Physical and Chemical Methods of Control
After reading this chapter, the student should be able to:
• Describe the factors that need to be considered before deciding on the most appropriate method to be used for microbial control
• Differentiate between sterilization, disinfection, antisepsis, degermination, sanitization, and pasteurization and explain their practical uses
• Define microbial death and describe its significance in microbial control
• Describe the different physical methods that can be used in the control of microbial growth
• Define the terms microbicidal and microbiostatic
• Describe the factors influencing antimicrobial effectiveness
• Compare and contrast the methods used to measure the effectiveness of disinfectants and antiseptics
• Compare and contrast the different types of antimicrobial chemicals, and discuss the advantages and disadvantages of each
• Describe the different methods used in food preservation and explain their effectiveness in the control of microbial growth
Microbial Control
General Considerations in Microbial Control
The control of microorganisms in the environment is a never-ending concern in healthcare, in the laboratory environment (see Chapter 4, Microbiological Laboratory Techniques), as well as in various industries, especially the food industry. Microbial control can be achieved by physical methods, chemical agents, or a combination of both. Under ideal circumstances the methods used for microbial control should be inexpensive and fast-acting. Several factors need to be considered before deciding which method is most appropriate in a given circumstance. These factors include the following:
• Site to be treated: The nature of the site or item to be treated will determine the method of treatment. It needs to be determined whether or not the item is treatable with harsh chemicals, heat, or radiation, or a combination thereof, without undue damage to the item.
• Environmental conditions: Environmental conditions have an impact on the effectiveness (efficacy) of the antimicrobial method. For example, warm disinfectants generally work better than cold ones, because chemical reactions usually occur faster at warm temperatures, therefore reducing the time of exposure. Furthermore, certain chemical agents will perform better under acidic or alkaline conditions. Items contaminated with organic substances such as feces, vomit, blood, and so on need to be cleaned before disinfection or sterilization is performed for optimal results. Biofilms notoriously prevent the penetration of chemicals into all layers of the biofilms, and physical methods may have to be used before chemical methods can be effective.
• Susceptibility: Susceptibility of the microorganisms needs to be considered for any of the treatments (see later).
In addition to everyday management of microbial control, emergency departments and emergency medical services are responsible for the management of potential biological and chemical disasters caused by accident or by terrorist activities. Details on this topic are provided in the section First Responders to Natural Disasters and Bioterrorism in Chapter 24 (Microorganisms in the Environment and Environmental Safety).
Resistance of Microbes
Contamination with microbes is a concern in many environments; industrial, home, and healthcare, to name a few. The adequate control of these contaminants is necessary to avoid infections and disease. Although physical and chemical methods of control are available, the resistance of microbes to these methods of control varies greatly, depending on the type of microbe as well as the life stage the microorganism is in. Resistance ranges from the least resistant organisms to those with highest resistance (Box 19.1).
• Least resistant organisms include most bacterial vegetative cells, most fungal spores and hyphae, yeasts, enveloped viruses, and protozoan trophozoites.
• Moderate resistance is shown by some fungal sexual spores, protozoan cysts, and some viruses—mostly naked ones. Some of the most resistant viruses include hepatitis B virus and poliovirus. The bacteria Pseudomonas spp., Mycobacterium tuberculosis, and Staphylococcus aureus also are moderately resistant organisms.
• Highest resistance is demonstrated by bacterial endospores and prions. Endospores are considered the most resistant microbial form and when killed other nonpathogenic organisms are killed as well.
Terminology for Microbial Control
All healthcare professionals, scientists, and government workers need to be familiar with, and use the precise terminology pertaining to, the control of microbial growth (Table 19.1). Some of this terminology is also explained in Chapter 4 (Microbiological Laboratory Techniques).
TABLE 19.1
Terminology in the Control of Microbial Growth
Term | Definition |
Asepsis | Technique to prevent the entry of microorganisms into sterile tissues |
Antisepsis | Destruction of pathogens on living tissue |
Commercial sterilization | Sufficient treatment with heat to kill Clostridium botulinum endospores; used in the food industry |
Decontamination | Destruction, removal, or reduction of the number of undesirable microbes |
Degermination | Removal of microbes from a limited area (i.e., area of skin being prepared for injection) |
Disinfection | Destruction of vegetative pathogens |
Sanitization | Treatment to reduce microbial counts on eating and drinking utensils to achieve safe public health levels |
Sterilization | The complete destruction of all forms of microbial life to include endospores and prions |
Pasteurization
Pasteurization was introduced by Louis Pasteur in 1857 (see Chapter 1, Scope of Microbiology), using heat to kill vegetative bacteria and therefore reducing the number of microorganisms that have the potential to spoil food. To this day, pasteurization is used in the food industry in the preparation of milk, fruit juices, wine, and beer. Pasteurization does not kill all the microorganisms but reduces their numbers, or eliminates dangerous pathogens enough to prevent foodborne diseases and food spoilage.
Microbial Death
The destructive forces of chemical or physical agents act on the individual cells and if exposed intensively and long enough, the cell structures become dysfunctional and the cells show irreversible damage. In general, cells in a given culture/environment vary in their susceptibility to antimicrobial agents depending on their level of metabolic activity. Young, rapidly dividing cells have the tendency to die more rapidly than older, less active cells. When microorganisms are killed by any method of control, they have the tendency to display exponential death curves. In other words, they die at some fractional rate per unit time. If 50% of microorganisms in a population die every minute, after 2 minutes 25% will still be alive, after 3 minutes 12.5% are still alive, and so on (Figure 19.1). It is therefore safe to say that the total number of organisms present when the disinfection process began determines the time required to eliminate all microbes. The effectiveness of an agent is influenced by other factors besides time, such as:
• The number of microorganisms, which dictates the amount of time required for the destruction of all contaminants.
• The nature of the organism(s) to be destroyed. Biofilms, for example, include a number of different organisms and species. Other contaminants can include vegetative organisms as well as spores. Any target population that contains more than one organism can present a broad spectrum of resistance.
• The temperature and pH of the environment have an influence on the effectiveness of the antimicrobial agent.
• The overall concentration of the microbial control agent: Most are more active at higher concentrations.
• The presence of other materials, such as organic matter, solvents, and other substances, can inhibit or interfere with the actions of antimicrobial agents.
• Is the goal disinfection or sterilization?
• Will the item be discarded or is it reused?
• If dealing with a reusable item, which temperatures, pressures, chemicals, or types of radiation are acceptable?
• Will the treatment leave an undesirable residue?
• Is the agent able to penetrate to the necessary extent, that is, removal of biofilms?
• Is the process cost and labor efficient, in addition to being safe?
Physical Control
The optimal growth of most microorganisms depends on the most favorable environmental conditions for each species; most grow best in a narrow range of temperature, pH, osmotic pressure, and atmospheric conditions (Table 19.2). For example, obligate anaerobic bacteria will be killed instantly by exposure to oxygen. If the nature of the contaminant is known, the best agent of control can be determined rather easily and selectively. However, under most circumstances the exact nature of the microbe is unknown and rather stringent methods of decontamination will have to be employed.
TABLE 19.2
Optimal pH for the Growth of Some Bacteria
Bacteria | Minimal pH | Optimal pH | Maximal pH |
Thiobacillus | 1.0 | 2–2.8 | 4–6 |
Escherichia coli | 4.4 | 6–7 | 9.0 |
Clostridium sporogenes | 5.4 | 6–7.6 | 9.0 |
Pseudomonas aeruginosa | 5.6 | 6.6–7 | 8.0 |
Nitrobacter | 6.6 | 6.6–8.6 | 10.0 |
The nature of the contaminated item(s) or areas needs to be considered to efficiently and effectively remove the unwanted organisms without destroying the item. In the case of the food industry, nutrients might be inactivated by improper treatment (see Food Preservation, later in this chapter). A summary of physical methods for the control of microbial growth is provided in Table 19.3.
TABLE 19.3
Summary of Physical Methods Available for the Control of Microbial Growth
Method | Mechanism | Comments | Use |
Dry Heat | |||
Flaming | Burning to ashes | Sterilization | Inoculating loops |
Incineration | Burning to ashes | Sterilization | Dressings, wipes, animal carcasses |
Hot air sterilization | Oxidation | 170° C/2 h | Glassware, needles, glass syringes |
Moist Heat | |||
Boiling | Denaturation | Kills vegetative cells but not spores and prions | Equipment, dishes |
Autoclaving | Denaturation | Sterilization | Media, linens, equipment |
Tyndallization | Denaturation | Intermittent sterilization; free-flowing steam (30–60 min) for 3 d in a row | Substances that cannot withhold the high temperature of an autoclave |
Pasteurization | |||
LTLT (low temperature, long time) | Denaturation | 63° C for 30 min | Milk, milk products |
UHT (ultrahigh temperature) | Denaturation | 138° C for a fraction of a second | Milk, juices |
Low Temperatures | |||
Refrigeration | Slows down microbial growth | Bacteriostatic for most bacteria | Foods, drugs |
Deep freezing | Stops most microbial growth | Preservation | Foods, drugs, cultures |
Desiccation, Lyophilization, Osmotic Pressure | |||
Desiccation | Inhibits microbial growth | Loss of water; preservation | Foods |
Lyophilization | Inhibits growth | Loss of water; preservation; combination of drying and freezing | Storage of cultures, vaccines, cells |
Osmotic pressure | Plasmolysis | Loss of water | Food preservation |