Scalp Tumors

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CHAPTER 149 Scalp Tumors

The scalp consists of five layers: skin, connective tissue, aponeurotic (epicranial) tissue, loose connective tissue, and periosteum. Any of these tissue layers may be associated with tumors, either benign or malignant. Yet the skin layer, which contains epidermis and dermis, along with hair follicles, glandular tissue, blood vessels, and cutaneous nerves, is the site of most scalp lesions. Anatomically, the scalp is defined by the supraorbital ridges, superior nuchal line, zygoma, and mastoid. Lymphatic drainage is via the parotid into the jugular and digastric nodes for the anterior part of the scalp and via the posterior triangle of the neck for the posterior part of the scalp.

Risk factors for scalp tumors are multifactorial and include both genetic and environmental components, as well as gene-environment interactions. Environmental variables correlated with increased risk include sun exposure, radiation, and exposure to toxins such as arsenic. A number of scalp lesions are associated with genetic syndromes and chromosomal abnormalities, including neurofibromatosis types 1 and 2, tuberous sclerosis, hereditary hemorrhagic telangiectasia, and in some instances, familial cutaneous melanoma or dysplastic nevi syndromes. Data suggest that individuals with certain genetic predispositions are more likely to be affected when exposed to environmental factors such as ultraviolet (UV) radiation.

Tumors of the scalp are among the most common lesions diagnosed in the United States. The cost, morbidity, and in some instances, mortality associated with these lesions are high. This chapter discusses the spectrum of scalp tumors, with a focus on those occurring most frequently in the general population.

Skin Tissue

Keratosis

Seborrheic keratoses are benign lesions arising from the proliferation of basal epithelial cells. Although they can appear brown in color, unlike actinic keratoses (AKs), they are not thought to represent malignant precursors. Seborrheic keratoses are associated with increasing age and are notable clinically for their waxy, sometimes greasy texture and elevated, well-circumscribed borders. Treatment is not necessary except for cosmetic reasons or if the diagnosis is uncertain.

AKs are regions of epithelial transformation that occur on portions of the skin that receive extensive sun or radiation exposure, such as the face and scalp (Fig. 149-1). Geographic regions with higher UV exposure have a higher prevalence of AKs. In Australia, the prevalence is estimated to be 40% to 50% in people older than 40 years as opposed to 11% to 26% in the United States.1 AKs are typically seen in fair-skinned people and other high-risk populations (including the elderly), in patients receiving immunosuppressive therapy and psoralen and ultraviolet A (PUVA) therapy, and in those with a history of arsenic exposure. Clinically, these lesions are red or darkened scaly raised patches or plaques with irregular borders. It has been estimated that approximately 8% of AKs progress to invasive squamous cell carcinoma (SCC),2 and this progression has been attributed to p53 mutations caused by ultraviolet B (UVB)-induced DNA damage. Current medical treatment options include topical agents such as 5-fluorouracil (5-FU), immunotherapy (5% imiquimod cream), diclofenac gel, and photodynamic therapy with 5-aminolevulinic acid.3,4 Surgical procedures such as cryosurgery, electrodesiccation and curettage, dermabrasion, shave excision, and carbon dioxide laser treatment are also effective.5

Keratoacanthomas are papillary lesions noted for their rapid growth (Fig. 149-2). These lesions are firm, skin-colored or reddish papules that may progress to dome-shaped nodules over a period of several weeks to months. In most cases, keratoacanthomas spontaneously regress but are often clinically confused with malignant lesions. UV light, chemical carcinogens, trauma, human papilloma virus (HPV), genetic factors, and immunocompromised status have been implicated as etiologic factors.6 Primary treatment is surgical excision, although radiation therapy and Mohs’ micrographic surgery (MMS) can be indicated in some cases.

Carcinoma

Basal Cell Carcinoma

Basal cell carcinoma (BCC) is one of the most common and prevalent skin tumors in the white population, in whom the average lifetime risk is approximately 30%.7 Although it can be locally destructive, BCC rarely metastasizes and is associated with few deaths. These lesions arise in pluripotent basal cells of the epidermis and may grow to include the skin, vasculature, and periosteum. The disease may spread along the periosteum or fascia, which accounts for the high recurrence rates on the scalp,8 and in rare instances, the bone and dura may be involved. Cosmetic disfigurement is common and loss of vision may occur with orbital involvement (Fig. 149-3A and B). The main risk factor is UV exposure, specifically UVB radiation, which produces characteristic cytosine (C)-to-thymine (T) or CC-to-TT transition mutations in DNA.9 Fair-skinned individuals with blonde or red hair, light-colored eyes, high susceptibility to sunburn, and a history of solar dermatitis in childhood or adolescence are at the highest risk. Additional risk factors include the presence of immunosuppression, ingestion of arsenic acid, and exposure to ionizing radiation.7 Some familial syndromes predispose individuals to BCC, the most common being Gorlin’s syndrome (basal cell nevus syndrome [BCNS]).10

There are several variants of BCC, the most common of which is defined as nodular or nodular-ulcerative. This form of BCC is typically manifested as an elevated, light-colored, tan, or pink nodule (although in some instances it may be dark or black) with telangiectatic vessels and a pearly, rolled, well-circumscribed border. These lesions occur frequently on the head and neck and can ulcerate or become locally destructive if allowed to develop over time, although this form of the disease is generally well circumscribed. A second form of BCC, the pigmented type, is characterized by increased brown or black pigment in the lesion and is more common in darker skinned individuals. A third form is cystic BCC, characterized by translucent blue/gray cystic nodules that may mimic benign cystic lesions. A fourth form is the superficial multicentric type, which is more commonly found on the trunk and extremities and resembles a reddened, scaly patch of skin similar to that seen in psoriasis. This variant of BCC can be highly recurrent secondary to subclinically persistent radially oriented growth and has been linked to arsenic exposure.7 A fifth BCC subtype, the micronodular form, is characterized by yellow/white, small firm nodules and is very aggressive. The final subtype is the morpheaform variant, which appears as a scar-like, hardened plaque and is noted for aggressive behavior and high rates of recurrence. In addition to the aforementioned subtypes, BCC may be accompanied by squamous metaplasia. This group of BCC lesions appears to share some characteristics with SCC and is the form most likely to metastasize.

The molecular genetics of BCC involves two pathways: the Hedgehog (HH) signaling pathway (via the PTCH1 gene) and p53 gene mutations. HH is a 45-kD protein that has a role in the differentiation of various tissues during development, including the neural tube, skin, and hair follicles. Binding of HH to the transmembrane receptor PTCH1 starts a cascade of events leading to cell proliferation. Mutations of PTCH1 are linked to chromosome 9q22 and are found in Gorlin’s syndrome (BCNS) and 30% of sporadic BCC cases.7 Mutations of the p53 tumor suppressor gene, which resides on chromosome 17p, are frequent (>50%) in sporadic BCC. These mutations allow cells that have sustained UVB damage to propagate.10

Squamous Cell Carcinoma

Like BCC, SCC of the skin is a frequently occurring and highly curable disease despite its greater probability of metastasis. The lifetime risk of SCC developing in a child born in 1994 in the United States is 7% to 11%.11 Lesions arise in the keratinizing cells of the epidermis and infiltrate locally but may spread to lymph nodes and metastasize. Risk factors include increasing age, male sex, fair skin, living close to the equator, chronic scarring conditions, exposure to sunlight or radiation, chronic immunosuppression, exposure to arsenic and organic hydrocarbons, and the presence of HPV.12 Clinically, SCC appears as scaly plaques that may be crusted or ulcerated, are frequently light or even whitish in color, and are not associated with telangiectasia or rolled, pearly borders (Fig. 149-4).

When compared with BCC, the pattern and degree of structural changes in the genome in SCC are more diverse and involve many more chromosomal regions (13q, 9p, 17p, 17q, 3p).13 Loss of heterozygosity at 17p is associated with p53 UV-induced mutations (C to T or CC to TT), which leads to an abnormal apoptotic response.14 Progression from AK to invasive SCC has been suggested to correlate with deletion of the 9p21 region harboring the CDKN2A gene.15 However, the association between the accumulation of genetic changes and progression to malignancy is not fully understood.

Staging and Treatment

BCCs and SCCs are staged by the TNM (tumor, node, metastasis) staging system of the American Joint Committee on Cancer (AJCC) and graded according to depth of invasion, proportion of differentiated cells, and degree of atypia.16 The primary goal of treatment is complete excision of the lesion. The extent of tumor involvement should be carefully determined beforehand with imaging, if appropriate. On the scalp, fixed lesions should be assessed for bony as well as possible dural or intracranial involvement.

A variety of treatment options for BCC and SCC are currently available. Medical treatments include topical chemotherapy (5-FU), topical immune response modifiers (imiquimod), and photodynamic therapy. These treatment options are indicated for premalignant and in situ lesions. Systemic retinoids are effective in reducing the number of new SCCs but have not been shown to be beneficial in treating existing SCC or reducing the risk for recurrence after treatment.17 Emerging evidence from animal and human studies suggests that regular use of nonsteroidal anti-inflammatory drugs may protect against the development of both AK and SCC,18 but this is not currently standard therapy. Surgical options include electrodesiccation and curettage, surgical excision, MMS, and cryosurgery (contraindicated for scalp tumors). Radiation treatment is indicated for patients who cannot undergo surgery (such as the elderly or those with multiple comorbid conditions) and as an adjunct in metastatic or high-risk SCC. Radiotherapy is not generally recommended for younger patients, however, because of the long-term consequences associated with exposure to radiation. Systemic chemotherapy, such as capecitabine and oral 5-FU combined with interferon, has been used to treat metastatic cutaneous SCC.19 As well as histology, selection of treatment depends on the size and anatomic location of the lesion. Certain risk factors are associated with higher rates of recurrence or metastasis, including size, depth, location, perineural invasion, and immunosuppression. The 5-year survival rate for patients with metastatic cutaneous SCC is 34%.20

By virtue of its sequential microscopic examination of tumor invasion, MMS has high cure rates (>90%) in experienced hands and is generally selected for BCC or SCC lesions in which therapy failure rates are high (e.g., scalp lesions), for large tumors (>2 cm), for tumors in locations where tissue conservation is important for cosmetic reasons, or for BCC lesions of the morpheaform or sclerotic subtype.21,22 Rowe and colleagues noted that local recurrences are less frequent when SCC is treated by MMS than when treated by all non-Mohs’ modalities.20 This local recurrence rate differential in favor of MMS was observed in primary SCC of the skin and lip (3.1% versus 10.9%), for locally recurrent SCC (10% versus 23.3%), for poorly differentiated SCC (32.6% versus 53.6%), and for SCC with perineural involvement (0% versus 47%).

In general, electrodesiccation with curettage is a less preferable alternative for scalp tumors than either MMS or simple surgical excision because of reported recurrence rates as high as 50%. Complex or extensive lesions, including those that invade bone or dura, may require extensive surgical resection, often accompanied by skin-bone-dural grafts or flaps. In general, for low-risk lesions (<2 cm in maximal diameter), surgical excision should include a 4-mm margin of normal tissue. However, for larger lesions (>2 cm in maximal diameter), a 1-cm margin is preferable.23 Despite the availability of successful treatment regimens for the two diseases, prevention of BCC and SCC remains the ultimate clinical goal, given the reduction in risk associated with the use of sunscreen and avoidance of sunlight exposure.

Melanocytic Nevus

Melanocytic nevi are benign tumors of melanocytes and nevus cells that produce the pigment melanin. These nevi are of neural crest origin and are noted in approximately 1% of newborns.24 Typically, these lesions are categorized as (1) common acquired; (2) relatively rare subtypes, such as congenital giant (“hairy”), blue, compound Spitz’, and Ota’s; or (3) dysplastic nevi (Clark’s nevi). Histologically, nevi are defined as intradermal, junctional (located at the dermoepidermal junction within the epidermis), compound (in the dermis, with associated intraepidermal nevus cell nests), large pigmented, and dysplastic.

Common acquired nevi, often termed moles, are characterized by a light to dark brown color and may be slightly elevated or have hair. Histology and clinical course vary by body location. Nevi located on the palms or soles tend to be compound or junctional and have a low probability of “neurotization,” a process by which mature dermal melanocytes undergo differentiation into spherical structures resembling tactile nerve endings.25 Nevi on the face and scalp are more likely to undergo neurotization and change to pale lesions or disappear entirely via the formation of halo nevi.24 In general, common acquired nevi are benign lesions smaller than 1 cm in diameter, are evenly pigmented, and require no treatment, although in some instances they may become atypical and require excision. Any nevus that grows rapidly in size, changes color, bleeds, or becomes ulcerated should undergo biopsy and be treated.

Dysplastic nevi (Clark’s nevi) are atypical melanocytic nevi that are precursor or marker lesions for the development of melanoma,25,26 although the probability that any one dysplastic nevus will become a melanoma is small. Clinically, these lesions are flat, thinly papular, and relatively broad. Frequently, such lesions exhibit target-like or “fried-egg” morphology with a central papular zone and a macular surrounding area with differing pigmentation. They occur on both sun-exposed and non–sun-exposed regions of the body. These lesions may be present at birth or be recognized later in life. Families that share similar patterns or numbers of dysplastic nevi, sometimes in association with melanoma, have been identified.25,26 Among sporadic cases, the extent to which the syndrome of dysplastic nevi is congenital or acquired is a topic of much debate. An important clinical fact is that risk for melanoma is increased in portions of the skin without dysplastic nevi, as well as in areas marked by such nevi. Thus, careful skin examination of the entire body should be performed regularly in these patients. Any suspicious lesion should undergo biopsy given the risk for melanoma.

Melanoma

Melanoma is one of the few cancers that increased in both incidence and mortality in the United States between 1973 and 1999.27 Analysis of U.S. Surveillance, Epidemiology, and End Results (SEER) data from this period demonstrated a disproportionate burden of melanoma deaths in middle-aged and older white men. Although melanoma mortality rates have fallen 39% in women and 29% in men 20 to 44 years old over this period, they have increased 66% in men 45 to 64 years old and 157% in older men (≥65 years old).27 The current lifetime risk in the United States is 1 in 68.28 Cutaneous melanomas (which make up >90% of all melanomas) arise from epidermal melanocytes, cells that are derived from the neural crest and produce the photoprotective pigment melanin. During embryogenesis, these cells migrate to the epidermis and come to rest in the basal layer of the epidermis. Although the exact mechanism by which melanoma develops remains unclear, it probably involves a multistep process of progressive mutations that (1) alter cell proliferation, differentiation, and death and (2) have an effect on susceptibility to the carcinogenic effects of UV radiation.29

Epidemiologic data suggest that several factors are highly correlated with risk for melanoma. In particular, excessive exposure to UV radiation plays a key role in the development of melanoma, with individuals having light-colored eyes and fair skin being at greatest risk for development of the disease. More specifically, the presence of a blistering sunburn in childhood increases the risk significantly.30 Interestingly, most melanomas occur on areas of the body exposed intermittently, but probably intensely to the sun, such as the back on white men and the legs on white women, with relative sparing of areas more frequently exposed to the sun such as the scalp, face, and upper extremities. In African American, Hispanic, and Asian individuals, the most common site is the plantar surface of the foot, followed by subungual, palmar, and mucosal sites.31 In addition to sun exposure, the presence of nevi, both dysplastic and nondysplastic, has been correlated with an increased risk for melanoma,32,33 with possession of large numbers of clinically recognized dysplastic nevi being associated with up to a 12-fold increase in risk.32 Immunosuppressed status and a family history of melanoma are also risk factors.

Much active research has gone into identifying the molecular pathways involved in the pathogenesis of melanoma. Familial melanoma accounts for some 10% of all melanoma cases, and approximately 40% of such patients have germline mutations in the gene CDKN2A.34 This is a tumor suppressor gene that normally inhibits tumor formation by limiting cell growth. Loss-of-heterozygosity analysis has led to identification of the CDKN2A locus on chromosome 9p21 for familial melanoma. This locus encodes two proteins: p16INKA, which inhibits cyclin-dependent kinase (CDK) 4 and 6, enzymes involved in cell cycle regulation, and p14ARF, which stabilizes p53.35 Penetrance of CDKN2A mutations varies by geographic location, which suggests that common factors may modify both geographic variation and mutation penetrance.36

Polymorphisms in the BRAF proto-oncogene have been demonstrated in up to 60% of melanoma tumors.37 This gene is one of three serine/threonine kinases regulated by binding to RAS, an oncogene that has been implicated in approximately 15% of all cancers. When mutated, the protein has increased kinase activity. The estimated proportion of risk for melanoma attributable to variants in BRAF is 1.6%, as opposed to 0.2% attributable to CDK2NA variants.38

More recently, several low-penetrance risk alleles have been identified. Variants in the melanocortin-1 receptor (MC1R) gene are associated with red hair39 and a twofold to fourfold increase in melanoma risk.40 Melanoma was also overrepresented in families with the BRCA2 mutation, who have a relative risk of 2.58.41 A genome-wide association study using samples from two Australian case-control studies identified a new melanoma risk locus on chromosome 20q11.22 that was able to be replicated in two further samples (combined P < 1 × 10−15).42 This chromosome region contains the gene ASIP, which has been associated with both cutaneous melanoma and BCC.

The clinical manifestation of scalp melanoma is generally an asymptomatic pigmented lesion with irregular borders. The lesion is frequently dark or black in color, although lighter colored melanomas do exist, and many melanomas arise from regions where no previous lesion was noted. A change in the color, texture, size, or shape of a lesion or preexisting mole is cause for concern, particularly if the mole becomes ulcerated or crusted or bleeds. During skin examination, care must be taken to fully examine the scalp because lesions may be hidden under the hair, particularly in individuals with thick hair or dark skin. With primary cutaneous melanoma isolated to the scalp, the 5-year survival rate was 86% for patients with lesions located in non–hair-bearing regions and 47% in those with lesions in hair-bearing regions.43 It is possible that delayed detection of lesions in hair-bearing areas played a role in this difference in survival.

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