Clinical aspects of locomotor system dysfunction (vertebrogenic disorders)

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Pain in the lumbar spine and pelvic region 302

7.1.1 Low-back pain due to muscle and ligament overload 303
7.1.2 Painful or tender coccyx 303
7.1.3 Painful hip joint (coxalgia) 305
7.1.4 Restrictions in the lumbar spine and sacroiliac joints 306
7.1.5 Low-back pain due to disk herniation 309
7.1.6 Pelvic distortion 311
7.1.7 Forward-drawn posture 311
7.1.8 Inflare and outflare (Greenman) 313
7.1.9 The coccygeus and pelvic floor 314
7.1.10 Low-back pain due to restricted trunk rotation 315
7.1.11 Combined lesions 316
7.2 Pain in the thoracic spine and thorax 317

7.2.1 Slipping rib 317
7.3 Pain in the cervical spine 318

7.3.1 Muscle imbalance 318
7.3.2 Acute wry neck 319
7.4 Referred pain and other pain types 320

7.4.1 Fibular head restriction 320
7.4.2 Painful patella 321
7.4.3 Knee joint dysfunction 321
7.4.4 Painful foot 321
7.4.5 Painful heel 321
7.4.6 Shoulder pain 322
7.4.7 Pain in the elbow region 324
7.4.8 Pain at the wrist 325
7.5 Entrapment syndromes 325

7.5.1 Carpal tunnel syndrome 326
7.5.2 Thoracic outlet syndrome 327
7.5.3 Ulnar nerve weakness 328
7.5.4 Nocturnal meralgia paresthetica 328
7.6 The cervicocranial syndrome 329

7.6.1 Headache 329
7.6.2 Disturbances of equilibrium 333
7.7 Active scars 338

7.7.1 Diagnosis 338
7.7.2 Therapy 339
7.8 Structural diseases associated with locomotor system dysfunction 339

7.8.1 Basilar impression and spinal canal narrowing 339
7.8.2 Radicular syndromes 341
7.9 Vertebrovisceral inter-relationships 348

7.9.1 General principles 348
7.9.2 Tonsillitis 349
7.9.3 The lungs and pleura 349
7.9.4 The heart 350
7.9.5 The stomach and duodenum 351
7.9.6 The liver and gall bladder 352
7.9.7 The kidneys 352
7.9.8 Importance of the psoas major and rectus abdominis 352
7.10 Post-traumatic states 354

7.10.1 Cranial trauma 354
7.10.2 Trauma to the extremities 357
7.11 The clinical picture of dysfunctions in individual motion segments 357

7.11.1 The temporomandibular joint (TMJ) 358
7.11.2 Atlanto-occipital segment 358
7.11.3 Atlantoaxial segment 358
7.11.4 Segment C2/C3 358
7.11.5 Segments C3/C4–C5/C6 358
7.11.6 The cervicothoracic junction (C6/C7–T2/T3) 359
7.11.7 Thoracic segments T3/T4–T9/T10 359
7.11.8 Restricted trunk rotation (segments T10/T11–L1/L2) 359
7.11.9 Segment L2/L3 359
7.11.10 Segment L3/L4 359
7.11.11 Segment L4/L5 360
7.11.12 Segment L5/S1 360
7.11.13 The sacroiliac joint 360
7.11.14 The coccyx 360
7.11.15 The diaphragm and pelvic floor 360
7.11.16 The hip joint 360
7.11.17 The foot and fibular head 361
This chapter will illustrate how the theoretical principles and the diagnostic and therapeutic methods set out in previous chapters are applied to specific clinical entities and symptoms involving the locomotor system. It should be remembered that familiar clinical pictures such as back pain, shoulder pain, and headache have rarely been considered systematically from this point of view and consequently there is little on the subject to be found in the literature (Brügger, Cyriax, Gutmann, Mennell, Simons, Travell, etc.). All the more reason therefore to demonstrate the importance of what has been discussed in earlier chapters as it ‘touches down’ in everyday clinical practice. It is of great consequence for medical theory that this new approach has yielded major and unsuspected new insights into these seemingly familiar clinical entities. This has been made possible because of the efficacy and specificity of the new therapeutic measures we use. Nevertheless, they can only be called upon and applied to best advantage if the functional diagnosis is as accurate and comprehensive as possible. And as the number of practitioners working with these methods is increasing rapidly, the body of clinical data is also growing apace.
In back pain, the significant role played by the spinal column is established beyond all reasonable doubt. However, the problem is traditionally treated mainly or even exclusively as a morphological issue, which creates the impression that all we have to do is to find the underlying inflammatory, degenerative, or metabolic disease or gross mechanical lesion, such as a herniated disk. We first have to satisfy ourselves that such a disease or lesion is indeed present and to what extent it is of key relevance. Once patients have been ‘pigeon-holed,’ the largest group left over cannot be assigned to any category, that is these are patients ‘without any specific diagnosis’ whose symptoms are produced by locomotor system dysfunctions.
Because the field of pathomorphological diagnosis is amply covered in textbooks of orthopedics, rheumatology, and neurology, we will deal here only with issues relating to differential diagnosis. For a discussion of how to take the patient’s history, readers are referred back to Section 4.1.
The present chapter will consider not only the mechanical aspects of the problem, but also the impact on the autonomic nervous system of factors such as menstruation, infection, meteorological changes, hormonal disturbances, or psychological stress. Because the term ‘back pain’ is altogether inadequate for a proper clinical understanding, it will be imperative to focus close attention on each individual section of the spinal column.

7.1. Pain in the lumbar spine and pelvic region

The majority of lumbar and sacral dermatomes converge in the lumbar region, which comprises the lower lumbar spine and sacrum (see Figure 4.3). Furthermore, the most powerful muscles have their attachments at the pelvis: this is the site of greatest mobility and is where the movements of the lower extremities are transferred to the trunk. All of this explains the great vulnerability of this region, harboring as it does a vast number of potentially pathogenic factors that have to be assessed for relevance in every case. The most important dysfunctions causing different types of low-back pain will now be reviewed, together with their respective specific therapies. The term ‘low-back pain’ also includes pain radiating laterally toward the hips or groin, and referred pain that is felt in the lower extremities.

7.1.1. Low-back pain due to muscle and ligament overload

In this type of low-back pain, morphological lesions may be absent and the spinal column as such may not necessarily be altered, at least at the outset. However, since this first pain category is not homogeneous, some further definition is required.
The cause may be exogenous, for example heavy physical labor. More frequently, however, pain is the result of faulty posture and excessive static strain caused either by external factors or by faulty movement patterns. Poor posture may be attributable to adverse static development, for example leg length inequality, or to juvenile osteochondrosis. In most cases, however, postural abnormalities are due to muscle imbalance arising in the context of adverse movement patterns, hypermobility, or obesity. All these sets of circumstances are characterized by signs of excessive strain on locomotor system structures.

Symptoms

Fatigue sets in, usually in the form of trigger points (TrPs) with attachment point pain, and this increases to become pain during postural and/or dynamic loading. Often the symptoms are more the result of postural strain than of movement per se. Thus, any posture or position that the patient is required to hold for any length of time is registered as unpleasant strain. Patients therefore feel the need to change their position, even in bed. In this context morning stiffness is often reported, and while this is gradually overcome, it can manifest itself later as pain associated with fatigue and excessive strain.

Clinical signs

The typical imbalance in the lumbosacral region is characterized by weakness of the abdominal and gluteal musculature on the one hand, and by hyperactivity of the hip flexors and erector spinae on the other. The individuals most commonly affected are constitutionally hypermobile patients who experience ‘ligament pain’ involving the iliolumbar and sacroiliac ligaments (see Section 6.7.1). An extremely common finding in these patients is insufficiency of the deep stabilizer system, which is linked with the compensatory development of large numbers of TrPs, principally in the long muscles (e.g. erector spinae, quadratus lumborum, or rectus abdominis). Tender pain points are also frequently found at the inferior lumbar spinous processes and the posterior superior iliac spines (PSISs). If there is marked postural asymmetry, pain points may be detected on the iliac crests and the lowest ribs on the same side, especially where there are TrPs in the quadratus lumborum. Baastrup’s phenomenon (osteochondrosis of the spinous processes) is commonly regarded as a cause of tenderness involving the spinous processes. In practice, tender spinous processes are encountered in hypermobile adolescents without radiological evidence of degenerative changes. And in cases where Baastrup’s phenomenon yields typical radiological signs suggestive of a pseudarthrosis between the spinous processes, the patient usually feels no pain at all.

Therapy

Where pain is due primarily to external factors producing excessive strain, the first-line approach is to correct posture and dynamic overexertion patterns (see Section 8.3). However, if the underlying cause is faulty statics and muscle imbalance, the guidelines set out in Sections 5.4 and 5.5 should be followed (correction of statics and use of a remedial exercise program). In hypermobile patients exposed to situations of excessive static loading, attention should focus on the deep stabilizer system, with recommendations for appropriate supports (see Section 6.9) to be used especially during road or rail travel. Acute pain should be relieved by treating TrPs (with post-isometric relaxation (PIR) and reciprocal inhibition (RI)) and soft tissue, especially the fascia. If necessary, needling or local anesthesia can be used.

7.1.2. Painful or tender coccyx

A painful or tender coccyx is the result of muscle dysfunction involving the gluteus maximus and levator ani and their points of attachment to the coccyx.

Symptoms

In the majority of cases where the coccyx is tender to palpation, patients report pain not in the coccyx itself but in the lower back. In low-back pain, on the other hand, about one-fifth of patients experience coccygeal tenderness on palpation. The opposite is also true: reports of coccygeal pain may in fact be attributable to painful lower sacroiliac joint dysfunction, a painful ischial tuberosity, a TrP in the coccygeus muscle (pelvic floor), or exceptionally even pain referred from the hip. In such cases, however, tenderness does not involve the tip of the coccyx itself but rather one side of the coccyx only. Falls on to the coccyx play a negligible role in chronic coccygeal pain. History taking in our patients revealed that only about one-fifth had experienced any previous falls on to their coccyx. In particular, patients complain of low-back pain when seated. There may sometimes be constipation and patients may report dyspareunia.

Clinical signs

In obese patients, in particular, examination discloses a hyperalgesic zone (HAZ) in the form of a small fat pad on the sacrum. Another important sign is hypertonus of the gluteal muscles, and sometimes a TrP in the iliacus or piriformis. Most characteristically, however, there are TrPs in the levator ani but these can only be detected on examination per rectum. Patrick’s sign and the straight-leg raising test may also be mildly positive. However, the pathognomonic sign is an exquisitely tender (painful) tip of the coccyx, in response to even the slightest touch. Palpation must include the ventrally curved end of the sacrum. The true pain point will never be located if palpation covers only the dorsal surface of the coccyx. Sacral palpation may be difficult not only due to hypertonus of the gluteus maximus but also because the patient resists by clenching the buttocks. A painful coccyx is always curved ventrally; a coccyx that is straight and points caudally is never painful.

Therapy

The treatment of choice is PIR of the gluteus maximus, during which the levator ani also contracts and relaxes at the same time. The conventional approach per rectum is used only exceptionally if there is no hypertonus of the gluteal muscles but instead hypotonus with the patient, so to speak, sitting on the coccyx without the ‘cushioning’ of the buttocks. The patient can practice PIR of the gluteus maximus regularly at home, several times daily (see Figure 6.124).
Based on clinical experience and on therapeutic results it can be assumed that tension in the gluteus maximus and the levator ani is the main cause of a tender coccyx, that is it represents a tendomyopathy of these muscles. Contraction and relaxation of the gluteus maximus (PIR) are coupled with PIR of the levator ani. Increased tension in these muscles is associated with psychological tension, and relaxation of these muscles leads not only to a reduction in coccygeal pain but also to psychological relaxation. Finally, in the patient with low-back pain, it is important never to miss a tender coccyx, otherwise any treatment given may be doomed to failure.

Case study
R J; male; born 1922; civil servant.

Medical history

Pain in lower back and buttocks since 1977, permanently troublesome since Spring 1982. Pain worst on getting up in the morning or after sitting for lengthy periods. Coughing sometimes provoked stabbing discomfort. The patient’s medical record showed that he often suffered from tonsillitis in boyhood (tonsillectomy performed at age 10 years). He had also had typhoid fever and pneumonia. Sports activities: skiing, ice-skating, tennis, horse-riding. No record of accidents.

Clinical findings

Examination on 11 June 1983 revealed some limitation of retroflexion, atlanto-occipital movement restriction on both sides, and a painful coccyx.

Therapy

Mobilization of C0/C1 into anteflexion, and traction manipulation. PIR of gluteus maximus muscles. Home exercise for self-treatment: gluteus maximus relaxation.
At the follow-up examination on 4 July 1983 the patient’s low-back pain had improved, occurring now with reduced frequency and intensity. If he stood for longer periods, he noticed pain in the region of his sacrum. On examination his coccyx was no longer painful; the key finding now was extreme weakness of the abdominal muscles, with separation of the rectus abdominis. He was advised to wear a lumbar belt.

7.1.3. Painful hip joint (coxalgia)

In a series of 59 patients with a painful hip joint with no or very slight osteoarthritis of the hip, low-back pain was the most frequent complaint (Lewit 1977). Conversely, signs of a painful hip are common in patients with low-back pain. It is therefore justifiable to discuss the painful hip in this section because the hip also needs to be considered in the setting of low-back pain.

Symptoms

Patients complain of pain on prolonged walking, especially when climbing hills and stairs or on hard paved surfaces, when standing for long periods, and when lying on the painful hip. However, pain is relieved by lying down for extended periods. The pain is usually felt in the low back, hip, and groin and it may radiate in segment L4 toward the knee, causing patients often to complain of knee pain. Sometimes pain localized at the knee is the first and only sign of (incipient) osteoarthritis of the hip: the pain is experienced on climbing stairs but not when descending.

Clinical signs

On examination, Patrick’s sign is strongly positive, and when passive mobility is tested, the extreme limits of movement, especially internal rotation, are painful, particularly if a light springing force is applied in the extreme position. In osteoarthritis of the hip there is movement restriction consistent with the capsular pattern described by Cyriax, 1977 and Cyriax, 1978 (internal rotation is most severely limited, see Section 4.10.5). Active abduction is also painful. The characteristic pain points are found at the femoral head palpated in the groin, at the insertion points of the adductors at the pubic symphysis, and at the pes anserinus of the tibia (which is also interpreted as knee pain). Further pain points include the greater trochanter (which provides attachment for the abductors) and the iliac crest. Increased tension of the hip flexors is responsible not only for pain at their attachment point, the lesser trochanter, and for TrPs in the tensed muscles, but also for flexion at the knee and hip in osteoarthritis of the hip. This results in the characteristic posture typified by excessive lumbar lordosis. The PSIS is also frequently painful.

Therapy

The choice of treatment depends largely on the stage of osteoarthritis of the hip and to what extent any anatomical changes permit functional improvement. It is beyond the remit of this volume to discuss the full range of therapeutic options available in the fields of physical medicine and surgery. The most important form of conservative therapy is traction. Where anatomical changes are not (yet) detectable, traction with a high-velocity, low-amplitude (HVLA) thrust can be instantly effective. Otherwise, traction with PIR constitutes the treatment of choice in this setting (see Section 6.1.2). The effect can be further enhanced by shaking. The efficacy of this technique is probably attributable to the relaxation of all the muscles that place the hip joint under pressure. It is evidently the most effective form of conservative treatment and it should be performed daily, as far as possible.
Because self-treatment is not really practicable, the following procedure can be adopted: once the patient has learned how to relax during therapy, then anyone in regular contact with the patient (family member, friend, colleague) can perform resistance by placing their hands in the patient’s groin. The patient then does the rest.
If there is a muscle imbalance, it is usually the abductors that are weak and the hip flexors and adductors that are hyperactive. This is often apparent in the Trendelenburg test (the hip drops during standing on one leg); more usually, however, it is lifted, causing the center of gravity to shift over the standing leg, thus relieving the weakened abductors. In this case the hyperactive, shortened muscles should be relaxed and also possibly stretched, and the weakened muscles should be strengthened.
Lifestyle advice is particularly important. Patients should avoid prolonged periods of walking (especially on hard pavements or asphalt) and standing. Soft heels and soles should be encouraged, and in severe cases the use of a walking stick (on the healthy side) is recommended. Weight loss is imperative in patients who are obese.

S Z; male; born 1922; university professor.

Medical history

At the initial examination on 7 May 2002 the patient complained of pain in his right thigh that woke him at night; he had no pain on walking, and no back pain, only slight stiffness in the neck.

Clinical findings and therapy

On examination the patient was found to have reduced fascial mobility in the cervical region, restricted movement of the fibular head, and restricted movement in Lisfranc’s joint on the right side. He received treatment for these.
At the follow-up examination on 22 May 2002 the patient reported that he was free from pain at night, his neck was not as stiff, and he had only minimal pain intermittently in his thigh.
The patient was seen again on 27 April 2004. While he had no recurrence of his original discomfort, he now had pain at the back of his thigh and sometimes a stabbing pain on walking.
He was now found to have reduced spinal anteflexion, retroflexion, and side-bending without pain, increased tonus in the thoracolumbar erector spinae, and a positive femoral nerve stretch test on the right side, consistent with a movement restriction between L3/L4. L3/L4 were mobilized, after which the femoral nerve stretch test was negative, and the patient practiced the McKenzie technique in the prone position for self-mobilization into extension.
At a follow-up examination on 18 May 2004 the patient reported considerable improvement, but climbing stairs was still painful. Patrick’s sign was now positive on the right side, internal hip rotation was largely restricted on the right side and was possible only up to 20° on the left side. Dorsiflexion at the hips was also limited. Internal rotation of the right hip improved to 20° following isometric traction with shaking. X-rays revealed narrowing of the joint space in the right hip and a translucent area at the right acetabulum. The patient and his wife were trained so that they could perform self-treatment regularly.

Case summary

This patient presented initially with quite uncharacteristic symptoms. Then in 2004 important findings were made in the lumbar spine at L3/L4 for the first time; when these were treated, improvement ensued. It was not until after this disorder was treated that the first signs of osteoarthritis of the hip were diagnosed; these typically responded to traction. This case also illustrates the close connection between the L3/L4 segment and the hip.

7.1.4. Restrictions in the lumbar spine and sacroiliac joints

These conditions share common ground in terms of their etiology, clinical features, and therapy. Mobilizing therapy constitutes the first-line approach for movement restrictions in the lumbar motion segments.

Symptoms

In the acute stage mobility is severely restricted, and straightening up (extension) usually presents more difficulty than flexion. Often there is pain on coughing and sneezing. In more chronic cases there is usually stiffness after longer periods of sitting and/or bed rest, and this improves on movement. Retroflexion is generally more restricted than anteflexion, and the most characteristic complaint is pain on straightening up after anteflexion. Side-bending is also often painful and as an early sign there is no rotational synkinesis during this movement (normally, the upright pelvis rotates in the direction opposite to side-bending). Pain is usually asymmetrical and may radiate to the hips, buttocks, lower abdomen, groin, and lower extremities, and cranially toward the thoracic spine (referred pain).

Clinical signs and therapy

Typical signs of movement restriction are found. One early sign is the absence of rotational synkinesis of the pelvis during side-bending. The specific symptoms in the individual motion segments are listed in Table 7.1. What used to be designated as ‘movement restriction of the thoracolumbar junction’ is now termed ‘movement restriction on trunk rotation’ (see Section 3.4.1). Movement restriction of L2/L3 is a rarity.
Table 7.1 Clinical signs in movement restriction of the lumbar spine and sacroiliac joints
Clinical sign Trunk rotation L3/L4 L4/L5 L5/S1 Sacroiliac joints
Absence of rotational synkinesis + + + ++
Straight-leg raising test: ischiocrural muscle spasm (TrPs) + + +
Femoral nerve stretch test: rectus femoris spasm (TrPs) +
Patrick’s sign: adductor spasm (TrPs) + + + +
Spasm (TrPs) of thoracolumbar erector spinae ++
Spasm (TrPs) of lumbar erector spinae + + +
Spasm (TrPs) of quadratus lumborum ++
Spasm (TrPs) of psoas major ++
Spasm (TrPs) of piriformis +
Spasm (TrPs) of iliacus +
Painful iliac crest + +
Painful greater trochanter + + +
Pain at PSIS + + + +
Referred pain in L4 segment +
Referred pain in L5 segment +
Referred pain in S1 segment + +
Pain at pubic symphysis + +
Pain in upper part of sacroiliac joint + ++
Pain in lower part of sacroiliac joint ++
Sacroiliac joint restriction occurs far more often as a secondary phenomenon than was previously assumed. It commonly reflects muscle fixation due to movement restriction of the fibular head with TrPs in the biceps femoris, or due to restrictions of L4/L5 as a result of TrPs in the piriformis and in the pelvic floor. When these disorders are treated, normal function of the sacroiliac joints is restored. However, since none of these muscles directly connects the ilium with the sacrum, this restriction is not strong; consequently, minimal force is always sufficient when mobilizing the sacroiliac joints, and HVLA thrust techniques are superfluous. There is one condition, however, in which sacroiliac joint restriction plays a major role: namely osteoarthritis of the hip, and even as a sequel to hip replacement surgery. In such cases sacroiliac joint mobilization can greatly relieve the patient’s pain. Indeed, sacroiliac joint restriction after hip replacement surgery may be the frequently unrecognized cause of persistent symptoms.

V M; male; born 1979; professional dancer.

Medical history

The patient sustained a lifting injury while dancing in March 2004, producing ‘a cracking sound’ in his lower back. The intense pain subsided after a few hours but returned in June 2004. By then the pain was very severe and could only be relieved if the patient was supine with knees flexed; in the mornings he had difficulty getting up and dressing, and he also experienced considerable pain when seated. However, he had no pain when he coughed or sneezed.

Clinical findings and therapy

When he was examined standing on 11 August 2004, anteflexion, retroflexion, and side-bending were possible to only a minimal extent, and even seated anteflexion was restricted. When he was prone, however, retroflexion in a straight-arm press-up position was possible. Therefore counterstrain was applied in the press-up position in lordosis for 90seconds. Afterward, seated anteflexion was possible to some extent. Next, a flexion restriction at L4/L5 was diagnosed and carefully mobilized. Furthermore, there were still active TrPs in the erector spinae and these were found alongside TrPs in the coccygeus (pelvic floor). The deep stabilizers were activated to encourage diaphragm breathing instead of clavicular breathing. Self-mobilization of the lumbar spine (McKenzie method) and correction of the faulty breathing pattern were assigned as home exercises.
At the follow-up examination on 24 August 2004 the ranges of movement on standing were completely normal, just slightly uncomfortable, and the restriction at L4/L5 was mobilized without difficulty and with an HVLA thrust into flexion, after which the patient was pain-free and required no further treatment.

Case summary

Jones’ counterstrain technique in the pain-free direction was helpful as an initial step, and then careful mobilization into flexion was possible. The deep stabilizers were also exercised as breathing was corrected. About 14 days later a minor residual restriction was released easily. The possible role of an intervertebral disk lesion was considered.
Case study
M J; male; born 1967.

Medical history

The patient had been experiencing low-back pain and subscapular pain since 2002. The pain was worse at night. A general medical assessment was inconclusive.

Clinical findings

At examination on 2 August 2005 there were TrPs on the right side in the thoracolumbar erector spinae, psoas major, and quadratus lumborum. Trunk rotation to the left was restricted. Retroflexion was also painfully restricted.

Therapy

PIR of the quadratus lumborum on the right side while side-bending to the left with the patient standing: the patient performed side-bending to the left to take up the slack, then looked up and breathed in deeply, straightening up a little in the process. He then looked down, breathed out, and relaxed into side-bending. He repeated this three times and then actively and energetically performed side-bending to the left side. Afterward, not only were the TrPs in the quadratus lumborum released, but also those in the psoas major and erector spinae in the chain reaction pattern on the right side. Trunk rotation was symmetrical on both sides. The patient’s home exercise was therefore to perform PIR-RI of the quadratus lumborum on the right side on a daily basis.

Case summary

Typical low-back pain due to restricted trunk rotation with TrPs in the psoas major, quadratus lumborum, and erector spinae muscles. As a secondary finding, there was a TrP in the rectus abdominis on the left side with a tender attachment at the pubic symphysis, rendering retroflexion painful (due to stretching of the rectus abdominis), and this is always interpreted as low-back pain (!). This TrP forms a chain reaction pattern with TrPs in the biceps femoris and sole of the foot, with the foot being the dominant point.

7.1.5. Low-back pain due to disk herniation

The subject of this section is disk herniation without radicular compression. It is essential to know when disk herniation should be suspected in simple low-back pain. The conditions described thus far have been functional disorders. Here, however, we are faced with a defined pathological lesion with a correspondingly serious prognosis. It must be remembered that many instances of disk herniation are completely devoid of clinical relevance, and for this reason the prognosis is favorable even with conservative therapy. At the same time, dysfunctions play an important role here.

Symptoms

If we discount acute attacks, the clinical course as a rule is more severe than in straightforward functional disorders, that is to say attacks last longer and the condition has a greater tendency to relapse. Coughing and sneezing are generally very painful. The posture that is particularly difficult for patients to manage is bending forward (even slightly), as over a wash basin, because in this position contraction of the erector spinae is maximal and therefore the pressure on the disk is at its greatest. The ‘painful arc’ described by Cyriax, 1977 and Cyriax, 1978 also generally manifests itself in this position. Pain when turning over in bed and when getting up is also highly characteristic.

Clinical signs

In the more chronic stage, anteflexion is limited while standing, but normal when the patient is seated (with knees flexed). Another very typical sign is the painful arc described by Cyriax, 1977 and Cyriax, 1978 (see Section 4.6.1). Here, too, the straight-leg raising test and the femoral nerve stretch test in segment L3/L4 are positive, much more so than when there is only joint restriction. A most valuable diagnostic sign is pain on springing the lumbar spine, irrespective of whether restriction is present or not.

Therapy

Manual traction taking account of antalgic posture may be attempted in the acute stage. In other words, if the antalgic posture is in kyphosis, then traction is performed with the patient supine over the practitioner’s knee, but if the antalgic posture is in lordosis, then traction is performed with the patient lying prone. If traction is well tolerated it may procure immediate relief. Counterstrain to exaggerate the antalgic posture is also highly effective. This might be termed ‘manipulative first aid.’
If these techniques fail to bring immediate relief, epidural anesthesia and bed rest in the antalgic posture should be considered, as should analgesic medication. However, bed rest should be kept as brief as possible because energetic (‘aggressive’) therapy in the acute stage is the most important step in preventing chronicity.
Traction may also be helpful in the chronic stage, provided that the patient finds it agreeable and improvement is detected afterward. In every instance it is important to proceed in a manner that is consistent with the clinical findings, and this approach presupposes a fresh examination at every follow-up visit. In this process, chain reaction patterns should be sought in order to shed light on the pathogenesis. Current knowledge indicates that the commonest causes are to be found in the deep stabilizer system (in conjunction with faulty breathing), the feet, faulty movement patterns, active scars, movement restrictions, and TrPs in the key region as well as the fascia.
No less important are general measures: these include avoiding situations that routinely trigger recurrences, and protecting the lumbar region against chill after perspiring.

Case study
B J; male; born 1930; professor of clinical medicine.

Medical history

The patient was seen on 11 March 2004 complaining of low-back pain radiating primarily to his left thigh. The pain was worse at night and the patient had difficulty getting up in the mornings. He also reported pain on coughing and sneezing. His low-back pain had started after a hiking tour in the mountains. For two years he had also had pain in his right arm, the mobility of which was limited. When he was younger he had no history of pain whatsoever. In February 2004 he sustained a fall on to his coccyx. A tonsillectomy had been performed when he was 11 years old.

Clinical findings

Examination revealed pes planus on both sides, but more pronounced on the right. When standing, the patient’s right knee was slightly flexed. He had a kyphotic posture and retroflexion was extremely limited. In relative terms, extension in his right knee was more limited than flexion. Joint play in the knee was restricted. A TrP was present in the iliacus muscle on the left side. There was also a hard restriction in segment L5/S1 and the springing test was extremely painful. There was limited mobility of the deep lumbar fascia.

Therapy

We first performed mobilization for the fascia, followed by rhythmic traction, and then mobilization of L5/S1 into rotation to the right, followed by mobilization into flexion to the left. After this the TrP in the iliacus could no longer be palpated and the patient was assigned a home exercise to practice extension (McKenzie technique) while supine. A lumbar belt was prescribed for rectus abdominis diastasis.
At the follow-up examination on 20 April 2004 the patient felt that his condition had improved. He sometimes had pain radiating to his legs but this improved on walking (despite osteoarthritis of the knee). Even then the springing test was painful. On this occasion the patient was trained how to practice retroflexion while standing.
On 28 June 2006 the patient was symptom-free.

Case summary

The repeatedly painful springing test, the relief of pain after traction, the pain on coughing and sneezing, the only moderate improvement, and the difficulty experienced with the McKenzie exercise in the supine position are suggestive of disk herniation in the setting of simple low-back pain with referred pain – but without neurological abnormalities.

7.1.6. Pelvic distortion

Pelvic distortion is always a secondary symptom (see Section 4.5.3). The clinical picture is therefore dependent entirely on the condition in which pelvic distortion is (also) detected and which is also the object of therapy. If treatment is correct, pelvic distortion also disappears. It is encountered far more frequently in children and adolescents than in adults, and it is generally a consequence of a restriction at the craniocervical junction. Adolescent girls with pelvic distortion also frequently present with dysmenorrhea. Here, too, the true cause is probably a dysfunction at the lumbosacral junction with a TrP in the iliacus. In the final analysis the Rosina test (see Section 4.5.5) also indicates that pelvic distortion in patients with normal sacroiliac joints can be provoked by head rotation and that this is a palpatory illusion, as has been confirmed radiologically.

7.1.7. Forward-drawn posture

Symptoms

Because this disorder affects posture as a whole, symptoms may occur at every level of the locomotor system, although they are strikingly common in the cervical region.
The following pathological mechanism in particular is responsible for low-back pain: TrPs in the rectus abdominis produce attachment point pain at the pubic symphysis and prevent retroflexion of the trunk. This is perceived as low-back pain and can be eliminated directly by relaxing the abdominal muscles or by local anesthesia of the pubic symphysis.

Clinical findings

In this dysfunction an (apparent) asymmetry is palpated at the pubic symphysis and at the ischial tuberosities. Inspection from the side reveals a forward shift of the pelvis relative to the patient’s feet, of the shoulder girdle relative to the pelvis, and of the head relative to the shoulders (see Figure 7.2). TrPs in the rectus abdominis are a typical finding, with the abdomen often drawn in and not participating in respiration. The attachments of this muscle at the pubic symphysis and at the inferior costal arch with the xiphoid process are tender. Hypertonus of the gluteal region is also found, with increased resistance of its soft tissue against shifting in a cranial direction. Further TrPs are located in the biceps femoris with restricted mobility of the fibular head and, when the chain reaction pattern is complete, there are TrPs and restrictions at the feet, often with asymmetric tactile perception on the soles of the feet. A forward-drawn posture is also always associated with increased tension (hypertonus) of the erector spinae throughout the back and neck.
The most important clinical test is to sit the patient down. If hypertonus disappears, especially in the neck, then we know that the disorder originates not from above but from the feet (in cases where the chain reaction pattern is complete). The underlying pathological mechanism is as follows: where TrPs are present in the biceps femoris, the postural fixation of the pelvis via the ischial tuberosity and the sacrotuberal ligament is impaired, and it is held in place by compensatory tension of the abdominal and gluteal muscles.
On the side where the rectus abdominis has its insertion and hypertonus exists, palpation reveals that the symphysis is higher, and on the side of the tensed biceps femoris it is found that the ischial tuberosity is lower. Interestingly, these differences are only ever detected with the patient in the prone position, and never standing. There are numerous osteopathic techniques by which this asymmetry can be corrected, but nothing in the radiological appearance is altered. What does change is the position of the palpating fingers (‘palpatory illusion’; see Figure 4.11). In our experience this finding has nothing to do with the sacroiliac joints.

Therapy

If increased tension in the dorsal muscles disappears on sitting down, treatment of the most caudal lesion is indicated, where possible at the feet (key region), or in the event of negative findings there, at the fibular head. Forward rocking (see Section 6.8.8 and Figure 6.157) causing reflex toe flexion is currently the most effective and indeed the simplest form of (self-)treatment. Findings at the buttocks and abdomen are almost always secondary, and they may have their origin in the deep stabilization system, especially in the pelvic floor.
It must be stressed that forward-drawn posture is a very common disorder: we saw 90 cases over a two-year period. Treatment in patients with forward-drawn posture is so effective that restricted mobility at the craniocervical junction, for example, is also released.

If a patient with headache and restricted mobility in the cervical region is found to have a forward-drawn posture, and if the neck muscles are tensed on standing but become relaxed on sitting, then any treatment that is limited to the cervical region alone is bound to be unsuccessful.
Case study
B K; female; born 1985.

Medical history

The patient was seen on 22 February 2005 complaining of headache. In December 2004 she had been struck by an automobile and knocked to the ground. She had landed on her back and occiput, was briefly unconscious, and was admitted to hospital. Her headaches did not start until a few days later and were now constant. The patient also reported flickering in front of her eyes and dizziness when performing certain movements; when this occurred she had a tendency to stagger to the right. Since 2003 she had also experienced low-back pain occasionally in the mornings and during her menstrual periods. She underwent surgery for an umbilical hernia at the age of 11 years and she suffers from bronchial asthma.

Therapy

Activation of the deep stabilizers, first in the supine position, then by lifting the knees while seated; the patient palpated contraction of the lateral abdominal wall with her own hands. Then clavicular breathing was corrected in front of a mirror: during inhalation she palpated for contraction of the lateral abdominal wall and the lower abdomen while simultaneously checking in the mirror to see whether her thorax was lifting. After repeated exercise, all TrPs and restrictions were eliminated. Her home exercise was to practice breathing correctly in front of the mirror.
At the follow-up examination on 15 March 2005 the patient was virtually pain-free. Correct fixation of the thorax during breathing was verified and she was recommended to continue with regular exercises to activate the deep fixators.

Case summary

The case of this patient illustrates how dysfunctions of the deep stabilizers provoke chain reaction patterns in all sections of the locomotor system and how all TrPs and restrictions can be eliminated by activating (exercising) this system. The umbilical hernia, for which the patient underwent surgery at the age of 11 years, is a further indicator of a major weakness in this system.

7.1.8. Inflare and outflare (Greenman)

Symptoms

In our experience these conditions frequently take the form of low-back pain and radicular pain with a severe clinical course, and they are also encountered in patients with residual discomfort following intervertebral disk surgery. In the vast majority of cases the patient’s history contains evidence of a fall on to the buttocks and/or coccyx. This fact, coupled with the often very favorable effect of ‘repositioning,’ awakens the suspicion that trauma in the history is a factor here. Our experience indicates that this disorder is highly relevant although the true pathological mechanism is far less clear. Nevertheless we know today that movement restriction of the hip is a routine finding on the side of inflare and that this disappears immediately after therapy.

Clinical findings

Inflare and outflare are in fact characterized by pelvic asymmetry (as described by Greenman & Tait 1988): on one side (usually the right) the anterior superior iliac spine (ASIS) appears to be more lateral and flattened, while on the other side (usually the left) the ASIS appears to be more medial and ventral. As a result the triangle formed by the right and left ASIS and the umbilicus is pulled out of shape (see Figure 7.3). These findings create the impression that one half of the pelvis is tilted outward and the other half inward. Hypotonus (reduced muscle tone) is palpated on the side of the flattened ASIS, while relative hypertonus is palpated in the lower abdomen on the opposite side. It appears to be important that internal rotation at the hip on the side of the prominent ASIS is routinely found to be clearly restricted compared with the other side (Lewit & Olšanská 2005). This asymmetry is readily visible in slim patients; in obese patients, however, this possibility must be remembered and palpated for. Unlike Greenman, we are of the opinion that there is generally no sacroiliac joint dysfunction.

Therapy

For specific therapy, on the side where the ASIS appears flattened (outflare) and with the patient’s knee and hip flexed at right angles, the practitioner adducts the patient’s thigh (as when testing the iliolumbar ligament, see Figure 4.13) until the slack is taken up. He then tells the patient to resist adduction for 5–10seconds and breathe in, then to relax and breathe out. PIR is repeated two or three times, and then the patient adducts the thigh flexed at the knee and hip against repetitive resistance (RI).
On the other side (inflare), the practitioner takes up the slack on the thigh abducted at the knee and hip (as when testing for Patrick’s sign, see Figure 4.43). The patient resists abduction for about 5–10seconds and breathes in, and then relaxes into abduction while breathing out. PIR is repeated two or three times, and then the patient performs abduction against repetitive resistance or else abducts the thigh maximally (RI). Afterward, the practitioner checks whether the ASISs are symmetrical, whether muscle tone in the lower abdomen is now balanced, and whether internal rotation at both hip joints is now identical.

Case study
R D; male; born 1946.

Medical history

The patient was first seen on 14 June 2005. He had been involved in a road traffic accident in August 2004, following which he had been unconscious for almost a week. On his left side he sustained several fractured ribs and a fractured lower leg. He was a professional downhill skier and recalled having fallen on to his coccyx on numerous occasions. He had experienced back pain for the past 18 years related to his sporting activity, and had suffered one or two headaches every week since adolescence. The symptom that actually prompted him to consult us was pain in the left groin that radiated into his thigh and on account of which he had to remain standing in order to get moving again.

Clinical findings

On examination, lumbar spinal mobility with the patient standing was normal, head rotation was limited in both directions, there was restricted mobility of C1/C2, restricted mobility of the fibular head with a TrP in the left biceps femoris, outflare on the right side and inflare on the left, and the femoral nerve stretch test was positive on the left side. Internal rotation at the hip joint was 25° on the left and 45° on the right. Dorsiflexion in the right talocrural joint was restricted (80° compared with 100° on the left side).

Therapy

Treatment involved ‘repositioning’ the pelvis. After this treatment all findings became normal, apart from the right talocrural joint, which was also mobilized.
At follow-up examination on 12 July 2005 the patient was able to walk normally, but he felt slight pain in his left lower leg on running. Over the intervening four-week period the patient had had only two headaches. The findings now comprised a movement restriction at C1/C2. The fascia on his left lower leg showed poor mobility relative to the underlying bone, a sign of an active scar following the accident, and there was a TrP in the adductors on the left side. After treating the fascia of the left lower leg, there was no longer a TrP in the adductors, and the movement restriction at C1/C2 was also released. The findings at the pelvis and hips were symmetrical.

Case summary

The principal symptoms associated with claudication were abolished following treatment of outflare and inflare, and the findings in the cervical region were also improved immediately after treatment, as reflected in the reduced frequency of headaches. The pain in the patient’s left lower leg was a residue from a comminuted fracture with an active scar; after these were treated there was normalization of the TrPs in the adductors and of the movement restriction in the upper cervical spine. The movement restriction in the right talocrural joint was not linked with the other dysfunctions; it may have been the result of excessive strain caused by an antalgic posture adopted by the left lower leg after fracture.

7.1.9. The coccygeus and pelvic floor

The coccygeus forms part of the deep stabilization system and can be understood only in the context of the locomotor system as a whole. We should further recall the role of the levator ani in conjunction with the sphincters and the gluteus maximus. Here we are dealing with an entirely different function of the pelvic floor, which contributes to erect posture and respiration; disturbances of this function are announced by a TrP in the coccygeus. The palpatory technique for this TrP is described in Section 4.5.8 (see Figure 4.12).

Clinical findings

The numerous chain reaction patterns originating in the deep stabilizers, and in the pelvic floor in particular, are described in Section 4.20. One especially characteristic finding is a usually very clear TrP in the thoracic erector spinae; mechanical stimulation of this TrP produces not only an observable, local twitch response but also contraction of the lumbar erector spinae with brusque dorsiflexion of the pelvis. This phenomenon was described by Silverstolpe (1989) and Skoglund (1989) who termed it the ‘S reflex.’

Therapy

Relaxation of this TrP can be obtained by release achieved using simple sustained pressure (as for diagnosis). However, this is felt to be painful by the patient and, what is worse, relapses usually develop quickly. We have therefore elaborated a relaxation technique that the patient can practice on a daily basis (see Figure 6.143).
However, the process begins with activation of the entire deep stabilizer system and involves exercising the concerted action of the diaphragm, the deep abdominal muscles, and the pelvic floor. This has been described for the rehabilitation of breathing in Section 6.7.7 (see 6.155 and 6.156). Interestingly, this activation relaxes not only the TrPs in the pelvic floor and diaphragm, but also generally all other TrPs linked with them. The patient is then instructed to exercise actively with the aim of normalizing respiratory movement patterns and the deep stabilizer functions of the trunk. However, if the TrP in the coccygeus persists, the patient needs to practice its relaxation.

7.1.10. Low-back pain due to restricted trunk rotation

Symptoms

Patients complain of low-back pain, apparently due to painful attachment points of the erector spinae and quadratus lumborum dorsally on the iliac crest. TrPs in the psoas major may cause pseudovisceral pain. TrPs in the erector spinae may also be responsible for pain felt underneath the shoulder blades. The pain here may have an acute onset, particularly on picking up an object placed to one side of the patient, causing lifting to occur with a rotating movement. This mechanism is also important in evolutionary terms: only humans generate maximum forces by trunk rotation, for example as when throwing the discus. Farfan et al (1996) have emphasized that the intervertebral disks in particular are not well adapted to powerful rotational movements.

Clinical findings

Trunk rotation is widely regarded as a function of the thoracolumbar junction because, on anatomical grounds, it has been claimed that the joints of the lumbar spine do not permit rotation and that the ribs pose an obstacle to rotation, at least of the upper and middle thoracic spine. It has already been shown in Section 3.4.1 (see Figure 3.19) that this is an erroneous view and that coupled movement associated with scoliosis and rotation can be regularly observed in the lumbar and thoracic spine: side-bending (scoliosis) produces rotation, and rotation produces side-bending. On clinical examination, patients with restricted trunk rotation are found to have TrPs in the thoracolumbar erector spinae, the psoas major, and the quadratus lumborum on the side opposite to the lesion. In this context it is sufficient to treat one of the three muscles in this chain to restore trunk rotation. Compared with these three powerful muscles, the joints do not appear to play a major role here.
It should also be recalled that vertebral fractures are most commonly encountered at T12 and L1, especially in osteoporosis. In such patients trunk rotation is indeed considerably restricted, at least on one side. Careful neuromuscular mobilization (using only visual and respiratory synkinesis) achieves instantaneous pain relief here in a very gentle way.

Therapy

Treatment takes the form of PIR and RI of one of the three muscles in the chain, namely, the erector spinae (see Figure 6.115), the quadratus lumborum (see Figure 6.120), or the iliopsoas (see Figure 6.122).
As a relatively recent phylogenetic function, trunk rotation is very commonly restricted and often occurs in a chain along with many other dysfunctions. The link with restricted rotation of the cervical spine appears particularly important. In such cases, restricted trunk rotation should be treated first. Usually it is then no longer necessary to treat the cervical spine.

Case study
H K; female; born 1919; professional translator.

Medical history

The patient came to us on 1 July 2003 complaining of pain in her cervical and lumbosacral regions. Cervical pain had been present since 1998, and low-back pain since the onset of puberty at the age of 13 years. She had experienced low-back pain both during menstruation and during three pregnancies. Her most recent episode of low-back pain had occurred in May 2003, but by early July it was cervical pain that was dominant. Her occupation as a translator involves keyboard work at a computer. She reported having undergone a hysterectomy and ovarectomy in 2000.

Clinical findings and therapy

Examination revealed a slight movement restriction to the left at C4/C5, TrPs in the diaphragm on the right, and in the psoas major, quadratus lumborum, and erector spinae on the left. Trunk rotation was 30° to the right and 45° to the left. Therefore the quadratus lumborum was treated using gravity-induced PIR coupled with visual and respiratory synkinesis. After this, not only trunk rotation but also head rotation was completely normal; moreover, the TrP in the diaphragm on the right side was no longer palpable. The patient’s home exercise consisted of PIR and RI for the quadratus lumborum.
At the follow-up examination on 30 July 2003 the patient made a point of saying how much the exercise program was helping, but she still had low-back pain and right shoulder pain as a legacy from tidying up on the previous day. The principal finding on examination was a painful subscapularis on the right side, which was treated using PIR and RI; otherwise the examination yielded no abnormalities.

Case summary

In elderly patients, in particular, low-back pain is frequently associated with restricted trunk rotation and is also typically coupled with slight restriction of head rotation. The latter resolves immediately following treatment of trunk rotation. The focus therefore simply needs to be on correcting trunk rotation. This was reflected in the exercise prescribed for the patient at home. The subscapularis muscle is a common source of shoulder/arm pain, especially after exertion.

7.1.11. Combined lesions

Needless to say, the individual forms of back pain described above rarely occur in isolation. Usually they present as mixed or combined lesions, with the clinical picture being dominated by a different factor in each case. And this does not happen by chance. All the structures involved in the etiology of low-back pain are somehow interconnected, and many are closely linked in a chain reaction pattern. Movement restriction at L4/L5 often fixes the sacroiliac joint via the piriformis, the sacroiliac joint itself is closely connected to the hip, and this in turn to segment L3/L4, while the pelvic floor has a special relationship with the adductors, and also with the biceps femoris and fibular head.

Case study
J F; female; born 1906.

Medical history

Our patient since 1962, she was obese with a slouched posture consistent with lumbar hyperlordosis and weak abdominal muscles. Low-back pain started in 1957, often occurring when the patient bent forward.

Clinical findings and therapy

Initial examination revealed movement restriction in segment L5/S1 and pelvic distortion, and subsequent examination showed a painful coccyx (this relapsed twice). Later the clinical picture came to be dominated by hip pain (without osteoarthritis), then again by lumbosacral movement restriction and a painful coccyx, followed by pain at the L5 spinous process, and (since 1968) sacroiliac restriction. The patient’s condition improved slowly in response to remedial exercise and weight reduction, but she continued to require treatment periodically.

7.2. Pain in the thoracic spine and thorax

The thoracic spine is the least mobile section of the spinal column. Because of this stability it is only relatively rarely the site of the primary lesion in dysfunctions. On the other hand, pain in the thoracic region is often referred pain from the viscera, and it is here that vertebrovisceral inter-relationships are most clearly apparent. A special warning against diagnostic error is particularly apposite in this region. One important condition that manifests itself primarily in the thoracic spine is juvenile osteochondrosis, the commonest cause of kyphosis in adolescents. Stiffness of the kyphosed thoracic spine has to be compensated for by lumbar hyperlordosis, and it is there that pain is most commonly felt.
Patients complain mostly of pain between or below the shoulder blades. Here, again, pain in the dorsal region may be the result of excessive strain due to external factors or to muscle imbalance and excessive static loading. One particularly common culprit is a kyphotic sitting position associated with working at the computer. The typical muscle imbalance is shortening of the pectoralis major and weakness of the interscapular muscles and of the lower fixators of the shoulder blade. Major stiffness is detected especially at the point where the kyphosis peaks. On the other hand, hypermobility can also be linked with pain, generally in a flat back in the upper thoracic region.
Movement restrictions may be present not only in the apophyseal joints between the individual vertebrae but also at the joints between vertebrae and ribs, and they produce very similar symptoms. Deep breathing can be painful in both scenarios. Of course, this is particularly the case with rib lesions, where it is useful to distinguish between pain on inhalation and pain on exhalation. It is essential for the differential diagnosis to exclude pleural disease.
The techniques for diagnosis and therapy have been discussed in the appropriate sections in 4 and 6, with regard to both movement restrictions and TrPs. The deep stabilization system with TrPs in the diaphragm and pelvic floor also plays an important role here. Patients with restricted trunk rotation suffer not only from low-back pain but also from pain between or beneath the shoulder blades (attachment points of the iliocostal muscle).
Therapy and self-mobilization (see Figure 6.74) simultaneously serve to strengthen the interscapular component of the erector spinae. Where painful tender points are present at the sternocostal joints, specific relaxation of the bundles of the pectoralis major with insertion there has proved effective (see Figure 6.109). While highly effective, self-mobilization (see Figure 6.38) is indicated only if lordosis in the thoracolumbar region does not occur in the process.
Less frequently than in the lumbar and cervical spine (where acute low-back pain and acute wry neck are common conditions), acute episodes of pain may occur in the thoracic spine, due especially to rib dysfunction. Such episodes can be even more dramatic than acute low-back pain or neck pain, because patients are unable not only to move but also even to breathe without pain. Manipulation and mobilization are complicated by the fact that mere contact at the rib is excessively painful; on the other hand, local anesthesia at the transversocostal joint is easy to perform because the structure is superficial. However, a similar acute pain on respiration may also be produced in the very early stage of pneumonia (before the typical rise in temperature).

7.2.1. Slipping rib

Symptoms

Here attention will be drawn to a clinical condition that is by no means rare but is only seldom recognized. Slipping rib presents as intense pain localized in the lower thorax and upper abdomen, sometimes associated with pain on respiration and coughing (or sneezing). Large, forceful movements of the upper extremity on the side of the lesion may also be painful. Generally, suspicion falls on a wide variety of diseases of the thoracic and upper abdominal organs, and these patients usually undergo a great many visceral examinations (which all prove negative).

Clinical findings

A simple maneuver can be valuable in confirming the diagnosis. With the patient seated or supine, the practitioner hooks her fingers under the last ribs at the upper end of the patient’s abdominal cavity (similar to the situation shown in Figure 6.112) and exerts pressure on the ribs with her fingers underneath against her thenar eminence above. At that moment the patient experiences sharp pain. This response clinches the diagnosis of slipping rib (Heinz & Zavala 1977). Interestingly, we have encountered slipping ribs relatively frequently in women with pain following breast cancer surgery.

Therapy

Therapy consists of mobilization using the fingers hooked beneath the inferior costal arch to exert repetitive springing pressure ventrally and laterally. This mobilization is always painful but generally brings instantaneous relief. Only in exceptional cases is local anesthesia necessary at the inner margin of the tenth rib, while surgical removal of the painful rib may be considered as a last resort. Treatment of the spinal column or of the costovertebral joints is ineffective in this condition and the true pathogenesis is unknown.

Case study
C M; female; born 1929.

Medical history

First seen by us on 4 June 2002 complaining of burning pains in the thorax, usually occurring at rest and apparently without any provoking factors. Onset of pain just one month previously. The patient had undergone surgery in 1992 to remove her left breast, after which she experienced transient swelling of the feet; no symptoms at all prior to surgery.

Clinical findings and therapy

Restricted movement at C3/C4 to the left side, TrPs in the diaphragm on the left side, the thoracic fascia on the left side showed reduced mobility relative to the underlying structures, and the fifth sternocostal joint was painfully tender. The fascia was treated and the attachment point of the pectoralis at the fifth costotransversal joint was released. The restriction at C3/C4 was also treated, after which the TrP in the diaphragm could no longer be palpated.
At follow-up examination on 25 June 2002 the patient reported no major improvement. She also still complained of ‘spasm-like back pain.’ On this occasion a slipping rib (left side) was diagnosed and treated. Following further examination on 4 July 2002 the patient’s condition was considerably improved, and she reported feeling only slight tension in the axilla. The serratus anterior was found to be shortened; this was relaxed and stretched. Relaxation of the serratus anterior was then assigned as her home exercise.

Case summary

The slipping rib was found to be crucially important for the symptoms experienced by this patient. The far more typical findings made at the initial examination proved to have little relevance.

7.3. Pain in the cervical spine

The clinical features of neck pain per se are relatively straightforward by comparison with low-back pain. By contrast, the clinical features of vertebrogenic disorders in the cervical region, the so-called ‘cervical syndrome,’ are far more complex than those of lesions of the lumbar spine and pelvis.

7.3.1. Muscle imbalance

Pain may result from excessive strain due to external factors or from muscle imbalance. Most commonly, static overload due to long periods of working with the head bent forward plays a prominent role. A similar effect is produced by a forward-drawn posture as a result of faulty statics (see Figure 3.39). The typical signs of muscle imbalance have been described in Section 4.20.3.

Symptoms

Initially, signs of fatigue occur, followed by pain, most frequently after working at the computer with head bent forward or in a fixed position. Jolting in automobiles and other types of vehicle may elicit similar pain.

Therapy

Wherever possible, long periods spent with the head bent forward should be avoided and fixed positions should be corrected. Remedial exercises should be employed to correct any muscle imbalance. Clavicular breathing, a faulty respiratory pattern characterized by thoracic lifting (without widening) during inhalation, is a particularly common expression of a disorder of the deep stabilization system, and this requires treatment.
Any TrPs and movement restrictions found should be treated. Later, during the rehabilitation phase, muscle imbalance is corrected, paying particular attention to clavicular breathing as the most common manifestation of this.
In terms of lifestyle advice, correct positioning in bed at night is especially important (see Section 8.3.1).

7.3.2. Acute wry neck

Symptoms

The pain often has its onset after rest in bed (in an unsuitable position), after a sudden jerk of the head, or after an automobile journey with the window open. The patient complains of neck pain, frequently on the right side and radiating toward the shoulder and/or occiput, and of stiffness. Autonomic symptoms such as nausea or drowsiness may also be present.

Clinical signs

The patient’s head is rotated to one side, more usually to the left. Rotation to the right and inclination to the left are restricted, but anteflexion and retroflexion also suffer. Segment C2/C3 is most commonly involved, and in exceptional cases C1/C2 or C3/C4. However, in the acute stage it can be difficult to localize the dysfunction precisely. Further, it is important to realize that another segment is usually restricted, for example C5/C6, as well as a segment at the cervicothoracic junction. Simultaneously, numerous TrPs are present in the area of the short extensors at the craniocervical junction, and in the sternocleidomastoid, levator scapulae, and trapezius. A very characteristic finding is a pain point on the lateral aspect of the spinous process of the axis (during the examination the practitioner should not forget to bend the patient’s head to one side!). A pain point in the horizontal part of the trapezius close to the shoulder blade is an important prognostic indicator: finding this TrP suggests that a cervicobrachial syndrome or even a radicular syndrome may be imminent.

Therapy

The first step is post-isometric traction (see Figure 6.52): this must be performed in the direction that is most agreeable to the patient and in which the patient also finds it easiest to relax. One alternative is a simplified version of Jirout’s maneuver (2000): for this, the patient is supine with the cervical spine precisely in a neutral position. If rotation to the right is restricted (as is usually the case), the practitioner’s thumb takes up contact with the patient’s left acromion, which must not be elevated, stimulates this a little with the thumb and instructs the patient to offer (isometric) resistance against this pressure and then to let go again. This procedure is repeated two or three times. In those exceptional cases where head rotation to the left is restricted, resistance is offered on the right-hand side. This technique has the advantage that no contact at all is made with the painful neck region. The acute muscle spasm is usually corrected after this maneuver, as after post-isometric traction.
Only after this step is complete can the remaining restrictions or TrPs then be treated specifically; possible chain reaction patterns from other areas of the locomotor system can also be diagnosed and treatment can be continued as appropriate.

Differential diagnosis

It is important not to confuse the common form of wry neck with spasmodic torticollis, a mistake that can be easily made because in the initial attack pain is the dominant clinical feature of both. However, although pain diminishes with each relapse, the fixed position in spasmodic torticollis continues to deteriorate. The powerful spasm of the sternocleidomastoid on one side and of the splenius capitis on the other will then be noted, but without the typical signs of true movement restriction.
Meningeal bleeding must also be considered in the differential diagnosis. This may also begin with acute neck pain radiating to the head, and here too the patient will avoid movement and jolting. However, the movement that is primarily restricted is anteflexion, although here it is a meningeal sign. Side-bending and rotation are not affected.
If the pain is not acute, then neck pain is just one of many signs of what is termed the ‘cervical syndrome.’ It is unusual for neck pain not to be combined with either headache or shoulder pain, that is pain in dermatome C4. Among other sources, pain is also referred to this segment from the diaphragm. There is often also a HAZ posterior to and below the mastoid process, which is suggestive of restriction at the craniocervical junction.

7.4. Referred pain and other pain types

The lower extremities (see 7.4.1–7.4.5)

It will be useful at this point to review the material on the subject of referred pain presented in Section 2.11. Table 7.1 lists those spinal segments where individual movement restrictions produce referred pain. As in true radicular syndromes, in the pseudoradicular (or reflex) syndromes provoked by movement restrictions we encounter referred (or radiating) pain exclusively in segments L4, L5, and S1.
In the L4 pseudoradicular (reflex) syndrome, pain radiates down the ventral aspect of the thigh toward and even below the knee; in the L5 syndrome, pain radiates down the lateral aspect of the thigh and lower leg to the lateral malleolus; and in the S1 syndrome, pain radiates down the dorsolateral aspect of the lower extremity toward the heel. In the L4 syndrome, the femoral nerve stretch test is positive (TrP in the rectus femoris), while in the L5 and S1 syndromes, the straight-leg raising test is positive (TrPs in the ischiocrural muscles). Besides the referred pain, there may also be paresthesia. The TrPs in the key muscles were listed in Table 7.1.
It may also be helpful to consider which other structures are also capable of triggering the same patterns of referred pain. The referred pain in L4 may stem not only from a lesion in the motion segment L3/L4 but also from the hip joint, and for this reason it may be difficult to distinguish a painful hip with (minimal or) no osteoarthritis from an L3/L4 lesion. Pain at the knee may even be caused by both these lesions, especially where TrPs in the adductors produce pain at the pes anserinus on the tibia.
A mildly positive Patrick’s sign may also be elicited in the L4 pseudoradicular syndrome if there are TrPs in the adductors. The femoral nerve stretch test is probably the most useful tool for differentiating between the two lesions.
In the L5 pseudoradicular (reflex) syndrome, a TrP in the piriformis plays a major role and this may even persist after the movement restriction at L4/L5 has been released. The piriformis may also cause fixation of the sacroiliac joint, and for this reason restrictions at the sacroiliac joint are quite often found concurrently with restrictions at L4/L5. Where a TrP is simultaneously present in the biceps femoris, a restricted and sometimes painful fibular head may also be encountered.
The S1 pseudoradicular (reflex) syndrome is caused not only by lesions of the L5/S1 motion segment but also by lesions of the sacroiliac joint. The sacroiliac ligaments and the ischial tuberosity may also give rise to pain in this segment. The TrP in the iliacus is generally consistent with the movement restriction at L5/S1. Further findings in this segment may include TrPs in the ischiocrural muscles and movement restriction at the fibular head.
The structure that may complicate all three pseudoradicular (reflex) syndromes is the coccyx. A painful coccyx may be associated with a positive Patrick’s sign, a mildly positive straight-leg raising test, and TrPs in the iliacus and even in the piriformis and gluteus maximus. In exceptional cases a painful coccyx may even simulate hip pain.

The upper extremities (see 7.4.6–7.4.8)

Referred pain is not the exclusive preserve of the lower extremities. Dysfunctions are often found that have their origin in the upper extremities; they may be complications of vertebrogenic and even of radicular syndromes.
In the upper extremities, too, it is common to find pain that is referred from lesioned structures in the cervical spine. Here, however, unlike the lower extremities, referred pain does not exactly follow the individual segments/dermatomes. Instead, the pattern is consistent with that produced by TrPs in the individual muscles close to the cervical spine and cervicothoracic junction, with pain characteristically referred to the shoulders, elbows, and hands.

7.4.2. Painful patella

In true knee pain (not pain that is referred to the knee) it is most important not to overlook a painful patella. A healthy patella should move freely on the articular surfaces of the femur and tibia. It should therefore be checked whether the patella is freely mobile in all directions and whether gentle pressure on the patella during mobility testing produces grinding resistance and pain. The technique for this is described on page 198 and can often bring instantaneous relief. Attachment point pain at the upper margin of the patella may be caused by TrPs in the rectus femoris, but also by increased tension in the tensor fasciae latae.

7.4.3. Knee joint dysfunction

Dysfunctions of the knee (tibiofemoral) joint are characterized by a capsular pattern in which flexion is gradually more restricted than extension. Lateral springing (gapping) and joint play on one or other side are also often restricted. Unlike the hip joint, the knee is most painful when the patient walks downstairs or downhill. In this case mobilization by rapid shaking is most effective, and this is also true in particular for osteoarthritis of the knee.

7.4.4. Painful foot

The clinically important articulations in the foot are the ankle joint, the tarsal joints, and particularly the tarsometatarsal joints. Restrictions primarily involve Lisfranc’s joint, the second and third metatarsophalangeal joints, the talocrural joint and, to a lesser extent, the talocalcaneonavicular and subtalar joints. The main TrPs are found in the deep flexors of the sole of the foot and dorsally between the metatarsal bones.
The commonest complaint is foot pain that is often associated with cramps in the foot and calf and with paresthesia, although tunnel syndromes may be present in exceptional cases. What is far more important is that the feet constitute a key region in the locomotor system. The foot and its muscles are required to stabilize the almost spherical talocrural joint. Futhermore, the sole of the foot and the toes possess the highest density of proprioceptors and exteroceptors. The soles of the feet may be hypersensitive as well as relatively hyposensitive, and not infrequently the soles of the feet also react asymmetrically to exteroceptive stimulation (see Section 6.3). The consequence of all this is that the feet, like the deep stabilization system, are a source of very common chain reaction patterns involving the entire locomotor system; the most characteristic finding is a forward-drawn posture.

7.4.5. Painful heel

When walking and standing, patients not infrequently complain of a painful calcaneal spur. This is quite simply pain at the attachment of the plantar aponeurosis, a structure that becomes painful when there is increased tension in the aponeurosis itself. This is chiefly the result of TrPs in the deep flexors of the sole of the foot. At the same time there are generally also movement restrictions in the foot as well as dysfunctions in the lower extremities, including the fibular head. Dysfunctions are sometimes also found in the pad of soft tissue at the heel.
Treatment takes the form of PIR of the foot flexors (see Figure 6.132). Activation of the toe flexors by rocking forward is even more effective (see Section 6.8.8 and Figure 6.157). Needling of TrPs has also proved most beneficial, yielding far better results than a series of local anesthetic infiltrations around the calcaneal spur.
Another commonly encountered complaint is not only Achilles tendon pain itself, but pain where the Achilles tendon attaches at the heel. Here, too, treatment primarily takes the form of PIR-RI of the TrP in the soleus muscle; this is usually highly effective, with the result that needling is generally superfluous. Achilles tendon pain should be differentiated from pain in the underlying soft tissue between the Achilles tendon and the tibia (see Figure 6.65).

7.4.6. Shoulder pain

This is the commonest form of referred pain radiating into the upper extremity and constitutes a clinical problem as complex as that of low-back pain. This is probably due to the fact that the shoulder region corresponds to segment C4 and that numerous structures refer pain to this segment, in particular the diaphragm with the phrenic nerve. Clinical experience suggests that any type of pain originating in the cervical spine, the cervicothoracic junction, or the upper ribs – and even in the visceral organs of the thorax and upper abdomen – is felt in the shoulder region.

A diagnosis of ‘humeroscapular periarthropathy’ merely betrays the incompetence of the person making it because this somewhat vague label in fact covers a number of quite specific dysfunctions.

Shoulder pain due to disturbed muscle function

In the shoulder region pain can be caused by increased muscle tension with TrPs, especially where the patient is under excessive strain. The muscles most susceptible to painful increases in tension are the upper part of the trapezius, the levator scapulae, the sternocleidomastoid, the subscapularis, the infraspinatus, the pectoralis major and minor, the diaphragm, and sometimes the deltoid.
Symptomatic therapy here consists primarily of PIR and RI, and sometimes needling; over and above this, it is important to understand and treat the cause of excessive strain.

Pain referred from the spinal column

This pain is most commonly evoked by a certain movement – or position – of the head. TrPs are then detected in the corresponding muscles, and movement restrictions are diagnosed in the corresponding spinal segments; these are then treated.
Pain originating in the upper ribs radiates to the shoulder blade and shoulder. Lesions of the first rib provoke only shoulder pain. At examination, with the patient’s shoulder blade abducted, a typical pain point is found at the costal angle. This pain point on the first rib is the articulated junction with the manubrium sterni. In the other ribs, too, there is often a pain point that can be palpated at the sternocostal joint – the attachment point for the pectoralis minor. Rib movement here is commonly restricted, and manipulation is indicated to correct this. However, where movement is restricted in several ribs, this is usually attributable to TrPs in the subscapularis and to impaired mobility of the thoracic fascia.

Frozen shoulder

The clinical picture of frozen shoulder is in fact a pathological condition involving the scapulohumeral joint. It has been described in classic terms by Cyriax, and is a phenomenon that is unique in arthrology because it is caused by contracture of the joint capsule (Cyriax, de Sèze).

Symptoms

The patients, more usually women and predominantly between 45 and 65 years of age, develop intense shoulder pain that radiates down past the elbow as far as the wrist. The pain is often at its most intense at night, preventing patients from sleeping, and tends to worsen when the arm hangs down, carrying a weight, or on moving the shoulder. At first there is only slight restriction of movement, but this rapidly increases. According to Cyriax, 1977 and Cyriax, 1978, three stages can be distinguished:

1. The first stage is characterized by extreme pain and rapid deterioration of the range of movement.
2. In the second stage the pain subsides but there is hardly any improvement in movement restriction.
3. In the third stage the movement restriction melts away (hence the name ‘frozen shoulder’).

Each stage lasts for about three or four months, with the result that when the disorder follows its natural course the patient becomes symptom-free after about a year. However, this is not the case in secondary forms, for example following stroke or trauma.

Clinical signs

Examination of range of movement reveals the typical capsular pattern as defined by Cyriax (1977) and corrected by Sachse (1995): with the shoulder blade fixed, abduction is most restricted, followed by external rotation, with internal rotation being least affected. Joint play may be normal provided that arm abduction is not already considerably restricted. This is further proof that we are not dealing here with movement restriction such as is familiar from other joints. Pain points are found at the attachment of the deltoid, and in the subscapularis and infraspinatus. In severe cases there is muscle atrophy in the deltoid, supraspinatus, and infraspinatus. The pain may also be associated with autonomic symptoms, such as cyanosis and edema, especially involving the hands and fingers, and with algodystrophy.

Therapy

In the acute stage the most important step is to alleviate pain using analgesics (by the intravenous route, where necessary). It is also important to treat all concomitant painful dysfunctions, for example in the cervical spine, cervicothoracic junction, and ribs. In particular, treatment of the T1/T2 segment often yields good results. It is important to relax tensed muscles with TrPs. Isometric traction is used for this (see Figure 6.12). Relaxation of TrPs in the subscapularis by means of PIR-RI, needling, or local anesthesia appears to be most important. It is worthwhile trying intra-articular injections of cortisone preparations. If this brings improvement, then administration may be repeated no more than once. It is advisable for the patient to wear the arm in a sling during the acute stage so that it does not hang down. Active exercises are not feasible until the second, less painful stage and should never be such as to provoke pain. Excessively energetic, painful exercise will merely delay improvement. Warnings should be issued against heat applications, especially in the acute stage.

Pain provoked by arm abduction (impingement syndrome)

Patients who experience pain principally or exclusively during abduction of the arm (but with normal external and internal rotation) are encountered more commonly than those with a capsular pattern. This fact may be attributable to the mechanism that allows the head of the humerus to slip through under the acromioclavicular ligament during abduction. The subdeltoid bursa together with the rotator cuff is the key player in this mechanism, and calcifications are detected around the bursa where this mechanism is disturbed. Degenerative changes are seen in the rotator cuff with tears, especially in the supraspinatus tendon, and alleged impingement.

Pathophysiology

During abduction, the head of the humerus is required to glide caudally in the glenoid cavity. This movement is also reflected in the play of the joint. Any disturbance of this gliding motion is an obstacle to abduction. Consequently, restoration of this gliding function is the therapy of choice.

Symptoms

Pain may appear only on abduction or even spontaneously when the patient is at rest. Two types of impaired abduction are distinguished: either there is simple restriction of abduction by degrees or there is a painful arc, as described by Cyriax, 1977 and Cyriax, 1978. Where a painful arc is present, abduction initially proceeds normally up to the point where the head of the humerus engages the coraco-acromial ligament. The patient feels a sharp pain, but as soon as this obstacle is overcome, abduction may continue through to its full extent without pain.

Clinical findings

There is restricted abduction, or a painful arc only on abduction but which the patient can move through. Joint play is regularly absent (see Figure 4.42).

Therapy

First and foremost there is mobilization to restore joint play (see Figure 6.12). This has an instantaneous effect in the vast majority of cases but may need to be repeated a few times. Surgery is superfluous. Rotator cuff tears have also been detected on ultrasound in clinically healthy individuals.

Painful long head of triceps brachii

In 1994, Krobot described a pain that occurred on exercising the triceps brachii and that is felt in the shoulder, axilla, and shoulder blade. On examination, the patient is unable to raise the lesioned arm in front to ear level and experiences pain when doing press-ups. An extremely painful TrP is found in the long head of the triceps brachii just under the axilla. Therapy consists of PIR and RI of the triceps brachii (see Figure 6.101) or needling.

The acromioclavicular joint

Dysfunction of the acromioclavicular joint is one of the commonest (and yet rarely diagnosed) causes of shoulder pain. A traumatic origin is especially common: any force acting on the shoulder from the side, for example following a fall, is first absorbed by the acromioclavicular joint.

Clinical signs

Painfully restricted adduction of the arm across the chest toward the opposite shoulder is suggestive of the diagnosis. The joint space is tender to palpation.

Therapy

Therapy consists pre-eminently of mobilization (see 6.14 and 6.15). However, this must be performed using a minimum of force and it is helpful to supplement mobilization by shaking in the direction in which distraction is intended.
The clinical course is more severe if there is radiological evidence of osteoarthritic changes or, more rarely, of joint space widening. In such cases the pain can be relieved using local anesthesia (not into the joint space!) and cortisone preparations.

The sternoclavicular joint

Simple movement restriction here without osteoarthritis is rare. A painful sternoclavicular joint is a common finding in rheumatoid arthritis.

Symptoms

The patient feels pain locally beneath the medial end of the clavicle, radiating into the shoulder, neck, and thorax; the pain is provoked by movements involving the shoulder blade (e.g. lifting the arms). It is important to point out that pain originating at the medial end of the clavicle is not necessarily a sign of a sternoclavicular joint lesion. The sternocleidomastoid muscle also has attachment at the clavicle, and close by is the articulation between the first rib and the manubrium sterni. True osteoarthritis of this joint is relatively rare.

Therapy

Osteoarthritis and simple movement restriction should be treated with mobilization; in patients with osteoarthritis, mobilization needs to be performed repeatedly over an extended period (see Figure 6.16).

7.4.7. Pain in the elbow region

Epicondylar pain is a very frequent complication of the cervicobrachial syndrome. It is encountered far more often at the lateral than at the medial epicondyle of the humerus.

Lateral epicondylar pain

The epicondylar region provides the attachment points for those muscles involved in the prehensile function of the hands. Excessive strain and increased muscle tension (TrPs) play an important role here. Although the lateral epicondyle is palpated through the brachioradialis muscle, the latter is a bystander here. The muscles producing attachment point pain at the lateral epicondyle are the supinator, the extensors of the fingers and wrist, the biceps brachii, and the triceps brachii. It is no coincidence that tennis elbow and writers’ cramp share a common pathogenesis. In the first case the tennis player is unable to relax the grip between strokes, and compounds this error by not holding the racket sufficiently in radial abduction and extension at the wrist. In the second case the writer is tense and holds the writing implement in a cramped fashion.

Symptoms

Pain at the lateral aspect of the elbow, radiating up and down the arm, and more intense when the hand grips something firmly. The pain may suddenly intensify to the point where patients often drop objects: breaking crockery is a common early sign of epicondylopathy.

Therapy

This consists of relaxation of tensed muscles with TrPs using PIR and RI, mobilization, shaking free any restrictions at the elbow, and self-treatment. Soft-tissue techniques may be attempted where there is a pain point at the periosteum of the epicondyle (see Figure 6.66). If these measures are ineffective, needling, local anesthesia, or cortisone preparations may be tried. Repeated stroking has proved effective in chronic cases. Rehabilitation is essential in the long term, the goal being to overcome the patient’s cramped tension. It is always vital to screen for dysfunctions in the cervical spine and insufficient fixation of the shoulder blade, where these are found, to identify their chain reaction patterns and treat them accordingly.

Medial epicondylar pain

Symptoms

This condition is characterized by pain at the medial epicondyle.

Clinical signs

The principal findings on examination are tension (with TrPs) in the flexors of the forearm and impaired springing of the elbow in a medial direction.

Therapy

Therapy consists primarily of PIR and RI of the flexors (see Figure 6.101) and mobilization (shaking) in a medial direction; self-treatment is performed along similar lines. Here, too, severe cases may be characterized by hyperalgesia of the periosteum at the medial epicondyle; treatment for this is identical to that advocated for the lateral epicondyle.

7.4.8. Pain at the wrist

In wrist dysfunction, the structure most frequently found to be painful is the styloid process of the radius. As already mentioned in Section 7.4.7, this process is closely related to joint play at the elbow and between the radius and ulna. Radial abduction of the hand is regularly found to be restricted.
Another structure that is frequently painful is the carpometacarpal joint of the thumb where osteoarthritic changes are found particularly frequently. There may also be TrPs in the thenar eminence. Here therapy is mainly directed at (self-)mobilization through shaking (see Figure 6.4).
In patients with rheumatoid arthritis it is particularly common to find painful changes involving the wrist.
In all the painful conditions of the upper extremity dealt with in Section 7.4, insufficient stabilization of the shoulder blade by the lower part of the trapezius and by the serratus anterior can play such a decisive role that, after scapular instability has been treated, the local symptoms may clear up without any local treatment. Patients should therefore be routinely examined for scapular instability (see Section 6.8.9).

A painful styloid process of the radius is generally associated with impaired radial abduction and movement restriction at the elbow.

7.5. Entrapment syndromes

Entrapment syndromes have become fashionable especially in circumstances where the intention is to ignore the potential role of dysfunctions. It is then possible to explain pain in terms of trapped nerve structures. This view fails to recognize that pain is registered not in the nerve itself but in its receptors. In principle, neurology teaches us that peripheral nerves process not only pain but also other modalities. Therefore if nerve compression causes pain at all, then alongside pain other modalities (including motor activity) must also be impaired. Consequently, if only pain is present without hypesthesia or weakness, we should never simply assume nerve compression or an entrapment syndrome.
The entrapment syndromes of the upper extremity not infrequently occur in combination.

7.5.1. Carpal tunnel syndrome

This condition is attributed to compression of the median nerve in the narrow tunnel formed by the carpal bones and crossed by the transverse carpal ligament. Compression first affects the blood vessels supplying the nerve, and this explains the important role of ischemia.

Symptoms

The patient complains chiefly of numbness and tingling in the hand and fingers, and later also of pain. In the initial stages, these symptoms are felt only on waking up in the morning but later they are sufficiently severe to waken the patient at night. In the more advanced stage, pins and needles and pain are felt even during the day, particularly on raising the arms. Pain may then also radiate up the arm as far as the shoulder. Relief is obtained when the arms hang down loose, while shaking the hands improves the blood supply. Heavy physical work exacerbates the symptoms.

Clinical signs

In the initial stages, we have to provoke the symptoms for the purpose of examination; the simplest method is to instruct the supine patient to raise the arms vertically and then wait to establish whether paresthesia occurs. In the more advanced stages, pressure or percussion on the median nerve above the wrist may elicit a sharp tingling pain (Tinel’s sign). There is also constant hypesthesia in the territory of the hand supplied by the median nerve and weakness with atrophy of the abductor pollicis brevis; this muscle must always be tested. Characteristic thenar wasting is encountered only in the advanced stages of the disease. On the basis of our own experience we would stress that even in the early stages of carpal tunnel syndrome increased resistance is found when testing joint play between the carpal bones.

Therapy

In the early stages, mobilization, carpal bone distraction and stretching of the transverse carpal ligament are indicated (see 6.98, 6.99, 6.100 and 6.101) and self-applied traction is prescribed as a home exercise (see Figure 6.82). It has been found to be particularly helpful for patients to wear an orthosis or elasticated support at night to fix the wrist in mild dorsiflexion, the position in which intra-articular pressure in the carpal tunnel is least pronounced.
If increased resistance is not detected when joint play is tested, local anesthesia or cortisone preparations may also be tried. In the stage characterized by incipient weakness and atrophy and by typical electromyography changes, surgery to release the transverse carpal ligament is usually indicated.

Pathogenesis

The carpal tunnel is a channel that is formed by a large number of small bones that move in relation to one another. This channel must be able to accommodate its contents comfortably in response to every type of hand movement. It is easy to understand, therefore, that a disturbance of joint play will result in conflict between the walls of the channel and its contents, and that restoration of joint play constitutes a form of treatment that reflects the pathogenesis.

Case study
K O; female; born 1936.

Medical history

The patient first came to us on 24 June 2003 complaining of tingling in her right hand that kept her awake at night. To get rid of it she had to get up and shake her arm. The symptoms started on or about 10 June 2003 after she had been painting a fence.

Clinical findings

Examination disclosed increased resistance on testing for joint play of the carpal bones and tingling was promptly elicited in the arm elevation test with the patient supine.

Therapy

The individual carpal bones were mobilized and distraction manipulation was performed at the wrist. The patient was prescribed an orthosis to wear at night.
The patient notified us by telephone on 7 July 2003 that she was symptom-free. She reappeared on 14 October 2003 with acute low-back pain and a lumbosacral mobility restriction. There had been no recurrence of tingling in her fingers, and she complained merely of numbness in her fingertips. Her skin there had a typical glossy appearance (slight reddening, erasure of skin creases) and this responded excellently to skin stretching.

Case summary

Typical carpal tunnel syndrome in the functionally reversible stage. This was diagnosed most elegantly using the arm elevation test with the patient supine; tingling was elicited after a brief latency period.

7.5.2. Thoracic outlet syndrome

This syndrome is attributed to compression of the brachial plexus mainly in the gap between the anterior and middle scalenes and the muscle attachments at the first rib, and in the region of the superior thoracic outlet. Principally, it causes paresthesia (numbness, pins and needles, pain) in the upper extremities, this being most intense on the ulnar aspect of the fingers.
This syndrome is predominantly the result of dysfunctions involving the highly complex structures that constitute the superior thoracic outlet. The prerequisite for effective therapy is to identify any disturbances in these individual structures and their relevance in each case. In detail, these comprise increased tension (TrPs) of the scalenes, TrPs in the pectoralis minor (Hong & Simons 1993), increased tension of the upper fixators of the shoulder girdle, and TrPs in the diaphragm. Closely related to these muscle disorders, there may be movement restriction at the craniocervical junction, the cervicothoracic junction, and the upper ribs, in particular the first rib. The true cause of this increased tension (TrPs) is clavicular breathing (i.e. lifting the thorax during inhalation), which is associated with insufficiency of the deep stabilizer system.
It is no wonder, in view of this complexity and the lack of understanding concerning dysfunctions, that surgical decompression procedures are performed on the scalenes, the first rib, or a cervical rib, instead of pursuing the true cause, the treatment of which is highly rewarding.

Symptoms

The symptoms consist principally of paresthesia involving the upper extremity (including the hands), more apparent on the ulnar aspect, and typically becoming worse when carrying heavy loads. Because of the plethora of individual dysfunctions, the clinical picture (especially the pattern of pain) is anything but uniform; for example, headache may also be present due to movement restriction at the craniocervical junction. It is worth emphasizing that, by contrast with the carpal tunnel syndrome, severe weakness or atrophy rarely occur.

Clinical signs

The following tests are useful for provoking the symptoms:

• Adson’s maneuver: the pulse at the radial artery is weakened (or disappears) on bending the patient’s head back and turning it to the same side.
• Hyperabduction test: the patient’s arm, bent at the elbow, is taken into maximal abduction and the radial artery pulse is palpated.
• Pulling the arm downward, as when carrying a load, and feeling for the radial artery pulse.

More important, however, is diagnosis of the individual dysfunctions in the region of the superior thoracic outlet. Only in exceptional cases are there signs of neurological deficit. Cervical myelopathy is generally present where there is major weakness with atrophy and, of course, paresthesia.

Therapy

Therapy depends on the analysis of the individual clinical findings forming the links in the chain. Given the unmistakable role of the scalenes, it is evident that clavicular breathing is the crucial factor in the pathogenesis, coupled with involvement of the deep stabilizer system.

Case study
B I; female; born 1960.

Medical history

First seen on 18 October 2000 complaining of pain in the cervical region with stiffness, headache, shoulder pain, and tingling in the fingers. Her symptoms started in the cervical region, and she had experienced tingling in her hands for the past two or three years, especially when working at the computer for long periods. Apart from an operation to correct hallux valgus, her other details were unexceptional.

Clinical findings and therapy

Examination disclosed thoracic dextroscoliosis, increased tension in the scalenes on both sides, and movement restriction of the first rib on both sides and of the cervicothoracic junction. The patient’s breathing was normal. Her first rib and cervicothoracic junction were treated and her scalenes were relaxed; self-mobilization of the first rib was assigned for home exercise.
At the follow-up examination on 1 November 2000 the patient felt better, less stiff, and reported only occasional tingling in her hands. TrPs were now detected in the subscapularis and pectoralis major on the left side, and her thoracic fascia showed poor mobility relative to underlying structures. When the fascia were treated the TrPs disappeared; self-treatment of the thoracic fascia was recommended as a home exercise (see Figure 6.62 b).
The patient was seen again on 16 May 2001. She had been symptom-free up to the start of that month, but now her neck was painful again and she was experiencing tingling in her hands. She also complained of shortness of breath. TrPs were found in the diaphragm and again there was increased tension in the scalenes with restricted movement of the first rib on both sides. Her left fibular head was also restricted. Her diaphragm and scalenes were relaxed, the first ribs and cervicothoracic junction were treated, and her fibula was mobilized. As a home exercise we prescribed relaxation of the diaphragm and self-treatment for the first rib.
On 5 June 2001 she had only transient tingling in her fingertips. Her pelvic floor was painful on the right side. Her pelvic floor was relaxed and her fingertips were treated using skin stretching.
The patient was again symptom-free and appeared for a further examination on 9 May 2002. Since April 2002 she had been complaining of shortness of breath, with feelings of tightness in the left half of her thorax. Since the beginning of May she had also been experiencing pain in her neck and upper extremities. Once again there were TrPs in the diaphragm and TrPs on the left side in the pectoralis major, psoas major, quadratus lumborum, pelvic floor, hip adductors, and biceps femoris, and movement restriction at the fibular head. After PIR of the diaphragm, all TrPs were eliminated, including the restriction at the fibula; only the first ribs with the cervicothoracic junction were treated. On 11 June 2002 the patient had only tingling in her fingertips, and this was treated with skin stretching; her scalenes were also relaxed.
The patient was once more symptom free until 4 August 2004 when she was seen again because tingling had reappeared in her upper extremities and fingertips and she was experiencing knee pain. Examination now revealed only skin changes at the fingertips and tingling on the soles of her feet; these were treated by exteroceptive stimulation. The thoracic outlet syndrome itself was no longer present.

Case summary

Typical thoracic outlet syndrome with increased tension in the scalenes (although without characteristic clavicular breathing), and with the repeated finding of TrPs in the diaphragm and pelvic floor (coccygeus). The ‘glossy skin’ changes at the fingertips (erasure of skin creases and slight reddening) are not unusual in this context. Skin stretchability at the fingertips is invariably limited, and skin stretching eliminates tingling. The combination of increased tension in the scalenes and TrPs in the diaphragm often produces feelings of tightness, interpreted by this patient as shortness of breath.

7.5.3. Ulnar nerve weakness

Ulnar nerve weakness will be mentioned here only in passing. The cause is generally to be found in the ulnar nerve canal and only very rarely in Guyon’s canal in the wrist region. This condition is not an object for manipulative therapy, but it does need to be distinguished from the two entrapment syndromes described above. In terms of carpal tunnel syndrome it is necessary to differentiate between median nerve and ulnar nerve involvement. In terms of differentiation from the thoracic outlet syndrome, it is important to identify patterns of weakness and atrophy that are characteristic of the ulnar nerve, as well as a true hypesthesia, since these hardly ever occur in thoracic outlet syndrome.

7.5.4. Nocturnal meralgia paresthetica

This condition is the commonest entrapment syndrome affecting the lower extremity.

Therapy

Therapy consists of relaxation of the iliopsoas and tensor fasciae latae muscles.

Case study
V V; male; born 1950.

Medical history

The patient had complained of numbness and pain on the lateral surface of the left thigh since February 1988. Otherwise he had never been ill.

Clinical findings

Examination on 13 April 1988 revealed TrPs in the psoas major and iliacus on the left side. Trunk rotation was restricted to the right (40° to the right and 60° to the left) and extension was restricted at L5/S1. Hypesthesia in the territory characteristic for the lateral cutaneous femoral nerve was detected on the lateral aspect of his left thigh.

Therapy

Treatment consisted of mobilization of trunk rotation to the left and mobilization of L5/S1. For exercising at home the patient was recommended to self-treat using gravity-induced PIR of the iliopsoas and tensor fasciae latae.
When seen again on 5 December 1988 the patient complained of pain between the shoulder blades. Asked about the pain in his thigh, he reported that this had cleared up within a few days.

7.6. The cervicocranial syndrome

This syndrome covers headache of cervical origin as well as other clinical symptoms, such as disturbances of equilibrium, and even neurological symptoms, such as nystagmus. The underlying dysfunction of the cervical spine here can be the same as in simple neck pain. While it may be true that in the cervicocranial syndrome the cause is more frequently a lesion at the craniocervical junction, just as the lower cervical spine is more likely to produce pain in the upper extremity, there are frequent exceptions. This is understandable if we consider the musculature: long muscles such as the sternocleidomastoid, scalenes, trapezius, and levator scapulae react to all dysfunctions in the cervical region by developing TrPs and referring pain to the head and arms. The intensity of the nociceptive stimulus and the individual’s response are crucial in determining whether pain is felt only locally in the neck or whether pain will be referred elsewhere.

Headache is yet another example illustrating that the locomotor system is involved in the pain process.

7.6.1. Headache

Headache with a cervical component

This is an extremely frequent type of headache. In our view it also includes ‘tension headache’ which is sometimes thought to be mainly psychological.
Increased muscle tension is due to many factors, and in the classic description by Wolff (1948) increased tension of the neck muscles is part of the clinical picture of tension headache. Increased muscle tension is the consequence of practically all disturbances of the locomotor system, regardless of whether it emanates from excessive strain due to external factors, faulty head posture, muscle imbalance, or psychogenic tension or whether it stems from TrPs due to movement restrictions. There can be no doubt that psychological problems have a role to play in headache (see Section 4.1), but this does not alter the fact that increased muscle tension is a muscular phenomenon that can be treated appropriately and effectively using physiological methods.
Neither is ‘vasomotor’ headache incompatible with headache of cervical origin: the mere fact that the cervical spine plays a role militates in favor of its reflex origin. If we assume that disturbed function plays the role of a nociceptive stimulus, then a vasomotor reaction to that stimulus is bound to occur.
As this type of headache is very frequent, it should not be diagnosed simply on the basis of exclusion, that is after every other possible origin has been ruled out, as the neurology textbooks often teach. Admittedly, serious pathology must be excluded; but it should be remembered that headache due to locomotor system dysfunction has its own characteristic features (see also Section 4.1). Examination will usually reveal chain reaction patterns that involve the entire locomotor system. For example, in a series of 38 patients with non-migraine-type headache, we detected an average of 6.3 TrPs, of which 34 were in the sternocleidomastoid, 31 in the short extensors of the craniocervical junction, 23 in the diaphragm, 17 in the erector spinae, 13 in the quadratus lumborum, 11 in the masticatory muscles, 11 in the biceps femoris, and 6 in the soles of the feet. TrPs in the biceps femoris and the soles of the feet are linked to a forward-drawn posture, which is associated with tension in the neck muscles on standing (see Section 4.20).

Symptoms

Everything that is characteristic for vertebrogenic pain is also true for cervicocranial headache (see Section 4.1). In particular, this applies to the position of the head, for example working for long periods with the head bent forward (seamstresses), sitting at the computer, headache on waking due to an adverse position of the head during sleep, and a forward-drawn posture on standing due to inadequate fixation of the pelvis.
The pain is generally asymmetrical, often unilateral, and usually paroxysmal, that is the patient enjoys pain-free intervals or days with only minimal pain interspersed with hours or days of intense pain. Summing up all of this, together with the material presented in Section 4.1 concerning the role of autonomic, endocrine, and psychological factors, we come to the surprising conclusion that the more features a headache has in common with migraine, the more likely it is that a vertebrogenic factor is implicated in its causation.
The localization of the pain is also important. The diagnosis of cervicocranial syndrome is rendered likely if the patient complains of pain radiating from the neck into the temples and eyes. However, this in itself is insufficient for a diagnosis. In adolescents and in children particularly, headache is frequently the first sign of disturbed cervical function long before neck pain has been felt. Children often complain only of pain in the forehead or the temporal region. Even pain radiating into the face can be referred pain of cervical origin, as has been shown by Travell (1981). Very often, however, facial pain is also the result of TrPs in the masticatory muscles (orofacial origin).

Clinical signs

The clinical picture is dominated by dysfunctions in the cervical region, which form chain reactions with dysfunctions in other parts of the locomotor system. However, these are no different from dysfunctions encountered in pain states that are limited only to the cervical region. Common findings include muscle imbalance, TrPs with movement restrictions (especially affecting the craniocervical junction), faulty posture, and clavicular breathing. The most important pain points are on the lateral surface of the spinous process of C2 (more frequently on the right), at the posterior arch of the atlas (in the short extensors), at the posterior margin of the occipital foramen magnum, at the transverse processes of the atlas, in the upper part of the trapezius, and in the sternocleidomastoid.
The frequent pain points on the occiput in the region of the nuchal line are usually secondary; further pain points are found on the scalp (the restricted mobility of which is an important soft-tissue finding, as is that of the fascia in the cervical region). Although the exit points of the trigeminal nerve may suggest trigeminal neuralgia, isolated tenderness at the exit point of the first branch is more suggestive of headache of cervical origin. Typical HAZs are found behind the mastoid processes, in the vicinity of the eyebrows (Maigne 1996), and at the temples. The common TrPs in the diaphragm point to involvement of the deep stabilizer system, and a forward-drawn posture to involvement of the feet, in particular if increased tension in the dorsal neck muscles (typical in forward-drawn posture) ceases when the patient is seated.

Therapy

This follows the same rules as for any other cervical dysfunction. It may be worth stressing that special attention should be devoted to the craniocervical junction, the mobility of which should be tested in all directions. The pain points should also not be overlooked. All chain reaction patterns should always be identified. If pain regularly begins on waking, we must enquire about the sleeping position of the patient and correct this where necessary. Muscle TrPs are best treated by PIR and RI. TrPs that remain unresponsive are treated with needling; and pain points on the scalp are treated primarily using the specific soft-tissue technique. The same also applies for HAZs at the forehead, temples, and nose. Stroking should also be considered.

The mandibulocranial syndrome

Headaches due to a painful temporomandibular joint (TMJ) and to TrPs in the orofacial system also have their origin in the locomotor system but not in the cervical spine. They are far more common than was previously thought, and if correctly diagnosed, they can be treated effectively. Two causes should be distinguished:

1. Poor occlusion in which there is malpositioning of the teeth on biting together because teeth are missing or dentures do not fit properly.
2. TrPs in the masticatory muscles due to faulty muscle control (as in bruxism), faulty movement patterns on chewing, or increased psychological tension. Where TrPs are present in the masticatory muscles, the TMJ is also generally painful.

Symptoms

There is great similarity with pain emanating from the transverse process of the atlas or from the attachment point of the sternocleidomastoid; however, the pain may also mimic neuralgic pain in the vicinity of the trigeminal nerve. Where there is increased tension in the digastricus, there is often dysphagia with the sensation of a lump in the throat. Patients commonly complain of dizziness (Costen’s syndrome).

Clinical signs

Mouth opening may be restricted (it is normally possible to insert three knuckles between the upper and the lower incisors). During opening and closing of the mouth there may be deviation of the chin to one side, or the chin may retract prematurely while the TMJ moves forward, causing a popping sound at the joint. There may be tenderness at the TMJ and TrPs should be looked for at the temporalis, masseter, and internal and external pterygoid muscles. Interestingly, patients are usually aware of pain in the temples but not of pain in the other masticatory muscles, which may be far more painful on palpation.
Palpation of TrPs in the digastricus (behind the angle of the mandible and at the floor of the mouth) is not straightforward. The simplest way to diagnose increased tension is to move the thyroid cartilage and/or the hyoid bone from side to side. Where the increase in tension is considerable, there may even be visible deviation of the thyroid cartilage, in which case the contours of the floor of the mouth are also distorted.

Therapy

PIR of the relevant muscles is the treatment of choice, followed by self-treatment (see Section 6.6.2). If the joint is involved, isometric traction is a useful addition. However, where there is malocclusion, prosthetics and/or orthodontics are essential. In most cases, disturbance of function in the orofacial system is bound up with changes elsewhere in the locomotor system, particularly in the cervical spine, and the primary task is to discover in a judicious manner the most relevant link in the chain.

Case study
T L; male; born 1947.

Medical history

First seen on 26 November 1987, the patient complained of dizziness on waking on the morning of 17 August 1987, with a sensation of pulling to the right; he experienced vomiting for two days. Subsequently, brief attacks of dizziness occurred when bending the head forward and to the side; this lasted for about a month. Later there was headache and pain in the neck, mainly on head rotation. From 1985 there was a history of headache at the occiput, radiating to the eyes and associated with nausea. No other history of illness.

Clinical findings and therapy

At examination, readings on two scales showed a weight difference of 5kg (30kg on the right, 35kg on the left); deviation in Hautant’s test was to the left, disappearing on head anteflexion and rotation to the left. Examination showed TrPs in the masseter on both sides and in the digastricus. The digastricus was therefore treated on both sides. Immediately after treatment, Hautant’s test was negative. Self-treatment of the digastricus was prescribed as a home exercise.
At the follow-up examination on 10 December 1988 there were no symptoms at all. However, there was still a difference in the two-scale test. The clinical course confirmed that the symptoms were due merely to dysfunction.

Anteflexion headache

In the modern-day workplace the commonest working position is sitting, with the head bent forward. The resultant excessive strain produces anteflexion headache. Hypermobile subjects are particularly prone to this type of headache. Other groups of common sufferers include accident victims and school children. We therefore share Gutmann’s (1968) opinion that headaches in children are far less often due to psychogenic factors than to an adverse head posture.

Symptoms

The children are pain free on waking. Not long after the start of the school day, especially after long periods of reading or writing, they start to fidget because they find it hard to keep still. The headaches as such start only later. During weekends and holidays the children are usually pain-free. As the condition worsens, the headaches start ever earlier in the day and the children find it increasingly difficult to concentrate, with the result that performance at school deteriorates, and they are repeatedly reprimanded or even punished. Small wonder then that they are not keen on school; and this is why their condition is often explained away as ‘school headache’ of psychogenic origin. These same patients also experience pain on jolting, especially when travelling by road or rail and when turning somersaults.

Clinical signs

The anteflexion test is positive, that is if the patient’s head is held for a short time without force in maximum anteflexion, merely by taking up the slack, pain sets in after 10–15seconds. Immediate pain may be indicative of a movement restriction at the craniocervical junction or, in exceptional cases, of meningism. Pain points are found particularly around the posterior arch of the atlas, and signs of hypermobility are often visualized on X-ray (see 3.51 and 3.52). Restricted mobility at the craniocervical junction is a common additional finding.

Therapy

If there is movement restriction – especially involving the craniocervical junction – this should be treated, as it aggravates the symptoms. The main therapeutic measure is to advise the patient to avoid head anteflexion – for instance, by using a sloping desk especially when reading and writing. In fact, the incidence of these headaches increased with the introduction of horizontal classroom tables to replace the old-fashioned sloping desks. These children should also avoid forceful anteflexion of the head, as when turning somersaults. However, carrying loads on the head is beneficial.

Migraine

I have already pointed out that many of the characteristic symptoms of headache of cervical origin fit the clinical picture of migraine, and also that vasomotor disturbance is compatible with headache of cervical origin. Nevertheless it would be wrong to suggest that migraine as such is just another vertebrogenic disease, simply because involvement of the spinal column or of the locomotor system varies very widely from case to case. In practice, however, in the large majority of migraine patients (including children) we find numerous dysfunctions in the locomotor system, including clavicular breathing where the thorax is lifted during inhalation. For example, Sachse et al (1982) found restricted mobility of the cervical spine in 19 out of 22 patients with classic migraine, and normal respiration patterns in only three patients. Bakke et al (1982) and Clifford et al (1982) have reported greatly increased electromyographic activity of head and neck muscles during provoked attacks of migraine. In our own case series of 40 migraine patients studied between 1998 and 2003, we discovered an average of 7.7 TrPs, in 32 cases in the diaphragm, in 31 cases in the sternocleidomastoid, in 26 cases in the erector spinae, in 24 cases in the pelvic floor (coccygeus), in 23 cases in the short extensors of the craniocervical junction, and in 18 cases on the soles of the feet. In a randomized controlled study, Tuchin et al (2000) have demonstrated the beneficial effect of manipulative therapy.
It therefore appears that, as with many internal diseases, the pain of migraine is associated with dysfunctions and especially with TrPs in the locomotor system, and that these changes are contributory causal factors and potentiators of the pain. Interestingly, the deep stabilizers, that is the diaphragm, pelvic floor, and feet, play a major role here.

Differential diagnosis

I must again stress the importance of differential diagnosis. Understandably, patients in the early stages of serious pathomorphological disease will be treated with analgesics for their pain and it is generally the failure of symptomatic treatment that prompts further investigation. The same also applies to manual therapy. With the gentle manipulation techniques currently at our disposal, however, the risk of unwanted side effects is less than with pharmacotherapy. The surest way to avoid diagnostic error (or to correct it) is for patient follow-up to be as long as possible: headache patients do not usually lose their headaches within a short period, and as soon as something out of the ordinary occurs in the clinical course, fresh diagnosis and examination are necessary. A short and progressive clinical course is always a warning sign.

7.6.2. Disturbances of equilibrium

The importance of the craniocervical junction for maintaining equilibrium was explained in Section 2.5.1. The most significant symptom of disturbed equilibrium is dizziness or vertigo. If patients are routinely examined using the two-scales test and Hautant’s test (see Figure 4.45), it will be found that many patients without dizziness at all show a weight difference of 5kg or more when standing with each foot on separate scales. Hautant’s test in these patients is then generally positive, at least in one head position – usually retroflexion and rotation of the head in the direction opposite to the deviation. In contrast, anteflexion and rotation of the head in the direction of deviation cancels out any deviation that is already present in a neutral position. It is therefore legitimate to speak of a ‘cervical pattern.’ In the two-scale test the patient must be instructed to place weight on both legs equally otherwise there will be an automatic tendency to load the standing leg more. The direction of the movement restriction in the cervical spine, in contrast, plays only a subordinate role for the very reason that more than one restriction is often present and these are not always in the same direction.
In a consecutive series of 106 patients without dizziness (Lewit 1986) we detected a disturbance pattern in 55 cases. A locomotor system dysfunction was consistently present, but not always involving the cervical spine; sometimes the masticatory muscles and even the feet were involved. After treatment of the relevant dysfunction, the disturbance pattern also reverted to normal in every case. These were the same type of patients in whom Norré et al (1976) reported nystagmus and movement restrictions at the craniocervical junction but without dizziness.
Finally, it should be noted that the maintenance of equilibrium (and of disturbances to equilibrium) depends on proprioception with sensory input from the locomotor system, labyrinth, and eyes, all of which is integrated in the brainstem. Dizziness or vertigo are experienced if there is a disturbance to any one of these systems.

The maintenance of equilibrium is a function of the locomotor system that permits upright body posture.

Forms of dizziness/vertigo

Ménière’s disease

Ménière’s disease is characterized by attacks of rotational vertigo, lasting for hours or even days, in which the patient is able to indicate the direction of rotation (clockwise or anticlockwise) and there is usually nystagmus toward the affected ear. Vertigo is accompanied by nausea and vomiting, typically coupled with tinnitus and disturbance of hearing. Attacks need not always be that severe, in which case they are shorter, without tinnitus and auditory disturbance, and instead of the characteristic rotational vertigo the patient experiences a swaying sensation (rather like sea-sickness).

Cervical dizziness

This polymorphous group consists of short attacks of dizziness provoked by certain head positions and/or movements of the head in relation to the trunk: the patient has the sensation of being pushed or pulled to one side, forward or backward, and is apprehensive of falling. Nausea or vomiting and tinnitus are absent, but headache is usually present concurrently.

Cervical syncope attacks

These are extremely violent attacks that are provoked by a pathogenic head position, most typically retroflexion and rotation to one side. The patient is briefly aware of intense dizziness, falls to the ground and loses consciousness for a short time. These attacks are described as ‘cervical syncope’ or ‘drop attacks’ and loss of consciousness need not necessarily occur.

Mixed and transitional forms

Not infrequently, we are called upon to treat patients who experience different types of dizziness at once or in whom the type of attack changes during the course of their illness.

Case study
K I; male; born 1908; surgeon.

Medical history

The patient suffered from concussion after an automobile accident in 1948. Two days later, there was slight dizziness when he bent his head to the right. Three years later, he developed tinnitus and acute paroxysms of Ménière’s disease, usually lasting for two to three days. Three years later these attacks ceased but the patient had a feeling of instability and a fear of falling. He actually fell three times, with the feeling that the ground had ‘come up and hit him in the face’. In 1959, lying under an automobile with his head turned to the right, he felt sharp pain and dizziness which disappeared instantly when he turned his head to the left. He repeated this ‘experiment’ until he provoked a genuine Ménière’s attack. From that time onward he had constantly suffered from dizziness and a feeling of unsteadiness. He therefore came to see us on 15 January 1960.

Clinical findings

In Hautant’s test with his head rotated to the left there was deviation to the right. On turning from the supine to the side-lying position, dizziness with second-degree rotational nystagmus counterclockwise was provoked.

Case summary

Over the course of his illness this patient exhibited a wide variety of forms of dizziness, ranging from simple feelings of unsteadiness and positional vertigo through to classic Ménière’s attacks with tinnitus and cervical syncope, which caused him to fall down. He was further able to provoke a true Ménière’s attack by head rotation against the trunk, as in ‘cervical’ dizziness.
This abundantly illustrates the importance of obtaining from the patient the most precise details possible regarding the nature of the dizziness experienced. The first step therefore is to establish exactly what the patient means by the words ‘I felt dizzy’. In very general terms, patients use the word ‘dizzy’ to describe their fear of falling, for example when looking over the edge of a precipice. Sometimes these are circulation-related attacks of weakness, a feeling of ‘drunkenness’ that is of cerebellar origin, or even ataxia and other situations in which the patient’s legs give way. It is therefore our professional duty to closely question patients who use the word dizzy. And as soon as we hear the phrase ‘My head was spinning’, the (obligatory) question then is whether spinning was clockwise or counterclockwise. Patients may also feel that they are being pulled or pushed to one side, forward or backward, or experience a swaying sensation. Findings may also be negative in the interval between attacks.

Clinical signs

Only if it is possible to examine the patient during a classic Ménière’s attack can we observe the typical signs of labyrinthine disorder, characterized by nystagmus to one side with deviation (of the arms or trunk) to the opposite side, that is toward the side of the labyrinthine lesion; this is best detected using Romberg’s test. For this, the patient stands with heels close together and eyes closed, with the head at first in a neutral position; the trunk will deviate to the side of the labyrinthine lesion. When the head is rotated to the side of the labyrinthine lesion the trunk then deviates (sways) backward; when the head is rotated to the opposite side, the trunk deviates forward. In the interval between attacks these findings may be negative; however, Hautant’s test (as outlined below) may nevertheless be positive in different head positions in cases where there are lesions in the locomotor system.
Routine examination using Hautant’s test in patients with locomotor system dysfunction generally reveals a characteristic pattern, regardless of the type of disturbance of equilibrium, and indeed often even in patients not experiencing any dizziness. In 72 examinations in 69 patients the position that provoked deviation of the forward-stretched arms was head retroflexion and rotation of the head in the opposite direction to that of deviation. In contrast, deviation of the forward-stretched arms disappeared on head anteflexion and rotation in the direction of deviation. Commonly there is no deviation in a neutral position, this phenomenon only occurring on head retroflexion. It then becomes more pronounced when the head is additionally rotated in the opposite direction to that of deviation. (In purely labyrinthine disorders, deviation with the patient seated leaning against the back of a chair is not dependent on head position.) In what might be called ‘typical’ cases, deviation was also dependent on the direction of movement restriction, but only in 70% of cases. However, movement restrictions were often present toward both sides and in more than one segment. After treatment for movement restriction, deviation is generally no longer seen.
It is important to stress here that a cervical factor may be present in all forms of vertigo and dizziness; this is apparent from testing (as described above) and from the results of treatment.
Comparable treatment results were obtained predominantly with manipulative therapy in 70 patients with cervical dizziness and in 33 patients with mixed forms (Lewit 1963). Positional vertigo responds least well to manual therapy. Where auditory impairment is also present, this may also be improved, although far less often than dizziness itself. The vast majority of our cases had dysfunctions in the vicinity of the craniocervical junction and masticatory muscles (TMJ). Similar results were obtained by Travell & Simons (1999) following ‘spray and stretch’ and anesthesia of the sternocleidomastoid, and have also been reported following PIR of the masticatory muscles.

Importance of the vertebral artery

The cervical spine acts to maintain equilibrium by means of receptors in muscles, tendons, and joint capsules, but also indirectly through the supply of blood to the labyrinth and brainstem via the vertebral artery. The role of the brainstem is to integrate proprioceptive, labyrinthine, and visual input. Hence the tendency to explain most equilibrium disturbances, not as the consequence of faulty afferent stimuli due to dysfunction, but rather as the consequence of a mechanical circulatory disorder of cervicogenic origin in the territory of the vertebral artery. It is therefore vitally important to know when a vertebral artery lesion should be suspected as a potential cause of a disturbance of equilibrium:

• In patients of advanced age, particularly if there are other signs of arteriosclerosis.
• If there are drop attacks (cervical syncope).
• If retroflexion of the head coupled with rotation produces dizziness, particularly in the absence of movement restriction, or if retroflexion of the head coupled with rotation continues to produce dizziness after movement restriction has been released. A positive de Kleyn test is further confirmation. This test should be performed gently. It may also trigger positional vertigo, and this needs to be distinguished on clinical grounds: positional vertigo is characterized by a sudden onset with a short latency period and also ceases abruptly. It is even more important that when provocation is repeated, positional vertigo can no longer be triggered. Vertebral artery insufficiency increases when the test is repeated. Due to rotation of the head, arterial blood flow is suppressed on the side from which the head is turned away. In a positive de Kleyn test, the insufficient artery is the one on the side to which the head is turned.
• Certain X-ray findings: retrolisthesis, in particular if oblique pictures of the cervical spine in head retroflexion show a narrowed intervertebral foramen (see Figure 3.26). A difference in the obliquity of the joint space in the same segment is also particularly important (see Figure 3.58), because it enforces rotation on retroflexion. Marked uncovertebral neoarthrosis may also have an adverse effect on the vertebral artery.

All of these clinical criteria are merely suggestive of possible vertebral artery insufficiency, the only definite proof being provided by Doppler sonography and arteriography.

The more recent literature has in many cases called into question the results of the de Kleyn test in light of ultrasound findings; however, Nefyedov & Sitel (2005) have also provided ultrasound confirmation of the usefulness of this test. Clinical experience speaks clearly in favor of the de Kleyn test; many patients become dizzy and many fall down when they retroflex the head and rotate in the standing position, as when hanging out the washing, cleaning windows, or painting a ceiling. These patients should therefore be warned against such activities.

Differential diagnosis

In the large majority of cases with involvement of the vertebral artery there is also involvement of the cervical spine. This is no mere coincidence if we consider the close anatomical inter-relationships and the fact that elderly patients often have simultaneous degenerative changes affecting both the blood vessels and spinal column. Compared with a normal vessel, a sclerotic artery reacts much more sensitively to mechanical irritation from the cervical spine.
A high proportion of patients with disturbances of equilibrium also suffer from disturbances of the cervical spine, as is borne out by the literature, which refers to the ‘posterior cervical sympathetic syndrome’ (Barré 1926) and ‘cervical migraine’ (Bärtschi-Rochaix 1949). Both authors describe a combination of cervicogenic headache with disturbances of equilibrium and involvement of the vertebral artery and nerve, sometimes even with symptoms of mild neurological deficit. Vítek (1970) makes the point that headache in patients with arteriosclerosis is generally caused by disturbances of the cervical spine.
If there is vertebral artery involvement, then mild focal neurological symptoms must be expected and other pathological processes must also be excluded. From our own experience, we would stress here that an improvement in the patient’s condition following manual therapy by no means excludes the presence of an intracranial space-occupying lesion.

Therapy

Therapy essentially follows the same principles as already outlined for other locomotor system dysfunctions, provided that the practitioner is satisfied that these play an important role in the case in question. Once examination of the locomotor system has been completed, the practitioner should analyze the findings, identify any chain reaction patterns, and then look for the key link in the chain.

Positional vertigo

It is assumed that the free mobility of otoliths plays a role in positional vertigo and that these can therefore be ‘mobilized’ by changing position rapidly. For example, the patient might sit up and lie down in quick succession, rotate head and trunk from one side to the other while lying down, or sit up and lie down again with head rotated. The maneuver that produces vertigo will cease to do so after a few repeats. Therapy then also follows the same lines: ideally in the early morning while still in bed, the patient practices the maneuver that provokes positional vertigo until this ceases to happen. This can also be repeated several times; the patient is then less likely to suffer an attack while out and about. The results are incomparably superior to those of pharmacotherapy, which produces undesirable side effects in these cases, such as drowsiness and stupor.

Vertebral artery insufficiency

The intimate pathogenetic inter-relationships between the cervical spine and the vertebral artery are of major consequence for therapy. We know from experience with angiography that a sclerotic artery when punctured reacts in a far more spasmodic way than a normal healthy artery. The same is true following mechanical irritation produced by the cervical spine. Hence the need for appropriate therapy. This also forms the background to the controversy as to whether manual therapy should be considered in this setting or whether it might damage the vertebral artery.
This is further borne out by our own clinical experience. In a group of 70 patients with dizziness, vertigo, or both, 21 showed signs indicative of vertebral artery involvement. Whereas in those patients without vertebral artery involvement manual therapy failed in only 10%, in the group with vertebral artery involvement manual therapy was unsuccessful in 28.5% of cases, but yielded excellent results in 38% and positive results in a further 33.5%. In most instances, therapy took the form of mobilization at the craniocervical junction, exclusively using gentle neuromuscular techniques that do not produce any more strain than the spontaneous head movements performed by the patient on a daily basis.
These results are also significant for diagnosis. If no improvement of the patient’s condition follows on from treatment of the cervical spine, the inescapable conclusion is that the symptoms are attributable exclusively to an arterial disturbance. Adequate manipulative treatment thus not only gives satisfactory results in cases where other conservative modalities have failed, but also permits identification of those patients in whom arteriography is indicated with a view to possible surgical treatment.

It should be remembered that skillful mobilization is the most effective form of conservative therapy for vertebral artery insufficiency where there is a simultaneous dysfunction in the (upper) cervical spine.

Finally, we would emphasize that the above considerations should not deter anyone from treating patients with dizziness or vertigo: provided that the indication and technique are correct, there are very few conditions for which there is a more effective conservative therapy.

Case study
P E; female; born 1934.

Medical history

The patient was first seen 21 August 1986, complaining of vertigo which was worse when she lay down, giving a sensation of pull to the left and forward rotation. During an attack in June she had actually fallen. Such attacks had occurred repeatedly over the past 11 years; on one occasion while exercising, for example, she had fallen on to her right side, after head retroflexion. Since then her condition had deteriorated, with nausea and buzzing in her ears. She had suffered with headaches since 1973, and low-back pain since 1984. The patient had suffered from tonsillitis repeatedly, and from low-back pain during menstruation and in the course of two pregnancies.

Clinical findings and therapy

On examination there was deviation to the right in Hautant’s test, which disappeared on head anteflexion and rotation to the right. The readings in the two-scales tests were 30kg on the right and 37kg on the left. There was a movement restriction at C0/C1, and a painful coccyx. After mobilization and a traction thrust, Hautant’s test was negative, while the scales showed 33kg and 34kg with both legs fully load-bearing.
At follow-up examination on 11 September 1986 vertigo was less frequent, but there was no change in its intensity. This had given her particular problems on one occasion while watching storks flying overhead. Hautant’s test showed deviation to the left, but only on retroflexion of the head and rotation to the right. Anteflexion and retroflexion of the head provoked dizziness, which soon ceased in a neutral position. There was again restriction at C0/C1 and at C7/T1. The de Kleyn test was strongly positive. At a further follow-up examination on 29 September 1986 the vertigo remained unchanged; the de Kleyn test was positive on mere retroflexion of the head and became worse on left rotation. We recommended angiography, which was performed on 6 January 1987 and revealed wear and tear of the left vertebral artery. The patient underwent surgery on her left vertebral artery at the end of January 1987.
The patient was seen again on 6 April 1988, when she complained of pain in her left arm, stating that it had started after femoral artery catheterization for angiography. She was found to have a movement restriction of the first rib and increased tension in her scalenes. She was no longer suffering from dizziness.

Case summary

This case study illustrates in particularly impressive fashion the diagnostic value of manual techniques.

To reiterate: the differential diagnosis of dizziness and vertigo touches on many clinical specialties, and in many cases interdisciplinary diagnostic clarification is needed.

7.7. Active scars

In a publication dating from 1947, Huneke described how symptoms of pain in the locomotor system, often at remote locations, subsided immediately following local anesthesia of scars, a finding that he termed the ‘instant relief phenomenon’. He attributed this effect to the use of novocaine. While at the time his observations attracted widespread attention and ushered in the era of neural therapy, that is administration of local anesthetics into pathogenic foci (Dosch 1964, Gross 1979), general interest in its use for the treatment of scars slipped back into oblivion.
Despite this, the efficacy of treating scars continued to be investigated and over the years it was found that it was not the local anesthetic but rather the act of needling that was responsible for the effect (Lewit 1979). However, the crucial development here was that the clinical characteristics, diagnosis, and therapy of soft tissue came to be recognized. Today, scars have become a model for the study of soft-tissue pathology. This is because a scar may involve all layers, from the epidermis, subcutaneous tissue, muscles, and fascia, right through to the abdominal cavity, for example, and each layer has to be diagnosed and treated separately.
All these layers share a common feature: if they do not behave normally, then their ability to stretch and move relative to each other is impaired. As with all other mobile structures, it is also necessary here to differentiate between a normal (physiological) barrier and a pathological one. Where a pathological barrier is diagnosed, we speak of ‘active scars’. And it is only when the surface of the skin is stroked that we may also diagnose increased skin drag, which enables us to recognize active scars very quickly.
The importance of active scars in pathogenic terms is also easy to understand: when our body moves, this movement is not limited to our muscles, joints, and bones, that is the locomotor system proper, but all other tissues have to contribute harmoniously to this movement, that is they have to stretch and shift relative to each other. If this associated movement is disturbed (and this is a largely neglected field of research), then the function of the locomotor system will also be impaired by reflex mechanisms. And this also applies to the visceral organs.

7.7.1. Diagnosis

At first sight the diagnosis of an active scar appears to be extremely straightforward: in each layer we look for a pathological barrier, that is we test for skin stretch, subcutaneous folding and stretching of the fold, the typical resistance pattern of TrPs, the degree to which fascia and areas of resistance can be shifted, and pathological barriers in the abdominal cavity. However, the following difficulties should be highlighted, on the basis of extensive clinical experience: in the case of surgical scars, the skin incision is often selected so as not to produce a cosmetic blemish. However, the actual surgical procedure involving the deeper-lying structures may take place some distance away from the incision, and this fact needs to be realized if pathological barriers are to be detected there. The diagnosis of resistance in the abdominal cavity demands special skill. Surgery today makes widespread use of laparoscopic procedures, and for this reason nothing will be palpated in the superficial layers. We therefore have to rely on our palpatory skill if we are to identify the location and direction of resistance in the abdominal cavity. And it is no less important to be able to recognize the release phenomenon reliably; for if there is no release phenomenon, then we are dealing not with a scar but with a pathological process in the abdominal cavity. The requisite diagnostic steps then have to be initiated. Clinically, it is important that palpation for resistance should not be limited to areas above the pubic symphysis. Resistance is commonly found below the symphysis in toward the pelvis, especially after gynecological operations, and complicated deliveries are a frequent cause. As abdominal scars are stretched by backward bending they restrict extension of the lumbar spine, and the patient interprets this as low-back pain. In the absence of segmental restriction in the lumbar spine, backward bending is then restored by treatment of scars in the abdominal region.
However, diagnosis alone is not enough; it is also important to determine relevance. An active scar need not necessarily be a factor in the symptoms for which the patient is being treated. In order to determine relevance, a complete examination should be followed initially by treatment of the scar so that we can determine whether or not the dysfunctions and their chain reaction pattern can be influenced by our intervention there. This is important because if the effect is positive, then we continue to target the scar with our treatment. Conversely, if a relevant active scar is not treated, then all other therapy will remain unsuccessful.

7.7.2. Therapy

In every case therapy consists of taking release through to the very end. In the case of areas of resistance in the abdominal cavity it is often necessary to change direction, depending on where further resistances can be palpated. The patient will often indicate where the referred pain is felt in the locomotor system (usually in the back). It is important to understand that a single treatment will not usually suffice and that it is generally helpful also to stroke the skin surface and to prepare the deeper layers for treatment by using hot packs. The number and frequency of treatments will be determined by the clinical course.
The pathogenic effect of resistance in the abdominal cavity depends not on the organ or even on its position, or whether this or that structure in the abdominal cavity is palpated, as practitioners of visceral osteopathy insist. It is determined solely by the pathological barriers in the abdominal cavity that interfere with the harmonious cooperation of the viscera as the body moves.

Case study
B W; female; born 1967.

Medical history

First seen on 3 October 2000 complaining of pain in her arms and shoulders. She had given birth three years previously; the baby weighed 4kg and the patient lost a great deal of blood, had a high fever, and received antibiotics. Her shoulder pain started soon after the baby was born.

Clinical findings and therapy

Examination of the patient revealed a chain of TrPs extending down to her left foot. The patient’s history evoked a suspicion of an active scar in her lower abdomen, and in fact resistance was palpated in her left hypogastric region. Once the release phenomenon was obtained, the patient’s symptoms (including TrPs) cleared up.
At follow-up examination one month later the patient’s condition had largely improved, treatment in the lower abdomen was repeated and at the same time her cervicothoracic junction was treated by traction manipulation. After this the patient was symptom-free.

Case summary

This case is instructive for the following reasons: the patient’s symptoms started shortly after she had given birth; palpation of her hypogastric region confirmed painful resistance; and a release phenomenon was obtained, simultaneously with the ‘instant relief phenomenon’ described by Huneke (1947).

7.8. Structural diseases associated with locomotor system dysfunction

7.8.1. Basilar impression and spinal canal narrowing

These two anomalies have in common the ability to cause compression syndromes, the former of the medulla oblongata, the latter of the cervical part of the spinal cord. They are both congenital conditions that also share a tendency for symptoms to become apparent only in (very) advanced old age. From this it follows that we are dealing here with decompensation due to degenerative and functional change. Provided that surgical intervention is not indicated immediately, it is therefore possible to embark on treatment aimed at the restoration of function.
In basilar impression there are frequently no signs of neurological compression, and patients complain only of symptoms similar to those reported in the cervicocranial syndrome. In such cases the treatment procedure is the same as for patients who do not present the anomaly. However, even patients with some signs of compression in the posterior cranial fossa may improve after manipulation. The same is true for cervical myelopathy and for narrowing of the cervical spinal canal, not only with regard to pain symptoms but also for milder forms of weakness.
The case studies below illustrate the importance of treating dysfunctions of the locomotor system caused by neurological diseases of organic origin.

Case study
K M; female; born 1895.

Medical history

First seen on 27 January 1957. The patient and her family had a history of pulmonary tuberculosis. Since 1948 she had suffered from headache, and from cervical and low-back pain. Her hearing and sight had been deteriorating since 1954. She complained of a feeling of vertigo (being pulled backward and sometimes to both sides). She also had pain radiating down her arms and numbness in her fingers.

Clinical findings

Examination revealed second-degree vertical nystagmus downward and when looking to the side, diagonally. The corneal reflex was weak on the left, there was slight paresis of the VIIth cranial nerve on the left; when her tongue was extruded it deviated to the left. The patient had a very short neck with limited inclination and rotation to either side. In the upper extremities, the deep tendon reflexes were increased and more marked on the left; Hoffmann’s sign was positive on both sides. There were exaggerated tendon reflexes in the legs and pyramidal tract signs were present. The patient lacked stability when standing and had a spastic gait.
X-rays of her skull and cervical spine showed marked basilar impression. C6 was shifted forward relative to C7, and there were spondylotic osteophytes at C6. Myelography with air insufflation revealed a protrusion dorsally below the foramen magnum extending as far as the level of the arch of the axis, while the anterior subarachnoid space was of normal width. The cerebrospinal fluid was normal. This was a case of basilar impression with the Chiari-Arnold malformation.

Therapy

Manual traction of the cervical spine was started experimentally at the beginning of March 1957. By the end of March the patient was able to walk without difficulty and nystagmus was noticeably improved. The patient was treated by manual traction on an outpatient basis until the summer of 1957.
After conclusion of treatment the patient’s condition worsened in March 1958, prompting her renewed admission in April 1958. At a subsequent follow-up examination in March 1959 the patient complained of vertigo attacks. Her bilateral sway on standing was immediately improved following traction combined with head rotation. At her last follow-up visit on 13 May 1961 the patient had no further gait disturbance and had only occasional attacks of dizziness. She had first-degree nystagmus, and her neck was freely mobile. Gait spasticity was minimal. Hautant’s test indicated slight lateral deviation to the right side, which was abolished immediately after traction.
Case study
H A; male; born 1893.

Medical history

The patient felt pins and needles in the first, third, and little finger of his right hand in February 1950. His hand gradually became weaker and so clumsy that he could no longer shave.

Clinical findings

Findings included atrophy of the interossei and adductor pollicis muscles on the right, restricted extension of the fingers, and exaggerated reflexes at C5–C7. The palmomental reflex was positive. There was no disturbance of tactile perception. X-ray of the cervical spine showed only minor signs of cervical spondylosis. Initially, the putative diagnosis was progressive spinal muscular atrophy (Aran-Duchenne).
The patient was examined again between 1951 and 1954. Minor symptoms involving the left hand were also detected. There was little change in neurological findings. Myelography with air insufflation showed disk protrusion at C3/C4 and C5/C6. There was slight hyperalbuminosis.
Because of the myelography findings the patient was invited for further follow-up in October 1955. On closer examination, the areas of muscle atrophy were found to correspond to segment C8 where there was also discrete hypesthesia.

Therapy

A simple traction test improved sensation in the patient’s right hand and he was able to oppose his fingertips again. Manual therapy was therefore started, and this was followed by significant improvement to the extent that the patient was able to shave himself again after years of being unable to do so.

These case studies show that both in basilar impression as well as in cervical myelopathy it is possible to achieve clinical improvement by using therapy that is targeted at function. Similar findings have also been made in syringomyelia.

Case study
S M; female; born 1905.

Medical history

The patient had complained of pains in the neck, shoulders, and arms since 1949, and later of a burning sensation in her left cheek and watering of her left eye. Gradually her left hand also became weaker and clumsy; by 1953 her right hand was also affected, and her gait had been deteriorating since 1952.

Clinical findings

At the initial examination in early 1953 the patient had Horner’s syndrome on the left and first-degree nystagmus; the left corneal reflex was weak; muscular atrophy (in both arms) was worse on the left and there were trophic changes in the skin. The C5 reflexes were abolished on both sides, the C6 and C7 reflexes were weak, while the C8 reflex was normal on the left and exaggerated on the right. There were also pyramidal tract signs on the right. The abdominal reflexes were abolished, while the deep tendon reflexes in both legs were exaggerated.

Therapy

The patient was X-rayed in October 1953 during her first stay in hospital. At that time traction of the cervical spine was tried experimentally. Prior to traction the patient was able to abduct her shoulders only to 150° on both sides; after traction this increased to 170° on the left and 160° on the right. Traction therapy was therefore prescribed and shoulder mobility was restored to normal within three weeks.
During a further hospital stay in 1954 the patient complained once more of shoulder pain that again cleared up after traction. Nevertheless, the neurological examination showed progressive deterioration of her underlying condition. By this time there was a complete absence of reflexes in her left arm, while on the right side only the C8 reflex was preserved. Despite this deterioration in objective findings, the patient felt better and more able to move her arms at the shoulders. This was attributable to pain relief following the improvement in vertebrogenic dysfunction.

7.8.2. Radicular syndromes

The radicular syndromes are also generally caused by a pathomorphological lesion (most commonly a herniated disk), primarily affecting the lower extremities where dysfunctions play a major role. In the upper extremities the process is more complex, leading to narrowing or compression of the intervertebral canal, with disk herniation being a rather rarer cause. Other morphological changes include narrowing of the spinal canal in both the cervical and lumbar regions. Although less common, space-occupying lesions should also be considered as possible causes of radicular compression.
With the exception of space-occupying lesions, the pathomorphological changes listed here do not constitute absolute indications for surgery. Even without surgery the great majority of radicular syndromes heal as a result of functional compensation and resorption of the intervertebral disk. This is also why conservative treatment is so often successful, that is traction, manipulation, various types of reflex therapy, remedial exercise, and stabilization methods. Indeed, surgery in isolation fails more often than not if it is not followed by appropriate rehabilitation, that is if we do not help to restore normal function. This is why the problem of disk herniation is dealt with in this book. The interplay of changes in structure and function constitutes a complex problem in terms of diagnosis and pathogenesis.
The clinical differences between radicular syndromes in the upper and lower extremities are considerable and so the two will be dealt with separately. The reader is also referred back to Section 2.12.

Radicular syndromes in the lower extremities

History taking

Although radicular syndromes share many common features with other vertebrogenic disorders, they possess certain special characteristics. The first is that, in most cases, pain radiating into the lower extremity is preceded by low-back pain. This is why disk herniation is thought to be the main cause not only of radicular pain, but also of low-back pain. However, because low-back pain occurs much more frequently than radicular syndromes, this merely indicates that only low-back pain that is caused by disk herniation is likely to be a precursor of radicular syndromes. This is why the characteristic symptoms of discogenic low-back pain were described in Section 7.1.5. There are, however, radicular syndromes in which the pain starts in the legs and is never preceded by low-back pain. In such cases, low-back pain usually appears only later, if at all. Pain felt in the buttocks occurs commonly, hence the old term ‘sciatica.’ Radicular pain may have a sudden onset after a lifting injury or when getting out of bed in the morning. It may also begin so insidiously that the patient cannot remember precisely when it started. For best advice to be given in individual cases, it is important to elicit from the patient details of those circumstances that aggravate symptoms and that bring relief.
Radicular pain differs from simple referred pain in that pain and numbness radiate down as far as the toes; the pain is accompanied by paresthesia with pins and needles or numbness; and patients have the feeling that they cannot reliably control the affected leg. Sometimes patients are also aware of weakness. Pain is typically felt on coughing, sneezing, defecation, and, sometimes, laughing. Except in acute cases, walking tends to alleviate the pain. However, if patients complain of pain when walking, it is essential to ask whether they have to stop after a certain distance and what position they then adopt. This is the only way to identify intermittent claudication.

Clinical signs

The patient is often able to describe the pattern of pain and paresthesia on the affected extremity. The typical antalgic posture is frequently encountered when the patient is examined in the standing position (see Figure 7.1). Here, too, however, there are exceptions: for example, patients who adopt an extremely erect posture and are entirely unable to bend forward. The more common antalgic posture, that of anteflexion with the pelvis deviating toward the painful side, is easily explained because it is the position that keeps the intervertebral foramen as wide as possible. The lordotic posture has been explained in terms of the position of the herniated disk relative to the dural sac and the nerve root (de Sèze & Welfling 1957).
If the straight-leg raising test is positive, then anteflexion in the standing position with straight legs will also be restricted. In patients with an exaggeratedly erect posture, trunk anteflexion will often be impaired, even when the patient is seated with knees bent. In less acute cases, posture when standing at ease may be more or less normal but anteflexion with straight legs will be reduced as long as straight-leg raising is impaired. Anteflexion in the seated position should then also be tested. Not infrequently, shortly after anteflexion has started, a painful barrier is encountered (the ‘painful arc’ described by Cyriax, 1977 and Cyriax, 1978); once this has been overcome, anteflexion then proceeds normally. This pattern suggests a herniated disk.
It is important to point out that antalgic posture and movement limitation in radicular syndromes are not due to motion segment restriction, and that indeed such restriction may be absent. In the L5 and S1 radicular syndromes, the straight-leg raising test is generally clearly positive. However, when the pain occurs, it should also be established whether or not it is possible to flex the straight leg still further at the hip. More rarely there may be a ‘painful arc,’ as described by Cyriax, in which the patient experiences pain when the leg is raised a little, followed by no pain when the straight leg is flexed further at the hip. The femoral nerve stretch test is a reliable indicator of a lesion in segment L4. When the straight non-lesioned leg is raised and the patient experiences pain on the lesioned side, this is indicative of disk herniation. The femoral nerve stretch test should never be omitted, thus ensuring that we do not overlook the L4 radicular syndrome in which the straight-leg raising test can be negative.
Of major significance are the neurological signs of root involvement, such as motor weakness and hypesthesia, without which the diagnosis of true radicular syndrome is inconclusive because of the often highly deceptive nature of referred pain. For this reason, even minimal weakness of a muscle, hypotonus, or hypesthesia consistent with the segment in question may be highly significant and should be carefully looked for.
The following sections will now discuss the symptoms of the individual radicular syndromes of the lower extremities. Radicular syndromes L4, L5, and S1 are the only conditions here of any clinical relevance.
L5 radicular syndrome
Pain and paresthesia radiate laterally over the buttocks and down the thigh and lower leg as far as the lateral malleolus and then over the instep to the big toe where hypesthesia is also found. None of the routinely tested tendon reflexes is altered. The muscles most commonly affected by weakness are the extensor hallucis longus and the extensor digitorum brevis. Aside from weakness of these muscles, their reduced tonus can be very easily palpated close to the tibial margin and above the lateral malleolus. In severe cases the tibialis anterior is also weakened and hence also dorsiflexion at the talocrural joint and dorsiflexion of the toes. This is clearly apparent during heel-walking owing to the dorsiflexion weakness of the foot (‘signe du talon’). Severe weakness may be seen in the very acute stage, so that the patient’s foot hangs flaccidly, producing a steppage gait. This should not be confused with the far rarer condition of peroneal nerve weakness. Internal rotation of the hip is also weakened (Horácek 2000).
A valuable neurological sign is increased resistance when stretching the skin of the interdigital fold between the first (big) and second toes, and between the second and third toes, as well as increased resistance on dorsoplantar movement of the first metatarsal bone against the second, and the second against the third, especially in patients in whom pain radiates as far as the toes. The painful key muscle (TrP) is the piriformis, and hence the patient will report pain in the hip.
S1 radicular syndrome
Pain and paresthesia radiate dorsally over the buttock and thigh as far as the lateral malleolus and then laterally along the foot to the little toe. Hypesthesia is consistent with this pattern. The weakened muscles are the fibularis, the triceps surae (especially the lateral part), and the gluteal muscles, causing lowering of the gluteal fold in the standing position (hypotonus). According to Véle (personal communication), an early sign is the weakened reaction of the toe flexors when the patient leans forward (but without standing on tiptoe). Characteristically there is no toe flexion on the side of the radicular syndrome. The weakness is also clearly evident when the patient tries to walk on tiptoe. The Achilles tendon reflex is weakened or abolished. This syndrome is also often characterized by a definite disturbance of proprioception. A comparison of both sides reveals that the patient notices passive movement of the lateral toes later on the lesioned side than on the healthy side. In this syndrome, too, we find increased resistance to stretching of the interdigital fold of skin between the third and fourth, and fourth and fifth toes, and increased resistance on dorsoplantar movement of the third metatarsal bone against the fourth, and the fourth against the fifth.

Problems of diagnosis

In clinical terms, a radicular syndrome can be reliably distinguished from referred pain; however, establishing when a radicular syndrome is caused by disk herniation is far more difficult. A herniated disk may be clinically ‘silent’ and radicular compression may be caused by a narrow spinal canal, a narrow lateral recess, or a space-occupying lesion. Localization can also be more problematic than would appear at first sight. Anomalies are encountered along the course of nerve roots, and computed tomography (or magnetic resonance imaging) often discloses more than one herniated disk. Only one of these will probably be relevant clinically. Patients who have been immobilized for long periods often develop thrombophlebitis, the pain of which must not be confused with radicular pain and must be treated specifically.
If surgery is indicated, the diagnosis must first be confirmed by imaging techniques. However, even these are not infallible. Although imaging may reveal more than one herniated disk, it can provide little information regarding their clinical relevance.

Neurogenic intermittent claudication (radicular claudication)

Neurogenic intermittent claudication always has a serious prognosis and therapy is difficult. Often the diagnosis is not even made at all because findings at examination are minimal. A detailed case history is therefore crucial. If these patients are asked when they feel pain, the response is invariably ‘On walking’. Except in the acute stage, however, that is normally not the case. Therefore, as soon as a patient who is symptom-free at rest reports pain on walking, we must ask whether this makes the patient stop and adopt a particular position. Many patients suffering from neurogenic intermittent claudication escape diagnosis and this creates the mistaken impression that it is a rare condition. Some patients also present only with low-back pain.

Case study
H M; female; born 1926.

Medical history

The patient complained of low-back pain and pain in her left leg. Pain did not increase on coughing or sneezing. Low-back pain began in 1965, mainly when walking; since 1986 the patient has needed to sit down after walking about 200 meters; after two minutes’ rest she can continue walking. Since March 1989 she has had severe pain in her left leg, especially when standing.

Clinical findings and therapy

At examination on 28 August 1989 she had a marked forward-drawn posture, and retroflexion was restricted. There was deviation to the left in Hautant’s test, cervical spine examination showed movement restriction of C0/C1 in all directions, and there was marked hypertonus of the abdominal and gluteal muscles. After sustained pressure was applied to the gluteals, tension was normalized, not only in the gluteals but also in the rectus abdominis, and the patient’s forward-drawn posture disappeared. Also the movement restriction at C0/C1 was now hardly noticeable. Slight movement restriction remained at C4/C5, which was also treated. Afterward there was no deviation in Hautant’s test. X-ray of the lumbar spine showed typical signs of a narrow spinal canal and a pseudospondylolisthesis of L4 relative to L5.
At follow-up examination on 18 October 1989 the patient’s condition had improved, but she had experienced a severe attack of pain during September and still needed to rest after walking 200 meters. On examination there was restricted anteflexion in the L5/S1 segment with lumbosacral hyperlordosis and shortening of the lumbar erector spinae. On this occasion, L3–S1 was stretched into flexion and the patient was told to use the ‘cradle’ exercise at home (see Figure 6.144) and to practice self-mobilization into retroflexion while standing. In November and December the patient was much improved; there had been just one painful attack, and pain during walking was clearly less intense, enabling her to engage in systematic walking training.
At a further follow-up visit on 24 January 1990, the patient volunteered that she no longer had to interrupt her walks and sit down; it was enough if she bent forward slightly. Examination again revealed a forward-drawn posture, with increased tension in the straight abdominal muscles, tenderness on both sides at the pubic symphysis, and hypertonus in the gluteals. After sustained pressure in the vicinity of the ischial tuberosity, tonus in the gluteal and abdominal muscles was normalized and the forward-drawn posture was corrected. The patient’s further home exercise was then to strengthen her abdominal muscles.

Case summary

This case illustrates that compensation for radicular intermittent claudication due to a narrow spinal canal can be achieved by treating dysfunctions, namely by utilizing exercises that train flexion of the lumbar spine, such as the ‘cradle’ or the McKenzie technique of flexion self-mobilization (Haig AJ, et al 2006, Witmann JM 2006). It also demonstrates the chain reaction pattern linking the gluteal muscles with the abdominal muscles and the craniocervical junction. (If this case had been seen today, the feet would also be included in that chain.)

General therapy

Acute stage
Radicular syndromes also pose major problems in terms of therapy. In the acute stage, rest in the antalgic position is indicated. The increased muscle tension in the antalgic position encourages rest, and pillows can be improvised to support this position. Analgesics, administered intravenously if need be, are also indicated. If traction in the antalgic position brings relief, then traction (see Section 6.1.3) and counterstrain (see Section 6.2.2) may be tried as first aid if there is a direction of ease. If some improvement sets in after these measures, then the attempt can be made to mobilize into flexion, and even to deliver an HVLA thrust.
For further therapy, emphasis nowadays is placed on the detailed analysis of findings and on tailoring the therapeutic approach to the chain reaction patterns of dysfunctions found. Often there are unilateral chain reaction patterns extending from the cervical region down to the feet: these are characterized by ‘fascial binding’ and by insufficiency of the deep stabilizer system in the lumbar spine and feet.
If relief cannot be obtained by traction, counterstrain, or mobilization, then root infiltration or epidural anesthesia is the most effective method. Another option is needling of the most painful TrPs or of an extremely hyperalgesic interdigital fold (the insertion point for the needle should then be between the metatarsal bones). Active scars, where present, must be addressed wherever possible at the start of therapy. When needling or local anesthesia are performed, needle insertion must always reproduce intensive pain. However, where manual soft-tissue techniques or PIR and RI are effective, preference should be given to these non-invasive methods.
Where necessary, the above measures can be supported with analgesics. Rest in the antalgic position should be permitted only for as short a time as is necessary. In cases of acute pain where even standing upright is distressingly uncomfortable, it is a mistake to refer patients to a practice some distance away for an injection or physical therapy.
Chronic stage
During the subchronic and chronic stage, the chief objective of treatment is to restore normal function. In this endeavor, treatment should be guided by familiar principles governing the restoration of joint function using manipulative techniques. Treatment on the painful side is always given into flexion so as to ease the strain on the nerve root. And even before starting to mobilize the joints, we should also always treat the fascia if these are not freely mobile against the underlying structures.
The exercises advocated by McKenzie are helpful in the long term for intervertebral disk lesions (see Figure 6.73). Where there is insufficiency of the deep stabilization system in the lumbar spine and feet, priority should be given to activating this system. Active scars must also not be overlooked, and their treatment should even be undertaken so that we can satisfy ourselves as to their relevance.
Resistant TrPs should be needled if they are not abolished when chain reaction patterns are treated or following PIR and RI. Faulty movement patterns should be treated by remedial exercise incorporating sensorimotor training. Quite specifically, patients who report pain on anteflexion and lifting should be instructed how to lift correctly (see Section 6.8.6) and how to stabilize their stance at the wash basin.
It is important to remember that during the chronic stage other lesions in the lower extremity may complicate recovery: these may be due to cramp or to movement restrictions particularly involving the fibula and the feet. Important findings such as outflare and inflare must not be overlooked. Complications arising from the hips, whether in the form of coxalgia or incipient osteoarthritis of the hip, are also by no means rare. The same is true with regard to a painful coccyx. Possible complications arising from thrombophlebitis must not be forgotten in patients who have been immobilized for long periods.
The indications for surgery
Although the conservative therapy described here is generally effective, there remain cases of radicular syndrome in which all efforts fail and surgery is indicated. Indeed, it is no exaggeration to claim that it is the very effectiveness of our conservative therapy that enables cases requiring surgery to be identified earlier. The problem is to decide at what point we consider our conservative therapy to have failed. Naturally, opinions on this vary, partly because the course of the disease varies greatly from one case to the next. For example, if there is absolutely no improvement in intense pain in an acute disease course, surgery should not be deferred for long so as to spare the patient unnecessary suffering. However, in most cases some improvement is achieved, although this may turn out to be merely temporary. Where the disease course fluctuates, our decision is much more difficult. It is necessary also to decide whether we are dealing ‘merely’ with a herniated disk or with a narrow spinal canal, since the latter is always associated with a worse prognosis.
Another conundrum is whether muscle weakness is a factor in determining the indication for surgery. The answer to this common question is as follows: evidence of a peripheral nerve lesion is one of the characteristic signs of a radicular syndrome. Experience has shown that even patients with marked radicular weakness usually recover well after pain has improved. However, there is one exception, namely where there is sudden onset of weakness. In typical cases the patient describes excruciating pain that disappears suddenly (overnight) so that sleep is possible. On waking the patient can no longer lift the foot or toes. Examination confirms extensor paralysis. If in such cases no improvement takes place within 24hours, emergency surgery is indicated to avoid permanent nerve root paralysis.
Another indication for emergency surgery is the cauda equina syndrome, a disturbance of sphincter function leading to bladder and bowel disorders. There is a danger that the manual therapy practitioner may not recognize this condition. This is either because patients are unwilling to mention it (especially if the sphincter lesion is incomplete); or because they may not be aware of its importance and may even be over-preoccupied with the pain. It is therefore essential to know when to ask patients about their control of micturition and bowel action. This question is particularly relevant if the Achilles tendon reflex is absent on both sides in a patient with acute bilateral radicular pain, or more rarely with simple low-back pain.
Surgery is indicated far more rarely for pathological hypermobility or instability. It is indicated in spondylolisthesis that is not (yet) fixed, particularly in adolescents. Radiological imaging has a key role to play here. It is worth emphasizing that nowadays, by activating the deep stabilization system, we are in a far better position to restore stability using conservative methods.
Finally, surgery cannot ever do more than remove a local mechanical lesion that constitutes an obstacle to therapy and rehabilitation. It does not and cannot eliminate the locomotor system dysfunction or restore normal function. Surgery should be viewed as just one element in the treatment of a disturbance that affects the whole locomotor system but requires a complex approach that is determined by the needs of the individual case. Gentle mobilization can be started a few weeks after surgery (at sites further away from the operated segment it can be applied even earlier) before moving on to active rehabilitation.

Radicular syndromes in the upper extremities

Radicular syndromes C6, C7, and C8 are the main conditions here of any clinical relevance.

Symptoms

Patients complain of pain radiating down the arm to the fingers, coming either from the neck, or usually from the shoulder blade. Pain is frequently worst when the patient is in bed, and is exacerbated on head retroflexion, and less often on head anteflexion. A high pillow is therefore helpful in most cases and many patients sleep sitting up. Pain is typically accompanied by paresthesia and a feeling of weakness.

Clinical signs

The characteristic pain points are at Erb’s point (located above the clavicle, at the side of the neck in the mass of the scalenes) and a point medial to the superior medial angle of the shoulder blade. The latter is a TrP in the interscapular part of the trapezius which tenses like a cord on maximal horizontal adduction of the arm. Pain is usually triggered by head retroflexion and rotation to the side of the lesion, that is by a movement that causes narrowing of the intervertebral foramina, even if there is no movement restriction at all. There are also patients in whom pain is aggravated on anteflexion (Frykholm 1969). The nerve root stretches tight (and causes pain) if it follows a descending course from the cervical cord (Adams and Logue, 1971a, Adams and Logue, 1971b and Adams and Logue, 1971c). Otherwise anteflexion tends rather to afford relief, as it widens the intervertebral foramina.
C5 radicular syndrome
This is a rare condition that is characterized merely by shoulder pain. The biceps tendon reflex is weak and there is weakness of the deltoid and possibly of the biceps brachii.
C6 radicular syndrome
Pain radiates over the radial (lateral) aspect of the upper arm and forearm to the thumb and forefinger, and here hypesthesia may be found. There is weakness of pronation and of the radial pronation reflex. This can be elicited with the patient’s arm flexed so that the forearm is supported, for example, on the patient’s knees; the practitioner then taps on the styloid process from the palmar aspect to obtain a pronatory jerk. (This is in contrast to the styloradial reflex which produces flexion at the elbow, corresponding more to segment C5.) Some patients with this syndrome also have winging of the scapula. This is best tested by the patient stretching both arms forward and maintaining this position for a while.

T L; male; born 1941; professional wrestler.

Medical history

Treated by us since 1971 for recurrent neck pain (connected to his sporting activity) that responded well to manual therapy. The patient had a recurrence of neck pain in the spring of 1973, but he did not attend for treatment and the pain persisted. Toward the end of 1973 surgery was considered. After a temporary improvement, the patient’s condition again deteriorated. It was not until 5 February 1974 that he was referred to us again for treatment with the diagnosis ‘cervicobrachial syndrome.’

Clinical findings and therapy

Examination revealed pronounced winging of the shoulder blade, and the pronation reflex on the left side was abolished. There was movement restriction at C2/C3 to the left and at C5/C6 to the right; these were released without difficulty. An intensive program of remedial exercise was prescribed because of the muscle findings. Marked improvement, including the winged shoulder blade, was obtained over a four-month period.

Case summary

A serious C6 radicular syndrome was misdiagnosed because the patient’s winged scapula was overlooked (probably because the patient was not examined from behind).

C7 radicular syndrome
In this by far the most common of the radicular syndromes involving the upper extremities, pain radiates over the middle of the dorsal aspect of the arm toward the second to fourth fingers, being maximally pronounced in the middle finger; hypesthesia may also be found in this area. There is typical weakness of the triceps brachii, and the triceps tendon reflex is weak.
C8 radicular syndrome
Pain radiates over the ulnar (medial) aspect of the upper arm and forearm to the fourth and fifth fingers. Hypesthesia may be found in this area. There is weakness of the long digital flexors and grip strength is reduced. This is consistent with a weakened digital flexor reflex. Typically, there is weakness of the abductor muscle of the little finger. Sometimes there is also atrophy of the small muscles of the hand, including the adductor pollicis. The C8 radicular syndrome is rare and needs to be differentiated from the thoracic outlet syndrome, ulnar nerve weakness, and cervical myelopathy.

General therapy

By contrast with radicular syndromes of the lower extremities, their counterparts in the upper extremities pose a less difficult problem because disk herniation is a less prominent feature here. As a result, conventional conservative therapy is generally effective and failures are less common. Nevertheless, a radicular syndrome should be classified as a more serious condition than a cervicobrachial reflex syndrome because it involves not merely dysfunction but radicular compression in the intervertebral canal, although dysfunctions may also play some role in the pathogenesis.
In the acute stage, treatment begins with administration of analgesics and post-isometric traction in the antalgic position, and with soft-tissue techniques for the neck and extremities, especially if a painful interdigital fold is present and there is increased resistance on dorsopalmar movement of the metacarpals against each other. Mobilization is then performed, depending on the existing chain reaction pattern, often starting at the craniocervical junction and the cervical spine provided that there are no major dysfunctions in the deep stabilization system, including faulty respiration. If increased tension disappears after these measures, then they may be followed by extremely gentle traction manipulation of the lower cervical spine with the patient seated (see Figure 6.52 b). If typical TrPs then still persist, for example in the scalenes (Erb’s point), the upper and lower parts of the trapezius, or the diaphragm, then PIR and RI are brought into play. Needling in particular is indicated for TrPs that do not respond to those treatments.
Surgery is indicated in those relatively rare cases where conservative therapy fails. Preoperative diagnosis is performed using medical imaging techniques.

7.9. Vertebrovisceral inter-relationships

7.9.1. General principles

The possibility that reflex inter-relationships between different structures may exist side by side with referred pain in the same body segment has already been discussed in Section 2.11. The practical clinical aspects of this phenomenon will now be considered.
In very broad terms, the following five possibilities should be envisaged:

1. The spinal column (motion segment) is causing symptoms that are mistaken for visceral disease.
2. Visceral disease is causing symptoms that are interpreted as a lesion in some part of the locomotor system.
3. Visceral disease is producing changes in the locomotor system, such as TrPs, movement restrictions, etc.
4. Visceral disease that has caused changes in the locomotor system has subsided; however, the resultant dysfunctions have persisted and are simulating visceral symptoms.
5. A disturbance in the motion segment is triggering visceral disease or (more likely) is activating already latent visceral symptoms (hypothetical).

The first two points highlight the necessity for precise differential diagnosis and the problems associated with this. The spinal column with its motion segments can in fact produce symptoms that may mimic symptoms arising in the viscera and that are frequently interpreted as such by both patients and practitioners. This explains why patients who have been successfully treated by lay manipulators believe they have been ‘cured’ of their visceral disease.

No less important is the fact that these differential diagnoses are not always sufficiently recognized; consequently, when no pathological changes are found in the visceral organs, the term ‘functional’ is used to describe these disturbances. And given the prevailing ignorance concerning dysfunctions, the word ‘functional’ tends to be used as a euphemism for ‘of psychogenic origin’ or even for ‘malingering’. As already stated in Section 1.1, any practitioner who finds no pathological changes to corroborate a diagnosis should first look for a disturbance in the corresponding segment of the locomotor system before labeling a disorder as psychogenic. The pejorative use of the word ‘functional’ in general and especially in connection with the locomotor system reflects a lack of awareness that tends to underestimate the significance of locomotor system dysfunctions. It is this underestimation, combined with ignorance, that gives unqualified lay manipulators the opportunity to claim ‘miracle’ cures.
The other side of the coin (point 2) is the warning that pain perceived in the locomotor system may be a deceptive sign masking serious underlying visceral disease. This suspicion is strengthened if the symptoms of spinal segmental disturbance tend to relapse repeatedly without obvious cause. While the error in point 1 is more common, that in point 2 is all the more fraught with danger.
Point 3 is of major theoretical significance and demonstrates that visceral disease is actually one of the possible causes of dysfunction in the motion segment (see Section 1.1). Clinical experience teaches that certain visceral diseases are associated with characteristic patterns in the locomotor system. These patterns are of considerable diagnostic importance and are described below. They are so specific that their recurrence is in all probability predictive of a recurrence of the visceral disease. It is therefore literally ‘in our hands’ to make the diagnosis and influence the prognosis.
Point 4 follows on from point 3. If the visceral disease has been cured and we manage to treat the reflex dysfunctions caused by it, we obtain most satisfactory results and can thus confirm the success of visceral treatment. Here patients and practitioners alike tend to draw the following incorrect conclusion: because of persistent symptoms due to secondary dysfunctions in the motion segment, the patient still feels affected by the visceral disease. If after treatment of the dysfunction the patient is symptom-free, all the credit for the success of therapy is then given to the practitioner who treated the dysfunction, even though the underlying visceral condition had already been cured. However, if the dysfunction recurs in the same motion segment, this is generally an early sign of a recurrence of the visceral disease.
Point 5 is the pipe-dream cherished by many (lay) practitioners in the past; even today, however, it remains conjectural. Nevertheless, it would seem justifiable to assume that lesions in a motion segment of the spinal column may impair function in the corresponding internal organs. This is borne out by the vasomotor response in the whole segment to which pain is referred. In such cases we can see the disorder clearing up as soon as we treat the motion segment. Reactions of this kind have been noted particularly in connection with the cervicocranial syndrome, especially at the craniocervical junction, including disturbances of equilibrium. Similar phenomena have been observed in connection with certain cardiac arrhythmias. According to Schwarz (1996), a motion segment dysfunction may activate latent disease in an internal organ. Multiple pathogenic factors may also need to be considered in terms of their cumulative impact. As well as those that affect the locomotor system, other factors may be important in terms of their influence on the organism as a whole, for example infections, metabolic disturbances, menstruation, diet, etc. None of these individual factors on its own would be sufficient to provoke disease, but it is legitimate to refer to them as risk factors.

7.9.2. Tonsillitis

Systematic questioning when taking the case history in patients with vertebrogenic disturbances reveals a strikingly high incidence of tonsillitis. In a randomly selected sample of 100 cases from our files, 56 patients had a history of chronic relapsing tonsillitis and/or tonsillectomy. This finding was made particularly often in patients with movement restriction of the occiput against the atlas. It therefore seemed justifiable to investigate this problem further.
In a study sample of 76 predominantly adolescent patients with chronic tonsillitis, movement restriction at the craniocervical junction was detected in 70 cases, in the great majority of them between the occiput and atlas. Following tonsillectomy, movement restrictions were still present in the vast majority of these cases. However, where movement restrictions were previously not present or had been treated, they developed only in exceptional cases after tonsillectomy. They could therefore not be interpreted as a consequence of surgery.
In 40 non-operated patients in long-term follow-up who underwent just one manipulative procedure, 26 remained without tonsillitis recurrence and 15 without movement restriction recurrence (Lewit & Abrahamovič 1976). Thirty-seven of these patients were followed up again three years later. Eighteen patients remained without tonsillitis recurrence, but in 7 cases movement restriction did recur and had to be treated. Two patients had a few recurrences of tonsillitis without movement restriction, 3 suffered repeatedly from tonsillitis, and 9 underwent tonsillectomy. In total, 13 patients remained without any recurrence of movement restriction. Interestingly, the tonsillitis patients had hardly any HAZs in the cervical region, but there was increased muscle tension (défense musculaire) laterally at the floor of the mouth below the tonsillar bed.
It can be concluded from this study that chronic tonsillitis goes hand in hand with movement restrictions at the craniocervical junction, mainly in segment C0/C1, and that these have a tendency to become chronic. This means that there is a danger of permanently disturbed function in one of the key regions of the locomotor system. In addition, our experience suggests that movement restriction in this region is associated with an increased susceptibility to recurrent tonsillitis.

7.9.3. The lungs and pleura

Recognition of the close interplay between respiration and the locomotor system has also improved our understanding of the relationship between the lungs and the function of the thorax. Pronounced clavicular breathing or paradoxical breathing may be the underlying cause of dyspnea in the absence of any disturbance of the organs of respiration. Of course, pain experienced in the context of pleurisy or pneumonia needs to be differentiated from pain due to rib movement restriction or a slipping rib.
Palpation of rib mobility is useful here. In pleural disease the impairment of mobility involves the greater part of one side of the thorax whereas movement restrictions affect one or just a few motion segments.
The respiratory disease in which involvement of the thorax has been studied most is obstructive respiratory disease (Bergsmann 1974, Köberle 1975, Sachse & Sacshe 1975, Steglich 1971). The following factors play a key role here: rigidity of the chest wall further increases resistance during respiration, and the inspiratory position of the thorax in asthma patients is worsened by clavicular breathing, which is typical for that disease. Movement restrictions of the ribs are also associated with pulmonary rigidity, as detected by Köberle (1975) principally in segments T7–T10. In a group of 23 patients, Sachse & Sachse (1975) found a taut pectoralis major in 15 cases and a weakened lower trapezius in 15 cases. Increased tension in the scalenes is the most frequent change associated with clavicular breathing. TrPs in the diaphragm are also common.
Therapy comprises mobilization of movement restrictions in the thoracic spine and ribs, and remedial exercise for asthma patients who adopt a clavicular breathing pattern, so that respiratory resistance (which is increased in this disease) can be kept as low as possible.
As a result of thoracic rigidity, extremely pronounced clavicular breathing in combination with abdominal breathing, both with and without shortness of breath, is often encountered in ankylosing spondylitis. This is important because despite the presence of ankylosis, specific remedial exercises can achieve a correct thoracic breathing pattern thanks to the elasticity of the ribs.

7.9.4. The heart

Of all the vertebrovisceral inter-relationships, that between the heart and the spinal column has received most attention. This is due not only to the importance of the problem, but also to the fact that in the largest group of patients, that is in those with angina, the role of pain is comparable to that in thoracic dysfunctions. Pain of cardiac origin is also felt in the thorax, while pain referred from the heart is localized mainly to the shoulder and left arm.
Patients with angina show a characteristic pattern of disturbance that includes movement restrictions involving the thoracic spine, especially segments T3–T5 and most commonly T4/T5, the third to fifth ribs on the left side, the cervicothoracic junction, and often the craniocervical junction. Most commonly, TrPs are located paravertebrally at the level of T4, in the pectoralis major, subscapularis, serratus anterior, and upper part of the trapezius on the left side. TrPs in the scalenes go hand in hand with painful sternocostal joints in the vicinity of T3–T5 on the left side where the attachment points of the pectoralis minor are also located. Clavicular breathing is also often encountered in this setting, with the patient experiencing sensations of tightness not dissimilar to those felt in angina.
It is obviously imperative to distinguish as clearly as possible between angina with its characteristic pattern of disturbances and the pseudocardiac syndrome emanating primarily from the locomotor system. Rychlíková (1975) has shown that the more complete the described pattern of (reflex) changes in the locomotor system, the more likely it is to be secondary to primary heart disease. A number of important clinical criteria can aid the distinction between true angina and pseudoangina. Pain in true angina is dependent on physical effort, such as climbing stairs, and responds within seconds to administration of nitroglycerine. Retrosternal pain also tends to be indicative of a cardiac origin. On the other hand, pain provoked by certain positions of the body or by specific movement(s) is more characteristic of pseudoangina. Attacks are shorter in true angina than in the pseudoangina syndrome. The course of the disease is also different: if locomotor system dysfunctions recur or are aggravated despite specific treatment, this should be taken to indicate that the true cause is primary heart disease. The role of the locomotor system in pain of cardiac origin is borne out by the fact that Rychlíková (1975) did not find any signs of locomotor system dysfunction in a group of patients who suffered a myocardial infarction without pain.
Regardless of whether the locomotor system dysfunction pattern is primary or secondary, its treatment is always justified, as is rehabilitation for locomotor system dysfunction. If increased resistance is detected when shifting fascia around the thorax, the gentlest approach is to begin by releasing the fascia before using neuromuscular treatment techniques that address movement restrictions and TrPs simultaneously. This is followed by rehabilitation with training to correct breathing and posture. In view of the difficulties of diagnosis, cardiological monitoring is always indispensable. In cases where cardiological treatment is successful and locomotor system dysfunctions recur during the course of rehabilitation, it should be emphasized that these are often the first sign of a recurrence of heart disease, even before any evidence appears on the electrocardiograph (ECG).
While the role of angina in the development of locomotor system dysfunctions appears to be established, the same cannot be claimed for the role of the locomotor system in the pathogenesis of heart disease. There is one cardiological condition, however, where reflex locomotor system involvement seems well founded: paroxysmal tachycardia with no organic heart lesion. There are some cases where tachycardia occurs regularly if a certain movement restriction is present but where cardiac rhythm reverts to normal when the restriction is released (Vecan & Lewit 1980). Although hard evidence for a role of the locomotor system in the causation of organic heart disease is lacking, it would seem reasonable to concede that it could be a possible risk factor.
The prime significance of the treatment of locomotor system dysfunction in heart disease lies in the relief of pain, which greatly enhances the rehabilitation of these patients, as illustrated by the following case study.

Case study
K H; female; born 1937.

Medical history

The patient reported pain between the shoulder blades and radiating into her neck and thorax, mainly on the left side. The pain had an acute onset on the morning of 5 February 1980. The patient reported retrosternal ‘burning,’ and an ECG was taken, revealing normal findings. The patient first became aware of pain in her neck and thorax in 1976. In her youth she had repeatedly suffered from angina. She had also received psychiatric treatment for depression. The patient played basketball as an adolescent.

Clinical findings and therapy

Examination on 9 December 1980 revealed a bilateral movement restriction at C0/C1, and limited retroflexion at T4/T5 and T6/T7. TrPs were present in the pectoralis major and there was a pain point at the sternocostal joint at T4 on the left side. The patient also presented with pronounced clavicular breathing but without any increase in scalene muscle tension. The movement restrictions at C0/C1, T4/T5, and T4/T7 were treated, as well as the painful attachment point of the pectoralis major at the fourth sternocostal joint. The patient experienced relief immediately after treatment and a start was made on correcting her faulty breathing pattern.
On 6 January 1981 the patient developed acute cervical myalgia with a typical movement restriction to the right at C2/C3 and C5/C6. Isometric traction and mobilization of C5/C6 was followed by traction manipulation of C5/C6 with the patient seated, and a residual TrP in the upper part of the trapezius was treated by PIR. On 13 January 1981 the patient was symptom-free. This was evidently a case of a vertebrocardiac syndrome.

7.9.5. The stomach and duodenum

As in heart disease, painful conditions in these organs may well produce reflex changes in the locomotor system. We had the opportunity to study the characteristic pattern in a group of young ulcer patients aged between 15 and 22 years (Rychlíková & Lewit 1976). The characteristic pattern of disturbance was noted primarily in segment T5/T6. Compared with a control group of similar age, there was an increased incidence of movement restrictions at the craniocervical junction. However, the most striking finding was pelvic distortion (87% as compared with 44.4% in the controls). There was also increased muscle tension in the thoracic erector spinae in segments T5–T9 on both sides, with a maximum at T6, and a HAZ in the same region on both sides – also significantly more common than in the control group. It is interesting that these changes were almost symmetrical, with a very slight preponderance on the right side. However, there was no difference between the cases of gastric and of duodenal ulcer.
In this group, the intensity of reflex changes correlated with the intensity of pain; where there was no pain, as in some cases after surgery, there were also no locomotor system dysfunctions. It must be added that this was the pattern found in young patients; in older patients suffering from ulcers the incidence of pelvic distortion is very much lower.

Case study
V S; male; born 1922; X-ray technician.

Medical history

Since 1960 the patient had suffered from low-back pain that radiated into his thighs. He had been treated for a gastric ulcer since 1948.

Clinical findings and disease course

At examination on 28 February 1969 the patient was found to have movement restrictions at C1/C2 on both sides, and of T5/T6 and L5/S1 into extension. One year later, on 27 February 1970, he reported pain in his thorax and right hypogastric region. Examination again revealed a slight movement restriction at C1/C2, and palpation elicited pain in the right upper abdomen and at the psoas major, but nothing conclusive was discovered in the thoracic spine. This set of findings was insufficient to explain the patient’s symptoms and prompted a full clinical examination, with ulcer pathology being confirmed on X-ray.

7.9.6. The liver and gall bladder

Because pain is a prominent feature in disorders of the liver and gall bladder, reflex changes must be anticipated here too. According to Rychlíková (1974), the motion segments most frequently affected by dysfunction are T6–T8. There is also frequently pain that is referred to the right shoulder, as borne out by a HAZ in the C4 dermatome and TrPs in the upper part of the trapezius on the right. Non-inflammatory gall bladder dysfunction can sometimes be halted successfully using reflex techniques.

Case study
Professor L O; male; born 1906; theater manager.

Medical history

The patient was referred to us for treatment because of chronic low-back pain radiating into both legs. Despite many treatments, his symptoms had been constant since 1956. He also complained of pain between the shoulder blades that troubled him particularly when he moved his head.

Clinical findings and therapy

When he was examined on 18 January 1961 the patient omitted to mention his gall bladder condition. Pelvic distortion was detected, together with faulty movement patterns that necessitated remedial exercise therapy. On 11 July 1961 the patient complained of gall bladder pain. His low-back pain worsened. On 26 October 1961 he suffered an episode of biliary colic that made remedial exercise impossible. Extensive HAZs were found in the thoracic region and there was a painful spinous process at T9, which was treated by rotation manipulation. The pain disappeared almost at once. The patient returned regularly for follow-up until 1965 and there were no further recurrences of biliary colic.

7.9.7. The kidneys

Reflex changes are most clearly apparent in patients with renal colic. They always occur on the painful side in segments T10–T12 in the lower back and pain radiates into the groin. A thorough analysis of reflex changes in the locomotor system in kidney disease has been made by Metz (1986). In 208 cases of chronic kidney disease (glomerulonephritis, pyelonephritis) he found the following pattern: movement restriction at the thoracolumbar junction (T11–L1), and increased tension at the lowest ribs and in the psoas major, quadratus lumborum, and the thoracolumbar erector spinae. Metz emphasized that pain only became manifest in these patients with ‘genuine’ renal disease when the above locomotor system findings were apparent.
Pelvic distortion and a markedly increased incidence of faulty statics in the lumbar spine and pelvis were present (according to Metz) especially in nephroptosis (downward displacement of the kidney), where the symptoms were also determined decisively by locomotor system dysfunctions. Symptoms and locomotor system disturbance patterns were identical in a group of 40 patients with nephroptosis and another 40 patients after nephropexy: they primarily involved the thoracolumbar junction with unilateral hardening of the psoas major. The patients were mainly asthenic, hypermobile women with faulty statics, recurrent movement restrictions at L5/S1, and ligament pain. (Nowadays we would seek to identify insufficiency of the deep stabilization system.) In these cases, however, locomotor system dysfunction proved to be the decisive cause of the renal symptoms.

7.9.8. Importance of the psoas major and rectus abdominis

Because the psoas major is located deep in the abdominal cavity, it may provoke symptoms similar to those associated with other internal abdominal structures. This is extremely important for differential diagnosis. As we have noted, there is a reflex increase in tension in the psoas major secondary to kidney disease. Most frequently this is associated with TrPs in the psoas major and limitation of trunk rotation. Where there are faulty movement patterns, this muscle has a tendency to shorten (due to increased tension) and can cause flexion at the hip simultaneously with (paradoxical) lumbar lordosis. The psoas major should be examined for shortening (see Figure 4.55). Palpation of the typical TrPs is performed from the side with the patient supine and legs extended: the practitioner presses and snaps the muscle against the patient’s spine, which is in lordosis because the legs are extended. TrPs in the psoas major are linked in a chain with those in the quadratus lumborum and the thoracolumbar erector spinae, and are responsible for the functional limitation of trunk rotation to the opposite side.
TrPs in the psoas major may also be the cause of pain in the ‘post-cholecystectomy syndrome.’ Like other painful structures in the abdominal cavity, TrPs in the psoas major may also give rise to tension and rigidity (défense musculaire) in the rectus abdominis. Because of the location and size of the psoas major, TrPs in this muscle can simulate symptoms associated with most of the abdominal viscera: duodenum, gall bladder, kidneys, pancreas, and vermiform appendix. Not only is the pain intense, but there may also be autonomic reactions such as loss of appetite and a feeling of indigestion, etc. Therapy involving PIR and RI is simple and effective.
Increased tension in the abdominal muscles, especially the rectus abdominis, is often a sign of painful visceral disease. However, it is also encountered in locomotor system dysfunction, particularly in patients with a forward-drawn posture on standing, where it is caused by a chain reaction pattern extending from the feet via the fibula and associated with TrPs in the biceps femoris. As a result the anatomical fixation of the pelvis is disturbed from below, leading to TrPs in the rectus abdominis with painful attachment points at the pubic symphysis, xiphoid process, and neighboring ribs, with forward-drawn posture, restricted retroflexion while standing, and (referred) low-back pain (see Figure 6.121). Needless to say, TrPs in the abdominal muscles are also capable of simulating visceral pain.

7.9.9. Gynecological disorders and low-back pain

Gynecological disorders have always been traditionally associated with low-back pain. From our modern-day perspective the role of gynecological disorders as a leading cause of low-back pain in women has been overestimated. It was the gynecologist Martius (1953) who placed critical emphasis on the importance of the locomotor system.
Novotný & Dvorák (1984) conducted a study in 600 women attending a gynecology clinic at the University of Prague. They subdivided these patients as follows: the first group comprised 113 women with dysmenorrhea and normal gynecological findings who had low-back pain with typical onset at the menarche. This condition rarely deteriorates and very often improves after childbirth. A second large group developed symptoms during pregnancy and after delivery, that is dysfunctions occurred at a period when there is increased strain on and vulnerability of the spine and pelvis. A third group consisted of 59 patients with gynecological conditions giving rise to low-back pain. These were apparently viscerogenic disorders. The fourth and largest group of patients were women suffering from minor dysfunctions of the spine and pelvis, in whom gynecological examination was carried out as a routine diagnostic procedure, but with negative findings.
In a group of 150 pregnant women, 48 had a history of dysmenorrhea (Lewit et al 1970). Of these 48 patients, 38 had lumbosacral movement restriction or pelvic distortion. Findings in the lumbosacral spine and pelvis were ‘normal’ in only 10 women. ‘Normal findings’ meant that pain was generally felt only in the hypogastric region but not in the lumbar region. Moreover, low-back labor pains during an otherwise normal delivery were closely correlated with dysfunctions of the spinal column and pelvis.
In another group of 70 women with menstrual pain and normal gynecological findings, treatment of the spine, mainly by manipulation, brought considerable improvement in 43 cases, improvement in 13 cases, and no improvement in 14 cases.
In summary, it appears that low-back pain may have its origin in the female pelvic organs and may become manifest during childbirth and menstruation as well as following gynecological disease or surgery. In a very large number of patients, low-back pain is of locomotor system origin and is mistakenly attributed to primary gynecological disturbances. One reason for this may be a TrP in the iliacus which is palpated as a site of tender resistance in the hypogastric region. Menstrual pain with otherwise normal gynecological findings, especially when localized in the low back, is usually of vertebrogenic origin and is often the first clinical manifestation of locomotor system dysfunction
Labor pains felt in the low back in an otherwise normal delivery should also be interpreted as being of vertebrogenic origin. Current knowledge also points to the importance of the pelvic floor. Screening for a TrP there should also be conducted as routine (see Figure 4.12) and, if found, its treatment is a major preventive factor.
Research conducted by Mojžísová (1988) and Volejníková (1992) suggests that manual therapy may offer some prospect of success in women with sterility of cryptogenic origin (i.e. with negative organic findings).

In women with locomotor system dysfunction, history taking should include questions to elicit information about dysmenorrhea, especially in adolescence, and low-back labor pains during childbirth.
Case study
B B; female; born 1933.

Medical history

The patient had suffered from headaches since the age of 12, and subsequently from metrorrhagia and pain on menstruation. She was first referred to us by her gynecologist on 16 October 1958.

Clinical findings and therapy

Examination revealed pelvic distortion with deviation to the left, and her left PSIS was painful as was retroflexion in the lumbosacral region. Segments C1/C2 and L5/S1 were treated.
On 15 January 1959 the patient reported that menstruation was much improved but her headaches were unchanged. Manipulation of L5/S1 and of the cervicothoracic junction was repeated.
The patient subsequently reported that menstruation now lasted for one week instead of two weeks as in the past, and her headaches were more bearable. She remained under our treatment but her headaches never disappeared completely. Low-back pain was now present only from time to time.
On 20 February 1962 menstruation had again increased to eight or nine days. Pelvic distortion to the left had returned and temperature measurement revealed a difference of 0.5° at the PSIS. Treatment of the lumbosacral junction was repeated.
The patient was last seen by us on 9 July 1967 because her menstrual pain had worsened. On this occasion we detected pelvic distortion to the right.

Case summary

The case of this patient repeatedly illustrates the dependence of menstrual symptoms on lumbosacral segment dysfunction.

7.10. Post-traumatic states

The important role of trauma in the causation of vertebrogenic disorders was pointed out in Section 2.4.7 and it was emphasized in Section 4.1 that a record of trauma in the patient’s history is a characteristic feature of vertebrogenic disorders. Right from childhood people are exposed to the risk of injury, and when spinal dysfunction is detected in children, trauma is often one of the key causes. These dysfunctions may remain latent and unnoticed due to compensatory adjustments (by other motion segments, for example), and these in turn may lead on to secondary changes.
In this way, the ground is prepared that allows the effects of subsequent trauma to be even more devastating. Trauma impacting an already compromised spinal column readily produces further decompensation, and even apparently trivial trauma may set this in motion. The words ‘apparently trivial trauma’ deserve emphasis here because the forces acting on the spinal column are so great that even an uncoordinated movement may expose it to a sudden load amounting to several hundred kilograms.
Once the acute consequences of trauma have subsided, it is often noted that there is a latency period after which the post-traumatic syndrome develops gradually – a pattern that is typical in cranial trauma, for example. It is often forgotten that the spinal column also suffers following most injuries to the extremities, the trunk and, in particular, the head. In the initial phase, however, the local injury takes center stage, and because the spinal effects are still in the latency period referred to above, they are commonly neglected.

7.10.1. Cranial trauma

To illustrate this point, let us take concussion as an example. It stands to reason that any force acting on the head must also affect the cervical spine. Similarly, from the size and weight of the human skull compared with the cervical spine, it will be obvious which of these two structures represents the site of lessened resistance, in relative terms. It is also therefore no coincidence that the majority of injuries to the cervical spine, including vertebral fractures, are concomitant effects of craniocerebral trauma. This fact is also borne out by autopsy findings: without exception, in all 20 cases of death after head injury, Leichsenring (1964) also found serious damage to the cervical spine.
We can only concur with Junghanns (1952) who wrote that symptoms usually attributed to concussion were in reality caused by trauma to the cervical spine. And this opinion is also shared by Gutmann and others. In fact, a striking similarity exists between the post-concussion syndrome and the cervicocranial syndrome. In both conditions, patients experience headache that is frequently paroxysmal and is associated with dizziness or vertigo. This was first described by Barré & Liéou (1926) as ‘posterior cervical sympathetic syndrome’ and later by Bärtschi-Rochaix (1949) as ‘cervical migraine’ occurring in the wake of cranial trauma.
The close relationship between concussion (closed head injury) and whiplash injury is also evident from a study conducted by Torres & Shapiro (1961) in which they compared the clinical and electroencephalogram (EEG) findings after concussion or whiplash injury. The neurological findings were virtually identical, with the difference that pain was more common in the neck and arms after whiplash injury. EEG abnormalities were present in 44% of patients after concussion and in 46% of patients after whiplash injury. In both cases temporal lobe foci were seen predominantly.
With ever-increasing numbers of vehicles on the roads, the incidence of whiplash injury is rising all the time. Whiplash injury often causes disproportionately severe symptoms and poses a problem in terms of therapy. Such incidents usually involve an unexpected rear-end impact that causes the trunk of the individual(s) leaning back against the automobile seat to suddenly jerk forward at high speed; in this process the head and neck engage in a whiplash movement relative to the trunk. This can be particularly harmful if the head is also rotated relative to the trunk. Immediately after the accident it is common for the whiplash injury victim to feel that little of note has occurred, with any symptoms being minimal. It is not until hours or a few days later that the often considerable symptoms of a severe post-traumatic cervicocranial syndrome develop, and these commonly take a chronic course. In very recent whiplash injury, gentle examination often reveals hypermobility, whereas movement restrictions develop later due to muscle TrPs.

Case study
T M; female; born 1949.

Medical history

The patient was first seen by us on 25 May 1959 complaining of headache. In November 1958 she had received a blow in the neck from a school bag and had experienced intense local pain to begin with. She then vomited before lunchtime. Ever since that first day she had had headaches every day and had to stay at home for three weeks. At the time of her initial presentation she was suffering from headaches several times a week, localized to her occiput, frontal region, and sometimes involving her entire head.

Clinical findings and therapy

The clinical findings were unexceptional, although X-rays revealed dextrorotation of the axis. A repositioning effect was achieved by manipulation and at the follow-up examination on 22 October 1959 the patient stated that she had been symptom-free up until the middle of October when the pain had returned, prompting the repeat of manipulation (after five months).

Case summary

In this young girl’s case the blow to her cervical spine simulated a post-concussion syndrome with headache and vomiting.

As this case illustrates, forceful rear-end impact is not the only mechanism capable of causing whiplash injury. For example, it may also be produced by a fall on to the shoulder and we even know of one case where the condition was brought about by the impact of a wave against the head while the patient was in the sea. Although the underlying mechanism bears some similarity to distortion, the clinical course is far more severe. In computed tomography scans obtained in such patients, Dvorák (1989) detected tears in the alar ligament with hypermobility of the craniocervical junction, a finding that explains the often unfavorable response to HVLA thrust techniques.

By 1965 we had followed up more than 65 post-concussion patients who had lost consciousness after an accident. Abnormal neurological findings (signs of disturbed equilibrium) were present in one case. By contrast, clinical findings in the cervical spine were normal in only six cases. The results of manipulation and reflex therapy were excellent in 37 cases, good in 8 cases, and unsatisfactory in 10 cases.
In a further group of 95 cranial trauma patients without concussion, seen during the period from 1964 to 1970, movement restrictions involving the cervical spine were absent in only 4 cases. Interestingly, the predominant finding was movement restriction at C1/C2. A painful anteflexion test, indicative of ligament pain, was present in 10 patients who were treated without success.
From the perspective of prevention, the acute stage following trauma is most important of all. In this respect, post-concussion patients offer a model for acute spinal trauma because they are routinely admitted to hospital and therefore are not lost to medical examination. With a view to preventing later complications, a series of 32 patients in the acute post-trauma stage was referred to us for examination and treatment. All the patients were fully conscious, with no suspicion of intracranial hemorrhage, and with negative X-ray findings in the skull and cervical spine. A chronic disease course evolved in only one patient, who also developed arterial hypertension. Treatment was further unsuccessful in one patient with dizziness and a calcaneal fracture. Twenty-four patients (75%) became symptom-free immediately after treatment.

Case study
K E; female; born 1941.

Medical history

The patient had slipped and fallen over on 5 April 1958. Although she did not lose consciousness after the fall, she vomited and complained of headache.

Clinical findings and therapy

Neurological findings were normal. The transverse process of the atlas was tender to the touch and its movement was slightly restricted. The pain ceased instantaneously following manipulation on the left side.
At follow-up examination on 12 August 1958 the patient reported that she had experienced no further symptoms at all since manipulation.
Case study
K J; male; born 1910; bricklayer.

Medical history

The patient fell from a height of 2 meters on 6 August 1958 and was unconscious for a short time. When first seen by us on 7 August 1958 he complained of pain in the temples.

Clinical findings and therapy

His nasopalpebral and labial reflexes were exaggerated, and head rotation to the right was restricted. After treatment of C1/C2, head rotation was normal.
At follow-up examination on 23 April 1959 the patient notified us that he had been entirely symptom-free since manipulation.
Case study
V B; male; born 1910.

Medical history

While riding his motorbike, the patient collided with an automobile and was unconscious briefly, later complaining of headache with dizziness.

Bartel, 1980a and Bartel, 1980b has published almost identical results: in 50 cases examined immediately after head injury he detected movement restriction in all patients but 2, the lesion being most frequently located at C1/C2. In 40 cases, a single treatment was sufficient, usually involving neuromuscular techniques. Treatment had to be repeated in 6 cases, in 2 of these without success. (As a historical footnote to the three case studies presented above, it should be pointed out that neuromuscular techniques were still unknown in 1958.)

These experiences suggest a preventive role for manipulative therapy in acute head injury while movement restrictions are still in the early stage. Lack of awareness and understanding concerning manual diagnosis and therapy means not only that this opportunity is frequently missed but also that the patient complaining of pain quite literally has insult added to injury, being told that there are no organic findings and hence the pain must be ‘all in the mind.’

7.10.2. Trauma to the extremities

What is true for head injury is equally valid for other parts of the locomotor system: a patient who falls on a hand may also suffer from indirect injury to the cervical spine, while one who falls on a foot may also sustain injury to the pelvis and lumbar spine. A fall on to the shoulder may have the same effect as whiplash injury.
A number of typical lesions are encountered in the extremities after injury. A fall on to the hand, whether the radius is fractured or not, generates a force on the radius that pushes it upward at the elbow, causing dysfunction at the elbow joint. Clinically, this is often manifest as pain at the styloid process; and this may not start until after the plaster cast has been removed following a Colles’ fracture. Examination then regularly reveals impaired radial abduction at the wrist with movement restriction between the radius and ulna; however, the cause is located at the elbow where there are signs of a lateral epicondylopathy. Any treatment administered at the site of the pain is futile, but pain is immediately relieved by treatment for movement restriction at the elbow.
A fall on to the shoulder is likely to affect not only the cervical spine but also the structure that bore the direct brunt of the impact, namely the acromioclavicular joint and/or a first rib.
After foot injury, with or without fracture, we usually find movement restrictions in the tarsometatarsal and intertarsal joints, as well as in the ankle joint. After knee injury there is often movement restriction at the fibular head.
Functional coxalgia is not uncommonly the sequel to a sprain of or fall on to the hip. Appropriate mobilization or manipulation is the proper procedure immediately after injury, and the effect is often seen promptly. However, this depends on diagnostic precision in excluding fracture and hematoma. Early treatment will avoid later complications and prevent the condition from becoming chronic.
As described in Section 7.1.8, major lesions such as outflare and inflare dysfunction result mainly from trauma following a fall on to the buttocks (coccyx).

7.11. The clinical picture of dysfunctions in individual motion segments

The most frequent symptom of locomotor system dysfunction (especially involving the spinal column) is pain and the structure which most frequently expresses pain is the muscle with its TrPs and painful attachments. It is the great achievement of Travell & Simons (1999) to have systematically described the muscles that harbor TrPs. Closely related to muscle TrPs are the articulations of the spinal column and their dysfunctions – movement restrictions in particular – and it seems most important now to give a concise overview of the clinical symptoms of dysfunctions in the individual motion segments. However, it should be emphasized that muscle TrPs also determine the clinical picture as soon as dysfunctions occur in the spinal articulation (motion segment). Examination techniques for these dysfunctions are described in detail in Chapter 4.

7.11.1. The temporomandibular joint (TMJ)

The main symptom is headache on the side of the affected joint, with pain radiating strongly into the ear and face. When taking the patient’s history, questions should always be asked about missing teeth, badly fitting false teeth, or trauma. However, pain may also be caused by increased tension in the masticatory muscles, and psychological tension (teeth grinding, bruxism) may also be a factor. The masticatory muscles are in a chain with the muscles at the craniocervical junction and consequently the clinical picture may be difficult to distinguish from dysfunction at the craniocervical junction. Dizziness or vertigo or possibly tinnitus may also be present. Dysphagia and dysphonia may be noted where there is increased tension at the floor of the mouth, also involving the digastricus.

7.11.2. Atlanto-occipital segment

Patients commonly complain of headache felt at the occiput, mainly on one side. History taking often reveals evidence of recurrent tonsillitis or otitis media. Pain typically occurs in the morning and may waken the patient during the night.
TrPs are located primarily in the short extensors of the craniocervical junction and in the upper part of the sternocleidomastoid. Other pain points are found at the posterior arch of the atlas, at the transverse processes of the atlas, at the nuchal line, and at the posterior margin of the foramen magnum. Mobility testing reveals restriction of anteflexion and retroflexion most commonly, followed by restriction of side-bending to the left, and then of side-bending to the right. Joint play is reflected in dorsal shifting of the occipital condyles relative to the atlas. As with all motion segments in the cervical spine, there is frequently an important TrP in the diaphragm. The mobility of the scalp is restricted relative to the underlying tissues.

7.11.3. Atlantoaxial segment

Dysfunction in this segment is most commonly the result of trauma, but otherwise it is encountered less frequently. Although headache predominates, neck pain is usually also present.
There is a typical pain point at the lateral surface of the spinous process of the axis, more commonly on the right side. There are characteristic TrPs in the sternocleidomastoid and levator scapulae. Head rotation is restricted, usually to the right, whereas side-bending (‘nodding’) is more often restricted to the left. This is the only cervical segment in which rotation restriction is not necessarily in the same direction as restriction of side-bending. In this segment, rotation takes place precisely around a vertical axis.

7.11.4. Segment C2/C3

This is the segment where acute wry neck occurs. However, this does not mean that it is the only segment in acute wry neck where movement is restricted.
The most prominent TrPs are found in the sternocleidomastoid, levator scapulae, and the upper part of the trapezius. Pain may therefore be felt not only in the head but also in the shoulder. A pain point is routinely found at the lateral edge of the spinous process of the axis (usually on the right side), and rotation and side-bending are usually restricted to the right.

7.11.5. Segments C3/C4–C5/C6

Although headache may be present, pain referred to the arms is the characteristic finding here, in particular epicondylar pain at the elbow, more frequently on the lateral aspect. This may occur in combination with pain at the styloid process and with tenovaginitis that is common on the forearm.
Most TrPs are found in the deep layers of the paravertebral muscles, in the upper part of the trapezius, in the middle part of the sternocleidomastoid, and in the muscles with increased tension in epicondylar pain – the supinator, the finger and hand extensors, and the biceps and triceps brachii. Movement restriction at C3/C4 is sometimes also accompanied by symptoms of restriction at the craniocervical junction. There may be ‘binding’ of the cervical fascia.

7.11.6. The cervicothoracic junction (C6/C7–T2/T3)

Even here headache is no exception, but cervicobrachial and shoulder pain in particular is typical, in association with paresthesia. All the joints of the shoulder may thus be involved, as well as the first ribs.
Muscle tension is increased (with TrPs) primarily in the upper and middle parts of the trapezius, and in the sternocleidomastoid, scalenes, diaphragm, subscapularis, and infraspinatus as well as in the corresponding fascia. Together with the movement restrictions at the cervicothoracic junction, the scalenes and the pectoralis minor are responsible for the thoracic outlet syndrome, which is frequently in a chain with the carpal tunnel syndrome.

7.11.7. Thoracic segments T3/T4–T9/T10

Because pseudovisceral pain is particularly common in these segments, differential diagnosis is of prime importance. Symptoms on the left side may simulate pain from the heart, lung, stomach, and pancreas; on the right side they may simulate pain from the gall bladder, liver, duodenum, and lung. If thoracic pain is not of visceral origin, it is usually secondary to dysfunction either of the cervical or of the lumbar spine (assuming that the patient is not suffering from a severe form of juvenile osteochondrosis). The exception to this rule is pain in the region where thoracic kyphosis peaks and the erector spinae is weakest, approximately at the level of T5. In rib dysfunctions there may also be pain at the sternocostal joints, which provide the main attachment points for the pectoralis major and minor. If the rib lesion is acute, breathing in and out is painful. Painfulness in the vicinity of the inferior costal arches is a characteristic sign of a slipping rib.
The most important TrPs are in the pectoralis major and minor subscapularis, serratus anterior, erector spinae, the diaphragm and pelvic floor, and only rarely in the latissimus dorsi. The mobility of the deep fascia is disturbed on the back (in a cranial direction) and especially around the thorax.

7.11.8. Restricted trunk rotation (segments T10/T11–L1/L2)

Pain is characteristically felt in the low back or between the shoulder blades. If the condition is acute, the patient will often volunteer the information that it has been provoked by straightening up suddenly from anteflexion with rotation. Because limited trunk rotation is not due to restricted joint movement but to TrPs in the thoracolumbar erector spinae, psoas major, and quadratus lumborum, the pain is felt principally at the attachment points for these muscles – at the iliac crest (low back) and at the lower ribs (below the shoulder blades), but hardly ever at the thoracolumbar junction. Kyphotic posture is the consequence of psoas spasm, which may also provoke pseudovisceral symptoms. If TrPs are simultaneously present in the abdominal muscles, then the pubic symphysis and xiphoid process may be tender. There is a viscerovertebral inter-relationship between these motion segments and the kidneys. Trunk rotation here is generally restricted in the direction opposite to the side where the muscle TrPs are located.

7.11.9. Segment L2/L3

It is rare for this segment to suffer from dysfunction; when it does, it causes low-back pain. TrPs are found in the gluteus medius, below the iliac crest.

7.11.10. Segment L3/L4

Like the other more caudal lumbar segments, dysfunction here is characterized by pain that is referred to the lower extremities. It is largely identical to pain originating in the hip joint, and is felt in the hip and the groin, radiating ventrally down the thigh to the knee and sometimes beyond as far as the tibia.
Muscle spasm with TrPs in the rectus femoris is characteristic, and therefore the femoral nerve stretch test is positive; the straight-leg raising test is usually negative. Further TrPs are found in the hip adductors, and for this reason Patrick’s sign is mildly positive.

7.11.11. Segment L4/L5

Pain in this segment is felt in dermatome L5 that travels down the lateral aspect of the leg, from the thigh to the lateral malleolus.
The characteristic TrP is in the piriformis, and therefore pain is felt mainly in the hip. There is usually also increased tension in the hamstring muscle group, especially the biceps femoris, and the straight-leg raising test is therefore positive. There may be pain and movement restriction at the fibular head. Increased tension in the rectus femoris and hence also in the ischiocrural ligament and piriformis muscle often results in secondary movement restriction at the sacroiliac joint.

7.11.12. Segment L5/S1

The pattern of pain here is consistent with dermatome S1, and radiates down the back of the leg as far as the heel and lateral malleolus.
There is increased tension in the hamstring muscle group and the straight-leg raising test is positive. As in dermatome L5, there is therefore often movement restriction of the fibula, with secondary sacroiliac restriction. A TrP in the iliacus is very characteristic, with pseudovisceral symptoms in the lower abdomen. In hypermobile patients there is often a pain point at the spinous process of L5.

7.11.13. The sacroiliac joint

Because the pattern of pain distribution here too is consistent with dermatome S1, it is virtually indistinguishable from that experienced in lumbosacral movement restriction. Owing to the wide variations in anatomical topography in this region, the pain point (indicated by many patients as lying above and medial to the PSIS) cannot be differentiated from the neighboring lumbosacral joint.
The TrP in the iliacus muscle is characteristic of the lumbosacral joint and differential diagnosis is possible only on the basis of mobility testing. In cases where the lower part of the sacroiliac joint is painful, the pain may be felt to one side in the sacrococcygeal region. Current knowledge with regard to chain reaction patterns of dysfunctions indicates that most sacroiliac restrictions are secondary in nature, apart from those in osteoarthritis of the hip.

7.11.14. The coccyx

Only about one-fifth of patients in whom the coccyx is tender at palpation feel their pain as coccygodynia. Instead they tend to complain of low-back pain. Conversely, if patients report pain arising from the coccyx, it may in fact originate from the lower part of the sacroiliac joint, the pelvic floor, or even from a painful ischial tuberosity. This is especially the case when the coccyx is tender not in the midline but to one side. Pain is felt mostly when the patient is seated. The part played by trauma tends to be overestimated: psychological tension is a key factor.
TrPs are present in the levator ani, gluteus maximus, hip adductors, ischiocrural muscle group, and sometimes also in the piriformis and iliacus, which explains why Patrick’s sign and the straight-leg raising test may be positive.

7.11.15. The diaphragm and pelvic floor

The most easily palpated TrPs of the deep stabilization system are found in the diaphragm and pelvic floor. From these starting points, innumerable chain reaction patterns extend upward to the craniocervical junction and masticatory muscles, and downward to the pelvis and lower extremities. Screening for these TrPs should therefore be performed as routine in all patients. TrP relaxation is exceptionally straightforward and effective, particularly in the diaphragm, but activation is generally the preferred option in stabilization system dysfunction.

7.11.16. The hip joint

When merely dysfunctional or in the early stages of osteoarthritis of the hip, the hip joint most frequently causes (asymmetrical) low-back pain radiating into segment L4. Knee pain is therefore often an early indicator of osteoarthritis of the hip. By contrast with the situation in vertebrogenic low-back pain, it is walking for longer periods that is painful, especially over a hard terrain; and by contrast with knee dysfunction, stair climbing is also painful.
The key TrPs are located in the hip adductors, flexors, and abductors. A positive Patrick’s sign and the characteristic capsular pattern are typical.

7.11.17. The foot and fibular head

The foot is a key region of fundamental importance. However, the main chain reaction patterns extend via the fibular head and may even start from there if findings at the feet are negative.
In the foot itself there are often movement restrictions between the individual bones, as well as TrPs in the deep plantar muscles with attachment point pain at a calcaneal spur. TrPs are also located dorsally between the metatarsal bones. TrPs in the soleus muscle are associated with pain in the Achilles tendon and its attachment point. The most important faulty movement patterns relate to functional flat foot and automatic flexion of the toes during the toe-off phase of the gait cycle and when the body’s center of gravity is shifted forward. Afferent pathway disorders are especially important here, characterized by increased or diminished tactile perception, along with simultaneous alterations in muscle tonus that are often asymmetrical. The typical chain reaction pattern is a forward-drawn posture that extends from the fibular head to the biceps femoris and onward via the abdominal, gluteal, and back muscles to the craniocervical junction. The foot possesses all the key characteristics of the deep stabilization system.