What Is the Best Treatment for Chondral Defects in the Knee?

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Chapter 96 What Is the Best Treatment for Chondral Defects in the Knee?

Damage to the articular cartilage comprises a spectrum of disease entities ranging from single, focal chondral defects to more advanced degenerative disease. Long implicated in the subsequent development of osteoarthritis, focal chondral defects result from various causative factors. Patients are approximately evenly split in reporting a traumatic versus an insidious onset of symptoms; athletic activities are the most common inciting event associated with the diagnosis of a chondral lesions.1 Traumatic events and developmental causative agents such as osteochondritis dissecans (OCD) predominate in younger age groups. Several large studies have found high-grade chondral lesions (Outerbridge grades III and IV) in 5% to 11% of younger patients (<40 years) and up to 60% of older patients.13 The most common locations for these defects are the medial femoral condyle (up to 32%) and the patella,2,3 and most are detected incidentally during meniscectomy or anterior cruciate ligament reconstruction.1,4 Notably, despite this relatively high incidence, many of these defects are incidental in nature and asymptomatic. It is agreed that articular cartilage lesions have no spontaneous repair potential and a propensity to worsen with time. Even though the natural history is still not completely understood, those involved in cartilage repair agree that one must look for background factors that predispose to the formation of these defects—malalignment and compartment overload of the tibiofemoral or patellofemoral compartments, joint laxity, contracture, meniscal insufficiency, and of course, genetic predisposition to osteoarthritis—for which to date clinical, biological, or genetic markers are lacking. Therefore, various techniques have evolved to stimulate defect repair or overtly replace these defects. The high costs and extensive rehabilitation associated with many of these procedures necessitate careful evaluation to establish their respective clinical and cost-effectiveness.

The field of cartilage repair is a recent development within orthopedic surgery with techniques that continue to evolve. Although there are no formal treatment algorithms that have been agreed on and validated by prospective comparative trials of the emerging techniques, practice-based algorithms have been recommended based on existing evidence and by matching patient characteristics to treatment efficacy and risks. High-quality outcomes research is necessary to provide a better understanding of the efficacy of these procedures and to enable physicians to properly indicate treatment.

This chapter provides an overview of the existing techniques and supporting data in an attempt to guide surgeons in their indications for the treatment of cartilage defects of the knee.

OPTIONS

Before the development of modern bioengineering techniques, orthopedists were restricted to procedures that aimed to palliate the effects of chondral lesions or attempted to stimulate a healing response initiated from the subchondral bone resulting in the formation of fibrocartilage to fill the defect. Simple arthroscopic lavage and debridement of lesions has been used since the 1940s in an effort to reduce symptoms resulting from loose bodies and cartilage flaps, and it is a common first-line treatment, especially for coincidental defects. Marrow stimulation techniques (MST), such as abrasion arthroplasty, drilling, and microfracture, attempt to induce a reparative response by perforation of the subchondral bone after radical debridement of damaged cartilage and removal of the tide mark “calcified” zone to enhance the integration of repair tissue. The resultant blood clot, and the primitive mesenchymal cells contained within, may differentiate into a fibrocartilaginous repair tissue that fills the defect. Unlike hyaline cartilage, this fibrocartilage largely consists of type I collagen and is mechanically less stable and less durable.5 The pluripotential marrow-derived cells may also form bone, another mode of MST-related failure that is increasingly becoming recognized.6 Although closely related, MSTs vary by the degree of trauma to the subchondral bone, which has been recognized as a factor in the failure of these techniques. Abrasion arthroplasty (or also abrasion chondroplasty) decorticated the superficial subchondral bone with a bur to expose the more porous bone below but also destabilized the subchondral bone with the risk for fracture. Drilling utilizes small drill bits or K-wires to perforate the subchondral bone, which can result in heat necrosis; microfracture avoids this issue by using special awls (microfracture or Steadman awls). Currently, most surgeons have abandoned the older methods in favor of microfracture, which is usually performed in an all-arthroscopic fashion.

Restorative cartilage repair techniques such as autologous chondrocyte implantation (ACI) introduce chondrogenic cells into the defect area, resulting in the formation of a repair tissue that more closely resembles the collagen type-II rich hyaline cartilage. The original technique of ACI was developed in the 1980s7 and has been used in the United States to treat more than 10,000 patients since its approval by the U.S. Food and Drug Administration (FDA) in 1997. ACI is indicated for the treatment of medium to large chondral defects with no or shallow associated osseous deficits. It originally received FDA approval for application in the femoral condyle (medial, lateral, and trochlea) but has also been used successfully to treat patellar defects. ACI in its current form is a two-stage procedure with an initial arthroscopic cartilage biopsy, followed by a staged reimplantation through an arthrotomy. The next generation ACI-c (collagen-covered) technique was developed to reduce the reoperation rate because of hypertrophy of the periosteal patch used to cover the defect. This was achieved by substitution of periosteum with a collagen membrane, frequently consisting of a porcine type-I/III collagen bilayer membrane. The latest generation of ACI, termed MACI (membrane associated), cultures the chondrocytes directly on the aforementioned collagen membrane, which is then implanted arthroscopically or through a mini-open approach with fibrin glue or limited suturing.

Cartilage replacement techniques include osteochondral autograft and allograft transfers, such as the osteochondral autograft transfer system (OATS; Arthrex, Naples, FL), mosaicplasty (Smith & Nephew, Andover, MA), and mega-OATS techniques. Osteochondral autograft transplantation is used to address small to medium defects (1–4 cm2), often with associated bone loss. Osteochondral cylinders are harvested from lesser marginal weight-bearing areas of the knee joint and press-fitted into the prepared defect. Commonly, multiple cylinders have to be transplanted to fill larger defects. Osteochondral autografting is limited by the amount of cartilage that can be harvested without violating the weight-bearing articular surface.8 The main advantage lies in its autogenicity, avoidance of disease transmission, immediate graft availability through harvesting of the patient’s own tissue, and decreased cost of this single-stage procedure.

The treatment of chondral defects with fresh osteochondral allografts has garnered significant attention because of its potential to restore and resurface even extensive areas of damaged cartilage and bone. Osteochondral allograft transplantation is used predominantly in the treatment of large and deep osteochondral lesions resulting from OCD, osteonecrosis, and traumatic osteochondral fractures, but it can also be used to treat peripherally uncontained cartilage and bone defects. Furthermore, osteochondral allografting presents a viable salvage option after failure of other cartilage resurfacing procedures. The main advantages over autograft transplantation are the ability to closely match the curvature of the articular surface by harvesting the graft from a corresponding location in the donor condyle, the ability to transplant large grafts, and the avoidance of donor-site morbidity. The main concerns with allograft transplantation are failure to incorporate with subchondral collapse and the risk for disease transmission (estimated at 1 in 1.6 million for the transmission of HIV9).

EVIDENCE

Table 96-1 provides an overview of cartilage repair studies. Table 96-2 provides a summary of treatment recommendations and respective levels of evidence for chondral defects in the knee.

TABLE 96-2 Treatment Recommendations and Respective Level of Evidence

RECOMMENDATION LEVEL OF EVIDENCE/GRADE OF RECOMMENDATION

B B B C I B A A B

ACI, autologous chondrocyte implantation; ACI-c collagen-covered autologous chondrocyte implantation; BMI, body mass index; MACI, membrane-associated autologous chondrocyte implantation.

Microfracture

Most studies show good outcomes in 60% to 80% of patients. Several studies have tried to define the indications for microfracture in regards to patient and defect characteristics. Kreuz and Erggelet10 have demonstrated improved results in patients younger than 40 years, both in regard to validated scores and to magnetic resonance imaging (MRI) findings of better fill and quality. They also demonstrated a worsening between the 18- and 36-month follow-up scores for all patients in the older age group and for younger patients with patellofemoral defects (Level of Evidence II). In another study, the same authors report on the association between outcomes and defect locations, and found the best outcomes in femoral condyle lesions, whereas those in the patella group fared the worst (Level II).11 Other authors have described better results in smaller lesions, body mass index less than 30, and shorter duration between onset of symptoms and start of treatment (Level IV).6,12, 13

Autologous Chondrocyte Implantation

Several long-term case series have reported good-to-excellent results in 70% to 90% of patients after ACI in the knee, depending on the location (patella and femoral condyle) or the clinical series (Level IV).14,15 Bentley and colleagues16 compared ACI-c with mosaicplasty in a prospective randomized controlled trial (RCT), showing good and excellent results (Cincinnati score) in 88% of patients with ACI, but only 69% of mosaicplasties. All 5 patellar mosaicplasties were considered failures (Level I). In a similar study by Horas and coworkers,17 mosaicplasty performed significantly better than ACI. Biopsies were obtained from a subgroup of patients and uniformly revealed fibrous tissue in all defects treated with ACI. This study, however, was limited by the use of nonstandard cell-culturing facilities (Level I).

In a prospective RCT comparing ACI-p (periosteum-covered) with ACI-c, (Gooding and coworkers18 found no statistically significant differences in the clinical outcome, but a reoperation rate for symptomatic graft hypertrophy of 36% in the periosteal covered group versus 0% with the collagen membrane (Level I). Bartlett and coauthors19 presented a prospective RCT comparing the advanced techniques ACI-c and MACI, and reported no statistically significant differences between the groups. They also found improved outcomes in patients younger than 35 years and with pre-operative symptoms for less than 50 months (Level I).19 Knutsen compared ACI with microfracture and found no significant differences. The 36-Item Short Form Health Survey (SF-36) improved more in the microfracture group, and the authors hypothesized whether this could be because of the more invasive nature of ACI. Furthermore, the authors observed better results in younger (<30 years) and more active (Tegner scale score >4) patients. Defects larger than 4 cm2 fared worse than smaller lesions after microfracture treatment; no such effect was seen after ACI (Level I).20

Graft hypertrophy resulting in mechanical symptoms such as clicking and popping occurs in up to 25% to 30% of patients, typically 7 to 9 months after the procedure,21 and can be addressed with arthroscopic debridement of the hypertrophic tissue. Newer techniques such as ACI-c and MACI have decreased the rate of symptomatic graft hypertrophy to less than 10% (Level I).19

Osteochondral Autograft Transplantation

Patients treated with osteochondral autograft transplantation experienced good-to-excellent results in approximately 90% of condylar lesions, 80% of tibial defects, and 70% of trochlear lesions.22 The treatment of patellar defects remains controversial, with some groups reporting almost universal failure in this location.16 Gudas and investigators23 compared OATS with microfracture in a group of athletes, and demonstrated good and excellent results in 96% of patients treated with OATS versus 52% with microfracture. Rate of return to sports was 93% with OATS and 52% with microfracture. Microfracture had significantly worse results in lesions larger than 2 cm2, and results started to deteriorate after the 12-month examination. Both groups showed better results in patients younger than 30 years (Level I).23

AREAS OF UNCERTAINTY

Study Design and Indications

Symptomatic chondral defects are relatively rare in a clinical practice; therefore, a surgeon must have a large tertiary referral practice to develop clinical expertise in this area. A large difference must exist in the treatment outcomes to have an adequately statistically powered study to compare treatments for a rare problem such as a chondral defect. However, the time end points must also be established in this field because any fibrocartilage repair may do well in the first 3 years, then the tissue and the clinical results will deteriorate. Consequently, not only is an adequately powered study necessary, but an appropriate length of follow-up to determine durability of the repair and the prevention of degenerative joint disease also is needed. Therefore, a multicenter prospective randomized study is necessary to recruit adequately.

Several authors have conducted studies comparing different repair techniques such as microfracture, mosaicplasty, and ACI with conflicting results. These studies are often compromised by the very nature of the procedures they were designed to investigate; for example, ACI as a cell-based therapy is dependent on a sophisticated cell-culturing process. The cell-culturing process requires phenotypic validation, cell viability assessment, and sterility process validation according to the FDA, GLP (Good Laboratory Practices), and GMP (Good Manufacturing Practices) to ensure sterile, safe, phenotypically stable cell implantation; however, not all authors utilize standardized and approved laboratory facilities.

The technical skill factor and “learning curve” for the ACI procedure and multiple osteochondral grafting technique is crucial. These procedures are challenging. Some studies have used multiple surgeons performing few surgeries, which may compromise the clinical outcomes. This is another appealing facet of the microfracture technique; its technical ease of performance to most parts of the knee joint may bias against a comparative study using ACI or mosaicplasty, for which technical perfection is a must to obtain a good clinical result.

Furthermore, it is unlikely that every chondral defect is amenable to every available treatment, but rather that there will be differences depending on the exact defect size and location. Therefore, even well-designed, prospective RCTs attempting to compare treatment options for a wide range of defects are bound to yield conflicting results.

To formulate better treatment guidelines, investigators must first assess each treatment option on its own to ascertain which type of defect it is most efficacious in. The success rates and clinical outcomes may then be established from these well-performed prospective clinical cohorts. A range of patient characteristics, defect location, and size will thus be established. Each defect will have one or several associated treatment options. We will then be able to conduct well-designed, adequately powered, ethically sound, comparative studies. These will be true Level I evidence-based outcome studies that will help guide treatments for our patients and provide data for evidence-based treatment algorithms. Only then will we be able to properly design trials that compare the efficacy of treatment options for the same type of defect.

Engebretsen evaluated the quality of cartilage repair studies in an update26 to a previous publication27 and commented on this subject:

We also agree with their recommendation that inclusion and exclusion criteria should be well-established, validated outcome measures for cartilage injuries should be used, and outcome assessment be made by an independent investigator, ideally by the patient without assistance.

GUIDELINES

No guidelines based on comparative trials for the treatment of articular cartilage defects have been developed. Our preferred treatment algorithm is outlined in the following section.

RECOMMENDATIONS

We do not treat asymptomatic chondral defects at this time because the possibility to worsen patient’s condition exists. Existing techniques currently do not report excellent results of more than 90%, and the natural history and progression of a chondral defect remains unknown for any given individual. Careful longitudinal follow-up in this situation is recommended to the patient with annual clinical examination for progressive crepitus and effusion. High-resolution MRI scan is performed to evaluate for potential defect size progression; conventional standing anteroposterior and flexion posteroanterior radiographs help to assess the overall cartilage space. Counseling regarding weight control and avoidance of impact loading sports is recommended. If the patient becomes symptomatic or there is progression in defect size, then surgery is recommended after the risks and benefits are discussed and an informed consent obtained. This is based on the most appropriate treatment from the guidelines that follow.

The background factors for the cartilage defect are evaluated with clinical examination and long alignment radiographs. The authors perform a corrective osteotomy to the neutral mechanical axis without overcorrection for any defects larger than 2 cm2 if there is 2 degrees or more of mechanical varus or valgus, and correct any patellar maltracking through an anteromedialization of the tibial tubercle (Level II).

Single full-thickness chondral defects of the weight-bearing femoral condyles and trochlea of less than 10 mm in diameter are amenable to osteochondral autograft transfer (OATS or mosaicplasty). Occasionally, in a large knee, two plugs will be used to repair a lesion of 15 mm in diameter (Level IV). This technique has the advantages of a single-stage procedure, transfer of mature hyaline cartilage into the defect, and a comparatively uncomplicated postsurgical recovery. Donor-site morbidity is acceptable with use of a single plug. The donor sites are frequently “backfilled” with synthetic Calcium Sulfate-PLA/PGA copolymer (OBI TruFit plugs; Smith & Nephew) (Level V). Drains are used after surgery to prevent hemarthrosis and arthrofibrosis (Level V). Defects of the patella and tibial plateau should not be managed with this technique because the cartilage thickness mismatch between donor site (average, 2 mm) and patella (average, 5–7 mm) results in incongruities, resorption, and failure. Osteochondral autograft transfer may be performed arthroscopically but must be a precise fit—flush to the surface and orthogonally placed; hence miniarthrotomy for accurate placement should be considered if there is any concern for graft placement by arthroscopy.

Defects of the weight-bearing condyles, tibia, trochlea, and patella of 1 to 2 cm2 are also amenable to microfracture with acceptable long-term results. The recovery and return to sports is longer than osteochondral autografting, and the success rate is less. However, microfracture is technically less challenging and can be applied to all locations within the knee. Long-term follow-up is necessary because the durability is less predictable and recurrent symptoms are common at 2½ to 5 years after surgery (Level I).

We prefer to treat defects larger than 2 cm2 with ACI because of the good and predictable long-term results of this technique. Associated osseous defects deeper than 6 to 8 mm should be addressed with a bony procedure, either in a staged fashion with bone grafting followed by ACI 9 to 12 months later or with single-stage osteochondral allograft transplantation (mega-OATS) (Level IV).

Our primary indication for a fresh osteochondral allograft is a large, peripherally uncontained lesion, osteochondral defect with deep osseous component, avascular necrosis, or a previous ACI that has failed by fibrous repair. Otherwise, bone deficiency is not a contraindication for ACI if the defect is first bone grafted. The long-term results of ACI are superior to allograft, and for this reason, in a young person, our preference is a staged bone-cartilage repair with ACI (Level IV).

The field of cartilage repair is evolving. The relative efficacies of the differing techniques and their limitations are being elucidated through carefully conducted prospective cohorts to determine the best cartilage technique for any given defect, even though this study design does not afford the highest level of evidence. However, these studies will provide success and failure rates to subsequently design comparative, statistically well-powered, ethically just RCTs that will answer this question: “What is the best repair technique for this defect?” Currently, we can advocate an evidence-based algorithm for treatment based on patient and defect characteristics that will be cost-effective and sound.

REFERENCES

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