Gait Analysis in Anterior Cruciate Ligament Deficient and Reconstructed Knees

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Chapter 80 Gait Analysis in Anterior Cruciate Ligament Deficient and Reconstructed Knees

Introduction

Anterior cruciate ligament (ACL) rupture is a common injury of the knee joint that usually results in surgical reconstruction.1,2 The goal of ACL reconstruction and subsequent rehabilitation is to restore the knee to an acceptable muscular strength and joint stability.3,4 The stability of the knee thought to have an ACL injury is traditionally evaluated with an arthrometer (i.e., KT-1000) while the patient is in a standard static position. The arthrometer provides the clinician with a quantitative measure of the amount of passive movement between the femur and the tibia. A minimal amount of joint laxity during the test is considered to be clinically and functionally acceptable. However, such an evaluation is a measure of passive joint stability and does not provide a measure of the joint’s stability during daily physical activities.57 Dynamic functional joint stability is defined as the condition in which the joint is stable during daily physical activities.5 Previous research has indicated that there is lack of a relationship between passive and dynamic functional joint stability.5,810

Recently, gait analysis has been used to quantify the dynamic functional knee stability after ACL reconstruction.1114 Gait analysis can be defined as an advanced laboratory process by which present day electronics (i.e., video cameras) are used to integrate information from a variety of inputs in order to demonstrate and analyze the dynamics of gait (Fig. 80-1). For example, gait analysis can offer a more in-depth evaluation of movement patterns by providing information on each joint. Such information has also become common practice in many other orthopaedic areas where the effects of surgical procedures (i.e., joint arthroplasty, cerebral palsy) are evaluated to identify gains in mobility.1519

The use of this technology allows the development of normal joint movement profiles that can be used to identify abnormalities, helping in this way to improve diagnosis, treatment, design, and performance of reconstructive surgery and rehabilitation programs. Gait analysis, using advanced computerized systems in conjunction with multiple high-speed (i.e., 200 frames per second) video cameras, can document three-dimensional (3D) knee joint movement profiles.20 Thus all six degrees of freedom of the knee joint can now be discerned, and the dynamic functional levels of individuals performing everyday activities can be objectively measured and evaluated. This is accomplished by obtaining data from surface markers that are placed on specific anatomical bony landmarks. The position of the markers in space is recorded, and then joint movement profiles can be acquired.

A possible limitation of gait analysis is that surface markers may not accurately represent the underlying bone motion during highly dynamic activities,21 as the markers are attached on the skin and not directly on the bone. As skin movement increases, the location of the marker and of the underlying bone differs. As a result, error is introduced.2126 One way to avoid these limitations is to directly measure skeletal motion with intracortical pins.25 However, the applicability of this method is limited because the implantation of intracortical pins is a highly invasive procedure that may cause discomfort or pain to the patient and result in restriction of movements. In addition, implantation of intracortical pins is a method that is limited by the sample size, as an effective number of volunteers cannot be found.

These limitations can also be addressed with careful experimentation procedures. The following are a few of the procedures commonly used:

3 Maximize your control conditions to “tease” out true differences. For example, in our research work,14,27 we used as control conditions both the intact leg of the ACL reconstructed or deficient group and a completely healthy group of individuals.

These suggestions can solidify conclusions drawn from gait analysis. Thus gait analysis is widely accepted at the present time and is considered a well-established and reliable method.28,29 This methodology allows the in vivo evaluation of the ACL deficient and reconstructed knee during dynamic activities (i.e., walking, pivoting), something that static measures (i.e., arthrometer) are unable to do.

Importance of in Vivo Biomechanical Research to Quantify Success of Surgical Techniques

Example 1: Tibial Rotation

In this section, we will present our first example of how gait analysis and in vivo biomechanics can help quantify success in the operating room. For this example, we will focus on knee joint rotational movement patterns for which in vivo research work is scanty.

Our investigations have examined knee joint rotational movement patterns during high- and low-demand activities in both ACL deficient and reconstructed individuals. In our first study, we evaluated ACL deficient and reconstructed individuals during a low-demand activity such as walking.14 We examined 13 individuals with unilateral ACL deficiency, 21 individuals who had undergone ACL reconstruction, and 10 healthy controls. ACL reconstruction was done arthroscopically using a bone–patellar tendon–bone (BPTB) autograft. We found that the ACL deficient group exhibited significantly increased tibial rotation range of motion during the initial swing phase of the gait cycle when compared with the ACL reconstructed and control groups. Thus our results demonstrated that ACL deficiency produced rotational differences at the knee during walking. These differences did not exist when we compared the ACL reconstructed group with the control. Thus, in this low-demand activity, the surgical reconstruction restored tibial rotation to normal levels.

Next, we wanted to identify whether this is also the case in a higher-demand activity that can apply increased rotational loading at the knee. Therefore we examined 18 ACL reconstructed individuals and 15 controls during a high-demand activity (descending stairs and subsequent pivoting).27 The ACL reconstruction was done arthroscopically, again using a BPTB autograft. The evaluation was performed at an average of 12 months after reconstruction. The individuals were asked to descend three steps and then immediately pivot on the landing leg at 90 degrees and walk away from the stairway while kinematic data were collected. The tibial rotation range of motion during the pivoting period was found to be significantly larger in the ACL reconstructed leg compared with the contralateral intact leg and the healthy control. No significant differences were found between the healthy control leg and the intact leg of the ACL reconstructed group. Therefore our results demonstrated that tibial rotation remained abnormal and significantly increased 1 year after ACL reconstruction during high-demand activities such as pivoting after descending from stairs.

To verify our findings, we performed an additional experiment in which we evaluated another high-demand activity.30 Data were collected while the subjects jumped off a 40-cm platform and landed on the ground; following foot contact, they immediately pivoted at 90 degrees and walked away from the platform. We chose this activity because landing from a jump is a task that places higher demands on the knee than walking or even stepping down.31,32 We combined landing with a subsequent pivoting to create rotational loads on the knee. The subjects were 11 patients, all ACL reconstructed with the same arthroscopic technique using a BPTB autograft, 1 year after the surgery; 11 ACL deficient subjects who had sustained the injury more than 1 year prior to testing; and 11 controls. The same dependent variable was evaluated as in the previous study.27 Both the reconstructed leg of the ACL group and the deficient leg of the ACL deficient group had significantly larger tibial rotation values than in the healthy control group. We also found no significant differences between the deficient leg of the ACL deficient group and the reconstructed leg of the ACL reconstructed group. It was concluded that current ACL reconstruction using the BPTB autograft is inadequate to restore excessive tibial rotation during an activity such as landing and subsequent pivoting, which practically simulates sport activities.

Next, we wanted to identify whether tibial rotation remains excessive for a longer period: 2 years following the reconstruction. We speculated that it is possible adaptations will set in and the patients will compensate. Thus we performed a follow-up evaluation33 in nine ACL reconstructed subjects who had participated in our previous study.30 We examined them with the same methodology and for both activities that we used in our previous work.27,30We also incorporated a control group of 10 individuals. We found that tibial rotation remained significantly excessive even 2 years after the reconstruction. This result was verified with comparisons conducted with both the intact contralateral knees of our patient group and with the healthy controls. Furthermore, we found that tibial rotation of the intact knee of our patient group was similar to those recorded from the healthy control group.

In all of our previous work, ACL reconstruction was performed with a BPTB autograft. Thus it was logical to question whether tibial rotation will remain excessive if an alternative autograft is used. Such an autograft is the quadrupled hamstring tendon (semitendinous and gracilis [ST/Gr]). Originally we hypothesized that the ST/Gr autograft would be able to restore tibial rotation during our experimental protocols due to its superiority in strength and linear stiffness3437 and because it is closer morphologically to the anatomy of the natural ACL.3436 We examined 11 individuals who were ACL reconstructed with an ST/Gr autograft, 11 individuals who were ACL reconstructed with a BPTB autograft, and 11 healthy controls.38,39 The experimental protocol was identical to our previous studies. Tibial rotation was found to be significantly larger in both ACL reconstructed groups when compared with the healthy controls. Therefore our hypothesis was refuted, and we concluded that ACL reconstruction using the ST/Gr autograft is as inadequate as the one using the BPTB autograft in terms of restoring excessive tibial rotation.

The results of our studies were also supported by in vitro research work in which the biomechanical efficiency of the ACL reconstruction has also been questioned.4043 These studies showed that ACL reconstruction was successful in limiting anterior tibial translation in response to an anterior tibial load but was insufficient to control a combined rotatory load of internal and valgus torque. Furthermore, our tibial rotational values were in close agreement with the in vitro work.40

In summary, our research work showed how gait analysis and in vivo biomechanics can help quantify success in the operating room. We found that ACL deficiency results in abnormal movement patterns such as excessive tibial rotation. ACL reconstruction seems to restore ACL function regarding tibial rotation in low-demand activities such as walking. However, this is not the case in higher-loading activities such as during pivoting, immediately following step-down, or in a landing from a jump. These types of activities can reveal differences that are masked during low-demand activities.

Example 2: Dynamic Functional Knee Stability Using Nonlinear Analysis

In this section we present our second example of how gait analysis and in vivo biomechanics can help measure dynamic functional knee stability. For this example, we will focus on our research work in which we used nonlinear tools to examine whether an injured joint is functionally stable during daily physical activities.

Biomechanists have recently proposed that the use of stride-to-stride variability, defined as fluctuations on the walking movement patterns from one stride to the next, provides a quantitative measure of functional joint stability.4447 This proposal is based on scientific evidence that neuromuscular pathology is related to an increased amount of stride-to-stride variability.4447 Hence a “biomechanical” hypothesis has been formed in which neuromuscular pathology is related to an increased amount of variability and deterioration of functional stability. However, this biomechanical hypothesis lacks support in other medical domains. Numerous studies in diverse medical areas have shown that a decreased amount of variability is related to pathology. These investigations include medical domains such as heart rate irregularities, sudden cardiac death syndrome, blood pressure control, brain ischemia, and epileptic seizures.4855 Hence a contradictory hypothesis has been proposed in which variability is described as “healthy flexibility.”5658 These investigations indicate that variations in the behavior of the biological system may be necessary to provide flexible adaptations to everyday stresses placed on the human body. Alternatively, a lack of healthy flexibility is associated with rigidity and inability to adapt to stresses. Based on this logic, it is possible that injury or pathology can result in a loss of healthy flexibility that may not be regained despite surgical treatment (loss of complexity hypothesis).

This contradiction in the literature may be due to the usage of linear tools (i.e., standard deviation) to assess stride-to-stride variability.4447 Linear tools only provide a measure of the amount of variability that is present in the gait pattern and may mask the true structure of motor variability. Masking occurs when strides are averaged to generate a “mean” picture of the subject’s gait. This averaging procedure may lose the temporal variations of the gait pattern. Additionally, the statistical processing of linear measures requires random and independent variations between subsequent strides.

Recent studies have overcome the problems of linear measures by using nonlinear tools such as the Approximate Entropy.5962 These studies have determined that variations in the gait pattern are distinguishable from noise and have a deterministic origin. A deterministic origin indicates that stride-to-stride variations are neither random nor independent. Rather, these variations have a meaningful pattern that characterizes the behavior of the locomotive system. Linear tools are not able to provide such information. Thus the ability to quantify the characteristic features of these variations has been the strength of using nonlinear tools to support the “loss of complexity” hypothesis.

In our research work, we wanted to quantify knee joint stride-to-stride variability in ACL deficient and reconstructed individuals during a common daily activity such as walking. We used nonlinear analysis to explore whether the “loss of complexity” hypothesis can also be generalized to orthopaedic-related problems. In our first study62 we examined ten subjects with unilateral ACL deficiency who walked on a treadmill at different speeds while kinematic data were collected for 80 consecutive strides for each speed. The Approximate Entropy of the resultant knee joint flexion–extension kinematic data was calculated (Fig. 80-2). The ACL deficient knee had significantly smaller values than the intact contralateral knee. This indicated more regular and repeatable movement patterns for the injured knee and a decrease in healthy flexibility, as mentioned previously. Therefore nonlinear measures such as Approximate Entropy could prove to be of great importance in orthopaedics, providing the clinician with a mean of dynamical assessment of the effect of the pathology on movement and of the results of various therapeutic interventions. In addition, we believe that the “loss of complexity” hypothesis may be more universal than its proponents suggested. Pathologies of biorhythms are similar no matter whether one deals with the cardiovascular, nervous, or musculoskeletal system.

Next, we wanted to examine the effect of an ACL reconstruction on knee joint stride-to-stride variability.63 Again, we used the same nonlinear analysis, the Approximate Entropy. We examined six individuals who were ACL reconstructed with an ST/Gr autograft, seven individuals who were ACL reconstructed with a BPTB autograft, and 12 healthy controls. All subjects walked on a treadmill at a self-selected pace while kinematic data were collected from 120 consecutive strides. The control group had the smallest Approximate Entropy values, whereas the ST/Gr group had the largest. Significant differences were found only between the control and the ST/Gr reconstructed knees. We concluded that the ST/Gr reconstructed knee flexion/extension movement patterns during walking are less regular and repeatable than in the healthy control knee. However, the BPTB reconstructed knee seems to exhibit properties similar to the control. In addition, the results are also quite intriguing because they showed that the ACL reconstruction led to increased “flexibility” in the system. In the next section, we will present a theoretical explanation for this research outcome.

In summary, our research work demonstrated how knee stride-to-stride variability, which can be measured with gait analysis and analyzed with nonlinear measures, can help quantify functional knee stability during activities of daily living. We found that ACL deficiency results in a “loss of complexity,” which is in agreement with the general medical literature that pathology will decrease variability. However, we found that ACL reconstruction increased variability, and thus complexity, as compared with healthy controls.

Advanced Theoretical Considerations

Development of Osteoarthritis Due to Excessive Tibial Rotation

Degeneration of the knee joint and eventual development of osteoarthritis have been associated with ACL deficiency. Longitudinal follow-up studies have shown that ACL deficiency leads to the development of chondral injuries, meniscal tears, degeneration of the articular cartilage, and eventually posttraumatic arthritis.6468 However, similar problems have also been found longitudinally in the ACL reconstructed knee.69 Even more disturbingly, such findings have been seen shortly after the reconstruction as well.70 Therefore ACL reconstruction cannot protect the knee from progressing to degenerative change.

Based on our research results presented earlier, we would like to propose that excessive tibial rotation may be an abnormal movement mechanism that degenerates soft tissues (i.e., cartilage), resulting in osteoarthritis. We hypothesize that because current ACL reconstruction procedures cannot exactly replicate normal ACL anatomical complexity, they cannot restore normal tibiofemoral kinematics at the knee joint, thus leading to pathological movement patterns. These patterns also exist in ACL deficient knees. The abnormal rotational movements of the articulating bones at the knee could result in the applications of loads at areas of the cartilage that are not commonly loaded in a healthy knee. It has been shown that normal functional loading results in increased resistance of the cartilage by improving the mechanical stiffness and the proteoglycan content of the tissue.7174 Furthermore, in joints that are prone to arthrosis, it has been found that the best-preserved cartilage areas are those of higher loading.75 Therefore in a healthy knee there are areas that are commonly loaded and others that are not. These latter areas, due to lack of sufficient cartilage, may not be able to withstand the newly introduced loading that is the result of the abnormal rotational movements of the articulating bones. Over time this could lead to knee osteoarthritis.

A Modified Complexity Hypothesis Model

Changes in the system’s variability have been associated with pathology in several medical areas. Using few examples from cardiology, Kleiger et al (1987)76 showed a correlation between decreased heart rate variability (greater rigidity) and increased mortality in subjects who had suffered an acute myocardial infarction. Kaplan et al (1991)77 showed decreases in cardiovascular variability with age and concluded that variability as measured with nonlinear tools may be a useful physiological marker. Similarly, decreases in variability have been reported in electroencephalographic (EEG) tracings during seizures when compared with resting EEG recordings.78 Our research work explored another physiological biorhythm, stride-to-stride variability, which can be mapped to heart rate variability. We showed that musculoskeletal pathology (i.e., ACL rupture) can also lead to similar results as in other medical areas where the “loss of complexity” hypothesis has been proposed.

Our previously discussed results supported the “loss of complexity” hypothesis in the ACL deficient knee. However, they also provide ground for an even more interesting hypothesis regarding musculoskeletal variability. It is possible that changes in knee stride-to-stride variability may in fact be the consequence of modifications, not only in the deterministic operation of the adaptive complex control systems, but also in intrinsic stochasticity (noise). It is possible that musculoskeletal variability can actually be represented by a continuum. The two ends of the continuum are complete periodicity and complete randomness (see also Fig. 80-2). A “healthy” optimal variability or “complexity” by a motor system is somewhere between the two ends. Decreases or losses can make the system more rigid/periodic and less adaptable, as in the ACL deficient knee. Thus an individual with ACL deficiency is more cautious in the way that he or she walks, trying to eliminate any extra movements, and thus is more rigid. On the other hand, increases can make the system more noisy, as in the ACL reconstructed knee with the ST/Gr autograft. Thus an individual, knowing that now the ACL is reconstructed, feels secure in increasing and adding extra movements. However, because the proper proprioceptive channels are not exactly present, more noise enters in the system, resulting in excess movements. These deviations from the healthy optimal variability may result in a knee more susceptible to acute and chronic injury. If the knee is more rigid as in ACL deficiency or noisier as in ACL reconstruction, it may reduce the capability of the joint to respond to different perturbations and adapt to the changing environment. This may in turn increase susceptibility to injury and future pathology, such as the development of degenerative knee arthritis.

One of our future goals is to further test this model and verify the just-presented hypothesis. We also believe that the examination of the knee stride-to-stride variability will become a routine examination among orthopaedists to examine dynamic functional knee stability.

Recommendations for Future Work: How Gait Analysis can Guide the Development of Surgical Techniques

Double Bundle

In the past few years, the rotational role of the ACL has been studied more thoroughly. Recent cadaveric studies of the ACL have shown that it consists of two major components, the anteromedial (AM) bundle and the posterolateral (PL) bundle (Fig. 80-3). The two-bundle description of the ACL has been accepted as a basis for understanding the function of the ACL. The ACL does not function as a simple band of fibers with constant tension as the knee moves; the two bundles seem to exhibit different tension patterns, and they seem to be susceptible to different forces. When the knee is extended, the PL bundle is tight and the AM bundle is moderately lax. As the knee is flexed, the femoral attachment of the ACL takes a more horizontal orientation, causing the AM bundle to tighten and the PM bundle to loosen.79 However, it seems that this structural morphology of the ACL cannot be restored with the common ACL reconstruction techniques. Therefore recent techniques have been developed to better approximate the actual anatomy and physiology of the ACL. One very promising technique is the two-bundle ACL reconstruction.

The advantage of two-bundle reconstruction is that it can better replicate the function of the ACL. This is accomplished due to the reinstatement of the two-bundle anatomy of the ligament.80 It is generally agreed that current ACL reconstruction techniques using BPTB or ST/Gr grafts, anchored in one femoral and one tibial tunnel, achieve this goal partially because they replicate mostly the AM bundle of the ACL. The role of this bundle has been well documented as resisting anterior translational loads.41 However, the PL bundle has received limited attention. A recent in vitro study81 has revealed that the PL bundle is important for the stabilization of the knee against rotational loads. Thus it is possible that the lack of restoration of tibial rotation after an ACL reconstruction is related to the lack of proper replication of the two ACL bundles and specifically of the PL bundle. Recent studies in both human and animals have demonstrated similar results with the two-bundle reconstruction technique.80,8286 However, this conclusion needs to be verified in vivo using gait analysis, as described earlier in our research work. Our experimental protocols can determine whether the double-bundle technique is truly superior in restoring tibial rotation during physical activities.

Tunnel Positioning

Another very promising technique that has been developed recently to better approximate the actual anatomy and physiology of the ACL is the more oblique femoral tunnel placement. A more oblique placement of the femoral tunnel can also affect rotational stability.40,87,88 The basic advantages of this technique are: (1) it is not as surgically demanding as others (i.e., a two-bundle reconstruction) and (2) the only difference from the current techniques is in the setting of the femoral tunnel in a more oblique location (between 9 and 10 o’clock for a right knee). Current techniques use a vertical orientation approximately at the 11-o’clock position (Fig. 80-4). Several studies used in vitro methodology to examine the more oblique placement of the femoral tunnel using either the BPTB40,87 or the ST/Gr autograft.88 They found that the more oblique placement of the femoral tunnel more effectively resisted rotational loads. This can be attributed to the fact that the PL bundle of the ACL is located more horizontally and toward the 9-o’clock position of the femur (for the right leg) and is important for the stabilization of the knee against rotational loads. Thus a more oblique placement can better replicate the PL bundle and result in increased resistive ability to rotational forces. In our studies, the femoral tunnel was placed at the 11-o’clock position.

However, we are currently examining the effect of a more horizontal placement of the femoral tunnel on tibial rotation. We perform reconstructions with both BPTB and the ST/Gr autografts in which the femoral tunnel is placed in a more oblique location and at 9 o’clock. Then we use gait analysis and our experimental protocols to identify whether a more horizontal placement of the femoral tunnel is superior in restoring tibial rotation during physical activities.

Summary

In this chapter, we presented how gait analysis and in vivo biomechanics revealed excessive tibial rotation in ACL deficiency. Our experimental work showed that ACL reconstruction with the currently used autografts (BPTB and ST/Gr) cannot restore tibial rotation, as has also been found in activities that are more demanding than walking and involve both anterior and rotational loading of the knee. Based on this research work, we presented a hypothesis for the development of osteoarthritis in both ACL deficient and ACL reconstructed knees. Specifically, we proposed that excessive tibial rotation will lead to abnormal loading of cartilage areas that are not commonly loaded in the healthy knee. Over time, this abnormal loading will lead to osteoarthritis.

We also presented how the evaluation of knee stride-to-stride variability using nonlinear analysis can be used to quantify dynamic functional knee stability. We proposed an alternative complexity hypothesis model. In this model we hypothesized that there is an optimal healthy amount of knee variability, and decreases or increases due to ACL pathology can result in future knee pathology. We based this proposition on our experimental work that revealed that ACL deficiency results in a more rigid knee, whereas ACL reconstruction results in a noisier knee.

In addition, we demonstrated how gait analysis can assist in the improvement and development of new surgical procedures and grafts that could restore not only the pathological anterior drawer, but also the increased tibial rotation. Attempts to achieve this include a more horizontally oriented femoral tunnel or a double-bundle ACL reconstruction. Experimental methodology such as that presented in this chapter can examine the advantages and disadvantages of these different surgical procedures, whether it be the graft material or the tunnel positioning, keeping always in mind the importance of reproducing the actual ACL anatomy during the reconstruction.

Finally, additional studies are also needed to verify or refute our theoretical propositions regarding the development of osteoarthritis due to excessive tibial rotation and the generalization of the complexity hypothesis to musculoskeletal pathologies.

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