Surgical site infection and antimicrobial prophylaxis

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39 Surgical site infection and antimicrobial prophylaxis

Surgery is the branch of medical science that treats injury or disease or improves bodily function through operative procedures. Surgery has been used for thousands of years but has always been complicated to some extent by infection. Currently, surgery is an integral part of the management of many medical conditions and remains the definitive treatment for many cancers. Infections developing at the site of invasive surgical procedures are frequently referred to as surgical site infections. Surgical site infections occur when pathogenic micro-organisms contaminate a surgical wound, multiply and cause tissue damage. The term ‘surgical site infection’ encompasses not only infection at the site of incision but also infections of implants, prosthetic devices and adjacent tissues involved in the operation.

Epidemiology

In England, there are over nine million operations and interventions undertaken each year. Over 50% of these are performed as day cases and many patients are admitted on the day of surgery (Health and Social Care Information Centre, 2009). Healthcare-associated infections (HCAIs), including surgical site infections, complicate around 7% of all hospital admissions (HIS/ICNA, 2007). Surgical site infections are of major clinical importance because they account for 14–16% of all healthcare-associated infections (HPS, 2009; Public Accounts Committee, 2009) and are associated with considerable morbidity and mortality. One-third of peri-operative deaths are related to surgical site infections (Astagneau et al., 2001). It has been estimated that surgical site infections double the length of hospital stay (Coello et al., 2005). While surgical site infections can be common in some procedures, the incidence can be minimised by the care provided before and after the operation, together with the skill of the surgeon (HPS, 2009).

Surveillance

Monitoring the incidence of surgical site infections is hampered by the lack of agreed measuring systems. In particular, to monitor the rates of surgical site infection within an organisation, or to benchmark between organisations, there needs to be a standard approach to diagnosis. Criteria for such a definition have been developed by the Centres for Disease Control and Prevention (CDC) (Mangram et al., 1999) and these are presented in Table 39.1. More detailed surgical site infection scoring systems have been developed but these are time consuming to use.

Table 39.1 Criteria for defining surgical site infection (Mangram et al., 1999)

Type Level Signs and symptoms
Superficial incisional Skin and subcutaneous tissue Localised (Celsian) signs such as redness, pain, heat or swelling at the site of the incision or by the presence of pus within 30 days
Deep incisional Fascial and muscle layers Presence of pus or an abscess, fever with tenderness of the wound, or a separation of the edges of the incision exposing the deeper tissues within 30 days (or 1 year if an implant used)
Organ or space infection Any part of the anatomy other than the incision that is opened or manipulated during the surgical procedure, for example, joint or peritoneum Loss of function of a joint, abscess in an organ, localised peritonitis or collection. Ultrasound or CT scans confirm infection. Within 30 days (or 1 year if implant is used)

Mandatory surveillance for surgical site infections in orthopaedic surgery in the UK was introduced in 2003. In addition, Scotland monitors most other common procedures (http://www.hps.scot.nhs.uk) while in Wales caesarian section is also monitored (http://www.wales.nhs.uk). England has a voluntary reporting system for a broader range of operations (http://www.hpa.org.uk). All report their findings annually. Many surgical site infections, for example, those involving prosthetic joints, often develop late (>28 days post-operation), so post-discharge surveillance schemes are essential. Patients need to be aware how a surgical site infection may present after discharge from hospital. Surveillance of surgical site infections and feedback to the surgical team has been shown to reduce rates of infection (Gastmeier et al., 2005).

Risk factors

Surgical site infections can be categorised into three groups: superficial incisional, deep incisional and organ or space (Fig. 39.1) Whether a wound infection occurs after surgery depends on a complex interaction between the following:

image

Fig. 39.1 Schematic representation of the anatomical classification of surgical site infection

(Horan et al., 1992). Reproduced with permission from the University of Chicago Press.

A system to stratify operative wounds by the expected level of bacterial contamination (Table 39.2) was developed to help predict likely infection rates (Mangram et al., 1999). A number of other factors have also been found to affect the incidence of surgical site infection and are discussed below.

Duration of surgery

The longer the operation, the greater is the risk of wound infection. This, in turn, may be influenced by the experience (Fig. 39.2) speed and skill of the surgeon and is additional to the classification of the operation by risk of infection, for example, clean, contaminated, dirty or infected.

Patient related factors

A number of patient related factors are known to influence the likelihood of developing a surgical site infection and include the following:

Table 39.3 American Society of Anesthesiology (ASA) classification of physical status (Mangram et al., 1999)

ASA score Physical status
1 A normal healthy patient
2 A patient with mild systemic disease
3 A patient with a severe systemic disease that limits activity but is not incapacitating
4 A patient with an incapacitating systemic disease that is a constant threat to life
5 A moribund patient that is not expected to survive 24 h with or without operation

For each surgical procedure, a score of 0–3 is allocated to represent the number of risk factors present. Patients with a score of 0 are at the lowest risk of developing a surgical site infection, while those with a score of 3 have the greatest risk (Table 39.4). Use of this risk index allows comparison of similar patient groups in terms of surgical site infection risk over time. The risk index is a significantly better predictor of surgical-wound risk than the traditional wound classification system and performs well across a broad range of operative procedures.

Table 39.4 Risk index based on presence of co-morbidity and duration of operation (Culver et al., 1991)

Risk index Infection rate (%)
0 1.5
1 2.9
2 6.8
3 13.0

Other factors

There are a number of other risk factors that may increase the risk of a surgical site infection (Table 39.5) for an individual patient but the impact has not been quantified to the extent of those risk factors discussed above.

Table 39.5 Patient and operative risk factors for surgical site infection

Patient risk factors Operative risk factors
Advanced age Tissue ischaemia
Malnutrition Lack of haemostasis
Obesity Tissue damage, for example, crushing by surgical instruments
Concurrent infection Presence of necrotic tissue
Diabetes mellitus Presence of foreign bodies including surgical materials
Liver impairment  
Renal impairment  
Immune deficiency states  
Prolonged preoperative stay  
Blood transfusion  
Smoking  

Smoking

Smoking increases the risk of developing a wound infection (Myles et al., 2002). The mechanism is not known but tobacco use may delay wound healing via the vasoconstricting effects of nicotine and thus increase the risk of infection (Myles et al., 2002).

Pathogenesis

Most surgery involves an incision through one of the body’s protective barriers, typically the skin or other epithelial surface such as the conjunctiva or tympanic membrane. When intact, these provide an excellent barrier to entry of both exogenous and endogenous bacteria into other epithelial surfaces including the mucosal surfaces of the gastro-intestinal and genitourinary tracts, which, when intact, prevent entry of the luminal contents into the surrounding tissues and organs.

Any surgical operation will breach at least one of the surfaces mentioned and allow entry of bacteria. Whether an infection follows depends on the ability of other defences to kill the invading bacteria. Important host mechanisms include antibodies, complement and phagocytes.

Development of a surgical site infection depends on survival of the contaminating micro-organism in a wound site at the end of a surgical procedure; the pathogenicity and number of these micro-organisms; and the host’s immune response. Most micro-organisms are from the host (endogenous), but are occasionally introduced via surgical instruments, the environment or contaminated implants (exogenous). The likely invading micro-organism varies according to the type of surgery (Table 39.6). Data for England from 2003 to 2007 has shown that the predominant organism was Staphylococcus aureus, which accounted for 38% of all surgical site infections (Fig. 39.4); 64% of these were caused by a meticillin-resistant strain (MRSA). The proportion of surgical site infections caused by S. aureus was highest in hip hemiarthroplasty (57%), followed by limb amputation (54%) and open reduction of long bone fracture (52%). Enterobacteriaceae (coliforms) caused the second largest group of infections, accounting for 21% of all surgical site infections. These were the prominent causes of surgical site infections in three categories: large bowel surgery (33%), coronary artery bypass graft (32%) and small bowel surgery (30%).

Table 39.6 Likely pathogens in post-operative wound infections

Category of surgery Most likely pathogen(s)
Clean
Cardiac/vascular/orthopaedic Breast Coagulase-negative staphylococci, S. aureus, Gram-negative bacilliS. aureus
Clean-contaminated
Burns S. aureus, Pseudomonas aeruginosa
Head and neck Gastro-intestinal tract S. aureus, Streptococcus spp., anaerobes (from oral cavity)Coliforms, anaerobes (Bacteroides fragilis)
Urogenital tract Coliforms, Enterococcus spp.
Dirty
Ruptured viscera Coliforms, anaerobes (B. fragilis)
Traumatic wound S. aureusStreptococcus pyogenes, Clostridium spp.

Although there was a significant reduction in the risk of a surgical site infection for all categories over the 5 year period monitored, there was no change in the proportion of S. aureus, infections that were due to MRSA. Infection control measures including the introduction of mandatory MRSA screening for elective patients in 2009 should improve this. Known or previous MRSA carriers can be ‘decolonised’ and appropriate prophylactic antimicrobials administered that cover MRSA (e.g. teicoplanin).

Prevention of surgical site infection

The evidence that supports interventions to minimise surgical site infection has been highlighted in national guidelines (NICE, 2008a) and categorised into four areas: information to patients, preoperative phase, peri-operative phase and post-operative phase (Table 39.7). When selecting antimicrobial prophylaxis regimens or evaluating potential prophylaxis failures, it is important to ensure that all four aspects of prevention have been addressed.

Table 39.7 Recommendations for the prevention and treatment of surgical site infections (NICE, 2008a)

Category Recommendation
Information for patients and carers How to recognise a surgical site infection and what to do
Preoperative phase Patient preparation: pre-op washing, hair removal, nasal MRSA decontamination and bowel preparation
Antimicrobial prophylaxis guidance
Staff preparation and theatre movement
Intra-operative phase Operating team preparation
Patient skin preparation
Maintaining patient homeostasis
Wound dressings
Post-operative phase Dressing and cleansing the wound
Antimicrobial treatment for surgical site infection
Debridement of surgical site infections

Antimicrobial prophylaxis

In the early 1960s, it was demonstrated, using a guinea-pig model, that surgical-wound infection could be reduced by administration of an antimicrobial just before an incision was made, but the beneficial effect disappeared if antimicrobial administration was delayed by 3–4 h after the incision (Burke, 1961). Since then, many clinical trials have indicated the benefit of maintaining adequate antimicrobial tissue levels from the time of initial surgical incision until closure.

There are potential adverse consequences to the administration of antimicrobials for both the individual and the population. For the individual, side effects, ranging from antimicrobial associated diarrhoea or thrush to life-threatening allergic reactions, may arise. From the population perspective, the development of antimicrobial resistant bacteria is a concern. Antimicrobial prophylaxis should, therefore, only be offered to patients where there is evidence or, in the absence of evidence, expert consensus that the potential benefits of prophylaxis outweigh the risks.

The number of patients that need to be treated with antimicrobial agents to prevent one infection in the different types of surgery are presented in Table 39.8.

The infection risk associated with a particular surgical procedure and evidence of efficacy should be used to determine whether antimicrobial prophylaxis is to be administered. Not all surgical procedures warrant antimicrobial prophylaxis.

Choice of antimicrobial

Once it has been determined that antimicrobial prophylaxis is required, the next step is to select an appropriate agent(s). The choice of antimicrobial should take into account the following:

The majority of clinical trials that have demonstrated the benefit of antimicrobial prophylaxis are outdated, and probably do not reflect current surgical practice. First and second generation cephalosporins (cefazolin and cefuroxime) have been the mainstay of agents studied (Bratzler and Houck, 2004). There are advantages and disadvantages with using cephalosporins. The advantages include a low anaphylaxis risk, but they have the disadvantage of excessive or inadequate spectrum of cover depending on the operation (Morgan, 2006) and a strong association with Clostridium difficile infection. Many antimicrobials used in prophylaxis have not been extensively studied in clinical trials, but are selected on a theoretical basis of their antimicrobial spectrum (see Tables 39.939.11).

Table 39.9 Antimicrobial susceptibility of common pathogens

Surgical site infection for a skin wound at any site
S. aureus Highly variable (30–60% susceptible) to flucloxacillin therefore MRSA screening essential
Beta haemolytic Streptococci (BHS) 90% susceptible to penicillins, macrolides or clindamycin
Additional pathogens by site of infection
Head and neck surgery  
Oral anaerobes 95% susceptible to metronidazole or co-amoxiclav
Operations below the diaphragm
Anaerobes 95% susceptible to metronidazole or co-amoxiclav
E. coli and other Enterobacteriaceae 80–90% of E. coli sensitive to cefuroxime, co-amoxiclav (or other β-lactam with inhibitor combination) or gentamicin
Insertion of a prosthesis, graft or shunt
Coagulase-negative Staph (CNS) Two-thirds of CNS are methicillin-resistant, but β-lactams may still be used but preferably with a second agent with staphylococcal cover, for example, gentamicin, or a glycopeptide used instead. See above for S. aureus.
S. aureus, diphtheroids

(adapted from SIGN, 2008)

Table 39.10 Micro-organisms commonly isolated from surgical site infections and prophylactic antimicrobials used in common surgical procedures (Prtak and Ridgway, 2009)

Surgical procedure Most common micro-organisms Examples of prophylactic IV antimicrobials
Gastro-intestinal Bowel flora  

S. aureus, Gram-negative bacilli Co-amoxiclav or cefuroxime or gentamicin

S. aureus, Gram-negative bacilli (enterococci, anaerobes) Co-amoxiclav or cefuroxime and metronidazole or gentamicin and metronidazole S. aureus, Gram-negative bacilli, anaerobes Co-amoxiclav or cefuroxime and metronidazole or gentamicin and metronidazole Urogenital     S. aureus, Gram-negative bacilli, anaerobes Co-amoxiclav or cefuroxime and metronidazole or gentamicin and metronidazole S. aureus, Gram-negative bacilli, enterococci Co-amoxiclav or cefuroxime or gentamicin Obstetric/gynaecological     S. aureus, Gram-negative bacilli, streptococci (anaerobes) Co-amoxiclav or cefuroxime and metronidazole S. aureus, Gram-negative bacilli, anaerobes Co-amoxiclav or cefuroxime and metronidazole Vascular     Skin flora: primarily staphylococci Co-amoxiclav or cefuroxime S. aureus, anaerobes if gangrenous Co-amoxiclav or cefuroxime and metronidazole or vancomycin and metronidazole Orthopaedic     Skin flora: primarily staphylococci Co-amoxiclav or cefuroxime or flucloxacillin and gentamicin

If patient has previously had MRSA or is at high risk (e.g. nursing home resident), use teicoplanin or other gylcopeptide.

For β-lactam allergy, replace co-amoxiclav or cefuroxime with teicoplanin +/− ciprofloxacin.

Table 39.11 Suggested cephalosporin-free antimicrobial prophylaxis for surgical site infection

Type of surgery Suggested antimicrobials Alternatives for penicillin allergy
Cardiothoracic Flucloxacillin +/– gentamicin Teicoplanin or Co-trimoxazole
ENT, maxillofacial and oral Amoxicillin + metronidazole or Co-amoxiclav Clarithromycin +/– metronidazole or Clindamycin
Gynaecology Gentamicin + metronidazole  
Lower GI Gentamicin + metronidazole  
Obstetrics Co-amoxiclav Clarithromycin +/– metronidazole or Clindamycin
Orthopaedic Flucloxacillin +/– gentamicin Teicoplanin or Co-trimoxazole
Thoracic Flucloxacillin or Co-amoxiclav  
Upper GI Gentamicin  
Urology Gentamicin  
Vascular Flucloxacillin +/– gentamicin (+metronidazole for amputations) Co-trimoxazole or Teicoplanin

GI = gastro-intestial

(adapted from SIGN, 2008)

Timing and duration

Timing of antimicrobial administration is one of the most important aspects of prophylaxis regimens. Animal studies and latterly clinical observational studies have shown that prophylaxis is most effective when given immediately before an operation (within 30 min of induction of anaesthesia), so that antimicrobial activity is present for the duration of the operation and for about 4 h afterwards. Antimicrobials given too early prior to surgery are associated with prophylaxis failure, presumably because serum and tissue levels are not sustained during the surgical procedure. Similarly, for each hour antimicrobial administration was delayed after the start of the operation there was an increased rate of wound infection. This suggests bacterial replication, once commenced, cannot be eliminated by antimicrobial regimens designed for prophylaxis. The microbiological basis for these observations is likely to be that bacterial reproduction at a logarithmic rate follows a lag phase of relatively little increase in bacterial population. The lag phase for wound infection bacteria lasts typically 3–4 h. If bacteria inoculated into a wound can be killed or inhibited by antimicrobials given early, the immune system can kill the remaining organisms. However, if antimicrobials are given only when the growth curve has entered the logarithmic phase, the chances of successful prophylaxis are reduced.

Formerly, protocols for prophylaxis extended for several post-operative days. Now, single dose schedules are increasingly common with greater emphasis on ensuring immediate preoperative administration. As surgery may be delayed at short notice, sometimes between the time the patient leaves the ward and arrives at the theatre, it is sensible for the administration of antimicrobials to be transferred from ward staff to the operating team when prophylaxis can be given around the time of induction of anaesthesia.

The optimum time to administer prophylactic antimicrobials before incision is probably 30 min, but national recommendations vary from less than 30 min (SIGN, 2008) to 60 min (NICE, 2008a) prior to incision. Figure 39.5 represents the two major studies undertaken to identify the optimum time for administration of prophylaxis. Both studies determined that post-incision administration of antimicrobials significantly increased the risk of surgical site infection.

Historically, the only occasion where antimicrobial administration has been delayed to after the incision is Caesarian section, where antimicrobials are given after cross clamping the umbilical cord to prevent drug delivery to the neonate. However, it is recognised that this does not provide the mother with adequate tissue levels at the time of incision and two studies have shown that antimicrobials can be given safely before incision without adversely affecting the neonate (Sullivan et al., 2007; Thigpen et al., 2005).

When a tourniquet is used during orthopaedic procedures to minimise bleeding, the antimicrobial should be infused before inflating the tourniquet. This ensures adequate tissue levels are achieved at the site of surgery (Bratzler and Houck, 2004).

Certain practical issues should be considered when selecting an antimicrobial, for example, the requirement for intravenous infusion or safe intravenous bolus administration. An antimicrobial, which requires to be administered over a long period, for example, vancomycin 1 g over nearly 2 h, is much less likely to be given completely compared to teicoplanin, which is administered as a bolus.

To improve the timing of antimicrobial prophylaxis administration, the World Health Organisation (WHO) have introduced a question in their surgical safety checklist. The question ‘Has antimicrobial prophylaxis been given within the last 60 minutes?’ is to be asked aloud before incision.

Repeat doses

Although single dose prophylaxis regimens are widely advocated (DH/HPA, 2008; NICE, 2008a; SIGN, 2008), many surgeons continue to use prolonged courses of ‘prophylaxis’ often for several days, without a clear evidence base. For some procedures, the optimum duration of prophylaxis is not known and 24–48 h prophylaxis is considered acceptable, for example, for open heart surgery (SIGN, 2008).

Where single dose prophylactic regimens have been adopted, the need for dosage adjustment in patients with reduced ability to excrete the drug (usually due to renal impairment) becomes unnecessary. This is because it is unlikely that single doses will have significant dose related adverse effects and idiosyncratic reactions are dose independent. Although the half-life of many drugs used is relatively short (1–2 h in normal volunteers), surgical patients often have slower clearance of antimicrobials from the blood. This concept will probably also hold true for prophylactic regimens lasting up to 48 h.

There are some situations in which it is necessary to prescribe additional doses of antibiotics to achieve the aim of adequate tissue levels at the time of wound closure. The additional doses may be needed when there is significant blood loss (>1500 mL) as plasma is effectively diluted by intra-operative transfusions and fluid replacement. Long operations may also need extra antimicrobial doses during the operation, but additional doses post-operatively do not provide an additional prophylactic benefit.

Antimicrobial administration by hospital theatre staff has practical implications for the route of administration. Ward-based administration of prophylaxis can be given orally if appropriate preparations exist, but this is impractical in sedated or unconscious patients. The oral route tends to suffer from variable absorption, especially in the presence of anaesthetic premedication, and this also makes it unsatisfactory. The intravenous route is the most reliable way of ensuring effective serum levels and is the only route supported by a substantial body of evidence.

A schematic model for the tissue concentration time profile of an antimicrobial agent used to prevent surgical site infection is presented in Fig. 39.6. After an initial dose of the antimicrobial agent, tissue concentrations reach their peak rapidly, with a subsequent decline over time. The goal of prophylaxis is for the antimicrobial tissue concentration to remain above the minimum inhibitory concentration (MIC) for the specific pathogens at the time of incision and throughout the procedure. The antimicrobial should be readministered during prolonged procedures to prevent a period where tissue concentrations are below the MIC (grey area). Failure to readminister antimicrobials appropriately may result in a period during which the wound is vulnerable. Recommendations for peri-operative re-dosing schedules are presented in Table 39.12. General guidance is to repeat doses of antimicrobials at intervals of 1–2 half-lives.

β-Lactam allergy

Penicillin and cephalosporin antibiotics have been the cornerstone of antimicrobial prophylaxis to prevent surgical site infections. Patients reported to be allergic to β-lactam antibiotics or other antimicrobials need to be carefully assessed, as alternatives may not be optimal. Alternatives are often glycopeptides, for example, teicoplanin or vancomycin, which are more expensive, often need to be given by infusion (vancomycin) and can increase selection for resistant bacteria. The prevalence of penicillin allergy in the general population is unknown. The incidence of self reported penicillin allergy ranges from 1% to 10%, with the frequency of life-threatening anaphylaxis estimated at 0.01–0.05% (or 1–5 in 10,000). More than 80% of patients with a self reported allergy to penicillin have no evidence of IgE antibodies on skin testing. Important details of an allergic reaction include signs, symptoms, severity, history of prior reaction, time course of allergic event, temporal proximity to administered drug, route of administration, other medication being taken and adverse events to other medication (Park and Li, 2005). Reactions to penicillins and other β-lactams occur because of allergy to the parent compound or the metabolites. The cross sensitivity between penicillins and cephalosporins is unknown, but has been variably reported to be up to 10%. Early cephalosporin preparations were contaminated with penicillins probably leading to an over estimate of cross sensitivity (Saxon et al., 1987). As the generation of the cephalosporin increases, the likelihood of cross sensitivity decreases (Pichichero and Casey, 2007). Those with a penicillin allergy showed an increased risk of allergic reaction to a first generation cephalosporin. First generation cephalosporins share a similar side chain to penicillin and amoxicillin. However, cross sensitivity to second and third generation cephalosporins was lower. The different side chains appear to play a more dominant role than the β-lactam ring in allergy.

Recent prospective studies have shown that the cross-reactivity to carbapenems and monobactams is very small. It is around 1% for imipenem and meropenem, and no cross-reaction has been reported for aztreonam (Frumin and Gallagher, 2009).

The increased use of penicillins rather than first or second generation cephalosporins for surgical site infection prophylaxis is increasing the potential for adverse reactions. In addition, the current nomenclature for penicillin combinations, for example, co-amoxiclav, can often make it more difficult for staff to recognise penicillin containing antimicrobials. Current guidance on the use of β-lactams in patients with penicillin allergy is detailed in Table 39.13.

Table 39.13 Guidance on the use of β-lactam antibiotics in patients with penicillin allergy recommended by BNF (Joint Formulary Committee, 2010)

Allergic reaction Action
Immediate hypersensitivity reaction to a penicillin Avoid penicillins and cephalosporins
Minor rash – localised or widespread but delayed (>72 h) Avoid penicillins, but cephalosporins are safe to use

Topical or local antimicrobial prophylaxis

Many surgical procedures involving the use of implants or prostheses now use topical antimicrobials to prevent late surgical site infection. Examples include antimicrobial loaded cement for fixing hip and knee joint replacements into bone. Gentamicin is the only antimicrobial in commercially available products in the UK. Surgeons do add other antimicrobial agents, especially if replacing an infected prosthesis with choice based on culture and sensitivities.

In vascular surgery, synthetic grafts bonded with or soaked in rifampicin are frequently used, despite evidence showing that there was no decrease in infection rates at 1 month and 2 years (Stewart et al., 2006). There is some evidence to support the local delivery of gentamicin into wounds via collagen fleece impregnated with gentamicin and further research into this was recommended (NICE, 2008a); however, two recent randomised controlled trials have shown it not to be efficacious (Bennett-Guerrero et al., 2010a,b) The use of topical cefotaxime in contaminated surgery has been shown not to decrease peritonitis, and should not be used.

Case Studies

Answer

NICE guidelines no longer recommend prophylaxis for patients at risk of endocarditis undergoing investigations involving the oral, gastro-intestinal or urogenital tract, in the absence of local infection (NICE, 2008b). The usual prophylaxis for this regimen should be recommended. If the patient had a urinary tract infection, this should ideally be treated before surgery.

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