Childhood Asthma

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Chapter 138 Childhood Asthma

Asthma is a chronic inflammatory condition of the lung airways resulting in episodic airflow obstruction. This chronic inflammation heightens the twitchiness of the airways—airways hyperresponsiveness (AHR)—to provocative exposures. Asthma management is aimed at reducing airways inflammation by minimizing proinflammatory environmental exposures, using daily controller anti-inflammatory medications, and controlling co-morbid conditions that can worsen asthma. Less inflammation typically leads to better asthma control, with fewer exacerbations and decreased need for quick-reliever asthma medications. Nevertheless, exacerbations can still occur. Early intervention with systemic corticosteroids greatly reduces the severity of such episodes. Advances in asthma management and, especially, pharmacotherapy enable all but the uncommon child with severe asthma to live normally.

Etiology

Although the cause of childhood asthma has not been determined, contemporary research implicates a combination of environmental exposures and inherent biologic and genetic vulnerabilities (Fig. 138-1). Respiratory exposures in this causal environment include inhaled allergens, respiratory viral infections, and chemical and biologic air pollutants such as environmental tobacco smoke. In the predisposed host, immune responses to these common exposures can be a stimulus for prolonged, pathogenic inflammation and aberrant repair of injured airways tissues. Lung dysfunction (i.e., AHR and reduced airflow) develops. These pathogenic processes in the growing lung during early life adversely affect airways growth and differentiation, leading to altered airways at mature ages. Once asthma has developed, ongoing exposures appear to worsen it, driving disease persistence and increasing the risk of severe exacerbations.

Epidemiology

Asthma is a common chronic disease, causing considerable morbidity. In 2007, 9.6 million children (13.1%) had been diagnosed with asthma in their lifetimes. Of this group, 70% had asthma currently, and 3.8 million children (5.2%), nearly 60% of those with current asthma, had experienced at least one asthma attack in the prior year. Boys (14% vs 10% girls) and children in poor families (16% vs 10% not poor) are more likely to have asthma.

In the USA, childhood asthma is among the most common causes of childhood emergency department visits, hospitalizations, and missed school days, accounting in 2004 for 12.8 million missed school days, 750,000 emergency department visits, 198,000 hospitalizations, and 186 childhood deaths. A disparity in asthma outcomes links high rates of asthma hospitalization and death with poverty, ethnic minorities, and urban living. In the past 2 decades, African-American children had 2 to 4 times more emergency department visits, hospitalizations, and deaths due to asthma than white children. For ethnic minority asthmatic patients living in U.S. inner-city low-income communities, a combination of biologic, environmental, economic, and psychosocial risk factors is believed to increase the likelihood of severe asthma exacerbations. Although current asthma prevalence is higher in black than in non-black U.S. children (12.8%, in 2003-2005, vs 7.9% for white and 7.8% for Latino children), prevalence differences cannot fully account for this disparity in asthma outcomes.

Worldwide, childhood asthma appears to be increasing in prevalence, despite considerable improvements in our management and pharmacopeia to treat asthma. Numerous studies conducted in different countries have reported an increase in asthma prevalence of about 50% per decade. Globally, childhood asthma prevalence varies widely in different locales. A large international survey study of childhood asthma prevalence in 97 countries (International Study of Asthma and Allergies in Childhood) found a wide range in the prevalence of current wheeze, 0.8-37.6%. Asthma prevalence correlated well with reported allergic rhinoconjunctivitis and atopic eczema prevalence. Childhood asthma seems more prevalent in modern metropolitan locales and more affluent nations, and it is strongly linked with other allergic conditions. In contrast, children living in rural areas of developing countries and farming communities are less likely to experience asthma and allergy, although childhood asthma in less affluent nations seems more severe.

Approximately 80% of all asthmatic patients report disease onset prior to 6 yr of age. However, of all young children who experience recurrent wheezing, only a minority go on to have persistent asthma in later childhood. Early childhood risk factors for persistent asthma have been identified (Table 138-1). Prediction of asthma includes major (parent asthma, eczema, inhalant allergen sensitization) and minor (allergic rhinitis, wheezing apart from colds, ≥4% eosinophils, food allergen sensitization) risk factors. Allergy in young children has emerged as a major risk factor for the persistence of childhood asthma.

Types of Childhood Asthma

Asthma is considered to be a common clinical presentation of intermittent, recurrent wheezing and/or coughing, resulting from different airways pathologic processes underlying different types of asthma. There are 2 main types of childhood asthma: (1) recurrent wheezing in early childhood, primarily triggered by common viral infections of the respiratory tract, and (2) chronic asthma associated with allergy that persists into later childhood and often adulthood. A 3rd type of childhood asthma typically emerges in females who experience obesity and early-onset puberty (by 11 yr of age). Some children may be hypersensitive to common air pollutants (environmental tobacco smoke, ozone, endotoxin) such that exposures to these pollutants might not only make existing asthma worse but may also have a causal role in the susceptible. The most common persistent form of childhood asthma is associated with allergy and susceptibility to common respiratory virus–induced exacerbations (Table 138-2).

Table 138-2 RECURRENT COUGHING/WHEEZING PATTERNS IN CHILDHOOD, BASED ON NATURAL HISTORY

TRANSIENT EARLY WHEEZING

PERSISTENT ATOPY-ASSOCIATED ASTHMA

NONATOPIC WHEEZING

ASTHMA WITH DECLINING LUNG FUNCTION

LATE-ONSET ASTHMA IN FEMALES, ASSOCIATED WITH OBESITY AND EARLY-ONSET PUBERTY

OCCUPATIONAL-TYPE ASTHMA IN CHILDREN

Children with asthma associated with occupational-type exposures known to trigger asthma in adults in occupational settings (e.g., endotoxin exposure in children raised on farms)

From Taussig LM, Landau LI, et al, editors: Pediatric respiratory medicine, ed 2, Philadelphia, 2008, Mosby/Elsevier, p 822.

Pathogenesis

Airflow obstruction in asthma is the result of numerous pathologic processes. In the small airways, airflow is regulated by smooth muscle encircling the airways lumens; bronchoconstriction of these bronchiolar muscular bands restricts or blocks airflow. A cellular inflammatory infiltrate and exudates distinguished by eosinophils, but also including other inflammatory cell types (neutrophils, monocytes, lymphocytes, mast cells, basophils), can fill and obstruct the airways and induce epithelial damage and desquamation into the airways lumen. Helper T lymphocytes and other immune cells that produce proallergic, proinflammatory cytokines (IL-4, IL-5, IL-13), and chemokines (eotaxin) mediate this inflammatory process. Pathogenic immune responses and inflammation may also result from a breach in normal immune regulatory processes (such as regulatory T lymphocytes that produce IL-10 and transforming growth factor [TGF]-β) that dampen effector immunity and inflammation when they are no longer needed. Hypersensitivity or susceptibility to a variety of provocative exposures or triggers (Table 138-3) can lead to airways inflammation, AHR, edema, basement membrane thickening, subepithelial collagen deposition, smooth muscle and mucous gland hypertrophy, and mucus hypersecretion—all processes that contribute to airflow obstruction (Chapter 134).

Clinical Manifestations and Diagnosis

Intermittent dry coughing and expiratory wheezing are the most common chronic symptoms of asthma. Older children and adults report associated shortness of breath and chest tightness; younger children are more likely to report intermittent, nonfocal chest pain. Respiratory symptoms can be worse at night, especially during prolonged exacerbations triggered by respiratory infections or inhalant allergens. Daytime symptoms, often linked with physical activities or play, are reported with greatest frequency in children. Other asthma symptoms in children can be subtle and nonspecific, including self-imposed limitation of physical activities, general fatigue (possibly due to sleep disturbance), and difficulty keeping up with peers in physical activities. Asking about previous experience with asthma medications (bronchodilators) may provide a history of symptomatic improvement with treatment that supports the diagnosis of asthma. Lack of improvement with bronchodilator and corticosteroid therapy is inconsistent with underlying asthma and should prompt more vigorous consideration of asthma-masquerading conditions.

Asthma symptoms can be triggered by numerous common events or exposures: physical exertion and hyperventilation (laughing), cold or dry air, and airways irritants (see Table 138-3). Exposures that induce airways inflammation, such as infections (rhinovirus, respiratory syncytial virus, metapneumovirus, torque teno virus, parainfluenza virus, influenza virus, adenovirus, Mycoplasma pneumonia, Chlamydia pneumoniae), and inhaled allergens, also increase AHR to irritant exposures. An environmental history is essential for optimal asthma management (Chapter 135).

The presence of risk factors, such as a history of other allergic conditions (allergic rhinitis, allergic conjunctivitis, atopic dermatitis, food allergies), parental asthma, and/or symptoms apart from colds, supports the diagnosis of asthma. During routine clinic visits, children with asthma commonly present without abnormal signs, emphasizing the importance of the medical history in diagnosing asthma. Some may exhibit a dry, persistent cough. The chest findings are often normal. Deeper breaths can sometimes elicit otherwise undetectable wheezing. In clinic, quick resolution (within 10 min) or convincing improvement in symptoms and signs of asthma with administration of a short-acting inhaled β-agonist (SABA; e.g., albuterol) is supportive of the diagnosis of asthma.

During asthma exacerbations, expiratory wheezing and a prolonged expiratory phase can usually be appreciated by auscultation. Decreased breath sounds in some of the lung fields, commonly the right lower posterior lobe, are consistent with regional hypoventilation owing to airways obstruction. Crackles (or rales) and rhonchi can sometimes be heard, resulting from excess mucus production and inflammatory exudate in the airways. The combination of segmental crackles and poor breath sounds can indicate lung segmental atelectasis that is difficult to distinguish from bronchial pneumonia and can complicate acute asthma management. In severe exacerbations, the greater extent of airways obstruction causes labored breathing and respiratory distress, which manifests as inspiratory and expiratory wheezing, increased prolongation of exhalation, poor air entry, suprasternal and intercostal retractions, nasal flaring, and accessory respiratory muscle use. In extremis, airflow may be so limited that wheezing cannot be heard (Table 138-4).

Differential Diagnosis

Many childhood respiratory conditions can present with symptoms and signs similar to those of asthma (Table 138-5). Besides asthma, other common causes of chronic, intermittent coughing include gastroesophageal reflux (GER) and rhinosinusitis. Both GER and chronic sinusitis can be challenging to diagnose in children. Often, GER is clinically silent in children, and children with chronic sinusitis do not report sinusitis-specific symptoms, such as localized sinus pressure and tenderness. In addition, both GER and rhinosinusitis are often co-morbid with childhood asthma and, if not specifically treated, may make asthma difficult to manage.

In early life, chronic coughing and wheezing can indicate recurrent aspiration, tracheobronchomalacia, a congenital anatomic abnormality of the airways, foreign body aspiration, cystic fibrosis, or bronchopulmonary dysplasia.

In older children and adolescents, vocal cord dysfunction (VCD) can manifest as intermittent daytime wheezing. In this condition, the vocal cords involuntarily close inappropriately during inspiration and sometimes exhalation, producing shortness of breath, coughing, throat tightness, and often audible laryngeal wheezing and/or stridor. In most cases of VCD, spirometric lung function testing reveals “truncated” and inconsistent inspiratory and expiratory flow-volume loops, a pattern that differs from the reproducible pattern of airflow limitation in asthma that improves with bronchodilators. VCD can coexist with asthma. Flexible rhinolaryngoscopy in the patient with symptomatic VCD can reveal paradoxical vocal cord movements with anatomically normal vocal cords. This condition can be well managed with specialized speech therapy training in the relaxation and control of vocal cord movement. Furthermore, treatment of underlying causes of vocal cord irritability (e.g., high gastroesophageal reflux/aspiration, allergic rhinitis, rhinosinusitis, asthma) can improve VCD. During acute VCD exacerbations, in addition to relaxation breathing techniques in conjunction with inhalation of heliox (a mixture of 70% helium and 30% oxygen) can relieve vocal cord spasm and VCD symptoms.

In some locales, hypersensitivity pneumonitis (farming communities, homes of bird owners), pulmonary parasitic infestations (rural areas of developing countries), or tuberculosis may be common causes of chronic coughing and/or wheezing. Rare asthma-masquerading conditions in childhood include bronchiolitis obliterans, interstitial lung diseases, primary ciliary dyskinesias, humoral immune deficiencies, allergic bronchopulmonary mycoses, congestive heart failure, mass lesions in or compressing the larynx, trachea, or bronchi, and coughing and/or wheezing that is an adverse effect of medication. Chronic pulmonary diseases often produce clubbing, but clubbing is a very unusual finding in childhood asthma.

Laboratory Findings

Lung function tests can help to confirm the diagnosis of asthma and to determine disease severity.

Pulmonary Function Testing

Forced expiratory airflow measures are helpful in diagnosing and monitoring asthma and in assessing efficacy of therapy. Lung function testing is particularly helpful in children with asthma who are poor perceivers of airflow obstruction or when physical signs of asthma do not occur until airflow obstruction is severe.

Many asthma guidelines promote spirometric measures of airflow and lung volumes during forced expiratory maneuvers as standard for asthma assessment. Spirometry is helpful as an objective measure of airflow limitation (Fig. 138-2). Knowledgeable personnel are needed to perform and interpret findings of spirometry tests. Valid spirometric measures depend on a patient’s ability to properly perform a full, forceful, and prolonged expiratory maneuver, usually feasible in children > 6 yr of age (with some younger exceptions). Reproducible spirometric efforts are an indicator of test validity; if the FEV1 (forced expiratory volume in 1 sec) is within 5% on 3 attempts, then the highest FEV1 effort of the 3 is used. This standard utilization of the highest of 3 reproducible efforts is indicative of the effort dependence of reliable spirometric testing.

In asthma, airways blockage results in reduced airflow with forced exhalation and smaller partial-expiratory lung volumes (see Fig. 138-2). Because asthmatic patients typically have hyperinflated lungs, FEV1 can be simply adjusted for full expiratory lung volume—the forced vital capacity (FVC)—with an FEV1/FVC ratio. Generally, an FEV1/FVC ratio <0.80 indicates significant airflow obstruction (Table 138-6). Normative values for FEV1 have been determined for children on the basis of height, gender, and ethnicity. Abnormally low FEV1 as a percentage of predicted norms is 1 of 6 criteria used to determine asthma severity in the National Institutes of Health (NIH)–sponsored asthma guidelines.

Such measures of airflow alone are not diagnostic of asthma, because numerous other conditions can cause airflow reduction. Bronchodilator response to an inhaled β-agonist (e.g., albuterol) is greater in asthmatic patients than nonasthmatic persons; an improvement in FEV1 ≥12% or >200 mL is consistent with asthma. Bronchoprovocation challenges can be helpful in diagnosing asthma and optimizing asthma management. Asthmatic airways are hyperresponsive and therefore more sensitive to inhaled methacholine, histamine, and cold or dry air. The degree of AHR to these exposures correlates to some extent with asthma severity and airways inflammation. Although bronchoprovocation challenges are carefully dosed and monitored in an investigational setting, their use is rarely practical in a general practice setting. Exercise challenges (aerobic exertion or “running” for 6-8 min) can help to identify children with exercise-induced bronchospasm. Although the airflow response of non-asthmatic persons to exercise is to increase functional lung volumes and improve FEV1 slightly (5-10%), exercise often provokes airflow obstruction in persons with inadequately treated asthma. Accordingly, in asthmatic patients, FEV1 typically decreases during or after exercise by >15% (see Table 138-6). The onset of exercise-induced bronchospasm is usually within 15 min after a vigorous exercise challenge and can spontaneously resolve within 30-60 min. Studies of exercise challenges in school-aged children typically identify an additional 5-10% with exercise-induced bronchospasm and previously unrecognized asthma. There are two caveats regarding exercise challenges: first, treadmill challenges in the clinic are not completely reliable and can miss exertional asthma that can be demonstrated on the playing field; and second, treadmill challenges can induce severe exacerbations in at-risk patients. Careful patient selection for exercise challenges and preparedness for severe asthma exacerbations are required.

Measuring exhaled nitric oxide (FENO), a marker of airway inflammation in allergy-associated asthma, has been thought to help with anti-inflammatory management and in confirming the diagnosis of asthma.

Peak expiratory flow (PEF) monitoring devices provide simple and inexpensive home-use tools to measure airflow and can be helpful in a number of circumstances (Fig. 138-3). “Poor perceivers” of airflow obstruction due to asthma can benefit by monitoring PEFs daily to assess objectively airflow as an indicator of asthma control or problems that would be more sensitive than their symptom perception. PEF devices vary in the ability to detect airflow obstruction: they are generally less sensitive than spirometry to airflow obstruction such that, in some patients, PEF values decline only when airflow obstruction is severe. Therefore, PEF monitoring should be started by measuring morning and evening PEFs (best of 3 attempts) for several weeks for patients to practice the technique, to determine a “personal best,” and to correlate PEF values with symptoms (and ideally spirometry). PEF variation >20% is consistent with asthma (see Fig. 138-3 and Table 138-6).

Radiology

The findings of chest radiographs (posteroanterior and lateral views) in children with asthma often appear to be normal, aside from subtle and nonspecific findings of hyperinflation (flattening of the diaphragms) and peribronchial thickening (Fig. 138-4). Chest radiographs can be helpful in identifying abnormalities that are hallmarks of asthma masqueraders (aspiration pneumonitis, hyperlucent lung fields in bronchiolitis obliterans), and complications during asthma exacerbations (atelectasis, pneumomediastinum, pneumothorax). Some lung abnormalities can be better appreciated with high-resolution, thin-section chest CT scans. Bronchiectasis, which is sometimes difficult to appreciate on chest radiograph but is clearly seen on CT scan, implicates an asthma masquerader, such as cystic fibrosis, allergic bronchopulmonary mycoses (aspergillosis), ciliary dyskinesias, or immune deficiencies.

Other tests, such as allergy testing to assess sensitization to inhalant allergens, help with the management and prognosis of asthma. In a comprehensive U.S. study of 5-12 yr old asthmatic children (Childhood Asthma Management Program [CAMP]), 88% of the subjects had inhalant allergen sensitization according to results of allergy prick skin testing.

Treatment

The National Asthma Education and Prevention Program’s Expert Panel Report 3 (EPR3): Guidelines for the Diagnosis and Management of Asthma 2007 is available online (www.nhlbi.nih.gov/guidelines/asthma/asthgdln.htm), and the highlights of significant changes from the previous version of the guidelines have been published. The key components to optimal asthma management are specified (Fig. 138-5). Management of asthma should have the following components: (1) assessment and monitoring of disease activity; (2) provision of education to enhance the patient’s and family’s knowledge and skills for self-management; (3) identification and management of precipitating factors and co-morbid conditions that may worsen asthma; and (4) appropriate selection of medications to address the patient’s needs. The long-term goal of asthma management is attainment of optimal asthma control.

Component 1: Regular Assessment and Monitoring

Regular assessment and monitoring are based on the concepts of asthma severity, asthma control, and responsiveness to therapy. Asthma severity is the intrinsic intensity of disease, and assessment is generally most accurate in patients not receiving controller therapy. Hence, assessing asthma severity directs the initial level of therapy. The 2 general categories are intermittent asthma and persistent asthma, the latter further subdivided into mild, moderate, and severe. Asthma severity is to be assessed only once, during a patient’s initial evaluation, and only in patients who are not yet using a daily controller agent. In contrast, asthma control refers to the degree to which symptoms, ongoing functional impairments, and risk of adverse events are minimized and goals of therapy are met. In children receiving controller therapy, asthma control is to be assessed. Assessment of asthma control is important in adjusting therapy and is categorized in 3 levels: well-controlled, not well-controlled, and very poorly controlled. Responsiveness to therapy is the ease with which asthma control is attained by treatment. It can also encompass monitoring for adverse effects related to medication use.

Classification of asthma severity and control is based on the domains of Impairment and Risk. These domains may not correlate with each other and may respond differently to treatment. The NIH guidelines have criteria for 3 age groups—0-4 yr, 5-11 yr, and ≥12 yr—for the evaluation of both severity (Table 138-7) and control (Table 138-8). The level of asthma severity or control is based on the most severe impairment or risk category. In assessing asthma severity, impairment consists of an assessment of the patient’s recent symptom frequency (daytime and nighttime with subtle differences in numeric cutoffs between the 3 age groups), need for short-acting β2-agonists for quick relief, ability to engage in normal or desired activities, and airflow compromise, which is evaluated with spirometry in children 5 yr and older. Risk refers to an evaluation of the likelihood of developing asthma exacerbations for the individual patient. Of note, in the absence of frequent symptoms, persistent asthma should be considered, and therefore long-term controller therapy should be initiated for infants or children who have risk factors for asthma (see earlier) and 4 or more episodes of wheezing over the past year that lasted longer than 1 day and affected sleep, or 2 or more exacerbations in 6 months requiring systemic corticosteroids.

Asthma management can be optimized through regular clinic visits every 2-6 wk until good asthma control is achieved. For children already on controller medication therapy, management is tailored to the child’s level of control. The NIH guidelines provide tables for evaluating asthma control for the 3 age groups (see Table 138-8). In evaluation of asthma control, as in severity assessment, impairment includes an assessment of the patient’s symptom frequency (daytime and nighttime), need for short-acting β2-agonists for quick relief, ability to engage in normal or desired activities, and, for older children, airflow measurements. In addition, determination of quality of life measures for older children is included. Furthermore, with respect to risk assessment, besides considering severity and frequency of exacerbations requiring systemic corticosteroids, tracking of lung growth in older children and monitoring of untoward effects of medications are also warranted. As already mentioned, the degree of impairment and risk are used to determine the patient’s level of asthma control as well-controlled, not well-controlled, or very poorly controlled. Children with well-controlled asthma have: daytime symptoms ≤2 days/week and need a rescue bronchodilator ≤2 days/week; an FEV1 of >80% of predicted (and FEV1/FVC ratio >80% for children 5-11 yr of age); no interference with normal activity; and <2 exacerbations in the past year. The impairment criteria vary slightly depending on age group: there are different thresholds in the frequency of nighttime awakenings; addition of FEV1/FVC ratio criteria for children 5-11 yr old, and addition of validated questionnaires in evaluating quality of life for older children. Children whose status does not meet all of the criteria defining well-controlled asthma are determined to have either not well-controlled or very poorly controlled asthma, which is determined by the single criterion with the lowest rating.

Two to four asthma checkups per year are recommended for reassessing and maintaining good asthma control. During these visits, asthma control can be assessed by determining the: (1) frequency of asthma symptoms during the day, at night, and with physical exercise; (2) frequency of “rescue” SABA medication use and refills; (3) quality of life for youths with an assessment tool; (4) lung function measurements for older children and youths; (5) number and severity of asthma exacerbations; and (6) presence of medication adverse effects since the last visit (see Fig. 138-5). Lung function testing (spirometry) is recommended at least annually and more often if asthma is inadequately controlled or lung function is abnormally low. PEF monitoring at home can be helpful in the assessment of asthmatic children with poor symptom perception, other causes of chronic coughing in addition to asthma, moderate to severe asthma, or a history of severe asthma exacerbations. PEF monitoring is feasible in children as young as 4 yr who are able to master this skill. Use of a stoplight zone system tailored to each child’s “personal best” PEF values can optimize effectiveness and interest (see Fig 138-3): The green zone (80-100% of personal best) indicates good control; the yellow zone (50-80%) indicates less than optimal control and necessitates increased awareness and treatment; the red zone (<50%) indicates poor control and greater likelihood of an exacerbation, requiring immediate intervention. In actuality, these ranges are approximate and may need to be adjusted for many asthmatic children by raising the ranges that indicate inadequate control (in the yellow zone, 70-90%). The NIH guidelines recommend at least once-daily PEF monitoring, preferably in the morning when peak flows are typically lower.

Component 2: Patient Education

Specific educational elements in the clinical care of children with asthma are believed to make an important difference in home management and in adherence of families to an optimal plan of care and eventually impacting patient outcomes (Table 138-9). Every visit presents an important opportunity to educate the child and family, allowing them to become knowledgeable partners in asthma management, because optimal management depends on their daily assessments and implementation of any management plan. Effective communications take into account sociocultural and ethnic factors of children and their families, address concerns about asthma and its treatment, and include patients and families as active participants in the development of treatment goals and selection of medications. Self-monitoring and self-management skills should be reinforced regularly.

During initial patient visits, a basic understanding of the pathogenesis of asthma (chronic inflammation and AHR underlying a clinically intermittent presentation) can help children with asthma and their parents understand the importance of recommendations aimed at reducing airways inflammation. It is helpful to specify the expectations of good asthma control resulting from optimal asthma management (see Fig. 138-5). Explaining the importance of steps to reduce airways inflammation in order to achieve good asthma control and addressing concerns about potential adverse effects of asthma pharmacotherapeutic agents, especially their risks relative to their benefits, are essential in achieving long-term adherence with asthma pharmacotherapy and environmental control measures.

Children with asthma and their families, particularly patients with moderate or severe persistent or poorly controlled asthma and patients who have had severe exacerbations, benefit from a written asthma management plan. This plan has 2 main components: (1) a daily “routine” management plan describing regular asthma medication use and other measures to keep asthma under good control and (2) an action plan to manage worsening asthma, describing indicators of impending exacerbations, identifying what medications to take, and specifying when to contact the regular physician and/or obtain urgent/emergency medical care.

Regular follow-up visits can help to maintain optimal asthma control. In addition to determining disease control level and revising daily and exacerbation management plans accordingly, follow-up visits are important as teaching opportunities to encourage open communication of concerns with asthma management recommendations (e.g., daily administration of controller medications). Reassessing patients’ and parents’ understanding of the role of different medications in asthma management and control and their technique in using inhaled medications can be insightful and can help guide teaching to improve adherence to a management plan that might not have been adequately or properly implemented. The self-management approach should be adjusted according to the needs, literacy levels, and ethnocultural beliefs or practices of patients and their families.

Asthma education should also involve all members of the health care team, from physicians and nurses to pharmacists, respiratory therapists, and asthma educators. In addition to the clinic setting, asthma education can be provided in patients’ homes, pharmacies, emergency rooms and hospitals, schools, and communities.

Component 3: Control of Factors Contributing to Asthma Severity

Controllable factors that can significantly worsen asthma can be generally grouped as (1) environmental exposures and (2) co-morbid conditions (Table 138-10).

Eliminating and Reducing Problematic Environmental Exposures

The majority of children with asthma have an allergic component to their disease; steps should be taken to investigate and minimize allergen exposures in sensitized asthmatic patients. For sensitized asthmatic patients, reduced exposure to perennial allergens in the home decreases asthma symptoms, medication requirements, AHR, and asthma exacerbations. The important home allergens that are linked to asthma worsening differ between locales and even between homes. Common perennial allergen exposures include furred or feathered animals as pets (cats, dogs, ferrets, birds) or as pests (mice, rats) and occult indoor allergens such as dust mites, cockroaches, and molds. Although some sensitized children may report an increase in asthma symptoms on exposure to the allergen source, improvement from allergen avoidance may not become apparent without a sustained period of days to weeks away from the offending exposure. Tobacco, wood and coal smoke, dusts, strong odors, and noxious fumes can all aggravate asthma. These airways irritants should be eliminated from or reduced in the homes and automobiles used by children with asthma. School classrooms and daycare settings can also be sites of asthma-worsening environmental exposures. Eliminating or minimizing these exposures (e.g., furred or feathered pets in classrooms of sensitized children with asthma) can reduce asthma symptoms, disease severity, and the amount of medication needed to achieve good asthma control. Annual influenza vaccination continues to be recommended for all children with asthma (except for those with egg allergy), although influenza is not responsible for the large majority of virus-induced asthma exacerbations experienced by children.

Treat Co-Morbid Conditions

Rhinitis, sinusitis, and gastroesophageal reflux often accompany asthma and can mimic asthma symptoms and worsen disease severity. Indeed, these conditions with asthma are the most common causes of chronic coughing. Effective management of these co-morbid conditions may improve asthma symptoms and disease severity, such that less asthma medication is needed to achieve good asthma control.

Gastroesophageal reflux is more common, with a reported incidence of GER-related asthma symptoms in up to 64% of asthmatic patients. GER may worsen asthma through 2 postulated mechanisms: (1) aspiration of refluxed gastric contents (micro- or macro-aspiration); and (2) vagally-mediated reflex bronchospasm. Occult GER should be suspected in individuals with difficult-to-control asthma, especially patients who have prominent asthma symptoms while eating or sleeping (in a horizontal position) or who prop themselves up in bed to reduce nocturnal symptoms. GER can be demonstrated by reflux of barium into the esophagus during a barium swallow procedure or by esophageal pH monitoring. Because radiographic studies lack sufficient sensitivity and specificity, extended esophageal pH monitoring is the method of choice for diagnosing GER. If significant GER is noted, reflux precautions should be instituted (no food 2 hr before bedtime, head of the bed elevated 6 in., avoidance of caffeinated foods and beverages) and medications such as proton pump inhibitors (omeprazole, lansoprazole) or H2-receptor antagonists (cimetidine, ranitidine) administered for 8 to 12 wk. Proton pump inhibition did not improve asthma control in one study of adults with asthma and GER.

Rhinitis is usually co-morbid with asthma, detected in ≈90% of children with asthma. Rhinitis can be seasonal and/or perennial, with allergic and nonallergic components. Rhinitis complicates and worsens asthma via numerous direct and indirect mechanisms. Nasal breathing may improve asthma and reduce exercise-induced bronchospasm by humidifying and warming inspired air and filtering out allergens and irritants that can trigger asthma and increase AHR. Reduction of nasal congestion and obstruction can help the nose to perform these humidifying, warming, and filtering functions. In asthmatic patients, improvement in rhinitis is also associated with improvement in AHR, lower airways inflammation, asthma symptoms, and asthma medication use. Optimal rhinitis management in children is similar to asthma management in regard to the importance of interventions to reduce nasal inflammation (Chapter 137).

Radiographic evidence for sinus disease is common in patients with asthma. There is usually significant improvement in asthma control in patients diagnosed and treated for sinus disease. A coronal, “screening” or “limited” CT scan of the sinuses is the gold standard test for sinus disease and is often helpful if recurrent sinusitis has been suspected and treated without such evidence. If the patient with asthma has clinical and radiographic evidence for sinusitis, topical therapy to include nasal saline irrigations and possibly intranasal corticosteroids should be instituted, and a 2- to 3-wk course of antibiotics administered.

Component 4: Principles of Asthma Pharmacotherapy

The current version of NIH asthma guidelines (2007) proposes an expanded stepwise treatment approach to assist, not replace, the clinical decision-making required to meet individual patient needs. The recommendations vary by age groups and are based on current evidence (Table 138-11). The goals of therapy are to reduce the components of both impairment (e.g., preventing chronic and troublesome symptoms, allowing infrequent need of quick-reliever medications, maintaining “normal” lung function, maintaining normal activity levels including physical activity and school attendance, meeting families’ expectations and satisfaction with asthma care) and risk (e.g., preventing recurrent exacerbations, reduced lung growth, and medications’ adverse effects). The choice of initial therapy is based on assessment of asthma severity, and for patients who are already using controller therapy, modification of treatment is based on assessment of asthma control and responsiveness to therapy. A major objective of this approach is to identify and treat all “persistent” and uncontrolled asthma with anti-inflammatory controller medication. Daily controller therapy is not recommended for children with “intermittent asthma.” Management of intermittent asthma is simply the use of a short-acting inhaled β-agonist as needed for symptoms and for pre-treatment in those with exercise-induced bronchospasm (Step 1 therapy; see Table 138-11).

The preferred treatment for all patients with persistent asthma is daily ICS therapy, as monotherapy or in combination with adjunctive therapy. The type(s) and amount(s) of daily controller medications to be used are determined by the asthma severity and control rating. Alternative medications for Step 2 therapy include a leukotriene receptor antagonist (montelukast), nonsteroidal anti-inflammatory agents (cromolyn and nedocromil), and theophylline (for youths). For young children (≤4 r of age) with moderate or severe persistent asthma, medium-dose ICS monotherapy is recommended (Step 3); combination therapy is recommended only as a Step 4 treatment for uncontrolled asthma.

Along with medium-dose ICSs, combination therapy with an ICS plus any of the following adjunctive therapies (depending on age group) is recommended as Step 4 treatment for moderate persistent asthma, or as step-up therapy for uncontrolled persistent asthma: long-acting inhaled β2-agonists (LABAs), leukotriene-modifying agents, cromones, and theophylline. Children with severe persistent asthma (Treatment Steps 5 and 6) should receive high-dose ICS, an LABA, and long-term administration of oral corticosteroids if required. In addition, omalizumab can be used in older children (≥12 yr old) with severe allergic asthma. A rescue course of systemic corticosteroids may be necessary at any step. For children 5 yr and older with allergic asthma requiring Steps 2-4 care, allergen immunotherapy can be considered.

“Step-Up, Step-Down” Approach

The NIH guidelines emphasize initiating higher-level controller therapy at the outset to establish prompt control, with measures to “step down” therapy once good asthma control is achieved. Initially, airflow limitation and the pathology of asthma may limit the delivery and efficacy of ICS such that stepping up to higher doses and/or combination therapy may be needed to gain asthma control. Furthermore, ICS requires weeks to months of daily administration for optimal efficacy to occur. Combination pharmacotherapy can achieve relatively immediate improvement while also providing daily ICS to improve long-term control.

Asthma therapy can be stepped down after good asthma control has been achieved and ICS has had time to achieve optimal efficacy, by determining the lowest number or dose of daily controller medications that can maintain good control, thereby reducing the potential for medication adverse effects. If a child has had well-controlled asthma for at least 3 months, the guidelines suggest decreasing the dose or number of the child’s controller medication(s) to establish the minimum required medications to maintain well-controlled asthma. Regular follow-up is still emphasized because the variability of asthma’s course is well recognized. In contrast, if a child has not well-controlled asthma, the therapy level should be increased by 1 step and close monitoring is recommended. For a child with very poorly controlled asthma, the recommendations are that treatment go up 2 steps and/or a short course of oral corticosteroid therapy be given, with evaluation within 2 wk. As step-up therapy is being considered at any point, it is important to check inhaler technique and adherence, implement environmental control measures, and identify and treat comorbid conditions.

Long-Term Controller Medications

All levels of persistent asthma should be treated with daily medications to improve long-term control (see Table 138-11). Such medications include ICSs, LABAs, leukotriene modifiers, nonsteroidal anti-inflammatory agents, and sustained-release theophylline. An anti-IgE preparation, omalizumab (Xolair), has been approved by the U.S. Food and Drug Administration (FDA) for use as an add-on therapy in children ≥12 yr who have moderate to severe allergic asthma that is difficult to control. Corticosteroids are the most potent and most effective medications used to treat both the acute (administered systemically) and chronic (administered by inhalation) manifestations of asthma. They are available in inhaled, oral, and parenteral forms (Tables 138-12 and 138-13).

Inhaled Corticosteroids

The NIH guidelines recommend daily ICS therapy as the treatment of choice for all patients with persistent asthma (see Table 138-11). ICS therapy has been shown to improve lung function as well as to reduce asthma symptoms, AHR, and use of “rescue” medications; most important, it has been found to reduce urgent care visits, hospitalizations, and prednisone use for asthma exacerbations by about 50%. ICS therapy may lower the risk of death due to asthma. It can achieve all of the goals of asthma management and, as a result, is viewed as first-line treatment for persistent asthma.

Currently, 6 ICSs are approved for use in children by the FDA, and the NIH guidelines provide an equivalence classification (see Table 138-13), although direct comparisons of efficacy and safety outcomes in children are lacking. ICSs are available in metered-dose inhalers (MDIs), in dry powder inhalers (DPIs), or in suspension for nebulization. Fluticasone propionate, mometasone furoate, ciclesonide, and, to a lesser extent, budesonide are considered “2nd-generation” ICSs, in that they have greater anti-inflammatory potency and diminished systemic bioavailability for potential adverse effects, owing to extensive first-pass hepatic metabolism. The selection of the initial ICS dose is based on the determination of disease severity. A fraction of the initial ICS dose is often sufficient to maintain good control after this goal has been achieved.

Although ICS therapy has been widely used in adults with persistent asthma, its application in children has lagged because of concerns about the potential for adverse effects with long-term use. Generally, clinically significant adverse effects that occur with long-term systemic corticosteroid therapy have not been seen or have only very rarely been reported in children receiving ICSs in recommended doses. The risk of adverse effects from ICS therapy is related to the dose and frequency with which ICSs are given (Table 138-14). High doses (≥1,000 µg/day in children) and frequent administration (4 times/day) are more likely to have local and systemic adverse effects. Children who receive maintenance therapy with higher ICS doses are also likely to require systemic corticosteroid courses for asthma exacerbations, further increasing the risk of corticosteroid adverse effects.

Table 138-14 RISK ASSESSMENT FOR CORTICOSTEROID ADVERSE EFFECTS

  CONDITIONS RECOMMENDATIONS
Low risk

Medium risk
(if > 1 risk factor,* consider evaluating as high risk)

High risk

DEXA, dual-energy x-ray absorptiometry; ICS, inhaled corticosteroid; TSH, thyroid-stimulating hormone.

* Risk factors for osteoporosis: Presence of other chronic illness(es), medications (corticosteroids, anticonvulsants, heparin, diuretics), low body weight, family history of osteoporosis, significant fracture history disproportionate to trauma, recurrent falls, impaired vision, low dietary calcium and vitamin D intake, and lifestyle factors (decreased physical activity, smoking, and alcohol intake).

The most commonly encountered adverse effects of ICSs are local: oral candidiasis (thrush) and dysphonia (hoarse voice). Thrush results from propellant-induced mucosal irritation and local immunosuppression. Dysphonia occurs from vocal cord myopathy. These effects are dose-dependent and are most common in individuals receiving high-dose ICS and/or oral corticosteroid therapy. The incidence of these local effects can be greatly minimized by using a spacer with an MDI ICS, because spacers reduce oropharyngeal deposition of the drug and propellant. Mouth rinsing using a “swish and spit” technique after ICS use is also recommended.

The potential for growth suppression and osteoporosis with long-term ICS use has been a concern. In the long term, prospective NIH-sponsored CAMP study of children with mild to moderate asthma, after ≈4.3 yr of ICS therapy and 5 yr after the trial, there was a significant 1.7-cm decrease in height in girls, but not in boys. There was also a slight dose-dependent effect of ICS therapy on bone mineral accretion in boys, but not girls. A greater effect on bone mineral accretion was observed with increasing numbers of courses of oral corticosteroid burst therapy for asthma, as well as an increase in risk for osteopenia, again limited to boys. Although this study cannot predict a significant effect of ICS therapy in childhood on osteoporosis in later adulthood, improved asthma control with ICS therapy may result in a need for fewer courses of oral corticosteroid burst therapy over time. These findings were with use of budesonide at doses of about 400 µg/day; higher ICS doses, especially of agents with increased potency, have a greater potential for adverse effects. Hence, corticosteroid adverse effects screening and osteoporosis prevention measures are recommended for patients receiving higher ICS doses, as these patients are also likely to require systemic courses for exacerbations (see Table 138-14).

Systemic Corticosteroids

ICS therapy has allowed the large majority of children with asthma to maintain good disease control without maintenance oral corticosteroid therapy. Oral corticosteroids are used primarily to treat asthma exacerbations and, rarely, in patients with severe disease who remain symptomatic despite optimal use of other asthma medications. In these severely asthmatic patients, every attempt should be made to exclude any co-morbid conditions and to keep the oral corticosteroid dose at ≤20 mg qod. Doses exceeding this amount are associated with numerous adverse effects (Chapter 571). To determine the need for continued oral corticosteroid therapy, tapering of the oral corticosteroid dose (over several weeks to months) should be considered, with close monitoring of the patient’s symptoms and lung function.

When administered orally, prednisone, prednisolone, and methylprednisolone are rapidly and completely absorbed, with peak plasma concentrations occurring within 1-2 hr. Prednisone is an inactive prodrug that requires biotransformation via first-pass hepatic metabolism to prednisolone, its active form. Corticosteroids are metabolized in the liver into inactive compounds, with the rate of metabolism influenced by drug interactions and disease states. Anticonvulsants (phenytoin, phenobarbital, carbamazepine) increase the metabolism of prednisolone, methylprednisolone, and dexamethasone, with methylprednisolone most significantly affected. Rifampin also enhances the clearance of corticosteroids and can result in diminished therapeutic effect. Other medications (ketoconazole, oral contraceptives) can significantly delay corticosteroid metabolism. Macrolide antibiotics (erythromycin, clarithromycin, troleandomycin) delay the clearance of only methylprednisolone.

Children who require long-term oral corticosteroid therapy are at risk for development of associated adverse effects over time. Essentially all major organ systems can be adversely affected by long-term oral corticosteroid therapy (Chapter 571). Some of these effects occur immediately (metabolic effects). Others can develop insidiously over several months to years (growth suppression, osteoporosis, cataracts). Most adverse effects occur in a cumulative dose- and duration-dependent manner. Children who require routine or frequent short courses of oral corticosteroids, especially with concurrent high-dose ICSs, should receive corticosteroid adverse effects screening (see Table 138-14) and osteoporosis preventive measures (Chapter 698).

Long-Acting Inhaled β-Agonists

LABAs (salmeterol, formoterol) are considered to be daily controller medications, not intended for use as “rescue” medication for acute asthma symptoms or exacerbations, nor as monotherapy for persistent asthma. Controller formulations that combine an ICS with an LABA (fluticasone/salmeterol, budesonide/formoterol) are available and recommended, in lieu of separate inhaler delivery devices. Salmeterol has a prolonged onset of action, with maximal bronchodilation about 1 hr after administration, whereas formoterol has an onset of action within 5-10 min. Both medications have a prolonged duration of effect, at least 12 hr. Given their long duration of action, they are well suited for patients with nocturnal asthma and for individuals who require frequent SABA use during the day to prevent exercise-induced bronchospasm. Their major role is as an add-on agent in patients whose asthma is suboptimally controlled with ICS therapy alone. For those patients, several studies have found the addition of an LABA to ICS therapy to be superior to doubling the dose of ICS, especially on day and nocturnal symptoms. Of note, the FDA requires all LABA-containing medications to be labeled with a warning of an increase in severe asthma episodes associated with these agents. Some studies have reported a higher number of asthma-related deaths among patients receiving LABA therapy in addition to their usual asthma care than in patients not receiving LABAs. This notice reinforces the appropriate use of LABAs in the management of asthma. Specifically, LABA products should not be initiated as first-line or sole asthma therapy without the concomitant use of an ICS, used with worsening wheezing, or used for acute control of bronchospasm. LABAs should be stopped once asthma control is achieved, and the asthma should be maintained with the use of an asthma controller agent (ICS). Fixed-dose preparations (with an ICS) are recommended to ensure compliance with these guidelines.

Leukotriene-Modifying Agents

Leukotrienes are potent proinflammatory mediators that can induce bronchospasm, mucus secretion, and airways edema. Two classes of leukotriene modifiers have been developed: inhibitors of leukotriene synthesis and leukotriene receptor antagonists (LTRAs). Zileuton, the only leukotriene synthesis inhibitor, is not approved for use in children <12 yr of age. Because zileuton requires administration 4 times daily, can result in elevated liver function enzyme values in 2-4% of patients, and interacts with medications metabolized via the cytochrome P450 system, it is rarely prescribed for children with asthma.

LTRAs have bronchodilator and targeted anti-inflammatory properties and reduce exercise-, aspirin-, and allergen-induced bronchoconstriction. They are recommended as alternative treatment for mild persistent asthma and as add-on medication with ICS for moderate persistent asthma. Two LTRAs are FDA-approved for use in children: montelukast and zafirlukast. Both medications improve asthma symptoms, decrease the need for rescue β-agonist use, and improve lung function. Montelukast is FDA-approved for use in children ≥1 yr of age and is administered once daily. Zafirlukast is FDA-approved for use in children ≥5 yr of age and is administered twice daily. Although incompletely studied in children with asthma, LTRAs appear to be less effective than ICSs in patients with moderate persistent asthma. In general, ICSs improve lung function by 5-15%, whereas LTRAs improve lung function by 2-7.5%. LTRAs are not thought to have significant adverse effects, although case reports described a Churg-Strauss–like vasculitis (pulmonary infiltrates, eosinophilia, cardiomyopathy) in adults with corticosteroid-dependent asthma treated with LTRAs. It remains to be determined whether these patients have a primary eosinophilic vasculitis masquerading as asthma, which was “unmasked” as the oral corticosteroid dose was tapered, or whether the disease is a very rare adverse effect of LTRA.

Anti–Immunoglobulin E (Omalizumab)

Omalizumab is a humanized monoclonal antibody that binds IgE, thereby preventing its binding to the high-affinity IgE receptor and blocking IgE-mediated allergic responses and inflammation. Because it is unable to bind IgE that is already bound to high-affinity IgE receptors, the risk of anaphylaxis via direct IgE cross linking by the drug is circumvented. It is FDA-approved for patients >12 yr old with moderate to severe asthma, documented hypersensitivity to a perennial aeroallergen, and inadequate disease control with inhaled and/or oral corticosteroids. Omalizumab is given every 2-4 wk subcutaneously, the dosage based on body weight and serum IgE levels. Its clinical efficacy as an add-on therapy for patients with moderate to severe allergic asthma has been demonstrated in large clinical trials, with asthmatic patients receiving omalizumab having fewer asthma exacerbations and symptoms while able to reduce their ICS and/or oral corticosteroid doses. This agent is generally well tolerated, although local injection site reactions can occur. Hypersensitivity reactions (including anaphylaxis) and malignancies have been very rarely associated with omalizumab use. The FDA requires packaging of omalizumab to contain a black box warning of potentially serious and life-threatening anaphylactic reactions with omalizumab treatment. On the basis of reports from approximately 39,500 patients, anaphylaxis following omalizumab treatment occurred in at least 0.1% of treated people. Although most of these reactions occurred within 2 hr of omalizumab injection, there were also reports of serious delayed reactions 2-24 hr or even longer after injections. Anaphylaxis occurred after any omalizumab dose (including the first dose). Omalizumab-treated patients should be observed in the facility for an extended period after the drug is given, and medical providers who administer the injection should be prepared to manage life-threatening anaphylactic reactions. Patients who receive omalizumab should be fully informed about the signs and symptoms of anaphylaxis, their chance of development of delayed anaphylaxis following each injection and how to treat it, including the use of autoinjectable epinephrine.

Mepolizumab, an anti–interleukin-5 antibody, has been shown to improve asthma control, reduce prednisone dose and lower sputum and blood eosinophil events in adults with prednisone-dependent asthma who also had sputum eosinophils.

Quick-Reliever Medications

Quick-reliever or “rescue” medications (SABAs, inhaled anticholinergics, and short-course systemic corticosteroids) are used in the management of acute asthma symptoms (Table 138-15).

TABLE 138-15 MANAGEMENT OF ASTHMA EXACERBATION (STATUS ASTHMATICUS)

RISK ASSESSMENT ON ADMISSION  
Focused history

Clinical assessment Risk factors for asthma morbidity and death See Table 138-16 TREATMENT DRUG AND TRADE NAME MECHANISMS OF ACTION AND DOSING CAUTIONS AND ADVERSE EFFECTS Oxygen (mask or nasal cannula) Treats hypoxia Inhaled short-acting β-agonists: Bronchodilator Albuterol nebulizer solution (5 mg/mL concentrate; 2.5 mg/3 mL, 1.25 mg/3 mL, 0.63 mg/3 mL) Nebulizer: 0.15 mg/kg (minimum: 2.5 mg) as often as every 20 min for 3 doses as needed, then 0.15-0.3 mg/kg up to 10 mg every 1-4 hr as needed, or up to 0.5 mg/kg/hr by continuous nebulization • Nebulizer: when giving concentrated forms, dilute with saline to 3 mL total nebulized volume Albuterol MDI (90 µg/puff) 2-8 puffs up to every 20 min for 3 doses as needed, then every 1-4 hr as needed • For MDI: use spacer/holding chamber Levalbuterol (Xopenex) nebulizer solution (1.25 mg/0.5 mL concentrate; 0.31 mg/3 mL, 0.63 mg/3mL, 1.25 mg/3 mL) 0.075 mg/kg (minimum: 1.25 mg) every 20 min for 3 doses, then 0.075-0.15 mg/kg up to 5 mg every 1-4 hr as needed, or 0.25 mg/kg/hr by continuous nebulization • Levalbuterol 0.63 mg is equivalent to 1.25 mg of standard albuterol for both efficacy and side effects Systemic corticosteroids: Anti-inflammatory 0.5-1 mg/kg every 6-12 hr for 48 hr, then 1-2 mg/kg/day bid (maximum: 60 mg/day)   Depo-Medrol (IM); Solu-Medrol (IV) Short-course “burst” for exacerbation: 1-2 mg/kg/day qd or bid for 3-7 days   Anticholinergics: Mucolytic/bronchodilator • Should not be used as first-line therapy; added to β2-agonist therapy Ipratropium:     Atrovent (nebulizer solution 0.5 mg/2.5 mL; MDI 18 µg/inhalation)   Ipratropium with albuterol:     DuoNeb nebulizer solution (0.5 mg ipratropium + 2.5 mg albuterol/3-mL vial) 1 vial by nebulizer qid • Nebulizer: may mix ipratropium with albuterol Injectable sympathomimetic epinephrine: Bronchodilator • For extreme circumstances (e.g., impending respiratory failure despite high-dose inhaled SABA, respiratory failure) SC or IM: 0.01 mg/kg (max dose 0.5 mg); may repeat after 15-30 min   Terbutaline:   Brethine 1 mg/mL   RISK ASSESSMENT FOR DISCHARGE Medical stability Discharge to home if there has been sustained improvement in symptoms and bronchodilator treatments are at least 3 hr apart, physical findings are normal, PEF >70% of predicted or personal best, and oxygen saturation >92% when breathing room air   Home supervision Capability to administer intervention and to observe and respond appropriately to clinical deterioration Asthma education See Table 138-9

IM, intramuscular; MDI, metered-dose inhaler; PEF, peak expiratory flow; SABA, short-acting β-agonist; SC, subcutaneous; image, ventilation-perfusion.

Delivery Devices and Inhalation Technique

Inhaled medications are delivered in aerosolized form in a metered-dose inhaler, as a dry powder inhaler formulation, or in a suspension or solution form delivered via a nebulizer. In the past, MDIs, which require coordination and use of a spacer device, have dominated the market. MDIs are now using hydrofluoroalkane propellant for its ozone-friendly properties, rather than chlorofluorocarbon. Spacer devices, recommended for the administration of all MDI medications, are simple and inexpensive tools that: (1) decrease the coordination required to use MDIs, especially in young children; (2) improve the delivery of inhaled drug to the lower airways; and (3) minimize the risk of propellant-mediated adverse effects (thrush). Optimal inhalation technique for each puff of MDI-delivered medication is a slow (5-sec) inhalation, then a 5- to 10-sec breath-hold. No waiting time between puffs of medication is needed. Young, preschool-aged children cannot perform this inhalation technique. MDI medications can also be delivered with a spacer and mask, using a different technique: Each puff is administered with regular breathing for about 30 sec or 5-10 breaths, a tight seal must be maintained, and talking, coughing, or crying will blow the medication out of the spacer. This technique will not deliver as much medication per puff as the optimal MDI technique used by older children and adults.

DPI devices (e.g. Diskus, Flexhaler Autohaler, Twisthaler, Aerolizer) are popular because of their simplicity of use, albeit adequate inspiratory flow is needed. They are breath-actuated (the drug comes out only as it is breathed in) and spacers are not needed. Mouth rinsing is recommended after ICS use to rinse out ICS deposited on the oral mucosa and reduce the swallowed ICS and the risk of thrush.

Nebulizers have been the mainstay of aerosol treatment for infants and young children. An advantage of using nebulizers is the simple technique required of relaxed breathing. The preferential nasal breathing, small airways, low tidal volume, and high respiratory rate of infants markedly increase the difficulty of inhaled drug therapy targeting the lung airways. Disadvantages of nebulizers include need for a power source, inconvenience in that treatments take about 5 min, expense, and potential for bacterial contamination.

Asthma Exacerbations and Their Management

Asthma exacerbations are acute or subacute episodes of progressively worsening symptoms and airflow obstruction. Airflow obstruction during exacerbations can become extensive, resulting in life-threatening respiratory insufficiency. Often, asthma exacerbations worsen during sleep (between midnight and 8 AM), when airways inflammation and hyperresponsiveness are at their peak. Importantly, SABAs, which are first-line therapy for asthma symptoms and exacerbations, increase pulmonary blood flow through obstructed, unoxygenated areas of the lungs with increasing dosage and frequency. When airways obstruction is not resolved with SABA use, ventilation-perfusion mismatching can cause significant hypoxemia, which can perpetuate bronchoconstriction and further worsen the condition. Severe, progressive asthma exacerbations need to be managed in a medical setting, with administration of supplemental oxygen as first-line therapy and close monitoring for potential worsening. Complications that can occur during severe exacerbations include atelectasis and air leaks in the chest (pneumomediastinum, pneumothorax).

A severe exacerbation of asthma that does not improve with standard therapy is termed status asthmaticus. Immediate management of an asthma exacerbation involves a rapid evaluation of the severity of obstruction and assessment of risk for further clinical deterioration (see Tables 138-14 and 138-15). For most patients, exacerbations improve with frequent bronchodilator treatments and a course of systemic (oral or intravenous) corticosteroid. However, the optimal management of a child with an asthma exacerbation should include a more comprehensive assessment of the events leading up to the exacerbation and the underlying disease severity. Indeed, the frequency and severity of asthma exacerbations help define the severity of a patient’s asthma. Whereas most children who experience life-threatening asthma episodes have moderate to severe asthma by other criteria, some children with asthma appear to have mild disease except when they suffer severe, even near-fatal exacerbations. The biologic, environmental, economic, and psychosocial risk factors associated with asthma morbidity and death can further guide this assessment (Table 138-16).

Asthma exacerbations characteristically vary among individuals but tend to be similar in the same patient. Severe asthma exacerbations, resulting in respiratory distress, hypoxia, hospitalization, and/or respiratory failure, are the best predictors of future life-threatening exacerbations or a fatal asthma episode. In addition to distinguishing such high-risk children, some experience exacerbations that come on over days, with airflow obstruction resulting from progressive inflammation, epithelial sloughing, and cast impaction of small airways. When such a process is extreme, respiratory failure due to fatigue can ensue, necessitating mechanical ventilation for numerous days. In contrast, some children experience abrupt-onset exacerbations that may result from extreme AHR and physiologic susceptibility to airways closure. Such exacerbations, when extreme, are asphyxial in nature, often occur outside medical settings, are initially associated with very high arterial PCO2 levels, and tend to require only brief periods of supportive ventilation. Recognizing the characteristic differences in asthma exacerbations is important for optimizing their early management.

Home Management of Asthma Exacerbations

Families of all children with asthma should have a written action plan to guide their recognition and management of exacerbations, along with the necessary medications and tools to manage them. Early recognition of asthma exacerbations in order to intensify treatment early can often prevent further worsening and keep exacerbations from becoming severe. A written home action plan can reduce the risk of asthma death by 70%. The NIH guidelines recommend immediate treatment with “rescue” medication (inhaled SABA, up to 3 treatments in 1 hr). A good response is characterized by resolution of symptoms within 1hr, no further symptoms over the next 4 hr, and improvement in PEF value to at least 80% of personal best. The child’s physician should be contacted for follow-up, especially if bronchodilators are required repeatedly over the next 24-48 hr. If the child has an incomplete response to initial treatment with rescue medication (persistent symptoms and/or a PEF value < 80% of personal best), a short course of oral corticosteroid therapy (prednisone 1-2 mg/kg/day [not to exceed 60 mg/day] for 4 days) in addition to inhaled β-agonist therapy should be instituted. The physician should also be contacted for further instructions. Immediate medical attention should be sought for severe exacerbations, persistent signs of respiratory distress, lack of expected response or sustained improvement after initial treatment, further deterioration, or high-risk factors for asthma morbidity or mortality (previous history of severe exacerbations). For patients with severe asthma and/or a history of life-threatening episodes, especially if abrupt-onset in nature, providing an injectable form of epinephrine (EpiPen) and, possibly, portable oxygen at home should be considered. Use of either of these extreme measures for home management of asthma exacerbations would be an indication to call 911 for emergency support services.

Emergency Department Management of Asthma Exacerbations

In the emergency department, the primary goals of asthma management include correction of hypoxemia, rapid improvement of airflow obstruction, and prevention of progression or recurrence of symptoms. Interventions are based on clinical severity on arrival, response to initial therapy, and presence of risk factors that are associated with asthma morbidity and mortality (see Table 138-16). Indications of a severe exacerbation include breathlessness, dyspnea, retractions, accessory muscle use, tachypnea or labored breathing, cyanosis, mental status changes, a silent chest with poor air exchange, and severe airflow limitation (PEF or FEV1 value <50% of personal best or predicted values). Initial treatment includes supplemental oxygen, inhaled β-agonist therapy every 20 min for 1 hr, and, if necessary, systemic corticosteroids given either orally or intravenously (see Table 138-15). Inhaled ipratropium may be added to the β-agonist treatment if no significant response is seen with the 1st inhaled β-agonist treatment. An intramuscular injection of epinephrine or other β-agonist may be administered in severe cases. Oxygen should be administered and continued for at least 20 min after SABA administration to compensate for possible ventilation-perfusion abnormalities caused by SABAs.

Close monitoring of clinical status, hydration, and oxygenation are essential elements of immediate management. A poor response to intensified treatment in the 1st hour suggests that the exacerbation will not remit quickly. The patient may be discharged to home if there is sustained improvement in symptoms, normal physical findings, PEF >70% of predicted or personal best, an oxygen saturation >92% while the patient is breathing room air for 4 hr. Discharge medications include administration of an inhaled β-agonist up to every 3-4 hr plus a 3-to 7-day course of an oral corticosteroid. Optimizing controller therapy before discharge is also recommended. The addition of ICS to a course of oral corticosteroid in the emergency department setting reduces the risk of exacerbation recurrence over the subsequent month.

Hospital Management of Asthma Exacerbations

For patients with moderate to severe exacerbations that do not adequately improve within 1-2 hr of intensive treatment, observation and/or admission to the hospital, at least overnight, is likely to be needed. Other indications for hospital admission include high-risk features for asthma morbidity or death (see Table 138-16). Admission to an intensive care unit is indicated for patients with severe respiratory distress, poor response to therapy, and concern for potential respiratory failure and arrest.

Supplemental oxygen, frequent or continuous administration of an inhaled bronchodilator, and systemic corticosteroid therapy are the conventional interventions for children admitted to the hospital for status asthmaticus (see Table 138-15). Supplemental oxygen is administered because many children hospitalized with acute asthma have or eventually have hypoxemia, especially at night and with increasing SABA administration. SABAs can be delivered frequently (every 20 min to 1 hr) or continuously (at 5-15 mg/hr). When administered continuously, significant systemic absorption of β-agonist occurs and, as a result, continuous nebulization can obviate the need for intravenous β-agonist therapy. Adverse effects of frequently administered β-agonist therapy include tremor, irritability, tachycardia, and hypokalemia. Patients requiring frequent or continuous nebulized β-agonist therapy should have ongoing cardiac monitoring. Because frequent β-agonist therapy can cause ventilation-perfusion mismatch and hypoxemia, oximetry is also indicated. Inhaled ipratropium bromide is often added to albuterol every 6 hr if patients do not show a remarkable improvement, although there is little evidence to support its use in hospitalized children receiving aggressive inhaled β-agonist therapy and systemic corticosteroids. In addition to its potential to provide a synergistic effect with a β-agonist agent in relieving severe bronchospasm, ipratropium bromide may be beneficial in patients who have mucous hypersecretion or are receiving β-blockers.

Short-course systemic corticosteroid therapy is recommended for use in moderate to severe asthma exacerbations to hasten recovery and prevent recurrence of symptoms. Corticosteroids are effective as single doses administered in the emergency department, short courses in the clinic setting, and both oral and intravenous formulations in hospitalized children. Studies in children hospitalized with acute asthma have found corticosteroids administered orally to be as effective as intravenous corticosteroids. Accordingly, oral corticosteroid therapy can often be used, although children with sustained respiratory distress who are unable to tolerate oral preparations or liquids are obvious candidates for intravenous corticosteroid therapy.

Patients with persistent severe dyspnea and high-flow oxygen requirements require additional evaluations, such as complete blood cell counts, measurements of arterial blood gases and serum electrolytes, and chest radiograph, to monitor for respiratory insufficiency, co-morbidities, infection, and/or dehydration. Hydration status monitoring is especially important in infants and young children, whose increased respiratory rate (insensible losses) and decreased oral intake put them at higher risk for dehydration. Further complicating this situation is the association of increased antidiuretic hormone (ADH) secretion with status asthmaticus. Administration of fluids at or slightly below maintenance fluid requirements is recommended. Chest physical therapy, incentive spirometry, and mucolytics are not recommended during the early acute period of asthma exacerbations as they can trigger severe bronchoconstriction.

Despite intensive therapy, some asthmatic children remain critically ill and at risk for respiratory failure, intubation, and mechanical ventilation. Complications (air leaks) related to asthma exacerbations increase with intubation and assisted ventilation; every effort should be made to relieve bronchospasm and prevent respiratory failure. Several therapies, including parenterally administered epinephrine, β-agonists, methylxanthines, magnesium sulfate (25-75 mg/kg, maximum dose 2.5 g, given intravenously over 20 min), and inhaled heliox have demonstrated some benefit as adjunctive therapies in patients with severe status asthmaticus. Administration of either methylxanthine or magnesium sulfate requires monitoring of serum levels and cardiovascular status. Parenteral (subcutaneous, intramuscular, or intravenous) epinephrine or terbutaline sulfate may be effective in patients with life-threatening obstruction that is not responding to high doses of inhaled β-agonists, because in such patients, inhaled medication may not reach the lower airway.

Rarely, a severe asthma exacerbation in a child results in respiratory failure, and intubation and mechanical ventilation become necessary. Mechanical ventilation in severe asthma exacerbations requires the careful balance of enough pressure to overcome airways obstruction while reducing hyperinflation, air trapping, and the likelihood of barotrauma (pneumothorax, pneumomediastinum) (Chapter 65.1). To minimize the likelihood of such complications, mechanical ventilation should be anticipated, and asthmatic children at risk for the development of respiratory failure should be managed in a pediatric intensive care unit (ICU). Elective tracheal intubation with rapid-induction sedatives and paralytic agents is safer than emergency intubation. Mechanical ventilation aims to achieve adequate oxygenation while tolerating mild to moderate hypercapnia (PCO2 50-70 mm Hg) to minimize barotrauma. Volume-cycled ventilators, using short inspiratory and long expiratory times, 10-15 mL/kg tidal volume, 8-15 breaths/min, peak pressures < 60 cm H2O, and without positive end-expiratory pressure are starting mechanical ventilation parameters that can achieve these goals. As measures to relieve mucous plugs, chest percussion and airways lavage are not recommended because they can induce further bronchospasm. One must consider the nature of asthma exacerbations leading to respiratory failure; those of rapid or abrupt onset tend to resolve quickly (hours to 2 days), whereas those that progress gradually to respiratory failure can require days to weeks of mechanical ventilation. Such prolonged cases are further complicated by muscle atrophy and, when combined with corticosteroid-induced myopathy, can lead to severe muscle weakness requiring prolonged rehabilitation. This myopathy should not be confused with the rare occurrence of an asthma-associated flaccid paralysis (Hopkins syndrome), which is of unknown etiology but prolongs the intensive care stay.

In children, management of severe exacerbations in medical centers is usually successful, even when extreme measures are required. Consequently, asthma deaths in children rarely occur in medical centers; most occur at home or in community settings before lifesaving medical care can be administered. This point highlights the importance of home and community management of asthma exacerbations, early intervention measures to keep exacerbations from becoming severe, and steps to reduce asthma severity. A follow-up appointment within 1 to 2 wk of a child’s discharge from the hospital after resolution of an asthma exacerbation should be used to monitor clinical improvement and to reinforce key educational elements, including action plans and controller medications.

Special Management Circumstances

Management of Infants and Young Children

Recurrent wheezing episodes in preschool-aged children are very common, occurring in as much as one third of this population. Of them, most improve and even become asymptomatic during the prepubescent school-age years, whereas others have lifelong persistent asthma. All require management of their recurrent wheezing problems (see Tables 138-5, 138-6, and 138-11). The updated NIH guidelines recommend risk assessment to identify preschool-aged children who are likely to have persistent asthma. One implication of this recommendation is that these at-risk children may be candidates for conventional asthma management, including daily controller therapy and early intervention with exacerbations (see Tables 138-7, 138-8, and 138-11). Nebulized budesonide and montelukast appear to be more effective than cromolyn. For young children with a history of moderate to severe exacerbations, nebulized budesonide is FDA-approved, and its use as a controller medication could prevent subsequent exacerbations.

Using aerosol therapy in infants and young children with asthma presents unique challenges. There are 2 delivery systems for inhaled medications for this age group, the nebulizer and the MDI with spacer/holding chamber and face mask. Multiple studies have demonstrated the effectiveness of both nebulized albuterol in acute episodes and nebulized budesonide in the treatment of recurrent wheezing in infants and young children. In such young children, inhaled medications administered via MDI with spacer and face mask may be acceptable, although perhaps not preferred owing to limited published information and lack of FDA approval for children <4yr of age.

Prevention

Although chronic airways inflammation may result in pathologic remodeling of lung airways, conventional anti-inflammatory interventions—the cornerstone of asthma control—do not help children “outgrow” their asthma. Although controller medications reduce asthma morbidities, most children with moderate to severe asthma continue to have symptoms into young adulthood. Investigations into the environmental and lifestyle factors responsible for the lower prevalence of childhood asthma in rural areas and farming communities suggest that early immunomodulatory intervention might prevent asthma development. A “hygiene hypothesis” purports that naturally occurring microbial exposures in early life might drive early immune development away from allergic sensitization, persistent airways inflammation, and remodeling. If these natural microbial exposures truly have an asthma-protective effect, without significant adverse health consequences, then these findings may foster new strategies for asthma prevention.

Several nonpharmacotherapeutic measures with numerous positive health attributes—avoidance of environmental tobacco smoke (beginning prenatally), prolonged breastfeeding (>4 mo), an active lifestyle, and a healthy diet—might reduce the likelihood of asthma development. Immunizations are currently not considered to increase the likelihood of development of asthma; therefore, all standard childhood immunizations are recommended for children with asthma, including varicella and annual influenza vaccines.

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