Overview and Assessment of Variability

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Chapter 6 Overview and Assessment of Variability

The goal of pediatric care is to optimize the growth and development of each child. Pediatricians need to understand normal growth, development, and behavior in order to monitor children’s progress, identify delays or abnormalities in development, obtain needed services, and counsel parents. In addition to clinical experience and personal knowledge, effective practice requires familiarity with major theoretical perspectives and evidence-based strategies for optimizing growth and development. To target factors that increase or decrease risk, pediatricians need to understand how biologic and social forces interact within the parent-child relationship, within the family, and between the family and the larger society. Growth is an indicator of overall well-being, status of chronic disease, and interpersonal and psychologic stress. By monitoring children and families over time, pediatricians can observe the interrelationships between physical growth and cognitive, motor, and emotional development. Observation is enhanced by familiarity with developmental theory and understanding of developmental models which describe normal patterns of behavior and provide guidance for prevention of behavior problems. Effective pediatricians also recognize how they can work with families and children to bring about healthy behaviors and behavioral change.

Biopsychosocial Models of Development

The biologic model of medicine presumes that a patient presents with signs and symptoms of a disease and a physician focuses on diseases of the body. This model neglects the psychologic aspect of a person who exists in the larger realm of the family and society. In the biopsychosocial model, higher-level systems are simultaneously considered with the lower-level systems that make up the person and the person’s environment (Fig. 6-1). A patient’s symptoms are examined and explained in the context of the patient’s existence. This basic model can be used to understand health and both acute and chronic disease.

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Figure 6-1 Continuum and hierarchy of natural systems in the biopsychosocial model.

(From Engel GL: The clinical application of the biopsychosocial model, Am J Psychiatry 137:535–544, 1980.)

Critical to learning and remembering (and therefore development) is neuronal plasticity, which permits the central nervous system to reorganize neuronal networks in response to environmental stimulation, both positive and negative. Overproduction of neurons, by creating a reservoir of neurons upon which to draw in the case of injury or learning, appears to be adaptive. The brain comprises 100 billion neurons at birth, with each neuron developing on average 15,000 synapses by 3 yr of age. The number of synapses stays roughly constant through the first decade of life as the number of neurons declines. Synapses in frequently used pathways are preserved, whereas less-used ones atrophy, through neuronal “pruning.” In addition to neuronal pruning, changes in the strength of synapses and reorganization of neuronal circuits also play important roles in brain plasticity. Increases or decreases in synaptic activity result in persistent increases or decreases in synaptic strength. Thus, experience (environment) has a direct effect on the physical properties of the brain (genetics). Children with different talents and temperaments (already a combination of genetics and environment) further elicit different stimuli from their (differing) environments.

Periods of behavioral development generally correlate with periods of great changes in synaptic numbers in relevant areas of the brain. Accordingly, sensory deprivation during the time when synaptic changes should be occurring has profound effects. Thus, the effects of strabismus leading to amblyopia in one eye may occur quickly during early childhood; likewise, patching an eye with good vision to reverse amblyopia in the other eye is less effective in late childhood. Early experience is particularly important because learning proceeds more efficiently along established synaptic pathways. Traumatic experiences also create enduring alterations in the neurotransmitter and endocrine systems that mediate the stress response, with effects noted later in life. Positive and negative experiences do not determine the total outcome, but shift the probabilities by influencing the child’s ability to respond adaptively to future stimuli. Neurobiologic markers may predict morbidity following environmental changes. Certain genetic polymorphisms may be associated with later disease onset under certain circumstances. The plasticity of the brain continues into adolescence, with further development of the prefrontal cortex, which is important in decision-making, future planning, and emotional control; neurogenesis persists in adulthood in certain areas of the brain, including the subventricular zone of the lateral ventricles and in portions of the hippocampus.

Biologic Influences

Biologic influences on development include genetics, in utero exposure to teratogens, the long-term negative effects of low birthweight (increased rates of obesity, coronary heart disease, stroke, hypertension, and type-2 diabetes), postnatal illnesses, exposure to hazardous substances, and maturation. Adoption and twin studies consistently show that heredity accounts for approximately 50% of the variance in IQ and in other personality traits, such as sociability and desire for novelty. The specific genes underlying these traits have begun to be identified. The negative effects on development of prenatal exposure to teratogens, such as mercury and alcohol, and of postnatal insults, such as meningitis and traumatic brain injury, have been extensively studied. Any chronic illness can affect growth and development, either directly or through changes in nutrition, parenting, or peer interactions.

Physical and neurologic maturation propels children forward and sets lower limits for the emergence of most abilities. The age at which children walk independently is similar around the world, despite great variability in child-rearing practices. The attainment of other skills, such as the use of complex sentences, is less tightly bound to a maturational schedule. Maturational changes also generate behavioral challenges at predictable times. Decrements in growth rate and sleep requirements around 2 yr of age often generate concern about poor appetite and refusal to nap. Although it is possible to accelerate many developmental milestones (toilet training a 12 mo old or teaching a 3 yr old to read), the long-term benefits of such precocious accomplishments are questionable.

In addition to physical changes in size, body proportions, and strength, maturation brings about hormonal changes. Sexual differentiation, both somatic and neurologic, begins in utero. Behavioral effects of testosterone may be evident even in young children and continue to be salient throughout life. Correlations between testosterone levels and such traits as aggression or novelty seeking have not been consistently demonstrated.

Temperament describes the stable, early-appearing individual variations in behavioral dimensions including emotionality (crying, laughing, sulking), activity level, attention, sociability, and persistence. The classic theory of Thomas and Chess proposes 9 dimensions of temperament (Table 6-1). These characteristics lead to 3 common constellations: (1) the easy, highly adaptable child, who has regular biologic cycles; (2) the difficult child, who withdraws from new stimuli and is easily frustrated; and (3) the slow-to-warm-up child, who needs extra time to adapt to new circumstances. Various combinations of these clusters also occur. Temperament has long been described as biologic or “inherited,” largely based on parent reports (although confirmed by some independent observational studies) of twins. Monozygotic twins are rated by their parents as temperamentally similar more often than are dizygotic twins. Estimates of heritability suggest that genetic differences account for approximately 20-60% of the variability of temperament within a population. It had been presumed that the remaining 80-40% of the variance was environmentally influenced because genetic influences tended to be viewed as static. We now know that genes are dynamic, changing in the quantity and quality of their effects as a child ages and thus, like environment, may continue to change. Longitudinal twin studies of adult personality indicate that personality changes largely result from non-shared environmental influences, whereas stability of temperament appears to result from genetic factors. Although associations between specific genes and temperament have been noted (a 48-base pair repeat in exon 3 of DRD4 has been associated with novelty seeking), such associations require replication studies before they can be viewed as causative.

Table 6-1 TEMPERAMENTAL CHARACTERISTICS: DESCRIPTIONS AND EXAMPLES*

CHARACTERISTIC DESCRIPTION EXAMPLES
Activity level Amount of gross motor movement “She’s constantly on the move.” “He would rather sit still than run around.”
Rhythmicity Regularity of biologic cycles “He’s never hungry at the same time each day.” “You could set a watch by her nap.”
Approach and withdrawal Initial response to new stimuli “She rejects every new food at first.” “He sleeps well in any place.”
Adaptability Ease of adaptation to novel stimulus “Changes upset him.” “She adjusts to new people quickly.”
Threshold of responsiveness Intensity of stimuli needed to evoke a response (e.g., touch, sound, light) “He notices all the lumps in his food and objects to them.” “She will eat anything, wear anything, do anything.”
Intensity of reaction Energy level of response “She shouts when she is happy and wails when she is sad.” “He never cries much.”
Quality of mood Usual disposition (e.g., pleasant, glum) “He does not laugh much.” “It seems like she is always happy.”
Distractibility How easily diverted from ongoing activity “She is distracted at mealtime when other children are nearby.” “He doesn’t even hear me when he is playing.”
Attention span and persistence How long a child pays attention and sticks with difficult tasks “He goes from toy to toy every minute.” “She will keep at a puzzle until she has mastered it.”

* Based on Chess S, Thomas A: Temperament in clinical practice, New York, 1986, Guilford.

Typical statements of parents, reflecting the range for each characteristic from very little to very much.

The concept of temperament can help parents understand and accept the characteristics of their children without feeling responsible for having caused them. Children who have difficulty adjusting to change may have behavior problems when a new baby arrives or at the time of school entry. In addition, pointing out the child’s temperament may allow for adjustment in parenting styles. Behavioral and emotional problems may develop when the temperamental characteristics of children and parents are in conflict.

Psychologic Influences: Attachment and Contingency

The influence of the child-rearing environment dominates most current models of development. Infants in hospitals and orphanages, devoid of opportunities for attachment, have severe developmental deficits. Attachment refers to a biologically determined tendency of a young child to seek proximity to the parent during times of stress and also to the relationship that allows securely attached children to use their parents to re-establish a sense of well-being after a stressful experience. Insecure attachment may be predictive of later behavioral and learning problems.

At all stages of development, children progress optimally when they have adult caregivers who pay attention to their verbal and nonverbal cues and respond accordingly. In early infancy, such contingent responsiveness to signs of overarousal or underarousal helps maintain infants in a state of quiet alertness and fosters autonomic self-regulation. Contingent responses (reinforcement depending on the behavior of the other) to nonverbal gestures create the groundwork for the shared attention and reciprocity that are critical for later language and social development. Children learn best when new challenges are just slightly harder than what they have already mastered; a degree of difficulty dubbed the “zone of proximal development.” Psychologic forces, such as attention problems or mood disorders, will have profound effects on many aspects of an older child’s life.

Social Factors: Family Systems and the Ecologic Model

Contemporary models of child development recognize the critical importance of influences outside of the mother-child dyad. Fathers play critical roles, both in their direct relationships with their children and in supporting mothers. As traditional nuclear families become less dominant, the influence of other family members (grandparents, foster and adoptive parents, same-sex partners) becomes increasingly important. In addition, children are increasingly raised by unrelated caregivers while parents work or while they are in foster care.

Families function as systems, with internal and external boundaries, subsystems, roles, and rules for interaction. In families with rigidly defined parental subsystems, children may be denied any decision-making, exacerbating rebelliousness. In families with poorly defined parent-child boundaries, children may be required to take on responsibilities beyond their years, or may be recruited to play a spousal role.

Individuals within systems adopt implicit roles. For example, one child may be the troublemaker, whereas another is the negotiator and another is quiet. Birth order may have profound effects on personality development, through its influence on family roles and patterns of interaction. Families are also dynamic. Changes in one person’s behavior affect every other member of the system; roles shift until a new equilibrium is found. The birth of a new child, attainment of developmental milestones such as independent walking, the onset of nighttime fears, and the death of a grandparent are all changes that require renegotiation of roles within the family and have the potential for healthy adaptation or dysfunction.

The family system, in turn, functions within the larger systems of extended family, subculture, culture, and society. Bronfenbrenner’s ecologic model depicts these relationships as concentric circles, with the parent-child dyad at the center (with associated risks and protective factors) and the larger society at the periphery. Changes at any level are reflected in the levels above and below. The shift from an industrial economy to one based on service and information is an obvious example of societal change with profound effects on families and children.

Unifying Concepts: The Transactional Model, Risk, and Resilience

The transactional model proposes that a child’s status at any point in time is a function of the interaction between biologic and social influences. The influences are bidirectional: Biologic factors, such as temperament and health status, both affect the child-rearing environment and are affected by it. A premature infant may cry little and sleep for long periods; the infant’s depressed parent may welcome this good behavior, setting up a cycle that leads to poor nutrition and inadequate growth. The child’s failure to thrive may reinforce the parent’s sense of failure as a parent. At a later stage, impulsivity and inattention associated with early, prolonged undernutrition may lead to aggressive behavior. The cause of the aggression in this case is not the prematurity, the undernutrition, or the maternal depression, but the interaction of all these factors (Fig. 6-2). Conversely, children with biologic risk factors may nevertheless do well developmentally if the child-rearing environment is supportive. Premature infants with electroencephalographic evidence of neurologic immaturity may be at increased risk for cognitive delay. This risk may only be realized when the quality of parent-child interaction is poor. When parent-child interactions are optimal, prematurity carries a reduced risk of developmental disability.

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Figure 6-2 Theoretical model of mutual influences on maternal depression and child adjustment.

(From Elgar FJ, McGrath PJ, Waschbusch DA, et al: Mutual influences on maternal depression and child adjustment problems, Clin Psychol Rev 24:441–459, 2004.)

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