Hemostasis

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Chapter 469 Hemostasis

Hemostasis is the active process that clots blood in areas of blood vessel injury yet simultaneously limits the clot size only to the areas of injury. Over time, the clot is lysed by the fibrinolytic system, and normal blood flow is restored. If clotting is impaired, hemorrhage occurs. If clotting is excessive, thrombotic complications ensue. The hemostatic response needs to be rapid and regulated such that trauma does not trigger a systemic reaction but must initiate a rapid, localized response. Key to the speed and coordination of response is that when a platelet adheres to a site of vascular injury, the platelet surface provides a reaction surface where clotting factors bind. The active enzyme is brought together with its substrate and a catalytic cofactor on a reaction surface, accelerating reaction rates and providing activated products for reaction with clotting factors further down the coagulation cascade. Active clotting is controlled by negative feedback loops that inhibit the clotting process when the procoagulant process comes in contact with intact endothelium. The main components of the hemostatic process are the vessel wall, platelets, coagulation proteins, anticoagulant proteins, and fibrinolytic system. Most components of hemostasis are multifunctional; fibrinogen serves as the ligand between platelets during platelet aggregation and also serves as the substrate for thrombin that forms the fibrin clot. Platelets provide the reaction surface on which clotting reactions occur, form the plug at the site of vessel injury, and contract to constrict and limit clot size.

The Process

The intact vascular endothelium is the primary barrier against hemorrhage. The endothelial cells that line the vessel wall normally inhibit coagulation and provide a smooth surface that permits rapid blood flow.

After vascular injury, vasoconstriction occurs and flowing blood comes in contact with the subendothelial matrix (Fig. 469-1). In flowing blood, when exposed to subendothelial matrix proteins, von Willebrand factor (VWF) changes conformation and provides the glue to which the platelet VWF receptor, the glycoprotein Ib complex, binds, tethering platelets to sites of injury. When the VWF receptor binds its ligand, complex signaling occurs from the outside membrane receptor to intracellular pathways, activating the platelets and triggering secretion of storage granules containing adenosine diphosphate (ADP), serotonin, and stored plasma and platelet membrane proteins. Upon activation, the platelet receptor for fibrinogen, α2bβ3, is switched on (“inside out” signaling) to bind fibrinogen and triggers the aggregation and recruitment of other platelets to form the platelet plug. Multiple physiologic agonists can trigger platelet activation and aggregation, including ADP, collagen, thrombin, and arachidonic acid. Aggregation involves the interaction of specific receptors on the platelet surface with plasma hemostatic proteins, primarily fibrinogen.

One of the subendothelial matrix proteins that are exposed after vascular injury is tissue factor. Just as exposed subendothelial matrix proteins bind VWF, exposed tissue factor binds to factor VII and activates the clotting cascade, as shown in Figure 469-2. The activated clotting factor then initiates the activation of the next sequential clotting factor in a systematic manner. Our understanding of the sequence of steps in the cascade followed assignment of the numerals for the clotting factors for the participant proteins, and thus the sequence seems “out of numerical order.” During the process of platelet activation, internalized platelet phospholipids (primarily phosphatidylserine) become externalized and interact at 2 specific, rate-limiting steps in the clotting process—those involving the cofactors factor VIII (X-ase complex) and factor V (prothrombinase complex). Both of these reactions are localized to the platelet surface and bring together the active enzyme, an activated cofactor, and the zymogen that will form the next active enzyme in the cascade. This sequence results in amplification of the process, which supplies a burst of clotting where it is physiologically needed. In vivo, autocatalysis of factor VII generates small amounts of VIIa continuously, so the system is always poised to act. Near the bottom of the cascade, the multipotent enzyme thrombin is formed. Thrombin converts fibrinogen into fibrin, activates factors V, VIII, and XI, and aggregates platelets. Activation of factor XI by thrombin amplifies further thrombin generation and contributes to inhibition of fibrinolysis. Thrombin also activates factor XIII. The stable fibrin-platelet plug is ultimately formed through clot retraction and cross linking of the fibrin clot by factor XIIIa.

Virtually all procoagulant proteins are balanced by an anticoagulant protein that regulates or inhibits procoagulant function. Four clinically important, naturally occurring anticoagulants regulate the extension of the clotting process. They are antithrombin III (AT-III), protein C, protein S, and tissue factor pathway inhibitor (TFPI). AT-III is a serine protease inhibitor that regulates factor Xa and thrombin primarily and factors IXa, XIa, and XIIa to a lesser extent. When thrombin in flowing blood encounters intact endothelium, thrombin binds to thrombomodulin, its endothelial receptor. The thrombin-thrombomodulin complex then converts protein C into activated protein C. In the presence of the cofactor protein S, activated protein C proteolyses and inactivates factor Va and factor VIIIa. Inactivated factor Va is, in fact, a functional anticoagulant that inhibits clotting. TFPI limits activation of factor X by factor VIIa and tissue factor and shifts the activation site of tissue factor and factor VIIa to that of factor IX (see Figs. 469-1 and 469-2).

Once a stable fibrin-platelet plug is formed, the fibrinolytic system limits its extension and also lyses the clot (fibrinolysis) to reestablish vascular integrity. Plasmin, generated from plasminogen by either urokinase-like or tissue-type plasminogen activator, degrades the fibrin clot. In the process of dissolving the fibrin clot, fibrin degradation products (FDPs) are produced. The fibrinolytic pathway is regulated by plasminogen activator inhibitors and α2-antiplasmin as well as by the thrombin-activatable fibrinolysis inhibitor (TAFI). Finally, the flow of blood in and around the clot is crucial, because flowing blood returns to the liver, where activated clotting factor complexes are removed and new procoagulant and anticoagulant proteins are synthesized to maintain homeostasis of the hemostatic system.

Pathology

Congenital deficiency of an individual procoagulant protein leads to a bleeding disorder, whereas deficiency of an anticoagulant (clotting factor inhibitor) predisposes the patient to excessive thrombosis. In acquired hemostatic disorders, there are frequently multiple problems with homeostasis that perturb and dysregulate hemostasis. A primary illness (sepsis) and its secondary effects (shock and acidosis) activate coagulation and fibrinolysis and impair the host’s ability to restore normal hemostatic function. When sepsis triggers disseminated intravascular coagulation (DIC), platelets, procoagulant clotting factors, and anticoagulant proteins are consumed, leaving the hemostatic system unbalanced and prone to bleeding or clotting. Similarly, newborn infants and patients with severe liver disease have synthetic deficiencies of both procoagulant and anticoagulant proteins. Such dysregulation causes the patient to be predisposed to both hemorrhage and thrombosis with mild or moderate triggers that result in major alterations in the hemostatic process.

In the laboratory evaluation of hemostasis, parameters are manipulated to allow assessment of isolated aspects of hemostasis and limit the multifunctionality of some of its components. The coagulation process is studied in plasma anticoagulated with citrate to bind calcium, with added phospholipid to mimic the reaction surface normally provided by the platelet membrane and with a stimulus to trigger clotting. Calcium is added to restart the clotting process. This results in anomalies such that the in vivo physiologic pathway of clotting in which factor VIIa activates factor IX is bypassed; instead, in prothrombin time (PT), factor VIIa activates factor X. If this were truly the physiologic situation, then there would be an in vivo bypass mechanism that would ameliorate severe factor VIII and factor IX deficiencies, the 2 most common severe bleeding disorders.

469.1 Clinical and Laboratory Evaluation of Hemostasis

History

For most hemostatic disorders, the clinical history provides the most useful information. To evaluate for a bleeding disorder, the history should determine the site or sites of bleeding, the severity and duration of hemorrhage, and the age at onset. Was the bleeding spontaneous, or did it occur after trauma? Was there a previous personal or family history of similar problems? Did the symptoms correlate with the degree of injury or trauma? Does bruising occur spontaneously? Are there lumps with bruises for which there is minimal trauma? If the patient had previous surgery or significant dental procedures, was there any increased bleeding? If a child or adolescent has had surgery that affects the mucosal surfaces, such as a tonsillectomy or major dental extractions, the absence of bleeding usually rules out a hereditary bleeding disorder. Delayed or slow healing of superficial injuries may suggest a hereditary bleeding disorder. In postpubertal females, it is important to take a careful menstrual history. Because some common bleeding disorders, such as von Willebrand disease (VWD), have a fairly high prevalence, mothers and family members may have the same mild bleeding disorder and may not be cognizant that the child’s menstrual history is abnormal. Women with mild VWD who have a moderate history of bruising frequently have a reduction of that bruising during pregnancy or after administration of oral contraceptives. Some medications, such as aspirin and other nonsteroidal anti-inflammatory drugs, inhibit platelet function and increase bleeding symptoms in patients with a low platelet count or abnormal hemostasis. Standardized bleeding scores have been developed and are undergoing investigation for their sensitivity and specificity in children.

Outside the neonatal period, thrombotic disorders are relatively rare until adulthood. In the neonate, physiologic deficiencies of procoagulants and anticoagulants cause the hemostatic mechanism to be dysregulated, and clinical events can lead to either hemorrhage or thrombosis. If a child or teenager presents with deep venous thrombosis or pulmonary emboli, a detailed family history must be obtained to evaluate for deep venous thrombosis, pulmonary emboli, myocardial infarction, or stroke in other family members. Even in the absence of a family history, the presence of thrombosis in the child or teenager should trigger consideration whether the individual should be evaluated for a hereditary or acquired predisposition to thrombosis.

Physical Examination

The physical examination should focus on whether bleeding symptoms are associated primarily with the mucous membranes or skin (mucocutaneous bleeding) or with the muscles and joints (deep bleeding). The examination should determine the presence of petechiae, ecchymoses, hematomas, hemarthroses, or mucous membrane bleeding. Patients with defects in platelet-blood vessel wall interaction (VWD or platelet function defects) usually have mucocutaneous bleeding, which may include epistaxis, menorrhagia, petechiae, ecchymoses, occasional hematomas, and less commonly, hematuria and gastrointestinal bleeding. Individuals with a clotting factor deficiency of factor VIII or IX (hemophilia A or B) have symptoms of deep bleeding into muscles and joints, with much more extensive ecchymoses and hematoma formation. Patients with mild VWD or other mild bleeding disorders may have no abnormal findings on physical examination. Individuals with disorders of the collagen matrix and vessel wall may have loose joints and lax skin associated with easy bruising (Ehlers-Danlos syndrome).

Patients undergoing evaluation for thrombotic disorders should be asked about swollen, warm, tender extremities or internal organs (venous thrombosis), unexplained dyspnea or persistent “pneumonia,” especially in the absence of fever (pulmonary emboli), and varicosities and postphlebitic changes. Arterial thrombi usually cause an acute, dramatic impairment of organ function, such as stroke, myocardial infarction, or a painful, white, cold extremity.

Laboratory Tests

In patients who have a positive bleeding history or who are actively hemorrhaging, a platelet count, PT, and partial thromboplastin time (PTT) should be performed. If the results are normal, a thrombin time to evaluate fibrinogen function and VWF testing should be considered. In individuals with abnormal screening test results, further specific factor work-up should be undertaken. In a patient with an abnormal bleeding history and a positive family history, normal screening tests should not preclude further laboratory evaluation.

There are no useful routine screening tests for hereditary thrombotic disorders. If the family history is positive or clinical thrombosis is unexplained, specific anticoagulant assays should be undertaken. Thrombosis is rare in children, and when it is present, the possibility of a hereditary predisposition should be considered.

Prothrombin Time and Activated Partial Thromboplastin Time

Because clotting factors were named in the order of discovery, they do not necessarily reflect the sequential order of activation (Table 469-1). In fact, factors III, IV, and VI were not subsequently found to be independent proteins; thus, these terms are no longer used. The dual mechanisms of activating clotting have been termed the intrinsic (surface activation) and extrinsic (tissue factor–mediated) pathways. Study of the hemostatic mechanism is further complicated in that the interactions in vivo may use different pathways from those studied in clinical laboratory testing. PT measures the activation of clotting by tissue factor (thromboplastin) in the presence of calcium. Addition of tissue factor causes a burst of factor VIIa generation. The tissue factor–factor VIIa complex activates factor X. Whether factor X is activated by the intrinsic or the extrinsic pathway, factor Xa on the platelet phospholipid surface complexes with factor V and calcium (the “prothrombinase” complex) to activate prothrombin to thrombin (also referred to as factor IIa). Once thrombin is generated, fibrinogen is converted to a fibrin clot, the end-point of the reaction (see Fig. 469-2). PT is not prolonged with deficiencies of factors VIII, IX, XI, and XII. In most laboratories, the normal PT value is 10-13 sec. PT has been standardized using the International Normalized Ratio (INR) so that values can be compared from 1 laboratory or instrument to another. This ratio is used to determine similar degrees of anticoagulation with warfarin (Coumadin)–like medications.

Table 469-1 COAGULATION FACTORS

CLOTTING FACTOR SYNONYM DISORDER
I Fibrinogen Congenital deficiency (afibrinogenemia) or dysfunction (dysfibrinogenemia)
II Prothrombin Congenital deficiency or dysfunction
V Labile factor, proaccelerin Congenital deficiency (parahemophilia)
VII Stable factor or proconvertin Congenital deficiency
VIII Antihemophilic factor Congenital deficiency is hemophilia A (classic hemophilia)
IX Christmas factor Congenital deficiency is hemophilia B
X Stuart-Prower factor Congenital deficiency
XI Plasma thromboplastin antecedent Congenital deficiency, sometimes referred to as hemophilia C
XII Hageman factor Congenital deficiency is not associated with clinical symptoms
XIII Fibrin-stabilizing factor Congenital deficiency

Partial Thromboplastin Time

The intrinsic pathway involves the initial activation of factor XII, which is accelerated by 2 other plasma proteins, prekallikrein and high molecular weight kininogen. In the clinical laboratory, factor XII is activated using a surface (silica or glass) or a contact activator, such as ellagic acid. Factor XIIa, in turn, activates factor XI to factor XIa, which then catalyzes factor IX to factor IXa. On the platelet phospholipid surface, factor IXa complexes with factor VIII and calcium to activate factor X (“tenase” complex).

This process is accelerated by interaction with phospholipid and calcium at the steps involving factors V and VIII. An isolated deficiency of a single clotting factor may result in isolated prolongation of PT, PTT, or both, depending on the location of the factor in the clotting cascade. This approach is useful in determining hereditary clotting factor deficiencies; however, in acquired hemostatic disorders encountered in clinical practice, > 1 clotting factor is frequently deficient, so the relative prolongation of PT and PTT must be assessed.

Measurement of PTT as performed in the clinical laboratory is actually “activated” PTT; however, most refer to it as PTT. This test measures the initiation of clotting at the level of factor XII through sequential steps to the final clot end-point. It does not measure factor VII, factor XIII, or anticoagulants. PTT uses a contact activator (silica, kaolin, or ellagic acid) in the presence of calcium and phospholipid. Because of differences in reagents and laboratory instruments, the normal range for PTT varies among hospital laboratories. Normal ranges for PTT are much more variable from laboratory to laboratory than those for PT.

Thus, the mechanisms studied by PT and PTT allow the evaluation of clotting factor deficiencies, even though these pathways may not be the same as those occurring physiologically In vivo, factor VIIa activates factors IX and X, but as routinely studied in the clinical laboratory, the pathway through which factor VIIa activates factor IX is not evaluated. If the tissue factor–factor VIIa complex activated only factor X, it would be difficult to explain why the most severe bleeding disorders are deficiencies of factor VIII (hemophilia A) and factor IX (hemophilia B). In vivo, thrombin is generated and feeds back to activate factor XI and accelerate the clotting process. Clotting in PTT can be prolonged by deficiencies of factor XII, prekallikrein, and high molecular weight kininogen, yet these deficiencies are asymptomatic conditions.

Developmental Hemostasis

The normal newborn infant has reduced levels of most procoagulants and anticoagulants (see Table 469-1). In general, there is a more marked abnormality in the preterm infant. Although major differences exist in the normal ranges for newborn and preterm infants, these ranges vary greatly among laboratories. During gestation, there is progressive maturation and increase of the clotting factors synthesized by the liver. The extremely premature infant has prolonged PT and PTT values as well as a marked reduction in anticoagulant protein levels (protein C, protein S, and AT-III). Levels of fibrinogen, factors V and VIII, VWF, and platelets are near-normal throughout the later stages of gestation (Chapter 97.4). Because protein C and protein S are physiologically reduced, the normal factors V and VIII are not balanced with their regulatory proteins. In contrast, the physiologic deficiency of vitamin K–dependent procoagulant proteins (factors II, VII, IX, and X) is partially balanced by the physiologic reduction of AT-III. The net effect is that newborns (especially premature infants) are at increased risk for complications of bleeding, clotting, or both.