CHAPTER 10 Physiology of the Cerebrospinal Fluid and Intracranial Pressure
Historical Considerations
Although problems with brain swelling and the effects of removing pieces of skull were understood even in the times of Galen, Hippocrates, and the early Egyptian physicians, modern thinking about volume regulation inside the skull began with the writings of George Kellie and his mentor, Alexander Monro, who worked in Edinburgh at the turn of the 19th century. Monro,1 in his seminal work on the brain and nervous system, wrote:
Some years later, at a meeting of the Medico-Chirurgical Society of Edinburgh, George Kellie2 presented a report in which he advanced this idea and stated:
These ideas later became recognized as the Monro-Kellie doctrine, which is formalized physiologically later. Subsequent advances in understanding ICP came with the ability to effectively monitor ICP under different circumstances. Quincke3 first described lumbar puncture for the relief of “brain pressure” in 1911. However, it was not until the work of Guillaume and Janny4 in 1951 that ICP was continuously monitored. Lundberg5 later published results from a large series of patients in which he described several of the fundamental concepts used today in clinical ICP monitoring, including the Lundberg A, B, and C waves.
Normal Intracranial Pressure
ICP can be measured by low-volume displacement transducers to interface with CSF pathways in the intraventricular, intraparenchymal, subdural, or epidural spaces. The ICP waveform is normally pulsatile and can be divided into three major components (Fig. 10-1). The baseline or average level is commonly referred to as the ICP; rhythmic components superimposed on this level are associated with cardiac and respiratory activity. To completely describe ICP, one should specify the magnitude of the baseline or “steady-state” level and the amplitude and periodicity of the pulsatile components. Changes in these pulsatile components can be one of the earliest signs that the ICP is beginning to rise, as a reflection of the increased conductance of pressure waves through a “tightening” brain.
Cardiac and respiratory activity creates pulsatile components by cyclic changes in cerebral blood volume. Left ventricular contraction contributes the cardiac component, which has a frequency similar to the peripheral arterial pulse. The exact vessels that transmit the peripheral pulse remain to be established. Early studies suggested that the choroid plexus and pial arteries were responsible,6 although more recent analysis has implicated the high-compliance venous blood vessels.7
If the ICP waveform is examined in more detail and at a higher chart speed, the waveform of highest frequency can be seen to consist of as many as five smaller peaks. Three of these are relatively constant (Fig. 10-2): the percussion wave (W1), the tidal wave (W2), and the dicrotic wave (W3).7,8 The percussion wave is the most constant in amplitude and derives from pulsations in large intracranial arteries.9 The tidal wave has a more variable shape and is thought to arise from brain elastance. The tidal wave and the dicrotic wave are separated by the dicrotic notch, which corresponds to the dicrotic notch in the arterial pulse waveform.
Physical Principles
In actual fact, three different pressures contribute to ICP: atmospheric pressure, hydrostatic pressure, and filling pressure. Atmospheric pressure is the component resulting from transmitted atmospheric pressure to the brain, and therefore absolute ICP varies with altitude. This pressure is principally transmitted through the vasculature10; however, ICP is typically reported relative to atmospheric pressure, and this component is ignored.
As with any column of fluid, the skull and spinal canal experience hydrostatic pressure caused by the weight of their contents. The contribution of hydrostatic pressure depends on the weight of fluid and tissue above the point of measurement, divided by the cross-sectional area at that level. For example, lumbar CSF pressure is greater in the sitting position compared with the lateral decubitus position11,12 as a result of the hydrostatic difference; increasing degrees of head-down tilting further increase the contribution of hydrostatic pressure.
The filling pressure of the system is determined by the volume of the intracranial contents and the elastance of the enclosing structures. The intracranial contents consist of blood, brain, CSF, and any pathologic masses. Elastance is a system parameter that is defined by the pressure change per unit of volume change,13 namely, the corresponding pressure change for any given volume increase in craniospinal contents (Fig. 10-3A). The relationship is not necessarily linear across all volumes and not necessarily constant under all physiologic conditions. Compliance is the inverse of elastance, and both measures are useful for understanding the physiology of ICP. Elastance arises as a combined result of both distention and displacement. In other words, as volume is added to the system, there are two principal routes for compensation, either expansion or loss of volume. In a physiologic sense, this can occur either by distention of the spinal dura mater or by displacement of CSF and blood. These concepts are expounded on subsequently in the discussion of non–steady-state dynamics. Atmospheric pressure, hydrostatic pressure, and filling pressure all contribute to the concept of steady-state dynamics.
Steady-State Dynamics
General Physiology of the Cerebrospinal Fluid
In the adult, approximately 87% of the typically 1500-mL intracranial space is occupied by the brain, 9% by compartmental CSF (ventricles, cisterns, and subarachnoid space), and 4% by blood.14 The extracellular space is in direct contact with CSF and forms approximately 15% of the total brain volume.15 Total CSF is considered to include compartmental CSF and the extracellular space.
Cranial CSF volume as assessed in humans by Tanna and colleagues16 was found to have a mean of 164.5 mL, with a range of 62.2 to 267 mL. Ventricular volume also varies considerably, as assessed with magnetic resonance imaging, from 7.49 mL to 70.5 mL, with a mean of 31.9 mL. Reasons for such variation are not clear; however, the amount of CSF in any organism reflects a dynamic balance between production and clearance.
CSF is principally produced by the choroid plexuses, which are invaginations of the pia mater into the ventricular cavities, specifically in the roofs of the third and fourth ventricles and the walls of the lateral ventricles. At these points, fronds of densely branching blood vessels are invested by pia mater and covered by specialized ependymal cells, the choroidal epithelium. The surfaces of cells in this structure are densely covered with villous processes to increase the surface area. A second site of CSF production is the ventricular ependyma, the proportional contribution of which arguably ranges from 50% to 100%.17,18
For a considerable time, CSF was described as an ultrafiltrate of plasma, implying that hydrostatic pressure within blood vessels forced protein-free fluid through interendothelial spaces.19 However, close analysis of the composition of CSF (Table 10-1) shows multiple differences in composition at the ionic level, which is strongly against the idea of a simple filtration or dialysis process. CSF, in general, has a higher sodium, chloride, and magnesium concentration than one would expect in a plasma filtrate. The concentrations of potassium, calcium, urea, and glucose are lower. The overall osmolality is, however, similar. Current thinking therefore holds that a simple filtration process is modified by energy-dependent secretion and reabsorption processes.
SUBSTANCE | PLASMA | CSF |
---|---|---|
Sodium (Na+) | 150 | 147 |
Potassium (K+) | 4.63 | 2.86 |
Magnesium (Mg2+) | 1.61 | 2.23 |
Calcium (Ca2+) | 4.7 | 2.28 |
Chloride (Cl−) | 99 | 113 |
Bicarbonate (HCO3−) | 26.8 | 23.3 |
Amino acids | 2.62 | 0.72 |
Osmolality | 289.0 | 289.0 |
pH | 7.397 | 7.30 |
Cl−, Na+, and K+ from Fremont-Smith F, Dailey ME, Merritt HH, et al. The equilibrium between cerebrospinal fluid and blood plasma: I. The composition of the human cerebrospinal fluid and blood plasma. Arch Neurol Psychiatry. 1931;25(6):1271-1289; Mg2+ and Ca2+ from Hunter G, Smith HV. Calcium and magnesium in human cerebrospinal fluid. Nature. 1960;186:161-162; HCO3− and pH from Bradley RD, Semple SJ. A comparison of certain acid-base characteristics of arterial blood, jugular venous blood and cerebrospinal fluid in man, and the effect on them of some acute and chronic acid-base disturbances. J Physiol. 1962;160:381-391; osmolality from Hendry EB. The osmotic pressure and chemical composition of human body fluids. Clin Chem. 1962;8:246-265.
Estimates of the rates of CSF production can be made experimentally by examining the clearance or turnover of injected substances,20 by marker dilution techniques,21 or by ventriculocisternal perfusion.22 Estimates with these techniques have yielded values in the range of 0.35 to 0.37 mL/min for humans.23,24 More recently, flow voids in magnetic resonance signal within the CSF system have been used to estimate CSF production rates. Feinberg and Mark25 estimated the flow of CSF through the aqueduct in humans, which should in principle equate to the flow of CSF secretion in the lateral and third ventricles, as 0.48 mL/min. There are variations in absolute rates of CSF production, however, that clearly relate to the absolute weight of choroid plexus tissue in each subject. Furthermore, rates of CSF production follow a diurnal variation, with peak production rates in the late evening and early morning.26
Because there is a constant production of CSF, there must be removal of CSF at the same rate. CSF circulates from choroid plexus, through the ventricles, to the cisterna magna, basal cisterns, and subarachnoid space. The principal site of physiologic CSF drainage is into the dural venous system, through the dural venous sinuses. Evaginations of the arachnoid membrane protrude into the lumen of the dural veins and form the arachnoid granulations or villi. This forms a valvular connection between the subarachnoid space and the dural sinus so that blood cannot reflux into CSF. A higher hydrostatic pressure in the subarachnoid space drives the bulk flow of fluid in the forward direction, therefore draining CSF volume. Studies of these structures have revealed that they can allow molecules up to several microns to pass, but only unidirectionally.27 CSF reabsorption has been shown to cease at CSF pressures of less than 5 mm Hg.23
Cerebrospinal Fluid Dynamics
The nonpulsatile volume of CSF at any point in time is dependent on a balance between the rate of formation, the rate of absorption, and the volume sink in the skull. The interactions between these parameters can be addressed by a mathematical model that analyzes the physiologic mechanisms of (1) CSF formation, (2) volume storage or compliance, and (3) fluid absorption (Fig. 10-4).28,29
shows that the steady-state ICP is proportional to three parameters: (1) the rate of CSF formation, (2) the resistance to CSF absorption, and (3) the dural sinus pressure. When these parameters remain constant, ICP is unchanged, and the compliance element does not actively participate in ICP regulation.
An increase in CSF formation, outflow resistance, or venous pressure at the site of fluid absorption can alter this dynamic equilibrium and result in elevated ICP. Mathematical modeling has shown that the contribution of the product of CSF formation rate and outflow resistance (If × Ro) is approximately 10% of the total ICP.29 The remainder is attributed to the magnitude of the dural sinus pressure (Pd). With this distribution, the outflow resistance would have to increase markedly to cause a significant rise in the ICP. However, much smaller elevations of sagittal sinus pressure (Pd) caused by venous sinus obstruction would be transmitted directly to the CSF system, thus raising resting ICP. From the equation, it is clear that changes in these elements can occur independently of each other.
If Pd rises, CSF absorption can remain constant, and a shift to a new ICP equilibrium can occur. This concept is supported by the work of Johnston,30 who demonstrated normal CSF resistance in the presence of raised ICP induced by venous obstruction.4,30 In this case, there is no net change in the CSF volume and presumably no change in the compliance element.
Pulsation Models of Communicating Hydrocephalus: A New Concept
The pulsation of ICP has been the subject of study for many years. More recently, it has been considered to be an integral part of a new concept of hydrocephalus whereby the ICP pulse is more than a CSF reflection of the cardiac and respiratory pulsation. In the new concept, the flow of the arterial pulsations into the cranium is considered to be sequential, beginning from the large subarachnoid arteries at the skull base to the small arterioles in the parenchyma. Pulsations are dissipated into the subarachnoid CSF and into the choroidal arteries and ventricular CSF. These pathways are arranged in a series-parallel array of arteries and CSF spaces. The bulk flow of blood that remains after the pulsations have been filtered out continues through the capillary pathways and represents a windkessel mechanism.31 Most important, this model provides an alternative view to the “bulk flow theory” causing ventricular enlargement. Increased impedance to pulsations in the subarachnoid space increases pulsations in the blood flow to the choroidal arteries and the choroid plexus, thereby increasing the pulsations in the ventricular CSF. The ventricular pulsations exceed those in the subarachnoid space, and it is theorized that a transmantle pulse pressure gradient and subsequent ventricular expansion result. This theory is now being explored by mathematical models and experimental studies in the laboratory and in the clinical setting.32,33 Future work will focus on demonstrating that this model accounts for the pathologic changes seen in communicating hydrocephalus.
Non–Steady-State Dynamics
The most common clinical cause of raised ICP is traumatic brain injury, the pathology of which encompasses several possible VOTHERS. Brain edema contributes extra volume to the intracranial contents in the form of water. Trauma may induce intracerebral collections of blood in extradural, subdural, subarachnoid, or intraparenchymal locations, which each contribute extra volume. Furthermore, trauma may induce changes in VBLOOD as a result of disrupted autoregulation and hyperemia. The extent to which elevated CBV contributes to ICP after traumatic brain injury seems small, however, compared with edema.34
Subarachnoid hemorrhage after rupture of an intracranial aneurysm differs from other intracranial hemorrhage. Bleeding with arterial pressure can potentially cause ICP to rise instantaneously, and as ICP approaches the mean arterial blood pressure, bleeding slows, but cerebral perfusion pressure is critically low.35 The cause of this rise in ICP is a combination of intraparenchymal blood collection, increased CBV, and a strong vasomotor reaction to the ensuing injury.36
Other clinical conditions can result in an elevated ICP, including hydrocephalus, idiopathic intracranial hypertension, meningitis, and arteriovenous malformations. In several of these conditions, a direct addition of intracranial volume is not the primary cause. For example, in hydrocephalus, an impaired CSF drainage system causes CSF accumulation. The cause of elevated ICP in idiopathic intracranial hypertension is not known, although again, CSF production and drainage have been implicated as has elevated venous pressure.37 Meningitis can influence ICP in several patterns, either by blocking CSF drainage pathways or by stimulating marked cerebral edema. Arteriovenous malformation, in contrast, represents a significant increase in VBLOOD that can secondarily create VOTHER if it is involved in a hemorrhagic event.
Brain edema is a specific pathologic process arising in response to a wide range of cerebral pathologic changes. It is defined as an increase in the brain tissue water content and therefore can be thought of as contributing to VOTHER or VBRAIN. At the turn of the 20th century, Reichardt38 reported differences between a dry swollen brain and a wet edematous brain. Klatzo39 subsequently paved the way for all future discussions of edema by introducing the terms cytotoxic and vasogenic to indicate intracellular and extracellular water accumulation, respectively. The latter of these is traditionally associated with an open blood-brain barrier and fluid leakage. However, this division is a simplification for two reasons. First, for brain tissue water to rise, even under cytotoxic conditions, water has to enter the tissue from an external source, the most likely of which is blood vessels. Therefore, even cytotoxic edema has a “vasogenic” origin. It is the pathologic cause and the final site of edema accumulation that must distinguish these phenomena. Furthermore, studies in traumatic brain injury have suggested that the vasogenic component of injury may have been overemphasized40,41 and that the importance of a disrupted blood-brain barrier lies in the provision of a low-resistance pathway for movement of water to cells that are swelling cytotoxically.42 The predominance of traumatic cellular edema has been supported by studies in head-injured patients.43 Cytotoxic and vasogenic edema may not, therefore, be separable entities, and a recently proposed classification of edema based on the terms intact barrier and open barrier may have merit.44
Intracranial Pressure in Idiopathic “Normal-Pressure” Hydrocephalus
The term normal-pressure hydrocephalus was introduced in the thesis of Solomon Hakim in 1964 and the description later published in the landmark article by Adams and coworkers.45 Together, they are credited with describing a specific syndrome associated with patients in whom ventricular enlargement occurred in the absence of elevated ICP and who presented with gait disturbance, dementia, and incontinence. Current guidelines for diagnosis and management of idiopathic normal-pressure hydrocephalus are now available.46 According to these guidelines, the lumbar pressures for idiopathic normal-pressure hydrocephalus range from 60 to 240 mm H2O. This range was arrived by consensus in a meeting of experts on the basis of their experience and what was reported in the available literature. Later, in a study of 151 patients diagnosed with idiopathic normal-pressure hydrocephalus, it was confirmed that the lumbar pressure measured in these patients varied over a wide range47 (Fig. 10-5). Thus, the term normal-pressure hydrocephalus has been questioned as pressures varied considerably from the so-called normal pressure defined by Ekstedt.48 Interestingly, the median pressure found by Marmarou47 in patients with idiopathic normal-pressure hydrocephalus correlates well (9.0 mm Hg) with the value of the normal resting pressure by Ekstedt (10.0 mm Hg).
Pressure-Volume Relationships
The relationship between intracranial volume and ICP is not linear. Volume-pressure relationships can be depicted by graphing the response of ICP to volume added into the neural axis (see Fig. 10-3). In the normal adult, Ryder and coworkers49 showed that this relationship describes a hyperbolic curve. Along the flat portion of the curve, increases in volume affect ICP minimally because compensatory mechanisms can effectively maintain ICP in a normal range. This part of the curve is called the period of spatial compensation. As volume is added, the pressure changes per unit volume become increasingly large, and compliance lessens; this portion is called the period of spatial decompensation. Above 50 mm Hg, and as ICP approaches mean arterial pressure, the curve tends to flatten again; thus, the complete curve is not hyperbolic but rather sigmoid.
The reciprocal of the slope of this curve (ΔV/ΔP) represents the compliance of the system, which is maximal in the period of spatial compensation. The slope of the pressure-volume curve rises rapidly during spatial decompensation, and therefore compliance falls. Another method of expressing information about compliance is to plot ICP logarithmically against volume, which gives a straight line.50 Its slope is the pressure-volume index (PVI), or the calculated volume in milliliters needed to raise ICP by a factor of 10 (Fig. 10-6A). In normal adults, PVI is 25 to 30 mL.51 When compliance is reduced by a pathologic process, PVI diminishes, and therefore small volume changes result in much greater pressure changes. Values less than 13 mL are considered clearly abnormal.52 PVI is age dependent, although normal infants have PVIs below 10 mL, and the adult PVI of 25 mL is reached at around 14 years of age.
PVI can be measured clinically by infusion or withdrawal of small boluses of fluid in the CSF space, with concomitant measures of the pressure response. CSF outflow resistance can also be calculated from the rate decay of the pressure peak after a bolus infusion. A complete description of resistance measurement techniques is found in the report of Eklund and colleagues.53 Methods of continuous PVI measurement have been devised with use of multiple time-averaged small-volume pulses.54 Although these methods generate less pressure perturbation, they tend to underestimate compliance as measured with the conventional technique.
These concepts become more complex, as do most models, when they are applied to clinical practice. Although short-term changes cause movement along a single pressure-volume curve, changing intracranial dynamics can create a new pressure-volume curve with time (Fig. 10-6B). Increases in CBV and cerebral edema are also likely to play a role in producing these dynamic pressure-volume interactions.55 Thus, knowledge of the absolute pressure coupled with some expression of the slope of the ICP volume curve at any given time point provides a more complete description of the stability or instability of ICP.
Effects of Elevated Intracranial Pressure
The autoregulatory reserve may be defined as the difference between the CPP at a given moment and the lower limit of autoregulation. Considering that the lower limit of autoregulation is within the range of 50 to 70 mm Hg, the autoregulatory reserve for a CPP of 90 would be 20 to 40 mm Hg. Thus, a CPP below the autoregulatory threshold exhausts the autoregulatory reserve.56–60 When CPP decreases, the wall tension of reactive brain vessels decreases, thereby increasing the transmission of the arterial pulse wave to the intracranial contents.61 Similarly, when a reduction of CPP is caused by increased ICP, brain compliance decreases,29,62 which also serves to increase pulsatile transmission. Taken in concert, a decrease in CPP results in an increase of both blood pressure and ICP pulsatility. This relationship is highly predictive for fatal outcome63 because as the ICP pulse amplitude levels off or starts to decrease, it implies that the cerebral vessels are no longer pressure reactive.
By use of these principles, it is clear that the correlation between spontaneous waves of blood pressure and ICP is dependent on the autoregulatory reserve. The correlation coefficient between changes in blood pressure and ICP is defined by Czosnyka61 as the pressure reactivity index. An example of the use of the pressure reactivity index is illustrated in Figure 10-7. Examples of time-related changes of the pressure reactivity index are shown, in which the index increases from relatively low values (no association) to values approaching 1.0 (strong positive association). These values were calculated from a period of 1-hour terminal increase in ICP from 60 to 90 mm Hg in a head-injured patient who died (Fig. 10-7A). Figure 10-7B illustrates a transient change in pressure reactivity index during the period of an ICP plateau wave with rapid recovery when ICP returned to baseline. In summary, the pressure reactivity index provides a practical means of assessing the degree of autoregulation and is useful in elucidating the contribution of the cerebrovasculature to mechanisms causing ICP rise.