Chapter 5 Biologics and Their Interactions with Radiation
Over the past decade, radiation oncology researchers have rapidly developed the capability of delivering “targeted” therapy with the evolution of intensity-modulated radiation therapy (IMRT) and incorporation of image-guided motion tracking. During this same decade, advances in molecular pathology have resulted in powerful predictive biomarkers such as KRAS and BRAF that have ushered in a new era in cancer therapy, that of personalized cancer therapeutics. Improved understanding of the molecular mechanisms underlying malignant processes has allowed the development of novel therapeutic agents that target specific cellular processes. Molecularly targeted therapeutic agents, or biologics, is a class of agents that have been developed to specifically interfere with functions central to the pathophysiology of the malignant phenotype. Several biologic modifiers have now been approved for clinical use (Table 5-1).
Epidermal Growth Factor Receptor Family Inhibitors
Epidermal Growth Factor Receptor Family Biology
The epidermal growth factor receptor (EGFR) family regulates mesenchymal-epithelial interactions during growth and development, transmitting extracellular cues to intracellular signaling cascades.1–3 The family has four known members: EGFR, HER2 (erbB2), HER3 (erbB3), and HER4 (erbB4). These membrane-spanning tyrosine kinase receptors contain an extracellular ligand-binding domain, a transmembrane domain, and an intracellular tyrosine kinase domain. These normally quiescent receptors are activated when ligand binds to the extracellular domain of a receptor monomer. Ligand binding induces a structural change that favors dimerization with the same member (homodimer) or a different member (heterodimer) of the family. When dimerized, the tyrosine kinase domains are activated and they phosphorylate key tyrosine residues in the intracellular domain, resulting in activation of several downstream signaling cascades.
The end result of receptor activation, proliferation, differentiation, migration, or survival signaling depends on many factors, including which receptor pairs are formed and for how long they are activated.4 This in turn depends on which receptors are predominantly present in the cell and which ligand is involved in activation. There are two ligand families that activate the EGFR family receptors, the EGF-like and heregulin families.5,6 The EGF-like family includes EGF, TGF-α, amphiregulin, betacellulin, and HB-EGF. The heregulin (neuregulin) family includes many proteins resulting from splice variations of two different genes, all designated as heregulin with different subtypes. The ligands exhibit preference for particular receptors and induce different receptor combinations (Fig. 5-1A). HER2 has no known ligand. Instead, HER2 is the favored partner of the other receptors when ligand binds to either EGFR, HER3, or HER4.7 This complex interplay of receptors is important for understanding and interpreting the effect of an inhibitor of a single member of the family.
The effect of receptor activation also depends on which downstream signals are activated. EGFR family members signal via a diverse network of signal transduction pathways, including the protein kinase C (PKC), Ras-Raf-ERK, PI3K-Akt, and STAT pathways8 (Figure 5-1B). Furthermore, various receptor pairs recruit different downstream effectors. For instance, HER3 contains multiple PI3K-binding motifs, resulting in strong signaling via PI3K, which plays a role in cell survival, invasion, and proliferation. Interestingly, HER3 alone among the receptors has an inefficient kinase domain, requiring heterodimerization with other family members to become phosphorylated. The need for heterodimerization juxtaposes the PI3K signal emanating from HER3 with the Ras-Raf-ERK or STAT signal emanating from EGFR, HER2, or HER4.
EGFR Family and Tumor Pathogenesis
In 1986, the Nobel Prize was awarded to Stanley Cohen for the discovery of growth factors, resulting from his work in identifying EGF and its receptor.9 EGFR was first identified as a proto-oncogene because of its homology to the avian erythroblastosis (v-erb) oncogene.10 Aberrant function of EGFR or HER2 occurs frequently in human tumors; gene amplification results in massive overexpression in a proportion of gliomas and breast cancers.11–13 Alternatively, dysregulation occurs at more modest levels of expression when the receptor is activated as the result of autocrine stimulation, in which the tumor produces its own ligand to activate the receptor. This type of dysregulation occurs frequently in cancers of the head and neck, gastrointestinal system, and prostate gland.14–17 Another mechanism of dysregulation is the development of mutations in the kinase domain that render the kinase activity more potent, most clearly demonstrated in lung cancer.18 Likewise, mutations in the ligand-binding domain can cause the receptor to be constitutively active even in the absence of ligand, as occurs in a significant proportion of gliomas.19 Dysregulation via mechanisms other than amplification may not always result in overexpression as detected by standard immunohistochemical techniques, raising the issue of how best to identify all tumors in which EGFR dysregulation promotes tumor proliferation and resistance to therapy.
EGFR Family Inhibitors
The frequent dysregulation of the EGFR family in tumors makes the family an attractive target for exploitation. Remarkable progress has been made in the development of EGFR family inhibitors.20 Antibodies directed against the extracellular domains of EGFR and HER2 and small-molecule tyrosine kinase inhibitors have both been approved by the Food and Drug Administration (FDA) for clinical application, and several more are in various stages of development.21 Table 5-2 lists selected examples of EGFR family inhibitors that have undergone clinical testing.
Generic and Trade Names of EGFR Inhibitors | Type of Inhibitor | EGFR Targets |
---|---|---|
Cetuximab (Erbitux,C225) | Antibody | EGFR |
Trastuzumab (Herceptin) | Antibody | HER2 |
Panitumumab (Vectibix, ABX-EGF) | Antibody | EGFR |
Necitimumab (IMC-11F8) | Antibody | EGFR |
Zalutumumab | Antibody | EGFR |
Nimotuzumab (hR3) | Antibody | EGFR |
MAb-425 | Antibody | EGFR |
RO5083945 | Antibody | EGFR |
Gefitinib (Iressa, ZD1839) | TKI | EGFR |
Erlotinib HCl (Tarceva, OSI-774) | TKI | EGFR |
Lapatinib (Tykerb, GW572016) | TKI | EGFR/HER2 |
Pazopanib (GW786034) | TKI | EGFR |
PKI-166 | TKI | EGFR/HER2 |
CI-1033 | TKI | EGFR/HER2/HER3/HER4 |
BIBW 2992 | TKI | EGFR |
AVI-412 | TKI | EGFR/HER2 |
CUDC-101 | TKI | EGFR/HER2/HDAC |
EGFR, epidermal growth factor receptor.
The first EGFR family–targeted agent to be approved for clinical use was the HER2-specific antibody trastuzumab (Herceptin). Trastuzumab binds to the extracellular domain of HER2, enhancing receptor down-regulation, but its major benefit may result from immune-mediated cytotoxicity, perhaps by “tagging” HER2 overexpressing cells.22,23 Trastuzumab is approved as single-agent therapy or in combination with paclitaxel for metastatic, HER2-overexpressing breast cancer and as adjuvant therapy for localized HER2-overexpressing breast cancer. Trastuzumab is only effective when HER2 is highly overexpressed because of gene amplification; it is not indicated for treatment of tumors that do not overexpress HER2.
The primary toxicity of trastuzumab was unanticipated. Initial studies demonstrated low toxicity rates, but when trastuzumab was investigated in combination with anthracycline-based chemotherapy, an unexpectedly high incidence of congestive heart failure was observed.24 Subsequent studies have not clearly elucidated the mechanism, but one hypothesis is that HER2 may be involved in recovery from anthracycline-induced cardiac stress. Although trastuzumab is commonly used with irradiation, there is little information regarding the efficacy of this combination compared with that of irradiation alone in patients with breast cancer.
Cetuximab (Erbitux), an anti-EGFR monoclonal antibody that binds to the extracellular domain of EGFR, interferes with ligand binding and, hence, dimerization and activation.25 Like trastuzumab, cetuximab has modest activity as a single agent but gives more impressive results when it is combined with cytotoxic therapy. Cetuximab is given intravenously on a weekly schedule. When combined with radiation therapy, a loading dose is given the week before initiation of radiation treatment. Cetuximab has gained FDA approval for use in treating colorectal cancer and head and neck cancer. Initial approval for cetuximab in treating metastatic colorectal cancer was based largely on the results of a trial including 329 patients randomized to receive either cetuximab and irinotecan or cetuximab alone.26 The response rates were higher with the combination therapy than with the monotherapy, as was median time to progression (4.1 months vs. 1.5 months) and median survival time (8.6 months vs. 6.9 months). Further molecular analysis demonstrated that patients with KRAS mutations in codons 12 or 13 do not respond to cetuximab27; this is presumably related to alternate activation of signal transduction pathways. This finding underscores the complexity of cancer biogenetics and marks an important turning point toward an era of personalized cancer therapy.
The benefit of combining cetuximab and conventional systemic therapy has also been demonstrated in patients with recurrent or metastatic squamous cell carcinoma of the head and neck. The EXTREME trial confirmed results of previous phase II trials with survival benefits seen in this cohort of patients with combination cetuximab and cisplatin therapy or carboplatin-based chemotherapy.28 Cetuximab has also demonstrated activity, albeit quite modest activity, in advanced non–small cell lung cancer (NSCLC), which, like head and neck squamous cell carcinoma and colorectal cancer, commonly overexpresses EGFR. The FLEX trial included 1125 patients with metastatic or pleural effusion cytology–positive NSCLC expressing EGFR. Patients were randomized to cisplatin 80 mg/m2 and vinorelbine 25 mg/m2 on days 1 and 8 with cycles delivered every three weeks for up to six cycles with or without cetuximab. Patients who received chemotherapy with cetuximab lived a modestly short time longer than patients who received chemotherapy alone (median, 11.3 months vs. 10.1 months; hazard ratio for death, 0.87).29
Gefitinib is approved for use in locally advanced or metastatic NSCLC after failure of both platinum-based and docetaxel chemotherapy, based on an objective response rate of 10.6% with a median response duration of 7 months in a setting where no drug has demonstrated efficacy.30 Combined therapy with cytotoxic chemotherapy has not been shown to be better than monotherapy.31,32 The decision to approve gefitinib was based in part on significant response rates in a small subset of patients. Further investigation elucidated that these patients’ tumors contained mutations in the kinase domain of the EGFR, rendering them highly susceptible to inhibition by gefitinib.18,19 The mutations were found predominantly in female nonsmokers with adenocarcinoma. It remains to be proven whether screening for kinase domain mutations will be an effective means of selecting patients likely to benefit from gefitinib.
Erlotinib is approved for the treatment of locally advanced NSCLC after failure of at least one prior chemotherapy regimen and for treatment of unresectable pancreatic cancer when given in combination with gemcitabine. Initial approval for treatment of NSCLC was based on the results of a randomized trial comparing erlotinib with placebo. The median overall survival time was 6.7 months in the erlotinib group compared with 4.7 months in the placebo group (p <.001). The 1-year survival rate was 31.2% with erlotinib versus 21.5% with placebo (p <.001), with a median response duration of 34 weeks versus 16 weeks.33 Symptomatic improvement was also demonstrated in a phase II trial.34 Conversely, no clinical benefit was observed in another trial testing the efficacy of erlotinib with platinum-based chemotherapy.35
EGFR Family and Radiation Response
EGFR family members play an important role in radiation response. Preclinical studies showed that cells made to express v-erb were rendered radio resistant.36 Similarly, breast cancer cell lines become more radioresistant when made to overexpress HER2.37 Likewise, radioresistance correlates with EGFR expression levels in head and neck cancer cells.38–40
Clinical studies also suggest that EGFR family dysregulation influences radiation response. A study of 170 gliomas treated with primary radiotherapy demonstrated lower response rates in tumors that overexpressed EGFR; the response rate was 33% in EGFR-negative tumors, 18% in EGFR-intermediate tumors, and 9% in EGFR-positive tumors.41 In smaller series of head and neck cancer patients, locoregional recurrence after radiotherapy was associated with EGFR overexpression.42,43 In breast cancer, a case-control series of patients with in-breast tumor recurrence after breast-conserving surgery and radiotherapy found that the proportion of patients with HER2 overexpression was higher in the recurrence group than in the controls.44
Preclinical Studies of EGFR Family Inhibitors as Radiosensitizers
The role of EGFR family members in radiation response was further clarified by studies using newly developed EGFR family inhibitors (Table 5-3). In virtually every study, EGFR or HER2 inhibitors demonstrated modest radiosensitization.45–47 Radiosensitization is more pronounced in vivo than in vitro and with fractionated-dose than with single-dose irradiation. The understanding of the mechanisms underlying enhanced radiosensitization is evolving.48–50 In every case, the combination of EGFR or HER2 inhibitors and radiation resulted in increased cell cycle arrest, predominately in the G1 phase, but with a substantial decrease in S phase, which translates in vivo to decreased proliferation. Radiosensitization with EGFR family inhibitors also causes decreased angiogenesis. It is not yet clear whether this is an additive result of combined anti-angiogenesis effects from both radiation and EGFR inhibitors, or whether the EGFR inhibitors further increase the susceptibility of the vascular elements of the tumor to radiation. The combination of EGFR inhibitors and radiation increases apoptosis in some, but not all, models. Finally, EGFR inhibitors may directly interfere with repair of radiation-induced DNA damage from DNA-PK inhibition.51,52
Clinical Studies of EGFR Family Inhibitors as Radiosensitizers
Promising preclinical studies with EGFR family inhibitors have translated into improved patient outcomes in randomized controlled trials. The most mature is a phase III trial that compared the efficacy of standard radiotherapy with standard radiotherapy plus the anti-EGFR antibody cetuximab (Erbitux). In this study, 424 patients with stage III or IV squamous cell carcinoma of the oropharynx, hypopharynx, or larynx were stratified by T stage, nodal status, and performance score and then were randomly assigned to receive radiotherapy alone or radiotherapy plus weekly, concurrent cetuximab. Radiotherapy was delivered using one of three fractionation regimens (stratified): a once-daily regimen (2 Gy × 35 fractions over 7 weeks), a twice-daily regimen (1.2 Gy × 60 to 64 fractions over 5 to 5.5 weeks), or a concomitant-boost regimen (1.8 Gy × 30 fractions with a second daily fraction of 1.5 Gy for the last 12 treatment days over 6 weeks). Concurrent chemotherapy was not allowed. Two-year local control was 56% in the radiotherapy-plus-cetuximab arm versus 48% in the radiotherapy-alone arm, with a median duration of local control of 36 months versus 19 months, respectively (p = .02).53 Overall survival was also significantly enhanced with combined therapy. A recent trial update reported 45.6% 5-year overall survival in the radiotherapy-plus-cetuximab arm versus 36.4% in the radiotherapy-alone arm, with median survival of 49 months versus 29 months, respectively (p = .018).54 The improvement in outcome was associated with an increase in acute skin, but not mucosal, toxicity. Furthermore, there were no differences between the groups on standardized quality of life assessment scores.55 Interestingly, a more severe (grade 2 or greater) acneiform rash actually correlated with better survival rates. Although they do not necessarily define the appropriateness of adding cetuximab to the current standard of chemoradiotherapy (as we await results from RTOG 0522) for head and neck cancer, the results of this trial prove that EGFR inhibitors can effectively radiosensitize at least a subset of head and neck cancers. Results of RTOG 0234, a phase II randomized trial comparing radiation plus cetuximab and either weekly cisplatin or weekly docetaxel, suggest that both are feasible regimens with outcomes superior to results from RTOG 9501 that used high-dose cisplatin on days 1, 22, and 43.56 Grade 3 to 4 myelosuppression was observed in 28% (cisplatin) and 14% (docetaxel) of patients. Dermatitis was seen in 39% of patients in each group. The rates of grade 3 or higher mucositis were 37% and 33% in the cisplatin and docetaxel arms; these rates seem somewhat low but are encouraging compared with historical controls. The 2-year distant metastasis rate was 13% in the group that received cetuximab and docetaxel versus around 26% with cisplatin and cetuximab. One of the conclusions from this trial is that perturbing growth factor signaling may allow us, under the right circumstances, to reduce administration of high doses of standard chemotherapy and reduce morbidity to the patient. Further work is needed to begin to cull out which patients benefit from targeting a particular pathway such as epidermal growth factor signaling and which patients, based on specific mutations, may need interference with Akt, mTOR, or DNA repair pathways instead.
Although concern for unwanted normal tissue effects when combining targeted drugs against EGFR and radiation therapy is justifiable, the additional morbidity of this approach appears minimal based on the experiences in the clinic to date. Concurrent administration of adjuvant radiotherapy with trastuzumab in patients with early-stage breast cancer does not increase the incidence of acute radiation toxicity.57 At a median follow-up of 3.7 years, there were no significant differences in the incidence of skin reaction, pneumonitis, dyspnea, cough, dysphagia, or neutropenia between those patients who received adjuvant radiation with or without trastuzumab concurrently. There was a higher incidence of leukopenia in the arm that received trastuzumab and radiotherapy. Radiotherapy did not increase the frequency of cardiac events, and there was no difference in cardiac events between left-sided and right-sided tumors. These results must be interpreted cautiously until more clinical data are accumulated. Longer follow-up is also warranted to evaluate whether acute reversible reactions could be predictive for late sequelae. Multiple clinical trials testing EGFR family inhibitors as radiosensitizers are ongoing. Results of these trials are eagerly awaited.
Angiogenesis Inhibitors
Angiogenesis and Tumor Pathogenesis
All tumors require development (or expansion) of blood vessels to promote further tumor growth and nutritional support beyond a 2-mm diameter.58 Molecules such as vascular endothelial growth factor (VEGF) mediate stimulation of angiogenic signaling and neovascularization. Elevated levels of specific isoforms of VEGF and other indirect markers predict for a worse prognosis in many types of cancer, including those of the gastrointestinal tract such as pancreatic and esophageal cancers.59,60 VEGF expression is affected by both the genetic aberrancies of the particular cancer as well as the microenvironmental changes, including hypoxia.
Angiogenesis Inhibitors
Currently, there are two VEGFR-TKIs that have gained FDA approval. Sorafenib (Nexavar) and sunitinib (Sutent) are indicated for treatment of patients with unresectable hepatocellular carcinoma, advanced renal cell carcinoma, and gastrointestinal stromal tumors based on positive results of phase III randomized studies. ZD6474 (Vandetanib) is one of several VEGFR-TKIs that appeared to hold early promise; however, phase III trials in stage IV lung cancer were disappointing. ZD6474 has dual anti-EGFR and anti-VEGFR properties as well as activity against RET kinase.58 This particular drug may have a niche role in the treatment of medullary thyroid cancers based on its activity against RET kinase mutations.61,62
Agents that target the microtubule formation of intratumoral vasculature, thus destabilizing vessels and causing rapid necrosis within the central part of the tumor, might be effective compounds to combine with radiation. The rationale for pursuing agents that attack intratumoral vessels is based on the premise that endothelial cells in tumors display a different growth pattern than those in normal tissues; it is a chaotic, rapidly expanding pattern. VTAs were developed to take advantage of this differential to selectively occlude or destroy tumor blood vessels, and the validity of this approach was demonstrated a decade ago.63 In general, two classes of agents are used to target the tumor vasculature: (1) VTAs, which use ligand-directed strategies to deliver toxins, for example, to the intratumoral vasculature, and (2) small-molecule VTAs, which exploit the differences between the disorganized immature vessels within the tumor and the surrounding mature endothelial matrix. Either approach is designed to establish an occlusive, ischemic pattern within tumors within a short time period (<24 hr), resulting in extensive necrosis within the central core of the tumor. Several studies have confirmed the validity of this targeting strategy. ZD6126, a prodrug of N-acetylcolchinol, binds beta tubulin, resulting in tumor vessel occlusion and central necrosis in a variety of human tumor models.64,65 Most studies evaluating VTAs and radiation have been in the preclinical setting. Little progress has been achieved in clinical trials with VTAs, in part because of issues related to cardiac toxicity; however, this still remains a potentially promising approach.
An alternative approach, inhibiting vascular endothelial growth factor (VEGF) using an anti-VEGF monoclonal antibody is akin to scooping up the keys rather than blocking the lock. Antibodies against VEGF have shown anticancer activity in preclinical colorectal models.66 Bevacizamab (Avastin) is a recombinant humanized version of the murine anti-human VEGF monoclonal antibody rhuMAb VEGF. Bevacizumab is FDA-approved for use in patients with metastatic colorectal cancer when used in combination with 5-fluorouracil (5-FU). Two separate clinical trials demonstrated superior response rates, progression-free survival (PFS), and overall survival in patients treated with combined 5-FU–based therapy with bevacizumab compared with others treated with 5-FU–based therapy alone in either the first- or second-line setting.67,68 The addition of bevacizumab to carboplatin and paclitaxel also improved overall survival in chemotherapy-naïve patients with metastatic or recurrent, nonsquamous NSCLC69 and has been approved for use in patients with recurrent glioblastoma multiforme (GBM), based on trials demonstrating good rates of radiographic response and stable to decreased corticosteroid requirement.70 Improvements in PFS have also been demonstrated in patients with renal cell carcinoma and breast cancer receiving combinations of traditional systemic therapy and bevacizumab.71 These promising clinical results have led to further investigation with bevacizumab and other anti-angiogenic agents in various clinical populations and settings.
Angiogenesis Inhibitors as Radiosensitizers
Because hypoxia induces pro-angiogenic factors that contribute in part to radioresistance, is it rational to inhibit angiogenic signaling to enhance radiotherapeutic response? Early work by Teicher and colleagues72 demonstrated enhanced radiation response to TNP-470, an anti-angiogenic compound. Later studies designed to inhibit angiogenic signaling in the surrounding endothelium confirmed the results of Teicher, improving radiation cytotoxic effects in a variety of models.73–75 Recent comprehensive reviews of combination anti-angiogenic inhibitors and radiation provide pertinent information regarding the different strategies under investigation.76,77 Anti-angiogenic agents may enhance the effect of radiation by stabilizing tumor vasculature,78 thereby enhancing tumor oxygenation. By inhibiting pro-angiogenic signaling, regulation of anti-apoptotic proteins such as amplified NFκB may be improved. Many of these molecules, including VEGF, are activated by radiation, so it would seem logical to reverse this process. This in turn may prevent development of radioresistance.
The VTAs leave a viable oxic rim of tumor remaining in the periphery. This surviving rim of tumor provides a rationale for combining these types of agents with radiation. In combination with radiation, cooperative effects were reported.79–