CHAPTER 21 Neuroanesthesia
Preoperative Evaluation
The preanesthetic evaluation is defined as the process of clinical assessment that precedes the delivery of anesthesia care for surgical and nonsurgical procedures. The primary aim of preanesthetic evaluation is to minimize the overall patient morbidity associated with surgery and anesthesia. This goal is achieved by assessing the patient’s medical condition and the balance between anesthetic risk and surgical benefit, optimizing the medical condition within the limitations of the surgical circumstances, and formulating the best possible anesthesia plan. Other benefits may include improved safety of perioperative care, optimal resource utilization, improved outcomes, and patient satisfaction.1 Hence, the objectives of preanesthetic evaluation include the following:
The preanesthetic evaluation may be performed well in advance of the planned surgery for most elective procedures during a visit to the preanesthetic evaluation clinic. Otherwise, it may be performed at the bedside in the hospital ward or intensive care unit the “night before” for inpatients or on the day of surgery for morning-admission patients. For urgent and emergency procedures, this evaluation may of necessity take place just before surgery. The consensus of the American Society of Anesthesiologists (ASA) Task Force on preanesthesia evaluation is that an initial record review, patient interview, and physical examination should be performed before the day of surgery for patients with high severity of disease.1 Of patients with low severity of disease, those undergoing procedures with high surgical invasiveness should have the interview and physical examination performed before the day of surgery, whereas those undergoing procedures with medium or low surgical invasiveness may be interviewed and examined on or before the day of surgery.1 Although the task force cautions that the timing of such assessments may not be practical with the limitation of resources, it recommends that at a minimum, a focused preanesthetic examination should include assessment of the airway, lungs, and heart and documentation of vital signs.1
Preanesthesia clinics are ideally run by anesthesiologists with or without the assistance of trained nurses. These clinics have been shown to improve operating room efficiency and minimize unexpected delays and cancellations because of poorly prepared patients.2,3 To be able to run smoothly, however, good organization, concise guidelines and protocols, and adequate medical support are required. Additional staffing issues are also important considerations.
It has been shown that the patient’s preoperative condition predicts postoperative mortality and morbidity.4–8 In one study, preoperative evaluation of patients led to a change in the proposed anesthesia plan in up to 15% of healthy individuals and 20% of ill patients.9 Although these changes in plan do not necessarily reduce patient morbidity, they can lead to delays caused by the need to obtain different drugs and equipment and further specialist consultations and result in increased operating room downtime and cost. Establishment of a preanesthesia assessment clinic streamlines the process and obviates this potential source of delay. In a study from Stanford University, implementation of a preanesthetic evaluation clinic produced an 87.9% reduction in day-of-surgery cancellations.3 It is estimated that $30 to $40 billion is spent annually on preoperative testing and subsequent follow-up in North America alone, 50% of which could be saved by the appropriate and selective ordering of tests.10 In one study, implementation of a preoperative clinic, in which tests were ordered at the anesthesiologist’s request, resulted in a savings of $112.09 per patient. This equated to an annual potential saving of more than $1.01 million at one institution.3
General Preanesthetic Evaluation
The ASA classification of physical status is a universally accepted system used for stratification of a patient’s preexisting health status (Table 21-1). Although it does not take into account surgical risk and is not primarily designed for prediction of outcome, it has been found to correlate with perioperative morbidity and mortality.11–13 In fact, ASA physical status 3 to 5 has been found to independently predict perioperative cardiovascular complications in intracranial surgical patients and is also a risk factor for perioperative mortality.8
ASA PHYSICAL STATUS | DISEASE STATE |
---|---|
1 | A normal healthy patient |
2 | A patient with mild systemic disease |
3 | A patient with severe systemic disease |
4 | A patient with severe systemic disease that is a constant threat to life |
5 | A moribund patient who is not expected to survive without the operation |
6 | A patient declared brain-dead whose organs are being removed for donor purposes |
ASA, American Society of Anesthesiologists.
Excerpted from the Relative Value Guide 2008 of the American Society of Anesthesiologists. A copy of the full text can be obtained from ASA, 520 N. Northwest Highway, Park Ridge, IL 60068-2573.
History and Physical Examination
Medical History
General Physical Examination
Before proceeding to examination of individual systems, a general physical examination should be conducted and take into account the patient’s level of consciousness, mental status, build, nutrition, and vital parameters. Patients with malignant tumors and those with high cervical lesions might be emaciated with significantly reduced muscle mass. Conversely, obesity might be coexistent in many patients. Obese individuals have an increased likelihood of associated diabetes, hypertension, coronary artery disease, restrictive lung disease, sleep apnea, and gastroesophageal reflux, which might warrant alteration of the anesthesia plan. Difficulty with tracheal intubation may be encountered more frequently in obese than in lean individuals,14 and the pharmacologic profile of anesthetic agents may also be altered.15 Some neurosurgical patients might be dehydrated because of reduced intake of fluids (as a result of impaired consciousness), vomiting, or the use of diuretics and contrast agents. Correction of significant dehydration before induction of anesthesia can prevent postinduction hypotension in such patients. Significant blood loss is a possibility with surgery for intracranial aneurysms, arteriovenous malformations (AVMs), vascular tumors, craniosynostoses, and extensive spine problems. Preanesthetic evaluation should look for preexisting anemia and attempt to correct it preoperatively or arrange for intraoperative transfusion on a case-by-case basis. Recording of preoperative vital parameters (heart rate, blood pressure) provides baseline values for intraoperative management, which is particularly important in surgeries requiring strict hemodynamic control (e.g., aneurysms and AVMs).
Perhaps the most crucial aspect of the general examination is assessment of the patient’s airway. Although the primary neurosurgical problem may be responsible for potential difficulties in intubation and airway management, inadequate management of the airway may adversely affect the neurological outcome. Routine maneuvers used for airway management may worsen spinal instability in patients with cervical lesions and lead to increased intracranial pressure (ICP) with potentially devastating consequences in patients with decreased intracranial compliance. Hence, the patient’s airway should be assessed carefully for ease of ventilation and difficulty of tracheal intubation, in conjunction with specific surgical needs such as hemodynamic stability and spine immobilization. Mallampati scoring16 thyromental distance, presence of overbite or underbite, and the range of neck flexion-extension collectively provide an estimate of the risk for difficult intubation.17 Some specific situations in which a difficult airway should be anticipated include patients who have recently undergone supratentorial craniotomy, in whom mouth opening might be significantly reduced secondary to ankylosis of the temporomandibular joint,18 acromegalic patients undergoing pituitary surgery,19 and patients with cervical spine lesions. Recognition of potential airway difficulty allows proper planning with the availability of accessory equipment and resources, as well as formulation of a back-up plan, and results in improved patient safety and efficient use of operating time.
Assessment of System Functions
Neurological System
Patients with a depressed level of consciousness preoperatively are likely to have a reduced anesthetic need for induction and more likely to have a slow or delayed emergence postoperatively and need for postoperative mechanical ventilation. Such patients should not receive any sedative or narcotic agents unless they are under continuous supervision, preferably in the operating room itself with vigilance for respiratory depression. Moreover, in patients with previous motor deficits, exacerbation of focal neurological signs may develop after sedative doses of benzodiazepines and narcotics.20 The presence of brainstem lesions or lower cranial nerve dysfunction, or both, predisposes patients to an increased risk for aspiration postoperatively. Finally, life-threatening hyperkalemia secondary to succinylcholine administration may develop in patients with preexisting motor deficits.21 Succinylcholine has also been reported to cause hyperkalemia in patients with ruptured cerebral aneurysms independent of the presence of motor nerve disturbances,22 although this appears to be uncommon. Elevated ICP is often manifested as headache with nausea and vomiting, but it can also lead to olfactory nerve dysfunction with loss of the sense of smell. Unilateral uncal herniation would result in a dilated unresponsive ipsilateral pupil, which should be distinguished from incidental anisocoria, or a unilateral third nerve palsy resulting from compression by a space-occupying lesion. Field of vision might be significantly limited in patients with pituitary and other suprasellar tumors and should be documented for postoperative comparison. Dysfunction of the trigeminal and facial nerves may interfere with mask ventilation and tracheal intubation. A patient with a damaged vagus nerve may have a hoarse voice secondary to vocal cord paralysis and may be at increased risk for airway obstruction.
Respiratory System
Risk for perioperative respiratory complications is increased in patients with preexisting obstructive or restrictive pulmonary disease. Perioperative hypoxemia or hypercapnia is more likely to occur and in turn can further aggravate an already compromised cardiorespiratory status. Patients with a history of pulmonary disease require an assessment of their baseline status, and any element of potential reversibility should be addressed.23–25 Smoking is a common important risk factor for both cardiovascular and pulmonary disease and is associated with a threefold increase in perioperative morbidity. Cessation of smoking for 6 to 8 weeks is recommended for reactivation of mucociliary clearance, but as little cessation as 24 hours can reduce carboxyhemoglobin levels and improve oxygenation.26 The presence of reactive airway disease indicates an increased risk for bronchospasm with airway manipulation and tracheal extubation and an increased risk for coughing and laryngospasm during emergence.
Management of upper respiratory tract infection preoperatively in children is controversial because the effects on the airway last for 2 to 4 weeks after clinical resolution. The patient is at increased risk for perioperative respiratory morbidity during this period.27 Postponement of elective surgery must be balanced against the risk for progressive neurological disability or the occurrence of a potentially catastrophic complication during the waiting period.
Patients with decreased levels of consciousness because of intracranial pathology and those with high spinal lesions or lower cranial nerve paralysis might have preexisting atelectasis preoperatively, which puts them at increased risk for postoperative mechanical ventilation. Aspiration pneumonitis or superimposed pneumonia, or both, can also develop. A restrictive pattern of lung disease often occurs in patients with craniovertebral junction anomalies preoperatively and persists in the postoperative period.28 Some patients, such as those with head injury, spinal cord injury, or subarachnoid hemorrhage (SAH), might be intubated and mechanically ventilated preoperatively and usually remain intubated postoperatively as well.
In their systematic review of preoperative pulmonary risk stratification for noncardiothoracic surgery for the American College of Physicians, Smetana and colleagues found good evidence to support the following patient-related risk factors as being predictive of postoperative pulmonary complications: advanced age, ASA class 2 or greater, functional dependence, chronic obstructive pulmonary disease, and congestive heart failure.29 They also found fair evidence indicating increased risk in patients with impaired sensorium, abnormal findings on chest examination, cigarette use, alcohol use, and weight loss.29 Although asthma is not a risk factor if well controlled, perioperative risk may be increased if it is poorly controlled.29 Important procedure-related risk factors include neurosurgery, emergency surgery, and prolonged surgery.29 The value of preoperative testing in estimating pulmonary risk is controversial. Even though an abnormal chest radiograph does indicate increased risk for postoperative pulmonary complications and spirometry may provide some risk stratification, among potential laboratory tests for stratifying risk, a serum albumin level of less than 35 g/L is the most powerful predictor.29
Cardiovascular System
Anesthesia, surgical positioning, and surgery itself put additional demands on the cardiovascular system. Moreover, intraoperative maintenance of hemodynamic stability is important to avoid adverse neurological effects in neurosurgical patients. The presence of cardiovascular disease significantly increases the risk associated with anesthesia, and optimizing the patient’s condition can significantly improve outcome. The overall risk of cardiac patients undergoing a noncardiac procedure has traditionally been assessed with the Goldman index.4 However, it has now been superseded by the Revised Cardiac Risk Index.5 According to this index,5 the presence of three or more of the following factors is associated with a cardiac morbidity rate of 9%: (1) high-risk surgery, (2) history of ischemic heart disease, (3) history of congestive heart failure, (4) history of cerebrovascular disease, (5) preoperative treatment with insulin, and (6) preoperative serum creatinine level greater than 2.0 mg/dL. Because most patients undergoing intracranial procedures often have two or more of these risk factors, careful evaluation of the other organ systems is important to quantify risk for cardiac morbidity. Preanesthetic evaluation should also be focused on detecting and assessing the physiologic effects of cardiovascular conditions known to be associated with specific neurosurgical conditions, such as hypertension and coarctation of the aorta in patients with aneurysms.
Coronary artery disease is associated with diabetes mellitus, hypertension, smoking, hypercholesterolemia, and peripheral vascular disease. The presence of angina is a significant risk factor—although unstable or resting angina predicts the highest risk for postoperative cardiac complications, the risk with angina on exertion can be minimized with appropriate intraoperative management. Left ventricular dysfunction with symptoms of cardiac failure (dyspnea on mild exertion, orthopnea, peripheral edema) is indicative of significantly reduced cardiac output, which can worsen with general anesthesia. Mannitol must be used carefully and judiciously or not at all in patients with left ventricular failure. Hypertension is a common preexisting condition and is frequently inadequately controlled. These patients often have reduced plasma volume, thus making them more susceptible to the systemic vasodilatory effects of anesthetic agents, which can result in cardiovascular instability and labile blood pressure intraoperatively. Moreover, in patients with chronic hypertension, increased cerebrovascular resistance causes the lower and upper limits of cerebral blood flow (CBF) autoregulation to shift to higher pressure levels, and such patients consequently have poor tolerance of acute hypotension.30,31 However, adaptive hypertensive changes in CBF autoregulation may be reversible with adequate control of blood pressure.30,31 Patients with evidence of myocardial ischemia or myocardial infarction (MI) are at increased risk for postoperative MI, congestive heart failure, malignant arrhythmias, and death.
The American College of Cardiology/American Heart Association (ACC/AHA) 2007 guidelines on perioperative cardiovascular evaluation and care for noncardiac surgery grade clinical risk factors as major, intermediate, and minor.32 The presence of one or more of the major risk factors (active cardiac conditions) mandates intensive management and may require delay or cancellation of surgery unless the surgery is being performed on an emergency basis. Major risk factors include
According to the guidelines,32 intermediate-risk factors include
A history of MI or abnormal Q waves on ECG is listed as a clinical risk factor, whereas acute MI (defined as at least one documented MI 7 days or less before the examination) or recent MI (more than 7 days but 1 month or less before the examination) with evidence of important ischemic risk by clinical symptoms or noninvasive study is an active cardiac condition. This definition reflects the consensus of the ACC Cardiovascular Database Committee. If a recent stress test does not indicate residual myocardium at risk, the likelihood of reinfarction after noncardiac surgery is low. Despite the lack of adequate clinical trials on which to base firm recommendations, it appears reasonable to wait 4 to 6 weeks after an MI to perform elective surgery.32
The guidelines recommend the following stepwise approach to perioperative cardiac assessment for noncardiac surgery32:
Step 4 (Patients with Good Functional Capacity and No Symptoms)
Functional status is a reliable predictor of perioperative and long-term cardiac events. In highly functional asymptomatic patients, management will rarely be changed by the results of any further cardiovascular testing. It is therefore appropriate to proceed with the planned surgery. In patients with known cardiovascular disease or at least one clinical risk factor (ischemic heart disease, compensated or previous heart failure, diabetes mellitus, renal insufficiency, and cerebrovascular disease), perioperative heart rate control with beta blockade is considered appropriate. However, results from the Perioperative Ischemic Evaluation Study (POISE) indicate that the reduced cardiac morbidity with perioperative beta-blocker therapy in patients not previously taking beta blockers is achieved at the expense of an increased stroke rate and an overall increase in mortality.33
Hematologic System
Postoperative intracranial hemorrhage is a potentially lethal catastrophe. Thus, any bleeding tendency should be investigated thoroughly and corrected preoperatively. If deemed necessary, appropriate clotting factors and platelets should be made available at the time of surgery.34 Patients taking NSAIDs such as aspirin should have their medications stopped for a week before intracranial surgery.35 This decision may have to be modified in patients suffering from transient ischemic attacks, in whom the risk associated with discontinuation may exceed the benefits.
Endocrine System
Patients with diabetes mellitus who are about to undergo surgery require special attention because hyperglycemia is associated with hyperosmolarity, infection, and poor wound healing. More importantly, it may worsen neurological outcome after an episode of cerebral ischemia. Nonetheless, hypoglycemia is also detrimental because the brain depends on glucose for its energy supply. Close monitoring of glucose perioperatively is therefore essential, and treatment with insulin is often required to maintain euglycemia, but sulfonylureas and metformin should not be used for 24 to 48 hours before surgery because of their long half-lives. The perioperative morbidity of diabetic patients is related to their preoperative end-organ damage. Hence, the pulmonary, cardiovascular, and renal systems should be examined carefully. Diabetics have an increased incidence of ST-segment and T-wave abnormalities on ECG, and myocardial ischemia may be evident despite a negative history (silent myocardial ischemia). Diabetic autonomic neuropathy may predispose patients to cardiovascular instability and even sudden cardiac death. Furthermore, autonomic dysfunction contributes to gastroparesis, which may require treatment with H2 blockers or metoclopramide, or both, preoperatively. Chronic hyperglycemia can lead to glycosylation of tissue proteins and a stiff joint syndrome. Diabetic patients, especially those with type 1 diabetes, should be routinely evaluated preoperatively for adequate temporomandibular joint and cervical spine mobility to help anticipate difficult intubation.36
Laboratory Investigations
The current literature is not sufficiently rigorous to permit an unambiguous assessment of the clinical benefit or harm associated with routine or selected preoperative tests. According to the ASA Task Force on preanesthesia evaluation,1