Mechanical disorders

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8

Mechanical disorders

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Mechanical disorders of the cervical spine affect the structures of the locomotor system. They are often related to the consequences of the ageing spine. Degenerative changes at the level of the intervertebral discs may lead to disc displacements and also to anatomical and biomechanical changes in ligaments, capsules, nervous tissue and vascular structures. In addition to this degeneration being responsible for the development of certain disorders, injuries and overuse may also lead to soft tissue lesions in the region of the neck (Box 8.1).

Mechanical disorders are activity-related, which means that their symptoms are influenced by movement and/or posture. Questions in the history taking, such as ‘What brings your symptoms on?’ or ‘What makes your symptoms disappear?’ elicit answers that may suggest the type of condition from which the patient suffers.

Degeneration and anatomical changes

Degenerative changes in the cervical spine are part of the normal ageing process and are almost ubiquitous in older people.1,2 Very often they remain asymptomatic.3,4 Therefore diagnoses such as ‘degeneration’, ‘arthrosis’, ‘osteophytosis’, ‘spondylosis’ or ‘spondylarthrosis’ based on incidental radiological findings are still too easily made. Throughout the literature, a discrepancy between the discovery of structural changes and the presence of symptoms is a consistent finding.5

Ageing of the cervical spine

As a result of weight bearing in bipedal humans, the axial spine is submitted to increased forces acting on the different structures. The disc, being entirely avascular, suffers most from this situation; degeneration starts quite early in life and progresses with age. The degenerative process in the intervertebral disc is followed by other structures of the spine, such as bone, ligaments, capsules and zygapophyseal joints.

Ageing of the cervical disc

In healthy individuals the cervical intervertebral disc has a structure which is very similar to that of the lumbar disc: an annulus fibrosus which contains a nucleus pulposus. As long as the disc is not submitted to excessive asymmetrical forces, the hydraulic mechanism within the disc functions perfectly. It becomes deficient as the result of excessive forces occurring during everyday activities, or following absence of movement. The annular fibres become strained and sprained, and the nucleus starts to dry out. This is a characteristic sign of disc degeneration.

It has been shown that, in the first two decades of life, lateral tears occur in the annulus fibrosus. They tend to develop joint-like structures – the uncovertebral joints – that then begin to undergo transformation.6 In the second and third decades, the lateral tears enlarge towards the medial part of the disc, often ending in a complete transverse splitting of the disc into equal halves. These anatomical changes cause instability of the disc and favour the possibility of cartilaginous displacements, either of the annulus fibrosus or of the nucleus pulposus (see below: disc displacements).

In the fourth and fifth decades, the nucleus pulposus dries out further because of the loss of proteoglycan matrix with, as a result, diminution of the height of the intervertebral space and flattening of the lordotic curve. The uncovertebral joints start to bear weight and tend to flatten. Degenerative changes at this level threaten the spinal nerve and the vertebral artery.

From the fifth and sixth decades on, the disc tends to collapse, further diminishing its height. The borders of the vertebral bodies come into apposition, with the formation of hyperostosis and osteophytes as a reactive result. The spine stiffens and the articular segments stabilize again.

See Chapters 31 and 32 for an extensive explanation of the function and behaviour of the lumbar disc, which is highly comparable to the situation in the cervical spine.

Consequences of disc ageing for surrounding structures

Effects on the facet joints

The prevalence of cervical facet joint degeneration is very high in individuals aged 50 years and more, with a tendency to increase in severity with age. Diminution of the height of the disc and the subsequent reversal from lordosis to kyphosis result in a greater transmission of shearing forces to the facet joints. They start to bear weight and this furthers the degenerative process. This is characterized by fibrillation and erosion of the articular cartilage, partial or complete denudation of the cartilage, and new bone formation.7 Later in life, subperiosteal osteophytes with periarticular fibrosis develop, resulting in a gross decrease in mobility.8

All levels of the middle and lower cervical spine are affected to almost the same degree, whereas in the lumbar spine there is an increase in degeneration towards the lower levels.9

Effects on the spinal canal

Circular disc displacement, as is seen when the disc has degenerated entirely, may further the development of osteophytic outcrops on all sides, and thus also into the spinal canal, threatening the spinal cord.10 Once the bony parts formed by the uncovertebral joints touch each other, further loss of height can only happen anteriorly. Because of the decrease in height in the anterior column of the cervical spine, cervical lordosis may diminish and even disappear, resulting in the typical position of the degenerated neck – the chin projected forwards. Retrolisthesis in the mid-cervical area (C3–C6) is a common finding in spondylarthrosis. Also, buckling of an enlarged ligamentum flavum narrows the spinal canal, especially during extension of the neck.11,12

Radiological changes

Degenerative changes of the cervical spine are common in both symptomatic and asymptomatic adults. At the age of 50, spondylosis is visible on plain X-rays in more than 50% of asymptomatic people.15 A magnetic resonance imaging (MRI) study on 500 asymptomatic subjects could detect disc degeneration in 17% of discs in men and in 12% of those of women in their twenties, and 86% and 89% of discs in both men and women over 60 years of age. Posterior disc protrusion with demonstrable compression of the spinal cord was observed in 7.6% of subjects over 50 years of age.16,1 The clinical question is whether the patient’s symptoms are caused by the changes that are seen on imaging. Unfortunately, even the most sophisticated imaging studies do not show pain, but only structural abnormalities that may or may not be the cause of the patient’s symptoms.4,17

Pathology

Disorders of the disc: disc displacements

Symptomatic disc displacements in the cervical spine are more common than is generally believed. They can occur at any age from childhood onwards but present with different clinical syndromes, depending on the age group.18

Cartilaginous displacements are most frequent at the C6–C7 and C5–C6 joints. They are occasionally found at the C4–C5 or C7–T1 joints, and rarely at the C2–C3 or C3–C4 joints.19 Nuclear prolapses are very uncommon, except in young people. It was to Cyriax’s credit that he recognized the clinical pictures associated with disc displacements and made an inventory of symptoms and signs. A distinction can be made between posterocentral and posterolateral displacements resulting respectively in discodural and discoradicular interactions. It is important to remember that diagnoses are made on clinical grounds, following the patient’s history and the functional examination. Technical investigations that rely only on anatomical findings lead very easily to misinterpretation.17 They can sometimes be used to confirm a diagnosis, rather than to make one. Discs may displace in two ways: either they move posteriorly to compress dura and/or cord, or they move posterolaterally to compress the nerve root.

Posterocentral displacement

Posterior migration of disc tissue beyond the posterior limits of the intervertebral joint space causes pressure on the posterior longitudinal ligament and, via the ligament, on the anterior part of the dura mater. This produces multisegmental pain with dural reference, mostly in the trapezius and scapular area but possibly towards the head and/or pectoral area (see Ch. 7). The pain is the result of a discodural interaction: irritation of the anterior structures in the spinal canal is responsible for the dural symptoms. Pure posterocentral compression gives rise to pain felt centrally and/or bilaterally. Compression just laterally from the midline will result in pain that is felt unilaterally but is still multisegmental. The internal derangement in the intervertebral joint provokes articular signs demonstrable on functional examination.

Posterolateral displacement

If the extruded disc material runs into the nerve root canal, discoradicular interaction occurs. This posterolateral migration of disc tissue causes pressure on the nerve root, which results in a series of symptoms: first segmental pain following compression of the dural sheath (root pain), then segmental paraesthesia and/or neurological deficit as the result of the parenchyma becoming pinched. The disc displacement may be primary or secondary.

Stages of disc displacement

Disc displacements also behave according to their actual status of degeneration. Cyriax described seven stages of disc lesions, each one typical of a certain age group and characterized by a typical history (Fig. 8.1).20

Findings on examination

It is believed that disc degeneration and disc displacements are of themselves painless events. It is only when pain-sensitive structures in the neighbourhood pick up on the disc abnormality and translate mechanical pressure and inflammatory changes into pain that signs and symptoms originate. The reader is referred to Chapter 33 – the ‘dural concept’ – for a thorough description of this dural hypothesis.

Disc displacements in the cervical spine will give rise to the same set of signs and symptoms as in the lumbar spine. However, in contrast to the lumbar spine, disc lesions at the cervical spine may threaten the spinal cord. Therefore, not only the usual dural, articular and root signs and symptoms, but also cord signs and symptoms may be present here and must be sought.

Dural symptoms

When a fragment of disc (at any level) protrudes posterocentrally, it may compress the dura mater either in the midline, which results in central or bilateral pain, or slightly to one side, leading to pain felt unilaterally. The dura mater, being a multisegmentally innervated tissue, translates this compression into multisegmental pain (see Ch. 1). Pain reference from the cervical dural mater may thus spread up to the head and down to the mid-thoracic region, and may be felt anywhere in this area (Fig. 8.2). However, the pain is most commonly experienced in the region of neck, trapezius and scapula (Fig. 8.3a). Occasionally it is felt in the clavipectoral area or in the axilla (Fig. 8.3b).

Patients often mention a tender spot, usually somewhere at the superior border of the trapezius, which they identify as the source of their pain. On palpation the examiner indeed finds localized tenderness. However, during the examination, movements designed to test the trapezius muscle are found to be negative. Furthermore, the tender spot may shift during neck manipulation and disappears when a full and painless range is obtained. This confirms that the tenderness is clearly a referred phenomenon (see Ch. 1) without localizing or diagnostic value. This multisegmental tenderness is one of the dural symptoms and results from dural compression at any level.

In contrast to a lumbar discodural problem, a cough seldom hurts. Very exceptionally, swallowing may be uncomfortable, although the mechanism causing this symptom is unclear.

Dural signs

Dural signs are not found on examination. Although neck flexion stretches the dura mater, the pain very often experienced during this movement must be regarded as an articular sign rather than a dural one. Neck flexion can only be regarded as being a dural test if it stretches the dura from a distance, which is not the case here. There is also no equivalent to the straight-leg raising test in the lumbar examination where a simple movement (hip flexion with an extended knee) allows differentiation between dural pain, root pain and muscular tightness. Some nerve roots (C4–C6) are tethered to the gutter of their respective transverse process,21 but apparently not to the foramen.22 Some authors have developed and discussed ‘upper limb tension tests’ (ULTT) as a valuable examination procedure for patients with neck problems with or without radiation down the upper limb.23,24 The aim would be to create stress, transmitted to the structures in the spinal canal via the peripheral nerves (median–radial–ulnar). The peripheral nerves in the upper limb however, have, unlike those in the lower limb, a more complex course. It is therefore more difficult to carry out ‘pure’ movements and, although these tests stress the neurological tissues, they also stress some contractile and inert tissues in neck, shoulder girdle and arm. Because of their low specificity, 2527 they are not integrated into the standard functional examination of the cervical spine.

Articular symptoms and signs

The symptoms are activity-related: pain is elicited or influenced by movements, activity and posture. Sometimes there are twinges during movement of the neck.

On examination, a partial articular pattern of internal derangement is found: some active movements are painful and limited or cause pain at the end of range, while others are negative or clearly less positive. The asymmetrical pattern that occurs may vary from very subtle, with hardly any limitation, to very pronounced with some movements completely blocked, forcing the head in a deviated position. A minimal partial articular pattern (Fig. 8.4a) emerges when the internal derangement is minor and the discodural interaction slight. It is hypothesized that pronounced signs result from a severe discodural interaction (Fig. 8.4b). Passive movements usually hurt more than active ones, though cases may be encountered in which passive movements ease the pain. Resisted movements are negative, except perhaps resisted flexion. The latter may slightly increase the pain in more acute cases, presumably as a result of the consequent compression strain on the affected joint.

When neck flexion elicits pain in the upper thoracic area, further examination of neck, shoulder girdle and thorax must differentiate between a cervical lesion with pain reference to the upper thorax and a lesion in the shoulder girdle or upper thoracic spine. The movement is an articular sign for the cervical spine but is also regarded as a dural sign for the thoracic spine. During neck flexion the dura mater is stretched and drawn forward against an eventual upper thoracic protrusion (see Ch. 25).

A painful arc may be found on active or passive testing. This sign sometimes occurs during rotation movement in patients with unilateral symptoms and during extension in patients with central or bilateral pain, and is pathognomonic of a disc lesion.

If only one movement proves positive, it is usually rotation towards the painful side. Caution must be taken when the only painful movement seems to be side flexion away from the painful side. This sign may occur in any costoscapuloclavicular lesion, but may also suggest a lesion at the apex of the lung. Further investigations are necessary.

In discodural problems either the normal leathery end-feel is expected or, in more severe cases, the more typical end-feel of muscle guarding (‘crisp’). This is clearly unlike the hard end-feel of arthrosis or the muscle spasm end-feel of more serious disorders.

Root symptoms and signs

By analogy with the lumbar spine, where backache may evolve into sciatica, cervicoscapular pain may be replaced by brachial pain. The original multisegmental cervicoscapular pain disappears and severe and strictly segmental pain down the arm supervenes. The examiner must be aware that patients sometimes omit to mention the original pain in the trapezius or scapular area but concentrate only on the severe symptoms at presentation. This change in pain localization is the result of the disc moving laterally (Fig. 8.5). Pressure on the dura mater ceases when the dural sleeve of the nerve root becomes compressed and radicular pain appears. Increasing compression of the nerve root is translated into increasing symptoms and signs. Paraesthesia and/or numbness point towards involvement of the nerve root fibres and are usually felt in the distal part of the corresponding dermatome.

Conduction may become impaired, leading to neurological deficit, which manifests as a minor motor palsy (paresis), a sensory palsy (cutaneous analgesia) or both. Reflexes may become sluggish or absent. Because the cervical nerve roots emerge horizontally, the symptoms and signs are strictly monoradicular, in contrast to the situation in the lumbar spine where the nerve roots have an oblique course and one disc displacement may compress several nerve roots. However, the C6 and C7 nerves are sometimes slightly more oblique and may become compressed by two discs.

Additional tests to provoke radicular pain can be added. During the Spurling test, the patient side-flexes the head to the affected side first, followed by the unaffected side. Meanwhile the examiner presses straight down on the head.28 A test result is classified as positive if pain radiates into the arm towards which the head is side-flexed during compression. Alternatively the head is rotated and side-flexed to the same side during compression.29 This is called the ‘maximal cervical compression test’. Great care is needed while performing this test as it also compresses the vertebral artery.

Common syndromes

The following clinical pictures are all caused by cervical disc protrusions. Symptoms and signs are determined by size, localization and degree of degeneration of the displaced discal fragment and the nature of the involved structures.

Acute torticollis: unilateral pain with asymmetrical picture

Unilateral acute torticollis is caused by a discodural interaction that is quite common between the ages of 15 and 30. An acute torticollis under the age of 12 is rarely caused by a disc (see Differential diagnosis).

History

Most patients wake in the morning with a stiff neck. Pain and stiffness increase as soon as they adopt an upright position. Any attempt to move the neck results in unilateral pain, radiating to trapezius and/or upper scapular area. Occasionally the symptoms come on suddenly as the result of a certain movement (e.g. bending over a washbasin), trivial trauma (e.g. a blow to the head30) or coughing.

Neck movements make matters worse, and even arm movements may cause considerable pain. The pain diminishes when lying down with the neck supported but it is very difficult to change position and the patient has to hold the head firmly between the hands to do so.

Previous attacks, not necessarily with symptoms on the same side, may be mentioned. Many patients also feel giddy during an attack of acute torticollis.

Examination

On examination, gross and obvious articular signs are found: a striking and extremely painful limitation of one rotation and one lateral flexion towards the same side, usually the painful side. Often no movement is possible in either of these directions (Fig. 8.6). The other movements are much less painful and are scarcely limited, except possibly extension. The end-feel is empty or one of severe muscle guarding.

Resisted movements may be painful and even weak. The patient stops the contraction because muscular action causes a momentary change of pressure in the intervertebral disc and intensification of pain.

Arm movements may also be impaired. On active elevation of the ipsilateral arm, a false painful arc may be present and in very acute cases the patient may even be unable to bring the arm up voluntarily above the horizontal. These secondary signs are clearly the result of transmitted stress: when the arm reaches the horizontal, the muscular effort is at its greatest and secondary tautening of the cervical muscles takes place, leading to such pain that the arm falters and a false shoulder sign appears. There are no root or cord signs.

Diagnosis

The pattern of limitation is diagnostic. Acute torticollis is the most striking example of a partial articular pattern, which indicates that part of the joint is blocked by an intra-articular displacement. In most instances the displacement is nuclear: the nucleus has oozed out slowly during the night, while the patient has being lying for some hours with the neck in side flexion or rotation. The dura mater becomes compressed and irritated, which causes the cervicoscapular pain. A sudden onset suggests an annular displacement. It usually occurs in patients over 30. This mechanism was hypothesized by Cyriax more than 50 years ago and was recently proven by two MRI studies. Maigne et al performed MRI in a 15-year-old male adolescent, a few hours after the onset of torticollis. Increased signal intensity compatible with a fluid collection was seen in the right uncovertebral region at C2–C3, causing excessive lateral pressure and pushing C2 outwards. A new MRI taken 3 weeks after resolution of symptoms was unremarkable.31 Another MRI study performed by Gubin et al in ten children and adolescents with acute torticollis showed similar findings: high-intensity zones were seen near uncovertebral zones C2–C3 or C3–C4. The zones were always on the side where the patients felt pain and disappeared spontaneously after a few days.32

The characteristics of acute unilateral torticollis are listed in Box 8.2.

Differential diagnosis

Discogenic torticollis is the most common form of twisted neck or ‘wry neck’ and should be differentiated from many other types of torticollis.

Torticollis in infancy and childhood

This can be congenital or acquired. Congenital types include those resulting from osseous, muscular or neurogenic factors.

Osseous lesions are mostly anomalies of the atlas,33 such as hemiatlas, partial atlantic aplasia34 or partial atlanto-occipital fusion,35 and Klippel–Feil syndrome. Klippel–Feil syndrome is congenital fusion of two or more cervical vertebrae. The classic clinical triad is: lower neckline, short neck, and restriction of head and neck movements.36 In patients with moderate involvement, this classic triad may not be seen and sometimes there is only some scoliosis deformity or moderate torticollis.37

Congenital muscular torticollis (CMT) is caused by shortening of the sternocleidomastoid muscle. This leads the head to bend toward the affected side and the chin to turn to the opposite side, the so-called cock robin position of the neck. CMT is the third most common congenital musculoskeletal anomaly after dislocation of the hip and clubfoot,38 with a reported incidence of 0.3–1.9%.39 Various theories have been proposed but the true aetiology of torticollis remains uncertain.40 As a result of fibrotic changes of the sternocleidomastoid muscle, the unilateral contracture may subsequently result in plagiocephaly, skull and facial asymmetry.41 When diagnosed early, CMT can be managed conservatively and seldom requires surgery.42 In fact, a simple stretching programme leads to spontaneous resolution in most patients.43 In children older than 1 year, corrective surgery has both cosmetic and functional benefits, the best outcomes being obtained between the ages of 1 and 4. After the age of 5, the form and efficacy of treatment are controversial.44

Acquired torticollis in children should always be taken seriously, as it may result from a number of underlying causes, some of which are severe and life-threatening. Spontaneous subluxation of the atlantoaxial joint following peripharyngeal inflammation is known as Grisel’s syndrome. Children between 5 and 12 years are most frequently affected. However, the condition has been reported in patients ranging from infancy to the seventh decade of life.45 Torticollis may occur shortly after the onset of the underlying infection or it may follow mild trauma to the neck. The syndrome has been reported in association with rhinopharyngitis,46 cervical osteomyelitis, rheumatic conditions, and following surgical procedures such as tonsillectomy or adenoidectomy,47 choanal atresia repair and mastoidectomy. It is hypothesized that distension and abnormal laxity of the ligaments surrounding the atlantoaxial articulation result from direct spread of inflammation from the pharynx and nasopharynx.48 This leads to C1–C2 instability with subluxation and (sometimes) devastating neurological sequelae (between 10 and 15% of patients have neurological signs or symptoms, with serious consequences including quadriplegia and sudden death49). The condition begins with a spasm of the irritated sternocleidomastoid muscle. This contraction leads to a typical position of the head, which is easily differentiated from the position in acute discogenic torticollis. In a disc lesion, the deviation is purely in lateral flexion or flexion or a combination of both. When a spasm of the sternocleidomastoid muscle is responsible, the neck is held in flexion, side flexion towards and rotation away from the painful side (signe du merle or ‘blackbird’s sign’) (Fig. 8.7).50

The diagnosis of atlantoaxial subluxation requires radiological investigation. Plain radiographs of the cervical spine may show asymmetry between the facet joints on the anteroposterior projection and an increased atlanto–dens interval on the lateral projections.

Initial treatment consists of collar immobilization and broad-spectrum antibiotic therapy. In the case of persistent torticollis with no improvement following 1 week of conservative treatment, the patient should be referred for neurosurgical consultation.

Benign paroxysmal torticollis is a relatively uncommon, self-limiting condition occurring during infancy. It resolves by the age of 2–3 years. Periodic episodes of torticollis may randomly alternate from side to side and be associated with vegetative symptoms. The aetiology is unknown and no treatment is effective.51

Spasmodic torticollis

Spasmodic torticollis or cervical dystonia is the most frequently occurring focal dystonia, with an incidence of 8.9 per 100 000 people.52 Dystonia is defined as sustained, involuntary muscle contractions, which often cause twisting or repetitive movements or abnormal postures. The origin of the symptoms is still unclear. The condition often results in cervical pain and disability as well as impairments affecting postural control.53

The inspection is diagnostic. The patient is seen to rotate the head suddenly, always in the same direction, by an apparently irresistible active movement. This involuntary movement can be prevented by manual pressure, which can also be used to overcome the muscles and rotate the head back into the neutral position. The muscles give way in a manner that suggests neurological hypertonus.

Therapy of spasmodic torticollis includes behaviour modification, such as training the patient to readjust the position of the head, and biofeedback, hypnosis and anticholinergic drugs.54 When these procedures are not successful, local application of botulinum toxin A offers a highly effective treatment technique. Botulinum toxin A is injected into the overactive, dystonic cervical musculature to provide a graded, reversible denervation of the neuromuscular junction by preventing the release of acetylcholine from the presynaptic axon of the motor end plate. Botulinum treatment showed success rates ranging from approximately 60 to 90%.55,56 Surgical intervention is used when a patient has not responded to other interventions. Although a variety of surgical techniques have been studied, the most commonly used approach is selective peripheral denervation.57

Unilateral cervicoscapular pain

This is the most common neck complaint. Symptoms may start from the late 20s on and can occur at all ages. The pain has a recurrent character with varying localization and eventually becomes more or less chronic.

History

The patient describes periods of unilateral cervicoscapular pain, which may come on spontaneously or after a minor trauma. The pain may be localized, usually at the mid- or lower neck, or refers to the trapezius area, scapular area, shoulder region or head. The multisegmental character of the reference shows the pain to be of dural origin. The pain is aggravated by certain movements – a common complaint is difficulty in twisting the head to one side so as to reverse a car. Certain postures, especially flexion maintained for a certain time (e.g. when reading), may increase the pain. There is usually no pain at night, except on turning in bed. The painful episode lasts a few days to several weeks and disappears spontaneously. There is no pain between the bouts. A new attack is not always felt on the same side. Over the age of 50, pain may not disappear completely between two episodes of aggravation.

Examination

A mild partial articular pattern is found (Fig. 8.8). As a rule, two, three or four movements out of the six are painful, and four, three or two prove painless. Passive movements are usually more painful than active ones. There may be minor limitation, or a painful arc is found. The end-feel is rather crisp, indicating the muscle guarding typical of a disc lesion, but it is not uncommon to find a normal, capsular end-feel. Root and cord signs are absent. It is not easy to determine the level at which the protrusion lies, because any disc at any level gives rise to the same symptoms (multisegmental pain) and signs (partial articular pattern). Oscillatory techniques on a sitting or prone lying patient or anteroposterior gliding movements with the patient lying supine may sometimes provoke the pain and give an idea as to the level but this cannot always be relied upon.

Differential diagnosis

The differential diagnosis includes lesions in the shoulder girdle (e.g. posterior sternoclavicular syndrome, see online chapter Interpretation of the clinical examination of the shoulder girdle), in the upper thoracic area (see Ch. 26), internal disorders (e.g. in the heart, lungs or diaphragm, see Ch. 28) and neurological conditions (e.g. long thoracic or spinal accessory neuritis, see online chapter Nerve lesions and entrapment neuropathies of the upper limb).

Treatment

Unilateral pain in the cervicoscapular area is highly suitable for manipulation. Usually a few sessions suffice to restore a full and painless range of movement. The patient must be informed that the disc may move again, however, and that recurrences are not uncommon. Each new attack should be treated in a similar way. However, when there is a tendency to recurrence, prophylactic measures should be taken (i.e. position at work, sleeping position, collar, exercises – see Ch. 13).

See Box 8.3 for a summary of unilateral pain in the neck, trapezius or scapular area.

Unilateral root pain

Root pain as the result of a disc protrusion pressing on the dural investment of a cervical nerve root is quite common. It has an incidence rate of 1/1000 per year with a peak age between 45 and 54. The lesion very seldom occurs in adolescence. In younger patients suffering from cervical root pain, other disorders must be excluded before a disc lesion is considered. Over the age of 60, root pain caused by a discoradicular interaction is also rare, whereas an osteophytic or metastatic compression becomes more likely (Box 8.4).59

History

As a rule, the patient has had a history of recurrent bouts of unilateral cervicoscapular pain over the past years. The present symptoms start with the usual scapular pain, but this time they do not resolve spontaneously. On the contrary, one day the scapular pain may have become much worse and strictly unilateral, subsequently shifting to shoulder and arm (Box 8.5). The scapular pain then disappears or diminishes to a degree that it is no longer worthy of mention, whereas pain in the arm increases and remains severe for 1–2 months. The ache is sharp and permanent, and prevents the patient from sleeping. Sometimes the patient can only achieve rest by bringing the arm above the head – a position that relieves tension on the roots but also widens the intervertebral foramen and diminishes the pressure.60,61 This sign is highly suggestive of a discoradicular conflict, but is unlikely to be present in radiculopathy caused by spondylosis.62 The arm pain may be accompanied by pins and needles in some fingers, later followed by numbness. In order to make the differential diagnosis with other lesions that provoke paraesthesia, it is vital to collect more information about its behaviour: how far proximally does the paraesthesia spread, which fingers and what parts of them are involved, and when precisely are the pins and needles felt? A typical feature is that the paraesthesia has neither edge nor aspect within the fingers. Stroking the skin may provoke or increase pins and needles but moving the digits has no influence. Paraesthesia comes and goes, day or night, in an erratic fashion, appears without any definite reason and does not last for more than an hour at a time. In difficult cases, diagnostic traction may help: if the paraesthesia disappears during manual traction at the head and comes back when traction is released, the cause is clearly cervical.63 In most cases pain and paraesthesia disappear spontaneously, 6–10 weeks after the onset of the brachial pain. It may take months for the numbness to disappear completely.

Examination

The patient is asked about the precise location of the pain, which will enable the examiner to determine the dermatome and affected root. However, it is important to mention that the localization of the arm pain is not always a reliable localizing sign. Due to the high incidence of intradural connections between the dorsal rootlets of C5, C6 and C7 segments, there can be overlap between dermatomes, with one dermatome encompassing one or two adjacent segments.64,65 It may therefore be possible for an individual to have a dermatomal distribution that fails to match the classic pattern precisely. A better pointer to the level of compression is paraesthesia, and therefore, if the patient mentions pins and needles, more details should be sought about their localization.

Articular signs may be present but are not paramount. Usually only a slight partial articular pattern of internal derangement is seen; as the protrusion lies more outside the joint and the articular movements no longer interfere with it, articular signs are less important than root signs. Some active and passive movements may provoke or increase pain in the scapular area. The end-feel is crisp. It is possible, although not at all common, for neck movements to influence the pain and/or the pins and needles down the arm. The Spurling manœuvre (a downwards pressure on an extended and rotated neck) may also elicit radicular pain and paraesthesia.28 Resisted movements of the head are negative.

At the end of the normal course of the disorder, neck movements become completely painless but the arm still hurts considerably. At this point the best diagnostic clue (apart from the history) is the characteristic pattern of root palsy on examination of the upper limb.

Weakness indicates which nerve root has become compressed. The degree of motor deficit can be very subtle. The examiner should therefore compare both sides carefully.65 Gross weakness (3+ or 4) is a warning sign, indicating that the lesion is very probably non-discogenic in nature. Cutaneous analgesia is sought at the fingers and the reflexes are tested. An uncomplicated discoradicular interaction does not cause cord signs.

Different root syndromes and their differential diagnosis

The nerve roots most frequently compressed by a disc are, in order of frequency, C7 (56–70%), C6 (19–25%), C5 (2–14%) and C8 (4–10%).66 Each nerve root lesion, whatever its cause may be, gives rise to pain felt in the skin area corresponding with the segment to which the nerve root belongs. The pain is the result of involvement of the dural sheath surrounding the nerve fibres. When the nerve parenchyma becomes affected too, paraesthesia will be felt down the nerve distribution in the arm. However, variations in the nerve distribution may occur,6769 and pain and paraesthesia may be felt in areas which do not totally correspond to one specific dermatome. More involvement of the nerve fibres causes weakness of the muscles belonging to the same segment and cutaneous analgesia in some (mostly the distal) part of the dermatome. One should bear in mind that other (non-neural) soft tissue lesions may lead to exactly the same segmental pain.70 Therefore resisted tests, undertaken to examine nerve root conduction, also serve to test for alternative causes of pain down the limb.

C1 and C2 nerve roots

The absence of discs at the first two cervical levels implies that nerve root compression by discs cannot occur. Reference of pain to the C1 or C2 dermatomes (headache; Fig. 8.9) does not always mean that C1 or C2 nerve roots are involved; the pain may be multisegmental and the result of compression of the lower cervical dura by a posterocentral disc protrusion.71,72

True segmental C1–C2 pain may be found in elderly people and is usually bilateral. It is hypothesized to be the result of arthrosis at the upper cervical joints involving the capsular and ligamentous structures.

The C2 spinal nerve has a close proximity to the lateral capsule of the atlantoaxial (C1–2) zygapophyseal joint and innervates the atlantoaxial and C2–3 zygapophyseal joints; therefore, trauma to or pathologic changes around these joints can be a source of referred headache. This occurs especially in elderly patients with gross unilateral arthrosis of the atlantoaxial joint. It causes unilateral deep or dull pain that usually radiates from the occipital to parietal, temporal, frontal and periorbital regions. Ipsilateral eye lacrimation and conjunctival injection are common associated signs.73 Clinical examination shows a marked full articular pattern in which rotation is especially limited.

C3 nerve root

Compression of the third cervical nerve root by a posterolateral disc displacement is very rare.

Pain is felt at the lateral aspect of the neck and is referred to the occipital and temporal regions and the posterior part of the cheek. Pins and needles or numbness may be present (Fig. 8.10). Weakness is clinically not detectable. Cutaneous analgesia is uncommon, but if it occurs, it occupies any part of the lateral aspect of the neck.

Differential diagnosis.

Most C3 pain stems from the C2–3 zygapophyseal joint. This joint and the third occipital nerve appear most vulnerable to trauma from acceleration–deceleration (‘whiplash’) injuries of the neck.74 Pain in this region may also result from pressure on the dura mater at any level and is then multisegmental. Heart disease may also give rise to reference of pain in the C3 dermatome. Another possibility is a trigeminal neuritis, which is characterized by paroxysms of severe, lancinating, electric bouts of pain restricted to the distribution of the trigeminal nerve.75

C4 nerve root

Discogenic lesions of the fourth cervical nerve root are rare. Pain spreads from the lower half of the neck towards the point of the shoulder (Fig. 8.11). Paraesthesia seems not to occur at this level. In theory, weakness of the trapezius muscle should be found but in practice muscular weakness is not detectable. A horizontal band of cutaneous analgesia may be found along the spine of the scapula, the mid-deltoid area and the clavicle.

C5 nerve root

A C5 nerve root involvement is usually not the result of a disc lesion but is often the outcome of either a traction injury or compression by an osteophyte. Traction palsy of the C5 nerve root occurs after an injury that depresses the shoulder girdle and osteophytic palsy caused by encroachment into the fourth intervertebral foramen. Both result in gross weakness of the C5 muscles without pain.

Pain is felt along the lateral aspect of the arm and forearm as far as the base of the thumb (Fig. 8.12). Pins and needles do not seem to occur in C5 nerve root compression.76 Weakness may be found in supraspinatus, infraspinatus, deltoid and brachial biceps. A C5 sensory palsy from a disc is rare. The biceps jerk may be sluggish or absent; the brachioradialis jerk is sluggish, absent or inverted.

Differential diagnosis.

The differential diagnosis (see online chapter Nerve lesions and entrapment neuropathies of the upper limb) includes some peripheral nerve lesions and all pathology of the shoulder (see Chapters 14 and 15 ):

• Axillary nerve palsy after dislocation of the shoulder: this results in painless weakness and atrophy of the deltoid muscle and consequent weakness of abduction of the shoulder. Rotation movements remain strong.

• Mononeuritis of the spinal accessory nerve: there is painless weakness of the trapezius muscle which results in slight limitation of active elevation of the arm.

• Mononeuritis of the long thoracic nerve: this presents with painless weakness of the serratus anterior muscle. Active elevation of the arm is grossly limited.

• Mononeuritis or traumatic palsy of the suprascapular nerve: there is painless weakness of the infraspinatus (and supraspinatus) muscles.

• Neuralgic amyotrophy: this leads to gross weakness in several muscles.

• Herpes zoster: there is pain and a typical skin eruption in the C5 dermatome.

• Shoulder arthritis, supraspinatus tendinitis or infraspinatus tendinitis: pain down the C5 dermatome can be referred from the joint capsule or from a rotator cuff tendon.

• Rupture of the supraspinatus muscle: partial rupture leads to painful weakness and complete rupture to painless weakness of abduction at the shoulder.

• Rupture of the infraspinatus muscle: lateral rotation is painful and weak in partial rupture, and weak only in complete rupture.

• Metastases or fracture in the scapula: passive mobility of the scapula is limited and the muscles attached to it are weak.

• Myopathy: bilateral wasting of the supraspinatus and infraspinatus muscles is suggestive of myopathy. Arthritis from immobilization of the shoulder is then a painful complication.

C6 nerve root

The sixth cervical nerve root can become compressed by the C5 disc or by osteophytic outcrops originating from the uncovertebral joint or from the facet joint.

Pain runs along the anterior aspect of the arm, the volar aspect of the forearm and the radial side of the hand as far as the thumb and index finger (Fig. 8.13). Pins and needles are felt in the thumb and index finger.77 There is weakness of the biceps, brachialis, supinator brevis and the extensors of the wrist. Sometimes the subscapularis muscle is affected too. Cutaneous analgesia is sometimes detectable at the tips of thumb and index finger. The biceps jerk is sluggish or absent.

Differential diagnosis.

The differential diagnosis is from the following disorders:

• Thoracic outlet syndrome: nocturnal pins and needles in one or both hands are often a conspicuous feature. Searching for the release phenomenon by scapular testing provides the clue (see online chapter Nerve lesions and entrapment neuropathies of the upper limb).

• Compression of the median nerve in the carpal tunnel: there are pins and needles in the three and a half radial fingers. The history is indicative (see online chapter Nerve lesions and entrapment neuropathies of the upper limb).

• Palsy of the radial nerve from compression at mid-humerus: there is paralysis of the extensors of wrist and fingers, together with weakness of supination of the elbow and of extension of the thumb (see online chapter Nerve lesions and entrapment neuropathies of the upper limb).

• Tendinitis or partial rupture of the biceps muscle: there is pain or painful weakness on resisted flexion of the elbow (see Ch. 15).

• Tennis elbow: tendinitis at the origin of the extensor carpi radialis brevis may be so acute that the patient often winces and lets the hand go when asked to extend it against resistance (see Ch. 19).

C7 nerve root

Compression of the seventh cervical nerve root by the C6 disc is far more common than compression at any other level.66

Pain is felt at the posterior aspect of the arm and the dorsal aspect of the forearm as far as the second, third and fourth fingers (Fig. 8.14). Rarely, pain is experienced at the anterior and upper aspect of the chest and not in the arm. Pins and needles are mostly felt in the index, middle and ring fingers. The most conspicuous feature is weakness of extension of the elbow (triceps muscle). Flexion of the wrist may also be weak (flexor carpi radialis). In severe cases, resisted adduction of the arm is slightly weak and there may even be some visible wasting of the mid-portion of the pectoralis major. The examiner also notices that voluntary elevation of the arm is lacking over the final 5°. In the unusual circumstance of a larger part than usual of the serratus anterior muscle being derived from the C7 segment, winging of the scapula may be seen.78 Cutaneous analgesia is sought at the dorsal aspect of the index and middle fingers. The triceps jerk is seldom affected, even in quite severe cases.

Differential diagnosis.

Differential diagnosis is from the following disorders:

C8 nerve root

The eighth cervical nerve root emerges between the seventh cervical and first thoracic vertebrae and can be compressed by the C7 disc.

Pain is felt at the inferior part of the scapular region and the ulnar aspect of the hand, over the middle, ring and little fingers and the ulnar and distal aspect of the forearm (Fig. 8.15). Pins and needles are experienced in the middle, ring and little fingers). The condition is easily confused with ulnar nerve problems (‘pseudo ulnar palsy’).79

Both extensors of the thumb are weak. Other muscles affected are the ulnar deviators of the wrist, the adductor pollicis, the common extensor of the fingers and the abductor indicis. Occasionally the triceps muscle is also slightly weak. Cutaneous analgesia is found at the little finger.

Differential diagnosis.

The differential diagnosis includes:

• Thoracic outlet syndrome: this may result in pins and needles in the ulnar fingers and sometimes in weakness of the intrinsic muscles of the hand too (see online chapter Nerve lesions and entrapment neuropathies of the upper limb).

• Metastases in the C1 or T1 vertebra: involvement of the C7 and C8 nerve roots at the same time is very suggestive of malignant disease.

• Angina pectoris: heart disease should always be considered when pain radiates to the left arm, especially to the ulnar aspect of the hand and forearm.

• Traction palsy of the lower trunk of the brachial plexus: this also affects the fibres derived from the C8 nerve root (see online chapter Nerve lesions and entrapment neuropathies of the upper limb).

• Frictional neuritis of the ulnar nerve at the elbow or pressure on the ulnar nerve at the wrist (see online chapter Nerve lesions and entrapment neuropathies of the upper limb).

• Thrombosis of the subclavian artery: there is pain in the upper limb and an absent radial pulse.

T1 nerve root

This segment includes the upper limb and is therefore examined with the neck. Compression of the first thoracic nerve root by a T1 disc protrusion is very uncommon and never leads to a palsy.

T1 pain is felt in two distinct sites: the pectoroscapular area and the ulnar aspect of the forearm (Fig. 8.16). The thoracic pain may be influenced by coughing and neck flexion. The T1 root is stretched by a forward movement of the scapulae, and by abducting the arm and flexing the elbow so that the hand comes to lie behind the neck.80 Pins and needles are felt at the ulnar side of the hand. A T1 palsy is characterized by weakness of the intrinsic hand muscles, but is never caused by a disc lesion. Also, numbness in the T1 area is always the result of a non-discal condition. A first thoracic palsy, together with Horner’s syndrome, is one of the main symptoms in Pancoast’s tumour81 and also vertebral metastases may involve the T1 nerve root.

Differential diagnosis.

Differential diagnosis of a T1 lesion should be made from the following conditions (see online chapter Nerve lesions and entrapment neuropathies of the upper limb):

Natural history

In discoradicular interactions, spontaneous cure is the rule for both pain and neurological deficit.83 Patients with neurological deficit usually recover in about 3 months, and those without in 4 months, reckoned from the onset of the pain down the arm. The more marked the palsy, the more quickly the pain abates. Muscle strength will almost certainly have returned to normal 3–6 months after the pain ceased. The only exception is the C8 root, which may take 6 months or more to recover. The sensory disturbance recovers very gradually over a year. Mochida et al performed follow-up studies, both clinical and with MRI, on 38 patients with lateral cervical disc herniations. All of them were treated with conservative therapy. The authors’ conclusion was: ‘migrating, lateral-type herniations regress so frequently that conservative treatment should be chosen not only for patients with radicular pain, but also for those with upper limb amyotrophy.’84

Treatment

There are a number of approaches to treatment of nerve root problems.

Manipulation

This can be tried in patients without neurological deficit and with favourable articular signs (neck movements hurt in the scapular area). Reduction in a few sessions is possible in the first 2 months after the onset of the brachial pain. After this period, the results are poor. Manipulation is almost impossible in patients with unfavourable signs (neck movements hurt down the arm or provoke pins and needles in the hand).

When the root pain has been present for some time or neurological deficit has set in, it is better to explain the mechanism of spontaneous cure to the patient and to wait for it. In the meantime, nerve root blocks are given to control the pain. Unilateral scapular pain and root pain of more than 6 months’ standing can often be helped with two or three manipulation sessions. The scapular pain ceases and the mechanism of spontaneous cures is restarted.

Less common syndromes

The syndromes described in this section are also based on disc lesions that, in contrast to the lumbar spine, may imperil the spinal cord. Cyriax believed that posterocentral disc protrusions may form the first step in the evolution towards spinal stenosis. An unreduced central disc displacement exerts continuous pressure on the posterior longitudinal ligament. The latter draws the periosteum away from the vertebral bone. Bone grows towards the periosteum and osteophytes form. These diminish the anteroposterior diameter of the spinal canal and spinal stenosis syndrome develops (see p. 164).

The clinical pictures that appear during the first stage of this development are still reversible by simple manual techniques. Once bony narrowing of the spinal canal has started, however, reduction is impossible.

Acute torticollis with central pain and a symmetrical picture

Central or bilateral pain in the neck, trapezius or scapular area

The condition causes central neck pain, with or without bilateral radiation to occiput, trapezii and scapulae, although slow painless development also occurs. Pain is the result of the pressure exerted on the dura mater (Fig. 8.20). Cord symptoms indicate involvement of the spinal cord. Cord signs point to irreversible impairment of conduction. The evolution from pain, through cord symptoms to irreversible cord signs may take several years to develop.

History

Patients are usually middle-aged. They start complaining of central neck ache, which later spreads bilaterally from the occiput to both trapezii. Gradually the pain expands, radiating down to the interscapular area and both scapulae. There may come a time when both upper limbs start to ache. Pain in the arms may alternate: if it is more severe on one side, it is correspondingly less so on the other. By the time the pain has become constant, pins and needles may start, first in both hands, some time later in both feet too. Neck flexion may bring on or increase the pins and needles.

In the middle-aged or elderly patient, the whole process may be entirely painless. It starts with pins and needles in all four limbs: first in both hands, later radiating into the lower limbs, from the front of both knees to the feet. Gradually the gait may become disturbed and weakness appears in both hands.

Degenerative disorders

Arthrosis of the cervical spine is usually referred to as cervical spondylosis or spondylarthrosis. It starts very early in life with disintegration of the disc. The ageing of the cervical disc and the consequences for the surrounding structures have been discussed earlier in this chapter. Degenerative changes in vertebrae and discoligamentous structures are found in 75–90% of people aged over 50.15,16,89 From middle age on, degeneration is evident on plain X-rays and on MRI in more than 50% of asymptomatic people.90,91 Therefore, most authors emphasize that there is no consistent correlation between abnormal radiographic appearances and symptoms.92,93 The conclusion that pain originates from degeneration of the cervical spine is all too often made by looking at imaging alone. The importance of arthrotic changes is overestimated because, in most instances, the degenerative condition is not painful in itself and leads only to some stiffness. It is the clinician’s task to determine the possible relationship between the degenerative changes and the patient’s symptom.94

Non-symptomatic arthrosis at the cervical spine shows painless limitation of movement in the capsular proportions whereby the movements are merely uncomfortable at the end of range. The end-feel is hard.

Symptomatic cervical spondylosis should be diagnosed purely on clinical grounds, through history and clinical examination. When cervical movements influence the patient’s symptoms, the problem clearly lies within the spine but this does not necessarily imply that arthrosis is responsible. Although degeneration is not painful of itself, it can lead to symptomatic conditions such as: ligamentous contracture, overstretching of a facet joint, radicular compression by osteophytes or cervical spinal stenosis. The diagnosis of these lesions should be made on clinical grounds and not on imaging.95

Local pain

Pain in the neck, either unilateral or bilateral, and with or without radiation to the head, occurs in degenerative conditions affecting the upper cervical ligamentous complex or the facet joints. This takes place in arthrosis of the upper two cervical joints, in subacute arthritis of the atlantoaxial joint, in facet joint arthrosis or in traumatic osteoarthrosis.

Morning headache in the elderly

‘Morning headache’ in the elderly is believed to stem from ligamentous contracture at the atlanto-occipital and atlantoaxial complexes. The hypothesis relies on the typical distribution of pain in the C1–C2 dermatomes,96,97 the leathery end-feel on clinical examination and the uniformly good results with mobilization.

As age advances, increasing pain develops in the C1–C2 dermatomes: the middle of the upper neck and the occiput, the temples and the forehead (C2). Local pain may be totally absent, so that the patient complains of occipitofrontal headache only.98 The headache is only on waking and happens without fail every morning. After some hours the pain begins to diminish and by midday all symptoms have ceased, only to return the next morning. Later in the course, the pain may last longer into the day.

On examination a full articular pattern is found. The movements are not very painful but merely stiff and uncomfortable. The end-feel is hard but not bone-to-bone; rather it is leathery, showing capsular contracture. Radiography demonstrates a certain degree of arthrosis, normal for the patient’s age.

The differential diagnosis is between traumatic arthrosis and postconcussional headache. In both, the history is distinctive (see pp. 164 and 168).

The condition is very easily cured by manipulation: 1–4 sessions of slow capsular stretching make all symptoms disappear. Age is not a contraindication to manipulation but the older the patient, the more gradually the therapist must work: fewer manœuvres are carried out in one session and the interval between the sessions is longer (see Ch. 11 and summary in Box 8.7).

Arthrosis of a facet joint

The prevalence of cervical facet joint degeneration is very high in individuals aged 50 years and more, with a tendency to increase in severity with age. Contrary to the lumbar spine, where there is an increase in degeneration towards the lower segments, in the cervical spine all levels of the middle and lower cervical spine are affected to almost the same degree.100 However, the relation between the high prevalence of radiographic zygapophyseal arthrosis and neck pain is not clear.101 It is not well understood why arthrosis at a facet joint becomes symptomatic in one person and not in another. Cyriax hypothesized that pain results from the formation of adhesions and a ‘self-perpetuating inflammation’, which follows overstretching of the arthrotic joint capsule.20

Diagnosis of a facet joint lesion is not easy and is always tentative. Some elements from the history and clinical examination may help in differentiating a facet joint lesion from a discodural conflict. In doubtful cases, local infiltration with lidocaine may prove diagnostic.102

The pain has a spontaneous onset, is unilateral and does not spread. When the facets are bilaterally affected, the pain is bilateral, sparing the centre of the neck. Dural symptoms are absent. Pain is felt when certain positions have to be maintained for a period of time.

On examination, a partial articular pattern is found: some movements, especially passive ones, hurt. The end-feel is rather hard. The fact that the pain is quite localized and does not radiate indicates the possibility of a facet joint lesion. Troisier82 distinguishes a ‘convergent’ and a ‘divergent’ pattern of painful movements (Figs 8.21 and 8.22). In the first, there is pain on extension and on lateral flexion and rotation towards the painful side. In the second, the opposite is found: flexion, lateral flexion and rotation away from the painful side hurt. Such a pattern is compatible with facet joint involvement but does not exclude a discodural interaction. Differentiation between these lesions is always difficult.

This condition responds to deep transverse massage at the joint capsule and slow stretching manipulation. Infiltration with a steroid suspension is an alternative (Box 8.8).

Radicular complaints: osteophytic root compression

A nerve root can become compressed by osteophytes and bony spurs in the neural foramen. The root normally occupies about one-third of the space in the foramen and is accompanied by radicular arteries and veins. The spinal nerve root is vulnerable to compression, anteriorly by an osteophyte derived from the uncovertebral joint and posteriorly by one originating from the facet joints, or from both (Fig. 8.23). These phenomena are secondary to degeneration of the intervertebral disc, with subsequent dehydration and collapse. This disintegration causes increased mechanical stress at the uncovertebral joints and the facet joints, leading to the formation of subperiosteal bone and osteophytic outgrowth, and finally resulting in narrowing of the intervertebral foramen and encroachment of the nerve.103,104

Symptoms of osteophytic radiculopathy usually develop insidiously, but are sometimes triggered by trauma. The patient is over 50 and complains of paraesthesia and weakness in the arm, sometimes pain. Contrary to a disc that causes radicular pain, in osteophytic root compression there is or was not much pain in the neck or scapular area, merely some stiffness. Also the root pain is very moderate, though it may be present for several months. The main complaints are paraesthesia in the arm or fingers and a gradually increasing weakness of the arm.

On examination, a full but painless articular pattern with a hard end-feel is found, indicating arthrosis. If any movement does hurt, it is usually side flexion towards the affected side, and a twinge may travel down the arm. Alternatively, waves of paraesthesia may be felt in the distal part of the relevant dermatome and are clearly the result of the osteophyte being pushed against the nerve root. The Spurling manœuvre (a downward pressure on an extended and rotated neck) may also elicit radicular pain and paraesthesia.28 Isometric testing of the upper limb shows segmental weakness. The most frequent localization is C4–C5. A combination of higher uncinate process, smaller anteroposterior diameter of the intervertebral foramen, and a longer course of the nerve root in close proximity to the uncovertebral joint may explain the predilection of nerve root compression at this level.105,106 The C5 nerve root thus becomes compressed, identified by the difficulty or sometimes even inability to bring the arm up. In severe cases, the deltoid may become wasted.107

The differential diagnosis is from root compression by a disc protrusion or by a neuroma or metastases, and can usually be made on a clinical basis (Table 8.2). The osteophyte grows slowly and lies quite far laterally so that it does not exert pressure on the dural investment of the nerve root. Therefore intense pain, as would occur in a discoradicular interaction, is seldom present. The patient complains mainly of paraesthesia and of a progressive weakness of the upper limb developing over the course of a few months. Nerve root compression by a disc protrusion is characterized by a definite chronology: a period of bouts of multisegmental pain, referred to the scapular area, is followed by the occurrence of segmental pain, followed by segmental paraesthesia and often moderate neurological deficit of the muscles belonging to the same segment. The condition undergoes spontaneous cure in 2–3 months. A neuroma usually starts in the opposite way: distal paraesthesia first, followed by pain that starts distally and spreads in a proximal direction. Root pain due to a neuroma typically occurs in younger people, while root pain from a disc lesion occurs more frequently in the middle-aged. A tumour or metastasis leading to root compression usually has a quicker progression than an osteophyte. Further differential diagnosis includes all the upper limb entrapment syndromes and neuralgic amyotrophy (see online chapter Nerve lesions and entrapment neuropathies of the upper limb).

Table 8.2

Differential diagnosis between discal and osteophytic root compression

  Disc Osteophyte
History > 35 years of age Elderly: > 50 years of age
  Shifting pain (scapula > arm) Arm pain
  Typical evolution No evolution
  Intense pain Slight pain
  Pain > weakness Weakness > pain
Examination Partial articular pattern Full articular pattern
    Compression pain
  Subtle weakness Serious weakness
  C7 root C5 root

The diagnosis can be confirmed by radiography. Anteroposterior and oblique views show the encroachment. The uncovertebral osteophytes are best seen on an anterior view and the posterior osteophytes on an oblique one. Computed tomography (CT) is often used to complement radiography because it provides superior imaging of bone and better defines the anatomy and size of the neural foramen.108 When the clinical diagnosis of an osteophytic root palsy has been made and the X-ray confirms its presence, the diagnosis is clear. Nevertheless, it should be borne in mind that the prevalence of asymptomatic osteophytes is very high. Therefore, the clinical examination is decisive.

Manipulation is, of course, contraindicated. Two infiltrations of triamcinolone suspension around the nerve root – nerve root block – at an interval of 2 weeks may be tried. It alleviates the inflammation at the level of the compressed nerve root, so that the pressure diminishes.109,110 The discomfort disappears but the anatomical situation has not changed. When there is gross muscular weakness or weakness has a tendency to increase, surgical treatment is indicated. During the last few decades, a minimally invasive posterior cervical foraminotomy technique has been developed111 that is highly effective and results in long-lasting pain relief.112

Compression phenomenon: the mushroom phenomenon

This phenomenon is extensively described in later chapters on the thoracic and lumbar spine (see Chs 27 and 35) and is summarized in Box 8.9. A cervical mushroom phenomenon is very rare. It occurs in advanced degeneration of the disc, which displaces mainly in the anterior and anterolateral directions. The intervertebral space becomes so narrow that the vertebral bodies lie in apposition. This phenomenon, together with folding of the posterior longitudinal ligament and enlargement of the arthrotic facet joints, can cause considerable narrowing of the spinal canal and the lateral recess, which may result in compression of dura or nerve root during axial loading.

An elderly patient will state that there are no symptoms as long as recumbency is maintained: in that position the head can be moved easily in every direction without any problems. However, on standing or sitting for a certain amount of time, vague, central and bilateral pain in the neck develops and spreads to both arms and hands. All symptoms disappear when traction is applied or the head lifted upwards with the hands. On examination, a full articular pattern is found: painless limitation of movement with a hard end-feel. There are no radicular signs and no cord signs; consequently the diagnosis rests mainly on the history. A radiograph shows severe arthrosis with gross narrowing of the intervertebral space.

The patient can be helped either by a weight-relieving collar or by surgery (arthrodesis).

Cervical spondylotic myelopathy

Cervical spinal myelopathy (CSM) is defined as spinal cord dysfunction, secondary to intrinsic compression from degenerative disease of the cervical spine. It is the most common cause of spinal cord dysfunction in patients who are aged over 55.113 The presence of a congenitally narrow spinal canal is a critical predisposing factor in patients with spondylotic myelopathy.114 The anteroposterior diameter of the cervical spinal cord is 10 mm on average and normally the sagittal diameter of the spinal canal averages ± 18 mm. It is therefore generally accepted that a spinal canal with a diameter between 10 and 13 mm is at risk and can only sustain a narrowing of 2–4 mm before developing myelopathy.115,116

Pathogenesis

Symptoms of myelopathy occur in a wide variety of combinations. In its most severe form the clinical presentation is a spastic gait. There may be atrophy, sensory disturbance and spasticity in the hands. Sometimes impairment of sphincter function also occurs.117 The variable clinical picture reflects the many complex factors that may affect the spinal cord. The primary pathophysiologic abnormality is a reduced sagittal diameter of the spinal canal. In that narrowed canal, two different mechanisms – a mechanical and a vascular one – can cause pathological changes in the spinal cord. White and Panjabi118 divide the mechanical factors involved in the pathogenesis of CSM into two groups: static and dynamic. Static factors include the well-known arthrotic changes that narrow the canal: a spondylotic bar anteriorly, degenerative osteophytosis of the uncovertebral joints and facet joints laterally, and hypertrophic ligamenta flava posteriorly (Fig. 8.24).119,120 Dynamic factors are abnormal forces placed on the spinal column and spinal cord during flexion and extension. Diminution of the diameter of the spinal canal occurs during extension (because of folding of the posterior longitudinal ligament and of the yellow ligament121) and during flexion (the spinal cord is pulled against the osteophytes).122 Also degenerative cervical spondylolisthesis may cause excessive movement.123,124 During extension, backward gliding of the vertebrae, in combination with folding of the posterior ligaments, may result in cervical cord encroachment (the pincer effect) (see Fig. 8.24).125

Another mechanical theory is that CSM is caused by tensile stresses transmitted to the spinal cord from the dura via the dentate ligaments.126 A spondylotic bar pushes the spinal cord posteriorly, but this displacement is resisted by the dentate ligaments that are anchored by the dural root sleeves in the lateral foramen.127 This theory could explain the neuropathological findings in CSM where damage to the spinal cord is most severe at the lateral columns, and in them the involved areas are often wedge-shaped, with the apex medial and the base lateral.128

Other authors consider spinal cord ischaemia to be a major cause of CSM, either through compression of the anterior spinal artery and its branches in the spinal cord, or through the radicular arteries in the intervertebral foramina. This vascular theory is not widely accepted and most believe that a combination of both mechanical and vascular causes has to be considered (Box 8.10).129,130

Diagnosis

CSM usually develops insidiously, although episodes of abrupt deterioration can occur.

Symptoms

A subtle gait disturbance is usually the first and most common presentation.131 Although CSM can cause a variety of signs and symptoms, spastic gait occurs first, followed by upper extremity numbness and clumsiness. There is loss of fine motor control of the hands and difficulty in writing. Surprisingly, neck pain is not as common a symptom as one might expect, maybe because some pain and stiffness is accepted as normal for the person’s age.

After some years, when the situation gets worse, patients develop a typical ‘spastic gait’ that is broad-based, hesitant and jerky. This gait is one of the main characteristics of cervical myelopathy. Nurick has classified CSM largely on the basis of gait abnormality – typically the most common clinical concern of the patient (Table 8.3).132

Table 8.3

Nurick’s classification of disability in spondylotic myelopathy

Grade Symptoms and signs
0 Root symptoms and signs
  No evidence of cord involvement
I Signs of cord involvement
  Normal gait
II Mild gait impairment
  Able to be employed
III Gait abnormality prevents employment
IV Able to ambulate only with assistance
V Chair-bound or bedridden

There are also sensory changes in the lower extremities, which the patient typically describes as ‘walking on cotton wool’. Bowel and bladder dysfunction may supervene; according to Epstein et al, 20% of patients with CMS over the age of 65 have bladder dysfunction, mostly associated with urinary retention.133

Neurological examination

Compression of the spinal cord typically leads to ‘upper motor neurone’ findings distal to the level of compression (i.e. spasticity, hyperreflexia, clonus, positive Babinski and Hoffmann signs). These often occur in combination with ‘lower motor neurone’ findings at the level of compression (e.g. weakness, hyporeflexia and atrophy). For example, in a lesion at C4 level, with compression of both C5 nerve roots and of the spinal cord at that level, everything above C5 is normal. C5 shows weakness of abduction and external rotation of the shoulder and some weakness of flexion of the elbow. There is no spasticity and the biceps jerk is sluggish or absent. Below C5 there is spasticity, with clonus and hyperreflexia: an exaggerated triceps jerk and clonus at the patella and the ankle.

Other functional tests can be performed and, when positive, are very suggestive of CSM, though none of these tests in itself has pathognomonic value. Ono et al, for instance, observed a characteristic abnormality in the hands of patients with CSM. There was inability to extend the ulnar two or three fingers, despite the relatively well-preserved function of the wrist, thumb and index finger. Rapid extension of the fingers was impossible, even in patients with less advanced disease.137 Also Hoffman’s sign is very often positive. The sign is described as follows.138 The pronated hand is supported so that it is completely relaxed and the fingers partially flexed. The middle finger is firmly grasped and partially extended, and the nail is flicked by the examiner’s thumbnail. The flicking should be done with considerable force. The sign is present if quick flexion of both the thumb and the index finger results. A positive sign is highly indicative of possible pyramidal tract pathology.139 Shimizu et al described the scapulohumeral reflex, which is positive in more than 95% of patients with high cervical cord compression.140 The scapulohumeral reflex is elicited by tapping the tip of the spine of the scapula and acromion in a caudal direction and is positive when elevation of the scapula or abduction of the humerus is seen. The reflex centre of the scapulohumeral reflex is clinically presumed to be located between the posterior arch of C1 and the caudal edge of the body of C3. A hyperactive scapulohumeral reflex therefore provides useful information about dysfunction of the upper motor neurones cranial to the level of the C3 vertebral body. As the disease develops, Babinski’s sign and its variants, Chaddock (stimulation below the external malleolus causes extension of the great toe) and Oppenheim (stroking down the medial side of the tibia causes extension of the great toe), become positive.141

In addition, sensory disturbances are very often present. There may be loss of contralateral pain and temperature sensation because of compression of the spinothalamic tract. The neurological level is several segments below the area of compression. Ipsilateral proprioception and vibration sense may be disturbed as a result of a lesion of the posterior columns. Dermatomal sensation (appreciation of light touch as well as tactile discrimination in pinprick tests) can be affected by a dorsal nerve root compression.

Differential diagnosis

The differential diagnosis of CSM is not easy. It is important to exclude both multiple sclerosis and upper motor neurone disease (amyotrophic lateral sclerosis), as their presentations are very similar to that of CSM.142 A thorough neurological examination is therefore necessary. Most importantly, CSM does not affect the cranial nerves or the normal jaw reflex, whereas the other two disorders may. Other disorders in the differential diagnosis include spinal tumours, cerebrovascular disorders that cause spastic hemiplegia and peripheral neuropathy.

Amyotrophic lateral sclerosis

Amyotrophic lateral sclerosis (ALS) is a disorder of the anterior horn cells and of the pyramidal tract (first motor neurone).143 The disease starts between the ages of 40 and 70 in one (commonly upper) limb and advances progressively to the contralateral upper and later the lower limbs. Depending on the localization in the upper or lower motor neurone, spastic or weak paralysis will predominate. The classic triad is atrophic weakness of the hand and forearm muscles, minor spasticity of the legs and generalized hyperreflexia, but without sensory changes; as a pure motor neurone disease ALS does not affect sensation. A diagnosis of ALS is further favoured if there are muscular fasciculations in the face, tongue or lower extremities. The diagnosis is supported by typical findings on electromyography (EMG).144

Natural history

The natural history seems to be one of static neurological deficit or episodic progression. The course is quite variable. Often, symptoms are mild and do not progress. Such cases are best treated conservatively with a cervical collar and physical therapy. However, once clinical CSM is evident, progression may occur despite the best of treatments. Elderly patients often experience faster progression of symptoms and more serious neurological impairment.148 It was found that those who deteriorated were more likely to be female and to have significantly more cervical mobility when compared to those patients whose disability remained static. It is proposed that measurement of cervical mobility may help to select patients who are more likely to deteriorate and thus more likely to benefit from surgical intervention.149

Treatment

Minimal symptoms without hard evidence of gait disturbance or pathologic reflexes warrant non-operative treatment, but surgery should be recommended to arrest progression of myelopathic symptoms in patients whose general condition is satisfactory.150 Both anterior and posterior approaches have been utilized for surgical treatment of cervical myelopathy. Anterior decompression frequently requires corpectomy at one or more levels and strut grafting with bone from the ilium or fibula. Multilevel laminectomies were initially used for posterior decompression but now are either combined with fusion or replaced by laminoplasty.151

Prognosis is good when the diagnosis is made early in the course but poor in late diagnosis, when myelopathy has become more severe. It is therefore important to operate on patients with CSM as early as possible before neurological deficits are too pronounced.

Patients who are treated by surgery seem to have fair outcomes. The progression of myelopathy is arrested in about 95% and the improvement rate of the gait is estimated to be around 51–85%.152,153

Some recommend preventive decompression surgery in individuals who have spondylotic encroachment on the cervical spinal cord without clinical signs and symptoms of myelopathy. The reasoning is that these patients are at increased risk of spinal cord injury if they experience minor trauma. A recent meta-analysis of the literature, however, concluded that there is insufficient evidence for an increased risk and that recommendations for preventive decompression surgery cannot be made.154

The characteristics of CSM are shown in Box 8.11.

Capsuloligamentous disorders

Capsuloligamentous disorders of the cervical spine are sometimes described under the heading ‘postconcussional syndrome’. This is a term used to describe the occipital headache and/or upper cervical pain that remain after a concussion which may have sprained the upper cervical ligaments and, less often, the muscles. The pain is believed to be caused by ligamentous adhesion formations.

However, the diagnosis is often tentative and, as the patient is very often claiming compensation, the examiner has to take into account the possibility of neurosis or aggravation. Careful history taking and clinical examination should enable the examiner to come to a precise diagnosis. When the patient presents a history with inconsistencies or unlikely combinations of findings and this is followed by an examination during which the signs do not correspond, the patient is probably confabulating. However, when adhesions in the occipito-atlantoaxial ligaments are responsible, the picture is one of pain at the extremes of extension, both rotations and both lateral flexions.

The condition can easily be treated by mobilization. One to three sessions of quick stretch manipulations break the adhesions, after which all symptoms should disappear.

Disorders causing pain on resisted movements of the neck

Musculotendinous lesions

The presence of a clear contractile tissue pattern is suggestive of a musculotendinous lesion but this is not common in the region of the neck. Only two conditions are rarely encountered: a lesion of the semispinalis or splenius capitis muscle and a lesion of the longus colli muscle, so-called retropharyngeal tendinitis.

Lesions of the semispinalis or splenius capitis muscle

It is understandable that a patient who has had an accident severe enough to cause concussion may also suffer from musculotendinous lesions in the suboccipital muscles. This is infrequent but after recovery from concussion the patient may be left with unilateral or bilateral occipital pain, sometimes radiating to the head. In most instances, a lesion of the occipital muscles does not occur in isolation but in combination with a lesion of the occipito-atlantoaxial ligaments.

On examination, resisted movements are positive. In unilateral pain, resisted extension and resisted side flexion towards the painful side are both painful. In bilateral cases, resisted extension and resisted flexion to both sides may be positive. Palpation shows the lesion to lie at the insertion of the semispinalis capitis muscle, rarely at that of the splenius capitis.

Treatment consists of two or three sessions of deep transverse massage. In more chronic cases, up to 6 weeks’ treatment may be required.

Lesion of the longus colli muscle (retropharyngeal tendinitis)

Retropharyngeal calcific tendonitis, also known as acute calcific prevertebral tendinitis, is a clinical syndrome that was described originally by Hartley in 1964,155 and was later demonstrated to be secondary to calcium hydroxyapatite deposition in the longus colli muscle.156 This muscle is a paired neck flexor that comprises the prevertebral space (Fig. 8.25). Classically, calcification affects the superior oblique portion of the longus colli muscle at the C1–C2 level (Fig. 8.26). The condition affects adults within a reported age range of 21–81 years, with its greatest distribution between 30 and 60 years. The incidence of this condition is rare, although its true incidence is probably higher than previously thought.157

The history and clinical examination are very characteristic. The patient quite suddenly develops a severe, bilateral pain occupying the whole head and neck area and can hardly move the head. Swallowing is very painful and hurts so much that the head is held with both hands. The pain is felt not in the throat, but in the neck. There is no fever. After a few days the pain diminishes, and disappears completely after a few weeks.

On examination a full articular pattern of limitation of movement is found on active testing. Passive movements show a different pattern: when they are done gently, flexion and both side flexions can be performed to full range; extension and both rotations remain very limited and the end-feel is spastic. Resisted rotations and resisted flexion are painful.

The lateral radiograph shows swelling of the retropharyngeal space and amorphous calcification anterior to C1–C2. The thickening of the shadow thrown by the longus colli muscles is such that it increases from the usual 3 mm to 10 or 15 mm.

CT shows the pathognomonic tendinous calcifications within the longus colli and can also demonstrate sterile fluid smoothly expanding the retropharyngeal space.158 In the presence of a fluid collection, the possibility of infection must be considered, specifically abscess from lymphadenitis.159

The differential diagnosis includes traumatic fracture/dislocation of the vertebra, retropharyngeal abscess, meningitis and infectious spondylodiscitis.

Treatment consists of rest and administration of oral non-steroidal anti-inflammatory drugs for 1–2 weeks. The condition undergoes spontaneous cure in 2–3 weeks; pain eases, motion returns, and swelling and calcification disappear almost simultaneously.

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