. Plain radiographs should be obtained to rule out an underlying congenital osseous abnormality, and an MRI of the brain and cervical spine are required in many cases to rule out a tumor (posterior fossa or brainstem) or a developmental condition such as a Chiari I malformation and/or syringomyelia.

Torticollis can result from congenital vertebral anomalies or congenital scoliosis, and progressive deformities can require surgical stabilization. Ocular torticollis can result from strabismus (weakness of the 4th cranial nerve) or a superior oblique muscle palsy. Sandifer’s syndrome describes torticollis in association with gastroesophageal reflux. Atlantoaxial rotatory displacement represents a spectrum of rotational malalignment (subluxation to dislocation) between the atlas (C1) and the axis (C2), and may best be described as pathologic stickiness in the arc of joint motion. The malalignment may initially be reducible, but after weeks to months the deformity becomes fixed and irreducible. Thus, prompt diagnosis and treatment are essential.

A variety of conditions can lead to rotatory displacement, including infection or inflammation of the tissues of the upper airway, neck, and/or pharynx (Grisel syndrome). Traumatic injuries (usually minor) have been associated, and rotatory displacement occasionally complicates surgical procedures in the oropharynx, ear, or nose. The diagnosis is confirmed with a CT scan in which axial images are obtained from the occiput through C2 in neutral alignment and with maximal rotation to the right and to the left. The images essentially define the motion curve between the 2 vertebrae and determine whether any rotational malalignment is reducible, partially reducible, or fixed. Rotatory fixation exists when the relationship between C1 and C2 remains constant through the arc of motion.

The treatment varies based on the underlying pathology and the chronicity of symptoms. If the patient is seen within a few days of the onset of symptoms, then a trial of analgesics and a soft collar may be attempted. Patients with symptoms for >1 wk are often admitted to the hospital for analgesia, muscle relaxants, and a period of cervical traction. If this fails to restore normal anatomy and motion, then halo traction may be attempted. The amount of force transmitted is limited to 5-8 lb with cervical traction, due to pressure on the mandible. Much greater traction weights may be applied when a halo or Gardner Wells tongs are applied. If the malalignment is corrected and full cervical motion is restored, patients are typically immobilized for at least 6 wk in a halo vest. A pinless halo has been employed in some centers to immobilize these patients, because the device does not require pins to be placed into the skull and is better tolerated. Patients who fail to respond to traction, typically those with a fixed deformity, and those in whom the malalignment has recurred, may require a posterior atlantoaxial fusion to stabilize the articulation.

Paroxysmal torticollis of infancy is uncommon and may be due to vestibular dysfunction. Episodes can last for <1 wk, and the side of the deformity can alternate. The condition is self-limited, improves by 2 yr of age, and usually resolves by 3 yr of age. Gross and fine motor delays are identified in approximately 50% of patients, and there is a strong family history of migraines. Torticollis may also be seen in association with diskitis or vertebral osteomyelitis, juvenile rheumatoid arthritis, and cervical disk calcification.

Bibliography

Cheng JC, Tang SP, Chen TM, et al. The clinical presentation and outcome of treatment of congenital muscular torticollis in infants—a study of 1086 cases. J Pediatr Surg. 2000;35:1091-1096.

Cheng JC, Wong MW, Tang SP, et al. Clinical determinants of the outcome of manual stretching in the treatment of congenital muscular torticollis in infants: a prospective study of eight hundred and twenty-one cases. J Bone Joint Surg Am. 2001;83:679-687.

Collins A, Jankovic J. Botulinum toxin injection for congenital muscular torticollis presenting in children and adults. Neurology. 2006;67:1083-1085.

Do TT. Congenital muscular torticollis: current concepts and review of treatment. Curr Opinion Pediatr. 2006;18:26-29.

Herman MJ. Torticollis in infants and children: common and unusual causes. Instr Course Lect. 2006;55:647-653.

Ohman A, Nilsson S, Lagerkvist AL, et al. Are infants with torticollis at risk of a delay in early milestones compared to a control group of healthy infants? Dev Med Child Neurol. 2009;51(7):545-550.

Pang D, Li V. Atlantoaxial rotatory fixation: part III of a prospective study of the clinical manifestation, diagnosis, management, and outcome of children with atlantoaxial rotatory fixation. Neurosurgery. 2005;57:952-972.

Rosman NP, Douglass LM, Sharif UM, et al. The neurology of benign paroxysmal torticollis of infancy: report of 10 new cases and review of the literature. J Child Neurol. 2009;24:155-160.

Rubio AS, Griffet JR, Caci H, et al. The moulded baby syndrome: incidence and risk factors regarding 1001 neonates. Eur J Pediatr. 2009;168:605-611.

Shim JS, Jang HP. Operative treatment of congenital torticollis. J Bone Joint Surg Br. 2008;90:934-939.

Snyder EM, Coley BD. Limited value of plain radiographs in infant torticollis. Pediatrics. 2006;118:e1779-e1784.

Stellwagen L, Hubbard E, Chambers C, et al. Torticollis, facial asymmetry and plagiocephaly in normal newborns. Arch Dis Child. 2008;93:827-831.

Yu CC, Wong FH, Lo LJ, et al. Craniofacial deformity in patients with uncorrected congenital muscular torticollis: an assessment from three-domernsional computed tomographic imaging. Plast Reconstr Surg. 2004;113:24-33.

van Vlimmeren LA, Helders PJ, van Adrichem LN, et al. Torticollis and plagiocephaly in infancy: therapeutic strategies. Pediatr Rehabil. 2006;9:40-46.

von Heideken J, Green DW, Burke SW, et al. The relationship between developmental dysplasia of the hip and congenital muscular torticollis. J Pediatr Orthop. 2006;26:805-808.

672.2 Klippel-Feil Syndrome

Klippel-Feil syndrome involves a congenital fusion (failure of segmentation) of one or more cervical motion segments, and the clinical triad of short neck, low hairline, and restriction of neck motion is seen in only about half of the patients. Most patients have associated congenital anomalies at the craniocervical junction (occiput-C2), the subaxial spine (below C2), or both (Fig. 672-2). A familial gene locus on the long arm of chromosome 8 has been identified. Abnormalities in other organ systems must be ruled out. Associated anomalies have been identified in the genitourininary system (30-40%; unilateral renal agenesis, duplicated collecting systems, horseshoe kidney), auditory system, heart, neural axis, and the musculoskeletal system (Sprengel deformity in one third, scoliosis). Congenital cervical fusions or anomalies are also commonly seen in patients with Goldenhar syndrome, Mohr syndrome, VACTERL syndrome (vertebral anomalies, anal atresia, cardiovascular anomalies, tracheoesophageal fistula, esophageal atresia, renal and/or radial anomalies, limb defects), and fetal alcohol syndrome.

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Figure 672-2 Clinical picture of a 5 yr old with Klippel-Feil syndrome. A, Note short neck and low hairline. Radiographs of the cervical spine (B, flexion; C, extension) demonstrate congenital fusion and evidence of spinal instability (arrow).

(From Drummond DS: Pediatric cervical instability. In Weisel SE, Boden SD, Wisnecki RI, editors: Seminars in spine surgery, Philadelphia, 1996, WB Saunders, pp 292–309.)

Characteristic physical findings include a low hairline and a short, webbed neck. Decreased cervical motion is often present, although the degree of restriction depends on both the location and the number of levels fused. Whereas a C1-C2 fusion restricts cervical rotation >50%, but an isolated fusion in the subaxial spine has negligible loss of motion. Patients are evaluated with posterior, anterior, lateral, and oblique views of the cervical spine. The characteristic finding is a congenital fusion of ≥2 vertebrae (failure of segmentation), and multiple vertebrae may be involved. Because congenital anomalies can exist in more than one region of the spine, radiographs of the thoracic and lumbosacral spine are routinely obtained. Approximately 75% of cases involve the upper 3 cervical vertebrae, and the most common level is C2-C3. Half of the patients will have involvement of <3 vertebrae. Flexion and extension radiograph are commonly used to rule out hypermobility of instability, and an MRI with or without flexion and extension is also commonly obtained.

Symptoms are more common in adults than in children or adolescents and include pain and/or neurologic dysfunction. Excessive segmental motion can become clinically evident as radiculopathy or myelopathy, and brainstem compression can also occur. Spinal stenosis can also result in pain and/or neurologic compression. Degenerative changes in the disks and/or facet joints are likely due to the altered mechanical stresses, and segmental hypermobility (or instability) usually develops at the mobile segments adjacent to fused segments. The risk increases with the number of fused segments. MRI studies have demonstrated coexisting abnormalities in 85% of patients, including degenerative changes (disc protrusion, osteophytes, stenosis) and neural anomalies (syringomyelia, Chiari I malformation, diastematomyelia). A recent study found that there is a decrease in vertebral body width in the fused segments (likely due to interruption of appositional bone growth) and that the space available for the spinal cord was actually increased at these levels. Surgical treatments usually involve either decompression (with or without fusion) for stenosis associated with neural encroachment, and spinal fusion for instability. Occasionally a progressive cervicothoracic scoliosis requires stabilization to prevent deformity.

672.3 Cervical Anomalies and Instabilities

Anomalies of the craniovertebral junction and/or the lower cervical spine may be seen in isolation or in association with other conditions such as genetic syndromes and skeletal dysplasias. Congenital anomalies can result from a mutation in the homeobox genes. Coexisting abnormalities in other organ systems (renal, cardiac, intraspinal) must be ruled out. The true incidence is unknown, because many of these anomalies remain asymptomatic and undiagnosed. A subset of these anomalies, whether symptomatic or asymptomatic, places the patient at risk of neurologic injury due to either cervical instability or spinal stenosis. There seems to be no difference between syndromic and nonsyndromic anomalies when considering symptoms, findings, or treatment. Cervical instabilities may be associated with certain congenital anomalies, or with a variety of other conditions predisposing to excessive laxity or mobility (connective tissue disorders, metabolic diseases). The host of cervical anomalies and instabilities are categorized in Table 672-2.

Patients present with a variety of complaints include headache, neck pain, or neurologic symptoms such as radicular pain or weakness (myelopathy). The spectrum of symptoms or physical findings associated with craniovertebral anomalies also includes failure to thrive, dysphagia, sleep apnea, torticollis, or scoliosis. The pathophysiology of neurologic dysfunction can involve neural compression (spinal cord or brainstem), vascular compression (vertebrobasilar symptoms), and/or altered cerebrospinal fluid (CSF) dynamics.

Physical findings include a restriction in cervical range of motion in some anomalies, with or without neurologic abnormalities. In the upper cervical spine, flexion and extension take place at the occiput-C1 articulation, and rotation occurs at the atlantoaxial (C1-C2) joint. Neither possesses inherent osseous stability and instead depends on the integrity of the ligaments and joint capsules to constrain motion. In addition to a comprehensive history and physical examination, imaging studies are required in all patients who are symptomatic, as well as in patients with disease processes known to be associated with cervical anomalies or instabilities.

The radiographic evaluation begins with anteroposterior, lateral, and open mouth (odontoid) views, which may be supplemented by dynamic (flexion and extension lateral of cervical spine) radiographs in most cases. Dynamic radiographs are used to evaluate the degree of translation between vertebrae, most commonly C1 and C2, but also at the occipitocervical junction and in the subaxial spine. For a diagnosis of atlantoaxial instability, the atlanto-dens interval (ADI) should be <5 mm. Subaxial instability is suspected with translation of >3.5 mm and angulation of >11 degrees. Radiographic parameters for the diagnosis of occipitoatlantal instability are not well standardized. Computed tomography is used to define the bony anatomy of each anomaly, and MRI (including dynamic images in flexion and extension) is best for evaluating neurologic impingement.

Symptomatic treatment may be helpful, but patients with cervical instability and/or neurologic impingement often require surgical decompression and/or fusion. Fixed deformities with anterior compression require an anterior decompression prior to a posterior spinal fusion.

Pathologic conditions at the craniovertebral junction include occipitoatlantal fusion (occipitalization of the atlas), basilar impression and invagination, occipital vertebrae or condylar hypoplasia, and occipitoatlantal instability. These have been associated with conditions such as achondroplasia, diastrophic dysplasia, spondyloepiphyseal dysplasia, Morquio syndrome (mucopolysaccharidosis), and Larsen syndrome. Fusion between the occiput and C1 (occipitalization) is commonly associated with neurologic symptoms, often due to posterior compression at the level of the foramen magnum. Four morphologic types have been described, and patients with a coexisting fusion between C2 and C3 are at a higher risk (57%) of symptomatic atlantoaxial (C1-C2) instability. Basilar impression or invagination describes a situation in which the odontoid process migrates into the foramen magnum; it may be diagnosed in patients with rickets, skeletal dysplasias, osteogenesis imperfecta, and neurofibromatosis. Occipital condylar hypoplasia is a rare cause of upper cervical instability. Instability between the occiput and C1 may be associated with a variety of conditions associated with hyperlaxity (Down syndrome, Ehler-Danlos or other connective tissue disorders, post-traumatic) or with familial cervical dysplasia.

Atlantoaxial anomalies include hypoplasia (or aplasia) of the atlas, which often manifests with torticollis and may be associated with vertebral artery compression. Several variants have been reported. Hypoplasia (or aplasia) of the odontoid may be seen in Down syndrome, Morquio disease, and other skeletal dysplasias, and it is often associated with atlantoaxial instability. Familial cervical dysplasia is an autosomal dominant condition associated with a spectrum of anomalies involving C1 and C2. Os odontoideum represents a discontinuity in the midportion of the dens, and the upper portion of the dens moves along with the ring of C1, narrowing the space available for the spinal cord and often placing the spinal cord at risk of injury. The etiology of os odontoideum is still debated, and a traumatic origin is suspected in most cases, but one study found evidence for both post-traumatic and developmental variants.

The most common anomaly of the lower cervical spine (subaxial) is Klippel-Feil syndrome, and congenital fusions between vertebrae may also be seen in up to 50% of patients with fetal alcohol syndrome. Instabilities in this region are post-traumatic or develop from the abnormal stress distribution in the setting on congenital cervical fusions (Chapter 672.2).

Down Syndrome

Ligamentous hyperlaxity is a characteristic feature of Down syndrome and can result in hypermobility or instability at the occipitoatlantal or the atlantoaxial joints (Chapter 76). Hypermobility or instability at C1-C2 is found in up to 40% of children with Down syndrome, with occipitoatlantal hypermobility in up to 61%. These patients can also have coexisting congenital or developmental anomalies of the cervical spine such as occipitalization of the atlas, atlantal arch hypoplasia, basilar invagination, os odontoideum, and odontoid hypoplasia. All patients require screening by history and physical examination (at regular intervals) and at least a single series of cervical spinal radiographs, including a lateral view in flexion and extension. The goal is to establish whether patients have normal mobility (normal radiographic parameters), hypermobility (excessive translation but not expected to be at neurologic risk), or instability (high risk of neurologic deterioration). Although the specific recommendations vary between states, both clinical and radiographic screenings are required before participation in Special Olympics.

The clinical diagnosis of neurologic dysfunction may be challenging in this population of patients, and subtle findings such as decreased exercise tolerance and gait abnormalities (increased tripping or falling) may be the earliest signs of myelopathy. Although formal neurologic testing may be impossible, clonus and hyperreflexia may be identified on physical examination. Imaging studies are commonly used to diagnose and follow patients with hypermobility or instability. With regard to the atlantoaxial joint, the atlanto-dens interval (ADI) is measured as the space between the dens and the anterior ring of C1 (ADI) on lateral radiographs in neutral, flexion, and extension (Fig. 672-3). A normal ADI in children with Down syndrome is <4.5 mm. Hypermobility is diagnosed with an ADI between 4.5 and 10 mm, and an ADI >10 mm represents instability and carries a significant risk of neurologic injury. An MRI with flexion and extension, usually performed under supervision, helps to further evaluate instability and neurologic compression. Although hypermobility at the occipitoatlantal joint is present in >50% of children with Down syndrome, most patients do not develop instability or neurologic symptoms. The relationships at this articulation are difficult to measure reliably on plain radiographs, and a dynamic MRI can help to clarify the significance of any questionable radiographic findings. Involvement of the subaxial spine is less common and is typically encountered in the adult population of patients with Down syndrome. Degenerative changes and/or instability can result in pain, radiculopathy, and myelopathy.

Recommendations for surveillance of potential cervical instability in children with Down syndrome vary, and no formal guidelines have been established. An annual neurologic examination should be performed. It is reasonable to obtain plain radiographs of the cervical spine, including flexion-extension views, in all patients with Down syndrome. Flexion and extension radiographs are obtained every other year in those with a normal clinical exam. Those with abnormal findings or symptoms, or when neurologic compression is suspected, are sent for an MRI in flexion and extension. Patients with normal radiographs who are also neurologically normal may be allowed to participate in a full level of activities. Those in whom hypermobility is diagnosed should be restricted from contact sports and other high-risk activities that might increase the risk of trauma to the cervical spine. Only a small subset of patients with myelopathy or instability (ADI >10 mm) with impending neurologic injury are candidates for posterior atlantoaxial (or occipitocervical) fusion, because the risks of a major complication (death, neurologic dysfunction, nonunion of fusion) is significant in patients with Down syndrome.

22q11.2 Deletion Syndrome

The chromosome abnormality deletion of 22q11.2 is a common genetic syndrome and encompasses a wide spectrum of abnormalities including cardiac, palate, and immunologic anomalies. At least one developmental anomaly of the occiput or cervical spine is noted in all patients (Fig. 672-4). The occipital variations observed include platybasia and basilar impression. Atlas variations include dysmorphic shape, open posterior arch, and occipitalization, and axis variations include a dysmorphic dens. A range of cervical vertebral fusions is noted in these patients, most commonly at C2 and C3. Increased segmental motion is observed on dynamic imaging in >50% of patients, often at more than one level. All patients should have screening radiographs, and many require follow-up for the cervical spine.

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Figure 672-4 Radiographs of the cervical spine in a child with 22q11.2 deletion syndrome showing evidence of platybasia, occipitocervical, and atlantoaxial instability. A, Neutral radiograph. B, Flexion. C, Extension.

(From Drummond DS: Pediatric cervical instability. In Weisel SE, Boden SD, Wisnecki RI, editors: Seminars in spine surgery, Philadelphia, 1996, WB Saunders, pp 292–309.)

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