Reproductive Genetics

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Chapter 5 Reproductive Genetics

INTRODUCTION

We learn quickly in life that variability exists between individuals. For many of us the differences are as simple as hair or eye color. For others, the differences are profound and can take the form of a severe birth defect or syndrome. As a whole, these differences add up and cause significant morbidity and mortality. A Canadian study has found that approximately 12% of individuals suffer health problems related to or caused by genetic disease from birth to early adulthood.1 Genetics is the study of traits and inherited differences between individuals; as Gregor Mendel demonstrated, we were able to learn the principles of inheritance without knowing about or understanding DNA and its organization in the genome. The traditional study of medicine and medical genetics is, however, about to be revolutionized. In this technological revolution of genomic medicine, we see that a fundamental understanding of genetics and the principles of inheritance are still required.

The practice of clinical medical genetics has been significantly transformed over the past 15 years, from a somewhat arcane specialty dealing with prenatal diagnosis, chromosome abnormalities, and dysmorphology to a challenging and cutting edge specialty taking the lead in introducing genomic medicine to the broader field of medicine. In 2001, the Human Genome Project announced that a rough sequence of the human genome had been completed.2,3 In its original iteration the Human Genome Project was an attempt to sequence and determine the linear sequence of 3 billion base pairs and map the individual genes encoded by this sequence. Genomics is the study of our complete set of genes, their functions and interactions with themselves and their environment, and how genetic variation contributes to disease risk and response to treatment (i.e., pharmacogenomics). This sequencing and mapping effort has now spawned functional genomics, which seeks to identify gene function, regulation, and gene interaction.

The knowledge and technologies learned from this effort have, and will have, as profound an impact on the field of reproductive medicine as any other. The physician in obstetrics and gynecology will not only have to have an understanding of genetics and the principles of inheritance, but he or she will also have to understand genomics and its derivative technologies and how these will affect the risk, diagnosis, and treatment of medical disorders. Physicians will not only be practicing the traditional paradigm of diagnosis and treatment of disease, but will also be recognizing and treating genomically derived disease risk prior to disease manifestation. They must be ready to deal with all the ethical, legal, and social implications of this revolution. Although the era of genomic medicine will bring new tools to individualize disease risk, emphasize prevention, and treat disease, the simple basic recording and understanding of the family history will still be a fundamental component of this new era.4

THE HUMAN GENOME

The Human Genome Project has resulted in some surprising revelations.2,3,5 Less than 2% of the human genome has genes that code for proteins. This was a surprising finding because it was thought that the human genome would reflect the complexity of human development and it was estimated that the human genome would contain up to 120,000 genes. The first report of the Human Genome Project estimated that the human genome contained only 30,000 to 35,000 genes. Drosophila melanogaster had been found to have 14,000 genes and the mustard plant Arabidopsis thaliana 26,000 genes.6,7 It is likely now that the complexity of human growth and development and its relation to disease is not going to be explained by just new gene discovery. The previous dogma that one gene produces one protein has now been replaced by the theory of alternative splicing, in which a gene’s exons or coding regions are shuffled to produce alternative forms of a related protein (Fig. 5-1).

Exons are sequences of a gene that are transcribed into a protein. Introns are regions of a gene that do not code for a protein. When the mRNA of a gene is translated, exons are spliced together. Exons have been found to comprise only 1% of the human genome and introns about 25%. Typically more than 25 times the amount of DNA in a gene is not associated with protein structure and function. This has significant implications for DNA testing and interpretation of a test’s sensitivity and specificity. Regions of genes on chromosomes have been described as existing in gene-rich oases separated by gene-sparse deserts.

Over 10% of the genome is composed of repeated sequences of DNA that may be related to chromosome structure. Long interspersed repetitive elements and short interspersed repetitive elements have been described, including Alu repeat sequences. Alu sequences have been found in gene-rich regions and may play a role in genetic recombination.

GENES

With the recent advances of the Human Genome Project and the rapid adoption of these findings into clinical medicine, the clinician will need to understand the organization of the human genome. The average size of a gene is about 3000 base pairs. Chromosome 1, the largest chromosome in a karyotype, has about 2968 genes; the Y chromosome, the smallest, has 231 genes. Genes are distributed in random areas of the chromosome, with some chromosomes gene-rich and some gene-poor. Chromosomes 17, 19, and 22 are gene-dense. Chromosomes 4, 8, 13, 18, and Y are gene-sparse. It is not surprising then that chromosomes 13, 18, and 21, which are the common trisomies that can survive to birth, have the fewest genes.

Genes can be altered and cause human disease through several mechanisms. Point mutations, in which there is a single change of a DNA base in the sequence, can have multiple effects on gene function. Missense mutation is the substitution of a single base in the DNA sequence, incorporating a different amino acid in the protein sequence. These mutations may have little effect on protein function if the amino acid substituted is similar to the original one. If the substitution incorporates a very different amino acid, the protein structure and function may be significantly affected. A silent mutation is the substitution of a single base in the DNA sequence that does not change the specific amino acid in the sequence. Nonsense mutations are the substitution of a single DNA base in the sequence, causing the premature termination or truncation of a protein. In addition to point mutations, frame-shift mutations can also lead to an altered or truncated protein. Frame-shift mutations are deletions or additions of DNA bases that are not multiples of three. These changes lead to a downstream change in the reading frame, often truncating a protein. In general, these types of mutations result in loss of function of a protein and alter the phenotype by decreasing the activity of a protein.

CHROMOSOME ABNORMALITIES

Chromosome abnormalities fall into two general categories: numerical and structural. In numerical abnormalities the total number varies from the normal, 46. With structural abnormalities, the chromosome structure has been physically rearranged.

Numerical Abnormalities

Abnormalities of chromosome number are the most commonly recognized clinical chromosome abnormalities. Structural chromosome anomalies contribute significantly to birth defects, infertility, and recurrent pregnancy loss. Abnormalities in chromosome number generally arise from mistakes at cell division where there is either gain or loss, or both, of chromosomes in daughter cells, or nondisjunction. Nondisjunction can occur either during meiosis or mitosis. Cells resulting from this occurrence are aneuploid because their chromosome number is not a multiple of the haploid number 23. Nondisjunction can occur during either meiosis I or meiosis II. Either can produce an aneuploid conception (Fig. 5-3). Nondisjunction or anaphase lag can occur at mitosis, causing mosaicism, the presence of two or more cell lines in an individual. Mosaicism is often seen with the sex chromosome abnormality Turner’s syndrome, where up to 50% of cases have some form of mosaicism.9 The common numerical chromosome abnormalities are listed in Table 5-1. Numerical chromosome abnormalities can also involve multiples of the haploid number of 23 chromosomes. Triploidy, with 69 chromosomes, usually arises from the fertilization of a single egg by two sperm. Triploid conceptions are seen in about 15% of chromosomally abnormal miscarriages and occasionally survive to term. Tetraploidy has a modal number of 92 chromosomes and occurs in a small percentage of spontaneous losses.

Table 5-1 Chromosome Abnormalities

Chromosome Clinical Findings
Trisomy 13 Severe CNS abnormalities, holoprosencephaly, microphthalmia, coloboma, cleft lip and palate, abnormal auricles, polydactyly, cardiac defects
Trisomy 18 CNS malformations, prominent occiput, micrognathia, small mouth, low-set ears, hypoplastic nails, overlapping fingers, cardiac defects
Trisomy 21 Microcephaly, flat occiput, Brushfield spots, epicanthal folds, simian crease, conotruncal cardiac defects, redundant skin on nape of neck, hypotonia
XXX Normal female phenotype, tall stature, may have some learning and developmental disabilities, normal fertility
45,X Turner’s Short stature, gonadal failure, absent secondary sex characteristics, webbed neck, low-set hairline, coarctation of the aorta, horseshoe kidney, may have some spatial learning disabilities
XXY Klinefelter’s May be tall, infertile, small testis, learning disabilities, gynecomastia

Structural Chromosome Abnormalities

Structural chromosomal rearrangements occur when chromosomes break and the original architecture is not restored. Chromosome rearrangements are balanced when the diploid genetic state is maintained. When rearrangements are unbalanced, they result in aneuploidy for one or more chromosome segments. These structural rearrangements may segregate and be termed familial, or they may occur as a first or new event, de novo. Balanced familial chromosome rearrangements are in most cases truly balanced and represent little risk of birth defects or mental retardation. De novo chromosome rearrangements that appear balanced carry a small risk of aneuploidy at the molecular level of about 5% for birth defects and developmental delay.

Translocations involve the exchange of chromosome arms between two different chromosomes. Reciprocal translocations occur when there is breakage within two arms and reciprocal exchange of the distal segments, creating a derivative chromosome (Fig. 5-4). In most cases balanced translocation carriers are phenotypically normal but are at risk for producing unbalanced gametes during gametogenesis. In a balanced translocation carrier the types of chromosome segregation can be complex, resulting in a normal segregation pattern, a balanced translocation pattern, and an unbalanced pattern producing a partial trisomy and partial monosomy for the chromosomes involved (see Fig. 5-4).

When the short arms of two acrocentric chromosomes are involved in a translocation, the long arms are joined in the centromeric region of one chromosome, with the loss of the short arms of the acrocentric chromosomes producing Robertsonian translocations. Because the short arms of acrocentric chromosomes contain redundant ribosomal genetic material, the loss of this material is of no phenotypic consequence. As with balanced translocations, the products of meiotic segregation can be either balanced or unbalanced (Fig. 5-5).

Other structural abnormalities can produce pregnancy loss and birth defects. When two breaks occur in a single chromosome with the interstitial segment flipped 180 degrees at the time of repair, an inversion can occur. If this involves each arm of the chromosome a pericentric inversion is produced. If only a single arm of the chromosome is involved in the inversion, a paracentric inversion is produced (Fig. 5-6). Each has unique and different implications for gamete production and pregnancy loss. With chromosome duplication a chromosome segment of varying size can be duplicated, causing a partial trisomy for this segment. With a deletion, a segment of varying size is missing, causing a genetic imbalance or partial monosomy. This condition, in which a second copy of a gene or segment of chromosome is missing, resulting in an abnormal phenotype or clinical presentation, is known as haploinsufficiency.

Fluorescent In Situ Hybridization

Traditional cytogenetics has always been limited by the band level or resolution of the karyotype. Even with high-resolution banding that could elongate chromosomes and resolve an increasing number of bands per chromosome, one could never be certain that a chromosome was intact at the molecular level. With advances in DNA technology and cytogenetics it is now possible using fluorescent in situ hybridization (FISH) to analyze chromosomes at the molecular level for changes in the DNA. Molecular cytogenetics has now revolutionized cytogenetics by permitting (1) the analysis of DNA structure within a chromosome down to within 10 to 100 kb and (2) the diagnostic analysis of nondividing interphase cells, producing a significant impact on the field of prenatal diagnosis and that of preimplantation genetic diagnosis.10

FISH technology uses DNA probes that can bind or anneal to specific DNA sequences within the chromosome. A denatured probe is incubated with native DNA from a cell that has also been denatured to the single-strand state. The probe substitutes biotin-dUTP or digoxigenin-UTP for thymidine. After the probe has annealed to native DNA, the probe–DNA complex can be detected by adding fluorochrome-tagged avidin that binds to biotin or fluorochrome-labeled antidigoxigenin. This signal can be additionally amplified by adding antiavidin and the complex visualized by fluorescence microscopy. Using several different fluorochromes tagged to different DNA probes, different chromosomes or chromosome segments can be simultaneously visualized within a cell as different colored signals. The ability to detect specific gene segments that are either present or missing has permitted the diagnosis of contiguous gene syndromes at the DNA level as well as translocations in interphase nuclei, often in single cells.

Material for FISH can be either metaphase chromosomes obtained from dividing cells or interphase nuclei from cells that are not dividing. Slides are pretreated with RNAse and proteinase to remove RNA that may cross-hybridize with the probe and chromatin. The slides are heated in formamide to denature the DNA and then fixed in cold ethanol. The probe is then prepared for hybridization by heating. The probe and chromosome preparation are then mixed and sealed with a coverslip at 37°C for hybridization. By varying the incubation temperature or the salt composition of the hybridization solution, the stringency of the binding can be increased and the background labeling reduced.

Applications of FISH

The technique of in situ hybridization first proved useful for localizing genes to chromosomes. With the introduction of fluorescence labeling, in situ hybridization proved invaluable in identifying chromosome abnormalities that could not be identified by traditional banding methods. FISH also played a key role in one of the most unusual discoveries of modern genetics, that of genomic imprinting.

FISH technology has been developed in three forms. Centromeric or alpha-satellite probes are relatively chromosome specific and have had probably the broadest application in interphase genetics.11,12 These probes produce somewhat diffuse signals near the centromere with adequate strength, but do not cross-hybridize with chromosomes that have similar centromeric sequences. Single copy probes have now been developed that give discrete signals from a specific band on a chromosome and avoid the issue of cross-hybridization. These can also be used to detect copy number and specific chromosome regions known to be associated with syndromes. Single copy probes and centromeric probes for chromosomes 13, 18, 21, X, and Y have been developed for use in prenatal diagnosis. It is also possible to “paint” whole chromosomes using FISH. Using spectral karyotyping technology that combines mixtures of fluorochromes, it is now possible to produce a unique fluorescent pattern for each individual chromosome in 24 different colors. This technology permits the detection of complex chromosome rearrangements that cannot be seen with traditional cytogenetic techniques (Fig. 5-7).

Contiguous Gene Syndromes

Contiguous gene syndromes are also known as microdeletion syndromes, or segmental aneusomy.10 These are deletions of a contiguous stretch of chromosome that usually involve multiple genes. The contiguous gene syndromes were first described in 1986 using classical cytogenetic methodologies. Using FISH, submicroscopic deletions can now be identified at the level of DNA; this has permitted the characterization of the smallest deleted region consistently associated with a syndrome, known as the critical region. By identifying the critical region of a syndrome, it is often possible to identify the specific genes that, when missing, are associated with the syndrome (Fig. 5-8). A recent compendium of deletion syndromes has reported 18 deletion and microdeletion syndromes spread over 14 chromosomes.13 Some of the more common deletion and mirodeletion syndromes and their clinical findings are shown in Table 5-2.

Table 5-2 Deletion and Contiguous Gene Syndromes

Deletion Syndrome Clinical Description
4p– Wolf-Hirschhorn Microcephaly, hypertelorism, frontal bossing, cleft lip and palate, “Greek helmet” face, mental retardation, hypotonia, cardiac anomalies
5p– Cri du chat Microcephaly, characteristic “cat cry,” hypotonia, mental retardation
7q11.23 Williams Round face, full lips, stellate iris, supravalvular aortic stenosis, mental delay, “cocktail personality”
11p13 WAGR Wilm’s tumor, aniridia, genital abnormalities, mental retardation
15q11-13 Angelman Blonde hair, prognathism, seizures, ataxia, laughter, hypotonia, mental retardation
15q11-13 Prader-Willi Birth hypotonia, hyperphagia, obesity, short stature, hypogonadism, mental retardation
16p13 Rubinstein-Taybi Characteristic facies, beaked nose, microcephaly, mental retardation
17p11 Smith-Magenis Brachycephaly, prominent chin, short stature, mental retardation, behavioral phenotype
17p13 Miller-Dieker Microcephaly, lissencephaly, growth retardation, seizures, mental retardation
20p12 Alagille Cholestasis, heart defects, ocular findings, skeletal defects
22q11 DiGeorge/CATCH 22 Thymic and parathyroid hypoplasia, calcium abnormalities, conotruncal heart defects, short stature, behavioral and learning problems

GENERAL PRINCIPLES OF MENDELIAN GENETICS

Autosomal Dominant Inheritance

The following features characterize autosomal dominant inheritance:

An example of an autosomal dominant pedigree is seen in Figure 5-9. Autosomal dominant inheritance patterns have additional characteristics that the clinician must recognize. Not all individuals in a family who have inherited a dominant condition are affected to the same extent or have the same organ systems affected. This characteristic is known as variable expressivity. This is one reason why it is important in clinical genetics to examine other family members when a proband, or referred patient, is initially evaluated. An autosomal dominant condition is considered fully penetrant if all individuals who inherit the single-gene mutation manifest its characteristics. Many autosomal dominant conditions have reduced penetrance, and not all individuals with the dominant gene manifest its phenotype. For women who inherit a BRCA1 or BRCA2 gene mutation, the lifetime risk of developing a breast cancer is 85%. Therefore, some families that are segregating BRCA1 and BRCA2 mutations will appear to “skip generations” when in fact an individual will carry a mutation but will not develop a breast cancer in her lifetime.

There are in addition other characteristics of autosomal dominant inheritance. Autosomal dominant conditions are rarely found in the homozygous condition and almost always result in embryonic lethality. Finally, autosomal dominant conditions will occur in families with no previous family history. This does not imply nonpaternity, which the clinician must be aware of. For example, new mutations occur in Marfan syndrome in about 25% of cases and about 80% of cases in achondroplasia.16 Parents of such an affected child are unlikely to be at risk for having another affected child; however, for the child, the risk of passing the condition on to an offspring is 50%. Geneticists have all been faced with the clinical scenario where a dominant, sporadic condition occurred in a family with a negative family history. Traditional genetic counseling would consider the recurrence risk negligible. However, most geneticists have seen these conditions recur in families, and empirically the recurrence risk has been as high as 3% to 5%. This phenomenon is usually attributed to germ cell mosaicism caused by a postzygotic nondisjunctional chromosome event or nondisjunctional mutational event. Presumably one of the parents in such a case has a small population of germ cells carrying the mutation. Recurrence risks must therefore be revised upward.

X-linked Inheritance

Because there are relatively few genes on the Y chromosome, sex-linked disorders are primarily X-linked disorders. Because males have only one copy of the X chromosome, they are hemizygous for X-linked genes and are in general affected by any mutation on the X chromosome. Because of this differential expression in males, X-linked disorders (e.g., hemophilia) were the earliest recognized human genetic disorders. Characteristics of X-linked inheritance are:

An example of X-linked recessive inheritance is shown in Figure 5-11. Complete androgen insensitivity (testicular feminization) syndrome is an X-linked recessive disorder that presents as primary amenorrhea. These patients have a 46,XY genotype with a mutation in the androgen receptor gene located on the long arm of the X chromosome (Xq11-12). Mutations of this gene can also cause partial androgen insensitivity with genital androgenization or a milder form with abnormalities of spermatogenesis. These patients have normal-appearing female phenotype but with sparse pubic and axillary hair, short vagina, no müllerian derivatives, and normal testes. The testes can be in the abdomen or inguinal canal. The testes are removed after completion of spontaneous puberty. The serum androgen levels are in the male range.

X-linked dominant conditions are less common disorders than X-linked recessive disorders, with vitamin D-resistant rickets an example of this type of inheritance. Characteristics of this type of inheritance are:

An example of X-linked dominant inheritance is shown in Figure 5-12.

X Chromosome Inactivation

Some females might be affected by X-linked recessive disorders through X chromosome inactivation. Only one X-linked gene and one X chromosome are active in the somatic tissues of women. For all autosomal genes there are two copies; in terms of gene dosage and transcriptional activity, there is an equal amount in the somatic cells of men and women. To keep transcriptional activity and gene dosage equal for the X chromosome between men and women, the X chromosome would have to be twice as active in males or one X chromosome could be inactivated in females. Transcriptional equality is maintained by the inactivation of most but not all of the genes on the X chromosome in female somatic tissues. Reversible X inactivation is accomplished by methylation.

For a woman who is heterozygous for an X-linked disorder, only one gene is active in each cell; she is functionally a mosaic of cells expressing either the normal or abnormal gene product. If random X chromosome inactivation is skewed in the direction of inactivating the normal gene in most cells, a woman may manifest the signs of an X-linked disorder. This can be seen in women who are carriers for hemophilia who may have the bleeding tendencies of their affected sons. This variability in X chromosome gene expression has another significant clinical effect. Skewed X chromosome inactivation favoring the normal gene product will cause an overlap in the level of the gene product for a carrier woman and a noncarrier woman. This will not only make it difficult to identify a carrier from a noncarrier female, but will also mean that an inherited disorder cannot be distinguished from a new mutation.

NONTRADITIONAL INHERITANCE

Mendel laid the foundation of modern genetics in 1865 by describing dominant and recessive inheritance. For some time inherited diseases were considered to result from single-gene mutations that followed his classic principles of inheritance. Now with new genetic technologies and discoveries from the Human Genome Project, we know that not all inherited diseases follow these traditional principles of inheritance. Several new forms of nontraditional inheritance have now been described.

Multifactorial Disorders

There are many birth defects, genetic conditions such as congenital heart disease and spina bifida, and adult onset disorders that cannot be explained by single genes or the traditional patterns of inheritance. Yet, many of these conditions are clearly familial. These conditions are considered to be the result of additive genetic and environmental factors that trigger a threshold for expression in development or adulthood. Multifactorial inheritance attributes disease risk to a combination of multiple genetic factors that interact with an environmental stimulus. Polygenic traits are those diseases attributable to the additive effect of several genes. Often, these two concepts are used interchangeably.

Evidence for multifactorial or familial inheritance has led to a threshold model of genetic liability. This model assumes a continuous normal distribution of genetic risk in the population in the form of a bell-shaped curve. Affected individuals are considered to fall to the far right of the genetic liability curve. Affected first-degree relatives (siblings, parents, and children) would also fall to the right of the curve, but not as far. As the degree of relatedness falls off, the genetic liability falls back to that of the general population.15 Evidence for multifactorial inheritance can be found in the following:

Multifactorial inheritance also has specific implications for recurrence risks. Unlike recurrence risks for mendelian disorders, recurrence risks for multifactorial inheritance are empirically derived. General guidelines for multifactorial inheritance are:

Mitochondrial Inheritance

Genes located on chromosomes in a cell nucleus exhibit mendelian patterns of inheritance. However, there is an extranuclear source of DNA found in the mitochondria in the cytoplasm of cells. The mitochondria are a major source of adenosine triphosphate (ATP) for the energy requirements of a cell. Through the electron transport chain producing large amounts of NADH, ATP is generated in a process known as oxidative phosphorylation. Mitochondria have their own DNA, mtDNA, in the form of a circular 16,596 base pair chromosome. This chromosome contains the genes for 13 polypeptides of the oxidative phosphorylation system, 22tRNAs, and 2 rRNAs. However, most of the proteins in the mitochondria are encoded by nuclear genes, transcribed in the cytosol, and transferred into the mitochondria via molecular chaperones. Each cell contains thousands of mitochondria and each mitochondrion contain from 2 to 20 mtDNAs.

Unlike nuclear genes, mtDNA follows a maternal line of transmission. Each oocyte contains from 200,000 to 300,000 mtDNA molecules. At fertilization the sperm have few mitochondria, located in the tails, and their contribution of mitochondria to the conception is negligible. An example of mitochondrial or maternal inheritance is shown in Figure 5-13. Both males and females can be affected, but inheritance only occurs from an affected mother. The phenotype of a mitochondrial disorder may be quite variable because of the nature of the mutation itself and its distribution within the population of mitochondria. At fertilization the oocyte contains thousands of mitochondria, both mutant and normal. At cell division, the proportion of mutant and normal mitochondria distributed to each daughter cell is never even. In addition, as the embryo grows new mutations accumulate in the mtDNA. Therefore, any cell or organ system may have proportionately few or many mutant mitochondria. This characteristic of mitochondrial inheritance is known as heteroplasmy. Within a single family there may be different manifestations of the same mitochondrial disease and within an individual the manifestations may change over time. As predicted with disorders of the oxidative phosphorylation system, those organ systems affected are those with the highest energy demands. Examples of mitochondrial disorders include Leber hereditary optic neuropathy, myoclonic epilepsy with red ragged fibers, and mitochondrial myopathy, encephalopathy, lactic acidosis, and strokelike episodes.

Imprinting

Pronuclear transplantation studies in mice have shown a reversible effect of the sex of the parent on the embryo. Mice can be conceived with both haploid chromosome complements coming from either the father or the mother. Mouse zygotes with paternally derived genes have arrested embryonic development but near-normal placental development. Zygotes with maternally derived genes have embryonic development but arrested placental development. Thus it became apparent that specific genes are differentially marked, or imprinted, at gametogenesis depending on whether they are inherited from the mother or father. This process is known as genomic imprinting. An example of this has long been familiar to the obstetrician/gynecologist. Hydatidiform moles are placental tumors without embryonic tissue with a genome derived from two paternal sets of haploid chromosomes. Ovarian teratomas are embryonic tumors without placental tissue derived from two maternal sets of haploid chromosomes. Triploidy also demonstrates examples of genomic imprinting. Android embryos with two sets of paternal chromosomes and a single set of maternal chromosomes occur as partial moles. Gynoid embryos with two sets of maternal chromosomes and a single set of paternal chromosomes occur as growth-restricted fetuses with abnormal placentas. Imprinting is accomplished by the reversible process of methylation.

The role of imprinting in human genetic syndromes was revealed by a cytogenetic paradox. Prader-Willi syndrome is a syndrome of hypotonia at birth, moderate developmental delay, hypogonadotrophic hypogonadism, small hands and feet, uncontrolled appetite, and obesity. In most cases it is associated with a chromosome 15 deletion at 15q11-13. The phenotype of Angelman syndrome, quite different from that of Prader-Willi, is associated with severe mental retardation, inappropriate laughter, ataxic movements, and seizures. It is also associated with a deletion of 15q11-13. The dilemma of how two very distinct syndromes could be caused by the same cytogenetic deletion was solved when molecular studies showed that the deletion of Prader-Willi syndrome was always paternally derived and the deletion associated with Angelman syndrome was maternally derived.17 Individuals who inherit the 15q11-13 deletion paternally have Prader-Willi syndrome because a critical region that is needed for normal development is inactivated or imprinted during maternal meiosis and the corresponding region on the paternal chromosome, which must remain active for normal development, is lost in the deletion. Infants with Angelman syndrome have a maternally derived deletion because the critical region needed for normal development is inactivated or imprinted in the paternally derived chromosome and lost in the maternal deletion.

Uniparental Disomy

For a subset of patients with Prader-Willi syndrome and Angelman syndrome no cytogenetic deletion can be detected, nor were submicroscopic deletions detected by FISH. Molecular studies did however reveal that both copies of the chromosome were inherited from the same parent. For Prader-Willi syndrome without a deletion both copies of chromosome 15 were maternal in origin.18 For Prader-Willi syndrome the critical region of chromosome 15 is maternally imprinted, and if no paternally derived copy is present, there are no functioning paternal genes for this critical region. Uniparental inheritance of two copies of the same chromosome from one parent is termed uniparental disomy and has been shown to cause genetic morbidity and specific syndromes.

Genomic imprinting and uniparental disomy have been reported for a number of chromosomes, including 6, 7, 14, 15, and 16. The most common mechanism causing uniparental disomy is believed to be trisomic rescue (i.e., the loss of a chromosome after a trisomic conception that reestablished the diploid number of 46 chromosomes). On average, two thirds of the time the chromosome lost will be that from the parent who contributed the extra chromosome. However, one third of the time the chromosome lost will be from the other parent, resulting in uniparental genetic syndromes; it can also be a cause of more common genetic disease. If a parent is a carrier for a recessive genetic disorder and conceives an infant with uniparental disomy, the infant can be affected with the recessive condition if two identical copies of the same chromosome are inherited from the same parent. Several cases of cystic fibrosis have been reported in individuals with uniparental disomy for chromosome 7.19

Trinucleotide Repeat Disorders

Fragile X syndrome is one of the most common inherited mental retardation syndromes, occurring in about 1 in 12,000 males and 1 in 2500 females. Fragile X males also have behavioral problems and characteristic features, including a long face with prognathia, large ears, and macroorchidism. Individuals are often diagnosed or labeled with autism. Affected females have a similar but milder phenotype and are developmentally less delayed.20 Fragile X syndrome was originally identified as a fragile site on the X chromosome at Xq27.3 under cell culture conditions deficient in folate.

Fragile X syndrome is one of a number of trinucleotide repeat disorders resulting from trinucleotide repeat expansion. The human genome was found to have several types of repetitive DNA. Tandem repeats of trinucleotide sequences can be found in both the coding and noncoding regions of the genome. During replication a trinucleotide repeat sequence can either expand or contract; if expanded beyond a critical copy number, gene function is compromised. Triplet repeat expansion is now recognized as a cause of several human diseases and as a mechanism of inheritance to explain the phenomenon of anticipation. It had been recognized for years that some inherited diseases seem to get more severe in each successive generation. Anticipation had always been considered a bias of ascertainment because each successive generation of an affected family was put under increased scrutiny. Anticipation due to triplet repeat expansion has now been documented for several genetic conditions. Triplet repeat disorders also have another nonmendelian characteristic, dynamic inheritance. Traditionally with single-gene disorders, mutations were considered immutable and passed down through each generation unchanged. We now know that mutations are much more dynamic and can alter when passed through each generation and that the phenotype may also be unstable.

Fragile X syndrome is caused by expanded number of CGG repeats in the promoter region of the FMR-1 gene. The inheritance and its consequences can be complex, as shown in Table 5-3. Normal X chromosomes have between 6 and 54 CGG repeats. Individuals with 40 to 54 repeats are in a gray zone with the possibility of expansion. Males and females with between 55 and 230 repeats carry premutations; males are called transmitting males because they can pass the premutation on to daughters, who are then at risk of expanding the allele to their offspring. In general males only transmit premutations to their daughters. This change of normal CGG repeat number to full mutation is likely a multistep process occurring over several generations. There is now evidence in the literature to suggest that the premutation state in a male carrier may not be harmless. Reports have suggested that a neurologic syndrome can develop with cerebellar and parkinsonian features and decline of cognitive function.21 Although women who are carriers for the fragile X premutation are not cognitively affected, new concerns have also arisen over their long-term functioning. Premutation carriers have shown subtle changes in psychological and cognitive functioning. For women premutation carriers there is also a concern for premature menopause, with a 4% risk by age 30 and a 25% risk for ovarian failure by age 40.22 These authors also reported an imprinting effect for premature ovarian failure with paternally inherited premutations responsible for ovarian failure.

Two mechanisms have been proposed to cause the fragile X phenotype when the CGG repeats are expanded. The repeat sequence is located in the 5′ untranslated region of the gene. When this region expands beyond 230 copies of CGG it is hypermethylated and the FMR-1 allele with the expansion is inactivated.23 Not all fragile X chromosomes are methylated. It has also been proposed that the expanded CGG transcript is unstable, such that the mRNA is not transcribed, leading to an absence of the gene product.

Other trinucleotide repeat disorders show similar inheritance characteristics as fragile X. These include myotonic dystrophy, which is characterized by myotonia, cataracts, muscular dystrophy, and cardiac arrhythmias. The severity of the disease is directly related to the number of CTG repeats; a severe infantile form of the disease can occur if the expanded repeats are inherited from a mother. Huntington disease is a severe neurologic degenerative disorder caused by CAG repeats in the Huntington disease gene. Individuals are usually affected with 38 or more CAG repeats. Normal individuals have 11 to 34 copies, and premutation individuals carry 34 to 37 copies. The disease is inherited in a dominant fashion and is characterized by progressive dementia, chorea, personality changes, and psychiatric changes. Onset is usually around age 40; it may run a 15-year course to completion. This is usually a tragic situation for families, because most affected individuals have had families and grandchildren before they become aware of the disease.

GENETICS OF SEX DETERMINATION AND SEXUAL DIFFERENTIATION

With advances in molecular methodologies and the Human Genome Project, it is now possible to identify the molecular mechanisms of sex determination and sexual differentiation. It is also possible to identify specific clinical disorders with abnormalities of these underlying molecular mechanisms. The determination of sex is a sequential process. Chromosomal sex is determined at conception and determines gonadal sex. Gonadal sex then determines sexual differentiation and our secondary sexual characteristics. At any point along this developmental pathway sex determination and sexual differentiation can be altered by mutation.

Primordial germ cells initially migrate from the ectodermal layer of the embryo to the urogenital ridge, where the early gonad develops. Genetic sex is determined at the time of fertilization. If conceived with a Y chromosome the primordial gonad develops into a testis. If conceived with two X chromosomes, the primordial gonad develops into an ovary. Sexual differentiation is determined at the time of gonadal development. The bipotent gonads have both Wolffian and müllerian ducts. The bipotent or indifferent gonad will develop into the Sertoli and Leydig cells of the testis in the presence of a Y chromosome and the testis-determining gene SRY. With an XX chromosome complement, the indifferent gonad will develop into the follicular and theca cells of the ovary.

This development takes place on the background of a common, undifferentiated genital blueprint. The blueprint of the undifferentiated primordial genitalia includes paired gonads, paired internal ducts, a genital sinus, labial scrotal folds, and a genital tubercle. The default blueprint for gonadal and genital development is female. In the absence of a Y chromosome and SRY expression the primordial gonad develops into an ovary. The underlying molecular mechanisms for ovarian development are not as well understood as the molecular biology of testicular development. Abnormalities of sex determination and sexual differentiation appear to be determined mostly by mutations in male sexual determination in the background of a female blueprint.

The testis, differentiated under the influence of the SRY gene, secrete testosterone, müllerian inhibiting substance (MIS), and an insulin-like growth factor.24 Testosterone induces Wolffian duct differentiation into the vas deferens, epididymis, and seminal vesicles of the male reproductive tract. The MIS inhibits the differentiation of the müllerian ducts. In the absence of the SRY gene and the production of male hormones and in the presence of a female gonad, the müllerian ducts persist and differentiate into the fallopian tube, uterus, cervix, and the proximal portion of the vagina. In the presence of an SRY-determined testis secreting male hormones, the undifferentiated external genitalia develop into a penis and scrotum and male secondary sexual characteristics. In the absence of the SRY gene and the presence of female hormones secreted by the ovary, the undifferentiated external gonad develops into the distal vagina, vulva, clitoris, and female secondary sexual characteristics. This process is depicted in Figure 5-14.

Gene Disorders Causing Abnormal Gonadal Development

WT1, Frasier, and Denys-Drash Syndromes

The genes that control the development of the early indifferent gonad have been more difficult to define. These genes may also be involved in renal development, and many potential regulatory pathways may be involved. WT1, or Wilms’ tumor gene, is a complex gene expressed in early intermediate mesoderm formation prior to urogenital development and when mutated can lead to malformation in renal and gonadal development. Streak gonads, renal abnormalities, and nephrotic syndrome characterize Frasier syndrome. It is caused by mutations in the WT1 gene. This gene codes for a DNA-binding transcription factor with 24 different isoforms due to alternative splicing. Alternative splice donor sites at the end of exon 9 lead to the insertion (+) or deletion (–) of three amino acids—lysine, threonine, and serine (KTS)—between the third and fourth zinc fingers of the transcription factor. XY patients with Frasier syndrome have loss of the +KTS isoform of WT1, causing decreased production of the SRY protein in the urogenital ridge and XY sex reversal. The phenotype is that of a female with gonadal dysgenesis with streak gonads, müllerian duct structures, and nephropathy.

The WT1 gene is also associated with the WAGR syndrome and the Denys-Drash syndrome. The WAGR syndrome consists of Wilms’ tumor, aniridia, genitourinary abnormalities of undescended testis and hypospadias, and mental retardation. It is caused by a deletion in the 11p13 region and hemizygosity for the WT1 gene.

Individuals with Denys-Drash syndrome are 46,XY with some testosterone production and MIS production. Müllerian duct regression occurs, as does partial testicular development. They have a male phenotype but may have hypospadias and undescended testis and male pseudohermaphroditism. These individuals are +KTS and have mutations outside the KTS region that are believed to affect gonads later in development, causing a less severe phenotype.30 These individuals are at risk for Wilms’ tumors and nephropathy that can lead to end-stage renal disease.

DAX1 Gene Mutations and Duplications

DAX1 is an X-linked gene that is expressed in part of the developing embryo, specifically the hypothalamus, pituitary, adrenal, and the gonads.32 Alterations in DAX1 expression are associated with sex reversal and adrenal hypoplasia congenita. DAX1 is a nuclear receptor protein named for dosage-sensitive sex reversal, adrenal hypoplasia congenita, critical region on the X chromosome, and gene 1. DAX1 appears to be part of a class of genes that antagonize male development. Mutations or deletions of the DAX1 gene cause adrenal hypoplasia congenita. Duplications of this gene cause sex-reversed XY females. Mutations in DAX1 cause adrenal hypoplasia congenita with adrenal insufficiency; abnormal pituitary development causes hypogonadotropic hypogonadism.

Campomelic Dysplasia and SOX9

SOX9 was identified in 1994 as a downstream regulator of male sexual differentiation and was also implicated in skeletal development.33,34 The SOX9 gene is located on chromosome 17q and shares some homology with the SRY gene; hence its name SOX for Sex-related-box. It functions as a transcription factor and in humans is expressed in the testis, kidney, chrondrocytes, liver, and brain. SOX9 plays a significant dose-dependent role in male sex determination, as shown by haploinsufficiency for SOX9 causing either sex reversal or ambiguous sexual differentiation. Increased dosages of SOX9 from duplication have been shown to cause autosomal sex reversal in XX individuals.35 SOX9 also plays a role in MIS activation. In addition SOX9 plays a role in bone and cartilage development and may regulate COL2A1 expression, as seen in the skeletal abnormalities of campomelic dysplasia.

Campomelic dysplasia is a sporadic condition characterized by short stature, short limbs, bowed lower limbs, abnormal facies, cleft palate, and often congenital heart disease. It is often a lethal disorder caused by mutations in the SOX9 gene. Inheritance is thought to be autosomal dominant with a significant incidence of new mutations because of the incidence of lethality of this condition. As with any condition with suspected gonadal mosaicism in a parent, the recurrence risk is considered about 3%.

ABNORMALITIES OF THE FEMALE REPRODUCTIVE TRACT

Abnormalities of the female reproductive tract are thought to occur in up to 3% of live births.36 Abnormalities of the female reproductive tract affect the fallopian tubes, uterus, cervix, or vagina. The spectrum of abnormalities includes agenesis, atresia, and septations. With a female conception and the differentiation of the bipotential gonad into the ovary, the Wolffian ducts degenerate and the müllerian ducts differentiate into the female reproductive system. The molecular basis for female reproductive tract development in humans is not well described. More is known about the development of the female reproductive tract in mice through knockout studies. The process of development of the müllerian ducts involves apoptosis, or programmed cell death. This process is highly regulated and involves many genes, including the bcl-2 gene, which protects cells from apoptosis. If expression of this gene is absent at a critical time when cells of the fused ducts were to undergo resorption, the septum may persist. A number of human genetic syndromes have been described that affect female reproductive tract formation, differentiation, and regression.

Human genetic syndromes involving abnormalities of female reproductive tract formation include Kaufman-McKusick syndrome, Mayer-Rokitansky-Küster-Hauser syndrome, and maturity-onset diabetes of the young type V. Kaufman-McKusick syndrome is an autosomal recessive syndrome originally described in the Amish population with polydactyly, congenital heart disease, and hydrometrocolpos.37 Males can be affected but have only the hand and cardiac findings. The failure to cannalize the uterovaginal plate during embryogenesis produces a transverse vaginal septum, causing uterine distension and organ compression. These septa tend to occur in the upper one third of the vagina. This condition is related to Bardet-Biedl syndrome, which is made up of retinopathy, learning disabilities, obesity, polydactyly, renal anomalies, and male hypogonadism.38 The MKKS gene codes for a protein that functions as a chaperonin, a group of proteins that assist in protein folding as the protein is produced from the ribosomes.39 How mutations in the MKKS gene cause Kaufman-McKusick syndrome or the more variable Bardet-Biedl syndrome is not clearly understood.

Mayer-Rokitansky-Küster-Hauser syndrome is also known as Rokitansky-Küster-Hauser syndrome. This is a syndrome of müllerian aplasia with an absence of uterus, cervix, and upper vagina. Most cases are 46,XX females with ovaries and normal external genitalia. Renal anomalies and occasional skeletal anomalies are associated with this syndrome. Inheritance is considered autosomal recessive, but a gene for this disorder has not been identified. Treatment consists of creating a neovagina with dilators. MURCS association consists of müllerian aplasia, renal agenesis, vertebral anomalies, Klippel-Feil anomaly, and short stature. It is a sporadic condition and the underlying genetic anomaly has not been identified. Fraser syndrome and Meckel-Gruber syndrome are also associated with müllerian aplasia. Maturity-onset diabetes of the young type V is an autosomal dominant condition due to mutations in the hepatic nuclear factor 1 β (HNF1 β) that is associated with renal anomalies and müllerian aplasia. Mutations in this gene can cause müllerian aplasia in the absence of juvenile diabetes.

MIS, also known as antimüllerian hormone (AMH), is a member of the transforming growth factor β (TGFβ) family produced by the gonad. Produced by the gonad as testicular sex is determined, müllerian regression is one of the earliest signs of male sexual differentiation. Two types of persistent müllerian duct syndrome have been identified, type I and type II. Type I is caused by mutations in the AMH gene located on chromosome 19. A mutation in this gene is found in about 47% of persistent müllerian duct syndrome families and is an autosomal recessive condition. Type II is caused by mutations in the AMH type II receptor gene, found in about 38% of persistent müllerian duct syndrome families. These individuals have normal AMH levels. Type II is also an autosomal recessive condition. Clinically these individuals are 46,XY with normal male external genitalia. They may have cryptorchidism associated with inguinal hernias; the condition is frequently identified at surgery.

Hand-foot-genital syndrome is an autosomal dominant disorder characterized by shortening of the thumbs and great toes, fifth finger clinodactyly, incomplete müllerian fusion with or without a double cervix and longitudinal vaginal septum, and renal anomalies. Males may have hypospadias. Hand-foot-genital syndrome is caused by mutations in the HOXA13 gene and is inherited as an autosomal dominant condition.40 Hand-foot-genital syndrome is caused by any mutation producing haploinsufficiency in the HOXA13 gene. HOXA13 is a member of the HOX group of transcription factors expressed in distal structures of the limb and the müllerian ducts. Its exact role in müllerian duct fusion and differentiation is unclear. Fryns’ syndrome is a multiple malformation syndrome consisting of cleft lip and palate, CNS abnormalities, renal tract malformations, cardiac defects, and müllerian fusion abnormalities. It is usually lethal and is inherited in an autosomal recessive manner.

Most well-recognized genetic disorders associated with reproductive tract abnormalities are due to deficiencies of key enzymes in the adrenal or testes that are autosomal recessive disorders or an androgen receptor defect. Deficiencies in adrenal enzymes such as 21-hydroxylase will result in a female pseudohermaphrodite (XX karyotype). Deficiencies in enzymes for testosterone synthesis or androgen receptor deficiency will result in male pseudohermaphroditism (XY karyotype).

GENETICS OF MALE INFERTILITY

Oligospermia (concentrations <5 million/mL) or azoospermia can be attributed to chromosome abnormalities in approximately 3% to13% of cases.41 The chromosome abnormalities include sex chromosome abnormalities such as 47,XXY, 47,XYY, sex chromosome mosaics, and structural Y chromosome abnormalities. Autosomal chromosome abnormalities include reciprocal translocations, Robertsonian translocations, inversions, and other structural abnormalities. The most common chromosomal abnormality associated with nonobstructive azoospermia is 47,XXY, Klinefelter’s syndrome. The most common gene disorders associated with congenital obstructive azoospermia are mutations of the cystic fibrosis transmembrane conductance regulator gene.

PREIMPLANTATION GENETIC DIAGNOSIS

For couples who have had a child die from a congenital genetic disorder or who have conceived and then terminated a wanted but affected pregnancy, the option of prenatal diagnosis and pregnancy termination is not attractive. These couples have welcomed an alternative to traditional prenatal diagnosis and pregnancy termination. Preimplantation genetic diagnosis (PGD) is a prepregnancy form of prenatal diagnosis that combines routine IVF with embryo biopsy to identify affected pregnancies before embryo transfer. PGD has been used in the clinical setting now for almost 15 years. It is now used in the prevention and treatment of three groups of genetic disorders.

First, it has been used in the prevention of single-gene recessive disorders when the parents are carriers and the recurrence risk is 25%. Cystic fibrosis was the first such condition to be identified by PGD.42 Individuals affected with autosomal dominant disorders have a recurrence risk of 50%. Examples of autosomal dominant disorders identified by PGD include Marfan syndrome and Huntington disease. Because PGD requires the analysis of DNA from single cells, polymerase chain reaction (PCR) has been the primary method used for the analysis. Most analyses have been done with nested multiplex and fluorescent multiplex PCR.

Preimplantation genetic diagnosis has also been used in the diagnosis and prevention of recurrent miscarriages when one partner is a reciprocal translocation or Robertsonian translocation carrier. Two techniques have been used for treating couples who are carriers. For women who are translocation carriers, the first polar body can be biopsied shortly after retrieval, prior to fertilization, and can be evaluated by whole chromosome FISH. Because this technique can only be used with female carriers, the more commonly used technique is that of embryo biopsy. For Robertsonian translocations two FISH probes are required, each located at the telomeric end of the chromosomes involved. For reciprocal translocations three probes with different reporter fluorochromes are required. Two probes must be for the centromeric region of each chromosome, and one probe must be at the telomeric end of one chromosome. Embryos with an unbalanced chromosome complement can be distinguished from those with a balanced complement, either normal or balanced carriers. Unfortunately studies have shown that embryos from translocation carriers have a high incidence of chromosome abnormalities and that pregnancy rates from these couples are low.43,44

There is a long-known relation between maternal age and chromosome abnormalities. It is also recognized that about 60% of pregnancies that miscarry have chromosome abnormalities. Therefore, it is not surprising that PGD has been used in combination with IVF when a couple is at risk of aneuploidy by virtue of advanced maternal age. IVF success rates may be improved when PGD and aneuploidy screening are used in women age 35 to 40.45 Aneuploidy screening has now become the most common indication for PGD.

Routine IVF protocols are used for ovarian stimulation and oocyte retrieval. Oocytes are fertilized in vitro or by ICSI and the embryo grown to the six-cell or eight-cell stage. The embryo is then held in culture by a pipette and the zona pellucida opened by either an acid solution or laser beam; a biopsy pipette is inserted to aspirate one or two blastomeres for genetic analysis. An advantage of embryo biopsy is that more than one cell can be biopsied and analyzed. An alternative to embryo biopsy is polar-body biopsy of an oocyte for carrier status. The group from Chicago has pioneered this technique and shown it to be effective in the identification of single-gene disorders.46

With an estimated 1 in 10 individuals infertile, assisted reproductive technologies (ART) are now responsible for up to 3% of annual births in some Western countries.47 Although ART has been considered safe, registries have been monitoring the children conceived through these technologies. A possible association between ART and Beckwith-Wiedemann syndrome has now been reported by three registries around the world.48 Caused by a defect located at chromosome 11p15, Beckwith-Wiedemann syndrome is characterized by organ overgrowth, macroglossia, and abdominal wall defects. These studies reported about a fourfold increased risk of Beckwith-Wiedemann syndrome with ART. An association between ART and Angelman syndrome has also been reported. Both of these syndromes are associated with imprinted contiguous gene clusters. About 10% of sporadic cases of Angelman syndrome and about 50% of sporadic Beckwith-Weidemann syndrome are due to epigenetic defects in imprinting. In all cases of Angelman syndrome reported and in 13 of 19 cases of Beckwith-Weidemann syndrome reported, there was loss of methylation of the maternal allele for these genes. This has raised speculation that imprinted genes may be at risk for loss of methylation during preimplantation and that ART may be responsible, whether due to ICSI or the culture conditions in vitro. These reports suggest the need for longitudinal studies of children conceived by ART and long-term evaluation of their development.

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