Basic Principles of Spinal Internal Fixation

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CHAPTER 291 Basic Principles of Spinal Internal Fixation

In the spine there are 28 vertebrae: 7 cervical vertebrae, 12 thoracic vertebrae, 5 lumbar vertebrae, and 4 sacral vertebrae that typically exist as a single fused unit. From cranial to caudal, as the biomechanical demands and functions change, the size of the vertebra increases and the orientation of the facets gradually changes from parallel sloping to upright blocking. The normal spine is balanced sagittally with a cervical lordosis, a thoracic kyphosis, and a lumbar lordosis.

Passive spinal stability is provided by the facet joints, intervertebral disks, and numerous ligaments. Because of the many stabilizing structures, identifying the level of instability beyond which the passive stability requires internal fixation is challenging. Several authors have proposed systems for grading instability, but perhaps the best known is Denis’ three-column theory,1 devised after retrospectively reviewing the radiographic images of 412 thoracolumbar fractures. According to this theory, the anterior column consists of the anterior half of the vertebral body, the anterior half of the annulus fibrosis, and the anterior longitudinal ligament. The middle column consists of the dorsal half of the vertebral body, the dorsal half of the annulus fibrosis, and the posterior longitudinal ligament. The posterior column consists of the pedicles, facets, lamina, pars interarticularis, and posterior ligamentous complex. Denis proposed that an injury that compromises two of the three columns leads to pathologic instability at the affected level (Fig. 291-1).

The spinal motion segment—two adjacent vertebrae and their interconnecting tissues—is the fundamental unit of study on which biomechanical principles of internal fixation are based. Abnormal movement or instability of a motion segment can lead to clinical symptoms of myelopathy when the spinal cord is compromised, to radicular symptoms when the nerve root foramen or cauda equina is compromised, and to back pain when abnormal motion occurs.

The traditional goal of surgical treatment is to correct pathologic instability by promoting bony fusion at the affected level. To ensure good fusion, orthotic immobilization has been the standard of care for decades; however, mechanical hardware as an alternative adjunct to fusion has become more popular because it allows early mobilization of the patient. More recent techniques avoid fusion altogether and attempt to restore stability by dynamic internal fixation, relying on implanted hardware to bear loads previously borne by disks, facets, and ligaments.

The goal of spinal internal fixation for fusion is to reconstruct the compromised columns within a spinal motion segment with nonbiologic materials to afford temporary immobilization and stabilization until bony fusion can develop. Fixation is successful when a construct can withstand the wear and tear of mechanical stresses and strains until fusion occurs.

The goal of dynamic spinal internal fixation is to reconstruct the compromised columns with nonbiologic materials to create new permanent limiters to motion that maintain spinal motion within normal stable ranges. Such fixation is successful when a construct can withstand the wear and tear of mechanical stresses and strains for the rest of a patient’s life.

For both rigid and dynamic fixation systems, successful application of the available hardware and instrumentation techniques begins with a sound and fundamental understanding of the origin of these stresses and strains and how they are modified by different instrumentation techniques.

Basic Biomechanics

The spine is subjected to numerous forces, typically from gravitational loads, muscular and ligamentous loads, and acceleration and deceleration loads. Forces applied to the spine can be envisioned as vectors (Fig. 291-2). Force vectors applied to the spine can be directed to induce compression, tension, shear, bending, or torsion. A force vector has magnitude and direction in three-dimensional space. Force causes displacement or distortion of an object if it is, respectively, unopposed or opposed.

The effect of a force depends on its orientation to a body’s axis of rotation or neutral axis. The axis of rotation is the axis about which a structure bends or rotates. For example, when a door swings open, a line through its hinges would be the axis of rotation. During movement of the spine, the axis of rotation shifts through a range of positions, unlike the fixed axis of rotation of a hinged door. Instantaneous measurement at one time point provides one “snapshot” of the location of the axis of rotation during a particular phase of the movement, or an instantaneous axis of rotation (IAR). In the normal spine, the IAR for a given bending or twisting motion usually remains in or near the disk space because the flexible disk material deforms more easily than the rigid vertebral bodies. The location of the IAR can often be predicted from the curvature of the facet joints and disk.2

The neutral axis is the longitudinal axis along which no axial stresses or strains occur during bending or twisting. For example, when the lumbar spine bends in flexion, the anterior disk fibers compress axially while the posterior fibers stretch axially. The fibers in between, through which the neutral axis runs, neither compress nor stretch (although they may shear anteroposteriorly if the axis of rotation is below the disk space, as is often the case). The neutral axis intersects the IARs of each spinal motion segment along the entire spine at right angles (Fig. 291-2). The neutral axis is a term that applies only to bending or twisting of the spine. No neutral axis exists during pure distraction, compression, or shear because the entire spine is under unidirectional loading in these cases.

Forces applied to the spine are often interpreted in terms of the moments they create at locations of interest, such as at the axis of rotation, along the neutral axis, or at the site of fixation. The moment, M, created by a force, F, is described by the formula

image

where d is any measured distance between the line of action of the force and the location where the moment is assessed, and θ is the angle between the line along which distance is measured and the force vector. The magnitude of the moment increases as the distance from the line of force to the location where moment is measured (i.e., the moment arm) increases.

Newton’s third law states that each force is opposed by an equal and opposite force. When an internal force from the muscles or an external force from gravity, acceleration, or contact is applied to the spinal motion segment, the ligaments, disk, and joint surfaces react as the primary sources of this equal and opposing force. The mechanical properties of these supporting tissues dictate how the force is to be dissipated by the system.

When normalized, the loads and displacements that occur within a system are defined as stress and strain. Stress is defined as the force, F, applied over an initial cross-sectional area, A.

image

Strain is defined as the change in length of a material over the original length of the material, as defined in the formula

image

where Ln is the new length and Li is the initial length. Stress and strain are directly proportional to each other; as stress increases, strain increases. The amount of stress needed to produce a given strain (i.e., the ratio of stress over strain) is Young’s modulus, or the stiffness of a material.

Most biologic materials are much less stiff than the materials used in spinal fixation (Table 291-1). The modulus of elasticity of a material describes the stress (force per unit of cross-sectional area) per unit of strain (linear deformation per unit of length) in the elastic region. A higher modulus of elasticity implies a stiffer, or more rigid, implant. However, most biologic materials have both viscous and elastic (viscoelastic) properties, whereas implant materials act primarily as elastic elements. The viscous properties present in the spine permit long-term and rate-dependent responses to loads. With the application of stress to a material with viscoelastic properties, elastic strain is apparent immediately, whereas viscous strain becomes apparent over time as the stress in the system declines exponentially. Strains applied to viscoelastic materials at a high rate, such as during a car accident, cause higher stresses in the tissues resisting the strains than the same strains applied at a lower rate, such as during a lifting accident.

TABLE 291-1 Material Properties of Bone and Biomaterials

MATERIAL YIELD STRENGTH (MPa) MODULUS OF ELASTICITY (MPa)
Bone    
Cancellous bone 2 90
Lumbar vertebra 5 160
Cervical vertebra 10 230
Cortical bone 150 12,000
Biomaterials    
Polyethylene (UHMWPE) 20 870
Polymethylmethacrylate 100 2,400
Polyetheretherketone (PEEK) 140 3,400
Ti (Grade 4) 560 104,000
Ti6Al4V 825 114,000
Stainless steel (316) 205 193,000
Cobalt chromium 620 233,000

UHMWPE, ultra-high-molecular-weight polyethylene.

Physiologic range of motion is the range through which the spine can move without injury and is dictated by the viscoelastic properties of the spinal motion segment (Fig. 291-3). For small deformations, ligaments and other soft tissues are lax; consequently, the stiffness of the system is low. The portion of the range of motion at which little stress is required to produce large deformations of the spinal motion segment is known as the neutral zone. In contrast, in the elastic zone, exceedingly larger forces are required to produce small incremental changes in deformation. In the elastic zone, the ligaments and other soft tissues are stretching, whereas in the neutral zone, they have not yet begun to stretch.3

When the elastic zone and range of motion are exceeded, the elastic limits of the tissues are surpassed and permanent (plastic) deformation occurs. In a biologic system, the source of plastic deformation is tearing of individual tissue fibers. In a nonbiologic system, the source of plastic deformation is the sliding of atoms past one another into a new lattice location, or microfractures of the material’s structure. In both systems, larger scale tears and fractures represent failure of the system.

Different materials, biologic and nonbiologic, display different behaviors when they reach the traumatic and failure zones. Some materials fail gradually, and others fail instantaneously. Materials such as methylmethacrylate (bone cement), ceramic, and some alloys may be strong, but they are brittle and fail completely with small deformations. Other materials are better at tolerating strain. Steel, for example, gradually bends instead of snapping when its elastic limits are exceeded. When designing or choosing a construct for stabilizing a spinal motion segment, a key consideration is whether the stresses and strains that the hardware must endure before failing exceed the stresses that patients will generate in their lifetime at the site of the hardware (after accounting for load sharing between bone and hardware).

When a normal spinal motion segment fails, the elastic limit of the ligaments, disk, or bone is exceeded. When a spinal fusion construct fails, the elastic limit of either the fixation hardware or the remaining biologic tissues is exceeded. In either fused or normal motion segments, stability is afforded when the elastic limits of the tissues or mechanical hardware are obeyed. Failure of the system leads to the dissipation of the unopposed force or moment applied to the system. Translation of this load to the neural elements of the spine can result in mechanical compression or injury of the spinal cord.

Physiologic Spinal Loading

When the normal spine assumes a physiologic upright position, the center of gravity may be far anterior to the spine’s IAR and neutral axis. The anterior location of the body’s center of gravity imposes a flexion bending moment on the spine, which is counteracted by extensor muscle forces in the dorsal elements of the spine posterior to the IAR. The total compressive load, P, caused by body weight plus muscle contraction to counteract the bending moment imposed by gravity in a spinal motion segment is estimated as

image

where w is the weight of the body above the spinal motion segment, Lg is the distance from the IAR to the center of gravity, and Ld is the distance from the IAR to the dorsal muscles of the spine. Because Lg is always larger than Ld when standing upright, the actual compression experienced by the spinal motion segment is often two to four times that due to simple gravitational loading. When the orientation of the IAR or center of gravity changes, the load that must be exerted by the posterior muscles changes. When holding an object in one’s arms in front of the torso, for example, the center of gravity is displaced anteriorly from the IAR, and the compressive load increases. This point is important because when the posterior muscle tissues are compromised by surgery or trauma—or when the IAR is shifted by surgery, degeneration, or trauma—spinal biomechanics change significantly. Another observation from this analysis is that an obese patient, whose center of gravity is shifted farther anterior, will have more difficulty coping with compromised dorsal musculature than a fit patient.

Basics of Spinal Instrumentation

Historical anecdotes cite the use of screws, rods, and wires to correct and stabilize spinal deformities as early as the mid- to late 1800s. However, the rapid advances that have led to contemporary spinal instrumentation and fixation techniques began in 1962, when Harrington introduced his spinal instrumentation system. To appreciate the intrinsic shortcomings and strengths of different fixation techniques, one must be familiar with the mechanical and metallurgic qualities of the components in any given instrumentation system.

Screws

Screws are used in a variety of applications in the spine. Each application requires different biomechanical considerations. Regardless of the specific application, all screws share common features. Each screw has a head, a shaft, and a threaded portion. The minor diameter of the screw is the width of the shaft beneath the threads; the major diameter is the width of the shaft with the threads.

The mechanical bending strength of a screw is a function of the diameter of the shaft. Changes in the minor diameter significantly increase or decrease the bending strength of a screw.4 A twofold change in the minor diameter increases the screw’s bending strength eightfold because the highest stress, S, applied to a screw during three-point bending is a function of the equation

image

where F is the force applied at either end of the screw, L is the length of the screw, and d is its minor diameter. Often, the bending moment or shear force at the proximal aspect of the screw shaft is large because of the orientation of forces at the screw head-plate junction, which can mimic the claw of a hammer prying the head of a nail. Because the transition from the threaded to the nonthreaded portion of the shaft is accompanied by an abrupt increase in the minor diameter of the screw, this area can function as the weak point in the screw and is often the site of screw failure.5,6

The pullout strength of a screw depends on numerous variables. Most important are the screw-bone interface and the quality of the bone.4 Cortical bone provides a more secure purchase than does trabecular bone. Diseased osteopenic bone provides poor structural support. During screw insertion, trauma related to poor drilling techniques or overheating can impair the screw’s purchase or lead to the pathologic resorption of bone around the screw.7 Rescue screws used in cervical plating systems and thoracolumbar pedicle screws have a wider diameter to recover purchase in a stripped or enlarged screw hole. The pullout strength of a screw depends on the depth at which the screw is placed and the screw’s major diameter.8 Note that unlike a screw’s bending strength, the pullout strength is affected little by the screw’s minor diameter (except when the dimensions of the major and minor diameters are too close to create bite, or when the bone surrounding the hole is nonuniform). Hence, a twofold increase in minor diameter that causes an eightfold increase in bending strength should have little or no effect on pullout strength (Fig. 291-4).

Lag screws place bone fragments under compression (Fig. 291-5). The shaft of a lag screw has both threaded and nonthreaded portions. The threaded portion of the shaft, which is the distal portion, is used to engage a distal bone fragment. As the screw is tightened, the distal fragment is compressed toward the proximal fragment as long as the threaded portion of the shaft does not cross the fracture line. A lag effect in a fully threaded screw also can be obtained by drilling the proximal portion of the screw hole to the screw’s major diameter so that the screw obtains no purchase proximally. A lag effect can also be obtained by using a screw with a threaded shaft divided into two portions based on a difference in the pitch and depth of the thread. This difference causes the distal portion of the screw to advance more rapidly than the proximal portion, which consequently compresses the bone fragments.

Cannulated screws have a hollow shaft that allows the screw to be placed over a thin surgical guidewire. These screws are used when precise placement is needed, as in transarticular screw placement. The hollow aspect of the screw’s shaft slightly reduces its bending strength but does not affect its pullout strength.9 Because the outer region of metal in a screw shaft is more important in resisting bending than the core, substantial bending strength can still be maintained with cannulation. For example, a 2.5-mm minor diameter screw with a 1.5-mm diameter cannula is theoretically 87% as strong in bending as a solid 2.5-mm diameter screw; a 3-mm minor diameter screw with a 1.5-mm diameter cannula is theoretically 94% as strong in bending as its solid counterpart.

Screws also differ based on their relationship to the overlying plate or rod (Fig. 291-6). When the screw head’s interface with the overlying apparatus is rigid, the system is described as constrained. When the screw head’s interface is nonrigid, the system is described as nonconstrained. The design of the hardware determines whether a constrained screw can have a variable trajectory during placement. For example, in most cervical plating systems, screws placed with a fixed trajectory are, by definition, constrained screws because of how the screw head–plate interface is designed. In contrast, in most pedicle screw systems, the trajectory of the screw does not affect the screw’s ability to rigidly fixate to the overlying rod, so these screws can be described as variable-trajectory screws in a constrained system.

Constrained screws provide more rigid immobilization and are generally more desirable when treating traumatic instability. Nonconstrained screws are desirable when treating degenerative instability because they allow settling at the screw-plate interface while the adjacent fusion mass subsides over time. Nonconstrained constructs have helped solve the problem of stress shielding of the bone graft and thus have led to increased fusion rates in patients with degenerative conditions.10 Although materials used for spinal fixation are usually stiffer than any of the surrounding biologic materials, some of the more recent fixation devices use materials with mechanical properties better matching the stiffness of bone, such as PEEK (polyetheretherketone; see Table 291-1). Such material selection mitigates stress shielding, a phenomenon in which the majority of the natural loading of the spine is borne by the hardware instead of the bone. Wolff’s Law states that bone will adapt to the loads under which it is placed. Therefore, if the hardware bears the majority of the load, the adjacent bone will atrophy and disappear, possibly leading to an unstable nonunion. A more favorable situation is where the fusion hardware and bone graft for fusion participate in load sharing, in which Wolff’s Law leads to formation of new bone across the graft and diminishing loads across the hardware over time (Fig. 291-7).

Some basic considerations regarding screw fixation can be employed in optimizing screw constructs. Using the largest diameter screw possible reduces the stress applied to the screw.11 Setting screws deeply into the bone (i.e., pedicle or vertebral body) lowers the profile of the hardware and decreases the moment arm at the screw head, lowering the susceptibility of the proximal shaft to failure from gravitational loads.7 Placing longer screws deeper into the bone also reduces the propensity for screw pullout.12 When the cancellous bone-screw interface is poor, a bicortical screw purchase may be desirable to increase the pullout strength of the screw.

Rods and Plates

Typically, rods are used for posterior fixation of the thoracolumbar spine. Plates are used in the cervical spine for anterior or posterior fixation techniques and in the thoracolumbar spine for ventrolateral fixation. Rods and plates are made from stainless steel, titanium alloys, or pure titanium.

Manipulating rods and plates before their application can affect their integrity. Stress risers result from contouring rods and plates, so excessive contouring should be avoided. Notching, which also occurs from contouring techniques, results when the structural integrity of the rod or plate is compromised. Titanium is especially susceptible to both stress risers and notching-related phenomena. A notch as small as 1% can reduce the fatigue resistance of 316L stainless steel wire by 63%.13 Notching also increases the corrosion rate of the implant.

Certain biomechanical considerations apply regarding the geometry of constructs that employ rods. Preventing rods from being placed in a parallel orientation can reduce complications related to rotational or torsional strain (the parallelogram effect).14,15 Placing rods in a convergent orientation or using transverse connectors can reduce the propensity for failure because of this problem. In a rod construct for correction of deformity, the magnitude of the moment generated at the fulcrum of the construct is proportional to the length of the construct.16 Therefore, there is a mechanical advantage to using longer constructs for reduction.

If metallic, all instrumentation should be made of the same metal. Mixing different alloy components could generate a galvanic current that could facilitate corrosion and lead to hardware breakage.

Wires

Wires are used in a variety of posterior fixation techniques. Sublaminar wiring and spinous process wiring are some of the oldest techniques used in posterior spinal fixation. There are single-stranded wires, twisted wires, and braided cables. Braided cables (Fig. 291-8) tend to be the strongest and tend to distribute tension most evenly.17 Braided cable is available in both titanium and stainless steel alloys, with stainless steel cables generally providing better strength and resistance to fatigue.17 Although cables and wires are commonly used, there is growing evidence that screw systems are more rigid and less susceptible to loosening than are wired alternatives.18

image

FIGURE 291-8 Cross-sectional view of a braided cable commonly used in tension band fixation techniques.

(Used with permission from Barrow Neurological Institute, Phoenix, AZ.)

Fixation Categories

There are four basic categories of fixation techniques: simple distraction, tension band, three-point bending, and cantilever (Fig. 291-9). Simple distraction refers to a fixation construct in which a purely distractive force is applied, usually by a wedge. Simple distraction affects sagittal balance differently depending on whether it is applied anterior or posterior to the spine’s neutral axis. A tension band refers to hardware that acts as a tether that tightens against bending of the spine. Three-point bending usually applies to a rod construct and refers to bending caused by the rod’s central fulcrum and two opposing termini; such constructs are often used to apply corrective moments to rectify kyphosis or scoliosis. Cantilever fixation refers to a screw embedded as a cantilever into bone with forces largely orthogonal to the screw.

image

FIGURE 291-9 Basic fixation constructs types. A, Simple distraction. Anteriorly, a cage or graft acts as a wedge to create distraction. Because the graft is anterior to the neutral axis, it helps induce lordosis. Posterior to the neutral axis (dashed line), an interspinous spacer is a simple distraction device that tends to induce kyphosis. B, Tension band. As the name suggests, a tension band only functions in tension and can fail when placed in compression. A plate can serve as an anterior tension band, resisting extension effectively but providing poor resistance to flexion. C, Conversely, an interspinous wire is an example of a posterior tension band, functioning to resist flexion but not extension. D, Three-point bending. Three-point bending refers to a situation in which lateral force from a central fulcrum is opposed by equal and opposite forces at the termini. The dashed line shows normal position of vertebra. Posterior rods are commonly used as a three-point bending construct to correct kyphosis, scoliosis, or subluxation. E, Cantilever beam fixation. A cantilever (left), in an engineering sense, is a beam supported at only one end so that the axis of the beam cannot rotate at the fixed point. In spinal instrumentation (right), cantilever beam fixation refers to a screw inserted as a cantilever into bone and typically connected longitudinally to other hardware. A force applied at the head of a cantilevered screw is resisted by a counterforce and countermoment at the screw-bone interface.

(Used with permission from Barrow Neurological Institute, Phoenix, AZ.)

Practical Applications of the Biomechanics of Spinal Fixation

White and Panjabi19 cited four basic indications for spinal stabilization: (1) restoration of stability when stability is compromised by trauma or degenerative changes; (2) maintenance of alignment after alignment correction; (3) prevention of further alignment deformities; and (4) alleviation of pain related to instability or pathologic movement. Fixation techniques are used to provide the spine with temporary rigid or semirigid fixation until osseous fusion can occur. The basis of almost all internal fixation techniques is successful bone fusion. With continued repetitive loading in the absence of osseous fusion, all fixation methods eventually fatigue and fail. In fact, some surgeons advocate—and certain clinical situations require—the eventual removal of nonbiologic hardware after osseous fusion has developed.

The following sections broadly review the specific fixation techniques used in treating different pathologic conditions of the spine. The basic biomechanical principles applied with each technique are elucidated to help readers understand when an application is appropriate.

Cervical Spine

Odontoid fractures are treated with either odontoid screw (see Fig. 291-5) or C1-2 posterior fusion techniques (Figs. 291-10 and 291-11). Odontoid screw fixation techniques use a lag screw, which stabilizes the fracture temporarily and approximates fragments until osseous fusion develops. When odontoid screw techniques cannot be applied because of a transverse ligament rupture2022 or an ill-suited fracture pattern, a C1-2 fusion is performed. Traditional C1-2 fusion techniques use a posterior wiring technique (tension band) and an interspinous bone strut (simple distraction). The presence of an interspinous bone strut counteracts the tendency for the posterior wiring technique to fail from narrowing of the interanchor distance. The interspinous bone strut also permits osseous fusion. The Gallie and Sonntag fusion techniques are examples (see Fig. 291-10). The additional application of transarticular screws helps form a rigid construct that promotes osseous fusion by counteracting the system’s tendency to fail because of its susceptibility to rotational stresses (see Fig. 291-11). Either transarticular screws or a halo vest is required to stabilize C1-2 adequately for most types of injuries.23 Biomechanical comparisons have confirmed that transarticular screws form the most rigid constructs.24,25

Ventral cervical bone grafts are used to treat both trauma and degenerative conditions. A ventral bone graft functions as a simple distractive force. Ventral plating functions as a fixed or nonfixed cantilever beam system that provides axial load sharing and immobilization to promote fusion.10,26 It also reconstructs the ventral tension band.

Both posterior sublaminar wiring and interspinous wiring function as tension band constructs. Their benefit is greatest in stabilizing flexion forces and weakest with respect to extension. By itself, wire probably does not provide a stable construct because the interanchor space tends to narrow. The consequent lack of immobilization can lead to nonunion and eventual hardware failure. The use of Luque rods and rectangles with wiring techniques provides a three-point bending fixation that can help correct pathologic deformities.

In less active patients, lateral mass plates are sometimes used as motion limiters instead of as load bearers to allow close to normal rotation but to prevent hyperrotation. In this hardware application, fusion is not necessarily the desired outcome. In such cases, the lateral mass plates limit flexion by acting as tension bands. Because low loads and infrequent testing of limits are expected in the cervical region in these patients, these implants can survive for many years without failure. Lateral mass screw and rod constructs are largely replacing lateral mass plates with good success.

Thoracolumbar Spine

The Harrington rod system is a classic three-point bending system. It is a long segment–short fusion system used to correct angulation deformities of the spine. Most Harrington rod systems incorporate simple distractive forces and tension band forces at the termini of the construct to augment their stability and decrease rates of failure.

Universal spinal systems consist of hooks, screws, and rods. Typically, they are long segment–long fusion systems that incorporate principles of three-point bending, simple distraction, and tension-band reconstruction. These systems permit the correction of long segment spinal deformities and early mobilization of patients; they also increase fusion rates.

Pedicle screw systems are short segment–short fusion fixed moment arm cantilever beam systems. Alone, they are used to treat glacial instability from acquired or degenerative spondylolisthesis. When used to treat angulation deformities caused by traumatic or osteodegenerative fractures, they usually require the application of a ventral strut (simple distraction) to reduce gravitational load bearing by the hardware. The ventral strut may be a bone graft or a titanium mesh cage when a corpectomy is performed (Fig. 291-12). With continued development and evolution of these anterior expandable cages, the size and shape of graft and end plate covers can be customized for fit. In selected cases, these cages can now even be placed from a posterior trajectory (Fig. 291-13).2729 When the pathology is confined to the disk space, the ventral strut may be an anterior lumbar interbody fusion device, a posterior lumbar interbody fusion device, or more recently, a laterally placed device (XLIF [Nuvasive, San Diego, CA]). These grafts apply a simple distractive force. When the grafts are applied anteriorly, the surgical approach compromises the anterior tension band (anterior longitudinal ligament). When interbody grafts are applied posteriorly, the surgical approach compromises the facets and the posterior tension band. In the absence of additional hardware such as a fixed moment arm cantilever beam (pedicle screw-rod) system to reconstruct the missing tension band, interbody cages may be unstable constructs. To date, however, no long-term clinical outcomes have been compiled to support or disprove this notion. Newer systems using a lateral approach (XLIF) show promise but also require further long-term studies.

Ventrolateral thoracolumbar plating techniques are typically used to treat pathologic fractures of the spine. They apply fixed moment arm or applied moment arm cantilever beam fixation with a ventral strut (simple distraction) to facilitate compressive load sharing, reconstruction of the anterior tension band, and osseous fusion.

Emerging Treatments

Image Guidance

Image guidance refers to any technique by which medical images are synchronized to coordinates within the operating room via three-dimensional computerized tracking. The use of image guidance improves the accuracy of spinal procedures.30,31 Iso-C fluoroscopy (Siremobil Iso-C3D, Siemens, Medical Solutions, Erlangen, Germany) is a contemporary modality that allows intraoperative three-dimensional imaging in the operating room without the need to reposition the patient and without restricting access to the patient. Multiple fluoroscopic images acquired about an isocentric point in space provide axial tomographic images that can be reconstructed accurately into a three-dimensional volume.32 This modality enables accurate correlation between three-dimensional images and the patient’s anatomy in the operating room and provides navigational support based on updated image data (Fig. 291-14). The Iso-C3D is useful for most cervical spinal procedures either in conjunction with spinal navigation or simply as an intraoperative computed tomography (CT) scan. In the latter case, it can be used to verify the extent of osseous decompression or cervical alignment in three dimensions or to confirm appropriate placement of instrumentation.

Image guidance improves accuracy of screw placement compared to freehand screw insertion, but it does not eliminate error. Cervical pedicle screws inserted by freehand were associated with an 87% breach rate, but cervical pedicle screws inserted with assistance from image guidance were still associated with a 24% breach rate.33 In our practice, image guidance has been used most often in patients with anomalous anatomy or small bony anatomy, requiring increased precision (Fig. 291-15).

Biologics

The discovery of bone morphogenic proteins (BMPs) by Urist in 196534 has led to an explosion of research aimed at identification and characterization of osteoinductive growth factors. BMPs are members of the transforming growth factor-beta (TGF-β) superfamily that have been proposed for a number of applications in orthopedic surgery.35 Fourteen different BMPs have been reported,36 but only recombinant BMP-2 (rhBMP-2) and BMP-7 (osteogenic protein-1, rhOP-1) have been evaluated in preclinical models. Successful healing in long bone defects and in spinal arthrodesis models in animals has been reported.35,3739 U.S. Food and Drug Administration (FDA) approval was recently granted for the use of rhBMP-2 to enhance anterior spinal fusion40 and rhOP-1 to supplement posterior spine fusions.41

In making decisions on bone substitutes and enhancers, surgeons must assess the host biologic environment and must ensure that four critical elements are present to promote bone repair: the presence of bioactive factors, responding cells, matrix, and an adequate vascular supply. The body of evidence reporting the efficacy of rhBMP in clinical studies has grown considerably over the past 5 years. Since the first report of BMP-induced osteoinduction in a clinical trial,40 additional studies have reported the superiority of rhBMP to the use of autogenous bone graft.4246 Future uses of rhBMP may also lead to higher success rates in minimally invasive procedures and lessen surgical exposures and operative time.

However, despite excellent clinical results, many concerns still exist for the routine use of recombinant growth factors. Although safety has been demonstrated in initial trials, long-term effects have not fully been elucidated.4749 A number of complications, including local soft tissue edema and bone resorption, have been associated with its use in both the cervical and lumbar spine.47,50,51 Furthermore, the cost of rhBMP currently precludes its routine use in spine arthrodesis, and further study will be necessary to delineate the clear indications in which BMPs should be used. At the current time, the costs and complications associated with the use of recombinant proteins do not justify its routine use. Individual patient characteristics that increase the risk of pseudarthrosis such as smoking, osteoporosis, multilevel and revision surgeries, and previous graft site harvest may justify the additional costs of BMPs as a bone graft substitute during surgery.52 Further studies delineating the indications for BMP use in spine surgery are warranted.

Polymer Biomaterials

The degree of stiffness of a pedicle screw-rod construct is extremely supraphysiologic compared with the modulus of elasticity of an uninstrumented mature posterolateral fusion.5355 This difference is even more pronounced when compared with the native spine. Nonmalleable constructs of stainless steel or titanium are far more rigid than needed to augment fusion and there is presumably an optimum degree of stiffness that would promote fusion while lowering the rate and incidence of adjacent level disease.

Recently, a new generation of spinal implants made of polyaryletherketone (PAEK) has been developed. Commercialized for industry in the 1980s, PAEK is a relatively new family of high-temperature thermoplastic polymers, consisting of an aromatic backbone molecular chain, interconnected by ketone and ether functional groups.56 Two PAEK polymers in clinical use include polyetheretherketone (PEEK) and polyetherketoneetherketoneketone (PEKEKK).57 PEEK polymer has a modulus of elasticity between that of cortical and cancellous bone, with load characteristics more consistent with the native environment (see Table 291-1). PAEK biomaterials were first introduced as spinal cages in the 1990s by Caromed (Cleveland; now DePuy Spine, Raynham, MA.) A prospective, multicenter investigational device exemption study was initiated for the FDA in 1991.58 Altogether, 221 patients received a carbon-reinforced PEKEKK cage with posterior pedicle screw fixation. Successful fusion was reported in 176 of 178 (98.9%) patients with a 2-year follow-up. Longer term follow-up has also been reported.59 The clinical and commercial success of this medical device lay the foundation of the current widespread use of PEEK in spine implants.

PEEK rods are semirigid alternatives to their nonmalleable stainless steel or titanium counterparts.60 These rods allow some motion but resist marked flexion, extension, axial loading, and lateral rotation. Laboratory testing has demonstrated their ability to substantially reduce stress-shielding characteristics and to reduce hypermobility at adjacent levels compared with titanium screw and rod constructs.61,62 It is believed that more compliant materials such as nitinol or PEEK can maintain or restore the load-sharing characteristics to the level of the intact spine with less stress shielding. PEEK is a radiolucent material that does not interfere with plain x-ray films or CT scans, which are the “gold standard” for evaluating the status of a fusion. Numerous studies have remarked on the radiolucent qualities of the implants.58,63 The compatibility of PAEK polymers with clinical diagnostic imaging has been a major impetus for the adoption of this polymer family for spinal applications. Additional biomechanical and clinical data will help define further uses of this polymer family in novel spinal applications.

Dynamic Systems

Single-level cervical fusion has not been shown to decrease the overall motion of the cervical spine, but the kinematics at a level adjacent to fusion is altered.64,65 In untreated levels adjacent to fusion, increases in motion—with increased shear strains and elevated intradiscal pressures—have been reported.6668 Investigators have postulated that these changes may lead to an increased risk of adjacent-segment degeneration.6971

Dynamic neutralization systems aim to provide nonrigid stabilizing forces to overcome the inherent disadvantages of a solid fusion and adjacent level disease.7274 Theoretically, a rigid metallic three-level fixation system for lumbar fusion creates a lever arm that results in increased moment at the junction of the fusion mass with the normal rostral adjacent levels. However, instrumentation systems using rods with a reduced modulus of elasticity (e.g., PEEK; see Table 291-1) that more closely resembles bone or that uses a gradient in the modulus of elasticity in the more rostral fixated segments are under development and may reduce the incidence of transition syndrome.

Total disk replacement (TDR) is another method of preserving function to reduce adjacent level disease. A TDR is a device that is placed into the intervertebral disk space after the disk is removed instead of a bone graft with the goal of retaining as much normal motion as possible while stabilizing the motion segment. The theoretical advantages are to reduce the incidence of adjacent segment degeneration while maintaining normal neck motion, eliminating complications at the bone graft donor site (including disease transmission from donor bone graft), and mobilizing the patient earlier without the need for bracing. Cervical disk arthroplasty has the potential of maintaining the anatomic height of the disk space, normal segmental lordosis, and physiologic motion patterns after surgery. These characteristics may reduce or delay the onset of degenerative disk disease at adjacent cervical spinal motion segments after anterior cervical decompressive surgery.75,76

There are numerous investigational TDR devices for both cervical and lumbar disease. There are three lumbar TDRs approved by the FDA: Charité (DePuy Spine), ProDisc (Synthes), and Maverick (Medtronic). The initial randomized FDA investigational study on the lumbar Charité device was promising.77 Later studies, however, have reported high complication rates with this device,7880 casting doubt on the long-term ability of any lumbar TDR to withstand the high stresses of the lumbar region.

Cervical TDRs appear to be more promising. Presently, two cervical TDRs are FDA-approved in the United States: the PRESTIGE (Medtronic, Minneapolis) and the ProDisc-C (Synthes, West Chester, PA). In a large prospective randomized controlled clinical trial, compelling data that support the use of cervical total disk arthroplasty as a substitute for bone fusion after anterior cervical diskectomy have been demonstrated with the Prestige ST Cervical Disc System (Medtronic Sofamor Danek, Minneapolis)76,81 and Bryan Disc (Medtronics).82 These preliminary results show that these systems had maintained physiologic segmental motion 24 months after implantation and were associated with successful neurological outcomes. The Prestige trial also showed improved clinical outcomes, reduced return to work times, and a reduced rate of secondary surgeries when compared with anterior cervical diskectomy and fusion.76,81

The results for cervical disk arthroplasty as a substitute for anterior cervical fusion after anterior cervical discectomy look promising, but we must remain cautious because long-term data are lacking. The long-term benefits of TDR in preventing adjacent level disk degeneration have yet to be realized. Complications of total disk replacement may not be known for many years. Numerous types of disk prostheses and designs are under study or development, and numerous questions need long-term answers. Do these devices wear out? What happens to the device–end plate interface over time? What are clinical outcomes in patients followed for many decades? Is adjacent segment disease alleviated by motion preservation, or is it part of the natural history of the degenerative process? Well-designed prospective randomized controlled trials are needed before approval and widespread application of this technology. Ultimately, the results of these trials will be used by the FDA to determine if widespread release can be allowed.

Conclusion

The basic principles of spinal internal fixation are founded on fundamental principles of spinal biomechanics. Appropriate treatment of degenerative or traumatic instability begins with an understanding of what constitutes clinical instability. When the unstable component of the spine is identified, spinal fixation can be targeted at reestablishing the continuity of the compromised column to provide temporary stabilization until bony fusion can occur.

When applied anteriorly, laterally, or posteriorly, plate, rod, and wire techniques provide different types of biomechanical stabilization. Hardware failure is an eventual certainty. The failure of hardware before bone fusion occurs often reflects a failure to recognize the stresses and strains being applied to a construct. These stresses and strains are often a function of the extent that the spine is compromised by degenerative changes or traumatic injury. A sound biomechanical understanding of the limits of each fixation technique and the degree of instability associated with a given condition is required to choose the appropriate technique, hardware, and fusion modality.

Ongoing biomechanical research constantly improves our ability to understand clinical instability and how it may be interpreted based on radiographic and clinical findings. Furthermore, new and improved fixation techniques are constantly being developed. Knowledge of the fundamentals on which these principles are built is the key to understanding not only how currently available techniques work but also the advantages and disadvantages of new fixation techniques as they are introduced.

Suggested Readings

Bartolomei JC, Theodore N, Sonntag VK. Adjacent level degeneration after anterior cervical fusion: a clinical review. Neurosurg Clin N Am. 2005;16:575-587.

Benzel EC. Biomechanics of Spinal Stabilization: Principles and Practice. New York: McGraw-Hill; 1995.

Blumenthal S, McAfee PC, Guyer RD, et al. A prospective, randomized, multicenter Food and Drug Administration investigational device exemptions study of lumbar total disc replacement with the CHARITE artificial disc versus lumbar fusion: part I: evaluation of clinical outcomes. Spine. 2005;30:1565-1575.

Boden SD, Zdeblick TA, Sandhu HS, et al. The use of rhBMP-2 in interbody fusion cages. Definitive evidence of osteoinduction in humans: a preliminary report. Spine. 2000;25:376-381.

Chang S, Kakarla K, Maughan P, et al. Four-Level anterior cervical discectomy and fusion with plate fixation: radiographic and clinical results. Neurosurgery. 2010;66:639-697.

Cheng H, Jiang W, Phillips FM, et al. Osteogenic activity of the fourteen types of human bone morphogenetic proteins (BMPs). J Bone Joint Surg Am. 2003;85-A:1544-1552.

Dickman CA, Greene KA, Sonntag VK. Injuries involving the transverse atlantal ligament: classification and treatment guidelines based upon experience with 39 injuries. Neurosurgery. 1996;38:44-50.

Dickman CA, Mamourian A, Sonntag VK, et al. Magnetic resonance imaging of the transverse atlantal ligament for the evaluation of atlantoaxial instability. J Neurosurg. 1991;75:221-227.

Dickman CA, Papadopoulos SM, Crawford NR, et al. Comparative mechanical properties of spinal cable and wire fixation systems. Spine. 1997;22:596-604. 1999;90:84-90

Holly LT, Foley KT. Intraoperative spinal navigation. Spine. 2003;28:S54-S61.

Hott JS, Lynch JJ, Chamberlain RH, et al. Biomechanical comparison of C1-2 posterior fixation techniques. J Neurosurg Spine. 2005;2:175-181.

Hott JS, Papadopoulos SM, Theodore N, et al. Intraoperative Iso-C C-arm navigation in cervical spinal surgery: review of the first 52 cases. Spine. 2004;29:2856-2860.

Kurtz SM, Devine JN. PEEK biomaterials in trauma, orthopedic, and spinal implants. Biomaterials. 2007;28:4845-4869.

Ludwig SC, Kowalski JM, Edwards CC, et al. Cervical pedicle screws: comparative accuracy of two insertion techniques. Spine. 2000;25:2675-2681.

Mummaneni PV, Burkus JK, Haid RW, et al. Clinical and radiographic analysis of cervical disc arthroplasty compared with allograft fusion: a randomized controlled clinical trial. J Neurosurg Spine. 2007;6:198-209.

Mummaneni PV, Haid RW. The future in the care of the cervical spine: interbody fusion and arthroplasty. Invited submission from the Joint Section Meeting on Disorders of the Spine and Peripheral Nerves, March 2004. J Neurosurg Spine. 2004;1:155-159.

Panjabi MM. The stabilizing system of the spine. Part II. Neutral zone and instability hypothesis. J Spinal Disord. 1992;5:390-396.

Vaccaro AR, Anderson DG, Patel T, et al. Comparison of OP-1 Putty (rhBMP- 7) to iliac crest autograft for posterolateral lumbar arthrodesis: a minimum 2-year follow-up pilot study. Spine. 2005;30:2709-2716.

Weiser MW, Luevano CA, Goel VK, et al. Spinal implant attributes: distraction, compression, and three-point bending. In: Benzel EC, editor. Spine Surgery. Philadelphia: Churchill Livingstone; 1999:979-990.

White AAIII, Panjabi MM. Clinical Biomechanics of the Spine. Philadelphia: Lippincott-Raven; 1990.

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