LUMBAR SPINE

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CHAPTER 8

LUMBAR SPINE

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Précis of the Lumbar Spine Assessment*

History (sitting)

Observation (standing)

Examination

Active movements (standing)

Passive movements (only with care and caution)

Peripheral joint scan (standing)

Special tests (standing)

Resisted isometric movements (sitting)

Special tests (sitting)

Resisted isometric movements (supine lying)

Peripheral joint scan (supine lying)

Myotomes (supine lying)

Special tests (supine lying)

Reflexes and cutaneous distribution (anterior and side aspects)

Palpation (supine lying)

Resisted isometric movements (side lying)

Special tests (side lying)

Joint play movements (side lying)

Peripheral joint scan (prone lying)

Myotomes (prone lying)

Resisted isometric movements (prone lying)

Special tests (prone lying)

Reflexes and cutaneous distribution (prone lying)

Reflexes and cutaneous distribution (posterior aspect)

Joint play movements (prone lying)

Palpation (prone lying)

Resisted isometric movements (quadriped position)

Diagnostic imaging


*The assessment is shown in an order that limits the amount of movement the patient must do but ensures that all necessary structures are tested. After any assessment, the patient should be warned that symptoms may be exacerbated by the assessment.

SELECTED MOVEMENTS

ACTIVE MOVEMENTS image

GENERAL INFORMATION

The range of motion (ROM) that occurs during active movement is the summation of the movements of the entire lumbar spine, not just movement at one level, along with hip movement. If the problem is mechanical, one or more of the movements will be painful.

While the patient is doing the active movements, the examiner looks for limitation of movement and possible causes, such as pain, spasm, stiffness, or blocking. If the patient reports that a sustained position increases the symptoms, the examiner should consider having the patient maintain the position (e.g., flexion) at the end of the ROM for 10 to 20 seconds to see whether the symptoms increase. Likewise, if the patient history indicates that repetitive motion or combined movements cause symptoms, these movements should be performed, but only after the patient has completed the basic movements.

The greatest motion in the lumbar spine occurs between the L4 and L5 vertebrae and between L5 and S1. Considerable individual variability is seen in the ROM of the lumbar spine. In fact, little obvious movement occurs in the lumbar spine, especially in the individual segments, because of the shape of the facet joints, the tightness of the ligaments, the presence of the intervertebral discs, and the size of the vertebral bodies.

McKenzie1 recommended repeating the active movements, especially flexion and extension, 10 times to see whether the movement increases or decreases the symptoms.

If the examiner finds that side flexion and rotation are equally limited and extension is limited to a lesser extent, a capsular pattern may be suspected. A capsular pattern in one lumbar segment, however, is difficult to detect.

Because back injuries rarely occur during a “pure” movement, such as flexion, extension, side flexion, or rotation, some have suggested that combined movements of the spine should be included in the examination. The examiner may want to test the more habitual combined movements, such as lateral flexion in flexion, lateral flexion in extension, flexion and rotation, and extension and rotation. These combined movements may cause signs and symptoms different from those produced by single-plane movements, and they definitely are indicated if the patient has shown that symptoms are caused by a combined movement. For example, if the patient has a facet syndrome, combined extension and rotation is the movement most likely to exacerbate symptoms. Other symptoms that indicate facet involvement include absence of radicular signs or neurological deficit, hip and buttock pain, and sometimes leg pain above the knee, no paresthesia, and low back stiffness.

Testing of active ROM depends on the irritability of the patient. Full motion testing and combined or repetitive motion testing can be performed on patients who are not irritable. Patients whose pain is easily produced and who remain in pain for some time once the pain is produced should undergo a limited ROM test. Motion should be tested just until the onset of symptoms, and the painful directions of motion should be tested last.

Forward Flexion

CLINICAL NOTES/CAUTIONS

• On forward flexion, the lumbar spine should move from its normal lordotic curvature to at least a straight or slightly flexed curve. If this change does not occur, some hypomobility probably is present in the lumbar spine either from tight structures or muscle spasm.

• In a patient with no back pain, when returning to the upright posture from forward flexion, the person first rotates the hips and pelvis to about 45° of flexion; during the last 45° of extension, the low back resumes its lordosis.

• In a patient with back pain, most movement usually occurs in the hips, accompanied by knee flexion; in some cases, the patient also uses hand support, working up the thighs.

• The examiner must differentiate the movement that occurs in the lumbar spine from that occurring in the hips or thoracic spine. Some patients can touch their toes by flexing the hips, even if no movement occurs in the spine. The degree of injury also has an effect. For example, the more severely a disc is injured (e.g., if sequestration has occurred rather than a protrusion), the greater is the limitation of movement.

• Often, an “instability jog” may be seen during one or more movements, especially flexion, returning to neutral from flexion, or side flexion. An instability jog is a sudden movement shift or rippling of the muscles during active movement, which indicates an unstable segment.

• Similarly, muscle twitching during movement or complaints of something “slipping out” during lumbar spine movement may indicate instability.

• If the patient bends one or both knees on forward flexion, the examiner should watch for nerve root symptoms or tight hamstrings, especially if spinal flexion is decreased when the knees are straight.

Extension

CLINICAL NOTE

• Bourdillon and Day2 recommend having the patient do this movement in the prone-lying position to hyperextend the spine. They called the resulting position the “sphinx position.” The patient hyperextends the spine by resting on the elbows with the hands holding the chin and allows the abdominal wall to relax. The position is held for 10 to 20 seconds to see whether symptoms occur or worsen if already present.

Side Flexion

CLINICAL NOTES/CAUTIONS

• If a movement (e.g., side flexion) toward the painful side increases the symptoms, the lesion is probably intra-articular, because the muscles and ligaments on that side are relaxed.

• If a disc protrusion is present and lateral to the nerve root, side flexion to the painful side increases the pain and radicular symptoms on that side.

• If a movement (e.g., side flexion) away from the painful side alters the symptoms, the lesion may be articular or muscular in origin, or it may be a disc protrusion medial to the nerve root.

• In the spine, the movement of side flexion is a coupled movement with rotation. Because of the position of the lumbar facet joints, side flexion and rotation occur together, although the amount and direction of movement may not be the same.

• Patients often deviate into forward flexion instead of remaining in true side flexion. To prevent this, the patient can be cued to run the hand down the back of the thigh instead of the side of the thigh.

TRENDELENBURG’S TEST (MODIFIED) image

ISOMETRIC ABDOMINAL TEST47 image

TEST PROCEDURE

The patient starts the test in the patient position noted above. The examiner then sequentially asks the patient to move to the end position of each level of testing. The patient is instructed to hold the end position for as long as possible. Testing begins with the Trace Grade and progresses sequentially to the Normal Grade (see Table 8-1).

Table 8-1

Isometric Abdominal Test Grading

Grade MMT Score Patient Position
Normal 5 With the hands clasped behind the neck, able to raise the upper body until the scapulae clear the table (20- to 30-second hold)
Good 4 With the arms crossed over the chest, able to raise the upper body until the scapulae clear the table (15- to 20-second hold)
Fair 3 With the arms straight, able to raise the upper body until the scapulae clear the table (10- to 15-second hold)
Poor 2 With the arms extended toward the knees, able to raise the upper body until the top of the scapulae lift from the table (1- to 10-second hold)
Trace 1 Unable to raise more than the head off the table

MMT, Manual muscle test.

ISOMETRIC EXTENSOR TEST5,9,10 image

TEST PROCEDURE

The patient attempts to extend the spine as far as possible by lifting up the head and trunk. Depending on how the patient does the test (the aim is to get the highest score possible) and how long the position is held (see Table 8-2), the examiner records the MMT score. The patient holds the end position as long as possible.

Table 8-2

Isometric Extensor Test Grading

Grade MMT Score Patient Position
Normal 5 With the hands clasped behind the head, extends the lumbar spine, lifting the head, chest, and ribs from the bed/floor (20- to 30-second hold)
Good 4 With the hands at the side, extends the lumbar spine, lifting the head, chest, and ribs from the bed/floor (15- to 20-second hold)
Fair 3 With the hands at the side, extends the lumbar spine, lifting the sternum off the bed/floor (10- to 15-second hold)
Poor 2 With the hands at the side, extends the lumbar spine, lifting the head off the bed/floor (1- to 10-second hold)
Trace 1 Only slight contraction of the muscle with no movement

MMT, Manual muscle test.

INTERNAL/EXTERNAL ABDOMINAL OBLIQUE TEST6,11 image

TEST PROCEDURE

The patient is asked to lift the head and the shoulder on one side and reach over and touch the fingernails of the other hand or to flex and rotate the trunk. Depending on how the patient does the test (the aim is to get the highest score possible) and how long the position is held (see Table 8-3), the examiner records the MMT score. The patient holds the end position as long as possible. The patient’s feet should not be supported, and the patient should breathe normally.

Table 8-3

Internal/External Abdominal Oblique Test Grading

Grade MMT Score Patient Position
Normal 5 Flexes and rotates the lumbar spine fully with the hands behind the head (20- to 30-second hold)
Good 4 Flexes and rotates the lumbar spine fully with the hands across the chest (15- to 20-second hold)
Fair 3 Flexes and rotates the lumbar spine fully with the arms reaching forward (10- to 15-second hold)
Poor 2 Unable to flex and rotate fully
Trace 1 Only slight contraction of the muscle with no movement
None 0 No contraction of the muscle

MMT, Manual muscle test.

DOUBLE STRAIGHT LEG LOWERING TEST6,1113 image

INDICATIONS OF A POSITIVE TEST

As soon as the examiner feels the ASIS start to rotate forward during the leg lowering, the test is stopped and the examiner holds the patient’s legs in that position while measuring the angle (plinth to thigh angle). The test must be done slowly, and the patient must not hold the breath. The test is graded as described in Table 8-4.

Table 8-4

Double Straight Leg Lowering Test Grading

Grade MMT Score Patient Position
Normal 5 Able to reach 0° to 15° from the table before the pelvis tilts
Good 4 Able to reach 16° to 45° from the table before the pelvis tilts
Fair 3 Able to reach 46° to 75° from the table before the pelvis tilts
Poor 2 Able to reach 75° to 90° from the table before the pelvis tilts
Trace 1 Unable to hold the pelvis in neutral at all

MMT, Manual muscle test.

DYNAMIC HORIZONTAL SIDE SUPPORT (SIDE BRIDGE OR SIDE PLANK) TEST14,15 image

INDICATIONS OF A POSITIVE TEST

The patient should not roll forward or backward when doing the test. The examiner times how long the patient can hold the position without cheating. The test is graded as described in Table 8-5.

Table 8-5

Dynamic Horizontal Side Support (Side Bridge) Test Grading

Grade MMT Score Patient Position
Normal 5 Able to lift the pelvis off the examining table and hold the spine straight (10- to 20-second hold)
Good 4 Able to lift the pelvis off the examining table but has difficulty holding the spine straight (5- to 10-second hold)
Fair 3 Able to lift the pelvis off the examining table but cannot hold the spine straight (<5-second hold)
Poor 2 Unable to lift the pelvis off examining table

MMT, Manual muscle test.

CLINICAL NOTES

• The test may also be done dynamically, to test endurance, by having the patient repeat the side bridging as many times as possible on each side.

• McGill et al.15 reported that the side bridge should be able to be held 65% of the extensor time for men and 39% for women, and 99% of the flexor time for men and 79% for women.

PERIPHERAL JOINT SCANNING EXAMINATION

PERIPHERAL JOINT SCAN16 image

EXAMINER POSITION

The examiner’s position varies, depending on the joint to be scanned.

Sacroiliac Joints

Hip Joints

QUICK TEST OF THE LOWER PERIPHERAL JOINTS image

MYOTOME TESTING image

TEST PROCEDURE

When testing myotomes, ideally the examiner should place the test joint or joints close to the neutral or resting position and then apply a resisted isometric pressure in a gradually increasing manner. The contraction should be held for at least 5 seconds to allow time for any myotomal weakness to become evident. The unaffected side is tested first.

L2 myotome (hip flexion). The examiner flexes the patient’s hip to 80° to 90° and then applies a resisted force into hip extension. The other side then is tested for comparison. To prevent excessive stress on the lumbar spine, the examiner must make sure the patient does not increase the lumbar lordosis while doing the test. The more the hip is flexed, the less is the stress on the lumbar spine. Only one leg is tested at a time.

L3 myotome (knee extension). The examiner flexes the patient’s knee to 25° to 35° (over a pillow or the examiner’s knee) and then applies a resisted flexion force at the midshaft of the tibia, making sure the heel is not resting on the examining table. The other side is tested for comparison.

L4 myotome (ankle dorsiflexion). The examiner asks the patient to place the feet at 90° relative to the leg (plantigrade position). The examiner applies a resisted force to the dorsum of each foot and compares the two sides. In this case, the two sides may be tested at the same time.

L5 myotome (toe extension). The patient is asked to hold both big toes in a neutral position. The examiner applies resistance to the nails of both toes and compares the two sides. It is imperative that the resistance be isometric; therefore, the amount of force in this case is less than that applied, for example, during knee extension. The two sides may be tested at the same time.

S1 myotome (ankle plantar flexion). The patient is asked to place the feet at 90° relative to the leg (plantigrade position). The examiner then applies resistance to the sole of the foot. Because of the strength of the plantar flexor muscles, this myotome is best tested with the patient standing. The patient slowly moves up and down on the toes of each foot (for at least 5 seconds) in turn (see modified Trendelenburg’s test), and the examiner compares the differences between the two sides.

S1 myotome (ankle eversion). The patient is supine lying. The examiner applies a force to move the patient’s foot into inversion while the patient isometrically resists.

S1 myotome (hip extension). The patient is prone lying, and the knee is flexed to 90°. The examiner then lifts the patient’s thigh slightly off the examining table while stabilizing the leg. A downward force is applied to the posterior thigh with one hand while the other hand ensures that the patient’s thigh is not resting on the table.

S1-S2 myotomes (knee flexion). The patient is prone with the knee flexed to 80° to 90°. The examiner applies an extension isometric force just above the ankle. Although the two knee flexors can be tested at the same time, this is not advisable because of the stress it places on the lumbar spine.

CLINICAL NOTES/CAUTIONS

• For the S1 myotome, only one of the tests needs to be done.

• When appropriate, the examiner should test the two sides simultaneously for comparison. Simultaneous bilateral comparison is not possible for movements involving the hip and knee joints because of the weight of the limbs and the stress on the low back; therefore, in these cases the two sides must be done individually.

• The examiner should not apply pressure over the joints, because this may cause symptoms unrelated to the myotomes.

• The ankle movements should be tested with the knee flexed approximately 30°, especially if the patient complains of sciatic pain, because full dorsiflexion is considered a provocative maneuver for stretching neurological tissue. Likewise, the extended knee increases the stretch on the sciatic nerve and may result in false signs, such as weakness that results from pain rather than from pressure on the nerve root.

• Hamstring cramping may occur during testing of knee flexion. It does not indicate a positive test result, but the examiner should be aware that cramping may occur.

• If the patient is in extreme pain, all tests in the supine position should be completed before the patient is tested in the prone position. This reduces the amount of movement the patient must do, decreasing the patient’s discomfort. Ideally, all tests in the standing position should be performed first, followed by tests in the sitting, supine, side-lying, and prone positions.

SPECIAL TESTS FOR NEUROLOGICAL DYSFUNCTION

Relevant Special Tests

Relevant Signs and Symptoms

• Radiculopathy can cause pain, numbness, tingling, and weakness in a nerve root distribution pattern. The pain may be described as sharp, shooting, or burning.

• The pain may begin in the low back or may start in the buttocks or posterior thigh.

• Most radiculopathies involve the lower lumbar nerve roots (L4-S1), sending symptoms below the level of the knee. Irritation of nerves from the upper lumbar nerve roots (L1-3) sends symptoms into the hip and anterior thigh above the level of the knee.

• The referral pattern varies, depending on the specific nerve root involved, but radicular pain results in numbness and tingling in the lower extremities in a dermatomal pattern. Sensory symptoms are more common with radiculopathy, but muscle weakness may be present, especially in more severe cases.

• Muscle weakness and reflex changes also occur in a specific myotomal pattern. A myotome is a motor function associated with a specific nerve root

Clinical Note

SLUMP TEST2126 image

TEST PROCEDURE

The examination is performed in sequential steps. First, the patient is asked to “slump” the back into thoracic and lumbar flexion. The examiner maintains the patient’s chin in the neutral position to prevent neck and head flexion. If no symptoms are produced, the examiner places one hand on the patient’s head and neck to control cervical and upper thoracic motion. The examiner then uses the same arm that has the hand resting on the head to apply overpressure across the shoulders to maintain flexion of the thoracic and lumbar spines. While this position is held, the patient is asked to actively flex the cervical spine and head as far as possible (i.e., chin to chest). The examiner then applies overpressure to maintain the cervical flexion of all three parts of the spine (cervical, thoracic, and lumbar), using the hand of the same arm to maintain overpressure in the cervical spine. Providing there are no symptoms, starting with the normal leg, the examiner’s other hand is placed on the patient’s foot or lower extremity to control lower extremity motion. The examiner then extends the patient’s knee. If that does not produce symptoms, the examiner takes the patient’s foot into maximum dorsiflexion. The test is repeated with the affected leg and then with both legs at the same time.

INDICATIONS OF A POSITIVE TEST

If the patient is unable to fully extend the knee because of pain, the examiner releases the overpressure to the cervical spine and the patient actively extends the neck. If the knee extends farther, the symptoms decrease with neck extension, or the positioning of the patient increases the symptoms, the test result is considered positive for increased tension in the neuromeningeal tract. During the slump test, the examiner looks for reproduction of the neuropathological symptoms, not just the production of symptoms. The test puts stress on certain tissues, so some discomfort or pain is not necessarily symptomatic for the problem. For example, nonpathological responses include pain or discomfort in the area of T8-T9 (in 50% of normal patients), pain or discomfort behind the extended knee and hamstrings, symmetrical restriction of knee extension, symmetrical restriction of ankle dorsiflexion, and symmetrical increased range of knee extension and ankle dorsiflexion on release of neck flexion.

CLINICAL NOTES

• The unaffected leg is always tested first.

• Butler26 recommended doing bilateral knee extension in the slump position, on the grounds that any asymmetry in the amount of knee extension is easier to note this way.

• The effect of releasing neck flexion on the patient’s symptoms should be noted. In hypermobile patients, more hip flexion (more than 90°), as well as hip adduction and medial rotation, may be required to elicit a positive response. If symptoms are produced in any phase of the sequence, it is important to stop the provocative maneuvers to prevent undue discomfort for the patient.

• Some people do knee extension last, because it often is easier to measure knee ROM to determine whether it has improved with treatment.

• Butler26 has suggested modifications to the slump test to stress individual nerves (Table 8-6)

Table 8-6

Slump Test and Modifications

  Slump Test (ST 1) Slump Test (ST2) Side Lying Slump Test (ST3) Long Sitting Slump Test (ST4)
Cervical spine Flexion Flexion Flexion Flexion, rotation
Thoracic and lumbar spine Flexion (slump) Flexion (slump) Flexion (slump) Flexion (slump)
Hip Flexion (90° +) Flexion (90° +), abduction Flexion (20°) Flexion (90° +)
Knee Extension Extension Flexion Extension
Ankle Dorsiflexion Dorsiflexion Plantar flexion Dorsiflexion
Foot
Toes
Nerve bias Spinal cord, cervical and lumbar nerve roots, sciatic nerve Obturator nerve Femoral nerve Spinal cord, cervical and lumbar nerve roots, sciatic nerve

image

Data from Butler DA: Mobilisation of the nervous system, Melbourne, 1991, Churchill Livingstone.

RELIABILITY/SPECIFICITY/SENSITIVITY

Unknown

STRAIGHT LEG RAISE TEST (LASÈGUE’S TEST)2642 image

INDICATIONS OF A POSITIVE TEST

If the pain is primarily back pain, it is more likely a disc herniation from pressure on the anterior theca of the spinal cord, or the pathological condition causing the pressure is more centrally located. “Back pain only” patients who have a disc prolapse have smaller, more central prolapses. If the pain is primarily in the leg, the pathological condition causing the pressure on neurological tissues is more likely to be laterally located. A disc herniation or pathological condition causing pressure between the two extremes is more likely to cause pain in both areas.

CLINICAL NOTES/CAUTIONS

• The uninvolved side should be tested first.

• Both the neck flexion and foot dorsiflexion are considered provocative or sensitizing tests for neurological tissue.

• Straight leg raise testing is one of the most common neurological tests of the lower limb.

• This test is a passive test, and each leg is tested individually; the normal leg is tested first.

• Modifications of the straight leg raise test can be used to stress different peripheral nerves to a greater degree; these are referred to as straight leg raise tests with a particular nerve bias (Table 8-7).

Table 8-7

Straight Leg Raise (SLR) Test and Modifications

  SLR (Basic) SLR2 SLR3 SLR4 Cross (Well Leg) SLR5
Hip Flexion and adduction Flexion Flexion Flexion and medial rotation Flexion
Knee Extension Extension Extension Extension Extension
Ankle Dorsiflexion Dorsiflexion Dorsiflexion Plantar flexion Dorsiflexion
Foot Eversion Inversion Inversion
Toes Extension
Nerve bias Sciatic nerve and tibial nerve Tibial nerve Sural nerve Common peroneal nerve Nerve root (disc prolapse)

image

Data from Butler DA: Mobilisation of the nervous system, Melbourne, 1991, Churchill Livingstone.

• The neck flexion movement has also been called Hyndman’s sign, Brudzinski’s sign, and Lidner’s sign.

• A contralateral positive test result is called the crossover sign or well leg test of Fajersztjan. A positive crossover sign usually indicates a large disc protrusion and a poor prognosis for conservative treatment.

PRONE KNEE BENDING TEST26,43,44 image

CLINICAL NOTES/CAUTIONS

• If the examiner is unable to flex the patient’s knee past 90° because of a pathological condition in the knee, the test may be performed by passive extension of the hip while the knee is flexed as much as possible.

• If the rectus femoris is tight, the examiner should remember that taking the heel to the buttock may cause anterior torsion to the ilium, which could lead to sacroiliac or lumbar pain.

• The test may be modified to stress different peripheral nerves (Table 8-8).

Table 8-8

Prone Knee Bending (PBK) Test and Modifications

  Basic Prone Knee Bending (PKB1) Prone Knee Bending (PKB2) Prone Knee Extension (PKE)
Cervical spine Rotation to test side Rotation to test side
Thoracic and lumbar spine Neutral Neutral Neutral
Hip Neutral Extension, adduction Extension, abduction, lateral rotation
Knee Flexion Flexion Extension
Ankle Dorsiflexion
Foot Eversion
Toes
Nerve bias Femoral nerve, L2-L4 nerve root Lateral femoral cutaneous nerve Saphenous nerve

image

Data from Butler DA: Mobilisation of the nervous system, Melbourne, 1991, Churchill Livingstone.

FEMORAL NERVE TRACTION TEST45,46 image

CLINICAL NOTES/CAUTIONS

• This is also a traction test for the nerve roots at the midlumbar area (L2-L4).

• As with the straight leg raise test, there is also a contralateral positive test. That is, when the test is performed, the symptoms occur in the opposite limb. This is called the crossed femoral stretching test.

• Pain in the groin and hip that radiates along the anterior medial thigh indicates an L3 nerve root problem; pain extending to the midtibia indicates an L4 nerve root problem.

• This test is similar to Ober’s test for a tight iliotibial band, so the examiner must be able to differentiate between the two conditions. If the iliotibial band is tight, the test leg does not adduct but remains elevated away from the table, because the tight tendon riding over the greater trochanter keeps the leg abducted.

• Femoral nerve injury presents with a different history, and the referred pain (anteriorly) tends to be stronger.

BOWSTRING TEST (CRAM TEST OR POPLITEAL PRESSURE SIGN)4751 image

SPECIAL TESTS FOR LUMBAR INSTABILITY5259

Relevant Special Tests

Relevant History

Younger patients may report a history of back injury or trauma. The trauma may have occurred in such a way that the passive ligamentous structures and joint capsule did not fully heal or there was resulting muscle weakness. The resultant scar tissue and collagen are weak, and the collagen is not as regularly aligned as normal collagen; therefore, the scar tissue and collagen are not strong enough to restrain outside forces. This, combined with muscle atrophy, especially in the deep muscles because of pain, results in laxity around the joint. Injury also may have resulted in a fracture or aggravation of the pars interarticularis. The patient often reports a lack of response to or only temporary symptom relief with intervention. Older adult patients often report a long history of episodic back pain that is increasing in frequency and intensity. The past history also may include trauma or injury to the lumbar region.

Relevant Signs and Symptoms

• Patients with lumbar instability usually report a history of recurrent/episodic locking, catching, or giving way of the low back during active motion. They may use terms such as “clicking,” “clunking,” or “slipping” or may report a feeling of instability.

• Patients may report a sharp pain with motion or a painful arc of motion.

• Patients usually feel decreased pain with activity (the muscles of the spine act to stabilize the instability) and increased pain with static positions (the muscles relax, and the spine shifts).

• Patients may report aching in the lumbar spine for several days after an episode of instability and usually report increased back pain after prolonged positioning and/or pain at end range of lumbar motion or on the return to neutral.

• The intensity of the pain may seem excessive relative to the provoking force or activity. Symptom onset occurs after what seems to be a simple activity with minimal provocation, and the symptoms often resolve rapidly.

• There is no consistent pattern of dysfunction or symptom onset.

• The pain is located in the lumbar region and may radiate into one or both buttocks or posterior thighs if the adjacent nerve root is irritated.

• Patients often report no relief or only temporary relief from previous interventions.

Mechanism of Injury

Lumbar instability may be caused by a severe sprain, fracture, spondylolisthesis, or previous lumbar surgery. Degenerative mechanisms include degenerative joint disease (DJD [osteoarthritis]) and degenerative disc disease (DDD [spondylosis]). Panjabi et al.59 theorized that joint stability was achieved by the coordinated actions of three systems: the passive, active, and motor control neurological systems. Disruption or injury to any of these three systems could affect the other systems by forcing them to work harder to provide stability to the joint. In the case of trauma, ligaments that provide passive support to the spinal vertebrae could be sprained, resulting in joint laxity and instability. Motion and activity encourage activation of the active systems, thus joint stability is maintained; however, over time, the muscles also have a tendency to weakness or tightness, upsetting the normal neutral pelvis alignment. Static positions or positions of relative rest allow the lumbar musculature to turn off. When the muscles are not activated, lumbar dynamic stability can be lost. As the spinal segment loses stability, the instability aggravates pain-producing structures.

H AND I STABILITY TESTS60,61 image

TEST PROCEDURE

The examiner’s hands are placed on the patient’s pelvis on the posterior superior iliac spines.

The first part of the test is the “H” movement. The patient stands in the normal resting position, which would be considered the center of the “H”. The pain-free side is tested first. The patient is asked, with guidance from the examiner, to side-flex as far as possible (the side of the “H”). While in this position, the patient is asked to flex (the front of the “H”) while the examiner notes how far the patient moves. The patient then is moved into extension (the back of the “H”), and the examiner notes how far the patient moves. If flexion was more painful than extension, extension would be done before flexion. The patient then returns to neutral and repeats the movements to the other side. If necessary, the examiner may stabilize the pelvis with one hand and guide the movement with the other hand on the shoulder.

The second part of the test is the “I” movement. The patient stands in the normal resting position, which would be considered the center of the “I”. Pain-free movement (flexion or extension) is tested first. With guidance from the examiner, the patient is asked to forward-flex the lumbar spine until the hips start to move (top part of the “I”). Once in flexion, the patient is guided into side bending (to the pain-free side first “I”) while the examiner notes how far the patient moved. The patient then returns to the neutral starting position. The process is repeated to the symptomatic side. The patient is next tested into extension, and a similar process of extension and side flexion ensues. Note that the process can be completed by testing extension first followed by flexion. The decision should be driven by patient symptoms. If the patient is more symptomatic with flexion, then it should be tested last. If the patient is more symptomatic with extension, then extension will be tested last.

INDICATIONS OF A POSITIVE TEST

If a hypomobile segment is present, at least two of the movements (the movements into the same quadrant [e.g., the top right of the H and I]) are limited. If instability is present, one quadrant again is affected, but by only one of the movements (i.e., by the “H” movement or the “I” movement, but not both). For example, if the patient had spondylolisthesis instability in anterior shear (a component of forward flexion) and the “I” is attempted, the shear or slip occurs on forward flexion and little movement occurs during the attempted side bending. If the “H” is attempted, the side bending is normal, and the following forward flexion is full because the shear occurs in the second phase. So, in this case, the “I” movement is limited but not the “H” movement.

SPECIFIC LUMBAR SPINE TORSION TEST60,61 image

TEST PROCEDURE

One of the examiner’s hands grasps the wrist of the patient’s upper extremity in contact with the treatment table. The examiner’s other hand is positioned on the lumbar spine. The examiner’s fingers should be placed so as to palpate the desired spinous process. The examiner pulls the lower arm upward and forward at a 45° angle until movement is felt at the upper spinous process (L4) of the segment (e.g., L4-L5) being tested. This “locks” all the vertebrae above that spinous level. The examiner then stabilizes the spinous process by holding the left shoulder back with the examiner’s elbow while rotating the pelvis and sacrum forward with the arm of the hand that is now palpating the lower (L5) spinous process until the lower spinous process starts to move. This means maximum stress is now being applied to that specific segment.

SPECIAL TESTS FOR JOINT DYSFUNCTION6264

Relevant Special Tests

Relevant Signs and Symptoms

• Younger adult patients may report a unilateral low back pain that radiates into the ipsilateral gluteal region.

• Patients may report that they began experiencing lumbar pain after bending forward. When they straightened up, they felt a sharp pain that has limited their motion since that time.

• Symptoms usually are increased with positions that require lumbar extension coupled with ipsilateral side bend and/or rotation.

• Symptoms often are alleviated by lumbar flexion.

• Symptoms generally are mechanical in nature. Specific activities worsen the symptoms, and specific activities alleviate the pain.

• Older adults with joint arthritis or stenosis usually report an insidious onset of low back pain and stiffness.

• Patients with either central or lateral stenosis have a low tolerance for trunk extension postures or activities. In patients with central stenosis, pain into the low back and gluteal region can occur bilaterally.

• Patients with lateral stenosis may report pain or sensory changes in one or both lower extremities. Pain may be located below the buttocks or below the knees. Functionally, walking usually is limited by low back pain or gluteal pain or both.

Mechanism of Injury

In younger adults, degeneration generally is not the cause of symptoms. Although the exact mechanism is unknown, it has been hypothesized that the source of pain is irritation or entrapment of pain-generating structures, such as the joint capsule or menscoid-like structures. These structures become impinged between the two opposing surfaces of the zygapophyseal (facet) joint or an ensuing inflammatory process, and pain may be generated.

In older adults, lumbar stenosis generally is a degenerative process, with hypertrophy of the lamina, degenerative hypertrophy of the facets, or buckling or hypertrophy of the ligamentum flavum. The intervertebral disc may undergo degenerative changes. This degeneration causes disc collapse and facet arthritis, narrowing the intervertebral foramen.

Central stenosis is a narrowing of the central vertebral canal and may be congenital or acquired. Lateral stenosis is a narrowing of the intervertebral foramen. Central stenosis may compromise the spinal cord or cauda equina (dural sac), whereas lateral stenosis may compromise the nerve root or dorsal root ganglia.

JOINT PLAY MOVEMENTS

SEGMENTAL FLEXION image

SEGMENTAL EXTENSION image

POSTERIOR-ANTERIOR CENTRAL VERTEBRAL PRESSURE (PACVP) image

POSTERIOR-ANTERIOR UNILATERAL VERTEBRAL PRESSURE (PAUVP) image

TEST PROCEDURE

The examiner moves the thumbs laterally away from the tip of the spinous process so that the thumbs rest on the muscles overlying the lamina or the transverse process of the lumbar vertebra. The examiner places the tip of both thumbs on the lamina or transverse process, about 2.5 to 4 cm (1 to 1.5 inches) lateral to the spinous process of the lumbar vertebra. Starting at the L5 spinous process and working upward to the L1 spinous process, pressure is applied through the examiner’s thumbs, with the examiner pushing carefully from the shoulders, and each vertebra is pushed anteriorly in a consecutive fashion. The examiner must take care to apply pressure slowly, with carefully controlled movements, to feel the movement, which actually is minimal. This springing test may be repeated several times to determine the quality of the movement and the end feel.