Sacroiliac Joint Injections and Lateral Branch Blocks, Including Water-Cooled Neurotomy

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Chapter 15 Sacroiliac Joint Injections and Lateral Branch Blocks, Including Water-Cooled Neurotomy

Chapter Overview

Chapter Synopsis: The sacroiliac joint (SIJ) represents a significant but underappreciated source of back pain in the population. SIJ dysfunction may cause pain stemming from any number of conditions, including structural abnormalities, infection, metabolic or inflammatory conditions, or degeneration. Although it may be difficult to differentiate from some other clinical conditions with a similar pain pattern (e.g., discogenic or herniated disc pain), SIJ dysfunction displays a distinctive referral pattern. This chapter describes this pattern and other considerations in the treatment of SIJ pain. The chapter provides a detailed look at the anatomy of the body’s largest axial joint and its innervation. The chapter considers forms of SIJ therapy, including intraarticular injection, surgical interventions, and ablation procedures, with a focus on cooled radiofrequency (RF) denervation. Various means of imaging this complex joint are also considered; fluoroscopically or computed tomography–guided imaging with contrast injection of the SIJ appears to be the only reliable method for the diagnosis or exclusion of SIJ pain. As with any injection or ablation therapy, patient selection is a key to success, and more conservative therapies should be exhausted before considering neurotomy. Cooled RF neurotomy for SIJ pain has been used for such a short time that little outcome evidence is available, but early data suggest intermediate-term pain relief for the condition.

Important Points:

Clinical Pearls:

Clinical Pitfalls:

Establishing a Diagnosis

Goldthwaite and Osgood, in 1905, first described “sacroiliac strain” as a possible source of low back pain1 and the sacroiliac joint (SIJ) was considered the primary source of low back pain in the early 20th century.2 In 1936, Pitkin and Pheasant described lower extremity pain as originating in the sacroiliac and lumbosacral joints and their accessory ligaments and coined the term sacroarthrogenic telalgia. SIJ fusion became the treatment of choice for radicular pain originating from the low back.3 It was not until Mixter and Barr that focus was placed on the lumbar spine, the intervertebral disc, and the herniation of nucleus pulposus contents.4 Today, there is a reemergence implicating the SIJ as a potential source of low back pain with an estimated prevalence among patients with low back pain of 18% to 30%.5,6

Pathology of the SIJ has been documented in a variety of conditions; structural abnormalities, joint infections, metabolic and inflammatory disorders, and degeneration have all been implicated.7 SIJ dysfunction or SIJ syndrome is a condition in which pain localized to the SIJ cannot otherwise be explained by an identifiable pathological process (e.g., joint infection). Clinically distinguishing primary SIJ dysfunction from the other etiologies that overlap in pain referral patterns may be difficult. Much of the confusion regarding the diagnosis of SIJ dysfunction revolves around the inability to differentiate SIJ pain from pain that originates from surrounding structures. For example, discogenic and facet joint pathology have a clinical presentation similar to that of SI joint pathology. Not only are the pain distributions considered similar in many references, but the clinical tests used in diagnosis (e.g., Patrick’s, Gaenslen’s) are known to stress surrounding structures.7 The familiar symptom in SIJ dysfunction is the pain or other symptoms ascribed to a rectangular area approximately 3 × 10 cm just inferior to the posterior superior iliac spine (PSIS) identified on a pain drawing; however, no clinical studies have demonstrated this as a consistent finding for diagnosing SIJ dysfunction.8 Through patient history and diagnostic testing, several referral patterns have been proposed, although these referral patterns may be present in other sources of low back pain.9

Furthermore, referral of pain into various locations of the lower extremity does not distinguish SIJ pain from other pain states.5,10 However, only 4% of patients with SIJ pain mark any pain above the L5 on self-reported pain drawings.10 The multiple patterns of SIJ pain referral zones may arise for several reasons: SIJ innervation is highly variable and complex; pain may be somatically referred from other primary osseous and ligamentous nociceptors such as the zygapophyseal joint, intervertebral disc, or adjacent structures (e.g., piriformis muscle, sciatic nerve, and L5 nerve root); and the referral pattern may be affected by intrinsic joint pathology and become active nociceptors.1 Slipman et al11 examined pain referral patterns in patients with SIJ dysfunction and reported that 94% of patients had pain radiating into the buttock, lower lumbar region (72%), lower extremity (50%), groin area (14%), upper lumbar region (6%), and abdomen (2%). In 28% of patients, the pain radiated distal to the knee, and 14% described foot pain (Fig. 15-1).

SIJ syndrome may occur acutely from trauma, sudden heavy lifting, prolonged lifting and bending, torsional strain, rising from a stooped position, a fall onto the buttock, or rear-end motor vehicle accident with the ipsilateral foot on the brake.1 Characteristically associated with SIJ dysfunction include buttock pain caudal to the PSIS; pseudoradiculopathy with pain radiating to the posterolateral aspect of the thigh (at times caudal to the knee); and aggravation of pain in sitting position, rising from a sitting position (exiting an automobile), and relieved by changing positions. The most consistent factor for identifying patients with unilateral SIJ pain is unilateral pain localized predominantly below the L5 spinous process.5,7,8,10,12

Physical Examination

In 1994, the International Association for the Study of Pain (IASP) proposed a set of criteria for diagnosing SIJ pain, referring to patients with pain in the area of the SIJ, which should be reproducible by performing specific pain provocation tests or should be completely relieved by infiltration of the symptomatic SIJ with local anesthetics.13 An assortment of SIJ examination maneuvers has been described to diagnose SIJ dysfunction (Box 15-1). Problematic to this is that provocation in this area may incite pain in adjacent structures, confounding the diagnosis of SIJ dysfunction. Additionally, using individual tests (provocative, motion, or palpation) has yielded low sensitivity or specificity for detecting a pathological SIJ.1416 Dreyfuss et al,10 examining the usefulness of medical history and physical examination, concluded that no historical feature, none of the 12 tested SIJ maneuvers, and no ensemble of these 12 maneuvers demonstrated worthwhile diagnostic value. These results are replicated in a prospective cohort study in which provocative maneuvers were not predictive of diagnosis of SIJ dysfunction.17 Additionally, 20% of asymptomatic patients have been found to possess pain on provocative tests at the SIJ.18 In contrast, other reports indicate the usefulness of a combination of tests that increases the likelihood of response to SIJ injections.1921 In a study examining the diagnostic validity of tests that could be ascribed to the IASP criteria for diagnosing SIJ pain, tests such as pain mapping or pain referral patterns have an ability to correctly identify patients with SIJ pain. However, they fail in discriminating patients without SIJ pain. The compression and thigh thrust test were regarded as positive examination finding in diagnosing SIJ pain.22 The general consensus appears to be that SIJ pain can be diagnosed with reasonable certainty with controlled comparative local anesthetic diagnostic blocks.23,24

Box 15-1 Sacroiliac Joint Examination Stress Maneuvers

Patrick (FABERE) test With the patient supine, the thigh is flexed, and the ankle is placed above the knee of the contralateral leg. The ipsilateral knee is depressed, the contralateral hip is stabilized, and the ankle is maintained in its position above the contralateral knee. A positive test result is indicated by the patient’s complaints of pain over the ipsilateral SIJ as the knee is depressed toward the examination table.
Gaenslen’s test With the patient supine, the ipsilateral leg hangs over the examination table and the contralateral leg is flexed, bringing the knee towards the abdomen. Counterpressure is applied to the knee of the hanging leg, toward the floor, and the contralateral leg toward the abdomen. A positive test result is indicated by the patient’s complaints of pain over the ipsilateral SIJ as counterpressure is applied.
Fortin’s finger test (sacral sulcus tenderness) The patient is asked to point to the region of pain with one finger. A positive test result is indicated by consistent localization of pain in an area immediately inferomedial to the PSIS within 1 cm.
Shear test With the patient prone, pressure is applied in a caudal direction. A positive test result is indicated by the patient’s complaints of pain over the SIJ as pressure is applied.
Compression test With the patient in lateral decubitus position, the hips and knees are flexed. Downward force is applied to the uppermost iliac crest. A positive test result is indicated by the patient’s complaints of pain over the SIJ as pressure is applied.
Gillet test With the patient standing, the PSIS is palpated along with the sacral spinous processes. The patient flexes the ipsilateral hip and knee to a minimum of 90 degrees. A positive test result is indicated by the thumb on the PSIS moving cephalad in relation to the thumb on the sacrum.
Yeoman’s test With the patient prone, the hip is extended, and the ipsilateral ilium is rotated. A positive test result is indicated by the patient’s complaints of pain over the SIJ as pressure is applied.

PSIS, posterior superior iliac spine; SIJ, sacroiliac joint.

Anatomy

The SIJ is the largest axial joint in the body, with an average surface area of 14 to 17.5 cm2.25,26 It is a diarthrodial joint, with the anterior third being synovial and the remaining posterior aspect a syndesmosis, composed of interosseous ligament connections (Fig. 15-2). An auricular-shaped joint oriented in an oblique medial to lateral direction, morphological variability exists in the adult SIJ with respect to size, shape, and surface contour.27 The posterior aspect of the joint has a fibrous capsule but may lack synovial continuity with the anterior aspect of the joint. Designed for stability, the SIJ is a triplanar shock absorber, transmitting and dissipating upper trunk loads to the pelvis, force from the lower extremities during ambulation, and facilitates parturition. The SIJ rotates about all three axes, although the predominant motion appears to be x-axis rotation with some z-axis translation.1 Motion of the SIJ is usually limited to 1 to 3 degrees of rotation and 1.6 mm of translation, with 90 percent of rotation occurring along the x-axis.1 The SIJ motion progressively decreases, and motion at the joint may become markedly restricted secondary to increased cartilage; reduced density of chondrocytes, causing deep fissures in the cartilage; and fibrous connections among the auricular facets.28 As the capsule becomes increasingly collagenous and fibrous, ankylosis occurs, and by the eighth decade of life, erosions and plaque formation are inevitable and ubiquitous.29

Innervation

Variability and lack of precise innervation of the SIJ remains, but it has been suggested that the ventral side of the SIJ is usually supplied by L4 through S2 spinal nerves, the caudal side by the superior gluteal nerve, and the dorsal side by S1 and S2 spinal nerves.30 Others have implicated the ventral rami of L4 and L5, the superior gluteal nerve, and the dorsal rami of L5, S1, and S2.31 Some authors have even suggested that the anterior SIJ is devoid of nervous tissue32 and that the posterior SIJ is supplied by L3 and S4.33 Additionally implicated are the L5 dorsal ramus and the lateral branches of the S1-S3,34 and this description is the focus of ablative therapy in the attenuation of SIJ pain.

Basic Science

Intraarticular structures possess nerve fibers, which are sensitive for pain and support the theory that nociceptive signals may originate from the intraarticular structures of the SIJ.35 Additionally, as previously described, innervation exists for the SIJ, and the intraarticular nociceptive fibers and the lumbosacral innervation are intended for interventions. There is not a “gold standard” for the diagnosis of SIJ dysfunction, but the rationale for the use of SIJ blocks as standard for diagnosing SIJ pain is based on the fact that SIJs are richly innervated and have been shown to be capable of being a source of low back pain and referred pain in the lower extremity.36

Therapeutic interventions in the treatment of SIJ pain include manual manipulation, prolotherapy, intraarticular injections, ablative procedures, and surgical interventions. Minimally invasive procedures, including intraarticular injections and ablative procedures, are minimally destructive to anatomy. Serial intraarticular injections of local anesthetics and steroids are thought to reduce the inflammatory response and the resultant joint symptomatology. Multiple studies have evaluated the effectiveness of intraarticular injections and ablative procedures (see Outcomes Evidence). Ablative procedures have included conventional radiofrequency (RF), pulsed RF (PRF) denervation, and cooled RF denervation of the SIJ. Conventional RF37 and PRF38 of the lateral branches have been reviewed and discussed by others.

The inherent challenge when treating patients with SIJ pain with RF energy is the inconsistent location of targeted lateral branch nerves.39,40 The lateral branches supplying afferent information from pain-generating SIJs form a complex arcade of small nerve fibers anastomosing with multiple dorsal rami at each foramen. The location of these branches is unpredictable, varying from patient to patient, side to side, and level to level.39 Additionally, conventional RF tissue ablation efficacy is limited by the lesion size secondary to impedance created by tissue desiccation, tissue boiling, and carbonization around the electrode tip. Carbonization is probably the most important cause of the increased impedance and leads to an abrupt decrease in lesion current (and delivered power), such that no more energy is delivered around the electrode and no additional tissue heating occurs.41 Cooled RF energy generates heat in the surrounding tissue, and internal cooling of the electrode moderates temperature near the tip (Fig. 15-3). Internal cooling enhances lesion size by removing the constraint of high-temperature charring in tissue adjacent to the electrode, thus allowing effective ionic heating at a greater distance.42

Imaging

No imaging studies consistently provide findings that are helpful to diagnose primary SIJ pain. Computed tomography (CT), magnetic resonance imaging (MRI), and bone scan are done predominantly to exclude other causes of pain rather than to diagnose idiopathic SIJ pain.9 Because of limitations of the history, physical examination, and imaging modalities, controlled fluoroscopically-guided or CT-guided, contrast-enhanced injections may be the only methods for definitively diagnosing or excluding the SIJ as a source of pain.9

The SIJ has several unique anatomical features that make it one of the more challenging joints to image. The joint is difficult to profile well on radiographic views, and therefore the radiographic findings of sacroiliitis are often equivocal.43 MRI without and with intravenous gadolinium is currently the recommended modality for imaging patients with clinically suspected sacroiliitis and negative or equivocal radiographic findings.43 MRI does not use ionizing radiation, but CT typically uses 1 to 2 rad compared with 0.5 rad for an anteroposterior (AP) radiograph,44 and MRI can detect edema and enhancement before bone changes are visible on CT. MRI is also helpful in identifying active disease and following therapy response in patients with moderate and severe radiographic changes;43 however, CT is superior to MRI for diagnosing chronic bone changes in the superior ligamentous aspect of the SIJ.45 Imaging for diagnostic and therapeutic SIJ injections and lateral branch blocks (LBBs) requires fluoroscopic guidance, but ultrasound guidance has been used with varying success.46,47 In SIJ RF neurotomy, radiographic assistance is necessary for placement of lesioning probes.

Guidelines

SIJ injections with local anesthetic and steroid serves as a diagnostic tool and therapeutic intervention. LBBs may serve as diagnostic or prognostic procedures, for lateral branch denervation. As previously stated, controlled fluoroscopically-guided or CT-guided, contrast-enhanced injections may be the only methods for definitively diagnosing or excluding the SIJ as a source of pain. Analgesic response to a diagnostic block serves as a method to diagnose SI joint pain; however, it is imperative that before performing an SIJ injection that proper history, symptom presentation, physical examination, and imaging studies are reviewed to assess the SIJ as a pain generator and other structures as a mimicker of SIJ pain. Single diagnostic blocks carry a false-positive rate of 20%6 and 22%,48 so it is imperative to assess every patient for a true positive response and not the other factors contributing to analgesia or as a pain generator. These factors may include the placebo effect, convergence and referred pain, neuroplasticity and central sensitization, expectation bias, unintentional sympathetic blockade, systemic absorption of local anesthetic, and psychosocial issues.8

Guidelines for diagnostic and therapeutic treatment of SIJ dysfunction with injections at the SIJ and SIJ RF neurotomy has been proposed (Boxes 15-2 and 15-3).24

Indications and Contraindications

Selecting appropriate candidates for interventional pain medicine procedures is important, and SIJ RF neurotomy is no exception. Conservative treatment should be used before interventional treatments are initiated. These include nonsteroidal antiinflammatory drugs, physical therapy, manual manipulation, and other modalities addressing dysfunction at the joint. Interventional strategies include intraarticular joint injections, lateral branch nerve blocks, and denervative or ablative procedures. The ideal candidates for intraarticular injections include patients with known SIJ dysfunction, failed conservative therapy, or positive physical examination findings on more than two provocative maneuvers that stress the SIJ and ligaments. Contraindications for intraarticular injections include patient refusal, infection at the site of injection, history and physical examination finding inconsistent with sacroiliac etiology, and lack of imaging modality.

Indications for sacral joint RF neurotomy include axial low back or buttock pain lasting longer than 3 to 6 months, tenderness overlying the SIJ, positive physical examination findings on more than two provocative maneuvers that stress the SIJ and ligaments, failure to respond to conservative therapy, pain attenuation upon SIJ corticosteroid injections, or pain relief with LBBs at L4 and L5 primary dorsal rami and at S1-S3. Cohen et al49 examined outcome predictors for RF denervation of the LBB and reported that no single variable strongly predicted outcome, suggesting that most patients with SIJ pain, irrespective of cause, can potentially benefit from the procedure.

Technique

Cooled Radiofrequency Sacroiliac Joint Neurotomy

The patient should be NPO (nothing by mouth). Bowel preparation is optional, and prophylactic antibiotics can be administered based on physician preference. This is a minimally invasive procedure, and monitored anesthesia care is adequate sedation during the procedure.

Needle Placement

For the L5 dorsal ramus, needle placement is not necessary, and the introducer cannula is advanced without prior needle placement. The puncture point on the skin is just lateral and inferior to the target. The introducer is advanced until contact is made with the periosteum (Fig. 15-5). In the AP fluoroscopic view, the tip of the needle should be immediately adjacent to the base of the SAP and under its lateral margin. A lateral view is obtained to confirm depth of needle placement. The most ventral extent of the cannula in lateral view should be the zygapophyseal joint (Fig. 15-6). The stylet is removed, and bupivacaine 0.5% or lidocaine 2% can be delivered but is optional before lesioning. The SInergy probe is placed through the introducer cannula. The probe is 2 mm shorter than the stylet and will seat in the cannula 2 mm off of the dorsal sacral surface. Displayed on the pain management generator, impedance should not exceed 500 ohm. Impedances greater than 500 ohm may indicate that the probe is seated in tissue not suitable for lesioning or that the probe is not fully seated in the hub of the introducer cannula. The “skin stopper” is advanced along the shaft of the introducer cannula to serve as a depth marker, ensuring that the cannula and probe are not inadvertently advanced.

The lateral branches at S1-S3 are approached by raising a skin wheal over the skin entrance sites and subcutaneous tissue with lidocaine 1% to 2% toward the lateral aspect of S1-S3 dorsal sacral foramina. The 25- and 27-gauge spinal needles are advanced to the lateral aspect of the dorsal sacral foramina. These needles function as reference points for the placement of the introducer and probe in the absence of reliable osseous structures. A lateral fluoroscopic view is obtained to confirm entrance of the dorsal sacral foramina canal (Fig. 15-7).

Probe Placement

In the AP view, the Epsilon ruler is placed on the skin overlying the sacral foramina. The S1, S2, and S3 levels should have the Epsilon ruler placed with the central spoke aligned with the lateral border of the S1, S2, and S3 foramina, which is marked by the previous needle placement. The ruler is rotated around the central spoke axis such that the upper spoke is marking a location at a 2 : 30 position (right side) or 9 : 30 (left side).

The first target for the introducer cannula placement is the 4 : 00 position for the right side and 8:00 for the left side (Fig. 15-8). Using coaxial technique and intermittent fluoroscopy, the cannula is advanced until the stylet has made contact with the dorsal sacral surface. A lateral fluoroscope view is obtained to confirm depth and contact with the dorsal surface and is not transforaminal. The stylet is removed, and bupivacaine 0.5% or lidocaine 2% can be delivered but is optional before lesioning. The SInergy probe is placed through the introducer cannula. The probe is 2 mm shorter than the stylet and will seat in the cannula 2 mm off of the dorsal sacral surface. Displayed on the pain management generator, the impedance should not exceed 500 ohm. The “skin stopper” is advanced along the shaft of the introducer cannula to serve as a depth marker, ensuring that the cannula and probe are not inadvertently advanced into the foramen. The same sequence is used to place SInergy probes at the 2:30 position and the 5:30 position for the right side (9:30 and 6:30 for left) at the S2 level. The S3 level varies in that two lesions are created by placing probes at 2:30 and 4:00 for the right side and 9:30 and 8:00 for the left side (Fig. 15-9). Because simultaneous lesions cannot be created with the present pain management generator, the sequence is repeated for each probe placement.

Outcomes Evidence

Cooled RF neurotomy for SIJ pain is novel procedure presently without substantial outcome evidence. Although a new technology, Kapural et al40 in a retrospective study investigated cooled RF of the lateral branches. The primary outcome measures were pain relief (VAS scores), changes in function (pain disability index [PDI]), and global patient satisfaction (GPE). Improvements were observed in VAS pain scores 7.1 ± 1.6 to 4.2 ± 2.5 (P <.001) and PDI from 32.7 ± 9.9 to 20.3 ± 12.1 (P <.001) at 3 to 4 months after the procedure. Of 26 patients, 18 rated their improvement in pain scores using GPE as improved or much improved, and eight claimed minimal or no improvement. In a randomized placebo-controlled study evaluating lateral branch RF denervation, Cohen et al50 used the numeric rating scale (NRS) as a primary outcome measure and Oswestry Disability Index (ODI) score, reduction in analgesic medications, and GPE as secondary measures. At 1 month, the treatment group had significantly lower NRS scores than the placebo group (2.4 ± 2.0; range, 0 to 8 vs. 6.3 ± 2.4; range, 2 to 10; P <.001). One, 3, and 6 months after the procedure, 11 (79%), nine (64%), and eight (57%) RF-treated patients experienced pain relief of 50% or greater and significant functional improvement. The authors concluded L4 and L5 primary dorsal rami and S1-S3 lateral branch RF denervation may provide intermediate-term pain relief and functional benefit in selected patients with suspected SIJ pain.

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