Degenerative Rotatory Scoliosis: Three- Dimensional Thoracic and Lumbar Spine Deformity Correction

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Chapter 85 Degenerative Rotatory Scoliosis

Three- Dimensional Thoracic and Lumbar Spine Deformity Correction

Degenerative scoliosis is the most common cause of adult scoliosis.1 It develops de novo during adulthood and is largely due to asymmetrical disc degeneration; the resultant curve has even been referred to as a “discogenic curve.”1 Additionally, it may be related to osteoporosis and associated compression fractures. The apex of this curve is most often present at L2-3 or L3-4 and is usually limited to the lumbar or thoracolumbar regions. Its extent, as illustrated by imaging studies, does not necessarily correlate with symptoms or neurologic deficits, a fact that presents a significant dilemma to the treating physician. Management options are complicated by the wide variety of treatment choices.

When surgery is considered, its rationale must be clearly delineated and based on all possible important factors, including overall spinal balance, bone health, neurologic symptoms, and medical comorbidities. Surgery is indicated in lumbar degenerative rotatory scoliosis for one of three reasons: instability, neural compression, or spinal imbalance.

Instability can take many forms, ranging from mechanical low back pain to overt deformity progression or frank instability. Instability usually manifests through pain of a mechanical nature, pain that is deep and agonizing and is worsened by activity (loading) and improved by rest (unloading). Loss of integrity of the lumbar spinal motion segment to tolerate physiologic loads affects the spine in all planes, which explains the common finding of multiple pathologies presenting in a single patient. These deformities are coupled by the asymmetrical degeneration of the disc and may manifest as spondylolisthesis, oligolisthesis, and fixed sagittal imbalance in addition to the scoliosis.

The treatment for neural compression is often surgical decompression; the treatment for instability is joint immobilization; and the treatment for imbalance is correction. Surgery is a common option for the latter two. Neurogenic claudication (a neurologic syndrome) does not respond to spine fusion. Conversely, mechanical low back pain uncommonly responds to laminectomy. One must separate these clinical manifestations carefully so that surgical management can be specifically tailored to the patient’s complaints and to the structural pathology.

As we age, our spines “loosen” somewhat until midlife. Then, at about the age of 55, the degenerative process begins to accelerate, and spinal stiffening occurs (i.e., spine restabilization). This stiffening process, although associated with spinal degeneration and spinal deformation, leads to a progressively more stable spine in most cases. Therefore, this scenario, which is the rule rather than the exception, should mandate a surgically conservative approach in the majority of patients. For example, even with significant spine deformation, a patient with neurogenic claudication may be best managed by a carefully performed decompression procedure, not a radical decompression, deformity correction, fusion, and instrumentation procedure.

Finally, methods of deformity correction and maintenance are described in this chapter. Adjuncts to this aspect of the management of degenerative rotatory scoliosis—such as ventral “release” procedures or orthotic management—are not. In the clinical scenarios presented in this chapter, it is assumed that the patient has a symptomatic and mechanically unstable spine deformity and that adjuncts to the surgical scheme under discussion have been undertaken when appropriate.

Disc Deformation

Bulging of the anulus fibrosus results in periosteal elevation and subperiosteal bone formation. Spondylotic ridges (osteophytes) are laid down, and this can result in spinal canal encroachment. These ridges occur most commonly on the concave side of a curvature. Therefore, natural cervical and lumbar lordosis predisposes the spine to osteophyte formation toward the spinal canal, causing spinal canal encroachment. The thoracic region, by virtue of its intrinsic kyphotic posture, is relatively spared this process.

Form follows function, even during the process of degeneration. Therefore, osteophyte formation occurs predominantly on the concave side of a scoliotic curvature (where anulus fibrosus bulging is most significant), while disc herniation occurs commonly on the convex side of a spinal bend. The thin dorsal anulus fibrosus and relatively weak lateral aspect of the posterior longitudinal ligament combine with the migratory tendencies of the nucleus pulposus to encourage dorsolateral disc herniation.3

In the laboratory, (1) flexion (causing dorsal nucleus pulposus migration), (2) lateral bending away from the side of disc herniation (causing lateral nucleus pulposus migration), and (3) application of an axial load (causing an increase in intradiscal pressure) are required for the creation of a herniated lumbar disc. A degenerated disc is also necessary as a predisposing factor.5 This complex loading pattern results in the application of tension on the weakest portion of the anulus fibrosus (the dorsolateral position, the location of the herniation), migration of the nucleus pulposus toward this position, and an asymmetrical increase in intradiscal pressure. The age-related increased frequency of anulus fibrosus tears and a peaking of nucleus fibrosus pressures in people 35 to 55 years of age4 also predispose to an increased incidence of disc herniation. Asymmetrical collapse of the disc interspace is often a result of the disc degeneration process and places asymmetrical focal stresses on portions of the spine.

Spinal Configuration

All aspects of spinal configuration should be considered carefully before determination of the surgical approach (which includes application of a spinal implant) for a spine disorder. The thoracic and lumbar regions are affected differently in this regard. Thoracic disc interspace height loss occurs predominantly in the ventral aspect of the disc. This loss results in progression of the natural kyphotic deformity as the degenerative process ensues, thus exaggerating propensities for deformity progression. The rib cage, however, substantially stabilizes the thoracic spine.

The coupling phenomenon (whereby one movement of the spine about or along an axis obligates another movement about or along another axis)3 plays a significant role in the development of degenerative spine deformations in the lumbar region (whereas it is of minimal significance regarding degenerative deformities in the thoracic region). This is because thoracic degenerative deformities are often oriented in the sagittal plane, whereas degenerative lumbar deformities are usually oriented in the coronal plane (excluding degenerative lumbar spondylolisthesis). The absence of uncovertebral joints (in contrast to the cervical region) and the sagittal orientation of the facet joints (in contrast to the cervical and thoracic regions) create a situation that causes obligatory rotation of the spine in response to lateral bending (coupling) and, commonly, a loss of normal lumbar lordosis. The progression of lateral bending deformities in the lumbar spine (scoliosis) thus predisposes to rotation of the spine (Fig. 85-1), and the influence of an uncompensated thoracic kyphosis predisposes the lumbar spine to greater “flattening” or loss of the normal lordotic curve.

Not all scoliotic curves are symptomatic, as patients may be able to compensate for these deformities by “rebalancing” the spine through other skeletal structures, such as pelvic tilt. When curve progression can no longer be compensated, the subsequent displacement of the load causes worsening of curve that caused it in the first place. Therefore, lateral bending deformation predisposes to lateral bending deformity progression in the lumbar spine, as the presence of kyphotic deformation predisposes to the progression of kyphotic deformation in the thoracic spine. An asymmetrical loss of height of the lumbar intervertebral disc may progress to an asymmetrical collapse of the vertebral body, as described previously in this chapter. As this scoliotic deformity progresses, it is obligatorily associated with rotation of the spine, with the spinous processes rotating toward the concave side of the curve (coupling).3 Of note is that because of the aforementioned osteophyte development propensities, osteophytes occur predominantly on the concave side of the curvature.

The obligatory association of rotation and loss of lordosis with lateral bending (coupling) complicates lumbar corrective and spinal instrumentation surgery. Transverse process exposure and dissection can cause injury to underlying nerve roots because of the relative dorsal migration of the root with respect to the transverse processes. Neuroforamina are considerably smaller on the concavity, and the neural structures within the spinal canal will naturally “hug” the lateral wall of the concave curve. This heightens the risk of neurologic injury during placement of instrumentation along the concavity. Therefore, care must be taken both during surgical exposure of the lumbar transverse processes and during placement of spinal instrumentation and subsequent correction.

Operative Treatment

The operative treatment of scoliosis is reserved for patients with refractory pain due to the scoliosis curve, significant curve progression, gait disturbance, and neurologic deficit all leading to a significant limitation of activities of daily living.6,7 Preoperative preparation should include adequate imaging, as was already mentioned.

Any patient being considered for surgery not should only get detailed radiographic spine imaging but may also need a variety of complementary studies. A dual-energy x-ray absorptiometry scan can provide useful information about bone quality that may affect surgical planning. Patients with suspected pulmonary compromise should be sent for pulmonary function testing, although pulmonary compromise is rare in patients with curves less than 80 degrees.8 Medical and cardiac risk stratification should be obtained for anyone with a significant medical history. It should be noted that occult cardiac disease can be seen in adult scoliotic patients owing to severe deconditioning and the patient’s inability to experience exercise-related stress. Smoking cessation should be pursued, and a general rule of thumb is that elective surgery for deformity correction be offered to patients only after they have quit smoking.

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