Physical and Neurologic Examination

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Chapter 12 Physical and Neurologic Examination

Recent advances in medical technologies and changes in health care systems have dramatically altered the practice of medicine and the physician-patient relationship. One consequence of these changes, unfortunately, is that the physical examination is no longer the focus of many physician-patient encounters and is often overlooked when important clinical decisions are made. In the field of spinal surgery, the widespread availability of neuroimaging of the spinal column and modern health care policies regulating coverage of elective surgery are two factors that have contributed to this change. Patients who are often referred for their initial consultation with their MRI “in hand” worry more about the radiologist’s interpretation of the scan than their symptoms. In many instances, patients are required to consult with multiple surgeons and receive conflicting recommendations regarding the appropriateness of surgical treatment. In this environment, it is essential for the surgeon to place a priority on the fundamentals of history taking and the neurologic examination to establish good rapport with patients and guide them in choosing the best therapy.

History Taking

A surgeon’s ability to efficiently obtain a thorough history is the cornerstone of treating patients with spinal disorders. The foundation of good history taking lies in being a good listener. Communicating a genuine interest in the patient and a willingness to offer both surgical and nonsurgical treatment are of paramount importance. This is true in both straightforward and complicated patients (such as those suffering from chronic pain syndromes). Using simple, open-ended questions early in the interview allows patients to articulate their perception of the problem and helps the physician identify treatment goals. The physician can then ask a patient more focused questions to obtain the necessary information to formulate a preliminary differential diagnosis. For example, asking the patient to point to the area of maximum pain and to trace the pattern of their pain or paresthesia often yields valuable diagnostic information.

Careful review of the patient’s past medical history is important to uncover conditions with symptoms commonly seen in patients with spinal pathology. Diabetes, peripheral vascular disease, inflammatory arthropathies, and neoplastic disorders are common examples. Any history of trauma involving the spine and related surgical procedures should be noted, in addition to injuries involving the shoulder, hip, and long bones. Unrecognized compression neuropathies secondary to casting, for example, can subsequently be confused with radiculopathy. Retroperitoneal hematoma may present as a femoral or an upper lumbar radiculopathy.1 It is also important to inquire about a history of any psychiatric disorders and pain syndromes associated with joints, muscles, or connective tissues. Fibromyalgia and reflex sympathetic dystrophy can alter perioperative pain management and may require additional attention. Inquiry about smoking history is also important because smoking has been demonstrated to increase the incidence of pseudarthrosis compared with nonsmoking.2

Taking a good history regarding pain associated with spinal disorders deserves special attention. Radicular pain tends to be constant but may be exacerbated by movement or Valsalva maneuvers. The pain occurs in the distribution of the affected nerve root and may have dysesthetic qualities. Mechanical back pain resulting from degenerative disc disease, spondylotic changes of the facets, or gross instability from trauma or cancer tends to be worse with movement and relieved with rest. The pain associated with neurogenic pseudoclaudication is typically an aching or cramping pain in the buttocks, thighs, or legs that becomes worse with standing and walking short distances and is relieved with bending, sitting, or reclining. Pain or paresthesia in the hands that awakens the patient at night and is relieved by shaking the hand is a red flag for nerve entrapment. Pain or paresthesia radiating to the upper extremities that is associated with medial scapular pain is more likely to be radicular in origin.

It is noteworthy that not all patients in neurosurgical consultation have neurologic disease processes. Other etiologies mimicking neurologic syndromes must be considered.

Components of the Neurologic Examination

After completing the relevant portions of the general examination, the neurologic examination is performed. The surgeon may choose to focus the examination on a particular spinal region, but patients often complain of symptoms referable to both the cervical and thoracolumbar spine, particularly those with extensive spondylosis. A comprehensive examination may also be beneficial, for example, by uncovering signs of cervical myelopathy in a patient who needs lumbar decompression and may be at risk for neurologic deterioration during positioning or intubation. Evaluation of cranial nerve function should be included in patients with bulbar symptoms or with coexisting head and spinal trauma. A comprehensive examination should include (1) generalized inspection of the patient, emphasizing cutaneous features, posture, and gait analysis; (2) inspection and palpation of the entire spinal column, with range of motion (ROM) testing of both the spine and joints of affected extremities; (3) sensory and motor evaluation; (4) an assessment of normal and pathologic reflexes; and (5) provocative nerve root testing if previous examination has raised the suspicion of radiculopathy. The order in which these modalities are tested is dictated by surgeon preference, but minimizing patient movement and reserving maneuvers that may cause pain for the end of the examination are important considerations.

Inspection

A generalized inspection of the patient with emphasis on cutaneous features, posture, and gait is carried out as the patient first appears for evaluation and the history is reviewed.

Posture

Inspection of the spinal column as a single unit should be performed from both a lateral and posterior viewpoint in standing and forward bending positions. Abnormalities in spinal balance in both the sagittal and coronal planes can be pathologic and have important implications when considering surgical deformity correction. Asymmetry of paravertebral muscles, spinous processes, skin creases, shoulders, scapulae, and hips may be appreciated in patients with scoliosis.3 Coronal imbalance can be assessed clinically by examining the standing patient from behind and measuring the distance between a plumb line dropped from C7 and the gluteal cleft. Sagittal imbalance may be implied when a patient stoops forward when walking or sitting. It is best determined by a plumb line from C7 to the sacrum on lateral radiographs.4 A compensatory forward rocking of the pelvis and flexion of the knees while standing may be seen in severe cases. The recognition of sagittal imbalance is paramount to precise surgical planning, especially when planning for deformity correction.

Gait Analysis

Examination of a patient’s gait is an invaluable component of the neurologic examination. Watching patients walk as they appear for consultation, even before formal testing begins, can be of diagnostic value.

Palpation and Range of Motion Testing of the Spine and Related Areas

Formal palpation and ROM testing of the spinal column, shoulders, hips, and pelvis are also included in a comprehensive examination. The spinous processes of the entire vertebral column are palpated and assessed for tenderness and associated paravertebral muscle spasm. Splaying of adjacent spinous processes or a palpable stepoff may indicate spondylolisthesis. Patients with fibromyalgia and related disorders frequently complain of pain exacerbated by stimulation of multiple trigger points. Axial rotation, flexion, extension, and lateral bending are assessed for each region of the spine.

Cervical Spine

In the cervical spine, the resting head position is noted before evaluation of ROM. A patient with a fixed rotation or tilt to one side may have an underlying unilateral facet dislocation. Although precise quantitative evaluation of ROM is not typically performed, the clinician should note obvious limitations and which maneuvers generate pain. Pain or restricted rotation of the head, 50% of which occurs at C1-2, 6 may indicate a pathologic process at this level. Head rotation associated with vertigo, tinnitus, visual alterations, or facial pain may be nonspecific, but occlusion of the vertebral artery should be included in the differential. Selecki7 showed that rotation of the head more than 45 degrees could significantly kink the contralateral vertebral artery. Extension and rotation of the head can exacerbate pre-existing nerve root compression, and flexion in the setting of cord compression often causes paresthesia in both the arms and legs (Lhermitte sign).

Lumbar Spine and Related Areas

Palpation should include not only the spinous processes and paravertebral muscles but the greater trochanter, the ischial tuberosity, and the sciatic nerve itself. The greater trochanter is palpated for focal tenderness when the patient’s chief complaint includes thigh discomfort. The bursa is usually not palpable unless it is boggy and inflamed. Acute trochanteric bursitis is included in the primary differential diagnosis of lumbar radiculopathy and can also be a chronic secondary pain generator. The sciatic nerve can be palpated at the midpoint between the greater trochanter and ischial tuberosity, when the patient’s hip is maximally flexed. Tenderness can occur with peripheral nerve compression by a tumor or an enlarged piriformis muscle or when the contributing roots are compressed in the spine.

The most important aspect of ROM testing in the lumbar spine is flexion-extension. A simple clinical test is to ask the patient to bend forward with the knees fully extended, and measure the distance from the patient’s fingertips to the floor. Patients with facet arthropathy or spondylolisthesis often have back pain that is exacerbated by extension. Lateral bending and axial rotation are strongly coupled in the lumbar spine and more restricted because of sagittal facet orientation. It is critical to exclude the hip as a potential pain generator in the evaluation of possible lumbar spine disease. The Patrick or FABERE test is used to detect pathology in the hip or sacroiliac (SI) joint. The patient is tested in the supine position and the extremity in question is flexed, abducted, and externally rotated at the hip. This can be accomplished by asking the patient to place the lateral aspect of the foot on the involved side on the opposite shin. Pain with this maneuver is likely from the hip joint. Pain from the SI joint itself is suspected when simultaneous downward pressure on the flexed knee and the opposite anterior superior iliac spine increases symptoms. The SI joint can also be tested as a pain generator by performing the pelvic rock test. The examiner places both hands around the iliac crest with the thumbs on the anterior superior iliac spine and compresses medially.

Motor Examination

Muscle weakness is frequently seen in patients suffering from compression of specific nerve roots or the spinal cord itself. Weakness may be the patient’s primary symptom or discovered only after physical examination. Motor deficits may be acute and rapidly progressive (i.e., after traumatic disc herniation) or more insidious in onset, similar to the setting of cervical myelopathy. A detailed motor examination and muscle grading (Table 12-1) of the key muscles innervated by the cervical and lumbar nerve roots should be performed in every patient. Evaluating strength systematically allows the clinician to identify common patterns of muscle weakness seen in cord compression and brachial plexus syndromes and reduces the likelihood of missing nonsurgical pathology.

TABLE 12-1 Grading of Motor Function

Grade Description
0 No palpable/visible contraction
1 Muscle flicker
2 Movement with gravity eliminated
3 Movement against gravity with full range of motion
4 Movement against gravity and some resistance
5 Movement against full resistance

Cervical Spine

Figure 12-1 and Table 12-2 summarize the motor tests used to grade muscle strength for the cervical nerve roots that contribute to motor function of the upper extremity. It is important to remember that the configuration of the brachial plexus (prefixed or postfixed) can alter the typical pattern of innervation by one level. The anatomic relationship of the cervical vertebrae and motor roots must be kept in mind when attempting to correlate motor deficits to nerve root compression seen on an MRI or myelogram. A C5-6 disc herniation, for example, typically compresses the origin of the C6 root before it exits the neural foramen above the C6 pedicle. It has recently been demonstrated that forearm pronation weakness is the most frequent motor abnormality in C6 radiculopathy.8 Such evidence illustrates the necessity of a detailed motor examination.

Lumbar Spine

Figure 12-2 and Table 12-3 summarize the motor tests used to grade muscle strength for the lumbar nerve roots commonly affected in clinical practice. Again, correlating clinical findings with radiographic abnormalities is imperative. With a typical paracentral L4-5 disc herniation, for example, the root of origin (L5) is compressed as it courses toward the undersurface of the L5 pedicle. A far lateral disc herniation at the same level may compress the root of exit (L4). Detecting motor deficits in the lower extremity, particularly in a large, muscular patient, can occasionally be difficult. Testing the patient’s ability to heel (tibialis anterior) and toe (gastrocnemius) walk, maneuvers that require a patient to overcome body weight, can uncover a subtle weakness.

Sensory Examination

The key sensory dermatomes of the upper and lower extremities are depicted in Figures 12-1 and 12-2. The nipple line (T4) and umbilicus (T10) are useful thoracic landmarks. It is emphasized, however, that these landmarks are variable. Of particular note is that the T2 dermatome may be as low as the nipple line, and that it demarcates the C4 to T2 dermatome junction. The clinician should always compare dermatomes from one side with the other and ask the patient to quantify differences. Both light touch and pain perception should be tested, and proprioception and vibratory sense should be included in patients suspected of having cord compression, peripheral nerve entrapment, or sensory neuropathy. The sensory examination is particularly critical in the evaluation of the spinal cord-injured patient to determine the level of injury and to monitor for a progressing deficit. A rectal examination should usually be performed to assess for sphincter tone and perianal dermatomes. Preservation of perianal sensation in the presence of a discrete sensory level defines an incomplete lesion and may dramatically affect management and prognosis for recovery. Special mention should be made here of provocative sensory tests for nerve entrapment syndromes that can occasionally be confused with cervical radiculopathy. Median nerve compression (C6) in the carpal tunnel, ulnar nerve entrapment (C8) in the cubital tunnel or Guyon canal, and radial nerve compression (C7) in the forearm are important differential diagnoses and occasionally coexist with root compression in the neck, the “double crush phenomenon.”9 Tapping on the nerve proximal to the site of compression can reproduce symptoms (Tinel sign) in the middle course of nerve root compression while the nerve is attempting to regenerate. Sustained wrist flexion over 60 seconds can produce signs of median nerve compression (Phalen sign), and similar testing can be done by flexing the elbow (ulnar nerve compression) or pronating the forearm (radial nerve compression).

Reflex Examination

The neurologic examination also includes an evaluation of the deep tendon (stretch) and superficial reflexes.

Deep Tendon Reflexes

The deep tendon reflexes are used to assess the integrity of a monosynaptic reflex arc at various levels of the cord. Table 12-4 depicts the common system for grading deep tendon reflexes. Hyperactive reflexes generally indicate an upper motor neuron lesion, and diminished or absent reflexes can be seen in lower motor neuron lesions. Metabolic abnormalities, such as hypothyroidism or hyperthyroidism, should always be excluded as an etiology for abnormal reflexes. Neuromuscular disorders and neuropathies may also present with abnormal reflexes. Reflexes are compared from one side to another, and reinforcement maneuvers that require isometric contraction of other muscle groups can be used to eliminate cortical modulation of the reflex arc. The Jendrassik maneuver can accentuate lower extremity reflexes and requires the patient to pull interlocked fingers apart while the reflex is tested. Asking the patient to clench the teeth or push down on the examination table with the thighs can accentuate upper extremity reflexes.

TABLE 12-4 Grading of Deep Tendon Reflexes

Grade Description
0 No response
1 Diminished
2 Normal
3 Increased
4 Hyperactive (with clonus)

One uncommonly practiced reflex is the finger jerk or finger-thumb reflex. Mediated by mainly the C8 nerve root, it is elicited with patient’s palm upturned and the fingers half-flexed. The surgeon then holds the tops of the fingers with his or her own half-flexed fingers, which are then tapped. The patient’s fingers will be felt to flex and, most strikingly, the free thumb will be seen to flex.10 Although the commonly tested reflexes are truly mediated by multiple nerve roots, Tables 12-2 and 12-3 outline the dominant nerve roots involved.

Superficial Reflexes

The superficial reflexes are mediated by the cerebral cortex with the afferent limb being supplied by cutaneous stimulation. The absence of a normal cutaneous reflex may signal an underlying upper motor neuron lesion. In the thoracic spine, the upper abdominal (T8-9), mid-abdominal (T9-10), and lower abdominal (T11-12) superficial reflexes can be used to assess the integrity of motor efferents from these levels.10 As the appropriate dermatome is stroked from lateral to medial, the ipsilateral abdominal muscles will contract. In a thin, muscular patient the examiner will occasionally observe movement of the umbilicus toward the stimulated side. In the lumbar spine, the superficial cremasteric reflex is mediated by L1 and L2. Stimulating the upper medial thigh in a male patient will cause elevation of the testicle on the ipsilateral side. The anocutaneous reflex, or “anal wink,” is used to assess S2 through S4 and involves contraction of the external anal sphincter in response to stimulation of the perianal skin. The importance of testing this reflex in the setting of spinal cord injury has been previously mentioned.

Pathologic Reflexes

Upper motor neuron (corticospinal tract) lesions should be suspected in patients harboring the classic pathologic reflexes. These include the plantar response in the lower extremity and a positive Hoffmann sign in the hand. The plantar reflex is typically assessed by using a sharp instrument to stroke the plantar surface of the foot from the heel dorsally, then lateral to medial across the metatarsal pads. A normal plantar reflex results in flexion of all the toes. A positive test (Babinski sign) involves dorsiflexion of the great toe alone or in combination with ankle dorsiflexion and hip flexion (“triple response”). The same reflex can be elicited by stroking the lateral side of the foot (Chaddock test) or the crest of the tibia (Oppenheim test).

The upper extremity analogue of the plantar response is the Hoffmann sign. The palmar surface of the hand is lightly supported as the patient’s middle finger is flicked into extension or flexion at the distal interphalangeal joint. A positive response involves reflex flexion of the thumb and fingers and is commonly observed in myelopathic patients with cervical spinal cord compression. A recent study11 of 536 patients with spine-related problems found 16 patients with a positive Hoffmann sign and no pain or neurologic symptoms referable to the cervical spine. Interestingly, 15 (94%) of these patients had some degree of cord compression on cervical MRI. The clinical significance of this study is unclear, however, because prior studies12 have documented cervical cord impingement in up to 20% of asymptomatic adults older than 40 years of age.

Provocative Nerve Root Testing

If the history and basic physical examination raise the clinical suspicion of a radiculopathy, performing a series of provocative nerve root tests can further improve diagnostic accuracy. These tests were designed to reproduce clinical symptoms by accentuating nerve root irritation due to compressive pathology.

Cervical Spine

Patients with cervical radiculopathy often complain of worsening pain with Valsalva activities or when rotating the head toward the symptomatic extremity. A foraminal closing test (Fig. 12-3) is performed by hyperextending the patient’s head and rotating it toward the affected side, thus decreasing the size of the intervertebral foramen. An axial load is then often applied by pressing down on the patient’s head. A positive test reproduces the patient’s radicular symptoms and is often referred to as the Spurling sign. A recent review of the Spurling test,13 which was administered before electromyelographic testing of 255 patients referred for possible cervical radiculopathy, found poor sensitivity (30%) but excellent specificity (93%). Similar maneuvers can be used to reproduce radicular symptoms, including pure axial compression followed by traction, but these tend to be poorly tolerated by patients. Patients with cervical radiculopathy may also get relief by placing the affected extremity behind the head (the shoulder abduction relief sign).14

Lumbar Spine

There are several well-described nerve root tension signs that are useful when testing for lumbar radiculopathy.15

Straight Leg Raising Test (Lasègue Sign)

The most widely used test to differentiate leg pain resulting from hip pathology versus nerve root irritation is the straight leg raising test (SLR). The test was discovered by the French pathologist Ernest Charles Lasègue16 and described in 1881 by one of his pupils, J. J. Forst. In the supine position, the patient’s fully extended leg is slowly raised and the patient reports any pain that is elicited. The SLR is considered positive if pain or paresthesia occurs in a radicular distribution at less than 60 degrees of elevation (Fig. 12-4). Lowering the affected leg and dorsiflexing the ankle will exacerbate the pain. Allowing the foot to rest on the examining table by flexing the knee will typically ease the pain (bowstring sign). Pain limited to the low back, hip, or posterior thigh is not indicative of a radiculopathy. SLR is most specific for L5 or S1 radiculopathy.

Crossed Straight Leg Raising Test (Well Leg/Straight Leg Raising Test)

The crossed straight leg raising test (CSLR) is performed by raising the unaffected leg with the patient in the supine position and is positive when radicular pain occurs in the clinically affected extremity. This phenomenon is also referred to as the Fajersztajn sign, in honor of the Polish neurologist who first described it17 and, interestingly, also suggested that foot dorsiflexion would aggravate sciatica. The test is typically positive when the patient has a large central disc herniation. It is more specific but less sensitive than SLR.18 A meta-analysis done by Devillé et al. demonstrated that SLR is 91% sensitive and 26% specific, whereas CSLR is 29% sensitive and 88% specific.19

Differentiating Spinal Cord and Peripheral Nerve Pathology from Bony or Soft Tissue Pathology

Abnormalities of the joints of the upper and lower extremities may occasionally mimic or present simultaneously with neurologic signs and symptoms. The spinal surgeon should be aware of some common maneuvers used to diagnose joint and soft tissue pathology.

References

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2. Glassman S.D., Anagnost S.C., et al. The effect of cigarette smoking and smoking cessation on spinal fusion. Spine (Phila Pa 1976). 2000;25:2608-2615.

3. Dickson J.H., Erwin W.D., Esses S.I. Spinal deformity. In: Esses S.I., editor. Textbook of spinal disorders. Philadelphia: JB Lippincott; 1995:257-286.

4. Glassman S.D., Bridwell K., Dimar J.R., et al. The impact of positive sagittal balance in adult spinal deformity. Spine (Phila Pa 1976). 30, 2005. 2204–2029

5. Sudarsky L. Psychogenic gait disorders. Semin Neurol. 2006;26:351-356.

6. White A.A.III, Panjabi M.M. Basic biomechanics of the spine. Neurosurgery. 1980;7:76-93.

7. Selecki B.R. The effects of rotation of the atlas and axis: experimental work. Med J Aust. 1969;1:1012-1015.

8. Rainville J., Noto D.J., Jouve C., et al. Assessment of forearm pronation strength in C6 and C7 radiculopathies. Spine (Phila Pa 1976). 2007;32(1):72-75.

9. Upton A.R.M., McComas A.J. The double crush in nerve entrapment syndromes. Lancet. 1973;2:359-362.

10. LeBlond R., DeGowin R., Brown D. DeGowin’s diagnostic examination, ed 8. New York: McGraw-Hill; 2004. pp 809–810

11. Sung R.D., Wang J.C. Correlation between a positive Hoffmann’s reflex and cervical pathology in asymptomatic individuals. Spine (Phila Pa 1976). 2001;26:67-70.

12. Boden D.S., McGowin P.R., Davis D.O., et al. Abnormal magnetic-resonance scans of the cervical spine in asymptomatic subjects. J Bone Joint Surg [Am]. 1990;72:1178-1183.

13. Tong H.C., Haig A.J., Yamakawa K. The Spurling test and cervical radiculopathy. Spine (Phila Pa 1976). 2002;27:156-159.

14. Davidson R.I., Dunn E.J., Metzmaker J.N. The shoulder abduction test in the diagnosis of radicular pain in cervical extradural compressive monoradiculopathies. Spine (Phila Pa 1976). 1981;6:441-446.

15. Scham S.M., Taylor T.K.F. Tension signs in lumbar disc prolapse. Clin Orthop Relat Res. 1971;75:195-204.

16. Chabrol H., Corraze J. Charles Lasègue, 1809-1863. Am J Psychiatry. 2001;158:28.

17. Karbowski K. History of the discovery of the Lasègue phenomenon and its variants. Schweiz Med Wochenschr. 1984;114:992-995.

18. Hudgins W.R. The crossed straight leg raising test: a diagnostic sign of herniated disc. J Occup Med. 1979;6:407-408.

19. Devillé W.L., van der Windt DA, Dzaferagić A., et al. The test of Lasègue: systematic review of the accuracy in diagnosing herniated discs. Spine (Phila Pa 1976). 2000;25:1140-1147.

20. Hoppenfeld S. Chapter 1. Physical examination of the shoulder. Chapter 2. Physical examination of the elbow. In: Hoppenfeld S., editor. Physical examination of the spine and extremities. Norwalk, CT: Appleton & Lange; 1976:1-57.