Anaesthesia and neuromuscular block

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Chapter 19 Anaesthesia and neuromuscular block

General anaesthesia

Until the mid-19th century such surgery as was possible had to be undertaken at tremendous speed. Surgeons did their best for terrified patients by using alcohol, opium, cannabis, hemlock or hyoscine.1 With the introduction of general anaesthesia, surgeons could operate for the first time with careful deliberation. The problem of inducing quick, safe and easily reversible unconsciousness for any desired length of time in humans began to be solved only in the 1840s when the long-known substances nitrous oxide, ether and chloroform were introduced in rapid succession.

The details surrounding the first use of surgical anaesthesia were submerged in bitter disputes on priority following an attempt to take out a patent for ether. The key events around this time were:

The next important developments in anaesthesia were in the 20th century when the appearance of new drugs, both as primary general anaesthetics and as adjuvants (muscle relaxants), new apparatus and clinical expertise in rendering prolonged anaesthesia safe enabled surgeons to increase their range. No longer was the duration and type of surgery determined by patients’ capacity to endure pain.

Phases of general anaesthesia

Balanced surgical anaesthesia (hypnosis, analgesia and muscle relaxation) with a single drug would require high doses that would cause adverse effects such as slow and unpleasant recovery, and depression of cardiovascular and respiratory function. In modern practice, different drugs are used to attain each objective so that adverse effects are minimised.

The perioperative period may be divided into three phases, and several factors determine the choice of drugs given in each of these. In brief:

Before surgery (premedication)

The principal aims are to provide:

During surgery

The aim is to induce unconsciousness, analgesia and muscle relaxation – the anaesthetic triad. Total muscular relaxation (paralysis) is required for some surgical procedures, e.g. intra-abdominal surgery, but most surgery can be undertaken without neuromuscular blockade. A typical general anaesthetic consists of:

Some special techniques

Dissociative anaesthesia

is a state of profound analgesia and anterograde amnesia with minimal hypnosis during which the eyes may remain open; it can be produced by ketamine (see p. 301). It is particularly useful where modern equipment is lacking or where access to the patient is limited, e.g. in prehospital or military settings.

Pharmacology of anaesthetics

All successful general anaesthetics are given intravenously or by inhalation because these routes enable closest control over blood concentrations and thus of effect on the brain.

Inhalation anaesthetics

The preferred inhalation anaesthetics are those that are minimally irritant and non-flammable, and comprise nitrous oxide and the fluorinated hydrocarbons, e.g. sevoflurane.

Pharmacokinetics (volatile liquids, gases)

The depth of anaesthesia is correlated with the tension (partial pressure) of anaesthetic drug in brain tissue. This is driven by the development of a series of tension gradients from the high partial pressure delivered to the alveoli and decreasing through the blood to the brain and other tissues. The gradients are dependent on the blood/gas and tissue/gas solubility coefficients, as well as on alveolar ventilation and organ blood flow.

An anaesthetic that has high solubility in blood, i.e. a high blood/gas partition coefficient, will provide a slow induction and adjustment of the depth of anaesthesia. Here, the blood acts as a reservoir (store) for the drug so that it does not enter the brain readily until the blood reservoir is filled. A rapid induction can be obtained by increasing the concentration of drug inhaled initially and by hyperventilating the patient.

Anaesthetics with low solubility in blood, i.e. a low blood/gas partition coefficient (nitrous oxide, desflurane, sevoflurane), provide rapid induction of anaesthesia because the blood reservoir is small and anaesthetic is available to pass into the brain sooner.

During induction of anaesthesia the blood is taking up anaesthetic selectively and rapidly, and the resulting loss of volume in the alveoli leads to a flow of anaesthetic into the lungs that is independent of respiratory activity. When the anaesthetic is discontinued the reverse occurs and it moves from the blood into the alveoli. In the case of nitrous oxide, this can account for as much as 10% of the expired volume and so can significantly lower the alveolar oxygen concentration. Mild hypoxia occurs and lasts for as long as 10 min. Oxygen is given to these patients during the last few minutes of anaesthesia and the early post-anaesthetic period. This phenomenon, diffusion hypoxia, occurs with all gaseous anaesthetics, but is most prominent with gases that are relatively insoluble in blood, for they will diffuse out most rapidly when the drug is no longer inhaled, i.e. just as induction is faster, so is elimination. Nitrous oxide is especially powerful in this respect because it is used at concentrations of up to 70%.

Nitrous oxide

Nitrous oxide (1844) is a gas with a slightly sweetish smell that is neither flammable nor explosive. It produces light anaesthesia without demonstrably depressing the respiratory or vasomotor centre provided that normal oxygen tension is maintained.

Halogenated anaesthetics

Halothane was the first halogenated agent to be used widely, but in the developed world it has been largely superseded by isoflurane, sevoflurane and desflurane. A description of isoflurane is provided, and of the others in so far as they differ. The MAC in oxygen of some volatile anaesthetics is:

Isoflurane

Isoflurane is a volatile colourless liquid that is not flammable at normal anaesthetic concentrations. It is relatively insoluble and has a lower blood/gas coefficient than halothane or enflurane, which enables rapid adjustment of the depth of anaesthesia. It has a pungent odour and can cause bronchial irritation, making inhalational induction unpleasant. Isoflurane is minimally metabolised (0.2%), and none of the breakdown products has been related to anaesthetic toxicity.

Intravenous anaesthetics

Intravenous anaesthetics should be given only by those fully trained in their use and who are experienced with a full range of techniques of managing the airway, including tracheal intubation.

Pharmacokinetics

Intravenous anaesthetics enable an extremely rapid induction because the blood concentration can be raised quickly, establishing a steep concentration gradient and expediting diffusion into the brain. The rate of transfer depends on the lipid solubility and arterial concentration of the unbound, non-ionised fraction of the drug. After a single induction dose of an intravenous anaesthetic, recovery occurs quite rapidly as the drug is redistributed around the body and the plasma concentration reduces. Recovery from a single dose of intravenous anaesthetic is thus dependent on redistribution rather than rate of metabolic breakdown. With the exception of propofol, repeated doses or infusions of intravenous anaesthetics will cause considerable accumulation and prolong recovery. Attempts to use thiopental as the sole anaesthetic in war casualties led to it being described as an ideal form of euthanasia.3

It is common practice to induce anaesthesia intravenously and then to use a volatile anaesthetic for maintenance. When administration of a volatile anaesthetic is stopped, it is eliminated quickly through the lungs and the patient regains consciousness. The recovery from propofol is rapid, even after repeated doses or an infusion. This advantage, and others, has resulted in propofol displacing thiopental as the most popular intravenous anaesthetic.

Propofol

Induction of anaesthesia with 1.5–2.5 mg/kg occurs within 30 s and is smooth and pleasant with a low incidence of excitatory movements. Some preparations of propofol cause pain on injection, but adding lidocaine 20 mg to the induction dose eliminates this. The recovery from propofol is rapid, and the incidence of nausea and vomiting is extremely low, particularly when propofol is used as the sole anaesthetic. Recovery from a continuous infusion of propofol is relatively rapid as the plasma concentration decreases by both redistribution and metabolic clearance (predominantly as the glucuronide). Special syringe pumps incorporating pharmacokinetic algorithms enable the anaesthetist to select a target plasma propofol concentration (e.g. 4 micrograms/mL for induction of anaesthesia) once details of the patient’s age and weight have been entered. This technique of target-controlled infusion (TCI) provides a convenient method for giving a continuous infusion of propofol.

Thiopental

Thiopental is a very short-acting barbiturate4 that induces anaesthesia smoothly, within one arm-to-brain circulation time. The typical induction dose is 3–5 mg/kg. Rapid distribution (initial t½ 4 min) allows swift recovery after a single dose. The terminal t½ of thiopental is 11 h and repeated doses or continuous infusion lead to significant accumulation in fat and very prolonged recovery. Thiopental is metabolised in the liver. The incidence of nausea and vomiting after thiopental is slightly higher than that after propofol. The pH of thiopental is 11 and extravasation causes considerable local damage. Accidental intra-arterial injection will also cause serious injury distal to the injection site.

Ketamine

Ketamine is a phencyclidine (hallucinogen) derivative and an antagonist of the NMDA receptor.5 In anaesthetic doses it produces a trance-like state known as dissociative anaesthesia (sedation, amnesia, dissociation, analgesia).

Muscle relaxants

Neuromuscular blocking drugs

A lot of surgery, especially of the abdomen, requires that voluntary muscle tone and reflex contraction be inhibited. This could be attained by deep general anaesthesia (but with risk of cardiovascular depression, respiratory complications and slow recovery) or by regional nerve blockade (which may be difficult to do or contraindicated, e.g. if there is a haemostatic defect).

Selective relaxation of voluntary muscle with neuromuscular blocking drugs enables surgery under light general anaesthesia with analgesia; it also facilitates tracheal intubation, quick induction and quick recovery. However, mechanical ventilation and technical skill are required. Neuromuscular blocking drugs should be given only after induction of anaesthesia.

Neuromuscular blocking drugs first attracted scientific notice because of their use as arrow poisons by the natives of South America, who used the most famous of all, curare, for killing food animals6 as well as enemies. In 1811 Sir Benjamin Brodie smeared ‘woorara paste’ on wounds of guinea pigs and noted that death could be delayed by inflating the lungs through a tube introduced into the trachea. Though he did not continue until complete recovery, he did suggest that the drug might be of use in tetanus.

Despite attempts to use curare for a variety of diseases including epilepsy, chorea and rabies, the lack of pure and accurately standardised preparations, as well as the absence of convenient techniques of mechanical ventilation if overdose occurred, prevented it from gaining any firm place in medical practice until 1942, when these difficulties were removed.

Drugs acting at the myoneural junction produce complete paralysis of all voluntary muscle so that movement is impossible and mechanical ventilation is needed. It is plainly important that a paralysed patient should be unconscious during surgery.7

Using modern anaesthetic techniques and monitoring, awareness while paralysed for a surgical procedure is extremely rare. In the UK, general anaesthesia using volatile agents should always be monitored with agent analysers, which measure and display the end-tidal concentration of volatile agent. Increasing use of depth of anaesthesia monitors (e.g. bispectral index (BIS), which is based on the processed electroencephalogram) should further reduce the incidence of awareness. In the past, misguided concerns about the effect of volatile anaesthetics on the newborn led many anaesthetists to use little, if any, volatile agent when giving general anaesthesia for caesarean section. Under these conditions some mothers were conscious and experienced pain while paralysed and therefore unable to move. Despite its extreme rarity nowadays,8 fear of awareness under anaesthesia is still a leading cause of anxiety in patients awaiting surgery.

Mechanisms

When an impulse passes down a motor nerve to voluntary muscle it causes release of acetylcholine from the nerve endings into the synaptic cleft. This activates receptors on the membrane of the motor endplate, a specialised area on the muscle fibre, opening ion channels for momentary passage of sodium, which depolarises the endplate and initiates muscle contraction.

Neuromuscular blocking drugs used in clinical practice interfere with this process. Natural substances that prevent the release of acetylcholine at nerve endings exist, e.g. Clostridium botulinum toxin and some venoms.

There are two principal mechanisms by which drugs used clinically interfere with neuromuscular transmission:

Competitive antagonists

Antagonism of competitive neuromuscular block

Neostigmine

The action of competitive acetylcholine blockers is antagonised by anticholinesterase drugs, which enable accumulation of acetylcholine. Neostigmine (see also p. 375) is given intravenously, mixed with glycopyrronium to prevent bradycardia caused by the parasympathetic autonomic effects of the neostigmine. It acts in 4 min and its effects last for about 30 min. Too much neostigmine can cause neuromuscular block by depolarisation, which will cause confusion unless there have been some signs of recovery before neostigmine is given. Progress can be monitored with a nerve stimulator.

Depolarising neuromuscular blocker

Suxamethonium (succinylcholine)

Paralysis is preceded by muscle fasciculation, and this may be the cause of the muscle pain experienced commonly after its use. The pain may last for 1–3 days and can be minimised by preceding the suxamethonium with a small dose of a competitive blocking agent.

Suxamethonium is the neuromuscular blocker with the most rapid onset and the shortest duration of action (although the onset of rocuronium is almost as fast and with sugammadex the recovery is faster than that of suxamethonium). Tracheal intubation is possible in less than 60 s and total paralysis lasts for up to 4 min with 50% recovery in about 10 min (t½ for effect). It is indicated particularly for rapid sequence induction of anaesthesia in patients who are at risk of aspiration – the ability to secure the airway rapidly with a tracheal tube is of the utmost importance. If intubation proves impossible, recovery from suxamethonium and resumption of spontaneous respiration is relatively rapid. Unfortunately, if it is impossible to ventilate the paralysed patient’s lungs, recovery may not be rapid enough to prevent the onset of hypoxia.

Suxamethonium is destroyed by plasma pseudocholinesterase and so its persistence in the body is increased by neostigmine, which inactivates that enzyme, and in patients with hepatic disease or severe malnutrition whose plasma enzyme concentrations are lower than normal. Approximately 1 in 3000 of the European population have hereditary defects in amount or kind of enzyme, and cannot destroy the drug as rapidly as normal individuals.9 Paralysis can then last for hours and the individual requires ventilatory support and sedation until recovery occurs spontaneously.

Repeated injections of suxamethonium can cause bradycardia, extrasystoles and even ventricular arrest. These are probably due to activation of cholinoceptors in the heart and are prevented by atropine. It can be used in Caesarean section as it does not cross the placenta readily. Suxamethonium depolarisation causes a release of potassium from muscle, which in normal patients will increase the plasma potassium by 0.5 mmol/L. This is a problem only if the patient’s plasma potassium concentration was already high, for example in acute renal failure. In patients with spinal cord injuries and those with major burns, suxamethonium may cause a grossly exaggerated release of potassium from muscle, sufficient to cause cardiac arrest.

Local anaesthetics

Cocaine had been suggested as a local anaesthetic for clinical use when Sigmund Freud investigated the alkaloid in Vienna in 1884 with Carl Koller. The latter had long been interested in the problem of local anaesthesia in the eye, for general anaesthesia has disadvantages in ophthalmology. Observing that numbness of the mouth occurred after taking cocaine orally, Koller realised that this was a local anaesthetic effect. He tried cocaine on animals’ eyes and introduced it into clinical ophthalmological practice, while Freud was on holiday. The use of cocaine spread rapidly and it was soon being used to block nerve trunks. Chemists then began to search for less toxic substitutes, with the result that procaine was introduced in 1905.

Pharmacokinetics

The distribution rate of a single dose of a local anaesthetic is determined by diffusion into tissues with concentrations approximately in relation to blood flow (plasma t½ of only a few minutes). By injection or infiltration, local anaesthetics are usually effective within 5 min and have a useful duration of effect of 1–1.5 h, which in some cases may be doubled by adding a vasoconstrictor (below).

Most local anaesthetics are used in the form of the acid salts, as these are both soluble and stable. The acid salt (usually the hydrochloride) dissociates in the tissues to liberate the free base, which is biologically active. This dissociation is delayed in abnormally acid, e.g. inflamed, tissues, but the risk of spreading infection makes local anaesthesia undesirable in infected areas.

Absorption from mucous membranes on topical application varies according to the compound. Those that are well absorbed are used as surface anaesthetics (cocaine, lidocaine, prilocaine). Absorption of topically applied local anaesthetic can be extremely rapid and give plasma concentrations comparable to those obtained by injection. This has led to deaths from overdosage, especially via the urethra.

For topical effect on intact skin for needling procedures, a eutectic10 mixture of bases of prilocaine or lidocaine is used (EMLA – eutectic mixture of local anaesthetics). Absorption is very slow and a cream is applied under an occlusive dressing for at least 1 h. Tetracaine gel 4% (Ametop) is more effective than EMLA cream and enables pain-free venepuncture 30 min after application.

Uses

Local anaesthesia is generally used when loss of consciousness is neither necessary nor desirable, and also as an adjunct to major surgery to avoid high-dose general anaesthesia and to provide postoperative analgesia. It can be used for major surgery, with sedation, although many patients prefer to be unconscious. It is invaluable when the operator must also be the anaesthetist, which is often the case in some parts of the developing world.

Local anaesthetics may be used in several ways to provide the following:

Regional anaesthesia

Regional anaesthesia requires considerable knowledge of anatomy and attention to detail for both success and safety.

Opioid analgesics

are used intrathecally and extradurally. They diffuse into the spinal cord and act on its opioid receptors (see p. 282); they are highly effective in skilled hands for post-surgical and intractable pain. Respiratory depression may occur. The effect begins in 20 min and lasts for up to 12 h.

Diamorphine or other more lipid-soluble opioids, such as fentanyl, may be used.

Individual local anaesthetics

See Table 19.1.

Amides

Bupivacaine

is long acting (t½ 3 h) (see Table 19.1) and is used for peripheral nerve blocks, and for epidural and spinal anaesthesia. Although onset of effect is comparable to that of lidocaine, peak effect occurs later (30 min).

Obstetric analgesia and anaesthesia

Although this soon ceased to be considered immoral on religious grounds, it has been a technically controversial topic since 1853 when it was announced that Queen Victoria had inhaled chloroform during the birth of her eighth child. The Lancet recorded ‘intense astonishment … throughout the profession’ at this use of chloroform, ‘an agent which has unquestionably caused instantaneous death in a considerable number of cases’. But the Queen (perhaps ignorant of these risks) took a different view, writing in her private journal of ‘that blessed chloroform’ and adding that ‘the effect was soothing, quieting and delightful beyond measure’.11

The ideal drug must relieve labour pain without making the patient confused or uncooperative. It must not interfere with uterine activity nor must it influence the fetus, e.g. to cause respiratory depression by a direct action, by prolonging labour or by reducing uterine blood supply. It should also be suitable for use by a midwife without supervision.

General anaesthesia

during labour presents special problems. Gastric regurgitation and aspiration are a particular risk (see p. 296). The safety of the fetus must be considered; all anaesthetics and analgesics in general use cross the placenta in varying amounts and, apart from respiratory depression, produce no important effects except that high doses interfere with uterine contraction and may be followed by uterine haemorrhage. Neuromuscular blocking agents can be used safely.

Anaesthesia in patients already taking medication

Anaesthetists are in an unenviable position. They are expected to provide safe service to patients in any condition, taking any drugs. Sometimes there is opportunity to modify drug therapy before surgery, but often there is not. Anaesthetists require a particularly detailed drug history from the patient.

Drugs that affect anaesthesia

Anaesthesia in the diseased, and in particular patient groups

The normal response to anaesthesia may be greatly modified by disease. Some of the more important aspects include:

Malignant hyperthermia

(MH) is a rare pharmacogenetic syndrome with an incidence of between 1 in 15 000 and 1 in 150 000 in North America, exhibiting autosomal dominant inheritance with variable penetrance. The condition occurs during or immediately after anaesthesia and may be precipitated by potent inhalation agents (halothane, isoflurane, sevoflurane) or suxamethonium. The patient may have experienced an uncomplicated general anaesthetic previously. The mechanism involves an abnormally increased release of calcium from the sarcoplasmic reticulum, often caused by an inherited mutation in the gene for the ryanodine receptor, which resides in the sarcoplasmic reticulum membrane. High calcium concentrations stimulate muscle contraction, rhabdomyolysis and a hypermetabolic state. Malignant hyperthermia is a life-threatening medical emergency. Oxygen consumption increases by up to three times the normal value, and body temperature may increase as fast as 1°C every 5 min, reaching as high as 43°C. Rigidity of voluntary muscles may not be evident at the outset or in mild cases.

Dantrolene 1 mg/kg i.v. is given immediately. Further doses are given at 10-min intervals until the patient responds, to a cumulative maximum dose of 10 mg/kg. Dantrolene (t½ 9 h) probably acts by preventing the release of calcium from the sarcoplasm store that ordinarily follows depolarisation of the muscle membrane.

Non-specific treatment is needed for the hyperthermia (cooling, oxygen), and insulin and dextrose are given for hyperkalaemia caused by potassium release from contracted muscle. Hyperkalaemia and acidosis may trigger severe cardiac arrhythmias.

Once the immediate crisis has resolved, the patient and all immediate relatives should undergo investigation for MH. This involves a muscle biopsy, which is tested for sensitivity to triggering agents.

Anaesthesia in MH-susceptible patients is achieved safely with total intravenous anaesthesia using propofol and opioids. Dantrolene for intravenous use must be available immediately in every location where general anaesthesia is given. The relation of malignant hyperthermia syndrome with neuroleptic malignant syndrome (for which dantrolene may be used as adjunctive treatment, see p. 328) is uncertain.

The elderly

(see p. 105) are liable to become confused by cerebral depressants, especially by hyoscine. Atropine also crosses the blood–brain barrier and can cause confusion in the elderly; glycopyrronium is preferable. In general, elderly patients require smaller doses of all drugs than the young. The elderly tolerate hypotension poorly; they are prone to cerebral and coronary ischaemia.

Children

(see p. 103). The problems with children are more technical, physiological and psychological than pharmacological.

1 A Japanese pioneer in about 1800 wished to test the anaesthetic efficacy of a herbal mixture including solanaceous plants (hyoscine-type alkaloids). His elderly mother volunteered as subject as she was anyway expected to die soon. But the pioneer administered it to his wife for, ‘as all three agreed, he could find another wife, but could never get another mother’ (Journal of the American Medical Association 1966; 197:10).

2 Frederick Churchill, a butler from Harley Street, had his leg amputated at University College Hospital, London. After removing the leg in 28 s, a skill necessary to compensate for the previous lack of anaesthetics, Robert Liston turned to the watching students, and said, ‘This Yankee dodge, gentlemen, beats mesmerism hollow’. That night he anaesthetised his house surgeon in the presence of two women (Merrington W R 1976 University College Hospital and its Medical School: A History. Heinemann, London).

3 Halford J J 1943 A critique of intravenous anaesthesia in war surgery. Anesthesiology 4:67.

4 Johan Adolf Bayer discovered malonylurea (the parent compound of barbiturates) on 4 December 1863. That same day he visited a tavern patronised by artillery officers and it transpired that 4 December was also the feast day of Saint Barbara, the patron saint of artillery officers, so he named the new compound ‘barbituric acid’ (Cozanitis D A 2004 One hundred years of barbiturates and their saint. Journal of the Royal Society of Medicine 97:594–598).

5 N-methyl-D-aspartate.

6 Curare was obtained from several sources but most commonly from the vine Chondrodendron tomentosum. The explorers Humboldt and Bonpland in South America (1799–1804) reported that an extract of its bark was concentrated as a tar-like mass and used to coat arrows. The potency was designated ‘one tree’ if a monkey, struck by a coated arrow, could make only one leap before dying. A more dilute (‘three tree’) form was used to paralyse animals so that they could be captured alive – an early example of a dose–response relationship.

7 The introduction of tubocurarine into surgery made it desirable to decide once and for all whether the drug altered consciousness. Doubts were resolved in a single experiment: A normal subject was slowly paralysed (curarised) after arranging a detailed and complicated system of communication. Twelve minutes after beginning the slow infusion of curare, the subject, having artificial respiration, could move only his head. He indicated that the experience was not unpleasant, that he was mentally clear and did not want an endotracheal tube inserted. After 22 min, communication was possible only by slight movement of the left eyebrow, and after 35 min paralysis was complete and direct communication lost. An airway was inserted. The subject’s eyelids were then lifted for him and the resulting inhibition of alpha rhythm of the electroencephalogram suggested that vision and consciousness were normal. After recovery, aided by neostigmine, the subject reported that he had been mentally ‘clear as a bell’ throughout, and confirmed this by recalling what he had heard and seen. The insertion of the tracheal tube had caused only minor discomfort, perhaps because of the prevention of reflex muscle spasm. During artificial respiration he had ‘felt that (he) would give anything to be able to take one deep breath’ despite adequate oxygenation (Smith S M et al 1947 Anesthesiology 8:1). Note: a randomised controlled trial is not required for this kind of investigation.

8 In a prospective series of 11 785 general anaesthetics, 18 patients recalled awareness during surgery (Sandin R H, Enlund G, Samuelsson P et al 2000 Awareness during anaesthesia: a prospective case study. Lancet 355:707–711).

9 There are wide inter-ethnic differences. When cases are discovered the family should be investigated for low plasma cholinesterase activity and affected individuals warned.

10 A mixture of two solids that becomes a liquid because the mixture has a lower melting point than either of its components.

11 The chloroform was administered by John Snow (1813–1858) who invented the ether inhaler and first applied science to anaesthesia. This was the same John Snow who in 1854 traced the source of an outbreak of cholera to sewage contamination of a well in Soho in London. When the pump handle was removed the number of cases declined dramatically, so helping to demonstrate that cholera was a specific, water-borne disease and not a ‘miasma’ in the air.