THE CRANIAL NERVES AND UNDERSTANDING THE BRAINSTEM THE ‘RULE OF 4’

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chapter 4

The Cranial Nerves and Understanding the Brainstem

THE ‘RULE OF 4’

The first section of this chapter will describe the anatomy, the techniques for examining the individual cranial nerves and the more common abnormalities encountered. The second part will discuss the ‘Rule of 4’ to aid in localising the problem within the brainstem, in particular understanding brainstem vascular syndromes [1].

THE OLFACTORY NERVE

THE OPTIC NERVE, CHIASM, RADIATION AND THE OCCIPITAL CORTEX

Anatomy

The visual pathways together, with the visual field abnormalities produced by lesions at certain sites along the pathway, are illustrated in Figure 4.1. Note that the lateral retina radiates back to the occiput on the same side via the optic nerve, chiasm and optic radiation, while the fibres from the medial retina cross at the optic chiasm and radiate to the opposite occipital lobe. The left occipital lobe receives fibres from the left lateral retina and the right medial retina (i.e. the right visual field), while the opposite is the case for the right occipital lobe.

An optic nerve lesion will produce a visual field loss in one eye. The optic chiasm lies above the pituitary gland and beneath the hypothalamus and is subject to compression from pituitary and hypothalamic tumours. Lesions of the optic chiasm will produce a bitemporal field loss. An optic radiation or occipital lobe problem will result in a contralateral visual field loss, either a hemianopia (loss of one-half of the visual field) or a quadrantanopia (loss of one-quarter of the visual field).

Methods of testing

THE VISUAL FIELDS

Severe visual field loss: quadrantanopia, hemianopia, visual inattention

A simple screening test that will detect a severe visual field loss, such as a quadrantanopia (loss of vision in the same quarter of the visual field in both eyes) or a hemianopia (loss of vision in the same half of the visual field of both eyes), is to move a finger in the peripheral vision in both upper and then both lower visual fields. If with double simultaneous stimulation the patient cannot see the moving finger in one of the fields, the problem is either a visual field loss or visual inattention. Visual inattention is the inability to see objects moving in both visual fields simultaneously, although the moving object can be seen if each visual field is tested separately.

To differentiate between these two possibilities, the examiner’s finger is moved in one visual field at a time. If the visual disturbance is a loss of vision, the finger will not be seen until it reaches the midline. On the other hand, if the visual problem is inattention the single moving finger will be seen in the areas of vision where it could not initially be seen with double simultaneous stimuli. Once again, this is the principle of testing from the area of abnormality until normality is found to define the exact pattern of impairment.

Subtle visual field defects:

CENTRAL SCOTOMA: To detect more subtle defects of the visual fields at the bedside a 4-mm red pin is used. In this test the examiner holds the pin at a distance midway between himself and the patient. The visual field of the examiner is used as a normal control. The visual fields are tested with the patient covering the left eye, for example, while the examiner covers the right eye, directly opposite the patient’s closed eye. The patient and the examiner look directly into each other’s eye and in this way the examiner can tell if the patient’s eye is moving during the test. Initially the 4-mm red pin is placed in the centre of the visual field to detect if there is a loss of central vision, a central scotoma. If there is a loss of vision in the centre, the pin is moved slowly away in each of the 4 quadrants in turn until it is visualised by the patient, establishing the size of the central scotoma. This indicates a lesion of the fovea in the eye.

EXAMINATION OF THE OPTIC FUNDI

The patient is instructed to look straight ahead, preferably at a small dot or mark on the wall. The examiner approaches from the side at about 30–45° lateral to the midline until a retinal blood vessel is visualised and this is traced back to the optic disc (Figure 4.4). The blood vessels can be traced outwards from the optic disc to detect any abnormality. To examine the fovea (central vision), the patient looks directly at the ophthalmoscope with the intensity of the light reduced.

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FIGURE 4.4 Normal optic disc and the more common abnormalities of the optic discs
A Normal optic disc
B Papilloedema
The visual acuity is normal unless the papilloedema is chronic, and the blind spot is enlarged. The visual fields are otherwise normal. The pupillary responses are normal.
C Acute optic neuritis
The visual acuity is markedly impaired; colour vision is abnormal if the patient can read the chart (severe visual impairment will prevent the patient from seeing the numbers on the chart). The blind spot is enlarged. The direct pupillary response is slow and there is a Marcus–Gunn pupillary phenomenon (the pupil contracts promptly when the light is shone in the normal eye and when the light is shone in the abnormal eye the pupil initially dilates and then slowly contracts). Retrobulbar neuritis is the term applied to an inflammatory optic nerve lesion within the optic nerve but not affecting the optic nerve head, the part of the optic nerve that is visualised on examination of the fundus. In this situation, the visual acuity and colour vision are impaired, the visual field defect is usually a central scotoma although it may be a diffuse, lateral, superior or inferior defect. The fundus looks normal [3].
D Long-standing optic neuritis with pallor of the optic disc
The visual acuity is reduced, colour vision is abnormal, and a Marcus–Gunn pupillary phenomenon is present (see 4C for an explanation of this abnormality).
E Anterior ischaemic optic neuropathy (AION)
AION is the most common cause of acute optic neuropathy among older persons. It can be non-arteritic (nonarteritic anterior ischaemic optic neuropathy [NAION]) or arteritic, the latter being associated with giant cell arteritis. Visual loss usually occurs suddenly, or over a few days at most, and it is usually permanent. The optic disc is pale and swollen and there are flame haemorrhages.

THE 3RD, 4TH AND 6TH CRANIAL NERVES

The oculomotor (3rd) nerve

ANATOMY

The 3rd nerve nucleus is in the midbrain close to the midline, and the nerve exits the brainstem at the junction of the midbrain and pons just lateral to the midline (see Figure 1.6). It then crosses the subarachnoid space and, after traversing the cavernous sinus, it enters the orbit through the superior orbital fissure. The posterior communicating artery lies close to the nerve and this artery is a common site for berry aneurysm formation which can cause a 3rd nerve palsy.

The 3rd nerve supplies the following muscles:

The trochlear (4th) nerve

ANATOMY

The 4th nerve nucleus is in the paramedian midbrain. The fibres of the 4th nerve cross the midline in the posterior aspect of the midbrain and emerge adjacent to the crus cerebri (see Figure 1.6). The 4th nerve passes through the cavernous sinus and enters the orbit via the superior orbital fissure. It supplies the superior oblique (SO) muscle that depresses the eye when it is in the adducted position and internally rotates the eye when it is looking laterally (abducted) and down. Fourth nerve palsies are commonly associated with lesions of the other oculomotor nerves due to their proximity in the cavernous sinus and orbit; an isolated 4th nerve palsy is rare but can be congenital in origin or the result of trauma.

The abducent (6th) nerve

ANATOMY

The 6th nerve nucleus lies within the pons (encircled by the 7th cranial nerve). It exits the pons laterally at the junction of the pons and medulla (see Fig. 1.6). It crosses the subarachnoid space, passes through the cavernous sinus and enters the orbit via the superior orbital fissure to supply the lateral rectus (LR) muscle. The close proximity between the 6th nerve nucleus and the 7th nerve within the pons means it is very unusual to have an isolated 6th nerve lesion with disease within the pons. Most often a 6th nerve palsy indicates a lesion directly affecting the nerve, but occasionally it can be a false localising sign due to raised intracranial pressure. A 6th nerve palsy results in an inability to abduct (move the eye laterally within the orbit) the eye fully (see Figure 4.5).

CONTROL OF EYE MOVEMENTS, THE PUPIL AND EYELID OPENING: SYMPATHETIC AND PARASYMPATHETIC INNERVATION OF THE PUPIL AND EYELID

When a patient complains of diplopia it is important to clarify whether they actually are seeing double as some patients use the term ‘double vision’ to describe simple blurred vision. Once diplopia is confirmed, the next step is to enquire whether the diplopia is horizontal or vertical. Horizontal diplopia occurs with 6th nerve palsies and an internuclear ophthalmoplegia while vertical diplopia occurs with 3rd or 4th nerve palsies. An internuclear ophthalmoplegia occurs when the eye on the side of the brainstem where the pathology is fails to adduct and there is nystagmus in the contralateral eye as it looks outwards (refer to Figure 4.10).

Methods of examining eye movement

If the patient complains of double vision there are two methods of determining the cause.

1. Cover testing, where the patient is asked what image disappears when each eye is covered. The patient is asked to look towards an object and, if diplopia occurs, the eyes are covered one at a time and the patient is asked to say whether the image closest or furthest away from the midline disappears. The image that is furthest from the midline is the abnormal one. It is often difficult for the patient to be certain which image disappears.

2. An easier method is to use red–green glasses (see Figure 4.7) and a torch and ask the patient to identify what colour light is furthest from and what colour light is closest to the midline. The light that is furthest from the midline is the abnormal one and reflects the muscle that is affected. For example, in Figure 4.8 showing a left 3rd nerve palsy, when the patient is looking to the right the green image would be furthest to the right indicating weakness of the left medial rectus muscle. If the patient had a left 6th nerve palsy, the green image would be furthest from the midline when they look left.

The pupillary reflex

The pupil is innervated by parasympathetic fibres that constrict and sympathetic fibres that dilate the pupil. The parasympathetic fibres are on the surface of the 3rd nerve and a dilated pupil results when these are affected. A constricted pupil occurs when the sympathetic fibres are affected by a disease process. This may occur anywhere along the pathway from their origin in the sympathetic ganglion at the level of the 1st and 2nd thoracic nerve roots up through the neck, where the fibres are closely related to the internal carotid artery, into the cranium, where the fibres are adjacent to the carotid siphon of the internal carotid artery, into the orbit via the superior orbital fissure. Sympathetic fibres also innervate the eyelid. Impairment of the sympathetic pathway will result in mild ptosis and a constricted pupil, known as Horner’s syndrome (see Figure 4.9). Other signs of a Horner’s syndrome that are more subtle and more difficult to elicit are enophthalmos (the eye is partially withdrawn into the eye socket) and reduced or absent sweating (anhydrosis) on that side of the face.

Abnormalities of ocular movements and pupils

Figures 4.5,4.7, 4.9 and 4.10 illustrate the common abnormalities of ocular movements: a 6th and 3rd nerve palsy, a Horner’s syndrome and an internuclear ophthalmoplegia respectively.

THE TRIGEMINAL (5TH) NERVE

Anatomy

The trigeminal nerve has motor fibres that supply the ipsilateral pterygoid and masseter muscles (the muscles that push open and pull closed the jaw, respectively) and sensory fibres that supply sensation to the anterior one-third to two-thirds of the scalp, forehead, cheek and jaw on the same side, but not the angle of the jaw (see Figure 4.11).The motor fibres are only rarely affected by disease whereas there are many causes of sensory loss on the face. It is important to differentiate between altered sensation on the face due to a trigeminal nerve lesion and a quintothalamic tract lesion (the pathway between the 5th cranial nerve nucleus and the thalamus). The angle of the jaw is spared and the sensory loss affects only the anterior one-third to two-thirds of the scalp with a trigeminal nerve (peripheral nervous system) sensory problem whereas, with a quintothalamic tract (central nervous system) lesion, the sensory loss will extend over the entire (contralateral) scalp and face including the angle of the jaw. As this is almost invariably associated with spinothalamic tract involvement, the sensory loss will also affect the neck, arm and leg on the same side.

Method of testing

Whether testing pain, light touch or temperature sensation, test the forehead, cheek and jaw on each side. If an area of abnormality is found, continue to test up over the forehead, across to the midline, back towards the ear and down to below the jaw until you find normal sensation, and the precise distribution of the sensory loss will be determined.

The corneal reflex is tested with cotton wool (not paper as it may abrade the cornea). Approach the eye from the side in order to avoid blinking due to the visual stimulus and touch the lateral aspect of the cornea (not the sclera) gently. The afferent pathway is the 1st division of the trigeminal nerve; the efferent pathway is the facial nerve resulting in eye closure. A similar reflex is the nasal tickle reflex. Tickle the inside of the nose with cotton wool: the afferent pathway is the 2nd division of the trigeminal nerve; the efferent pathway is the facial nerve. A normal corneal and nasal tickle response evokes forced eye closure bilaterally.

The motor component is tested by asking the patient to protrude the jaw (pterygoid muscles). If it is normal it will protrude in the midline; if there is an abnormal 5th motor nerve the jaw will deviate towards the side of the weak muscle – the side of the lesion. Another technique is to gently push the jaw to the right and then to the left; an inability to resist indicates a contralateral 5th motor nerve lesion. To test the masseter muscles the patient is requested to clench the jaw while the examiner places both hands over the muscles to feel for the contraction (see Figure 4.12). If there is an abnormality the muscle cannot be felt to contract beneath the fingers.

THE FACIAL (7TH) NERVE

Anatomy

The facial nerve nucleus is in the lateral pons of the brainstem. The nerve fibres hook around the 6th nerve nucleus and exit the pons laterally close to the 8th nerve (see Figure 1.6). The nerve then passes across the subarachnoid space and exits the skull through the facial canal and passes through the parotid gland to supply the facial muscles of the forehead, around the eyes (orbicularis oculi), the cheek and around the mouth (orbicularis oris). A branch leaves the nerve before the canal and supplies the stapedius muscle in the middle ear (the nerve to stapedius); if it is affected, for example in a patient with a Bell’s palsy, it causes hyperacusis (increased sensitivity to noise) in the ear. Another branch, the lingual nerve, supplies the sensation of taste to the anterior two-thirds of the tongue; if affected it causes altered taste on the ipsilateral side of the tongue.

Method of testing

Facial movements are tested by asking the patient to show their teeth, close their eyes tightly and then open them wide. This latter command will cause elevation of the eyebrows and differentiates a lower motor from an upper motor facial weakness. The frontalis muscle controls movement of the forehead and has bilateral innervation from the facial nerve. Thus, with an upper motor problem, the patient can still wrinkle the forehead and raise the eyebrows whereas, with a lower motor problem, they cannot (Figure 4.13 shows the difference between upper and lower motor problems).

The most common lesion affecting the facial nerve is a Bell’s palsy. This typically produces a LMN weakness on the same side of the face and is often, but not invariably, associated with ipsilateral hyperacusis (increased hearing in that ear) and altered taste.

THE AUDITORY/VESTIBULAR (8TH) NERVE

Anatomy

The 8th cranial nerve has two components, the auditory or cochlear (hearing) nerve and the vestibular (balance) nerve (see Figure 4.15). The nerve emerges from the ear canal in the cerebellar–pontine angle, pierces the dura mata (the thick membrane surrounding the brain, just beneath the bone) and transverses the subarachnoid space. It enters the brainstem in the lateral pons where the vestibular and auditory nuclei are situated.

Methods of testing

The external ear canal is examined first to ensure it is not occluded by wax, and to assess the eardrum. There are many ways to test hearing, including:

If there is hearing impairment, then it is useful to perform the Weber test and Rinne test using a 256-Hz tuning fork. In the Weber test, the ringing tuning fork is placed in the midline of the forehead. If there is a conduction defect (middle ear problem), the noise will be heard in that ear; on the other hand, if there is an 8th nerve deafness, the noise will be heard in the opposite ear. In the Rinne test, the tuning fork is placed next to the ear and subsequently on the mastoid process. Bone conduction (on the mastoid) is louder than air conduction (next to the ear) when deafness is due to a conduction problem. An easy way to remember the features of these two tests is for examiners to occlude their own external canal and test themselves. Occluding the external canal simulates a conduction defect (see Figure 4.14).

The vestibular pathway

If a patient has the sensation that the head or room is spinning (vertigo), the problem must affect the vestibular pathway (see Figure 4.15), which runs from the ear to the cerebellum or vestibular nuclei in the brainstem and up to the vestibular cortex in the temporal lobe. Practically speaking, most cases of vertigo relate to inner ear problems and, to a lesser extent, cerebellar or brainstem lesions; they are very rarely due to more central pathology. Associated deafness and tinnitus coinciding with the vertigo (and not preexisting, unrelated problems) indicate a problem in the ear while other neurological symptoms such as diplopia, dysarthria, dysphagia, weakness or sensory disturbance point to a problem in the brainstem. Vertigo due to problems in the ear or vestibular nerve is referred to as peripheral vertigo while vertigo related to brainstem or cerebellar problems is referred to as central vertigo. Vertigo is discussed in Chapter 7, ‘Episodic disturbances of neurological function’.

THE GLOSSOPHARYNGEAL (9TH) NERVE

THE ACCESSORY (11TH) NERVE

THE HYPOGLOSSAL (12TH) NERVE

THE ‘RULE OF 4’ OF THE BRAINSTEM

Medical students are taught detailed anatomy of the brainstem containing a bewildering number of structures with curious names such as superior colliculi, inferior olives, various cranial nerve nuclei and the median longitudinal fasciculus. In reality a neurological examination can only test a few of these structures. The ‘Rule of 4’ recognises this and describes only those parts of the brainstem that can be examined clinically. The blood supply of the brainstem is such that there are long circumferential branches (the anterior inferior cerebellar artery ‘AICA’, the posterior inferior cerebellar artery ‘PICA’ and the superior cerebellar artery ‘SCA’) and paramedian branches. Involvement of the paramedian branches results in paramedian brainstem syndromes and involvement of the circumferential branches results in lateral brainstem syndromes. Occasionally, medial or lateral brainstem syndromes occur with ipsilateral vertebral occlusion.

The 4 rules of the ‘Rule of 4’

1. There are 4 structures in the ‘midline’ (the paramedian aspect of the midbrain adjacent to the midline) beginning with M:

2. There are 4 structures to the side (lateral) beginning with S:

3. There are

4. The 4 motor nuclei that are in the midline (actually paramedian) are those that divide (numerically) equally into 12, except for 1 and 2, (5, 7, 9, 10 and 11 are the cranial nerves that are in the lateral brainstem):

Figure 4.19 depicts a cross-section of the brainstem at the level of the medulla, but the concept of 4 lateral and 4 medial structures also applies to the pons; only the 4 medial structures relate to the midbrain. Figure 4.20 shows the ventral aspect of the brainstem showing the emerging cranial nerves from the midbrain, pons and medulla.

The 4 cranial nerves in the pons and the associated deficit

The 6th cranial nerve is the motor nerve in the pons. The 7th is a motor nerve but it also carries pathways of taste and, using the Rule of 4, it does not divide equally into 12 and thus it is not a motor nerve that is in the midline. The vestibular portion of the 8th nerve is not included in order to keep the concept simple and to avoid confusion. Nausea, vomiting and vertigo occur with involvement of the vestibular connections in the lateral medulla.

The 4 cranial nerves above the pons and the associated deficit

The 3rd and 4th cranial nerves are the motor nerves in the midbrain.

The motor and sensory pathways pass through the entire length of the brainstem and can be likened to ‘meridians of longitude’ while the various cranial nerves can be regarded as ‘parallels of latitude’. If you can establish where the meridians of longitude and parallels of latitude intersect, you have established the site of the lesion.

Thus a medial brainstem syndrome will consist of the 4 Ms + the relevant motor cranial nerve (3rd, 6th or 12th) and a lateral brainstem syndrome will consist of the 4 Ss + either the 9th, 10th and11th cranial nerves if in the medulla or the 5th, 7th and 8th cranial nerves if in the pons.

Medial (paramedian) brainstem syndromes

Let us assume that the patient you are examining has a brainstem problem (most often a stroke). If you find UMN signs in the arm and the leg on one side then you know the patient has a contralateral medial brainstem syndrome because the motor pathway is paramedian and crosses at the level of the foramen magnum (at the decussation of the pyramids, where the brainstem meets the spinal cord). The involvement of the motor pathway is the ‘meridian of longitude’. Refer to Figure 4.21 for a summary of the signs. So far the lesion could be anywhere in the medial aspect of the brainstem although, if the face is also affected, it has to be above the mid pons, the level of the 7th nerve nucleus.

The motor cranial nerve, ‘the parallel of latitude’, indicates whether the lesion is in the medulla (12th), pons (6th) or midbrain (3rd). Remember that cranial nerve palsy will be ipsilateral to the side of the lesion and contralateral to the hemiparesis. If the medial lemniscus is also affected, you will find a contralateral (the same side affected by the hemiparesis) loss of vibration and proprioception in the arm and leg as the posterior columns also cross at or just above the level of the foramen magnum.

The median longitudinal fasciculus (MLF) is usually not affected when there is a hemiparesis as the MLF is further back in the brainstem. The MLF can be affected in isolation, a ‘lacunar infarct’, and this results in an ipsilateral internuclear ophthalmoplegia, with failure of adduction (movement towards the nose) of the ipsilateral eye and leading eye nystagmus on looking laterally to the opposite side of the lesion in the contralateral eye. If the patient has involvement of the left MLF, when asked to look to the left the eye movements would be normal, but on looking to the right the left eye would not go past the midline while there would be nystagmus in the right eye as it looked to the right.

Lateral brainstem syndromes

Once again we are assuming that the patient you are seeing has a brainstem problem, most likely a vascular lesion. The 4 Ss or ‘meridians of longitude’ will indicate that you are dealing with a lateral brainstem problem, and the cranial nerves or ‘parallels of latitude’ will indicate whether the problem is in the lateral medulla or lateral pons. Refer to Figure 4.22 for a summary of the signs.

A lateral brainstem infarct will result in:

An ipsilateral Horner’s syndrome with partial ptosis and a small pupil (miosis) is due to involvement of the sympathetic pathway. The power, tone and reflexes should all be normal. So far all we have done is localise the problem to the lateral aspect of the brainstem. By adding the relevant 3 cranial nerves in the medulla or the pons we can localise the lesion to one of these regions of the brain.

The lowest 4 cranial nerves are in the medulla and the 12th nerve is in the midline so that the 9th, 10th and 11th will be in the lateral aspect of the medulla. When these are affected the result is dysarthria and dysphagia with an ipsilateral impairment of the gag reflex so that the palate will pull up to the opposite side. Occasionally, there may be weakness of the ipsilateral trapezius and/or sternocleidomastoid muscle. This is lateral medullary syndrome, usually due to occlusion of the ipsilateral vertebral or posterior inferior cerebellar arteries.

The next 4 cranial nerves are in the pons and the 6th nerve is the motor nerve in the midline, so that the 5th, 7th and 8th are in the lateral aspect of the pons. When these are affected there will be ipsilateral facial weakness, weakness of the ipsilateral masseter and pterygoid muscles (muscles that open and close the mouth) and occasionally ipsilateral deafness. A tumor such as an acoustic neuroma in the cerebellopontine angle will result in ipsilateral deafness, facial weakness and impairment of facial sensation; there may also be ipsilateral limb ataxia if it compresses the ipsilateral cerebellum or brainstem. The sympathetic pathway is usually too deep to be affected.

If there are signs of both a lateral and a medial brainstem syndrome, one needs to consider a basilar artery problem, possibly an occlusion.

In summary, if one can remember that:

REFERENCES