THROAT AND NECK

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Chapter 36

imageTHROAT AND NECK

INTRODUCTION

Chinese medicine talks about the ‘throat’ in general without distinguishing the pharynx (related to both respiratory and digestive systems) from the larynx (pertaining to the respiratory system). There are, however, signs that the ancient Chinese doctors were aware of such a differentiation. For example, even as early as 100BC, the ‘Spiritual Axis’ said in Chapter 69: ‘The throat is the passage for food and drink; the throat is also where Qi goes up and down’.1 It is interesting that the Chinese text uses two different terms in this sentence: Yan-hou for the passage of food and Hou-long for the passage of Qi; both are translated as ‘throat’ in modern texts.

Bearing in mind the dual function of the throat in respect of respiratory and digestive systems, one can generally differentiate two broad types of throat problems: one related to the respiratory system and in Chinese medicine to the Lungs and Kidney channels, the other related to the digestive system and in Chinese medicine to the Stomach and Large Intestine channels (see next section). In adults, chronic sore throats are more commonly related to the Lung and Kidney channels, and in children more commonly to the Stomach and Large Intestine channels.

With regard to Heat and Cold, the throat is prone only to Heat (whether Full or Empty) and does not have any Cold patterns.

CHANNELS INFLUENCING THE THROAT AND NECK

The throat and the front of the neck form an area in which practically all channels converge (see Fig 10.1 on p. 109). With the single exception of the Bladder channel, 11 of the 12 channels course either through the front or the side of the throat. Of the eight Extraordinary Vessels, six go through the centre or the side of the throat; the exceptions are the Governing Vessel and the Girdle Vessel. Thus, being influenced by so many channels and therefore Internal Organs, the throat reflects clearly conditions of Yin–Yang, Heat–Cold and Deficiency–Excess and is an important diagnostic area. The throat is influenced particularly by the Lungs, Stomach, Large Intestine, Liver, Kidneys and Directing Vessel channels.

THROAT

Sore throat

Symptoms and Signs, Chapter 59

Both acute and chronic sore throat are due to Heat, which may be Full or Empty; however, we should always check this symptom with the findings from observation, especially in acute cases. A redness of the pharynx confirms the presence of Heat, especially Full-Heat.

When diagnosing sore throat, the first thing to establish is whether it is of external or internal origin, and the clinical significance of this symptom will therefore be analysed according to this distinction.

Sore throat of internal origin

A sore throat from internal origin is usually due to Heat, which may be Full or Empty. In general, the sore throat from Full-Heat is very severe and the throat is red and swollen, whereas that from Empty-Heat is less severe, worse in the evening and associated with dryness. However, a chronic sore throat may also arise from a long-standing Yin deficiency, without Empty-Heat.

In adults, the most common chronic sore throat is that from Kidney- or Lung-Yin deficiency, or both, with Empty-Heat; this sore throat is not very severe, is worse in the evening, and is associated with dryness of the throat and other Yin deficiency manifestations. A chronic sore throat may also be caused simply by Qi and Yin deficiency without Empty-Heat; in this case the sore throat is mild, it comes in bouts, caused or aggravated by overwork, and is associated with other Qi and Yin deficiency manifestations.

In some cases patients complain of a ‘sore throat’ that comes and goes according to the emotional state; if there is no redness inside the throat and there are no other signs of Heat, this may be due to stagnation of Qi (of the Liver or Lungs) from emotional problems.

In children, external Wind-Heat has a stronger tendency than Wind-Cold to cause interior Heat. If not cleared properly after the initial stages, it is very likely to give rise to residual pathogenic factors. When a child presents with a recurrent, chronic sore throat, the two most common causes are either residual Heat in the Lung channel following an invasion of Wind-Heat or an accumulation of Heat in the Stomach and Large Intestine channels due to retention of food. In the case of residual Heat in the Lung channel, the child will present with a history of repeated invasion of Wind-Heat, which has usually been treated with antibiotics; other manifestations may include a cough, thirst, a feeling of heat, red cheeks and disturbed sleep. In the case of sore throat from accumulation of Heat in the Stomach and Large Intestine channels, there will be no history of repeated invasions of Wind-Heat, but rather one of successive digestive upsets such as vomiting and regurgitation of food; other manifestations may include abdominal pain, constipation, epigastric pain and disturbed sleep.

Box 36.1 summarizes the patterns underlying sore throats.

Dry throat

Symptoms and Signs, Chapter 59

Excluding external invasions of Wind-Heat which may cause a dry throat, the most common cause of chronic dryness of the throat is a deficiency of Yin of the Lung or Kidneys, or both. In fact, in these situations, a dry throat is an important symptom confirming the diagnosis of Yin deficiency. A chronic dryness of the throat from Full-Heat may be related to the Stomach channel, but this is much less common than the former type.

Chronic dryness of the throat may also be related to the Liver and Gall-Bladder channels and be caused by Heat in the Liver and Gall-Bladder or by the Lesser Yang syndrome within the Six Stages or the Gall-Bladder Heat pattern at the Qi level within the Four Levels.

Box 36.2 summarizes the patterns underlying dry throat.

Hoarse voice

Hearing, Chapter 53; Symptoms and Signs, Chapter 59.

In acute cases, hoarse voice is due either to external invasion of Wind-Heat or to Lung-Heat, which may develop from such an invasion. In invasions of external Wind the presence of a hoarse voice by itself indicates Wind-Heat rather than Wind-Cold because the throat is a place where Heat easily accumulates. In such cases, a hoarse voice is accompanied by a sore throat, aversion to cold, fever, a Red tongue in the front or sides and a Floating-Rapid pulse.

A hoarse voice may also occur with acute Lung-Heat after an invasion of Wind-Heat. In such a case, the hoarse voice will be accompanied by a sore throat, a feeling of blockage of the throat, cough with scanty yellow sputum, chest pain, a Red tongue with dry yellow coating and an Overflowing-Rapid pulse.

In chronic cases, by far the most common cause of a hoarse voice is a deficiency of Yin of both Lungs and Kidneys. In such cases, a hoarse voice is accompanied by a dry throat at night, an itchy throat, weak voice, dizziness, tinnitus, night sweating, a tongue without coating and a Floating-Empty pulse. This pattern is more common in the elderly.

A less common cause of a chronic hoarse voice (also in the elderly) is an accumulation of Phlegm and Blood stasis in the throat, in which case there will also be a sore throat, a feeling of obstruction of the throat, thickening of the vocal chords, nodules on the vocal chords, a swelling of the throat, a Purple tongue and a Wiry pulse.

Box 36.3 summarizes the patterns underlying a hoarse voice.

Feeling of obstruction in the throat

Symptoms and Signs, Chapter 59

The feeling of obstruction in the throat may be compared to having a piece of meat lodged in the throat; it cannot be swallowed down or coughed up, but there is no redness, no pain and no swelling of the throat. It is commonly referred to as the Plum Stone Syndrome, although the first reference to this syndrome in the ‘Discussion of Cold Induced Diseases’ mentions a piece of meat rather than a plum stone.

This symptom is nearly always caused by a stagnation of Qi due to emotional problems; modern Chinese textbooks always relate this to stagnation of Liver-Qi and to emotional problems such as anger, repressed anger or frustration, but it may also be due to Lung-Qi stagnation and failure of Lung-Qi to descend caused by emotions such as worry, sadness or grief. Whatever the emotion or the channel involved, when due to Qi stagnation the feeling of a foreign body in the throat comes and goes according to the emotional state of the patient.

A feeling of obstruction in the throat may be due also to rebellious Qi of the Penetrating Vessel. In such a case, it would be accompanied by symptoms throughout the course of this channel such as abdominal fullness or pain, or both, menstrual irregularities in women, tightness of the chest, anxiety and palpitations.

However, stagnation of Qi and rebellious Qi of the Penetrating Vessel are not the only possible causes of a feeling of obstruction in the throat. This symptom may also be caused by deficiency of Yin of the Lung or Kidneys, or both. In this case, the feeling of a foreign body in the throat is less severe than in the previous case, it is worse in the evening and is aggravated by overwork.

Box 36.4 summarizes the patterns underlying a feeling of obstruction in the throat.

Swollen and red tonsils

Observation, Chapter 10; Symptoms and signs, Chapter 59.

The tonsils are influenced by the Lung, Stomach and Large Intestine channels and are prone to Heat or Toxic Heat.

Chronic conditions

In chronic conditions, redness and swelling of the tonsils indicates either Heat (which may be Full or Empty) or Toxic Heat. These may affect the Stomach or Large Intestine channels. In children, chronic tonsillitis is nearly always related to residual Heat or Toxic Heat (following repeated invasions of Wind-Heat, especially if treated with antibiotics). In adults, chronic tonsillitis is often due to Empty-Heat in the Lung or Stomach channel, or both.

Case history 36.1 illustrates a pattern underlying chronic tonsillitis.

Case history 36.1

A 24-year-old woman complained of chronic tonsillitis suffering two or three bouts each year since the age of 5. Six weeks prior to the consultation she had had her tonsils removed and she had been much worse since then, suffering from sore throat, tiredness, swollen glands, headaches, thirst, a feeling of heaviness and a congested feeling in the sinuses. Her pulse was Slippery on the whole, but Weak on the right. Her tongue was Red in the front, slightly Thin and with a sticky yellow coating.

Diagnosis:

This is a typical example of residual pathogenic factor and specifically Toxic Heat in the throat. This is an unusual case as the residual pathogenic factor stems from an operation, whereas it normally develops after a febrile disease. Toxic Heat is manifested by the swollen glands, the sore throat, a feeling of heaviness, the headache, the Slippery pulse and the Red tongue with a thick, sticky yellow coating. Obviously, Toxic Heat is only the acute, recent cause of her problem and there is an underlying deficiency of Stomach and Spleen, probably stemming from the chronic tonsillitis which she had suffered from since childhood. The deficiency of Stomach and Spleen is manifested by the tiredness and Weak pulse.

Treatment principle:

This is a very good example of a condition characterized by a mixture of Deficiency and Excess: the residual Toxic Heat is an Excess, acute condition and it constitutes the Manifestation (Biao), whereas the deficiency of Stomach and Spleen is an Empty, chronic condition and it constitutes the Root (Ben). In such cases, one should have a clear idea about the priorities of treatment, that is, whether one should treat the Excess, acute condition first or the deficient, chronic condition first. The pulse, tongue and severity of the symptoms are important guidelines to assist us in choosing the proper treatment principle. In this case, it is clear that the residual Toxic Heat should be eliminated first because the symptoms are acute, the pulse is Slippery and the tongue has a thick, sticky yellow coating.

Treatment:

The prescription used was a variation of the formula Li Yan Cha Benefiting the Throat Tea, which is specific for eliminating Toxic Heat from the throat.

Box 36.5 summarizes patterns underlying swollen and red tonsils.

NECK

Goitre

Observation, Chapter 10; Symptoms and Signs, Chapter 59.

A discussion of goitre is relevant in interrogation as well as observation when there is a past history of it, orwhen the patient has had a goitre but has undergone an operation to remove it.

Goitre is always by itself a sign of Phlegm. Very frequently, the pathology of Phlegm is combined with Qi stagnation in the throat; this is not always related to the Liver but may be related to the Lungs and Stomach too. In such cases, it is accompanied by irritability, depression, and variation in the goitre size according to mood. In chronic cases, there is always an underlying deficiency of Qi or Yin, or both, which may cause the goitre to go up and down.

Goitre is closely related to the Liver and Lung channel and Liver-Fire combined with Phlegm is a frequent cause of it. Finally, in chronic cases, Phlegm may also combine with Blood stasis to cause goitre. In case of Liver-Fire and Blood stasis the goitre would be hard; in all other cases, it would feel soft to palpation.

Box 36.6 summarizes the patterns underlying goitre.

Painful or stiff neck

Symptoms and Signs, Chapter 62

The most common cause of a painful or stiff neck is retention of Wind and Dampness in the muscles of the neck; this is a type of Painful Obstruction Syndrome. It is very common in cold and damp climates and varies with the weather.

Another common cause of a painful or stiff neck is Liver-Qi stagnation and this is usually due to stress, frustration and resentment being held in. It comes and goes according to the mood and is not affected by the weather. Liver-Yang rising or Liver-Wind may also cause a stiff or painful neck and this is more common in the elderly; it is often, but not necessarily, associated with hypertension.

A less common cause of a stiff or mildly painful neck is a Kidney deficiency, being due to Kidney-Yang not nourishing the Bladder channel in the neck. This causes only chronic stiff neck and again is seen usually only in the elderly.

Invasion of external Wind-Cold causes an acute stiff neck with all the other characteristic symptoms of external invasions such as sudden onset, aversion to cold and sneezing.

Box 36.7 summarizes the patterns underlying painful or stiff neck.

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