Western medical acupuncture in neurological conditions

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4 Western medical acupuncture in neurological conditions

CHAPTER CONTENTS

Basic mechanisms of action of acupuncture

White et al. [1] have clearly summarized the main mechanisms underlying the effects of acupuncture. These include: (1) local effects; (2) segmental effects; (3) extrasegmental and central regulatory effects; and (4) effects relating to myofascial trigger points.

Part 1 Sensory function

Prevalence of impaired sensation in neurological conditions

Sensory deficits are common in neurological conditions, with an estimated prevalence of up to 65% in stroke [4], 80–90% of those with multiple sclerosis [5] and most individuals with spinal cord injury. Sensory features are also prominent in peripheral neuropathies involving the sensory nerves, such as alcoholic peripheral neuropathy and the acute motor and sensory axonal neuropathy subtype of Guillain–Barré syndrome [6, 7].

Acupuncture for impaired sensation

We are unaware of any studies specifically using acupuncture to improve sensation, although studies by Napadow et al. [8] indicate that modifications of the primary sensory cortex may be induced by acupuncture. Many studies in neurorehabilitation have used various types of sensory stimulation, but these usually measure the outcome in terms of improved motor function rather than commenting on sensory function [9]. Perhaps this is an area that merits further exploration.

Abnormal sensations, including paraesthesia and pain

Pain is common and problematic in neurological conditions (Table 4.1). Effective management is needed and acupuncture may be of value in this situation. It is important to understand the nature of the pain presentation to guide acupuncture intervention and expected outcomes.

Table 4.1 Prevalence of pain in common neurological conditions

Condition Nociceptive pain Neuropathic pain
Stroke No data

Traumatic brain injury

Parkinson’s disease Up to 70% 10% Cerebral palsy (adult) 82% No data Multiple sclerosis No data 28% Spinal cord injury Up to 41% Guillain–Barré syndrome 55% (acute phase) 28–49%

References: MacGowan et al. (147); Moulin et al. (148); Weimar et al. (149); Siddall et al. (150); Jahnsen et al. (151); Kogos et al. (152); Nampiaparampil (153); Ruts et al. (154); Beiske et al. (155); Osterberg & Boivie (5).

Is the pain nociceptive or neuropathic?

‘Nociceptive pain’ refers to pain which results from activation of nociceptors in the tissues, for example by injury, inflammation, ischaemia or degeneration [10]. It is commonly described as dull or aching and may affect the musculoskeletal system or the viscera. This type of pain is very common and often responds well to simple interventions such as analgesics, exercise, transcutaneous electrical nerve stimulation (TENS) or acupuncture (Tables 4.2 and 4.3).

Table 4.2 Definitions of nociceptive and neuropathic pain

Type of Pain IASP* Definition, 2008 Subdivisions of pain
Nociceptive pain Pain arising from stimulation of nociceptors

Neuropathic pain Pain arising as a direct consequence of a lesion or disease affecting the somatosensory system

* IASP, International Association for the Study of Pain.10

Table 4.3 Clinical examples of nociceptive and neuropathic pain

Nociceptive pain Neuropathic pain
Somatic nociceptive pain Peripheral neuropathic pain
Visceral nociceptive pain Central neuropathic pain

‘Neuropathic pain’ refers to pain which arises as a direct consequence of a lesion or disease affecting the somatosensory system [10]. As such it is common in neurological conditions. This type of pain may develop spontaneously or may be evoked by various stimuli, which are normally innocuous. It is commonly described as burning, shooting, pricking or throbbing. Neuropathic pain may affect the peripheral or central neural pathways (Tables 4.2 and 4.3). It is challenging to treat and may require the use of medications such as amitriptyline or gabapentin, psychological therapies such as cognitive-behavioural therapy and physiotherapy [11]. Refractory cases may require consideration for spinal cord stimulation or deep brain stimulation.

Evidence for use of acupuncture for pain in neurological conditions

Peripheral neuropathy

Studies have evaluated the use of acupuncture for peripheral neuropathy of various aetiologies (Table 4.4). These reveal some positive results, particularly the finding that acupuncture improved nerve conduction in tibial and sural nerves [20]. Further prospective research is needed.

Stroke, traumatic brain injury, Parkinson’s disease and adult cerebral palsy

Descriptive case reports indicate benefits from acupuncture for central neuropathic pain in stroke [24], for nociceptive shoulder pain in stroke [25] and for central neuropathic pain in traumatic brain injury [26]. Implanted percutaneous electrical nerve stimulation (PENS) reduced chronic hemiplegic shoulder pain [27]. No large-scale studies have been conducted.

Paraesthesia and dysaesthesia

At this point it is worth mentioning abnormal sensations which are commonly reported in neurological conditions. ‘Paraesthesia’ refers to abnormal sensations which are not described as unpleasant [28]. This may include sensations such as tingling, prickling, pins and needles, burning, aching and tightness. ‘Dysaesthesia’ is defined as an unpleasant abnormal sensation and includes the more specific categories of allodynia and hyperalgesia. It is therefore included in the category of neuropathic pain [28]. Paraesthesia and dysaesthesia may represent a pure sensory phenomenon such as in cortical strokes affecting the postcentral gyrus, or may be accompanied by motor signs such as tonic spasms in multiple sclerosis [29, 30]. Paraesthesia and dysaesthesia may be spontaneous or evoked. They arise from abnormal activity in the nervous system such as ectopic impulse activity in the central or peripheral nerves, or ephaptic transmission between physically adjacent neurones in areas of demyelination [31]. These sensations cause substantial distress to some individuals. Management of these sensations follows the recommendations for neuropathic pain.

Acupuncture for paraesthesia and dysaesthesia

Carpal tunnel syndrome is an entrapment neuropathy of the median nerve causing paraesthesia and pain. Napadow [8, 32] reported improvements in these symptoms following a course of acupuncture (Table 4.6). Functional magnetic resonance imaging indicated changes in cortical representation as well as reduced activation of the limbic system. These changes accompanied reports of improvement from the patients. It may also be worth attempting needling with patients with dysaesthesia from central sensory lesions. No research has been conducted on this population.

Part 2 Motor function

Weakness and paralysis

Damage within central or peripheral pathways controlling movement may cause weakness or complete paralysis. Weakness is very common in stroke, traumatic brain injury, multiple sclerosis and peripheral neuropathies.

Spasticity

Spasticity is a movement disorder observed in individuals with lesions of the upper motor neurone pathways, for example, in stroke, multiple sclerosis or spinal cord injury. Spasticity is classically defined as a motor disorder characterized by a velocity-dependent increase in tonic stretch reflexes [36]. It is accompanied by a range of other features such as weakness and loss of dexterity [37]. The neurophysiology of spasticity is complex but involves abnormalities in proprioceptive, cutaneous and nociceptive reflexes. Persistent spasticity may lead to adaptive changes such as soft-tissue contracture. The impact of spasticity on functional ability is unclear but for many individuals spasticity is problematic [38].

Prevalence of spasticity

The prevalence of spasticity varies according to condition, with over 90% of those with cerebral palsy [39], 84% of people with multiple sclerosis [40], 65–78% of people with spinal cord injury [41] but only around 17% of people with stroke presenting with spasticity [42]. Some people with traumatic brain injury develop severe and chronic spasticity but prevalence figures are not reported [43].

Parkinsonian dyskinesia

Dyskinesias are abnormal involuntary movements which may appear as jerking, twisting or writhing of parts of the body. This type of movement abnormality is very common in Parkinson’s disease and may result from the disease process itself or as a side-effect of levodopa medication used to treat symptoms. Dyskinesias may be present when drugs have worn off, such as first thing in the morning (‘off’-medication dyskinesia) or during the day when the medication is working (‘on’-medication dyskinesia) [46].

The most common types of dyskinesia in Parkinson’s disease are chorea, ballism, dystonia and myoclonus. Although these movement disorders are problematic, many individuals would prefer being ‘on’ with dyskinesia rather than ‘off’ without dyskinesia [47]. Studies have indicated that dyskinesia and pain commonly coexist and some authors suggest that they may share common pathophysiological mechanisms [48].

Acupuncture for Parkinson’s disease

Studies evaluating the use of acupuncture in Parkinson’s disease have generally used measures assessing the global effect of acupuncture on individuals with Parkinson’s disease rather than considering specific impairments such as dyskinesia or pain (Table 4.9). The studies by Shulman et al. [49] and Cristian et al. [50] demonstrate a trend towards improvement in the acupuncture group, including improved sleep, but the evidence is not clear. It is worth noting that both studies are small and the Cristian study used an active control procedure. Chae’s team [51] have provided an interesting insight into the effects of needling GB 34 on motor function and brain activation in experimental conditions. There is a clear need for well-designed, clinically relevant studies to examine this question further.

Part 3 Visceral function

Bladder dysfunction

The bladder has two main functions: storage of urine and voiding of urine. Problems can arise from a disruption of either of these functions, leading to a range of problems such as stress incontinence, urge incontinence or a mixture of these presentations [52]. Urinary incontinence is defined as ‘any involuntary leakage of urine’. The combination of urgency, urge incontinence, daytime frequency and nocturia is termed Overactive Bladder Syndrome (OAB) and reflects hyperactivity of the detrusor [52].

Neural control of the bladder is complex, involving autonomic and somatic pathways linking the spinal cord, brainstem and higher brain centres (Figure 4.1). Control of bladder function in the spinal cord is localized in two main regions (Table 4.10).

Table 4.10 Spinal cord control of bladder function

Spinal cord level Pathways Effect
Thoracic 10–lumbar 2 Visceral afferents Conveys information regarding bladder distension and contraction
Sympathetic efferents

Sacral 2–4 Visceral afferents Conveys information regarding bladder distension and contraction Parasympathetic efferents

Somatic efferents

Prevalence of urinary problems in neurological disease

Bladder dysfunction is common in neurological conditions. Estimated prevalence is more than 80% in those with multiple sclerosis [53], most people with spinal cord injury, 54% of patients with acute stroke and 32% of those at 1 year poststroke [54], up to 39% of those with Parkinson’s disease [55], and around 27% of those with Guillain–Barré syndrome [56].

Key patterns of urinary dysfunction in neurological conditions

Urinary symptoms vary according to the site of the lesion within the neural pathways (Table 4.11). The primary problems seen are overactivity of the bladder (detrusor hyperreflexia), underactivity of the bladder (detrusor areflexia or hypocontractility) or incoordination of activity between the bladder and the urethral sphincters (detrusor-sphincter dyssynergia).

Management of urinary dysfunction

Management of urinary dysfunction is based on effective assessment and may include the use of bladder diaries, urine testing, postmicturition residual volumes and, when necessary, urodynamic studies [52, 57]. Different types of incontinence will require different management strategies but treatment options may include a combination of advice, education, pelvic floor exercises, bladder retraining, lifestyle modification such as adequate fluid intake and reduction of caffeine intake, as well as use of medications such as antimuscarinics, for example, oxybutynin or tolterodine. Some people may need intermittent catheterization or use of an indwelling catheter. Surgical options may be appropriate for some patients [52].

Electrical stimulation for urinary dysfunction

Electrical stimulation of pelvic floor muscles may be considered for those with stress incontinence who are unable actively to contract their pelvic floor muscles [52]. Various types of sacral nerve and posterior tibial nerve stimulation have been suggested for OAB and for urinary retention. PENS provided benefits for OAB in multiple sclerosis and Parkinson’s disease [58, 59]. Stimulation was applied to the posterior tibial nerve at the area known in acupuncture as Spleen 6. TENS over sacral dermatomes in multiple sclerosis was not effective [60]. However benefits were noted from TENS applied over the posterior tibial nerve in OAB due to multiple sclerosis, Parkinson’s disease, spinal cord injury and stroke [61]. An implanted sacral nerve root stimulator may be useful for individuals with refractory OAB [52]. However in neurological conditions botulinum toxin injections of detrusor would probably be considered first [57].

Acupuncture for bladder dysfunction

Acupuncture for bladder dysfunction has been considered in a variety of studies (Table 4.12). Early studies on spinal cats by Sato et al. [62] highlighted the influence of somatic afferent stimulation on bladder activity. More recently, Tanaka et al. [63] examined electroacupuncture to the sacral segment in rats and noted suppression of detrusor activity which was often also accompanied by changes in electroencephalogram. This suggests that acupuncture may affect the bladder as well as the sleep arousal system. These would be useful findings for those presenting with nocturia.

These studies (Table 4.12) indicate that stimulation, whether via TENS, manual acupuncture or electroacupuncture, may provide a valuable treatment option to consider in people with neurological conditions who present with urinary dysfunction, particularly OAB. Parasympathetic and sympathetic outflow to the bladder and sphincter may be influenced according to the location of afferent stimulation. Further high-quality studies with larger numbers and appropriate control groups are required.

Bowel dysfunction

The main functions of the distal part of the large intestine or colon are to absorb water and electrolytes, move residual contents through the colon and to store faeces prior to elimination [64]. The colon and rectum are controlled by the enteric nervous system which includes sympathetic and parasympathetic neurones interconnected with local nerve networks. The maintenance of faecal continence requires the coordinated action of these different neural pathways (Figure 4.2). Spinal control of bowel function is outlined in Table 4.13.

Table 4.13 Spinal cord control of bowel function

Spinal cord level Pathways Effect
Lumbar 1–2 Visceral afferents Convey information on distension and discomfort from distal colon and rectum
Sympathetic efferents

Sacral 2–4 Visceral afferents Convey information regarding distension of the distal colon and rectum Parasympathetic efferents Somatic efferents

Note: distal colon includes distal one-third of transverse colon, descending and sigmoid colon.

Key patterns of bowel dysfunction in neurological conditions

Reduced activity of the colon with increased colonic transit time is common in many neurological conditions contributing to constipation [64]. Incoordination between the anal sphincter and rectal activity (defecation dyssynergia) may cause obstructed defecation and is found in Parkinson’s disease and multiple sclerosis [65, 66]. Chronic constipation in stroke appears to be related to damage of the dominant cortical area controlling defecation [68]. Faecal incontinence may be noted where there is a lack of anorectal sensation or lack of voluntary control of external anal sphincter and pelvic floor, for example, in spinal cord injury affecting the sacral cord or cauda equina [64].

Management of bowel dysfunction

Full assessment by health care professionals with relevant skills is required to identify the nature of bowel dysfunction and to recommend an appropriate plan [69]. Management options may include advice on diet, fluid intake, exercise and bowel habits, as well as the prescription of various medications. Interventions such as pelvic floor exercises, bowel retraining or biofeedback will be appropriate for some individuals. Discussion of practical issues including access to toilet, mobility, clothing and use of continence products will be relevant in some situations. Sacral nerve stimulation or surgery may be considered for some individuals [69].

Electrical stimulation for bowel dysfunction

Electrical stimulation of pelvic floor muscles has been used for those with faecal incontinence but there is currently insufficient evidence to indicate whether this is useful [70]. Sacral nerve stimulation has been used successfully to manage faecal incontinence and constipation in some patients [71]. Few studies have included people with neurological diseases but a prospective non-randomized study by Jarrett et al. [72] demonstrated a reduction in incontinent episodes in a group of 13 individuals with faecal incontinence due to partial spinal cord injury, with stimulation parameters of a frequency of 15 Hz and pulse duration 200 µs [72].

Acupuncture for bowel dysfunction

Acupuncture for bowel dysfunction has received very little attention. No placebo-controlled trials have been conducted. A few small uncontrolled trials have been conducted (Table 4.14). Animal studies demonstrate a modulatory effect of electroacupuncture at 10 Hz to Stomach 36 on the motility of the distal colon. This effect is usually to increase motility in the distal colon, although it may be the reverse in some conditions. The effect seems to be mediated through parasympathetic outflow from the sacral spinal cord as well as involving activity in brainstem nuclei [73, 74].

The small studies by Broide et al. [75] and Scaglia et al. [76] suggest benefits for those with constipation and faecal incontinence. No studies have looked at the impact of acupuncture on bowel dysfunction for those with a specific neurological condition. Anecdotal reports suggest benefit for this population but well-designed research is required to guide practice more effectively.

Part 4 Generalized symptoms

Insomnia

Insomnia relates to the difficulty in falling asleep, staying asleep, waking up too early or sleep that is of poor quality [77]. Symptoms occurring in the absence of any other medical condition are termed primary insomnia whilst secondary insomnia refers to symptoms occurring in relation to another medical or psychiatric disorder. Insomnia is typically a complex condition with many contributing factors [78]. It is thought to be a hyperarousal disorder with hyperactivity of the hypothalamic–pituitary axis [77]. Difficulty with sleeping may contribute to daytime sleepiness, fatigue, mood disturbance and poor concentration. In addition, good-quality sleep is important for consolidation of new memories such as new motor skills or declarative knowledge [79, 80].

Prevalence of insomnia in neurological conditions

Prevalence of insomnia is over 50% in stroke [81], up to 51% in people with multiple sclerosis [82], between 46% and 70% of those with traumatic brain injury [83] and between 60% and 98% in Parkinson’s disease [84]. These figures are clearly higher than those for the general population, of around 30% [77].

Insomnia in neurological conditions

Normal sleep patterns are generated and modulated by complex neural systems located mainly in the hypothalamus, brainstem and thalamus [85]. People with neurological conditions may develop sleep dysfunction due to primary involvement of these areas [84, 86, 87]. In addition insomnia may be secondary to factors which may predispose the individual to wake, such as pain, anxiety, depression, involuntary limb movements or nocturia [85].

Acupuncture for insomnia

Anecdotal reports by people with neurological conditions indicate benefits from acupuncture for insomnia [88]. An interesting pretest, posttest study by Spence et al. [89] used polysomnography, nighttime melatonin levels and questionnaires to measure the effect of 10 acupuncture treatments provided over 5 weeks to 18 anxious adults [89]. Results indicated improvements in sleep as recorded by polysomnography, increases in nighttime melatonin secretion and improvements in self-rated fatigue and sleepiness. Points used were not specified. Other studies have considered the use of acupuncture in insomnia. However many of these have been small or poorly designed. Consequently a number of recent systematic reviews have concluded that whilst results are promising there is insufficient evidence to support the use of acupuncture for insomnia [9092]. Studies evaluating acupuncture in neurological conditions have found a reduction of insomnia in patients with stroke and Parkinson’s disease [49, 93]. There is a clear need for large well-designed trials to evaluate this question further.

Fatigue

Fatigue may be defined as feelings of tiredness, exhaustion and lack of physical or mental energy which are abnormal, excessive, chronic, persistent or problematic [94]. In general the type of fatigue reported by people with neurological conditions is disproportionate to the amount of activity carried out and is generally not relieved by resting or sleeping. Fatigue has peripheral and central components. Peripheral fatigue relates to the peripheral neural and musculoskeletal system and results in difficulty performing motor activities. Central fatigue relates to dysfunction of the central nervous system and may cause difficulties in initiating and executing motor or cognitive tasks [95, 96].

Prevalence of fatigue in neurological conditions

Fatigue is reported in many neurological conditions, with prevalence higher than those for the general population. The prevalence of fatigue is reported to be between 39% and 72% of people with stroke [97], 57% of those with spinal cord injury [98], up to 58% of those with Parkinson’s disease [99], 60% of people with Guillain–Barré syndrome [100], around 70% of people with multiple sclerosis [101] and up to 73% of those with traumatic brain injury [102].

Fatigue in neurological conditions

Fatigue is complex. An element of peripheral fatigue will be evident in those individuals with muscle dysfunction such as weakness. However a substantial contribution to fatigue in neurological conditions is made by central mechanisms. The role of impaired central muscle activation and altered activation patterns of motor neurones has been reported [103]. Dopamine deficiency is likely to play a role in fatigue noted in Parkinson’s disease [96]. A role for proinflammatory cytokines in multiple sclerosis fatigue has been suggested [104]. Dysfunction of pathways involved in cognitive-attentional processes has been highlighted as important in fatigue reported in multiple sclerosis and traumatic brain injury [105, 106]. In addition a range of other factors contribute to the presence of fatigue. These include depression, anxiety, sleep disturbance, chronic pain and medication side-effects [94].

Mood disturbance

Mood disorders such as depression and anxiety are highly prevalent in people with neurological conditions (Table 4.16).

Table 4.16 Prevalence of mood disturbance in neurological conditions

Condition Depression Anxiety
Stroke 24–30% 22–25%
Traumatic brain injury 42% 18–60%
Parkinson’s disease 4–76% 43%
Multiple sclerosis 31–56% 19%
Spinal cord injury 37% 30%
Guillain–Barré syndrome (acute phase) 67% 82%

References: Hibbard et al. 1998 (157); Kreutzer et al. 2001 (158); Weiss et al. 2002 (116); De Wit et al. 2008 (159); Brown et al. 2009 (160); Migliorini et al. 2009 (161); Simuni & Sethi 2009 (84); Pontone et al. 2009 (161).

Mood disorders in neurological conditions

Mood is regulated by intricate networks of neurones connecting areas such as the anterior cingulate cortex, prefrontal cortex and amygdala. The amygdala coordinates behavioural and autonomic activity in response to sensory information perceived as threatening. Overactivity of this structure has been found in major depression and anxiety [111]. The amygdala is regulated by activity in areas such as the prefrontal cortex and anterior cingulate cortex [112]. Problems with these modulatory circuits may predispose individuals to the development of mood disorders. A number of neurological conditions cause direct damage to these pathways, such as traumatic brain injury and multiple sclerosis [113, 114]. Additionally individuals may develop anxiety and depression as a response to real concerns and fears about how they will cope in their life with the range of difficulties they have developed as a result of their neurological condition.

Management of mood disorders in neurological disorders

Screening for mood disorders should begin early after new diagnosis of a neurological condition and be reviewed on regular basis. This is particularly relevant for those people with communication difficulties who commonly experience anxiety and depression but may be less able to express these concerns [115, 116]. Mild symptoms may respond to the provision of advice and information or the resolution of associated factors such as pain or sleep dysfunction. Symptoms which do not respond to simple measures may require referral to appropriate experts such as clinical psychologists or psychiatrists for specialized assessment. Specific interventions may include medications or psychological therapies such as cognitive-behavioural therapy [117120].

Conclusion

People with neurological conditions present with a wide range of symptoms which commonly interact in complex ways (Figure 4.3). Medications for these symptoms may have unexpected side-effects on other symptoms. Research indicates that acupuncture may be able to contribute to the management of some of these symptoms in some individuals. In general side-effects from acupuncture are low. It therefore represents a useful therapeutic option to consider within the overall management of people with neurological conditions. Findings from the scientific literature provide ideas regarding the application of acupuncture, although more research is required into the specific uses in this population.

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