Chapter Thirteen. Syndrome of disturbance of Heart-shen and formula composition
CHAPTER OUTLINE
This chapter introduces the principles, methods and strategies for the composition of formulas that can sedate the Heart-shen (which is often translated as spirit or psyche) and calm the mind. They are used to treat anxiety, restlessness and insomnia due to disturbance of the Heart-shen.
Heart
The Heart is the most important organ among the five. It decides the emotional features and cognitive ability of the individual. It houses the Shen (psyche) and dominates all mental activities in the conscious state. It concerns the ability to know the external world through sensory organs. All information or stimuli, including introspection and insight into oneself and the ability to feel emotions, are first received by the Heart and are further felt and evaluated with the cooperation of different internal organs. The Heart is then able to formulate the information intelligently at emotional and cognitive levels, and enables one to respond based on a proper evaluation of the stimuli. The emotional attribute of the Heart is joy, which makes the Qi relax and move without clear direction and boundary. A healthy and positive attitude towards life makes the Heart strong. Having too little joy in life or, conversely, an overindulgence in joy, may weaken the Heart.
The Heart-Qi and Heart-Yang, as the functional aspects of the body, are constantly active in all mental activities. The blood and the Yin of the Heart, as the material aspects of this organ, are responsible for supplementing and nourishing the Heart in order to sustain the mental activities. The main physiological function of the Heart is governing the blood and dominating blood circulation. If this function is impaired, the Shen loses nourishment and control of the Heart, and mental confusion, anxiety, palpitations and difficulty falling asleep may occur.
The balance between the Kidney-Yin (water) and Heart-fire provides another indicator of mental state. In an acutely stressful situation, such as being frightened or shocked, Heart-fire becomes hyperactive and easily loses connection with the Kidney-water; this may directly cause anxiety, restlessness and sleep disorders.
Liver
The Liver houses the Hun and has its main influence on the sleeping process, dreams and all activities in the subconscious state. Flexibility in one’s temperament and in how one deals with things is a sign of a strong and properly functioning Liver. The emotional attribute of the Liver is anger, which can easily push the Qi upwards. Relaxation and flexibility in temperament make the Liver strong and allow the Liver-Qi to flow freely; anger and frustration make the Liver-Qi stagnate (even move upwards) and eventually weaken this organ.
The Liver-Yin and blood are very important in maintaining the function of the Liver. When they are strong, the person sleeps well, feels calm and satisfied, has a sense of humor and moves in a quick and harmonious manner. When the blood and Yin are deficient, the Liver-Qi stagnates and the sleep becomes restless and disturbed by dreams, the person easily feels irritation, anger and frustration, or loses relaxation and flexibility in character. Moreover, Liver is the mother organ of the Heart. Liver-Qi stagnation and up-flaring of Liver-fire can quickly influence the Heart and cause restlessness of the Heart-shen.
Kidney
The Kidney is often called the root of life. This is because it stores the Kidney-Qi ( Source-Qi or Yuan-Qi) which is the initial life force inherited from one’s parents. It determines the vitality of each individual and is the source of the Qi of the other organs. The Kidney houses the Zhi (will-power) which relates to an individual’s ambitions and goals in life. It derives from the biological drive for survival. The emotional attribute of the Kidney is fear, which concerns the well-being of the individual and which serves to safeguard the individual from dangerous situations. Fear leads the Qi downwards. Having both short- and long-term goals, and leading a life with appropriate challenges but without threat, make the Kidney strong and Kidney-Qi firm. It is particularly important to create these conditions for the physical and mental development of children and young people.
Spleen
The function of the Spleen is also very important. The Spleen transforms food and drink into Qi and blood. These supplement the Qi and blood of the whole body and are also transformed into essence, which supplements the Kidney-essence; a strong Spleen thus sustains the vitality of the individual in the long run. The Spleen houses the Yi (intention) and this determines the ability and profundity of feeling, thinking, studying, planning and memorizing things, and directly influences these processes. It determines the level of an individual’s intelligence. The emotional attributes of the Spleen are empathy, sympathy, care and worry. These feelings slow down the movement of the Qi and may even make it stagnate.
When the function of the Spleen is too weak or is disturbed, the person may lose the ability to study, understand, plan, concentrate and memorize things. If the function of the Spleen is too weak to generate the Qi and blood, the person may get worried easily and feel gloomy and tired. When the Spleen-Qi is weak or blocked, a person may lose the feeling of sympathy and care.
The Spleen is also important for maintaining balance in the functions of the internal organs. Located in the middle of the body, it is like a turbine, controlling the upward and downward movement of the Qi. It can therefore connect the Lung and Heart, which are located in the upper part of the body, and the Kidney and Liver, which are located in the lower part of the body. (See Figures 13.1 and 13.2 on page 311.)
Phlegm and blood
Besides the disorders of the internal organs, phlegm and congealed blood can also be causative factors in mental disorders. When the dietary habit of the patient is inappropriate or the function of the Spleen is too weak, phlegm is easily formed. It can be pushed by Qi moving in the body, covering the mind and blocking the meridians, and cause disorders of the Heart-shen. The congealed blood is a pathological product, which is formed when the Qi stagnates over a long period of time. It can block the Heart orifice and also cause disorders of the Heart-shen.
The Lung
The Lung houses the Po. It relates to the boldness, courage, realistic self-confidence and self-esteem of the individual. The emotional attribute of the Lung relates to the change from optimism and courage to pessimism and sadness. The Lung gathers the Qi, which is mixed from the air from inhalation and the Qi that is generated from food and drink. The Lung is also responsible for distributing the Qi throughout the body in order to carry out all physical and mental activities. This function directly influences the intensity and changes of mental activities and emotions.
When the Qi is strong and disperses properly, the person is optimistic, stable in mood and behaviour, is courageous and dares to take on challenges and responsibilities. When the Lung-Qi is deficient, it is too weak to spread out and the person is prone to sadness, negative and dissatisfied feelings, is unable to take responsibility and does not manage to reach one’s goals in life. When the Lung-Qi descends too much, the person may feel depressed, is often self-critical and feels guilty. On the contrary, when the Lung-Qi ascends too much, a person is conceited and often takes a dominating position. If the Lung-Qi moves upwards and downwards intensely and rapidly, the person may switch quickly from being conceited to having low self-esteem. Moreover, the proper function of the Lung is very closely related with the Heart and Liver, as the Heart governs the blood and directly influences Qi movement; and the proper movement of Liver-Qi may smooth the dispersing and descending functions of the Lung-Qi. In acute stress conditions, the Liver-Qi disturbs the Lung-Qi and Heart-Qi; shortness of breath, restlessness, even hyperventilation and panic attack may occur. (See Figure 13.3 on page 312.)
Syndrome of disturbance of Heart-shen
Manifestations
Main symptoms
Restlessness, anxiety, palpitations, irritability, insomnia, stress, inability to concentrate, anticipation of misfortune, being afraid of losing control. In severe cases, panic attacks or hyperventilation.
Secondary symptoms
Shakiness, stiffness of muscles, dry mouth, indigestion, vigilance, quick breathing, night sweats, tiring easily and quickly.
Tongue
Red, purple or pale, trembling; may have a yellow or sticky coating.
Pulse
Wiry, rapid, irregular; forceful in an excess condition, thready and restless in a deficiency condition.
Associated disorders in western medicine
Anxiety, depression, insomnia, different types of phobia, obsessive–compulsive disorder, post-traumatic stress disorder, panic attacks, acute stress disorder. It is also related to chronic diseases, such as anemia, and diseases of the heart and lung.
Analysis of the syndrome
In an acute and excess condition, the stress is severe and has an obvious cause, but the physical condition of the patient is good.
• The Heart-fire and Liver-fire are intensively stimulated by stress and flare-up, and the Heart-Qi and Lung-Qi are hyperactive and dispersed. These result in restlessness, palpitations, dry mouth, sweating, shakiness and stiffness of muscles. These changes can be traced back to humans’ fight-or-flight survival response in dangerous situations: the heart beats more rapidly to supply more blood to the muscles; breathing becomes faster to obtain more oxygen for the physiological need. Nowadays, these coping reactions still present in stressful situations when the individual is worried, frustrated and frightened.
• At the same time, the Kidney-Qi descends due to fear and shock, and the connection between the Kidney and the Heart is broken. The Liver-Qi overacts on the Spleen and the Qi in the Middle-Jiao is blocked. The Liver-fire and Heart-fire often flare up attacking the lung. These result in anxiety, rapid breathing, vigilance, night sweats, insomnia and poor concentration – even panic attacks and hyperventilation.
• These physical and mental reactions strongly consume the Qi, and the patient easily and quickly feels tired.
• A red tongue and a wiry, forceful and rapid pulse indicate the existence of fire.
• If this situation continues for a fairly long period of time, the Heart-Yin is injured by the fire and causes further severe disturbance of Heart-fire. When the Heart-shen is unable to stay in the Heart, persistent restlessness, palpitations, reduced ability to concentrate and insomnia arise, even without an obvious reason.
In a chronic condition:
• The persistent anxiety, palpitations and insomnia often occur without an obvious reason. These are mainly caused by blood and Yin deficiency of the Heart and Liver.
• If there is only Qi and blood deficiency, the tongue body is usually pale or delicate red with a thin white coating and the pulse is thready, weak and restless.
• If there is Yin deficiency, the patient may have night sweats, vigilance, irritability, a red tongue without coating and a rapid, thready and wiry pulse.
• Phlegm is frequently formed due to poor digestion and Qi stagnation. It covers the Heart and causes cognitive impairment, poor memory and poor concentration, as well as restlessness and palpitations. In this case, a sticky tongue coating and a slippery pulse are present.
• The congealed blood can also be formed by Qi disturbance of the internal organs and by chronic illness. It can block the Heart and cause stubborn pain, restlessness and palpitations. In this case, a purple tongue and a choppy pulse are present.
Treatment principle
• In an acute and excess condition: Sedate the Heart-Yang and Liver-Yang, clear the Heart-fire and Liver-fire, regulate the Liver-Qi and descend the Lung-Qi to calm the mind.
• In a chronic and deficiency condition: Nourish the Heart-blood and Heart-Yin, tonify the Heart-Qi, harmonize the Qi and blood and calm the mind.
• In a deficiency condition with acute stress: Sedate the Heart-shen, reduce fire or descend the Liver-Yang, regulate Qi and blood, and tonify the blood and Yin.
Herb selection principles and formula composition strategies
First priority
• In an acute, severe and excess condition, mineral substances are chosen to directly and quickly sedate the Heart-shen and descend the Liver-Yang. These herbs are salty and cold, and enter the Heart, Liver and Kidney meridians.
• In a chronic condition due to Yin deficiency, herbs that nourish the Yin of the Heart and Kidney and calm the mind are selected. These herbs are sweet and cold, and enter the Heart, Liver and Kidney meridians.
• In a chronic condition due to blood and Qi deficiency of the Heart, herbs that can nourish the blood and tonify the Heart-Qi are used. These herbs enter the Heart, Spleen and Liver meridians.
Second priority
• In an acute and severe condition, herbs that enter the Heart and Liver meridians, and can clear heat and nourish the Yin are selected.
• In a chronic condition, herbs that calm the mind, and tonify the Qi and blood are selected.
Third priority
• Herbs that are pungent, enter the Heart, Pericardium, Liver and Gall Bladder meridians, and can promote the Qi movement and blood circulation are used.
• Herbs that are pungent and bitter, can remove phlegm so as to connect the Heart and Kidney, and calm the mind are often used.
• Herbs that tonify the Spleen and protect the Stomach so as to reduce the side effect of herbs with strong sedating effects are often chosen in the same formula.
CAUTIONS
1. Determine the treatment order:
The treatment order is to sedate the Shen and to treat the manifestations in an acute and severe condition primarily, and to treat the cause and manifestations secondly.
2. Caution when using mineral substances:
Mineral substances can strongly sedate the Shen and descend the fire and Qi, thus suppressing Qi and causing an uneasy sensation in the chest. For these reasons they should not be used in a large dosage for a long period of time. When the condition of the patient improves, gentle herbs that calm the mind should be used instead of mineral substances.
3. Protect the Stomach:
As mineral substances are heavy for the stomach and may cause a heavy sensation in the stomach, stomach pain and constipation, they should be used with other herbs that protect the stomach. When the condition of the patient improves, gentle herbs that calm the mind should be used instead of mineral substances.
4. Influence on concentration:
The formulas that strongly sedate the Shen can cause a sleepy sensation and decrease the ability to concentrate if they are used in an inappropriate dosage. If these signs are present during the day, one should reduce the dosage of the formula or only use it before going to bed at night.
5. Caution in pregnancy:
The substances that sedate the Shen have a strong descending tendency. Pregnant women should not use them or use them with caution.
Structure of the formula and selection of herbs
Chief: Sedate the Heart-shen in an acute and a severe condition; tonify the Heart and calm the mind in a chronic and a mild condition
Ci Shi ( Magnetitum), Zhen Zhu ( Margarita usta) and Zhen Zhu Mu ( Concha margaritifera usta)
All of these substances are minerals. They can directly and strongly sedate the Heart-shen and are effective in treating acute and excess conditions of restlessness, palpitations, anxiety and insomnia. They are often chosen as chief substances in the formula.
Ci Shi is a heavy and solid mineral. It is pungent, salty and cold, and is the strongest of the three in sedating the Heart-shen. Since it enters the Liver and Kidney meridians, it is more suitable for treating Heart-shen disturbance caused by Liver and Kidney disturbance. This manifests as palpitations, restlessness with fear, dream-disturbed sleep and easily waking up in the night. There may be a wiry and restless pulse, particularly in the second position on the left side. Ci Shi is also able to stabilize the Kidney-Qi and Kidney-essence, and descend the Liver-Yang.
Zhen Zhu is sweet, salty and cold. Its function of sedating the Heart-shen is more moderate than that of Ci Shi. Its principal focus is on disorders of the Heart as it enters the Heart and Liver meridians directly. As well as sedating the Heart-shen, its sweet nature can ease the tension of conflict, calm the mind and slow down the pathological process of anxiety. It is also effective in clearing fire of the Heart and Liver, and treats restlessness, palpitations, irritability and difficulty falling asleep. In this condition, patients may have a rapid, active and restless pulse, particularly in the first position on the left side.
Zhen Zhu Mu has a similar function to Zhen Zhu, is also cold and salty, and enters the Heart and Liver meridians. Its function of sedating the Heart-shen and calming the mind is weaker than that of Zhen Zhu, but it is stronger in descending the Liver-Yang. It is more suitable for use in the condition where the Liver-Yang ascends and the Heart is disturbed. This manifests as dizziness, headache, tinnitus, palpitations, irritability and insomnia.
Long Chi ( Mastodi fossilia dentis) and Long Gu ( Mastodi fossilium ossis)
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