Cardiothoracic surgery

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22 Cardiothoracic surgery

Basic considerations

Pathophysiological assessment

Careful history and appropriate examination suggest the presence of possible cardiac pathology. The initial clinical assessment is then refined and specific investigations used to confirm and quantify any disease identified (Table 22.1).

Table 22.1 Specific assessments of cardiac pathophysiological status

Investigation Yield
ECG  
Resting Rhythm; conduction abnormalities; atrial and ventricular hypertrophy; established ischaemic changes; evidence of previous myocardial infarction
Exercise Exercise-induced ischaemic changes or arrhythmias
Chest X-ray Cardiac enlargement; valvular calcification; evidence of pulmonary oedema (Kerley B lines, pleural effusion, interstitial marking, hilar flare); absent or enlarged cardiac or great vessel structures
Thallium isotope scan Areas of low radio-uptake indicative of impaired myocardial perfusion
Echocardiography  
Precordial Ventricular contractility; valvular stenoses, regurgitation or leaflet abnormalities; intracardiac morphology, including septal defects and intracardiac masses; pericardial effusion
Transoesophageal Enhanced views of posterior cardiac structures (aortic and mitral valves, ascending aorta, great veins and posterior septae); posterior pericardial fluid collections
Cardiac catheterization  
Chamber pressures Assess left and right ventricular function via determination of left ventricular end-diastolic pressure; atrial pressures in valve disease; transvalvular gradients (Fig. 22.1)
Angiography Coronary arterial anatomy; intracardiac anatomy; trans-septal flow
O2 saturations Intracardiac shunts
Cardiac output Cardiac function and determination of secondary derived parameters, including peripheral and pulmonary vascular resistance

Specific aspects of surgical technique

Cardiopulmonary bypass (CPB)

Modern cardiac and great vessel surgery became feasible with the development of cardiopulmonary bypass. Venous blood is drained via cannulae inserted into the right atrium or venae cavae and passes to a reservoir. It is then pumped through an oxygenator, which adds O2 and removes CO2, through a heat exchanger coil so that its temperature can be varied and finally, the blood is returned to the arterial circulation via a cannula in the ascending aorta or other suitable artery (femoral, axillary) (Figs 22.1, 22.2 and 22.3). Full anticoagulation with intravenous heparin is required to prevent blood clotting in the tubing, oxygenator and pump mechanisms. Roller or centrifugal pumps are used, as these minimize red cell trauma. Semipermeable membranes, or more commonly hollow fibres, form the blood–gas interface within the oxygenator. A trained perfusion technician controls the bypass machine.

CPB stimulates a systemic inflammatory response mediated by cytokine release, complement activation and white cell activation. These changes do not generally cause clinical problems but may be implicated in post-bypass pulmonary, renal and cerebral dysfunction. Cerebral damage occurs in about 1% of cases due to intracerebral bleeding, embolization of microbubbles or arterial debris, or inadequate cerebral perfusion. Subtle deterioration in cerebral function, as detected by psychological testing, is more frequent. Coagulopathy and haemolysis are associated with prolonged bypass.

Myocardial preservation

Cardioplegia

Cardioplegic arrest achieves a still bloodless heart. A cross-clamp is applied across the ascending aorta proximal to insertion of the arterial inflow cannula. This prevents blood flow into the coronary arteries. The heart is arrested by perfusing the coronary circulation with a cardioplegic solution, delivered either antegradely via the aortic root or coronary artery ostia utilizing the native coronary arteries, or retrogradely via a catheter placed in the coronary sinus.

The essential component of a cardioplegic solution is a high potassium concentration (circa 18 mmol/l), which causes the heart to arrest in diastole. Cardioplegia is typically delivered at a temperature of 4–6°C as either a crystalloid solution or using the patient’s own blood as a vehicle. Blood-based solutions are believed to have buffering characteristics that are helpful in reducing the deleterious effects of ischaemic metabolites generated by the arrested myocardium. Cardioplegia solutions minimize myocardial energy requirements by abolishing energy expenditure on contraction and by reducing basal cellular metabolism by local tissue cooling. Reducing core temperature on bypass to 26–34°C may enhance cardiac cooling. Cardioplegia combined with mild systemic hypothermia (32°C) provides the surgeon with a safe period of cardiac arrest of up to 120 minutes permitting surgery while minimizing the risk of myocardial damage.

Coronary bypass surgery (CABG) can be performed using a technique in which an aortic clamp is intermittently applied to cut coronary flow while the heart is electrically fibrillated so as to reduce movement. The resulting brief ischaemic episodes are tolerated. This cross-clamp fibrillation technique activates mechanisms within the myocardial cells that reduce damage caused by subsequent ischaemia (preconditioning).

In some circumstances, the surgeon may elect to leave the coronary arteries perfused while on bypass and to operate on a beating heart. Recently, there has been considerable interest in performing CABG on suitable patients without the use of CPB. Proponents of ‘off-pump’ surgery claim that the risks of artificial perfusion (particularly transient cognitive impairment) are avoided and that recovery may be quicker. Many surgeons, however, feel that the bloodless, still operative field resulting from cardioplegic arrest provides the optimum conditions for high quality accurate anastomoses.

Postoperative care

Recovery time

Patients undergoing routine elective coronary or valve surgery will usually leave acute hospital care within one week. Those requiring more extensive surgery or emergency procedures may take longer to recover. Most patients will have undergone a median sternotomy (Fig. 22.4). This wound heals quickly and, as the sternal edges are approximated securely by wire or heavy sutures, chest discomfort eases rapidly. Leg vein donor sites may take longer to heal, particularly around the knee. By 2 weeks the patient should be able to walk a few hundred metres, and by 3 months should have returned to full activity, including work.

Acquired cardiac disease

Surgical intervention may be required in the management of:

Ischaemic heart disease

Ischaemic heart disease encompasses coronary artery disease and its complications, principally acute mitral regurgitation, ventricular septal defect and left ventricular aneurysm.

Coronary artery disease (CAD)

Coronary artery atheroma (Ch. 21) results in narrowing of the vessels and most patients will present for surgery because of angina or previous myocardial infarction (MI).

Coronary bypass

A coronary artery bypass graft (CABG) delivers blood to the distal coronary artery beyond a stenosis. If the distal artery is obliterated by atheroma, an endarterectomy procedure may be performed to restore the lumen. Originally, nearly all grafts comprised reversed segments of the long saphenous vein anastomosed proximally to the ascending aorta and distally to the coronary artery. Such grafts have patency rates of around 70% at 5 years and 40% at 10 years. Venous graft failure occurs as a result of intimal hyperplasia, which is thought to be, in part at least, a response to arterial pressure. The relatively high rate of vein graft failure stimulated interest in arterial grafts and led to the almost universal use of the internal thoracic artery (ITA). This is usually employed as a pedicled graft when it is left attached to the subclavian artery proximally, but can also be used as a free graft in the same manner as vein. ITA graft patency exceeds 90% at 5 years and 70% at 10 years. A common combination is to use the left ITA for the left anterior descending artery and vein grafts for the other vessels (Fig. 22.7).

The radial artery is a possible option as a free graft for use in people with poor-quality saphenous vein and critical proximal occlusion of more than 70% in the target vessel, and may be used together with ITA grafts to achieve ‘total arterial revascularization’. Occasionally, when there is a shortage of good conduit (e.g. in a ‘redo’ operation), the surgeon may consider using the right gastroepiploic artery, the short saphenous vein and the cephalic vein. Prosthetic grafts occlude early and are not used.

Results

Uncomplicated coronary surgery should carry a 2–3% risk of mortality and a 1–2% risk of stroke. Angina is relieved completely in about 70% of cases, is significantly improved in the remainder, and recurs with a frequency of about 10% per year. Successful revascularization may also improve breathlessness if it is related to myocardial ischaemia, and survival is probably enhanced in patients with left main stem and triple vessel disease. The use of arterial conduits is associated with better graft patency and improved survival. Although there is a trend in that direction for patients with multiple arterial grafts followed up beyond 10 years, the added benefit over one ITA graft placed to the left anterior descending coronary is small. This may reflect the progression of native coronary disease. Secondary prevention is mandatory in all patients with CAD and includes antiplatelet medication (aspirin) and cholesterol reduction (statin) (EBM 22.1).

Surgery for the complications of coronary artery disease

Mitral valve regurgitation (MR)

Cardiac valvular disease

Valve disease may obstruct forward flow (stenosis) or permit reverse flow (incompetence/regurgitation), or both. The aortic and/or mitral valves are primarily affected; primary tricuspid pathology is rare and pulmonary valve disease is virtually unknown. Formerly, rheumatic fever following streptococcal infection was the most common aetiological factor. This remains the case in many developing countries, but in the UK it is rare.

Surgical management

Options include valve replacement or repair. Replacement utilizes either a mechanical or a biological prosthesis. Mechanical valves have developed from the original ball-in-cage design through single disc designs to the current range of carbon bi-leaflet devices (Fig. 22.8). These should last indefinitely, but patients require lifelong warfarin to prevent thrombotic occlusion or embolism. Embolism risk is about 1–6% per year and is influenced by how accurately the INR is controlled. Mechanical valves produce audible clicks.

Biological valves are derived from:

Unstented valves and homografts offer the advantage of a larger effective orifice area minimizing the residual pressure gradient. Warfarin is not required with biological valves provided the patient remains in sinus rhythm. However, such valves deteriorate over time and after 15 to 20 years may need replacement with an increased operative risk. Unless there is a contraindication to anticoagulation, mechanical valves are commonly used in a younger age group. In young women intending to have children it is usual to advise a biological valve, with the intention of replacing it with a mechanical device when the valve fails. This avoids problems with warfarin during pregnancy (placental separation and abortion, and teratogenicity).

Repair is the preferred surgical option in regurgitation and is largely restricted to the mitral and tricuspid valves. It is superior to valve replacement, as the problems associated with prosthesis are avoided. The techniques utilized for mitral incompetence include excision of portions of redundant leaflet, repositioning of the chordae and reduction in the size of the annulus (annuloplasty). Generally, only annuloplasty is applicable to the tricuspid valve. Rarely, isolated mitral stenosis without calcification may be found, in which case division of the fused leaflets under direct vision on bypass (commisurotomy) is performed.

Aortic valve disease

Stenosis

Aortic stenosis is the commonest indication for valve surgery in the UK. Although rheumatic disease remains a common problem in underdeveloped countries, the most frequent aetiology in the Western world is calcific aortic stenosis which develops in the older population usually over 70 years. The normal aortic valve has three cusps but a congenital bicuspid valve usually calcifies from the sixth decade onwards (Fig. 22.10). Aortic stenosis causes left ventricular hypertrophy, effort angina, episodes of arrhythmia with syncope or even sudden death, and left ventricular failure.

Clinically, the patient has a slow rising pulse, a forceful apex beat and an ejection systolic murmur in the right upper parasternal area that may radiate to the root of the neck. Echocardiography will confirm a valvular gradient, which is considered severe aortic stenosis when this exceeds 60 mmHg. However, measurement of orifice area is independent of cardiac output and may be a more reliable measure. The onset of symptoms should initiate referral for surgery. Patients with cardiac failure have a low cardiac output and consequently a low gradient. In these cases, the decision to operate may be a difficult judgement, based on the absence of any other likely cause of poor left ventricular function and echocardiographic evidence of severe aortic valve disease.

In high risk patients e.g. the very elderly, those with patent ITA grafts or significant other co-morbidities, percutaneous replacement of the aortic valve may be considered (TAVI – transcatheter aortic valve insertion) where a biological valve on a holder is introduced percutaneously via the femoral artery or left ventricular apex.

Mitral valve disease

Stenosis

Although the incidence of rheumatic valvular heart disease is declining, the commonest pathological presentation is mitral stenosis which restricts the flow of blood into the left ventricle, which is consequently small and thin-walled. Cardiac output is also reduced. The left atrium is dilated and left atrial and pulmonary artery pressures are raised. Chronic pulmonary hypertension causes right ventricular hypertrophy and dilatation, and in advanced cases tricuspid incompetence may develop (see below).

Clinically, patients complain of shortness of breath on exertion and may experience palpitations. Chronic atrial fibrillation usually intervenes and the patient may be taking warfarin along with a diuretic therapy for pulmonary congestion. Examination reveals atrial fibrillation, a left parasternal heave due to right ventricular enlargement, and a diastolic murmur best heard at the lower left sternal edge, accompanied by a loud second heart sound. Chest X-ray shows right ventricular and atrial enlargement and the pulmonary artery is prominent. A progressive increase in heart size is often evident on serial annual films and renal function is frequently impaired.

The timing of surgery is a matter of judgement but an echocardiographic calculated mitral valve area below 1 cm2 demonstrates severe stenosis and is an indication for surgery. Very occasionally, the patient may have echocardiographic evidence of leaflet fusion only, in which case percutaneous balloon valvuloplasty may be effective. Conservative surgery with separation of the fused leaflets (commissurotomy) and reconstruction of the valve is possible in some younger patients. Usually, however, there is extensive leaflet calcification, with involvement of the subvalvular apparatus. There is shortening and thickening of the papillary muscles and chordae tendinae, tethering the leaflets to the tips of the papillary muscles (Fig. 22.11). Valve replacement is therefore the only practical option.

Rarely, patients with a mechanical mitral prosthesis may develop thrombotic occlusion of their valve secondary to inadequate control of anticoagulation or to fibrous tissue (pannus) ingrowth from the sewing ring. This acute emergency causes catastrophic pulmonary oedema and a severe reduction in cardiac output. Emergency salvage valve replacement or debridement is required.

Aortic aneurysm

Aortic dissection

This is caused when blood enters into the wall of the aorta through a tear in the intima, creating a false lumen that spirals along the vessel within the medial layer but contained by the adventitia. The entry point is usually either just above the aortic valve or immediately beyond the left subclavian artery. However, the dissection process may extend along the entire length of the aorta into the iliac vessels. The false lumen may rupture through the adventitia into the mediastinum or pleural cavity, causing massive and frequently fatal haemorrhage, or into the pericardium, causing fatal tamponade. The origins of aortic side branches, which are encountered by the false lumen, tend to be encircled and occluded. This process can lead to widespread ischaemic damage to the heart (coronaries), brain (branches of the aortic arch), spinal cord (spinal arteries), kidneys (renal arteries), abdominal viscera (coeliac and mesenteric arteries) and the limbs. A dissection that involves the aortic root tends to lift the aortic valve leaflets away from the wall, leading to regurgitation. Finally, a dissected aorta may dilate over months to years, causing a progressive aneurysmal process. Acute dissection is often fatal prior to arrival at hospital. There may be severe interscapular pain, collapse, shock, aortic incompetence, unequal peripheral pulses, features of a left haemothorax, stroke, paraplegia, abdominal discomfort and lower limb ischaemia.

Dissections that originate distal to the left subclavian (Fig. 22.13 Type B), do not spread retrogradely to involve the aortic arch or ascending aorta, and are clinically stable, are usually managed conservatively by control of blood pressure, as the results of medical and surgical treatment are not different. Endovascular stent placement via the femoral artery under radiological control has an emerging role in this difficult situation and the decision to intervene on such patients is based on the development of rupture and organ/limb ischaemia.

In contrast, most patients with dissections that involve the ascending aorta (Fig. 22.13 Type A) or arch are offered emergency surgery to prevent rupture, stroke, MI and aortic valve incompetence. Surgery involves excising and replacing the portion of the aorta containing the entry point. This prevents more blood entering the false lumen and reapposes the layers of the aortic wall. Additional surgery to repair the aortic valve or to replace the aortic arch or descending aorta will be determined by individual circumstances.

Surgery for aortic pathology

Lesions of the aortic root and ascending aorta are repaired on bypass via a median sternotomy. A woven Dacron tube graft is used to replace an ascending aortic aneurysm, but in aortic annulo-ectasia a composite graft containing an aortic valve prosthesis is used to replace the whole aortic root. The coronary artery ostia are then attached as buttons onto side holes cut in the graft. Aneurysms involving the aortic arch require complex surgery. The patient is cooled to 16°C on bypass, the circulation arrested and the patient exsanguinated. Profound hypothermia protects against cerebral damage while the surgeon operates in a bloodless field. The brachiocephalic, left carotid and left subclavian arteries are anastomosed to the arch graft. Descending aortic aneurysms can often be repaired using a local shunt in order to deliver blood to the lower body. Clamps are applied to exclude the aneurysm, which is excised and replaced with a suitable length of graft. If a thoracoabdominal aneurysm is being repaired, the visceral arteries are also anastomosed to the graft.

Thoracic aortic aneurysm surgery is high-risk. Elective procedures carry a 5–15% mortality risk and a substantial risk of stroke. Procedures involving the descending aorta carry an additional 5–10% risk of paraplegia, owing to interference with spinal arterial supply. Emergency thoracic aneurysm surgery is in most cases a desperate measure. Mortality rates vary between 10% and over 60%, depending upon the extent of surgery required and, the degree of pre-existing and acquired co-morbidities. It is not uncommon for the primary repair procedure to proceed satisfactorily, only for the patient to die later from multiorgan failure and/or stroke.

Pericardial pathology

Pericardial constriction

Chronic pericardial inflammation, often from tuberculosis, may heal by intense fibrosis and calcification (Fig. 22.15). This leads to chronic tamponade and investigations should include echocardiography, right heart catheterization with record of chamber pressures and CT or preferably MRI. Surgery is undertaken via a median sternotomy to remove the parietal pericardium and any fibrotic visceral pericardium, and can be performed with or without CPB. Such surgery is difficult and can be accompanied by significant blood loss. The results are frequently disappointing because the patient may already have developed irreversible hepatic cirrhosis and myocardial function is poor.

Congenital cardiac disease

This may be classified as cyanotic or acyanotic, depending on the presence of central cyanosis. Those with cyanosis will have a right-to-left shunt, preventing complete oxygenation of systemic arterial blood. Some patients with high-flow left-to-right shunts develop severe pulmonary hypertension as a consequence of the massive pulmonary blood flow. This can result in pressures in the right heart chambers that are greater than those in the left heart and hence reversal of the shunt direction to right-to-left, causing cyanosis (Eisenmenger’s syndrome). Primary repair is usually advised for congenital defects, but in some instances it may be helpful to delay definitive repair until the child is older, larger and fitter. In this situation, a temporizing palliative procedure is performed. This is usually designed to augment or restrict pulmonary artery blood flow.

Thoracic surgery

Assessment

This is concerned with confirming the diagnosis, determining in oncological cases whether resection is appropriate, and establishing that the patient is fit for the intended surgical procedure. The principal investigations are summarized in Table 22.2. History can be instructive in suggesting advanced malignant disease and in providing evidence of the patient’s functional status.

Table 22.2 Common thoracic surgical investigations

Investigation Yield
ECG  
Resting Rhythm; conduction abnormalities; atrial and ventricular hypertrophy; established ischaemic changes; evidence of previous myocardial infarction
Chest X-ray  
Posterior-anterior and lateral Preliminary assessment of location of lesion; malignant involvement of phrenic nerve or ribs; presence of additional lesions or effusion; presence of pneumothorax or mediastinal air
Thoracic CT Further refine radiological assessment of mass lesions as above; review mediastinum for enlarged nodes in bronchogenic carcinoma; inspect bronchi for dilatations in suspected bronchiectasis; determine areas of greatest disease in interstitial lung disease; locate intrathoracic collections; map out distribution of bullous/emphysematous lung disease
PET CT Identify further disease elsewhere through metabolic uptake of 18F-fluorodeoxyglucose not identified by conventional CT
Upper abdominal CT Exclude or confirm liver abnormalities; identify adrenal metastases
Upper abdominal ultrasound Determine probable nature of cystic hepatic lesions; provide guidance for biopsy of hepatic or adrenal lesions; review diaphragm motion in cases of suspected diaphragmatic rupture or phrenic nerve paralysis
MRI Useful for assessing relationship of tumour to adjacent neural structures, e.g. detecting possible intraspinal extension of paravertebral neurogenic tumours or involvement of brachial plexus by superior sulcus (Pancoast) tumours
Isotope scans  
Bone
Lung
Search for skeletal metastases; review chest wall for possible direct invasion by carcinoma
Identify areas of low uptake indicative of impaired perfusion or ventilation
Pulmonary function tests  
FEV1 Forced expiratory volume in 1 second; provides a measure of airway obstruction
FVC Forced vital capacity; indicates presence of restriction of ventilation
CO transfer Measures the diffusion capacity of the patient’s lungs
Walking test Measures distance walked by the patient in a set time period (4 mins) and the perceived exercise level achieved as assessed by the final heart rate; useful as an indicator of functional status in patients with poor FEV1, as they may not comply well with the methodology of formal respiratory testing and hence underachieve
Arterial blood gas Useful in demonstrating patients with CO2 retention who should be excluded from surgical consideration

Bronchogenic carcinoma

Aetiology, pathology and presentation

This usually presents from the fifth decade onwards and is the leading cause of cancer death in the UK for both men and women. The principal risk factor is smoking; particularly cigarettes, but other rare causes include exposure to various chemicals. The combination of asbestos exposure and cigarette smoking produces a many-fold increase in risk.

With the exception of alveolar cell carcinomas, which arise from cells lining the alveoli, Primary lung cancers arise within the bronchial epithelium and are hence termed bronchogenic carcinoma. They are described as peripheral or central, according to their location within the lung (Figs. 22.17, 22.18 and 22.19). Peripheral lesions may grow to 8 cm or more before causing local symptoms such as chest wall pain. Many are detected as incidental findings on a chest film taken for unrelated reasons, or for non-specific symptoms such as weight loss. Central lesions tend to occlude the airways, causing varying degrees of pulmonary collapse and consolidation (Fig. 22.19). Nodal spread occurs to the intralobar, hilar and mediastinal nodes, and thence to the scalene nodes. Metastases occur in bone, brain, liver, adrenals and lung. Local direct spread may involve the chest wall, vertebrae, trachea, oesophagus and great vessels.

The approximate frequencies of the various cell types are: squamous 35%, adenocarcinoma 35%, undifferentiated 10%, small cell 15% and rare cancers 5%.

As small cell lung cancer is regarded as a systemic disease at presentation, patients are not usually referred for surgery and are therefore treated with chemotherapy. All other varieties are resected if possible (EBM 22.3). Therefore, for surgical treatment purposes, bronchogenic carcinoma is categorized into small cell and non-small-cell. However, cell type is important as recent advances in pathology have found genetic mutations that identify tumours that may be sensitive to new chemotherapeutic agents.

There may be no clinical features, but haemoptysis, pulmonary infection and weight loss are common presenting symptoms. Paraneoplastic syndromes are infrequent but well described, including ectopic hormone production (adrenocorticotrophic hormone (ACTH), parathyroid hormone (PTH), antidiuretic hormone (ADH)) and a painful periosteal reaction affecting the joints and long bones, termed hypertrophic pulmonary osteoarthropathy. Patients frequently have finger clubbing.

Assessment for pulmonary resection

Prior to referral to the surgeon, the diagnosis will often have been confirmed by sputum cytology, bronchoscopy or CT-guided needle biopsy, but approximately 30% of cases will be undiagnosed at this stage. Assessment addresses two questions:

Fitness for resection

Fitness is determined by cardiorespiratory assessment. A history of angina or myocardial infarction does not preclude surgery, provided the symptoms are stable. However, patients with poor left ventricular function and/or unstable angina are not suitable for pulmonary resection. Respiratory investigations including the forced expiratory volume in one second (FEV1) and carbon monoxide (CO) transfer data, will establish whether pulmonary reserve will be adequate following the intended resection. Patients with an FEV1 < 50% predicted, prior to resection, are likely to be significantly breathless following surgery and may not be suitable candidates for surgical management. If the CO transfer value is low, implying poor alveolar gas exchange, the minimum FEV1 figure would have to be revised upwards. However, resection of consolidated or collapsed lung does not affect residual respiratory capability.

Staging

Assessment of the potential for curative resection is determined by staging. Initial clinical assessment will normally filter out advanced disease and provide evidence of incurability because of local irresectability or disseminated disease (Table 22.3). Chest X-ray may reveal an elevated diaphragm, indicating phrenic nerve involvement, bone metastases or direct invasion of the rib cage. If an effusion is present, this should be aspirated; if malignant cells are noted on cytology, this would preclude resection.

Table 22.3 Clinical indicators of locally irresectable or incurable lung cancer

Clinical finding Pathological implication
Local inoperability  
Horner’s syndrome Involvement of upper sympathetic chain
Hoarseness Involvement of left recurrent laryngeal nerve
Upper body venous congestion Involvement of superior vena cava
Severe shoulder/inner arm pain Involvement of brachial plexus (Pancoast tumour)
Disseminated disease  
Scalene node enlargement Nodal spread out of operative field
Hepatomegaly Hepatic metastases
Focal bone pain Bone metastases
Skin deposits Cutaneous metastases
Behavioural/balance disturbance Cerebral/cerebellar metastases
Headache  

Contrast-enhanced thoracic and upper abdominal CT will clarify the nature and position of the pulmonary mass and should exclude other pulmonary lesions that might represent metastases or synchronous tumours. Mediastinal nodes < 1 cm in long axis are generally considered to be benign, but surgical sampling is necessary to confirm this. Where available, a combined thoracic CT/positron emission tomography (PET CT) scan is helpful in both locating and characterizing mediastinal lymph nodes (Fig. 22.18). A negative PET scan is highly accurate in predicting the absence of tumour involvement; a positive scan may indicate tumour but can also arise with inflammatory conditions, and, therefore, the positive glands must be sampled by mediastinoscopy. The liver and adrenals are common sites for metastases. Suspicious areas can be sampled by means of ultrasound-guided biopsy. Further investigations, such as bone or brain scans, will depend upon the clinical suspicion.

Surgical staging is concerned with further refining the intrathoracic assessment so as to ensure that thoracotomy will be associated with a reasonable chance of cure. In practical terms, this involves excluding those with involved mediastinal lymph nodes and, where possible, confirming the diagnosis and local operability. Techniques which are employed include:

Resection

Lung tumours are normally removed en bloc with the surrounding parenchyma and local draining lymphatics. This involves either lobectomy or pneumonectomy. Occasionally, in unfit patients, small cancers are excised within a wedge or segment of lung but the risk of local recurrence is greater in these lung-sparing cases. An area of anterior chest wall directly invaded by tumour can be excised and replaced with synthetic patch, provided it is lateral to the posterior rib angles. Following assessment and surgical resection, the final pathological TNM stage (Table 22.4) is helpful in indicating prognosis and determining whether a patient might benefit from adjuvant therapy usually within the setting of a trial. Patients who are found to have positive mediastinal nodes following resection are routinely referred for adjuvant radiotherapy to the mediastinum in view of the high risk of recurrence in that area. Postoperative chemotherapy may improve 5-year survival across all resected stages by approximately 5%. Although still controversial, this form of adjuvant therapy is likely to become an increasingly common option for suitably fit patients. Operative mortality is about 2% for lobectomy and 6% for pneumonectomy.

Table 22.4 TNM classification of lung cancer

Tumour
T1a < 2cm
T1b 2–3 cm
T2a 3–5 cm
T2b 5–7 cm or within 2 cm of main bronchus or partial lung collapse
T3 > 7 cm, chest wall involvement, phrenic nerve involvement, whole lung collapse or > 1 tumour nodule in same lobe
T4 direct involvement of mediastinum or tumour nodules > 1 lobe
Nodes
N0 No nodes
N1 Local node involvement
N2 Ipsilateral mediastinal nodes or sub carinal
N3 Contralateral mediastinal nodes or supraclavicular nodes
Metastases
M0 No evidence of spread
M1a Tumours in both lungs, malignant pericardial or pleural effusion
M1b Distant metastases e.g. bone, adrenal, brain
Staging of lung cancer
Stage 1A T1a or T1b N0 M0
1B T2a N0 M0
Stage 2A Any T1 or T2 N1, T2b N0 M0
2B T2b N1 M0 or T3 N0 M0
Stage 3A Any T1 or T2 N2 M0, Any T3 N1 or N2, T4 N0 M0, T4 N1 M0
3B Any T N3 M0 or T4 N2 M0 or T4 N3 M0
Stage 4 Any T or N with M1a or M1b

Mesothelioma

This causes progressive thickening of the parietal and visceral pleura, with subsequent encasement of the lung and the formation of a large pleural effusion. In the later stages, the growth penetrates the chest wall, causing pain, and involves the mediastinal structures and abdominal cavity. Metastatic spread is rare until an advanced stage is reached. Mesothelioma is strongly related to a history of asbestos exposure, (e.g. boiler makers) but there is usually a latent period of 20–40 years before the onset of symptoms. The patient commonly presents with shortness of breath, owing to a large pleural effusion. In many cases, the diagnosis is made by a percutaneous pleural biopsy but, if this is not successful, thoracoscopy or open pleural biopsy is useful. The main differential diagnosis is disseminated adenocarcinoma involving the pleural cavity. It can be difficult to distinguish these two pathologies on light microscopy, and diagnosis may be delayed while immunohistochemistry and electron microscopy studies are performed. Surgical resection by excision of the parietal pleura, lung, diaphragm and pericardium (pleuropneumonectomy) is not generally reported to offer a survival benefit, except possibly in very early lesions. Radiotherapy and chemotherapy have no curative value. Therapy is, therefore, usually directed towards controlling symptoms. If the lung re-expands after drainage of the effusion, kaolin may be instilled in order to promote pleurodesis and so prevent recurrence. Life expectancy varies from 1–4 years from initial presentation, depending on age, the rate of tumour growth and the stage at presentation.

Mediastinum

Mass lesions

Benign and malignant masses may arise in the mediastinum. Some clue to the likely diagnosis is provided by the location of the lesion (Fig. 22.21) within the mediastinum. Where the diagnosis is in doubt, tissue may be obtained by CT-guided needle biopsy. If this is either not feasible or is unsuccessful, a surgical biopsy can be obtained using mediastinotomy, mediastinoscopy or videothoracoscopy. The clinical features vary considerably, with some quite large masses being asymptomatic and identified on routine chest films. Non-specific symptoms include vague chest pain, cough, weight loss, fever and general malaise. Other lesions may cause direct pressure effects, such as tracheal compression by a retrosternal thyroid goitre or oesophageal compression by malignant lymphadenopathy. Thymomas may be identified during the evaluation of patients with myasthenia gravis and resection of these may improve their neurological symptoms.

Wherever possible, primary mediastinal tumours are resected, although in many cases this is precluded because the growth involves the great vessels and mediastinal viscera. Benign cysts are usually resected or, less commonly, marsupialized in order to prevent pressure effects or the development of infection. Surgery is generally undertaken via a median sternotomy for anterior lesions or a thoracotomy for mid- and posterior lesions.

Pneumothorax

Pneumothorax occurs when air enters the potential space between the visceral and parietal pleura through either an external chest wound or an internal air leak. External air entry occurs with a traumatic chest wall defect, and the resulting open pneumothorax is often associated with a ‘sucking wound’, where air moves in and out of a chest wound with respiration. Internal air leakage may follow oesophageal perforation or anastomotic breakdown, as air can enter the pleural cavity via the mouth.

However, the most common cause of pneumothorax is leakage of air from the lung, due either to a traumatic puncture wound or to spontaneous leakage from a large (bulla) or small (< 1 cm, ‘bleb’) air sac on the lung surface. Occasionally, the pulmonary leak point may have a flap valve mechanism that allows air out of but not back into the lung, causing a rapid build-up of pressure within the pleural cavity (tension pneumothoraxFig. 22.23). This can be fatal, as the high intrapleural pressure completely flattens the ipsilateral lung while deviating the mediastinum to the opposite side, impeding venous return.

Spontaneous pneumothorax is described as primary or secondary. Primary pneumothorax typically occurs in young (15–35 years) individuals with essentially normal lungs apart from a few apical bullae or blebs. Secondary pneumothorax develops in elderly patients (55–75 years) with a background of emphysema and chronic obstructive pulmonary disease. It is caused by rupture of a bulla.

Management

Initial management may involve aspiration or the insertion of a chest drain connected to an underwater seal into the pleural space (Fig. 22.24). This allows the lung to re-expand. In most cases of primary pneumothorax, air leakage stops within 48 hours or so, after which the drain can be removed. If the pneumothorax recurs or the air leakage does not stop, thoracoscopic surgery is indicated. The lung is inspected and any blebs or bullae are stapled. These are usually found at the apices of the upper or lower lobes (Fig. 22.22). Pleurodesis is then performed either by using an abrasion technique to scarify the parietal pleura, or a pleural strip (pleurectomy), or by insufflation of kaolin. Bullectomy and abrasion or pleurectomy carry about an 8% risk of further recurrent pneumothorax. This is reduced to 1–2% with kaolin insufflation, but as this technique involves leaving foreign material in the chest of a young person, it is usually kept in reserve for recurrent pneumothorax or for patients with no obvious culprit bulla or bleb.

Secondary pneumothorax may not settle rapidly, owing to the poor quality of the underlying lung tissue. It typically occurs in individuals who are poor candidates for general anaesthesia and major thoracic surgery. It is customary, therefore, to wait for 1–2 weeks to see if the air leak will stop spontaneously. If not, videothoracoscopy is undertaken in better-risk patients to inspect the lung for a leaking bulla, which can be closed by stapling. Alternatively, kaolin mixed with local anaesthetic can be inserted as slurry up the drain. This option avoids general anaesthesia but results in significant pain. Either treatment is associated with an appreciable mortality of 5–10%, owing to respiratory and cardiovascular complications.

Emphysema

Emphysema is characterized by progressive loss of interalveolar septae. Large air spaces form throughout the lungs, which become grossly enlarged with severely affected areas that are neither ventilated nor perfused. This causes progressive loss of respiratory function, culminating in respiratory failure and death. Recurrent infection and pneumothorax are common.

This is typically a smoking-related disease affecting patients from the fourth or fifth decade onwards, with a tendency towards an upper lobar distribution. In less than 10% of cases, however, it can also result from a deficiency of α1-antitrypsin, affecting younger patients from the third decade and having a lower lobar distribution. Medical treatment with bronchodilators and steroids may improve symptoms but transplantation is the only definitive cure. This is only an option for younger patients, and even in these it should be postponed for as long as possible.

Lung volume reduction surgery aims to improve lung function by excising parts of the worst-affected areas, typically the upper lobes. This removes the space-occupying effect of these non-functional areas and allows the overall lung volume to return towards normal, thereby improving diaphragmatic and chest wall function. The improvement in respiratory function is modest in absolute terms, being in the order of 0.5 litres for FEV1. However, patients eligible for this surgery typically have FEV1 values of less than 1 litre, so that the relative improvement and hence the perceived benefit can be significant. The procedure may be performed either as a videothoracoscopic operation or through a median sternotomy. The clinical improvement only lasts for a few years, as lung function continues to fall, reflecting the progressive nature of emphysema. Case selection is important as the operative mortality is high (6–12%), reflecting the generally very poor condition of these patients.

Pleuropulmonary infection

Empyema

This is a collection of pus within the pleural cavity. It commonly follows pneumonia due to secondary infection of a reactive parapneumonic effusion. In the initial phase, the infected fluid is thin and may be completely evacuated by a low intercostal drain. The empyema quickly becomes thick and loculated as a result of the deposition of fibrin, and at this stage formal surgical drainage is required. The collection is typically placed posteriorly towards the base of the pleural cavity and causes a D-shaped shadow on the chest film (Fig. 22.25). Drainage in this phase may be achieved by videothoracoscopic techniques or by excising a 2 cm segment of rib over the lowest part of the empyema and suctioning and curetting the cavity clean. As dense fibrosis surrounds an empyema, drainage creates a fixed cavity. In elderly or unfit patients, a simple open tube drain is left in situ for many months, during which the cavity gradually shrinks and finally obliterates. In younger patients, open formal thoracotomy with decortication allows the fibrous cavity to be excised and any cortex over the lung removed. This returns more lung function to the patient and avoids prolonged open drainage, so that recovery is more rapid.

Other causes of empyema include postsurgical bronchial or oesophageal suture line leakage, oesophageal rupture or perforation, repeat aspiration of pleural effusion, secondary infection of a clotted haemothorax and, rarely, a subphrenic abscess.

Chest wall deformities

Sternal protuberance (pectus carinatum) or retraction (pectus excavatum) may be obvious and corrected in childhood. Pectus excavatum can be associated with connective tissue disorders such as Marfan’s syndrome, and with unilateral breast hypoplasia. There is often a mild degree of scoliosis present and patients characteristically stand with a hunched posture. Often, however, patients with these deformities present in their early teenage years. At this time, the deformity is exacerbated by accelerated growth and the individual becomes extremely sensitive about his or her appearance. Neither deformity is of physiological significance, and correction is only indicated when the patient’s quality of life is clearly impaired because of appearance.

Correction involves major surgery. Open operation with resection of the costal cartilages from the third rib downwards bilaterally mobilizes the sternum so that it can be repositioned. In addition, a steel bar is implanted behind the elevated sternum for excavatum cases so as to maintain the new sternal position. Alternatively the bar may be introduced with a minimally invasive technique through bilateral small incisions avoiding division of the costal cartilages (Nuss procedure). The patient and family must be advised that, as with all major thoracic surgery, this procedure can be associated with serious postoperative complications, including death. Also, the sternum must be given time to fuse in the corrected position, and so contact or vigorous sports are not permitted for about 9 months after surgery. In general, if repair is to be undertaken, it is best delayed until the patient is at least 17 years old, as major growth has stopped by this time, thereby reducing the chance that further deformation could follow repair.

Postoperative care

The majority of major thoracic surgery is performed through a lateral thoracotomy incision, which is inherently much more painful than a median sternotomy. Patients are not electively ventilated, as this is not helpful to healing lung or to lung function. Patients undergoing major thoracic surgery are therefore usually cared for in a high-dependency unit (HDU) for the first 24–48 hours following surgery. The key objectives are to enable the patient to breathe effectively and to clear secretions properly.