CHAPTER 16 Congenital Abnormalities and Dysmorphic Syndromes
The formation of a human being, a process sometimes known as morphogenesis, involves extremely complicated cell biology that, though only partially understood, is beginning to yield its mysteries (see Chapter 6). Given the complexity, it is not surprising that on occasion it goes wrong. Nor is it surprising that in many congenital abnormalities genetic factors can clearly be implicated. Approximately 2400 dysmorphic syndromes are described that are thought to be due to molecular pathology in single genes, and for at least 500 the genes have been identified and more than 200 mapped. A further 500 or so sporadically occurring syndromes are recognized, for which the precise cause remains elusive. In this chapter, we shall consider the overall impact of abnormalities in morphogenesis by reviewing the following.
Incidence
Newborn Infants
Surveys reviewing the incidence of both major and minor anomalies in newborn infants have been undertaken in many parts of the world. A major anomaly can be defined as one that has an adverse outcome on either the function or the social acceptability of the individual (Table 16.1). In contrast, minor abnormalities are of neither medical nor cosmetic importance (Box 16.1). However, the division between major and minor abnormalities is not always straightforward; for instance, an inguinal hernia occasionally leads to strangulation of bowel and always requires surgical correction, so there is a risk of serious sequelae.
System and Abnormality | Incidence per 1000 Births |
---|---|
Cardiovascular | 10 |
Ventricular septal defect | 2.5 |
Atrial septal defect | 1 |
Patent ductus arteriosus | 1 |
Tetralogy of Fallot | 1 |
Central nervous system | 10 |
Anencephaly | 1 |
Hydrocephaly | 1 |
Microcephaly | 1 |
Lumbosacral spina bifida | 2 |
Gastrointestinal | 4 |
Cleft lip/palate | 1.5 |
Diaphragmatic hernia | 0.5 |
Esophageal atresia | 0.3 |
Imperforate anus | 0.2 |
Limb | 2 |
Transverse amputation | 0.2 |
Urogenital | 4 |
Bilateral renal agenesis | 2 |
Polycystic kidneys (infantile) | 0.02 |
Bladder exstrophy | 0.03 |
These surveys have consistently shown that 2% to 3% of all newborns have at least one major abnormality apparent at birth. The true incidence, taking into account abnormalities that present later in life, such as brain malformations, is probably close to 5%. Minor abnormalities are found in approximately 10% of all newborns. If two or more minor abnormalities are present in a newborn, there is a 10% to 20% risk that the baby will also have a major malformation.
Childhood Mortality
Collating the incidence data on abnormalities noted in early spontaneous miscarriages and newborns, at least 15% of all recognized human conceptions are structurally abnormal (Table 16.2), and genetic factors are probably implicated in at least 50% of these.
Incidence | (%) |
---|---|
Spontaneous Miscarriages | |
First trimester | 80–85 |
Second trimester | 25 |
All Babies | |
Major abnormality apparent at birth | 2–3 |
Major abnormality apparent later | 2 |
Minor abnormality | 10 |
Death in perinatal period | 25 |
Death in first year of life | 25 |
Death at 1–9 years | 20 |
Death at 10–14 years | 7.5 |
Definition and Classification of Birth Defects
Single Abnormalities
Single abnormalities may have a genetic or non-genetic basis. The system of terms used helps us to understand the different mechanisms that might be implicated, and these can be illustrated in schematic form (Figure 16.1).
Malformation
A malformation is a primary structural defect of an organ, or part of an organ, that results from an inherent abnormality in development. This used to be known as a primary or intrinsic malformation. The presence of a malformation implies that the early development of a particular tissue or organ has been arrested or misdirected. Common examples include congenital heart abnormalities such as ventricular or atrial septal defects, cleft lip and/or palate, or neural tube defects (Figure 16.2). Most malformations involving only a single organ show multifactorial inheritance, implying an interaction of gene(s) with other factors (p. 143). Multiple malformations are more likely to be due to chromosomal abnormalities but may be due to single gene mutations.
Disruption
The term disruption refers to an abnormal structure of an organ or tissue as a result of external factors disturbing the normal developmental process. This used to be known as a secondary or extrinsic malformation, and includes ischemia, infection, and trauma. An example of a disruption is the effect seen on limb development when a strand or band of amnion becomes entwined around a baby’s forearm or digits (Figure 16.3). By definition a disruption is not genetic, although occasionally genetic factors can predispose to disruptive events. For example, a small proportion of amniotic bands are caused by an underlying genetically determined defect in collagen that weakens the amnion, making it more liable to tear or rupture spontaneously.
Deformation
A deformation is a defect resulting from an abnormal mechanical force that distorts an otherwise normal structure. Examples include dislocation of the hip and mild ‘positional’ talipes (‘clubfoot’) (Figure 16.4) resulting from reduced amniotic fluid (oligohydramnios) or intrauterine crowding from twinning or a structurally abnormal uterus. Deformations usually occur late in pregnancy and convey a good prognosis with appropriate treatment—for instance, gentle splinting for talipes, because the underlying organ is fundamentally normal in structure.
Dysplasia
A dysplasia is an abnormal organization of cells into tissue. The effects are usually seen wherever that particular tissue is present. For example, in a skeletal dysplasia such as thanatophoric dysplasia, which is caused by mutations in FGFR3 (p. 93), almost all parts of the skeleton are affected (Figure 16.5). Similarly, in an ectodermal dysplasia, widely dispersed tissues of ectodermal origin, such as hair, teeth, skin, and nails, are involved (Figure 16.6). Most dysplasias are caused by single-gene defects and are associated with high recurrence risks for siblings and/or offspring.
Multiple Abnormalities
Sequence
This concept describes the findings that occur as a consequence of a cascade of events initiated by a single primary factor and may result in a single organ malformation. In the ‘Potter’ sequence, chronic leakage of amniotic fluid or defective fetal urinary output results in oligohydramnios (Figure 16.7). This, in turn, leads to fetal compression, resulting in squashed facial features, dislocation of the hips, talipes, and pulmonary hypoplasia (Figure 16.8), usually resulting in neonatal death from respiratory failure.
Syndrome
In practice the term syndrome is used very loosely (e.g., the amniotic band ‘syndrome’), but in theory it should be reserved for consistent and recognizable patterns of abnormalities for which there will often be a known underlying cause. These underlying causes can include chromosome abnormalities, as in Down syndrome, or single gene defects, as in the Van der Woude syndrome, in which cleft lip and/or palate occurs in association with pits in the lower lip (Figure 16.9).
Several thousand multiple malformation syndromes are recognized, and their clinical study has been the discipline of dysmorphology. Clinical diagnosis has been greatly helped by the development of computerized databases (see Appendix) with a search facility based on key abnormal features. Even with the help of this extremely valuable diagnostic tool, there are many dysmorphic children for whom no diagnosis is reached, so that it can be very difficult to provide accurate information about the likely prognosis and recurrence risk (p. 266). The technique of microarray-CGH (p. 281) is making inroads into this large group of undiagnosed patients.
Association
This classification of birth defects is not perfect—it is far from being either fully comprehensive or mutually exclusive. For example, bladder outflow obstruction caused by a primary malformation such as a urethral valve will result in the oligohydramnios or Potter sequence, leading to secondary deformations such as dislocation of the hip and talipes. To complicate matters further, the absence of both kidneys, which will result in the same sequence of events, is usually erroneously referred to as Potter syndrome. Despite this semantic confusion, classifications can aid understanding of causes and recurrence risks (Chapter 17).
Genetic Causes of Malformations
There are many recognized causes of congenital abnormality, although it is notable that in up to 50% of all cases no clear explanation can be established (Table 16.3).
Cause | % |
---|---|
Genetic | 30–40 |
Chromosomal | 6 |
Single gene | 7.5 |
Multifactorial | 20–30 |
Environmental | 5–10 |
Drugs and chemicals | 2 |
Infections | 2 |
Maternal illness | 2 |
Physical agents | 1 |
Unknown | 50 |
Total | 100 |