Description and Mechanism

The most common activities associated with this type of injury include motor vehicle accidents, falls, and sports injuries. These injuries typically occur in the cervical spine due to the anatomy of the facet joints, which allow them to be very mobile. The mechanism of these injuries has been attributed to combined flexion and rotation. Some authors have postulated that the unilateral facet dislocation is mainly due to a flexion load with a rotational component.^1–3 The rotational component of the injury is often evident on plain radiographs, with the superior segment of the spine rotated. The patient often appears to be looking to the side. The diagnostic accuracy is enhanced by a review of the anteroposterior projection on plain radiographs of the cervical spine. These often reveal malalignment or offset of the spinous processes. Unilateral cervical facet dislocation and fracture-dislocations of the cervical spine are relatively uncommon injuries that can result in spinal cord or nerve root injury. They represent approximately 12% to 16% of all cervical spine injuries.⁴ The goal of treatment is to prevent further injury, attempt to restore normal neurologic function, and reduce axial and radicular pain.

Diagnosis

A history of trauma is the norm. Trauma patients are assumed to have an injury to the cervical spine until proven otherwise. The traumatic cervical spine patient’s evaluation includes a detailed history and physical examination, and radiographic studies starting with a complete three-view or five-view cervical spine series if the patient has neck pain or neurologic complaints. It is important that the cervical-thoracic junction (C7-T1) be visualized on the lateral radiograph. Unilateral jumped facets may be missed on plain radiographs due to the subtle clinical and radiographic picture that the patients may present with, but oblique films improve visualization.

Plain radiographs demonstrate a characteristic appearance on the lateral radiograph, demonstrating anterolisthesis of the upper vertebra, usually measuring less than 25% of the anteroposterior dimension of the body (Fig. 225-1). This differs from bilateral facet dislocations, in which there commonly is a 50% subluxation (Fig. 225-2). On the anteroposterior view, the spinous processes above the level of the injury rotate to the same side as the dislocated facet. On the lateral radiograph, instead of the facets being in a superimposed position, they are seen individually and separately at the level of the injury. This creates the so-called bow-tie sign seen on CT. The lateral radiograph may also show increased distance between adjacent spinous processes at the level of the injury, which may be due to a disruption in the dorsal ligamentous complex. Oblique radiographs may reveal obstruction of the neuroforamen by the dislocated facet. A CT scan may reveal that the articular surface of the facet is observed to be without the appropriate articulating mate or that the appropriate articulating mate may be on the wrong side of the facet (the so-called naked facet sign or reversed hamburger bun sign) (Fig. 225-3).

FIGURE 225-1 C6-7 unilateral facet dislocation.

FIGURE 225-2 Lateral radiograph showing C5-6 bilateral jumped facets.

FIGURE 225-3 Axial CT scan showing a right-sided facet dislocation.

Treatment

The primary goal in the treatment of this injury is to prevent further damage to the spinal cord and neural elements. The secondary goal is to relieve neural compression. This may be achieved by directly decompressing and removing the compressing elements or restoring the normal alignment of the cervical spine with distraction. The treatment of this injury with cervical traction was popularized by Crutchfield. It now includes attempted awake closed reduction with Gardner-Wells tongs^5,6 (Fig. 225-4). The use of cervical traction is also referred to as closed reduction, because a skin incision is not made. Once the spine is aligned with a closed reduction, there remains a need to fuse the unstable segments, which requires an open procedure. Fixation and fusion can be performed either through an anterior or posterior approach.⁷ If closed reduction fails, open reduction may be achieved via either an anterior or posterior approach, followed by fixation and fusion.^8–11 A preoperative MRI can provide information about the presence of a disc herniation and spinal cord compression. If disc herniation is present, a ventral decompression should be considered to decompress the spinal cord before manipulation. In addition, the spinal column can be manipulated and reduced through a ventral approach.

FIGURE 225-4 Gardner-Wells tongs that can be used for closed reduction of dislocated facets.

The initial weight used for traction should not be greater than 10 pounds (4.6 kg) to avoid overdistraction at the level of injury. The weight may be increased by 5- to 10-pound (2.3–4.6 kg) increments, usually at 10- to 15-minute intervals, until the desired alignment is achieved. It is important that with each increase in the traction weights, the patient is examined both neurologically and with plain radiographs. Under most circumstances, the total weight should not exceed 10 pounds per vertebral level. Gentle manual torsion toward the side of the jumped facets (straightening the head) may also aid reduction. In addition the use of paraspinal muscle relaxation using IV diazepam and/or narcotics may provide an easier reduction. The downside to muscle relaxants and narcotics is that they may mask results of the neurologic examination and as such should be used judiciously.

An initial attempt at closed reduction using skeletal traction is not without risk. The most serious complication of cervical traction and closed reduction is the retropulsion of disc fragments into the spinal canal and resultant spinal cord compression. Several reports of neurologic deterioration after closed reduction in the setting of concurrent disc herniation have been described.¹² This deterioration, however, is rare and a permanent major neurologic deficit has not been documented with closed reduction in an awake, alert patient without distraction injuries. The aforementioned has led to a debate as to whether MRI should be obtained before closed reduction of dislocated facets.¹³ In addition, late instability is relatively common in patients treated with closed reduction alone without arthrodesis because of the concomitant presence of significant ligamentous disruption associated with these injuries. When traction is sufficient, the facets are usually distracted or perched and they reduce spontaneously.

The natural history of most spinal cord injuries after a unilateral jumped facet seems to consist of some improvement, with or without reduction—typically in the form of return of the impaired nerve root at the level of the injury or the next caudal level. In the past, controversy surrounding the best method of obtaining and maintaining reduction of unilateral facet dislocation was commonplace. Bohler,¹⁴ Crutchfield,¹⁵ and Ramadier and Bombart¹⁶ recommended that a patient with such an injury be treated with skull-tong traction, with progressively increased weights to obtain reduction. Failure of this procedure to achieve reduction was considered an indication for open reduction and posterior cervical fusion by Bohlman,^9,10 Jacobs,¹¹ and Bailey.⁸ In the past, Galibert,¹⁷ Evans,¹⁸ and Burke and Berryman¹⁹ described considerable success with gentle head and neck manipulation under general anesthesia in patients with unilateral facet dislocation. Bailey⁸ and Durbin²⁰ condemned this act and pointed out that it was hazardous and should not be undertaken. Several studies have demonstrated that closed reduction with Gardner-Wells tongs is very difficult, because axial traction alone is often insufficient. In situations in which closed reduction is possible, internal or external stabilization should follow. Sonntag reported success in four patients with bilateral dislocated facets treated with reduction and external fixation.²¹ In contrast, some authors feel that a patient with an acute unilateral facet dislocation, with or without fracture of the superior articular facet, may have a stable injury and, as such, rarely require open reduction and fusion after a failed reduction with traction.^3,22 Miller et al.²³ have demonstrated biomechanically that increased weights are needed for reduction of a true unilateral dislocated facet joint without fracture as a result of the strength of the intact posterior longitudinal ligament. Unilateral facet dislocation, whether reduced or nonreduced, is an injury for which the indications for surgical stabilization remain somewhat cloudy. White et al.,²⁴ Beatson,³ and Bohlman^9,10 have written extensively on this subject and believe that patients who present with this type of injury with neurologic deficit have indications for reduction with surgical stabilization. Patients who are neurologically intact at the time of their injury pose more of a dilemma in terms of management strategies.

Once closed reduction has been achieved, operative stabilization should be undertaken. The use of internal fixation allows for more rapid mobilization of the patient, aids in maintaining stability, and reduces the potential for late deformity associated with closed reduction and immobilization alone.²⁵ Beatson³ initially postulated that unilateral dislocated facet injuries that remained unreduced were stable injuries that did not displace further. Thus, they could be observed, with persistent root symptoms being the only indications for surgery. Cheshire²⁶ did not agree with this theory, noting re-dislocation in patients who were treated with closed reduction and bracing. Surgical treatment of dislocated facets includes open reduction in patients in whom closed reduction failed and stabilization, both in patients who underwent closed reduction and in those treated with open reduction. Surgical treatment can be performed via a dorsal approach,^20,26–31 a ventral approach,^32–37 or a combined approach.^36,38,39 Those who favor the ventral approach cite minimal blood loss, the familiarity of the region, and the technical ease associated with this approach as critical decision-making considerations.^32–35 It is easier to decompress the spinal cord via a ventral approach if the offending agents are the dorsal vertebral osteophytes or disc fragments.^27,36,38 Another indication for a ventral approach is the presence of lamina fractures.³³ An argument can be made for a dorsal approach, because this can easily restore the posterior tension band in the spine, which is rendered inadequate as a result of disruption of the interspinous and supraspinous ligaments and the facet capsules. Also, if a neuroforamen needs to be decompressed, this can also be easily achieved via a dorsal approach. In situations in which the injury leads to disruption of the dorsal tension band and spinal cord impingement by a herniated disc or osteophyte, a combined ventral and dorsal approach may be warranted to achieve adequate decompression and stabilization of the injured regions, as advocated by Rizzolo et al.³⁸ Ventral decompression and fusion may sometimes suffice in the management of these injuries. In patients who are myelopathic and require dorsal fusion, ventral decompression should be performed first. Andreshak and Dekutoski²⁵ have postulated that any unilateral facet dislocation with or without a fracture should initially be managed with attempted closed reduction in the awake, alert, and cooperative patient. If the patient’s neurologic status changes during the reduction, the procedure should be aborted and an MRI should be obtained immediately. In a patient who is not cooperative or obtunded, an MRI should be considered before closed reduction is attempted. If reduction is unsuccessful, an MRI should be obtained to evaluate for a disc herniation. If present, an anterior cervical discectomy and fusion should be performed, but if no herniated disc is identified, a posterior open reduction and fusion should be considered.

Summary

The management of traumatic unilateral dislocated facets in the cervical spine has always been controversial because of the variability of management strategies among surgeons. It is, however, important to understand that the injury fundamentally results from disruption of the supraspinous and interspinous ligaments, as well as the facet capsule. This results in disruption of the posterior tension band. Occasionally, the injury may involve the vertebral body and the disc. Because the injury is primarily a result of a disruption of the dorsal elements, it can be argued that management strategies should primarily involve restoration of the posterior ligamentous complex via a dorsal approach. In myelopathic patients who have a disc herniation, ventral decompression should, perhaps, be performed before dorsal fusion and stabilization.

Summary

While closed traction/reduction followed by surgery is usually the treatment of choice in the management of a traumatic unilateral jumped cervical facet joint without myelopathy, open reduction is occasionally indicated. Possible indications for open reduction and stabilization include the presence of an unstable injury rostral to the unilateral jumped facet, lack of patient cooperation with closed traction, and failure of reduction of the jumped facet with closed traction.