Vascular Compression Syndromes

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Chapter 62 Vascular Compression Syndromes

Neurovascular structures can be compressed by adjacent tissues in several areas in the body. Although not common, there are clinical sequelae to these situations. The anatomical regions most associated with compression syndromes are the thoracic outlet, popliteal fossa, and proximal portion of the celiac artery as it passes the arcuate ligament. The basic pathophysiology behind these lesions is occasionally seen elsewhere in unusual diseases such as the nutcracker syndrome (compression of the left renal vein between the aorta and superior mesenteric artery [SMA]), adductor canal compression syndrome (abnormal bands from the adductor magnus compressing the superficial femoral artery [SFA]), or compression of the distal external iliac artery (EIA) just proximal to the inguinal ligament in bicyclists. This chapter focuses on the more commonly encountered syndromes.

Thoracic Outlet Syndrome

Thoracic outlet syndrome (TOS) describes a broad spectrum of symptoms and signs all related to compression or injury of the key anatomical structures that traverse this narrow aperture on their way to the upper extremity. This syndrome manifests in three main forms on the basis of the tissues involved: neurogenic, venous, and arterial. Neurogenic thoracic outlet is by far the most common, accounting for 98% of cases.1 At a distant second, venous thoracic outlet occurs in 1.5%, followed by arterial at 0.5%. Considerable controversy surrounds the diagnosis of TOS, especially the neurogenic form. However, decades of research have served to better establish pathophysiology, diagnosis, and treatment of this syndrome.

In 1956, Peet et al. caused a major shift in the modern conception of TOS when they coined the term thoracic outlet syndrome and described a therapeutic exercise program, essentially the first physical therapy program for TOS.2 This coincided with a shift of therapeutic focus to surgical intervention. In 1962, Clagett described high thoracoplasty for first rib resection, an operation requiring division of the trapezius and rhomboid muscles.3 In 1966, Roos described what has become for many the modern treatment of choice for TOS, the transaxillary first rib resection.4 This operation was fashioned after the transaxillary sympathectomy. First rib resection by this route offered reasonable exposure and minimal morbidity, especially when compared with previously employed techniques.

Anatomy of the Thoracic Outlet

The limited space and large number of important structures that must traverse the neck and chest areas on their way to the upper arm make the thoracic outlet an area like no other in the body. Although any number of anatomical anomalies predispose or directly cause compression to the neural, venous, or arterial structures within its confines, the normal anatomy itself does not leave much room for stress positioning.

Definitions may vary from author to author, but it is generally accepted that the thoracic outlet is the area from the edge of the first rib extending medially to the upper mediastinum and superiorly to the fifth cervical nerve. The clavicle and subclavius muscles can be pictured as forming a roof, and the superior surface of the first rib forms the floor. Machleder’s description of the thoracic outlet as a triangle with its apex pointed toward the manubrium is helpful in visualizing the three-dimensional (3D) orientation of the structures, as well as the dynamic changes that can lead to injury.5 In this model, the clavicle and its underlying subclavius muscle and tendon form the superior limb, and the base is the first thoracic rib. The point at which these two structures “overlap” medially can be pictured as the fulcrum of a pair of scissors that opens and closes as the arm moves, potentially causing compression of the thoracic outlet contents (Fig. 62-1).

Although most TOS symptoms are related to nerve compression, almost any structure that travels through the thoracic outlet can be involved. Moving from anterior to posterior, one first encounters the exiting subclavian vein, usually positioned adjacent to the region where the first rib and clavicular head fuse to form a fibrocartilaginous joint with the manubrium. Immediately posterior to the vein is the anterior scalene muscle, which inserts onto a prominence on the first rib. Next encountered is the subclavian artery, with the anterior scalene muscle lying between the artery and vein. The brachial plexus is the next structure encountered, oriented superior, posterior, and lateral to the artery. The C4-C6 roots are superiorly oriented, and the C7-T1 roots inferior. Posterior and lateral to the plexus, there is a generally rather broad attachment of the middle scalene muscle to the first rib (Fig. 62-2).

Other structures encountered in the thoracic outlet include the phrenic and dorsal scapular nerves, stellate ganglion, long thoracic nerve (as it emerges through the middle scalene), thoracic duct, and the cupola of the lung. The thoracic duct may be encountered if a left supraclavicular approach is undertaken, and care must be taken not to injure or ligate it if injury occurs. Finally, one must watch for pleural injury in any approach to TOS and be prepared to evacuate pneumothoraces when indicated.

Some authors further classify the thoracic outlet on the basis of three anatomical apertures within this broader space: the interscalene triangle, costoclavicular space, and subpectoral space.6 The most medial aperture that can result in neurovascular compression is within the interscalene triangle. The artery and brachial plexus together pass through this space formed by the anterior scalene anteriorly, middle scalene posteriorly, and first rib inferiorly. Abnormalities of the anterior or middle scalene, presence of a scalenus minimus muscle (seen in <50% of patients, originating between the T1 nerve root and the anterior and inserting onto the pleura and first rib), presence of a cervical rib (0.5% incidence), and presence of fibrous bands (scarring or congenital) can lead to neurovascular compression in this space.6

Lateral and anterior, one can describe the costoclavicular space, bound by the clavicle with its subclavius muscle and tendon anteromedially, the first rib, anterior and middle scalene muscles posteromedially, and the scapula posterolaterally. Bony abnormalities, either congenital or acquired, can narrow this space and result in neurovascular compression. The subclavian vein is especially susceptible to compression in this region as it passes through the narrow space created by the confluence of the clavicle, subclavius muscle and tendon, and the first rib.6

Just deep to the insertion of the pectoralis minor muscle on the coracoid process is the subpectoral aperture. Rarely, neurovascular compression can occur in this space, usually as a result of hyperabduction of the arm, compressing the structures against the chest wall.6

Pathophysiology of Thoracic Outlet Syndrome

Fundamentally, the pathophysiology of TOS is based on the presence of one or more anatomical abnormalities that narrow the thoracic outlet and extrinsically compress the neurovascular structures contained within. Anatomical abnormalities associated with TOS can be broadly classified as soft tissue or bony and may be acquired or congenital. Acquired may be related to bony or soft-tissue injury, as well as physical activity leading to muscle hypertrophy.

The congenital soft-tissue anomalies believed to predispose one to TOS have been well described in the literature. Cadaver studies done by Juvonen, Raymond, and others shed light on the incidence of specific anatomical anomalies in the general population.7 This work is based on the initial observations of Roos, who extensively classified the muscular and fibrous band anomalies seen in patients presenting with TOS.8

Many acquired soft-tissue injuries leading to TOS are the direct result of physical trauma. Studies suggest that soft-tissue injury following motor vehicle trauma (e.g., whiplash) may be the most common underlying etiology.9,10 Other injury patterns include falling onto one’s head and shoulder, causing a lateral stretch injury. In a review of operative TOS patients by Sanders and Hammond,11 86% had a history of trauma. This prevalence of trauma is considerably higher than in many other reports, but stresses the role trauma can play in the disorder.11

Repetitive stress and poor postural habits are also leading causes of TOS.10 Vocations associated with TOS include typists, violinists, or assembly line workers. Other activities include weight lifting or strenuous sports, which lead to hypertrophied scalene musculature. Anatomical studies have documented compression of the subclavian vein into the costoclavicular notch by this muscle.12 This has clear implications for axillosubclavian vein thrombosis. Additionally, some surgeons see a link between Paget-Schroetter’s syndrome and subclavius tendon hypertrophy, particularly in the presence of an enlarged insertion tubercle. Others have implicated a role for the pectoralis minor muscle.13 Rarely, connective tissue disorders have been implicated as a direct causative agent, namely localized scleroderma.14

A number of bony abnormalities are found in association with TOS, with the presence of a cervical rib being most common. Autopsy studies indicate that approximately 0.5% of the general population has this structure15 (Fig. 62-3). Further, routine chest radiography demonstrates a cervical rib in roughly 0.7% of individuals.16 Historically, series from the United States report cervical ribs in 10% to 65% of TOS patients, while the European literature reports 25%.15,17 The reason for this discrepancy is not known. It may be at least in part due to variable recognition of neurogenic thoracic outlet in the general population, thus adding bias to these figures. Modern data suggest the percentage of TOS patients with cervical ribs is much lower.

Cervical ribs can be completely formed or rudimentary. In the latter case, there is almost always a compressive band of tissue extending to the first thoracic rib. As they project from transverse processes, cervical ribs displace the involved structures forward. The subclavian artery is particularly vulnerable to damage in this configuration, and some surgeons feel that arterial changes secondary to TOS rarely occur in the absence of a cervical rib. Another common bony anomaly is the presence of an elongated C7 transverse process, which can similarly impinge on the neurovascular structures. Fibrous bands may also be present from an elongated C7 transverse process to the first rib, further worsening the problem.9 Posttraumatic changes following clavicular or first rib fractures are commonly reported, with callous formation at the clavicle and pseudoarthroses of the first rib.18 These changes can frequently be appreciated radiographically.

Presentation of Thoracic Outlet Syndrome

Neurogenic THORACIC OUTLET SYNDROME

Patients can present with the symptoms of neurogenic TOS at any age, although it most commonly occurs in otherwise healthy young to middle-aged individuals. Women are affected three times more frequently than men.1 Neurogenic symptoms can range in severity from nuisance to severely debilitating pain. The most common symptom is pain in an arm, shoulder, and/or the neck. Paresthesias are also commonly present to varying degrees. Although less common, perceived weakness or loss of dexterity can be seen. This occasionally manifests as a decrease in grip strength.1 However, gross motor dysfunction and wasting of the upper extremity is unusual. Gilliat and colleagues description of classic neurogenic TOS with muscle wasting in the hand is seldom seen.19

Pain may originate anywhere in the upper extremity, but the most common site is the back of the shoulder. The suprascapular portion of the trapezius may be involved. From the shoulder, pain can spread up the ipsilateral extremity along the back and neck, or even up the face. This situation can lead to hemicranial headaches that can be labeled as migraines.

Pain involving the arm can be focused to a particular nerve distribution or generalized. When localized, ulnar symptoms tend to be the most common, leading to pain and/or paresthesias involving the ring and small fingers. These so-called lower plexus (C8-T1) symptoms are commonly seen. However, upper plexus (C5-C7) manifestations can also be seen, manifesting as pain in the lateral arm and forearm, lateral neck, and deltopectoral region.1

Patients may report pain at rest that is not relieved by positioning. However, the typical patient reports that stress positioning exacerbates symptoms. This is particularly the case with work-related situations. People who must perform tasks with elevated arms or hold their arms in other awkward positions note they are no longer able to perform these tasks. Examples include waitresses, mechanics, and truck drivers. With prolonged stress positioning, patients may report finger discoloration, coolness of the extremity, or even swelling. Driving an automobile can be difficult with the concomitant numbness and tingling in the fingers that can occur.

Patients often report that their symptom complex started after a traumatic event. These can be chronic repetitive-type injuries, such as seen with pitchers and other athletes. Direct injury to the chest wall or shoulder can also precipitate symptoms, particularly if associated with a clavicular fracture or acromioclavicular joint dislocation. As mentioned previously, whiplash-type injuries are also associated with TOS. Even a minor injury can unmask the syndrome in a previously completely asymptomatic individual.

Venous thoracic outlet syndrome (paget-schroetter’s syndrome)

Paget-Schroetter’s syndrome (axillosubclavian vein thrombosis or “effort” thrombosis) usually presents suddenly in a previously healthy patient without antecedent symptoms. Typically the patient is a young athlete or worker with a component to their sport or job that requires prolonged or repetitive stressful positioning of the arm. Examples include baseball players, swimmers, weight lifters, volleyball players, and mechanics. The presentation is usually acute and dramatic, often prompting urgent medical care.

The involved extremity becomes acutely swollen with varying degrees of discoloration ranging from rubor to cyanosis. The redness may be confused with the erythema of an infection, leading to a delay in diagnosis. Physical examination may reveal the presence of dilated collateral veins around the shoulder and upper arm. The remainder of the physical examination is usually normal.

Occasionally, aching pain due to tightness of the skin may also be present, but is absent in the majority of patients.20 However, the typical spectrum of symptoms seen in patients with neurogenic TOS are not usually associated with Paget-Schroetter’s syndrome. Although uncommon, ipsilateral sympathetic hyperactivity can be seen with this condition.

An alternate presentation may occur with an acute traumatic injury. Typically, after an injury to the shoulder area, a few days pass and ipsilateral arm swelling occurs. The natural history of this variant of Paget-Schroetter’s syndrome is the same, reflecting the fact that the injury most likely contributed to compression in the thoracic outlet. Thus, the thrombosis associated with injury is really the same insult seen in “spontaneous” thrombosis.

If the condition is left untreated, the swelling typically resolves over the course of days or weeks. The patient typically does not have symptoms at rest but cannot use the arm for any period of time, particularly in a stressed (abducted, externally rotated) position. The collateral channels that develop and allow the swelling to abate are rarely adequate to accommodate the increased venous return that occurs with activity.

Diagnosis of Thoracic Outlet Syndrome

No generally accepted battery of tests must be performed to confirm the presence of TOS. Most physicians and surgeons familiar with the disorder require, at minimum, a physical examination consistent with the symptoms, cervical radiographs to rule out disc disease, and a chest radiograph to visualize any bony abnormalities. Other tests may be applied as needed when the diagnosis is not clear. The need for invasive or expensive tests is an area of considerable debate.

History and physical examination

Because the overwhelming majority of patients who present with a suspected diagnosis of TOS will be of the neurogenic type, this section mainly focuses on this type of TOS. Venous and arterial forms will be discussed later. As with any initial evaluation, an extensive history should be taken, including any injuries and the patient’s occupation. Exacerbating and ameliorating factors should be identified if present. In conjunction with a good history, most cases of TOS can be diagnosed on the basis of physical examination. A thorough examination should focus not only on the site of complaints but also on other areas commonly involved in neurological conditions. This includes the patient’s general appearance and other signs of symptom impact. Deep tendon reflexes, grip strength, and pulses should also routinely be assessed. Palmar hyperhidrosis should be noted if present. Machleder points out that even in neurogenic TOS, changes in pulses can occasionally be detected.21

Note should be made of symmetry of the muscle groups of the shoulders and upper extremities. Although serratus anterior atrophy is occasionally present with TOS (as demonstrated by a winged scapula), patients generally do not have obvious muscle atrophy. In fact, they often have essentially normal gross baseline sensory and motor examinations. However, useful information can still be obtained if one uses an organized approach. Initial palpation of the structures of the chest wall, cervical region, and shoulder can be useful before undertaking provocative testing. The region overlying the anterior scalene muscle is often exquisitely tender in the face of brachial plexus entrapment or irritation. In addition, percussion of the clavicle can reproduce pains and paresthesias in TOS patients. Point tenderness can sometimes be elicited along the anterior border of the trapezius at the junction of the neck and shoulder (band spot). These simple maneuvers should be performed before more complex maneuvering of the patient, which may cloud later findings.

The physical examination also plays an important role in ruling out other causes of a patient’s symptoms. Although cervical symptoms are common with TOS, limited cervical range should not be seen, nor should there be excessive tenderness over the vertebral bodies. The presence of either of these suggests an alternate diagnosis. Specific neurological evaluations such as the Spurling test, eliciting a Tinel sign, and the Phalen maneuver can also be used to rule out other diagnoses.

After this general neurological assessment, tests more specific for the presence of TOS can be undertaken. The most useful test to aid in the diagnosis of TOS is the elevated arm stress test (EAST), which was originally described by Roos in 1966 as a means of eliciting upper-extremity claudication and neurological symptoms.22 In the test, the patient’s arms are placed in 90 degrees of abduction and external rotation, with 90 degrees of flexion at the elbow (“hold-up position”). The patient is then asked to repeatedly clench and unclench the hands. This positioning is designed to constrict the space within the thoracic outlet in an effort to reproduce the patient’s symptoms. When positive in patients with TOS, this test should bring on weakness and paresthesias in the ulnar and median nerve distributions within 3 minutes. Inability to complete testing owing to symptoms is also considered a positive result. Attention should also be made to the color of the hands during the EAST because one may become pale and ischemic if arterial compromise is involved. Proponents of EAST argue that it is specific for TOS and that the length of time to onset of symptoms correlates with severity of TOS. However, some question the anatomical basis for the test, particularly how clenching and unclenching the hand can lead to stress on the brachial plexus.23 This test is not without its detractors. Although anecdotally reported to have excellent specificity, a study from 1985 found a positive test in more than 80% of patients with carpal tunnel syndrome. Other studies conducted using healthy subjects have also reported a high rate of false positives.24,25

Closely related to the EAST is the abduction and external rotation (AER) test. The arm is abducted and rotated and held in that position. This test works by a similar mechanism and likewise produces the weakness and numbness seen with EAST in a similar distribution, namely the C8 to T1 fibers supplying the median and ulnar nerves. In addition, one can sometimes detect a bruit below the lateral portion of the clavicle that is attributable to partial compression of the axillary artery. Both of these tests appear particularly suited to work-related and repetitive motion–associated TOS.26

Although many clinicians routinely assess for pulse changes with these provocative maneuvers, this adds little useful information to such testing. The original Adson test (chin elevation and head rotation toward affected side) consisted of assessment of the radial pulse; Adson sign is subsequent loss of the radial pulse. Although it has historically been used to screen for TOS, Adson sign is also frequently seen in patients without TOS and is unreliably present in those with confirmed TOS. Therefore, it should not be used to establish the diagnosis.1,27 Additionally, Wright described the hyperabduction position back in 1945, which is also of little clinical utility, given its positive result in most healthy individuals. Furthermore, as many as 60% of healthy subjects who undergo EAST will have diminution of the radial pulse.25

None of these aforementioned tests is pathognomonic, but the presence of one or more of them can help support the diagnosis of TOS. Combined with a proper history, the diagnosis of TOS can be established, other disorders can be effectively ruled out, and further tests avoided.

Objective testing

Although numerous objective modalities have proven useful in the diagnosis of TOS, none are diagnostic and remain adjuncts to a proper history and physical examination. Perhaps the most useful study is a plain chest radiograph. This inexpensive study can readily identify cervical ribs, evidence of previous rib or clavicular fracture, or other chest wall abnormalities that have been linked to TOS. It is also important to exclude other potential etiologies for the patient’s symptoms, namely cervical spine disease, so cervical spine imaging is commonly used. Cervical spine x-rays can be obtained, although this modality has been widely supplanted by computed tomography (CT) and magnetic resonance imaging (MRI) in the diagnosis of cervical spine pathology.

Use of objective neurodiagnostic tests for TOS has met with some success, although it continues to be an area of considerable controversy. This modality came to the forefront in the early 1960s, but the anatomical constraints of attempting to measure changes across the brachial plexus have always made its application in this position difficult. Specific techniques vary, but principally these studies evaluate nerve conduction velocity as well as amplitude. The most common and basic electrophysiological studies involve direct motor and sensory nerve testing at the root, cord, trunk, and/or nerve level. Tests are considered abnormal when the velocities and amplitudes deviate from accepted norms. Perhaps the main criticism of these tests is that they only tend to be positive in patients with advanced disease, in whom history and physical examination should be sufficient. Roos suggests they offer “little definitive diagnostic information” and that one “still must rely on careful history and physical.”24 All of this reflects the fact that most electrophysiological tests evaluate larger myelinated nerve fibers, not the smaller fibers whose injury mediates the pain associated with TOS. A study by Franklin et al. found that of 158 TOS patients, only 7.6% had abnormalities in their electrodiagnostic tests.28 Furthermore, this diagnostic modality is subject to significant interobserver bias. No standardized easily reproducible technique has been adopted, nor has any been extensively studied and proven useful in suspected TOS patients. Beyond the limited role of establishing the diagnosis of TOS, these studies can result in significant discomfort for the patient who is already suffering from disabling pain. They should therefore be used only in special instances. These techniques can be useful, however, to exclude the diagnosis of TOS in cases where another neurological process is suspected (e.g., carpal tunnel syndrome).

Let us look closer at some specific techniques that have been used in patients with neurological disorders of the upper extremity. First, several authors have described their experience using ulnar conduction velocity from Erb’s point (above the clavicle and lateral to the insertion of the sternocleidomastoid muscle) to the elbow to assess for TOS, but this technique has been criticized.21 However, if there is severe disease with concomitant axonal damage, changes in ulnar action potentials can be demonstrated. A reasonable approach to conduction studies includes sensory testing of the median and ulnar nerves at the wrist to screen for carpel tunnel syndrome and TOS, respectively.

Electromyography is capable of providing objective data supporting the diagnosis of TOS in a setting of advanced disease. This study demonstrates spontaneous firing of acutely denervated muscle fibers (positive sharp waves, fibrillation potentials), but this is not the usual clinical situation for TOS. Rather, after reinnervation, prolonged and irregular potentials are seen. Because this is a reflection of previous denervation injury, many of these patients have atrophy of the involved muscle groups, and the electromyogram (EMG) can confirm that the lower trunk of the brachial plexus was injured. However, in patients without evidence of atrophy, this test is not likely to reveal these findings. This fact is supported by studies showing that standard EMG tests are negative in 62% of TOS patients.29 However, these tests can be used to examine the paraspinal muscles, which can be important in ruling out radiculopathy as the cause of the patient’s symptoms.

F-wave studies are an attractive concept for evaluating TOS because they allow for propagation of the stimulus back to the spinal cord, thus crossing the brachial plexus and obviating the need for proximal nerve access. In this technique, nerve stimulation at the wrist leads to not only an immediate action potential in the affected muscle groups, but also to this proximal propagation with a concomitant reflection from the cord, leading to a secondary action potential. This returning potential is the F-wave. Generally, multiple trials are recorded, and the shortest period between percutaneous stimulus and the secondary response is taken as the latency. This period is delayed if the nerve fibers are damaged, as can be seen with TOS. These tests tend to be poorly tolerated by many patients, and it is prudent to avoid their use unless other tests have proved unrewarding and further diagnostic information is required.

Somatosensory evoked potentials (SSEPs) can play a role in the workup of TOS. Currently, assessment of the ulnar and median nerves can be used for evidence of their compression at the thoracic outlet. When abnormal, these studies tend to show lower plexus injury (ulnar) with normal median function. This is seen primarily as a blunting of Erb’s point peak. Machleder et al.30 showed that 74% of their patients carrying a clinical diagnosis of TOS had abnormal evoked responses. Furthermore, when these patients were studied following operative decompression of their thoracic outlets, more than 90% had correlation between improved symptoms and normalization of their SSEPs.30 Increases of the sensitivity of these tests can be achieved with provocative maneuvers such as arm positioning, although these maneuvers can also cause SSEP changes in patients with no clinical evidence of TOS. Although neurodiagnostic testing remains useful as exclusionary testing, its role in establishing the diagnosis of neurogenic TOS remains limited.

One diagnostic technique that has proven quite useful in suspected TOS patients is anterior scalene muscle blockade. This is typically accomplished by injecting lidocaine into the anterior scalene muscle to induce muscle relaxation. Essentially this test simulates the decompression achieved with first rib resection and scalenectomy. It is therefore believed that symptomatic improvement with blockade is predictive of a positive response to surgical intervention. Imprecise needle placement can contribute to false-negative results of this test, as well as confound the problem by causing nerve injury or inadvertent somatic or autonomic denervation. Electromyogram with ultrasound or CT guidance can be used to localize the anterior scalene muscle, thus facilitating proper needle placement.

In a study by Jordan and Machleder, 122 patients underwent EMG-guided scalene blockade for a suspected diagnosis of TOS. Reduction in pain was then assessed with provocative maneuvers (generally the EAST); 38 patients went on to have surgical decompression, 32 of whom had a positive result with muscle blockade. The 94% of patients who had a positive response to blockade had a positive long-term result with surgery, as opposed to only 50% of patients with a negative block.31

Beyond its utility as a predictor of good outcome following surgery, lidocaine blockade does offer patients some transient relief while awaiting surgery. However, this effect rarely lasts beyond 1 month. Some groups advocate botulinum toxin injection over lidocaine because of its longer duration of action. This is particularly useful in patients who may have a delay between scalene block and surgery. Jordan et al. also demonstrated in a cohort of 22 patients that botulinum injection results in a 50% reduction of symptoms for a least 1 month in 64% of patients (mean duration of 88 days). This is in contrast to only 12% of patients with continued symptomatic relief beyond 1 month when receiving lidocaine alone.32

Finally, some centers advocate the use of duplex ultrasonography to assess for the presence of TOS. To perform this test, provocative maneuvers in conjunction with color Doppler are used to assess blood flow velocities in the subclavian artery and vein. In theory, patients without TOS will have minimal velocity changes within the subclavian artery during varying degrees of abduction of the arm. If the patient’s symptoms are related to TOS, one would expect to see velocity changes. First, as the artery becomes partially compressed, velocity in the artery increases. Further abduction will worsen compression to the point where flow is diminished, and one should see a resultant decrease in velocities. Finally, with hyperabduction the compression may be so severe that the vessel becomes occluded, with cessation of flow. Recent data have given support to this modality. In a small cohort of patients suspected of having TOS on the basis of symptoms and physical examination, all patients demonstrated the anticipated hemodynamic changes described. With 120 degrees of abduction, mean peak systolic velocities increased greater than 50%. At 180 degrees of abduction, velocities were reduced below baseline values, and hyperabduction revealed absent flow in all patients for whom data were available. As anticipated, venous duplex revealed changes suggestive of venous compression, namely loss of atrial and respiratory dynamics, increased velocities, and increased turbulence.33 Although this study was underpowered to definitively establish duplex ultrasonography as a proven diagnostic modality in TOS, it does offer promising data. Validating studies should be conducted to further our understanding of the role of ultrasound in TOS.

Diagnosis of venous thoracic outlet syndrome

In the TOS patient who presents with upper-extremity swelling, the diagnosis of axillosubclavian vein thrombosis is suggested by the history and physical examination described earlier. Assessment of the venous system is usually initiated with noninvasive duplex ultrasonography and dynamic phlebography (also see Chapter 12). Provocative positioning, such as external rotation and abduction, can increase the sensitivity of these tests. Other authors describe a two-position technique, with the arms fully adducted and then 90 degrees abducted. It is not clear at this time how useful magnetic resonance venography (MRV) is for axillosubclavian evaluation. It appears to have anatomical limitations similar to duplex ultrasonography, with poor quality of images in the retroclavicular space.

Many patients undergo a diagnostic venogram, which is the gold standard for thrombosis in this situation (Fig. 62-4). Occlusion of the axillosubclavian vein is readily identified with this diagnostic modality. Typically, patients will also have numerous venous collaterals not seen in normal individuals without thrombosis. Although this test confirms the diagnosis of venous thrombosis, the occasional patient needs further clarification as to its cause. Neurogenic symptoms are usually not present, and one must often rely on exclusion of causes of venous thrombosis other than TOS in this situation.

Diagnosis of arterial thoracic outlet syndrome

As discussed earlier, a number of symptoms and signs are a consequence of arterial involvement in TOS. Thus the diagnostic algorithm is not straightforward. A careful physical examination may be extremely helpful in patients with suspected arterial TOS. Pulse changes with provocative positioning, subclavian bruits, and blood pressure differentials between the extremities may be seen. The stress positions described previously can be used. Depending on the degree of arterial involvement, patients may have absence of a brachial pulse and/or radial pulse. Patients may initially be evaluated with digital plethysmography or upper-extremity arterial duplex ultrasonography. Computed tomographic angiography (CTA) is also useful in detecting thromboembolic events in these patients. As experience has been gained with magnetic resonance angiography (MRA), this technique has also been applied with utility. Arteriography remains the gold standard and is almost always required in this setting. When arterial compression is suspected, attention should first be toward an arch study, which also includes the subclavian and axillary arteries more distally.

Frequently, arterial compression can be better visualized if the arm is abducted 90 degrees, and most studies are obtained with the arms in two positions (Fig. 62-5). When distal embolization is suggested, the angiography should encompass the target sites, often requiring studies of the hand on the affected side. Provocative positioning (abduction) can be used in conjunction with angiography to demonstrate arterial compression.

Treatment of Thoracic Outlet Syndrome

In all likelihood, the vast majority of patients with neurogenic TOS go undiagnosed and thus receive no therapy. This reflects the range of severity inherent in the spectrum of symptoms associated with TOS. For those seeking medical intervention, it is clear that most have substantial improvement without operation. Although the numbers are controversial and dependent on the modalities used to make the diagnosis, more than 95% of patients avoid operation. Currently, considerable debate surrounds neurogenic TOS surgery, with several groups reporting no long-term benefit from operation versus physical therapy. Nonetheless, most surgeons with considerable experience with neurogenic TOS report good surgical results with properly selected patients.

For many TOS surgeons, referral patterns are such that patients have already undertaken unsuccessful conservative therapy before seeking further consultation. It is important for surgeons to be aware of this selection bias. It is also important to have an algorithm for conservative treatment so that the correct patients are selected for operation. A minimum of 6 weeks of physical therapy is required before its effects can be evaluated. It is also important that the correct program be used because it has been recognized that inappropriate physical therapy can worsen TOS symptoms. In general, these programs are designed to relax muscle groups that tighten the thoracic outlet while conditioning those that open it. Aligne and Barral described a program in which the trapezius, levator scapulae, and sternocleidomastoid muscles are strengthened and the middle scalene, subclavius, and pectoralis muscles relaxed.34

Other nonsurgical interventions are available. Following the concept of diagnostic scalene blocks, attempts have been made at therapeutic blockade of the scalene muscles. Although steroid injection has not been successful, temporary symptomatic relief with selective botulinum toxin injection can be employed successfully in those reluctant to pursue surgical intervention. Additionally, this technique may allow the patient to tolerate an extended period of physical therapy or other adjustments such as work-related ergonomic modifications.

Surgical treatment

When a symptomatic patient who has sought treatment fails to improve with physical therapy, surgical intervention is warranted. Resection of the first rib and anterior scalenectomy can be performed via either the transaxillary or supraclavicular approach. In our practice, we preferentially use the transaxillary approach owing to its excellent exposure of the first rib, minimal morbidity, and better cosmetic appearance. The patient is placed in the lateral decubitus position, with the head neutral. No paralytic agents are used beyond short-acting agents for induction. Various devices are available for elevation of the arm on the operative side, all of which should permit easy lowering of the extremity intermittently throughout the procedure to allow periods of increased arterial inflow and decreased tension on stretched nerves (Fig. 62-6). The incision is placed between the pectoralis major and the latissimus dorsi in the lower aspect of the axilla. Dissection is carried down to the chest wall, with care taken to identify intercostal brachial cutaneous nerves. These structures should be avoided and preserved when possible, but it is preferable to sacrifice them rather than leave them injured, thereby subjecting the patient to possible causalgic pain.

Deep dissection begins by bluntly exposing the external surface of the first rib. Using a periosteal elevator, intercostal muscle and soft-tissue attachments to the first rib are cleared (Fig. 62-7). The parietal pleura is then bluntly dissected away from the internal surface of the first rib. The anterior surface of the first rib is cleared of soft tissue and middle scalene fibers, again using the periosteal elevator. Care is taken to not cut the fibers of the middle scalene. The long thoracic nerve often traverses the muscle in this region, and injury to the long thoracic nerve will result in a winged scapula and is associated with significant long-term disability. Tissue is then cleared bluntly overlying the nerve, artery, and vein. The anterior scalene muscle is now carefully separated from the subclavian vessels, and its attachment to the first rib is divided (Fig. 62-8). The subclavius tendon is also divided.

A rib shear is next positioned anteriorly over the rib, which is divided almost at the level of the costal cartilage. Care must be taken to avoid the subclavian vein in this location. Following clearing of residual muscle and any fibrous attachments remaining, the rib is divided posteriorly just anterior to the brachial plexus. The rib is now free and is removed from the patient. Considerable care must be taken following removal of the rib to smooth the posterior stump to prevent any subsequent T1 injury. At this point, any further encountered anomalies (fibromuscular bands, scalenus minimus muscles) should be resected. Cervical ribs are resected in a similar fashion to the first rib, requiring division of their attachments to the middle scalene and intercostal muscles.

Before closure, irrigation is placed into the wound, and inspection is made for a pleural leak. In the presence of a leak, a small chest tube can be used for pleural drainage but is rarely needed. It can usually be removed the following day. A postoperative chest radiograph is obtained. Most patients are discharged home on postoperative day 1 or 2. Careful follow-up and physical therapy are also employed in the early postoperative period.

The supraclavicular approach for scalenectomy (with or without first rib resection) is considered in three situations. The first is when the patient’s symptoms are particularly suggestive of upper brachial plexus involvement (as opposed to the more common lower plexus). As described by Roos,35 it is reasonable to use an approach in which these nerves can be more directly decompressed. The second situation is in patients who have undergone transaxillary operation but now have upper plexus symptoms. The third situation is a matter of preference when a surgeon feels the supraclavicular approach is as effective as and safer than the transaxillary operation. The first rib can also be resected as a component of this procedure, although some argue that it cannot be done with the same margins as the transaxillary approach.

As with the transaxillary approach, no paralytics are used so that nerve function can be assessed intraoperatively. The patient is placed in the semi-Fowler position, with the head turned away from the operative side. An incision is placed two fingerbreadths above the clavicle, extending from the external jugular vein to the sternocleidomastoid muscle. This muscle is subsequently mobilized medially, and the omohyoid muscle is usually transected. The scalene fat pad is carefully divided, taking care to avoid the underlying phrenic nerve. This nerve must be protected throughout the course of the operation. Underlying the nerve is the anterior scalene muscle. This is divided inferiorly at its insertion on the first rib. There are usually adhesions between the muscle and the subclavian artery and brachial plexus components that also must be freed. The origin end of the muscle is divided medially to expose the C5-C7 roots. The area between the C7 root and the subclavian artery is next cleaned, including the division of a subclavius minimus muscle if present. At this point, the five roots should be completely cleaned and tested using a nerve stimulator, although many surgeons have noted that it is often difficult to assess the T1 nerve root in this manner.

If the operation is to include first rib resection, the middle scalene muscle must be divided. The rib is divided posteriorly and a finger used to dissect it from the pleura while elevating the divided end. The subclavian artery must be freed from the anterior portion of the rib before it is divided. It can then be carefully extracted.

Irrigation is placed in the wound to assess for pleural leak. If present, the soft closed suction drain can be positioned so that the tip drains the pleural space. Otherwise, the drain can be placed to drain the wound. Postoperative chest radiograph is obtained, and the patient is usually discharged home within 1 or 2 days.

A brief mention should be made here of some alternative surgical approaches for patients with TOS. Some advocate for a thoracoscopic approach to rib resection and scalenectomy. Although offered at several centers, this procedure has not gained widespread acceptance. Many question the stated benefits over the transaxillary approach.36 Also reported in the literature is endoscopic-assisted transaxillary rib resection and scalenectomy. Again, this has not been demonstrated in any large series to be superior to the traditional approaches.

Treatment of venous thrombosis

Venous occlusion at the thoracic outlet should be treated expeditiously. Although this disease was historically treated with a conservative approach of anticoagulation and arm elevation, most therapeutic protocols now emphasize thrombolysis, anticoagulation, and surgical decompression as the key components of treatment. When patients present acutely, as is often the case, they should undergo catheter-directed fibrinolysis of the clot expeditiously. Currently, fibrinolytics such as alteplase and reteplase are used and have largely replaced streptokinase and urokinase, owing to improved safety profiles. Patients tend to respond better to thrombolytic therapy instituted within days of the onset of symptoms, but many may still benefit as far out as 4 to 6 weeks.37 Following thrombolytic therapy, patients should receive systemic anticoagulation.

Traditionally, clinicians would advocate for a 1- to 3-month period of anticoagulation following thrombolysis, prior to surgical intervention. Previous work by Machleder and Kunkle demonstrated that this protracted time frame allowed for intimal healing of the damaged vein and reduction in the inflammatory response, thus facilitating a successful surgical outcome.38 In the modern era, most clinicians advocate for earlier surgical intervention in attempts to decrease the period of disability.39,40 Some authors even promote first rib resection during the initial hospitalization. Moreover, this approach has been demonstrated to be safe. Angle et al.41 recently reported a series of patients treated in this fashion and noted no increased morbidity compared with patients with delayed operation. In particular, none of the theoretical concerns for bleeding following the use of thrombolytics were realized, nor were there particular technical problems secondary to the thrombosis-mediated inflammatory response seen in these patients. In 2007, Molina et al. reported a series of 97 patients undergoing immediate surgical decompression following thrombolysis, with only one bleeding complication.42 Conversely, many suggest that early surgical intervention minimizes the incidence of residual symptoms, postthrombotic syndrome, and rethrombosis.37,43

Although controversial, recent data published by our group suggest that thrombolysis may not even be necessary. In a series of 110 first rib resection and scalenectomies, the number of patent vessels at 1 year was equal at 91% in patients undergoing preoperative thrombolysis and those who only had anticoagulation.44 This needs to be validated by additional studies, but may further evolve the management approach to patients presenting with this disease in the future.

Beyond details outlined earlier for surgical treatment of TOS, it is important to emphasize a few points specific to venous TOS. Because venous compression commonly occurs within the costoclavicular aperture, it is imperative to adequately decompress this space. Complete lysis of the subclavius tendon is integral in this process. Furthermore, the first rib should be cut as far anterior as possible, well into the costal cartilage. Many advocate lysis of any fibrotic tissue surrounding the vein, although this may increase the incidence of a vein injury. Some authors even remove a portion of the medial clavicle, although most clinicians do not advocate this aggressive approach.40 In some cases, the vein is so severely damaged that the only operative repair possible is a jugular-subclavian bypass, although this is rarely undertaken.45

Following surgical intervention, most clinicians use routine venography to both diagnose and treat residual disease.39,46 Angioplasty for residual strictures appears to work quite well after surgical decompression.41 Although enticing from a theoretical perspective, intravascular stenting for residual stenosis following angioplasty has been shown to be detrimental. Multiple authors report higher rethrombosis rates with stent placement compared to patients undergoing angioplasty alone.4749

Most authors agree that anticoagulation is a key component in the treatment of venous TOS, but no consensus exists on the duration of anticoagulation following surgery. In most cases, patients who present to the vascular specialist after the diagnosis of venous TOS have already been placed on anticoagulation (usually in the form of warfarin). In our practice, patients discontinue warfarin and start low-molecular-weight heparin (LMWH) beginning 5 days prior to planned surgery. Low-molecular-weight heparin is then restarted 3 days post surgery. We routinely continue LMWH until a venogram is obtained 2 weeks after surgery. If the vein is patent and no intervention is required, anticoagulation is then discontinued. If the vein is stenotic, thrombosed, or undergoes intervention in the form of angioplasty, LMWH is restarted as a bridge to warfarin. At the 1-month follow-up visit, patients undergo duplex ultrasonography. In patients with evidence of complete thrombosis or increased velocity with EAST, anticoagulation is continued for an additional month. If the vessel appears widely patent, anticoagulation is discontinued at that time.

Treatment of arterial complications of thoracic outlet syndrome

A number of arterial problems can arise from thoracic outlet obstruction, although they are not common. Therapy has to be tailored to the individual patient on the basis of severity and extent of arterial compromise. These patients are rare and varied in presentation, so no standardized algorithm has been established to guide therapy.

Most patients will present in a subacute fashion. Just as with the other forms of TOS, the mainstay of treatment is thoracic outlet decompression. Most patients can safely undergo decompression with either the supraclavicular or transaxillary approach. The need for arterial reconstruction, however, dictates the approach and extent of exposure. Standard approaches are used, with a high anterior thoracotomy for proximal lesions on the left and a median sternotomy for proximal lesions on the right. For more distal lesions, various supra- and infraclavicular incisions may be used. Aneurysms or long-segment occlusions are typically treated with resection and graft reconstruction. Graft material is a matter of surgeon preference, but synthetic material, vein grafts, and arterial grafts all have been used with success in this position. Postoperative anticoagulation usually is not indicated, and patients tend to do well if the thoracic outlet is adequately decompressed and the vessel is no longer subjected to trauma.

Various catheter-based approaches can be used in the management of these patients. Focal areas of stenosis can be managed successfully with angioplasty and stent placement. In patients presenting with peripheral embolization, as commonly occurs, catheter-directed thrombolysis may be of benefit. However, distal emboli are often chronic in nature and may be resistant to lysis. These cases pose unique challenges, and depending on severity, frequently require open mechanical thrombectomy or even distal arterial reconstruction.

An additional consideration in these patients is the presence of reflex sympathetic dystrophy, causalgia, or other autonomic dysfunction. Cervicodorsal or cervicothoracic sympathectomy may be helpful in these patients and can often be performed at the time of the arterial repair by standard approaches.

Outcomes for Thoracic Outlet Syndrome

For the majority of patients diagnosed with TOS, conservative management yields positive results. Following physical therapy and modifications to inciting activities such as work postures and repetitive motions, patients can experience a significant reduction or resolution of symptoms. However, for patients with more debilitating symptoms who have undergone surgical intervention, the long-term prognosis remains poorly defined. There have been a few recent outcome-based studies that do offer promising results.

In a recent series published by our group, quality-of-life (QOL) measures were prospectively assessed in both neurogenic and venous TOS patients using the short form (SF)-12 and DASH (Disabilities of the Arm, Shoulder, and Hand) instruments.50 Patients completed QOL surveys preoperatively and then at 3, 6, 12, 18, and 24 months. Of an eligible 105 patients, 2-year follow-up data were available for 70 patients, with 44 subjects having neurogenic TOS. These patients were followed out to 2 years postoperatively, with promising results. At baseline, the physical component score of the SF-12 was the most notably decreased score, with a median of 33.8 points. Postoperatively, this value increased on average 0.24 points per month over the 2-year follow-up period, with return to normal QOL for the physical component by 23 months on average. Notably, the return to normal quality for the mental component score was on average 12 months.50

For the venous TOS patients in the study, mean recovery period was notably shorter. Recovery to normal QOL occurred at a mean of 11 months for the physical component score and 8 months for the mental component score. Return to full activity or work in both groups occurred earlier than complete functional recovery (50% at 4 months and 77% at 5 months). Notably, fewer patients in the venous subset had return to full activity at 2 years (77%), since only 8% of patients were disabled or unemployed preoperatively. Reasons for this are unclear.50

In line with this study, Cordobes-Gual et al. similarly reported prospective results, also using the DASH instrument. A full 78% of neurogenic patients reported significant improvement in functional status and reduction in symptoms over the study period. There was a significant reduction in mean DASH scores from 54 preoperatively to 18 postoperatively at a mean follow-up interval of 40 months.51

Scali et al. also recently reported promising retrospective results on a small cohort of neurogenic patients. They noted a 91% reduction in the use of therapeutic adjuncts (e.g., narcotics, physical therapy, scalene blocks) following surgical decompression. Furthermore, patients’ self-assessment of functional status was rated as good or excellent in 68% of patients postoperatively, compared to only 14% reporting a status of good or fair preoperatively.52

Despite these encouraging results, others have reported poorer outcomes. In a series of 254 procedures performed for neurogenic TOS, only 46% had a successful outcome after the first operation, defined as greater than 50% reduction in symptoms. Furthermore, 80 patients underwent a repeat procedure for “failure,” with an overall secondary success rate of 66%. Of the failures, 89% occurred within 12 months of surgery.53 The reasons for variable success rates are unclear, but likely related to variability in patient selection, operative intervention, and lack of standardized outcome measures.

A study by Sharp et al. focused on patients’ ability to return to work following TOS surgery, noting that 80% of the patients in their study were able to do so, and that 85% of the patients subjectively described their outcomes as good to excellent.54 Employment and disability issues complicate outcomes in TOS. In the Washington State workers’ compensation study done by Franklin et al., 40% of postoperative TOS patients were still not working 2 years after their operations; this percentage was actually worse at 5 years (44%).28 Interestingly, the conservatively treated patients in this study did better in this regard, although this was a retrospective study where the cohorts were not particularly well matched. Numerous other studies have shown worse outcomes when the patients have work-related or legal issues related to their TOS.55

Other factors predicting outcome following TOS surgery have been studied. Trauma as the event precipitating TOS is associated with poor outcomes in several series, but not in others.56,57 Preoperative depression has been linked to worse outcome as well. In a report by Axelrod et al., those patients with preoperative depression were more likely to have continued functional and vocational disability following operation.58 This study combined preoperative and postoperative interviews, psychological evaluations, and patient examinations; overall, 67% subjectively reported good or average outcome. At an average of 47 months’ follow-up, 64% of patients were satisfied with their outcomes, and 69% reported they would undergo operation again if faced with the same symptoms. Eighteen percent of the patients considered themselves disabled.

In one of the largest series of TOS patients, Roos reported that in 1844 transaxillary first rib resections, 90% of patients were able to return to performing tasks they had been unable to perform preoperatively. In addition, 97% said that they would recommend rib resection to other patients with symptoms from TOS. There was a 5% recurrence, which was better than the 19% seen with scalenectomy (although this was without rib resection).35 Green et al. also reported higher recurrence following anterior approach, although other authors have reported that the two approaches yielded equivalent recurrence rates.56,59

The prognosis for untreated axillosubclavian venous thrombosis had been one of progressive disability. Recurrence rates of 58% to 75% have been reported for patients receiving only anticoagulation.60,61 Following modern treatment protocols, most patients can expect an excellent functional recovery and can resume normal activities in a relatively short period of time. Urschel and Patel reported 96% of 506 patients experiencing a good to excellent response to the current treatment paradigm of early thrombolysis with prompt rib resection and scalenectomy.61 These promising results are of particular importance to this group of predominantly young and otherwise healthy patients. The most important factor is the time to treatment following thrombosis, with most treatment failures occurring if treatment is delayed. Feugier et al. reported that all treated patients were asymptomatic after an average follow-up of 45 months.62 Long-term sequelae are not common if patients are treated expeditiously and if complete recanalization of the vein is achieved and the compressive rib is removed. If this cannot be accomplished, repeated venous problems occur, and these can lead to debilitating outcomes.

The prognosis for patients with arterial involvement in TOS is highly variable and depends on the pattern of disease. If the compressive element of the process is removed, the principal issue affecting prognosis is the result of the arterial repair. The outcomes of subclavian artery repairs generally mirror those of repairs done for other disease processes and are generally good.

May-Thurner’s Syndrome

Presentation

May-Thurner’s syndrome is the clinical condition caused by extrinsic compression of the left common iliac vein (CIV) by the right common iliac artery (CIA). Typically the presentation of this syndrome involves left lower-extremity swelling, pain, or other signs of venous hypertension as a manifestation of deep venous thrombosis (DVT).63,64 This condition usually manifests in early adulthood, and there is a female predominance. Children can develop May-Thurner’s syndrome, although this is infrequent.65,66 Interestingly, patients with a patent foramen ovale have experienced stroke as the first symptom of the syndrome, with occult pelvic deep venous thrombus crossing the foramen and traveling to the brain.67,68 Pregnancy can also precipitate DVT in patients with this mechanical finding, likely due to the added compression on the pelvic veins caused by a gravid uterus. Rupture of the left iliac vein has also been reported as an initial presentation.69

Diagnosis

Diagnosis can be delayed until symptoms persist or multiple thrombotic events occur, because computed tomography (CT) venography,75 MR venography,76 or conventional venography of the pelvis are needed to confirm the presence of May-Thurner’s syndrome. Lower-extremity ultrasound frequently fails to confirm the diagnosis, especially in the setting of extensive iliofemoral DVT.77 Although quite rare, right-sided and vena cava compression have also been reported.67,7880

Treatment

Symptomatic extensive iliofemoral DVT in a young low-risk patient is treated with thrombolytic therapy with increasing frequency. If the lytic therapy is successful, completion venography would confirm the diagnosis of May-Thurner syndrome. Two options exist for relief of the mechanical compression. The traditional method is to perform an open surgical procedure where the right CIA is divided and transposed beneath the left common iliac artery. The two ends of the artery are reanastomosed in an end-to-end fashion. Fibrous bands frequently cross the left CIV and attach to the underlying lumbar vertebra. These have to be divided sharply before the artery is reattached.

Endovenous stents for May-Thurner’s syndrome have gained increasing popularity to avoid the laparotomy and arterial transection required for the open procedure.8185 Stents appear to have the radial force necessary to overcome the compression, and stent fractures from repeated trauma have not been reported. Stents are subject to migration and restenosis that may require reintervention.86 Stents are frequently deployed in the left CIV and extended into the vena cava. This placement can lead to thrombosis of the right iliac venous system. Endovascular treatment may be preferable when patients presenting with acute complications due to May-Thurner’s syndrome are also pregnant.87,88 No randomized trials have been performed to compare endovenous stenting to open surgery, and treatment options are typically individualized for each patient.

Outcomes

Endovascular outcomes have been excellent, with reported initial technical success greater than 90% and an equally high rate of symptom resolution.82,83,89,90 Complications included mainly bleeding, usually related to administration of thrombolytic agents. Over an average of 2 years of follow-up, stent thrombosis occurs in approximately 10% of patients. Most of these stents are reopened using endovascular techniques.

Reports of open surgical procedures for May-Thurner’s syndrome are scarce. Frequently the results are reported for a mix of clinical presentations including May-Thurner’s syndrome. The Mayo Clinic has published two reports in the past 10 years.91,92 These show secondary patency rates of 70% at 5-year follow-up. Most of these patients received surgical bypass or a hybrid procedure and had received other interventions before the surgical bypass was performed.

Nutcracker Syndrome

Presentation

Nutcracker syndrome is a clinical condition that results from venous hypertension of the left renal vein and its branches. When found radiographically in its asymptomatic form, it is referred to as nutcracker phenomenon. Both males and females are affected, with a slight female preponderance. Age of presentation is quite variable, but most commonly is young adulthood.9395 There are many reports documenting childhood presentation.96,97 Symptoms can include hematuria (micro- and macroscopic), orthostatic proteinuria, left flank pain, abdominal pain, left lower-extremity varicose veins, left varicocele (males), and pelvic congestion syndrome (females). Pelvic congestion syndrome symptoms include dyspareunia, dysuria, dysmenorrhea, vulvar varicosities, and vaginal tenderness. Children and adolescents with nutcracker syndrome frequently have associated medical problems that include urolithiasis,98 Henoch-Schönlein purpura,99 immunoglobulin (Ig)A nephropathy,100 hypercalciuria,101 and familial Mediterranean fever.102

Treatment

Conservative management has proven effective in selected cases.110,111 In particular, pediatric patients with minimal hematuria may improve with further growth. Weight gain may also enlarge the aorto-SMA angle. For patients with concomitant medical problems that may induce acute weight loss, supportive treatment and attainment of weight gain may trigger spontaneous recovery. Use of angiotensin-converting enzyme (ACE) inhibitors has demonstrated efficacy in pediatric patients for relief of proteinuria.112,113

For patients whose symptoms are too severe for conservative management, or for those who do not improve with conservative measures, a wide variety of percutaneous minimally invasive and open surgical techniques are available to address symptoms of nutcracker syndrome. A large number of surgical procedures have been employed for relief of left renal vein compression. These include left renal vein transposition (to an area lower on the vena cava),111,114 autotransplantation of the kidney,115,116 laparoscopic placement of external left renal vein stent,117 laparoscopic spleno–renal vein bypass,118 laparoscopic left renal vein transposition,119 and laparoscopic transposition120 and ligation121 of the left ovarian vein. Synthetic bypass of the left renal vein has also been performed.122 Rarely is nephrectomy indicated for this condition.

Endovascular stenting has also been performed and may be gaining in popularity.123126 This treatment is controversial because many treated patients are very young, and the implanted stent must last for many years.

Interventions performed should be chosen to address the patient’s specific symptoms. Varicocele and pelvic congestion symptoms can be addressed by gonadal vein embolization or open surgical and laparoscopic resection of the affected engorged venous structures. Treatment of the left renal vein in isolation frequently does not improve pelvic symptoms and secondary procedures are needed to address these symptoms directly.111

Outcomes

The rarity of nutcracker syndrome, fairly recent recognition of this entity, and the success of conservative management for some patients means that outcomes data from large series are lacking. A few small reports regarding long-term outcomes following interventions for nutcracker syndrome do exist.94 Two series and two reviews for open surgical techniques document that the most frequently performed procedure is left renal vein transposition.93,111,127,128 Outcomes reported are excellent, with no mortality and minimal morbidity. Symptom resolution was seen in more than 80% of treated patients. Follow-up has been inconsistent but ranges over the course of many years. In certain instances, secondary procedures were needed for additional treatment of pelvic symptoms or recanalization of left renal veins that occluded after initial treatment. This rethrombosis occurred exclusively in patients with left renal vein occlusion at the time of initial presentation.111

Outcomes for stenting also show a very high rate of symptom resolution and similarly low rates of complications.127,129,130 No procedure-related deaths have been reported. However, two stents have embolized and required retrieval.127,130 Stent thrombosis and stenosis have also been reported.93 As with other endovascular modalities, left renal vein stenting offers a significantly shorter recovery time. However, more data are needed to determine the optimal treatment for nutcracker syndrome.

Popliteal Entrapment Syndrome

Presentation

Popliteal entrapment is a rare syndrome caused by congenital anomalous pathology of the popliteal artery and presents with claudication-like symptoms. Patients most commonly present in early adulthood, although the syndrome has been diagnosed in children.131,132 The most frequent symptom is unilateral lower-extremity pain with exertion. This pain resolves within minutes of activity cessation. The physical examination is typically normal at rest. Provocative maneuvers, which include forced plantar and passive dorsiflexion, will cause diminution or loss of pedal pulses. The presentation may also be bilateral.133 If the syndrome has been long-standing, patients may present with total occlusion or aneurysmal degeneration of the popliteal artery. Occlusion of the popliteal artery aneurysm may cause significant ischemia.134,135 The popliteal vein is involved rarely in the entrapment, so below-knee DVT may be a presenting symptom as well.136,137 Functional entrapment of the popliteal artery has also been reported and is seen in asymptomatic patients as well.138140

Pathophysiology

The congenital anomalies seen in popliteal entrapment syndrome disturb the normal relationship between the popliteal artery and the muscular structures within the popliteal fossa.141 There are six distinct anatomical presentations of this syndrome (Box 62-1). The most common type (type I) causes the popliteal artery to traverse the popliteal fossa medial to the medial head of the normally configured gastrocnemius muscle. This configuration results in compression of the artery against the head of the tibia when the muscle contracts (typically during ambulation). One variant also causes entrapment of the popliteal vein either in combination with the artery or in isolation.

imageBox 62-1 Types of Popliteal Entrapment

Type I Popliteal artery deviates medial to medial head of normally configured gastrocnemius
Type II Abnormally lateral insertion of medial head of gastrocnemius displacing popliteal artery medially
Type III Normal popliteal artery is compressed by accessory “slips” of gastrocnemius muscle
Type IV Compression of popliteal artery by popliteus muscle, nerve tissue, or fibrous bands
Type V Any of the above also involving compression of the popliteal vein
Type VI Functional entrapment

Diagnosis

MRI/MRA is the study of choice for popliteal entrapment syndrome owing to its excellent visualization of both the soft tissue and arterial anatomy in this region. It is not only diagnostic but also provides enough anatomical information to facilitate operative planning.142144 Catheter-based angiography may also be performed, but forced plantar or dorsiflexion may be required to demonstrate the abnormality, since flow may be normal in a neutral position145 (Fig 62-9). A medial course of the popliteal artery during angiography also suggests the diagnosis. In cases of suspected popliteal artery occlusion, angiography may be necessary for operative planning of a distal bypass. Computed tomography angiography has also been used and studied for its utility in diagnosing popliteal entrapment syndrome.146,147 Like MRA, Computed tomography angiography demonstrates both the vascular structures and soft-tissue relationships, ideal for confirming the diagnosis and planning treatment.148

Treatment

Open surgical repair is typically required to relieve the mechanical compression. Prone positioning is commonly used, and an S-shaped incision is made over the popliteal fossa. Ligation of the offending muscular segments is usually tolerated with no subsequent loss of function. In instances where the entire medial head of the gastrocnemius muscle must be divided, it should be relocated and reattached to the tibial condyle. If indicated, arterial reconstruction can easily be performed through this approach as well. For patients with short-segment disease, repair can be performed with resection of the affected segment, mobilization of the vessels distally and proximally, and construction of an end-to-end anastomosis. If the affected segment is too long, thus precluding primary repair, reconstruction using an interposition saphenous vein graft should be performed.149

Endovascular treatment can include thrombolysis when thrombus is present and the clinical presentation is not advanced irreversible ischemia.150 Decompression of the mechanical compression should be performed during the same hospitalization. Stenting the arterial abnormality is contraindicated, especially if decompression of the compression has not been performed.151,152 In this circumstance, the stent is subjected to the same mechanical trauma that produced the arterial injury, thus leading to stent fracture and the potential for further arterial injury. This approach may lead to a more substantial open repair (e.g., distal bypass) when decompression alone, with or without primary repair, may have sufficed.

Cystic Adventitial Disease

Presentation

Cystic adventitial disease is a rare entity characterized by accumulation of mucin within the adventitia, resulting in vascular compression. In its most common form, the cyst compresses the popliteal artery. However, many case reports demonstrate the occurrence of these cysts in other locations,154,155 sometimes resulting in compression of veins156159 instead of arteries. Presenting symptoms are typically those of unilateral claudication. Cases with bilateral cysts have been reported, which can result in bilateral symptoms.160,161 Occasionally, acute occlusion of the popliteal artery may be the event causing someone to initially seek medical care.162 The age of presentation is younger than patients with lower-extremity atherosclerosis, but more varied than patients with popliteal entrapment.163,164 There appears to be a male predominance in patients with this disorder.165 The cyst is benign but has a tendency to recur. The quality of substance within the cyst is gelatinous.

Diagnosis

Cross-sectional imaging including ultrasound,168 CT,169 and MRI170,171 are all useful in establishing the diagnosis of cystic adventitial disease by demonstrating the cyst in close proximity to the vascular structures being compressed. Catheter angiography can confirm arterial compression. Signs typical of cystic adventitial disease include a scalloped appearance of the artery wall.

Median Arcuate Ligament Syndrome

Presentation

Median arcuate ligament syndrome (MALS) is a rare syndrome characterized by celiac artery compression by the diaphragmatic crura and median arcuate ligament. This syndrome is essentially a diagnosis of exclusion, so many patients have experienced symptoms for many years before a diagnosis of MALS is established. It presents at variable ages (adolescence to late adulthood), with a female preponderance.177179 The most common symptoms are abdominal pain and weight loss. Vomiting is frequent, and an epigastric bruit is frequently present on physical examination. The pain can be episodic, postprandial, or constant. Exercise-related abdominal pain has also been reported.180 Recently the suggestion that MALS may be a familial syndrome has been made.177,181

Pathophysiology

The celiac artery is the first branch originating from the aorta in the abdomen. The celiac take-off forms a 90-degree angle with the aorta. In this location, it is susceptible to compression by the diaphragmatic crura during thoracic motion throughout respiration. The median arcuate ligament connects the two crura. This compression can result in stenosis or occlusion of the celiac artery. In most patients, this is asymptomatic and can frequently be found incidentally.182,183 Symptoms may manifest in those patients who do not have adequate collateral flow from the SMA to carry the demand of the foregut structures. Some patients experience chronic pain, likely due to compression of neural structures surrounding the celiac artery, and their symptoms are unrelated to visceral perfusion. Increased flow through the SMA can rarely lead to aneurysm formation or rupture in branches of the SMA.184186

Diagnosis

Presenting symptoms for MALS are very nonspecific. As mentioned, celiac stenosis can be seen in asymptomatic patients. These two factors make it mandatory that these patients go through a thorough evaluation to eliminate other possible explanations for their symptoms.187189 There is no standard battery of examinations, but any structural or functional abnormality of the upper abdomen should be evaluated and treated first. Following exclusion of other pathologies, it is important to document the celiac artery stenosis or occlusion. If the artery is not occluded, demonstrating that the stenosis varies with respiration is important to rule out other more typical causes of celiac artery stenosis such as atherosclerosis.189 Some clinicians recommend injection of vasodilators190 during angiography or measurement of gastric exercise tonometry191 as adjunctive diagnostic tools. The anatomy can be imaged using catheter angiography, MRI,192 CT,193197 and ultrasound.198 Ultrasound has the advantage of also providing information about flow through the celiac artery. When angiography is performed, images should be captured during both inspiration and expiration because the degree of celiac compression is worse during full expiration (Fig. 62-10). However, compression of the celiac axis during expiration can be demonstrated in asymptomatic individuals and further underscores the challenge of establishing this diagnosis.

Treatment

Two primary goals must be addressed for treatment of MALS. The first is to divide the median arcuate ligament and all the dense fibrotic tissue that surrounds the celiac artery. This relieves mechanical compression on the artery. The second goal is to perform revascularization for patients who require this as well. Traditionally, both these steps are performed in one open surgical procedure. Less invasive interventional methods proliferated recently and have probably increased the number of patients with this disease who undergo treatment. Many publications have advocated laparoscopic surgery to treat the mechanical compression by skeletonizing the celiac artery (removing all crural components and other investing tissue).189,199204 If revascularization is needed, it is performed in a second endovascular or surgical procedure. Robotic surgery205 and retroperitoneal endoscopic release206 have also been utilized to treat MALS.

It is unclear when clinicians should perform revascularizations of the celiac artery. The most straightforward scenario would be an occluded celiac artery with minimal collateral flow and symptoms of postprandial pain and weight loss. However, many patients present with varying degrees of celiac stenosis that may not be flow-limiting, a widely patent SMA, and symptoms that are not typical of intestinal malperfusion. With the increasing use of laparoscopic techniques to treat MALS, there is a corresponding increase in experience in patients where celiac revascularization is not performed. Some authors advocate decompression alone with minimally invasive techniques, whereas others decompress and revascularize all or most patients immediately via an open approach.207,208

Rupture or aneurysm of an SMA branch associated with celiac stenosis or occlusion is extremely rare, and treatment of this is difficult. Patients may present with sudden and severe abdominal pain in hypovolemic shock. Endovascular embolization of this entity is preferable to open surgery184,185 because these aneurysms are very difficult to locate and expose surgically. Gastroduodenal branches are frequently involved, and definitive open surgery may include a pancreatic resection because of the rich collateral network of arteries in this location.

Outcomes

Patient selection is a key component of obtaining good outcomes for invasive treatment of MALS. Improvement in symptoms is unlikely if the original diagnosis is incorrect. Symptoms can recur even after initial improvement.206 Minimally invasive approaches to MALS are technically difficult and prone to bleeding complications, requiring conversion to an open procedure.189,203 However, when successful, laparoscopic approach to MALS reduces length of stay and significantly decreases recovery time. It also prevents future complications from a laparotomy.

Regardless of approach and procedures performed, most series show favorable outcomes. The majority of patients experience valuable symptom relief. There is generally limited morbidity and mortality. One report documented that in a series of six patients with long-term follow-up, all patients would have the surgery again.209 Contemporary management for this disease is still evolving, as is the ability to accurately recognize it. Future outcomes research will hopefully shed light on the ideal intervention for patients with this challenging and elusive disorder.

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