Therapeutic Exercise

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Chapter 18 Therapeutic Exercise

General Principles

Regular physical activity is an important component of a healthy lifestyle. Increases in physical activity and cardiorespiratory fitness have been shown to reduce the risk for death from coronary heart disease as well as from all causes. The primary focus on achieving these health-related goals in the past has been on prescribing exercise to improve cardiorespiratory fitness, body composition, and strength. More recently the Centers for Disease Control and Prevention (CDC) and the American College of Sports Medicine (ACSM) suggested that the focus be broadened to address the needs of more sedentary individuals, especially those who cannot or will not engage in structured exercise programs. There is increasing evidence showing that regular participation in moderate-intensity physical activity is associated with health benefits, even when aerobic fitness remains unchanged. To reflect this evidence, the CDC and ACSM are now recommending that every adult in the United States accumulate 30 minutes or more of moderate-intensity physical activity on most, and preferably all, days of the week. Those who follow these recommendations can experience many of the health-related benefits of physical activity, and if they are interested are ready to achieve higher levels of fitness.44,45,108,121

Important in prescribing exercise is an understanding of the principles of specificity and periodization. The principle of specificity states that metabolic responses to exercise occur most specifically in those muscle groups being used. Furthermore, the types of adaptation will be reflective of the mode and intensity of exercise. The principle of periodization reflects the importance of incorporating adequate rest to accompany harder training bouts. Overall training programs (macrocycles) are divided into phases (microcycles), each with specific desired effects (i.e., enhancing a particular energy system or sport-specific goal).

This chapter provides a brief overview of the basic fundamentals of exercise physiology, including the metabolic energy systems, and the basic muscle and cardiorespiratory physiology associated with exercise. It will then provide an overview of the exercise prescription according to the current ACSM guidelines, and the fundamentals of exercise programming, including preexercise screening.

Energy Systems

A 70-kg human has an energy expenditure at rest of about 1.2 kcal/min, with less than 20% of the resting energy expenditure attributed to skeletal muscle. During intense exercise, however, total energy expenditure can increase 15 to 25 times above resting values, resulting in a caloric expenditure between 18 and 30 kcal/min. Most of this increase is used to provide energy to the exercising muscles that can increase energy requirements by a factor of 200.26,103

The energy used to fuel biologic processes comes from the breakdown of adenosine triphosphate (ATP), specifically from the chemical energy stored in the bonds of the last two phosphates of the ATP molecules. When work is performed, the bond between the last two phosphates is broken, producing energy and heat:

image

The limited stores of ATP in skeletal muscles can fuel approximately 5 to 10 seconds of high-intensity work (Figure 18-1). ATP must be continuously resynthesized from adenosine diphosphate (ADP) to allow exercise to continue.70,114 Muscle fibers contain three metabolic pathways for producing ATP: the creatine phosphate system, rapid glycolysis, and aerobic oxidation.26,103,108

Rapid Glycolysis (Lactic Acid System)

Glycolysis uses carbohydrates primarily in the form of muscle glycogen as a fuel source. When glycolysis is rapid, the pathways that normally use oxygen to make energy are circumvented in favor of other, faster yet less efficient paths that do not require oxygen. As a result, only a small amount of ATP is produced anaerobically, and lactic acid is produced as a by-product of the reaction.

For many years, lactic acid was considered to be the waste product caused by inadequate oxygen supply. Lactic acid limited physical activity by building up in muscles and leading to fatigue and diminished performance. Since the early 1980s, there has been a fundamental change in thought, and evidence now shows that a limited oxygen supply is not required for lactic acid production. Lactate is produced and used continuously under fully aerobic conditions. This is referred to as the cell-to-cell lactate shuttle in which lactate serves as a metabolic intermediate tying together glycolysis (as an end product) and oxidative metabolism.

Once lactic acid is formed, there are two possible venues it can take. The first involves conversion into pyruvic acid and subsequently into energy (ATP) under aerobic conditions (see “Aerobic Oxidation System” section below). The second involves hepatic gluconeogenesis using lactate to produce glucose, which is known as the Cori cycle.

Anaerobic oxidation starts as soon as high-intensity exercise begins and dominates for approximately 1½ to 2 minutes (see Figure 18-1). It would fuel activities such as middle-distance sprints (400-, 600-, and 800-m runs) or events requiring sudden bursts of energy such as weightlifting.

Although glycolysis is considered an anaerobic pathway, it can readily participate in the aerobic metabolism when oxygen is available and is considered the first step in the aerobic metabolism of carbohydrates.26,103,108

Aerobic Oxidation System

The final metabolic pathway for ATP production combines two complex metabolic processes: the Krebs cycle and the electron transport chain. The aerobic oxydation system resides in the mitochondria. It is capable of using carbohydrates, fat, and small amounts of protein to produce energy (ATP) during exercise, through a process called oxidative phosphorylation. During exercise, this pathway uses oxygen to completely metabolize the carbohydrates to produce energy (ATP), leaving only carbon dioxide and water as byproducts. The aerobic oxidation system is complex and requires 2 to 3 minutes to adjust to a change in exercise intensity (see Figure 18-1). It has an almost unlimited ability to regenerate ATP, however, limited only by the amount of fuel and oxygen that is available to the cell. Maximal oxygen consumption, also known as imageO2max, is a measure of the power of the aerobic energy system, and is generally regarded as the best indicator of aerobic fitness.26,103,108

All the energy-producing pathways are active during most types of exercise, but different exercise types place greater demands on different pathways. The contribution of the anaerobic pathways (creatine phosphate system and glycolysis) to exercise energy metabolism is inversely related to the duration and intensity of the activity. The shorter and more intense the activity, the greater the contribution of anaerobic energy production, whereas the longer the activity and the lower the intensity, the greater the contribution of aerobic energy production. In general, carbohydrates are used as the primary fuel at the onset of exercise and during high-intensity work. But during prolonged exercise of low to moderate intensity (longer than 30 minutes), a gradual shift from carbohydrate toward an increasing reliance on fat as a substrate occurs. The greatest amount of fat use occurs at about 60% of maximal aerobic capacity (imageO2max).26,103,108

Cardiovascular Exercise

Cardiac Function

Effects of Exercise Training

Cardiovascular System

The effects of regular exercise on cardiovascular activity can be grouped into changes that occur at rest, during submaximal exercise, and during maximal work (Box 18-1).103,108 Regular exercise can also affect a number of physiologic parameters (Box 18-2).

BOX 18-1 Effects of Regular Exercise on Cardiovascular Activity

BOX 18-2 Physiologic Changes After a Regular Exercise Program

ACSM Recommendations for Cardiorespiratory Endurance Training

Intensity

Calculating Intensity

Because of limitations in using imageO2 calculations for prescribing intensity, the most common methods of setting the intensity of exercise to improve or maintain cardiorespiratory fitness use HR and RPE.45,100,108

Heart Rate Methods

Heart rate is used as a guide to set exercise intensity, because of the relatively linear relationship between HR and percentage of imageO2max. It is best to measure HRmax during a progressive exercise test whenever possible, because HRmax declines with age. HRmax can be estimated by using the following equation: HRmax = 220 – age. This estimation has significant variance, with a standard deviation of 10 beats/min.45,100,108,121

Medical Clearance

Exercise training might not be appropriate for everyone. Patients whose adaptive reserves are severely limited by disease processes might not be able to adapt to or benefit from exercise. In this small subpopulation of people with severe or unstable cardiac, respiratory, metabolic, systemic, or musculoskeletal disease, exercise programming can be fatal, injurious, or simply not beneficial, depending on the clinical status and condition of the individual.46,121

The recommended level of screening before beginning or increasing an exercise program depends on the risk for the individual and the intensity of the planned physical activity. For individuals planning to engage in low- to moderate-intensity activities, the Physical Activities Readiness Questionnaire (PAR-Q) (Box 18-4) should be considered the minimal level of screening. The PAR-Q was designed to identify the small number of adults for whom physical activity might be inappropriate or those who should receive medical advice concerning the most suitable type of activity.46,108,121

Preexercise Evaluation

A preexercise evaluation by a physician is more comprehensive and should include a patient history and a determination of whether the patient needs an exercise stress test.

Identification of Those Who Need an Exercise Stress Test

Indications for an exercise stress test according to the American College of Cardiology and American Heart Association are as follows114:

The ACSM guidelines are summarized in Box 18-5 and Tables 18-2 and 18-3.78,121 Contraindications to exercise testing are listed in Box 18-6.

Table 18.3 Coronary Artery Disease Risk Factor Thresholds for Use With ACSM Risk Stratification

Risk Factors Defining Criteria
Positive
Family history Myocardial infarction, coronary revascularization, or sudden death before 55 years of age in father or other male first-degree relative (i.e., brother or son) or before 65 years of age in mother or other female first-degree relative(i.e., sister or daughter)
Cigarette smoking Current cigarette smoker or those who quit within the previous 6 months
Hypertension Systolic blood pressure of ≥140 mm Hg or diastolic ≥90 mm Hg, confirmed by measurements on at least two separate occasions, or on antihypertensive medication
Hypercholesterolemia Total serum cholesterol of >200 mg dL (5.2 mmoL/L) or high-density lipoprotein cholesterol of <35 mg/dL (0.9 mmoL/L) or on lipid-lowering medication. If low-density lipoprotein cholesterol is available, use >130 mg/dL (3.4 mmoL/L) rather than total cholesterol of >200 mg/dL
Impaired fasting glucose Fasting blood glucose of ≥110 mg/dL (6.1 mmoL/L) confirmed by measurements on at least two separate occasions
Obesity Body mass index of ≥30 kg · m–2, or waist girth of >100cm
Sedentary lifestyle Persons not participating in a regular exercise program or meeting the minimal physical activity recommendations in the U.S. Suregeon General’s report
Negative
High serum HDL cholesterol >60 mg/dL (1.6 mmoL/L)

Professional opinions vary regarding the most appropriate markers and thresholds for obesity; therefore exercise professionals should use clinical judgment when evaluating this risk factor.

Accumulating 30 minutes or more of moderate physical activity on most days of the week. It is common to sum risk factors in making clinical judgments. If high-density lipoprotein (HDL) cholesterol is high, subtract one risk factor from the sum of positive risk factors because high HDL decreases coronary artery disease (CAD) risk.3

Modified from Glass SC: Health appraisal and fitness testing in Bibi KW, Niederproein MG (eds) ACSM’s Certification review, 3rd ed, Philadelphia, 2010, Lippincott Williams & Wilkins.

Muscle Physiology

Each skeletal muscle is made of many muscle fibers, which range in diameter between 10 and 80 μm. Each muscle fiber, in turn, contains hundreds to thousands of myofibrils. Each myofibril comprises about 1500 myosin (thick) filaments and 3000 actin (thin) filaments, which are responsible for muscle contraction (Figure 18-2).61,120

Myosin and actin filaments partially interdigitate, causing myofibrils to have alternate light and dark bands. The light bands contain only actin filaments and are called I bands (because they are isotropic to polarized light). Dark bands contain myosin as well as the ends of the actin filaments where they overlap the myosin, and are called A bands (because they are anisotropic to polarized light). Small projections, called cross-bridges, protrude from the surface of myosin filaments along their entire length, except in the very center. The interaction between the myosin cross-bridge and the actin filaments results in contraction.61,120

The ends of actin filaments are attached to Z disks. From the Z disk, actin filaments extend in either direction, interdigitating with the myosin filaments. The Z disk passes from myofibril to myofibril, attaching the myofibrils across the muscle fiber. Thus the entire muscle fiber has light and dark bands, as do individual myofibrils, and thus the striated appearance of the muscle fiber.61,120

The portion of a myofibril or the whole muscle fiber between two Z disks is called a sarcomere. The myofibrils within the muscle fibers are suspended in a matrix called sarcoplasm. The sarcoplasm contains potassium, magnesium, phosphate, enzymes, and mitochondria. The sarcoplasm also contains the sarcoplasmic reticulum, an extensive endoplasmic reticulum important in the control of muscle contraction.57,120

Physiology of Muscle Contraction

Molecular Characteristics of the Contractile Filaments

Each myosin filament is composed of 200 or more myosin molecules. Each myosin molecule is composed of six polypeptide chains: two heavy chains and four light chains. The two heavy chains are wrapped around each other to form a double helix, the tail and arm of the myosin molecule. One end of each of the chains is folded into a globular mass called the myosin head. Therefore two myosin heads are lying side by side. The four light chains are also parts of the myosin heads, two to each head (Figure 18-4).

The tails of myosin molecules are bonded together, forming the body of the myosin filament. Protruding from the body, the arm and heads of the myosin molecules are called cross-bridges, which are flexible at two points called hinges. In addition to serving as a component of the cross-bridge, the myosin head also functions as adenosine triphosphatase (ATPase), allowing the head to cleave ATP and energize contraction (Figure 18-5).

Actin filaments are composed of three protein components: actin, tropomyosin, and troponin (Figure 18-6). Several G-actin molecules form strands of F-actin. Two F-actin strands are then wound in a double helix. One molecule of ADP is attached to each G-actin molecule. These ADP molecules represent the active sites of the actin filaments with which myosin cross-bridges interact to cause muscle contraction.

Tropomyosin molecules are wrapped around the F-actin helix. In the resting state, tropomyosin covers the active sites of the actin strands, preventing contraction. Attached near one end of each tropomyosin molecule is a troponin molecule. Each troponin molecule consists of three protein subunits. Troponin I has a strong affinity for actin, troponin T for tropomyosin, and troponin C for calcium.

In the resting state the troponin-tropomyosin complex is thought to cover the active sites of actin, inhibiting contraction. In the presence of calcium, this inhibitory effect is removed, allowing contraction to proceed.61,120

Factors Affecting Muscle Strength and Performance

Torque-Velocity Relationship

The greatest amount of force is generated by a muscle during fast eccentric (lengthening) contractions.23,24 The least amount of force is produced during fast concentric (shortening) contractions. The amount of force developed in the order of most force to least force can be summarized as follows: fast eccentric, isometric, slow concentric, and fast concentric.(Figure 18-7).

image

FIGURE 18-7 Relationship of maximal force of human elbow flexor muscles to velocity of contraction. Velocity on the abscissa is designated as a percentage of arm length per second.

(Redrawn from Knuttgen HG: Development of muscular strength and endurance. In Knuttgen HG, editor: Neuromuscular mechanisms for therapeutic and conditioning exercises, 1976, Baltimore, University Park Press, with permission.)

Effects of Exercise Training

The SAID principle (specific adaptations to imposed demands) states that a muscle will adapt to a specific demand imposed on it, making it better able to handle the greater load.

Exercise Prescription

Advancing in a training program can include increasing the amount of weight lifted (progressive resistive exercise), increasing repetitions, or increasing the velocity of training. A commonly used term to express a person’s current strength level is the one-repetition maximum (RM), which is the most weight that can be lifted one time. The current strength fitness level for a particular exercise can be expressed in terms of a person’s multiple RM (e.g., 10 RM is the amount of weight that a person is capable of lifting 10 times).

Progressive Resistance Exercise

Popular protocols include the DeLorme, Oxford, and daily adjusted progressive resistance exercise (DAPRE) methods.

Effects of Aging

Although it was previously believed that strength training in the elderly was due only to learning or neural factors,92 reports have also demonstrated that the muscles of older persons can demonstrate hypertrophy after strength training.49,78

Flexibility

Flexibility generally describes the range of motion commonly present in a joint or group of joints that allows normal and unimpaired function.17 More specifically, flexibility has been defined as “the total achievable excursion (within limits of pain) of a body part through its range of motion.”104 With regard to flexibility, the following generalizations can be made. Flexibility is an individually variable, joint-specific, inherited characteristic that decreases with age; varies by gender and ethnic group; bears little relationship with body proportion or limb length; and most importantly for the purposes of this chapter, can be acquired through training.17,52,5860,126

From a developmental standpoint, flexibility is greatest during infancy and early childhood. Flexibility reaches minimal levels between 10 and 12 years of age. It then improves again toward early adulthood, but not sufficiently to allow ranges of motion seen in childhood.33 The early adolescent growth spurt results in short-term tightness of the joints, probably as a result of increased tension in the connective tissue. Girls are generally more flexible than boys,80,97,102 and this advantage probably persists into adulthood.

Achieving a maximal functional range of motion is an important goal of many therapeutic exercise regimens. Most typically, increased range of motion is achieved via the process of stretching. The term stretching defines an activity that applies a deforming force along the rotational or translational planes of motion of a joint.104 Stretching should respect the lines of geometry of the joint as well as its planes of stability. In addition to stretching, mobilization is used to maintain flexibility. Mobilization moves a joint through its range of motion without applying a deforming force.

Importance of Flexibility

Flexibility has only recently been identified as an important component of therapeutic exercise. Cureton21 emphasized flexibility as an important component of physical fitness after working with swimmers during the 1932 Olympic Games. Later, Kraus84 stressed the importance of flexibility in preventing low back pain. His work inspired much of the subsequent research on flexibility. It was not until 1964 that Fleishman42 proved flexibility to be an independent factor in physical fitness that was unrelated to other factors, including strength, power, endurance, and coordination. During the same decade and in another landmark work, DeVries and Housh32 proved the value of passive stretching in improving flexibility and range of motion. Subsequent study has demonstrated the value of flexibility training for patients in the industrial and athletic settings, for patients with back pain, and for patients who are status post orthopedic surgical procedures.

Subsequent to Kraus’s work, biomechanical studies have shown that lower limb flexibility is needed for the prevention of lumbar spine injuries.40 An increased frequency of spondylolysis and spondylolisthesis in subjects with severe hamstring inflexibility has been reported.96 Cady et al.12 demonstrated an inverse relationship between flexibility and the incidence of back injuries and workers’ compensation costs in a cohort study of firefighters placed on a fitness program.

The work of Salter and associates79,106,127 has emphasized the importance of maintaining motion and flexibility postoperatively in patients who have undergone orthopedic procedures. The benefits of the mobilization of postoperative joints to the surrounding ligamentous and musculotendinous structures have been well established.

In the realm of athletic training, flexibility has been both extensively applied and extensively studied. The proposed benefits of flexibility to athletes include injury prevention, reduced muscle soreness, skill enhancement, and muscle relaxation. With regard to injury prevention, muscles possessing greater extensibility are less likely to be overstretched during athletic activity, lessening the likelihood of injury. A 1987 review of all studies of soccer injuries suggested an important role for flexibility in the prevention of injury, and attributed up to 11% of all injuries to poor flexibility.77 A prospective study of a flexibility program in soccer players demonstrated a correlation between improvement in range of motion and reduction in incidence of muscle tears.38 There is some evidence that delayed muscular soreness can be prevented and treated by static stretching.30,31

Flexibility has generally been hypothesized to improve athletic performance through skill enhancement. For example, mastery of the serve in tennis requires sufficient shoulder flexibility. Similarly, proficient golf skills require flexibility throughout the hips, trunk, and shoulders.16 On the biomechanical level, prestretching a muscle has been shown in several studies to enhance the force of muscle contraction.8,9,13,14

There is, however, considerable uncertainty regarding two of the most important proposed benefits of flexibility training for athletes: prevention of injury and improvement of performance. Although currently held teaching states that stretching is a preventive measure for athletic injury, it has been pointed out that little conclusive epidemiologic evidence supports this idea.63,66 In fact, it has been proposed that a certain degree of tightness might protect against injury by allowing load sharing when joints are stressed.66 Hypermobility or excessive stretching could theoretically result in increased stress on the ligaments, bone, and cartilage at the joint, resulting in injury or arthritis.58,93 In support of this is the fact that there is general agreement that the major predictive factor for joint injury is a previous joint injury or indeed the presence of excessive joint laxity, rather than inadequate flexibility. Presently the role of preexercise stretching in the prevention of sports-related injury is unclear. A systematic review performed by Thacker et al.119 for the ACSM failed to find “sufficient evidence to endorse or discontinue routine stretching before or after exercise to prevent injury among competitive or recreational athletes.”

With regard to athletic performance, several laboratories have shown that among runners, less flexible individuals have a lower rate of oxygen consumption while covering the same distance at the same speed as their more flexible cohorts.18 In addition, the aforementioned improvement in contraction strength resulting from prestretching has not been consistently observed in the world of athletics. In fact, it has been shown repeatedly that passive stretching can result in an acute loss of strength. Along the same lines, a recent study of elite female soccer players demonstrated that static stretching before sprinting resulted in worsened performance.107 Prior stretching does appear to have one reproducible benefit with regard to performance, however: maintenance of strength with the muscle in a lengthened position during and after eccentric exercise.91 This benefit might be important in resisting injurious muscle elongation during continued sport performance.91

The athletic literature seems to show in general that flexibility training, when used appropriately, plays a positive role in sports injury and performance. However, excessive flexibility can actually be both a risk factor for injury and a detriment to performance. Stiff structures appear to benefit from stretching, while hypermobile structures require stabilization rather than additional mobilization.

Determinants of Flexibility

The determinants of joint mobility can be subdivided into static and dynamic factors. Static factors include the types of tissues involved, the types and state of collagen subunits in the tissue, the presence or absence of inflammation, and the temperature of the tissue. Dynamic factors include neuromuscular variables such as voluntary muscle control and the length-tension “thermostat” of the musculotendinous unit, as well as external factors such as pain associated with injury.104

Static Factors

The most important tissue with regard to flexibility is the muscle-tendon unit, which is the primary target of flexibility training.104 This structure includes the full length of the muscle and its supporting tissue, the musculotendinous junction, and the full length of the tendon to the tendon-bone junction. Within the muscle-tendon unit, it is the muscle that has the largest capacity for percent lengthening72,115,116 of the tissues involved in a stretch. A ratio of 95% to 5% for the muscle-to-tendon length change has been demonstrated.116

From a mechanical standpoint, muscle is composed of contractile and elastic elements arranged in parallel.61 Muscle can respond to an applied force or stretch with permanent elongation. Animal studies have shown that this results from an increase in the number of sarcomeres, which translates to increased peak tension of a muscle at longer resting lengths. By contrast, muscle at rest has a tendency to shorten because of its contractile element. This shortening can be permanent and is associated with a reduction in sarcomeres.56,58,128 Tendon has a much more limited capacity for lengthening than muscle, probably because of its proteoglycan content and collagen cross-links (2% to 3% of its length, compared with 20% for muscle).115,116,130 Of the external static factors, temperature has been studied the most. Warmer tissues are generally more distensible than cold ones.36,124,126

Dynamic Factors

Perhaps the most clinically and physiologically significant dynamic determinant of flexibility is the muscle length–tension thermostat or feedback control system. Intrafusal fibers (muscle spindles), innervated by gamma motor neurons, lie in parallel with extrafusal contractile fibers. The intrafusal fibers serve the purpose of regulating the tension and length of the muscle as a whole. Muscle spindle length and tension are regulated by the gamma motor neuron, which in turn is subject to influences from the central nervous system. These include segmental input at the spinal cord level and suprasegmental input from the cerebellum and cortex. Consequently, muscle length and tension can be subject to multiple influences simultaneously.

An additional complicating factor is that receptors in the musculotendinous unit called the Golgi tendon organs act to inhibit muscle contraction at the point of critical stresses to the structure. The Golgi tendon organs allow lengthening and facilitate relaxation. When acting in conjunction, these dynamic mechanisms facilitate a response to a stretch in the following way. As the muscle spindle is initially stretched, it sends impulses to the spinal cord that result in reflex muscle contraction. If the stretch is maintained longer than 6 seconds, the Golgi tendon organ fires, causing relaxation.104

The relative contribution of static muscle factors and dynamic neural factors to flexibility remains somewhat controversial. It seems clear that the changes in flexibility noted immediately after the institution of a stretching program occur too rapidly to be attributable solely to structural alteration of the muscle and connective tissue. The consensus view is that neural factors probably play the major role in this early flexibility. After prolonged periods of training, changes in sarcomere number can play a role in the establishment of a new elongated muscle length.104

Assessment of Flexibility

Flexibility is generally assessed in terms of joint range of motion. Joint range of motion in turn is generally assessed with a goniometer or similar device. A goniometer consists of a 180-degree protractor designed for easy application to joints. The methods used when using a goniometer, as well as the normal ranges of motion encountered with these methods, are well standardized.37,99 Interobserver and intraobserver reliability are good.35 Limitations of the standard goniometer include application to only single joints at a given time, static measurements only, and difficulty of application to certain joints (e.g., costoclavicular).

The Leighton Flexometer contains a rotating circular dial marked in degrees and a pointer counterbalanced to remain vertical. It can be strapped to a body segment, and range of motion is determined with respect to the perpendicular. Its reliability is good but is not quite equivalent to that of the standard goniometer.64

The electrogoniometer substitutes a potentiometer for a protractor. The potentiometer provides an electrical signal that is directly proportional to the angle of the joint. This device is able to give continuous recordings during a variety of activities, allowing a more realistic assessment of functional flexibility and dynamic range of motion during actual physical activity.

With regard to measuring trunk flexibility, goniometric devices are generally considered inadequate. The Schober test, originally designed to measure spinal flexion and extension in patients with ankylosing spondylitis, is commonly used, as modified by Moll and Wright. Two marks are made along the proximal and distal ends of the lumbar spine, and tape measurements are made between them with the spine in flexion, neutral, and extension. This test has been shown to be more reliable than other methods, including fingertip to floor measurements and the Loebl inclinometer technique. “Eyeball” measurements show marked variability. These tests of trunk flexibility are all nonspecific, and each is limited to a gross measurement of compound motion of the entire thoracolumbar spine. None of these methods can assess articular mobility in the translational and rotational planes.104 The optimal measurement of trunk flexibility is probably that obtained with plain films, but these have the obvious disadvantages of cost and radiation exposure.

Methods of Stretching

It is important to take several factors into consideration when using a stretching program. Prevention of injury and treatment of specific joint injury, as well as the presence and effects of pain or muscle spasm, require modification of the program. Stretching can be dangerous, and might result in significant injury if performed incorrectly.105,109,110 As with any form of therapeutic exercise, flexibility training must be approached within a program aimed at addressing the specific functional needs of the individual.

Numerous options now abound for improving flexibility with stretching techniques. A distinct superiority of any one method has not been demonstrated. For the purposes of this chapter, stretching techniques are divided into the following four categories: ballistic, static, passive, and neuromuscular facilitation.

Neuromuscular Facilitation

The efficacy of stretching afforded by neuromuscular facilitation techniques has been documented in several studies.105,117 These methods typically require a trained therapist, aide, or trainer. The specific activities most frequently used include hold-relax and contract-relax techniques, characterized by an isometric or concentric contraction of the musculotendinous unit followed by a passive or static stretch. The prestretch contraction is thought to facilitate relaxation and flexibility via the muscle length–tension thermostat discussed previously in this chapter.

Plyometrics

Plyometrics is a relatively recent addition to the panoply of therapeutic exercise. This class of exercises is used primarily in the training of athletes. Proponents of plyometrics advocate it because of its apparent muscle-strengthening and injury prevention effects. Plyometric exercises are generally defined as brief, explosive maneuvers that consist of an eccentric muscle contraction followed immediately by a concentric contraction. An example is the action of planting and jumping during sport activity. Here, the process of planting the feet and flexing the hips, knees, and ankles while loading the lower extremities (eccentric contraction) is followed by a quick changeover to concentric contractions as these joints are extended to propel upward into a jump. This type of stretch-shortening cycle is analogous to a spring coiling and uncoiling.

Plyometrics allows the body to store elastic energy briefly in the muscle during the eccentric phase. This stored energy, combined with activation of the myotatic stretch reflex, results in a more powerful concentric contraction than is otherwise possible. This type of relatively complex action relies more heavily on the interplay between central nervous system and muscular system than do many other forms of exercise. Feedback from the central nervous system to the muscles influences the length of each muscle at any point during the movement, as well as the tension required for maintaining postural stability and initiating or stopping movement.15 With training, according to proponents of plyometrics, this neuromuscular interplay can be finely tuned. The widespread use of plyometric training in the athletic community suggests general acceptance of these methods by trainers, therapists, and athletes. However, many techniques in use have not been adequately studied. Results of research so far have generally been promising.

Hewett et al.69 have reported that plyometric jump training improved lower body strength in high school–age girls. Specifically, hamstring isokinetic strength and vertical jump height were improved after a 6-week program. A 22% decrease in peak ground reaction forces and a 50% decrease in the abduction-adduction moments at the knee during landing were also observed. In a later study using the same plyometric program, Hewett et al.68 prospectively analyzed the effect of this neuromuscular training on the incidence of serious knee injuries in female athletes. The authors reported a statistically significant decrease in the number of knee injuries sustained by the trained group versus matched control subjects.

Plyometric exercises vary in intensity, from simple, two-footed, in-place jumps, to hopping and bounding for maximum distance, to depth jumps from boxes of varying height. Plyometrics has been shown to result in ground reaction forces of four to seven times the body weight.7,129 Clearly these exercises should be approached with caution and begun at an elementary level. Progression to more advanced exercises should be based on the patient’s proficiency with the basic movements, taking into account baseline levels of strength, stability, and coordination.

Proprioception

Proprioception denotes the process by which information about the position and movement of body parts is related to the central nervous system. Proprioceptive organs, including muscle (particularly intrafusal spindle fibers), skin, ligaments, and joint capsules, generate afferent information that is crucial to the effective and safe performance of motor tasks. The process of proprioception is unfortunately subject to impairment from injury and disease. For example, knee and ankle ligament injuries have been shown to reduce proprioception. The same is true for both osteoarthritis and rheumatoid arthritis.6,41 Neuropathies, most notably diabetic neuropathy, can also cause significant loss of proprioception.111 Proprioception has also been shown to decrease with age.112

The importance of proprioception to injury prevention and rehabilitation from injury is generally accepted. Impaired proprioception has been associated with an increased risk for joint damage, athletic injury, and falls. Decreased joint proprioception is thought to influence the progressive joint deterioration associated with osteoarthritis, rheumatoid arthritis, and Charcot disease.5,6 In a study of soccer players, a significantly greater incidence of ankle injury was observed among players with abnormal proprioceptive testing results as compared with those who tested within normal parameters.123 Some findings also suggest that return to sport after knee injury might be more dependent on proprioception than on ligament tension.6 It has also been demonstrated in several studies that the risk for falling in the elderly population correlates with postural sway, a variable that is determined in large part by proprioception.85,87,88,122

Proprioceptive exercise regimens, by definition, seek to improve joint and limb position sense. These exercises are typically used after an injury has occurred to a joint that has resulted in a deficit in proprioception. For example, the tilt or wobble board is commonly used after ankle ligamentous injuries. Classically, the unidirectional boards are used first, with a progression to multidirectional boards. This type of training has led to measurably improved position sense in athletes.51 Other proprioceptive exercises include carioca (sideways running) and backward walking or running. It has also been shown that elastic bandaging improves position sense in subjects with previously impaired proprioception,6 perhaps through stimulation of proprioceptors in the skin.

Neurofacilitation Techniques

Central nervous system dysfunction poses a unique set of challenges to both the patient and the treatment team. The following therapeutic exercise techniques were developed specifically for patients with central nervous system impairment, particularly impairment resulting from an acquired cortical lesion (i.e., stroke or brain injury).

Brunnstrom

These techniques use resistance and primitive postural reactions to facilitate gross synergistic movement patterns and increase muscle tone during early recovery from central nervous system injury.10 During later stages, Brunnstrom techniques emphasize development of isolated movement and control. Like proprioceptive neuromuscular facilitation, this approach is thought to be effective in normalizing tone in a hypotonic or flaccid hemiplegic patient.

Exercise for Special Populations

Pregnancy

Special considerations exist during pregnancy because of the possible competition between exercising maternal muscle and the fetus for blood flow, oxygen delivery, glucose availability, and heat dissipation. Metabolic and cardiorespiratory adaptations to pregnancy can alter the responses from exercise training. The acute physiologic responses to exercise are generally increased during pregnancy compared with prepregnancy levels. There are no data in humans to indicate that pregnant women should or should not limit exercise intensity and lower target HRs because of potential adverse effects.78,121 Healthy, pregnant women without exercise contraindications are encouraged to exercise throughout the pregnancy. Regular exercise during pregnancy provides health and fitness benefits to the mother and child.27,121 Exercise might also reduce the risk for developing conditions associated with pregnancy, such as pregnancy-induced hypertension and gestational diabetes mellitus.27,98 For women who do not have any additional risk factors for adverse maternal or perinatal outcomes, the American College of Obstetricians and Gynecologists (ACOG) has established guidelines for the safe prescription of exercise.1,2 The Canadian Society for Exercise Physiology Physical Activity Readiness Medical Examination, termed the PARmed-X for Pregnancy, should be used for the health screening of pregnant women before their participation in exercise programs.121 Participation in a wide range of recreational activities appears to be safe during pregnancy. The safety of each sport is determined largely by the specific movements required by that sport. Participation in recreational sports with a high potential for contact, such as ice hockey, soccer, and basketball, could result in trauma to both the woman and the fetus. Recreational activities with an increased risk for falling, such as gymnastics, horseback riding, downhill skiing, and vigorous racquet sports, have an inherently high risk for trauma in pregnant and nonpregnant women. Those activities with a high risk for falling or for abdominal trauma should be avoided during pregnancy. Scuba diving should be avoided throughout pregnancy, because during this activity the fetus is at increased risk for decompression sickness secondary to the inability of the fetal pulmonary circulation to filter bubble formation. Exertion at altitudes of up to 6000 feet appears to be safe, but engaging in physical activities at higher altitudes carries various risks.

The ACOG recommends that women who currently participate in a regular exercise program can continue their training during pregnancy, following the above recommendations. Studies have demonstrated that women naturally decrease their exercise duration and intensity as their pregnancy advances. Those who begin an exercise program after becoming pregnant are advised to receive physician authorization and begin exercising with low-intensity, low-impact (or nonimpact) activities, such as walking and swimming.1,2 Contraindications for exercise during pregnancy have also been established by the ACOG (Box 18-7).2,121

Many of the physiologic and morphologic changes of pregnancy persist 4 to 6 weeks postpartum. Therefore the ACSM recommends in general to resume exercise 4 to 6 weeks after delivery. This will vary from one individual to another, with some women able to resume an exercise routine within days of delivery. There are no published studies to indicate that, in the absence of medical complications, rapid resumption of activities will result in adverse affects. Having undergone detraining, resumption of activities should be gradual. No known maternal complications are associated with resumption of training.121

The Elderly

The elderly can demonstrate improvements in aerobic capacity and muscle strength when given a sufficient training stimulus. Resistance training can enable elderly individuals to perform activities of daily living with greater ease, and counteract muscle loss and frailty in “older elderly” persons. The same general principles of exercise prescription apply to individuals of all ages. The wide range of health and fitness levels observed among older adults, however, make generic exercise prescription more problematic.78,121 Care must be taken in establishing the type, intensity, duration, and frequency of exercise. Specific recommendations for the elderly are outlined in Table 18-7.78,121

Table 18-7 Guidelines for Aerobic Exercise Prescription for the Elderly121

Component Details
Mode The exercise modality should be one that does not impose significant orthopedic stress.
  The activity should be accessible, convenient, and enjoyable to the participant—all factors directly related to exercise adherence.
  Consider walking, stationary cycling, water exercise, swimming, or machine-based stair climbing.
Intensity Intensity must be sufficient to stress (overload) the cardiovascular, pulmonary, and musculoskeletal systems without overtaxing them.
  High variability exists for maximal heart rates in persons older than 65 years. It is always better to use a measured HRmax rather than age-predicted HRmax whenever possible.
  For similar reasons the HR reserve method is recommended for establishing a training HR in older individuals, rather than a straight percentage of HRmax.
  The recommended intensity for older adults is 50%-70% of HR reserve.
  Because many older persons have a variety of medical conditions, a conservative approach to prescribing aerobic exercise is warranted.
Duration During the initial stages of an exercise program, some older adults can have difficulty sustaining aerobic exercise for 20 minutes. One viable option can be to perform the exercise in several 10-minute bouts throughout the day.
  To avoid injury and ensure safety, older individuals should initially increase exercise duration rather than intensity.
Frequency Alternate between days that involve primarily weight-bearing and non–weight-bearing exercise.

HRmax, Maximal heart rate.

Individualization of resistance training prescriptions is also essential and should be based on the health and fitness status and specific goals of the participant. Some guidelines follow, with reference to the intensity, frequency, and duration of exercise (Table 18-8).78,121

Table 18-8 Guidelines for Resistance Exercise Prescription for the Elderly121

Component Details
Intensity Perform one set of 8-10 exercises that train all the major muscle groups (e.g., gluteals, quadriceps, hamstrings, pectorals, latissimus dorsi, deltoids, and abdominals). Each set should involve 8-12 repetitions that elicit a perceived exertion rating of 12-13 (somewhat hard).
Frequency Resistance training should be performed at least twice a week, with at least 48 hours of rest between sessions.
Duration Sessions lasting longer than 60 minutes can have a detrimental effect on exercise adherence. Following the above guidelines should permit individuals to complete total body resistance training sessions within 20-30 minutes.

Regardless of which specific protocol is adopted, several common-sense guidelines pertaining to resistance training for older adults should be followed.78,121

Children

Children tend to be more active than adults, and accordingly tend to maintain adequate levels of physical fitness. Healthy children should be encouraged, nonetheless, to engage in physical activity on a regular basis. However, because children are anatomically, physiologically, and psychologically immature, special precautions should be applied when designing exercise programs. Children can experience a higher incidence of overuse injuries, or damage the epiphyseal growth plates if endurance exercise is excessive. The risk for injury can be significantly decreased by ensuring appropriate matching of competition in terms of size, maturation or skill level, the use of properly fitted protective equipment, liberal adaptation of rules toward safety, proper conditioning, and appropriate skill development. Children have less efficient thermoregulation than that of adults, and are more prone to hyperthermia and hypothermia.78,121

The current rise in childhood obesity underscores the importance of regular exercise. In the United States 32% of children are overweight or obese.86,95 This increase in obesity has been linked to increases in comorbidities including glucose intolerance, type-2 diabetes, hypertension, and hyperlipidemia.86 Studies have demonstrated that monitored programs of moderate to vigorous exercise can result in a decrease in percent body fat and improvement of insulin resistance.90 Consensus guidelines for 2005 recommend that schools provide for 30 to 34 minutes of daily vigorous activity.113 The Endocrine Society recommends 60 minutes of daily vigorous activity.4

Specific considerations for children include the following121:

ACSM guidelines for exercise prescription in children are detailed in Table 18-9.121

Table 18-9 Guidelines for Strength Training in Children121

Component Details
Frequency At least 3-4 days/wk and preferably daily
Intensity Moderate (physical activity that noticeably increases breathing, sweating, and HR) to vigorous (physical activity that substantially increases breathing, sweating, and HR) intensity
Time 30 min/day of moderate and 30 min/day of vigorous intensity to total 60 min/day of accumulated physical activity
Type A variety of activities that are enjoyable and developmentally appropriate for the child or adolescent

HR, Heart rate.

Hypertension

The ACSM makes the following recommendations regarding exercise testing and training of persons with hypertension78,121:

Specific guidelines for exercise in patients with hypertension are as listed in Table 18-10.78,121

Table 18-10 Guidelines for Exercise Prescription in Patients With Hypertension121

Component Details
Frequency Aerobic exercise on most (preferably all days of the week; resistance exercise 2-3 days/wk)
Intensity Moderate-intensity aerobic exercise (i.e., 40% to <60% imageO2R) supplemented by resistance training at 60%-80% 1-RM
Time 30-60 min/day of continuous or intermittent aerobic exercise; if intermittent, use a minimum of 10-minute bouts.
Type Emphasis should be placed on aerobic activities.

RM, Repetition maximum; imageO2R, oxygen uptake reserve.

Peripheral Vascular Disease

Patients with peripheral vascular disease experience ischemic pain (claudication) during physical activity as a result of a mismatch between active muscle oxygen supply and demand. The symptoms can be described as burning, searing, aching, tightness, or cramping. Pain is most often experienced in the calf, but can begin in the buttock region and radiate down the leg. The symptoms typically disappear on cessation of exercise, although some patients can have claudication at rest in severe cases.

Severe peripheral vascular disease is treated initially with exercise and medications that decrease blood viscosity. Treatment with angioplasty or bypass grafting might also be indicated. Weight-bearing exercise is preferred to facilitate greater functional changes, but might not be well tolerated initially. Prescription of non–weight-bearing exercise (which can permit a greater intensity or longer duration) is a suitable alternative.78,121 Specific guidelines for exercise in patients with peripheral vascular disease are listed in Table 18-11.78,121

Table 18-11 Guidelines for Exercise Prescription in Patients With Peripheral Vascular Disease121

Component Details
Frequency Weight-bearing aerobic exercise 3-5 days/wk; resistance exercise at least 2 days/wk
Intensity Moderate intensity (i.e., 40% to <60% imageO2R) that allows patients to walk until they reaches a pain score of 3 (i.e., intense pain) on the 4-point pain scale.122 Between bouts of activity, individuals should be given time to allow ischemic pain to subside before resuming exercise.55,122
Time 30-60 min/day, but initially some patients may need to start with 10-minute bouts
Type Weight-bearing aerobic exercise, such as walking, and non–weight-bearing activity, such as arm ergometry. Cycling may be used as a warmup, but should not be the primary type of activity. Resistance training is recommended to enhance and maintain muscular strength and endurance.

imageO2R, Oxygen uptake reserve.

Diabetes

The response to exercise in the patient with type 1 diabetes mellitus depends on a variety of factors, including the adequacy of control by exogenous insulin. If the patient is under appropriate control or only slightly hyperglycemic without ketosis, exercise can decrease blood glucose concentration and lower the insulin dosage required. Patients with type 1 diabetes mellitus must be under adequate control before beginning an exercise program. Serum glucose concentrations in the general range of 200 to 400 mg% (mg/dL) require medical supervision during exercise, and exercise is contraindicated for those with fasting serum values greater than 400 mg%. Exercised-induced hypoglycemia is the most common problem experienced by exercising patients with diabetes.

Hypoglycemia can occur not only during the exercise but for up to 4 to 6 hours after an exercise bout.78,121 The risk for hypoglycemic events can be minimized by taking the following precautions:

Other precautions that should be taken include the following78,121:

Specific guidelines for exercise in patients with diabetes are listed in Table 18-12.78,121

Table 18-12 Guidelines for Exercise Prescription in Patients With Diabetes121

Component Details
Frequency 3-7 days/wk
Intensity 50%-80% imageO2R or HRR corresponding to an RPE of 12-16 on a scale from 6 to 2024
Time 20-60 min/day continuous or accumulated in bouts of at least 10 minutes to total 150 min/wk of moderate physical activity, with additional benefits of increasing to 300 minutes or more of moderate-intensity physical activity
Type Emphasize activities that use large muscle groups.
Resistance training should be encouraged for people with diabetes mellitus in the absence of contraindications, retinopathy, and recent laser treatments.  
Frequency 2-3 days/wk with at least 48 hours separating the exercise sessions
Intensity 2-3 sets of 8-12 repetitions at 60%-80% 1-RM
Time 8-10 multijoint exercises of all major muscle groups in the same session (whole body) or sessions split into selected muscle groups

HRR, Heart rate reserve; RM, repetition maximum; RPE, rating of perceived exertion; imageO2R, oxygen uptake reserve.

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