Arthroscopic Management of the Stiff Elbow

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CHAPTER 40 Arthroscopic Management of the Stiff Elbow

THE NONARTHRITIC STIFF ELBOW

PATHOLOGY OF ELBOW STIFFNESS (ARTHROFIBROSIS)

Arthrofibrosis of the elbow is defined as a loss of both extension and flexion of the elbow due to intrinsic and extrinsic abnormalities produced by fractures, dislocations, arthritic conditions, burns, head injury, or cerebral palsy.5,13,24,49,52,55 Intrinsic factors include intra-articular damage, fractures, loose bodies, synovitis, and foreign bodies whereas extrinsic factors include contractures due to scarring of the capsule or collateral ligaments, flexor or extensor musculature, instability, heterotopic bone, and skin contractures. Peripheral problems including head injuries, cerebral palsy, and neurologic dysfunction may also result in muscular contracture and spasticity with resultant loss of motion.

In managing a patient with contracture of the elbow, all etiologies must be considered before treatment. Patients with skin contracture or muscle spasticity must obviously be managed in a different fashion from those with intra-articular fracture or arthritic conditions. Commonly, more than one problem is involved in producing a stiff elbow. Each should be evaluated and managed appropriately. Arthroscopic treatment of flexion contracture of the elbow allows the surgeon to address the intrinsic intra-articular causes of elbow contracture, as well as those extrinsic causes that may be safely reached by this technique, including capsular and collateral ligament damage as well as problems with the extensor musculature. The risk of nerve injury, including post-erior interosseous nerve and ulnar nerve injury, is real in these stiff elbows and should be considered by the operative surgeon before undertaking arthroscopic management of this condition. Additionally, in the most contracted elbows, the restoration of motion may also produce late problems with the surrounding nerves, specifically the ulnar nerve. This complication of tardy ulnar nerve palsy may be prevented by arthroscopic or open ulnar nerve release at the time of the index surgery to restore motion (Box 40-1).

HISTORY OF ARTHROSCOPIC MANAGEMENT OF THE STIFF ELBOW

In 1931 and 1932, Burman6,7 described the use of the arthroscope in cadaveric elbow specimens. The use of arthroscopic techniques for the elbow lagged behind the knee and shoulder until the 1980s, during which time Andrews and Carson2 and Poehling et al48 reported on techniques for supine and prone arthroscopy. The 1990s brought about more work in elbow arthroscopy, with pioneering articles presented by O’Driscoll and Morrey, Baker, and McGinty.3,45 The first reports on the arthroscopic treatment of stiff elbows were by Nowicki and Shall,44 Jones and Savoie,27 and Byrd9 in the early 1990s. As techniques evolved, more reports by Kelly et al, Timmerman and Andrews, Ball et al and numer-ous others were presented.4,29,61 The works of O’Driscoll and Savoie spearheaded the advance of improved safety and surgical techniques that led to both improved results and expanded indications. Sporadic reports of neurologic injuries have occurred, emphasizing the need for caution and experience when dealing with these difficult problems.19,27,39

ANATOMIC CONSIDERATIONS

The altered anatomy of the contracted elbow joint makes a thorough understanding of the pathogenesis of contracture and how the anatomy is altered of paramount importance to the surgeon. Because the contracted joint does not distend normally with inflow, neurovascular structures about the elbow may not be safely displaced from the joint during insufflation.

The medial epicondyle and medial intramuscular septum are usually preserved in most cases and are used as a guide to the initial entrance to the elbow joint. The proximal anteromedial portal is generally made in an outside-in manner and kept superiorly and also posterior to the entirety of the brachialis muscle because this approach provides an extra margin of safety that protects the median nerve and brachial artery from possible damage. Distal lateral elbow trauma or contracture may cause hypertrophy or adhesions that may bind the posterior interosseous nerve, increasing the risk of damage from a primary lateral portal. Using the inside-out technique with an anterior superior lateral portal decreases the risk of injury to this structure. Unlike a normal elbow, portal establishment in a contracted elbow joint requires cautious and careful placement of the canula, not only through the skin, but during joint entrance to prevent misdirection by the hypertrophied tissue with resultant soft tissue injury. In severe cases, it may be necessary to develop the tissue plane between the brachialis muscle and the capsule, and secondarily incise and then excise the capsule. It is essential that the anterior neurovascular structures and brachialis muscle be protected by retractors if this approach is attempted. Posteriorly, an adherent medial capsule or extensive olecranon deformity may displace the ulnar nerve, making the initial insertion through a posterior central portal into the olecranon fossa an increased risk. In these cases, it is essential to insert the canula directly into the olecranon fossa and avoid medial displacement that may put this neurologic structure at risk.

During the capsular release and excision, the surgeon must remember the relationship of the capsule to the neurovascular structures. In the anterior procedures, the brachialis muscle lies between the capsule and the anterior neurovascular structures (median nerve, radial nerve, and brachial artery). Thus, arthroscopic capsular release and excision should be continued from within the joint until brachialis muscle fibers are visible but no further. Shaver blades and cutting instruments must be kept in close proximity to the humerus at all times to avoid straying too far anteriorly and potentially into the neurovascular structures by brachialis muscle penetration. Using accessory anterior portals to place protective retractors to hold the brachialis muscle and anterior neurovascular structures away from the operative field is helpful in preventing potential complications. On the lateral aspect of the elbow, the radial nerve courses between the brachioradialis and brachialis muscles. It divides into the superficial radial nerve and the posterior interosseous nerve at the level of the elbow joint. The posterior interosseous nerve courses distally and laterally to the brachialis muscle, and becomes immediately adjacent to the anterior joint capsule in the distal half of the elbow. Scar tissue and hypertrophied joint capsule from injury to this area may tether the posterior interosseous nerve and allow damage to it during release. In these cases, the nerve should be identified by the perineural fat and retracted before continuing the excision distally. Until the location of the nerve is identified, extension of the capsular excision should remain proximal to the radial head. Posteriorly, the ulnar nerve should be identified and protected throughout the procedure. This may be accomplished arthroscopically by incising the capsule under the nerve, locating it, and retracting it, or by a small open incision over the nerve to do the same.

ETIOLOGY

The loss of motion in arthrofibrosis centers around soft tissue trauma,62 an injury, or a disease process that produces a synovitic reaction, hemorrhage, and inflammation of the capsule. In arthrofibrosis, the capsular tissues respond to this by thickening and becoming rigid. Attempts to aggressively stretch the capsule produces tearing, creating more hemorrhage and increased stiffness. The elbow is held in a flexed position to accommodate the hemarthrosis and the painful swelling in the capsular tissues. Physical therapy and splinting in this inflammatory phase may actually result in worsening conditions rather than improvement because of the repeated damage inflicted upon the capsule. Collateral ligament injury can further contribute to elbow contracture by allowing abnormal movement, producing further pressure on the damaged capsule.8,18,40,62 Additional problems occur with the scarring between the triceps tendon and the humerus, restricting flexion and extension by its tethering effect. This effect is more noticeable in the post-traumatic contractures and seems to be especially prevalent after open reduction internal fixation of periarticular fractures of the elbow.

Post-traumatic arthrofibrosis of the elbow may also be secondary to other intra-articular causes. Fractures and osteochondral lesions, articular incongruities, loose bodies, and foreign material may stimulate an inflammatory response in the capsule and result in a mechanical limitation to elbow motion. On the lateral side of the joint, this is often caused by residual deformity in the capitellum, radial fossa, or radial head following osteochondritis or trauma.26 On the medial side of the joint, a more congruous relationship of articular surface exists. Less severe injures to the coronoid or olecranon may produce bony incongruity, resulting in a painful arc of motion and subsequent loss of motion.

The specific components of arthrofibrosis may vary according to the mechanism of injury and postinjury treatment.50,60 Each factor must be considered in managing the arthrofibrotic elbow.

INDICATIONS FOR SURGERY

Surgical treatment is indicated for those patients who are refractory to conservative management. Both the surgeon and patient should play an active role in the decision to undergo surgical management of the stiff elbow. The etiology of the condition, potential risks, expected results, and possible complications, including the risk of nerve damage, should be understood by both the surgeon and the patient before undertaking operative intervention.

In the past, several authors have described open surgical release techniques for correction of elbow flexion contractures. These techniques include osteotomy of the medial epicondyle with complete anterior capsulectomy and lengthening of the biceps, limited lateral approach with capsulotomy, limited medial approach, and extensive posterior approach.16,65 Urbaniek and associates64 found a decrease in preoperative flexion contracture from 48 to 19 degrees with a lateral approach. Husband and Hastings25 found extension improved from a mean of 45 degrees preoperatively to 12 degrees postoperatively and flexion increased from 116 degrees to 129 degrees.

Open surgical release of elbow flexion contracture produces increased soft tissue trauma from the dissection, postoperative scarring of the capsule and anterior structures that may add to the risk of contracture recurrence, and additional elbow trauma above and below the elbow when an external fixator is used. Potentially increased time before physical therapy may be initiated due to surgical pain and scarring. Additionally, it is difficult to address the entire intrinsic joint pathology without a combined approach of the elbow. In contrast to open release techniques, the arthroscopic release allows the surgeon a complete examination and treatment avenue for intrinsic, intra-articular joint pathology. Removal of intra-articular adhesions, release of asso-ciated scarring, and capsular resection anteriorly and posteriorly can all be accomplished arthroscopically. Evaluation, management, and release of medial and lateral gutter adhesions, as well as collateral ligament release, can also be accomplished arthroscopically, reducing the risk of recurrence and allowing early initiation of a physical therapy program. The main contraindication to capsular release for arthrofibrosis is a lack of experience with elbow arthroscopy. This procedure can be extremely difficult with a high risk of nerve injury and should be attempted only by experienced arthroscopic surgeons.

SURGICAL TECHNIQUE: AUTHORS’ PREFERRED METHOD

The arthroscopic setup for surgical release of the elbow flexion contracture is that of a standard elbow arthroscopy (Box 40-2). A 4.5-mm arthroscope and shaver are used along with standard camera and video recording equipment. We prefer the prone position because it allows better access to both the anterior and posterior capsular structures, but certainly either the lateral decubitus or supine position can be used at the surgeon’s preference. In patients in whom there is quite a bit of scarring around the ulnar nerve or the posterior interosseous nerve, each of these may be approached through a small incision and a Penrose drain used to surround the nerve before attempting arthroscopy to protect the nerve from possible intraoperative damage. Indications for doing this include anteriorly displaced radial head fractures and anterior heterotopic bone for the posterior interosseous nerve, and large osteophytes and extra-articular fragments over the ulnar nerve. If this is deemed necessary by the preoperative evaluation, the posterior interosseous nerve (PIN) is approached through the transbrachioradialis approach of Lister with minimal damage to the surrounding musculature. The ulnar nerve is approached through a small incision posterior to the medial epicondyle. In each case, the arthroscopy can still be accomplished but with an increased margin of safety. The author usually prefers to attempt to expose the nerve arthroscopically in most cases but will use one of the above-mentioned approaches immediately if there is any distortion of normal anatomy near the normal course of the nerve.

The initial attempt to insufflate the elbow is made through a standard soft spot portal, entering the joint between the radial head, capitellum, and ulna. A proximal anterior medial portal is then established using a blunt trocar only. The arthroscope is introduced through this canula, and the anterior compartment of the elbow is evaluated (Fig. 40-1). A proximal anterolateral portal is then established via an outside-in technique. The use of proximal portals to begin the procedure adds an anatomic protective factor to assist in the prevention of inadvertent neurologic damage. The more distal anterior lateral and anterior medial portals may be established once the joint and anatomy are better defined. These are useful for both retraction and for protection. Débridement of the anterior structures is then accomplished and an anterior capsular excision is performed (Fig. 40-2A to D). Excision of the capsule usually begins with the shaver in the medial portal. The capsule is excised beginning with the humeral attachment and continuing distally while remaining on the medial side of the joint until brachialis muscle fibers can be visualized (see Fig. 40-2A and B). The dissection progresses back toward the medial septum until the flexor pronator origin can be seen. The excision then continues laterally to the radial side of the joint. The scope is then placed in the medial portal and similarly from proximal to distal the capsule is excised to the lateral extensor muscle origin (see Fig. 40-2A to D). On completion of the anterior capsulectomy, the brachialis muscle should be visualized from the lateral to the medial intermuscular septum. Extension of the elbow is attempted, and range of motion is evaluated. The bone architecture is then reassessed for the need to restore the radial fossa, excise the radial head or excise part of the coronoid (see section on arthritis for the specifics of these techniques).

The arthroscope is then transferred to a posterior central and proximal posterolateral portal (Fig. 40-3A and B). The triceps is elevated off the distal humerus, and the olecranon fossa is débrided (Fig. 40-4). An ulnohumeral arthroplasty may be performed at this point, connecting the olecranon and coronoid fossa to allow improved flexion and extension and to diminish the risk of recurrent stiffness (Fig. 40-5). The medial gutter is then débrided of all loose bodies, joint adhesions, and osteophytes while protecting the ulnar nerve (Fig. 40-6A). The more severe the preoperative stiffness, the more necessary it may be to expose the ulnar nerve, either arthroscopically (see Fig. 40-6B) or open. The lateral gutter is then débrided as well, the posterolateral plica excised and synovitis, which is common in this area, also removed (Fig. 40-7A and B). Motion is then attempted again, and at this time, full flexion and extension should have been achieved. A drain is then inserted anteriorly, a pain pump is inserted posteriorly, and the patient is placed in a soft dressing.

RESULTS

The arthroscopic management of arthrofibrosis has continued since the initial report by Jones and Savoie.27 Extension of the elbow increased from 46 degrees to 5 degrees, and flexion increased 96 degrees to 138 degrees. Recent reports by Timmerman et al,61 Lapner et al,31 Ball et al,4 and Nguyen et al43 have described the effectiveness of the arthroscopic management of the stiff elbow. In most cases, it would appear to be an effective tool in the treatment of this disorder.

THE ARTHRITIC ELBOW

SURGICAL MANAGEMENT—HISTORY

Modern nonprosthetic operative management for arthritis of the elbow dates back to the Outerbridge-Kashiwagi procedure.28 Through a triceps-splitting approach, the olecranon is débrided and a clower drill is used to bore a hole between the olecranon and coronoid fossa, improving both flexion and extension and decreasing symptoms of anterior and posterior impingement. In inflammatory arthritis, resection of the radial head has proved to be beneficial, especially in patients with rheumatoid arthritis. Morrey modified the Outerbridge-Kashiwagi procedure by using a Bryan-Morrey approach and elevating the triceps rather than splitting it, believing that this decreased intra-articular adhesions and improved range of motion while allowing transposition of the ulnar nerve.40 Savoie et al54 modified Morrey’s approach to perform the procedure arthroscopically and used the arthroscopic instruments to fenestrate the olecranon and coronoid fossa, resect the radial head as necessary, and remove loose bodies and perform synovectomy with excellent results with a minimum 2-year follow-up.

Cohen et al10 reported on 26 patients managed arthoscopically with excellent pain relief and no complications. Phillips and Strasburger47 reported on 25 patients with similar results. McLaughlin et al37 reported on a group of 36 patients with primary radial sided initiation of damage who responded well to arthroscopic management, including radial head excision in all patients. They isolated a group that they thought were more at risk for early progression of the arthritis and suggested the benefit of earlier excision due to deformity and slight instability. These reports seem to indicate the enduring success of the arthroscopic method for early and mid-stage arthritis and even late-stage arthritic changes in the more active individual in whom an elbow replacement might be contraindicated.

SURGICAL TECHNIQUE: AUTHORS’ PREFERRED METHOD

The elbow is entered through a standard proximal anterior medial portal (Box 40-3). The proximal anterolateral portal is established, and the anterior aspect of the elbow joint is evaluated. The tip of the coronoid is evaluated and usually resected (Fig. 40-8A and B). The radial head and radial fossa are evaluated for anterior impingement with flexion. The preoperative evaluation should have formulated a plan as to whether or not the radial head needs to be excised. McLaughlin et al have reported on a subset of post-traumatic arthritic patients in whom the radial column is the initiating factor in the arthritis. In this group, they believed that radial head excision was necessary to prevent progression of the arthritis and also to prevent posterior radiocapitellar impingement that limited extension. In the more common primary arthritic elbow, the radial head may be preserved and only the radial fossa débrided to increase flexion. It is important to make this distinction preoperatively. Radial fossa excision is accomplished with the arthroscope in the proximal anterior medial portal and the shaver in the proximal anterior lateral portal. The excess bone just above the articular rim of the anterior capitellum is removed until the normal cortex is encountered. Flexion of the elbow determines if enough bone has been resected to allow full excursion of the radio-capitellar joint.

If radial head excision is necessary, the anterior aspect of the radial head is resected first in order to avoid penetrating the anterior capsule with possible injury to the posterior interosseous nerve (which lies adjacent to the anterolateral capsule at the level of the radial head and neck). Once the radial head anterior margin has been resected, a protective retractor is placed in the proximal anterior lateral portal to sit between the radial head and the anterior capsule to retract and protect the radial nerve. The burr is then introduced through the soft spot portal, and the radial head is coplaned until a complete resection has been accomplished (Fig. 40-9A and B). In the case of isolated radiocapitellar impingement, the proximal 8 to 10 mm of the radial head may be resected and if the proximal radioulnar joint is involved, the entire radial head can be resected (see Fig. 40-9C).

The surgical focus is then moved to the posterior elbow joint. An inflow canula is left anteriorly to ensure that fluid flows through the gutters and into the posterior compartment. A straight posterior viewing portal is established and also an accessory posterior lateral instrument portal. The olecranon fossa is débrided and three 5-mm drill holes are placed in the olecranon fossa, connecting it to the coronoid fossa. These holes are connected using a burr and enlarged until a fenestration of approximately 1 to 3 cm in diameter is made. This should allow visualization of the anterior structures through the fenestration and evaluation of the coronoid resection can be made. If necessary, additional resection can be accomplished while viewing from this portal. The tip of the olecranon is then excised. Care should be taken to plane medially and laterally to prevent impingement of the medial and lateral aspects of the olecranon on the columns of the distal humerus. In most cases, it is this medial and lateral impingement that limits the extension, not the center of the olecranon. The resection for arthritis might include as much as 1 to 2 cm. This is in contrast to cases with instability, in which only minimal bone should be removed to decrease the risk of exacerbating the instability. Medial gutter spurs are then resected with the suction turned off to prevent injury to the ulnar nerve. The presence of significant spurs may require release of the ulnar nerve by either open or arthroscopic (Fig. 40-10) means. If there is any question, the nerve should be exposed and tracked with the arthroscope or via open technique to both decompress the nerve and decrease the risk of tardy ulnar nerve palsy. The lateral gutter is then evaluated and any debris removed. If a symptomatic posterolateral plica is present, it is resected. This area of the posterior radiocapitellar joint and proximal radioulnar joint is a common area for loose bodies and for synovitis. It must be evaluated in every case. The entire elbow joint is then re-evaluated, completing the procedure.

RESULTS

In a previous study, Nunely et al54 delineated approximately 96% good to excellent results and a minimum 2-year follow-up for the arthritic elbow. This is in a degenerative population in which two thirds of the patients required radial head excision, indicating the efficacy of this procedure for the arthritic elbow. McLaughlin and colleagues37 reported a series of degenerative elbows managed by this technique in which the instigating factor for the arthritis was a radial column injury. Satisfactory results were reported in 36 patients, with no significant complications. Cohen et al,10 Menth-Chiari et al,38 Phillips and Strasburger,47 and Kim and Chin30 reported excellent results with no significant complications in their series of patients. In combining these series, the average arc of motion improved between 41 and 81 degrees, with a significant decrease in pain and improvement in function.

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* See references 1, 2, 10, 12, 14, 15, 1923, 27, 29, 30, 3237, 46, 47, 51, 53, 54, 5659, 63, 66, and 67.