The Throat

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The Throat

Anatomy and physiology

This section will discuss the non-neoplastic diseases of the throat. The regions included in the broad term ‘throat’ are:

Larynx

The primary function of the larynx is to protect the tracheobronchial tree. Through evolution it has developed the secondary function of voice production. It has a rigid skeleton consisting of several cartilaginous structures (Fig. 3.4). The most prominent of these is the thyroid cartilage, which inferiorly articulates with the cricoid cartilage. The flap-like epiglottis is attached to the thyroid cartilage and occludes the laryngeal inlet on contraction of the aryepiglottic muscles. The cricothyroid membrane provides a suitable site through which the airway can be maintained in an emergency (see p. 68).

For descriptive purposes the larynx is subdivided into three parts (Fig. 3.5):

The glottis is the space between the vocal cords. The posterior third of the vocal cord is the cartilaginous arytenoids and the anterior two-thirds is membranous (vocal fold). The supraglottis extends from the apex of the laryngeal ventricle to the hyoid. The subglottis stretches from 1 cm below the glottis to the lower border of the cricoid. Food and saliva are prevented from entering the lower respiratory tract by the sphincteric action of the true and false cords. In addition, during swallowing, the larynx is elevated pari passu with the hyoid bone so as to rest under the tongue. Food then passes into the lateral recesses (piriform sinuses) rather than in the midline. The epiglottis falls back as a part of this protective mechanism.

Symptoms, signs and examination

The importance of a full and accurate history as an aid to diagnosis cannot be overemphasized. Direct questioning related to specific areas in the throat is essential, and smoking habits and alcohol intake must be assessed.

Symptoms and signs

Oral cavity

The major signs and symptoms of oral disease include:

Examination

With experience it is possible to view the oral cavity and all parts of the pharynx and larynx using good illumination, tongue depressors and mirrors. These techniques are best learnt under supervision. Increasingly, laryngopharyngeal examination is carried out using a fibreoptic nasal endoscope (Fig. 3.9). Palpation plays a vital role in a full evaluation. Often, a lesion may be more easily felt than visualized, and its limits readily defined. Neck palpation is essential in all cases of head and neck neoplasia.

Dysphonia I

Voice changes are often loosely described as hoarseness, but it is preferable to use the terms aphonia and dysphonia. Aphonia should be reserved for cases with no voice or a mere whisper. Dysphonia describes an alteration in the quality of the voice. Laryngeal disorders can present as dysphonia which may progress to stridor (p. 64). Organic causes of dysphonia may be broadly classified as in Table 3.3 and are discussed below. Other causes of dysphonia are considered on pages 62–63.

Table 3.3 Organic causes of dysphonia

Type Cause
Inflammatory Acute laryngitis (infective), chronic laryngitis
Neoplasia Carcinoma larynx, respiratory papillomata
Neurological Myasthenia gravis, carcinoma of lung/breast, post-thyroidectomy, spasmodic dysphonia
Systemic Hypothyroidism, rheumatoid arthritis

Inflammatory laryngeal lesions

Polyps

Unilateral inflammatory polyps are not uncommon (Fig. 3.11). The history is similar to acute laryngitis, but resolution of hoarseness cannot occur until the polyp is removed under microlaryngoscopic control. Inhalation of fumes, whether from tobacco, smoke or chemicals, may result in acute dysphonia. All inflammatory lesions, either infection or traumatic, may produce a sufficient degree of oedema to cause respiratory embarrassment.

Neurological lesions

Neurological lesions may be of central or peripheral origin. Central pathologies include pseudobulbar palsy, cerebral palsy and multiple sclerosis. Peripheral pathologies include myasthenia gravis, motor neurone disease, and lesions affecting the vagus and recurrent laryngeal nerves. With most peripheral causes, there will be dysarthrophonia secondary to a vocal cord paralysis.

Once a vocal cord palsy has been diagnosed and any local laryngeal pathology excluded, a systematic approach is required to determine the aetiology. This is most easily done by considering the course of the vagus and recurrent laryngeal nerves. Because of its longer route, the left recurrent laryngeal nerve is more frequently involved in pathology (Fig. 3.13). On the left this will be from the cranium via the skull base, neck and thorax back to the larynx; on the right it terminates in the neck. One of the most common causes of vocal cord palsy is malignant disease in the chest or neck, causing recurrent nerve deficits. Inspection of the neck may reveal the scar of previous surgery, e.g. carotid endarterectomy or thyroid surgery (Fig. 3.14). Unilateral vocal cord palsy, where history and examination do not reveal a cause, should therefore have CT imaging from brainstem to chest.

Systemic causes

A number of systemic conditions can produce dysphonia. These include the following:

Management

The direction of investigation will be determined by the clinical history and physical signs. Treatment policies are then directed at abolishing or reducing the aetiological factors.

In many cases of unilateral cord palsy, no obvious aetiology is uncovered, despite extensive investigations. Such cases are eventually labelled idiopathic. Some recover spontaneously (which may take up to 6 months) or become asymptomatic as the contralateral mobile vocal cord compensates. If compensation in unilateral cord palsy is inadequate, then a medialization procedure may be beneficial. This involves techniques to medialize the palsied cord so that the mobile cord is more easily able to effect approximation (Fig. 3.15).

Patients with terminal disease, e.g. carcinoma of the lung and breast, should have a medialization procedure immediately to ameliorate the distressing symptoms of dysphonia and frequently associated aspiration.

Dysphonia II

Dysphonia from non-organic causes may have a psychogenic or habitual aetiology. Specific laryngeal pathology may develop secondary to misuse or abuse of the voice. Table 3.4 classifies non-organic voice disorders. All age groups may be affected.

Table 3.4 Non-organic causes of dysphonias

Type Cause
Habitual dysphonias Vocal abuse
  – acute laryngitis
  – vocal nodules
  – vocal oedema
  – chronic laryngitis
  – contact ulcer
Psychogenic dysphonias Musculoskeletal tension disorders
  Conversion voice disorders
  – muteness
  – aphonia
  – dysphonia
  Mutational falsetto

Habitual dysphonias

In patients with habitual, or ‘hyperkinetic’, dysphonia the voice quality is frequently related to the level of stress. Most cases reveal long-term poor voice quality of gradual onset, which is generally worse after a period of talking. These features do not occur in psychogenic voice disorders. The habitual dysphonic uses incorrect patterns in voice production. However, prolonged habitual misuse and abuse of the vocal folds can lead to secondary organic changes. These changes may be reversible by suitable re-education, but in some instances will require surgical intervention.

Vocal abuse produces hyperadduction of the vocal cords and can lead to varying degrees of secondary pathology, e.g. acute inflammation, vocal cord oedema, vocal cord nodules, chronic inflammation and contact ulcers.

Psychogenic dysphonia

Psychogenic dysphonias are voice disorders in the absence of laryngeal disease. The majority have an underlying anxiety or depression, personality disorders or psychoneuroses.

Stridor

Stridor is noisy breathing resulting from narrowing of the airway at or below the larynx. Narrowing of the supraglottis may produce inspiratory stridor, whereas narrowing at the glottis or cervical trachea tends to produce biphasic stridor. In contrast, bronchial narrowing will produce expiratory stridor.

Stertor refers to noisy breathing due to narrowing of the airway above the larynx. An example of this is adenotonsillar hypertrophy.

Causes

Stridor results from a wide range of conditions which are summarized in Table 3.5 and discussed below.

Table 3.5 Age-specific causes of stridor

Age group Cause
Neonatal* Congenital tumours, cysts
  Webs
  Laryngomalacia
  Subglottic stenosis
  Vocal cord paralysis
Children* Laryngotracheobronchitis
  Supraglottitis (epiglottitis)
  Acute laryngitis
  Foreign body
  Retropharyngeal abscess
  Respiratory papillomata
Adults Laryngeal cancer
  Laryngeal trauma
  Acute laryngitis
  Supraglottitis (epiglottitis)

*Children are at greater risk than adults from upper airway obstruction because their airways are narrower and have softer cartilage, which collapses more easily.

General symptoms and signs of respiratory failure due to airway obstruction are given in Table 3.6.

Table 3.6 Signs of severe respiratory failure due to airway obstruction

Retropharyngeal abscess

A now rare condition, retropharyngeal abscesses occur mostly in young infants and children. Inflammation and swelling in the retropharyngeal space, secondary to oropharyngeal infection, can cause respiratory embarrassment and severe dysphagia (Fig. 3.26). The child assists breathing by hyperextension of the neck, which is held rigid. Urgent parenteral antibiotics are administered and surgical drainage is performed to avoid spontaneous rupture with risk of inhalation of pus.

Laryngotracheal injury

The incidence of laryngotracheal trauma has decreased markedly with the compulsory wearing of car seat belts. Most injuries now occur as a result of sporting activities (karate, ice hockey, etc.), but also from knives and bullets. Inhalation of smoke and ingestion of corrosives may cause severe laryngeal oedema. Clumsy laryngeal intubation for anaesthesia, or if required for long-term ventilation, may lead to chronic laryngotracheal problems (Table 3.7).

Table 3.7 Causes of laryngotracheal trauma

Type Cause
Penetrating injuries Knives, glass, etc.
Blunt injuries (minor & major) Road traffic accidents
Sports (karate)
Miscellaneous Smoke inhalation
  Corrosive ingestion
  Intubation

Injuries to the larynx are usually produced when the laryngeal framework is crushed against the bony cervical vertebrae (Fig. 3.28). Damage is usually more severe in the elderly where ossification reduces the resilience of the laryngeal cartilages.

Chronic laryngotracheal stenosis

In adults, chronic compromise of the airway may be due to a number of causes:

Subglottic/tracheal stenosis

Subglottic stenosis can be congenital or acquired. The management of subglottic stenosis in children depends on the severity of the problem. Mild cases can be managed conservatively and may only require a tracheostomy until the airway has grown to an adequate size. Severe cases may require augmentation of the airway with cartilage grafts and are best managed in specialized units with a multidisciplinary approach.

Adult subglottic or tracheal stenosis is increasingly common and often misdiagnosed as asthma (Fig. 3.31). Advances in medical care mean that more patients are surviving periods of ventilation on intensive care units. However, injury is often sustained to the airway and one or more of the following factors may play a role:

Maintenance and protection of the airway

Manoeuvres to secure the airway are required in many medical and surgical diseases. It is therefore important to be clear on the procedures available to achieve this so that potential complications may be avoided. Problems that require airway intervention include:

Upper respiratory obstruction

Obstructive causes include:

Elective tracheostomy

The technique of elective tracheostomy is illustrated in Figure 3.38. The skin incision is made midway between the cricoid ring and suprasternal notch. The strap muscles are identified, running in the vertical plane, and separated in the midline. The thyroid isthmus should be divided and transfixed to avoid thyroid tissue falling into the tracheal window. In adults, a small window is then cut in the trachea between the second and third, or third and fourth tracheal rings. In children, a vertical incision is made to avoid transecting the trachea. The cricoid cartilage and the first tracheal ring must not be compromised, otherwise there is a high risk of late subglottic stenosis.

An appropriately sized tracheostomy tube with a high-volume low-pressure cuff should then be inserted. It is secured in position by tapes passed around the neck and tied. With the tracheostomy cuff inflated, the patient can continue to be ventilated.

Percutaneous tracheostomy tube insertion has gained popularity, especially on intensive care units. Relative contraindications to this technique include patients in whom it is difficult to palpate the larynx and trachea (overweight) and patients with coagulopathy.

There are several percutaneous tracheostomy kits available. All are based around insertion of a needle into the cervical trachea, which allows a guidewire to be passed. An opening into the airway, large enough to insert a tracheostomy tube, is created using serial dilators (Fig. 3.39) or using dilation forceps or a single dilation.

The subsequent care of the tracheostomy should be meticulous in order to avoid severe complications. It is imperative to instruct the nursing staff appropriately (see Fig. 3.40, p. 70).

Protection of the tracheobronchial tree

Protection of the tracheobronchial tree, by intubation or tracheostomy, may be needed in conditions causing aspiration of pharyngeal secretions, or accumulation of bronchial secretions. This is seen in comatose states from head injury, poisoning or postneurosurgical procedures. Certain neurological conditions may weaken the ability to clear secretions, e.g. Guillain–Barré syndrome and myasthenia gravis. Aspiration of oropharyngeal secretions is seen in motor neurone disease.

After thyroid or cardio-oesophageal surgery, vocal cord paralysis can result from damage to the recurrent laryngeal nerves. If bilateral, it may cause a loss of laryngeal competence and aspiration.

Postoperative care and complications of artificial airways

The old adage that ‘the time to do a tracheostomy is when you first think of it’ is still very apt. In acute or critical airway situations the endotracheal tube is the preferred means of securing the airway (Table 3.9). If it is anticipated that the patient will require ventilation for periods greater than 7–10 days, a surgical or percutaneous tracheostomy should be planned. The threshold for carrying out a tracheostomy in a child is higher than in an adult for the reasons indicated in Table 3.10.

Table 3.9 Advantages of endotracheal intubation over tracheostomy

Table 3.10 Reasons for avoiding a tracheostomy in a child

Complications of tracheostomy

The complications of tracheostomy are summarized in Table 3.11. Immediate complications include bleeding from the thyroid or anterior jugular veins. Air embolism is fortunately extremely rare.

Table 3.11 Complications of tracheostomy

Stage Complication
Operative Haemorrhage
  Air embolism
  Cricoid injury
  Surgical emphysema
  Pneumothorax
Postoperative
Early Tracheitis and tracheal crusting
  Atelectasis
  Tube blockage
  Dysphagia
  Tracheal erosion
Late Tracheomalacia
  Laryngotracheal stenosis
  Decannulation problems
  Tracheocutaneous fistula/scar

In the postoperative period some surgical emphysema is common and is usually a result of overtight suturing of the wound. Emphysema is a problem only if it is allowed to extend from the neck into the mediastinum to cause cardiopulmonary embarrassment. Mild dysphagia is common for a few days and is caused by a loss of subglottic pressure and the presence of an inflated tracheostomy cuff. If humidication is inadequate, large dried crusts may build up in the trachea and tracheostomy tube. This should be avoided by reliable humidification and regular suction clearance and physiotherapy.

Tracheal necrosis may occur as a result of the tracheostomy tube sitting incorrectly within the tracheal lumen. This may lead to erosion of the brachiocephalic artery and a fatal haemorrhage. Necrosis, if sited posteriorly, can result in a tracheo-oesophageal fistula (Fig. 3.43).

Late complications such as decannulation difficulties and tracheal stenosis may be encountered. The former is frequently due to granulations narrowing the lumen at the stomal site. Decannulation can be effected, by weaning, if the tracheal patency is satisfactory. This involves the insertion of tracheostomy tubes of decreasing diameter until the patient can breathe with the tube occluded. Tracheal stenosis may be the end result of scarring caused by inflatable cuffs or incorrect tracheal incisions. Skin scarring in the form of web or keloid can be unsightly. Transverse incisions made in the head-neutral position result in fewer such problems (Fig. 3.44).

Sore throats

Sore throat is probably one of the most common symptoms encountered in medicine. Patients use the term to describe almost any feeling in the throat, ranging from dryness to actual pain. It is important therefore to ascertain the precise nature of the ‘sore throat’ early in the clinical history. The primary feature may be pain, but its severity may lead to dysphagia for solids, liquids and occasionally saliva. It is useful to consider separately sore throats in children and adults, although no clinical entity is exclusive to either group (Table 3.12).

Table 3.12 Aetiology of sore throats

Age group Aetiology
Children Acute pharyngitis, acute tonsillitis, glandular fever, blood disorders, diphtheria
Adults
Acute Tonsillitis, pharyngitis, peritonsillar abscess, candidiasis (AIDS)
Chronic Tonsillitis, pharyngitis (tobacco, alcohol), gastric reflux, vitamin deficiency, elongated styloid process

Sore throats in adults

Acute inflammatory lesions of the pharynx are very common and settle down rapidly as the immune system, with or without antibiotics, overcomes the causative organism. Chronic sore throat in adults is much less readily understood.

Acute sore throats

Infective conditions

Viral infections of the upper respiratory tract are frequently accompanied by the same pathology affecting the pharynx. Streptococcus is occasionally the primary causative organism rather than a secondary invader following a virus. Clinically the patient complains of a painful throat. Cervical lymphadenopathy and fever are common.

If viral in origin, there is invariably a runny nose and a productive cough due to chest infection. The presence of mucopus on the pharyngeal wall implies bacterial infection. Although throat swabs are not always helpful, they may rule out bacterial infection. The treatment is symptomatic. Oral analgesics and adequate fluid intake with bed rest are required for 3–4 days to allow the disease to resolve spontaneously. Antibiotics are administered only if bacterial infection is suspected. Acute tonsillitis is uncommon in adults in comparison to its frequency in children. The clinical approach is similar in both age groups (p. 73).

Candidal infection can give rise to a painful throat and is not uncommon in the immunocompromised, e.g. diabetics, and patients undergoing radiotherapy or chemotherapy, and those afflicted by lymphomata. The acquired immunodeficiency syndrome (AIDS) also increases the risk of such fungal infection. Diagnosis is made by noting the typical appearance and culture (Fig. 3.45). Treatment may be either local antifungal agents or parenteral administration if the patient also has systemic infection.

Chronic sore throats

Any patient with a chronic sore throat should be suspected of harbouring a malignancy in the oral cavity or pharynx. Associated cardinal symptoms, such as weight loss, dysphagia, hoarseness, and a history of smoking and excessive alcohol intake, make such a diagnosis more likely (see Fig. 3.54, p. 76).

The most common cause of a chronic sore throat in adults is chronic pharyngitis. This inflammation is multifactorial and non-infective (Fig. 3.47). Tobacco smoke and alcohol are particularly irritant to the pharyngeal mucosa. Chronically infected tonsils, characterized by infected white debris in the tonsillar crypts, can produce a discomfort in the throat. A hiatus hernia with acid reflux can also result in a constant sore throat due to pharyngeal inflammation. Management involves conservative measures to reduce or abolish the effect of irritating agents and tonsillectomy in selected cases.

Sore throats in children

Young children are the group of patients that suffer most frequently from sore throats, and these are invariably acute in presentation.

Acute sore throats

Tonsillitis

Acute tonsillitis presents a quite different clinical picture. The child is systemically unwell, there is dysphagia, halitosis, pyrexia, together with cervical lymphadenopathy. The diagnosis is apparent from the appearance of the tonsils (Fig. 3.48). Rare disorders that give a similar appearance may need to be excluded. Diphtheria (usually the tonsil is covered by a membrane) and haematological disorders should be included in the differential diagnosis. Throat swabs are generally unhelpful in management as the most common organism isolated is Streptococcus.

Treatment of acute tonsillitis is with bed rest and administration of antibiotics such as penicillin, with maybe the first dose parenterally. Maintenance of fluid intake is important, and paracetamol provides suitable analgesia and acts as an antipyretic in lowering the temperature. Symptoms usually resolve within a few days. Tonsillectomy may be recommended in patients with severe recurrent infections (p. 74). Complications of tonsillitis are infrequent, but spread of infection may lead to abscess formation in the peritonsillar, retropharyngeal or parapharyngeal spaces (Fig. 3.49).

Tonsillectomy and adenoidal conditions

Tonsillectomy

Tonsillectomy is a very common surgical procedure in children and is frequently performed together with adenoidectomy. Tonsillectomy in adults is not infrequent.

Indications

The indications for tonsillectomy are controversial (Table 3.13). Recurrent tonsillitis is probably the least controversial indication, as any child having more than three or four attacks a year may be spending upwards of 1–2 months off school every year. Chronic tonsillitis is not a straightforward diagnosis, and some would dispute it as a cause of a chronic sore throat in adults. Tonsillectomy for peritonsillar abscess (quinsy) is only recommended if there is a past history of recurrent tonsillitis. The tonsils are usually symmetrical so that tonsillectomy for unilateral enlargement is necessary if a diagnosis of neoplasia is being entertained. More recently it has become apparent that the tonsils, usually in association with the adenoids in children and the uvulopalatal area in adults, may be a cause of snoring and the more sinister obstructive sleep apnoea. In such cases tonsillectomy may be advised, in combination with adenoidectomy and palatal surgery as appropriate (p. 80). Tonsillar biopsy is also used as a screening test for new-variant Creutzfeldt–Jakob disease.

Table 3.13 Tonsillectomy: indications and contraindications

Contraindications

Contraindications to tonsillectomy are summarized in Table 3.13. The major operative risk is haemorrhagic so that any bleeding disorder should be corrected before surgery or permanent deferral may be necessary. Any recent inflammation will result in greater haemorrhage, so tonsillectomy should be avoided for 2–3 weeks after an acute infection. A child weighing less than 15 kg has a greater risk attached to the hazards of blood loss. In such cases the indications for surgery should be clear-cut and strong. Equally, a grossly overweight patient should be placed on a sensible weight-reduction diet before reconsidering tonsillectomy or any other elective surgical procedure.

The adenoids

The adenoid is a collection of lymphoid tissue in the postnasal space (see Fig. 3.3, p. 56). Patients may attribute many symptoms to this structure, e.g. anosmia, malaise and nasal obstruction. Owing to their site, adenoids in children may obstruct the Eustachian tube and may be associated with otitis media with effusion (OME) (pp. 6 and 13). Adenoidal hypertrophy is a cause of childhood nasal obstruction and discharge. The adenoid also appears to play an important role, together with the tonsils, in producing nocturnal airway narrowing, which may result in obstructive sleep apnoea (p. 80).

The adenoid tends to hypertrophy up to the age of 6 years and then gradually regresses to an insignificant size by the age of about 12. Hence, pathology due to adenoidal disease is maximal by the age of 6 years (Fig. 3.50). Adults developing symptoms of adenoidal hypertrophy should have the nasopharynx examined to exclude malignancy.

Adenoidectomy

The indications and contraindications to adenoidectomy are summarized in Table 3.14. Traditionally, adenoids are curetted under general anaesthesia, a blind technique which may leave residual adenoidal tissue. Increasingly, adenoidectomy is performed, under vision, using a postnasal space mirror and suction diathermy ablation (Fig. 3.53). The postoperative care is similar to a child undergoing tonsillectomy.

Table 3.14 Adenoidectomy: indications and contraindications

Complications include reactionary haemorrhage, which usually manifests as persistent nasal bleeding or occasionally haematemesis from swallowed blood, and is accompanied by a rising pulse rate. The child is returned to theatre and a postnasal tamponade effected by a postnasal pack. Secondary haemorrhage is rare but occurs about 5–10 days postoperatively and usually resolves on bed rest and antibiotic therapy. Hypernasality (rhinolalia aperta) of speech can result in patients with a short palate, in whom removal of the adenoids results in air escape as the nasopharynx cannot be closed off. Such a complication is more likely in patients with a cleft palate or submucous cleft, in whom adenoidectomy should be avoided.

Dysphagia

Dysphagia, or difficulty in swallowing, is a very common complaint. It is important to establish the precise symptoms, as a feeling of a lump in the throat is not as sinister a complaint as an actual sticking of food. Any lesion in the mouth or pharynx that disturbs the normal sequence of coordinated muscle activity or alters the anatomical structure will cause dysphagia. Central nervous system lesions can produce dysphagia by their effect on neuromuscular activity.

Examination

A full ENT examination is mandatory, but special attention is directed to the oral cavity, pharynx and larynx. The simple action of asking the patient to open the mouth may reveal an obvious lesion (Fig. 3.55). With a mirror or flexible rhinolaryngoscope it is possible to visualize down to the laryngopharynx, which may show pooling saliva or a vocal cord paralysis. Careful palpation of any local lesion and the neck is essential.

Investigations

The principal investigation is a barium swallow, which outlines the hypopharynx, oesophagus and stomach (Fig. 3.56). A plain lateral X-ray of the neck may reveal shadowing due to neoplasia of the posterior pharyngeal wall. In persistent dysphagia, even with normal radiological tests, a pharyngo-oesophagoscopy is mandatory. Any abnormal lesion must be biopsied.

Acute dysphagia

Acute dysphagia is very common and can be due to inflammatory conditions such as tonsillitis (p. 72) or aphthous ulceration (p. 82). Other causes include swallowed foreign bodies or the ingestion of caustic liquids. A diagnosis of the aetiology is made relatively easily from the history.

Chronic dysphagia

Patients with chronic dysphagia require an in-depth history and examination as already discussed. The causes of chronic dysphagia are listed in Table 3.15.

Table 3.15 Causes of chronic dysphagia

Type Cause
Neuromuscular disorders Motor neurone disease, multiple sclerosis, myasthenia gravis
Intrinsic lesions Neoplasia, pharyngeal pouch, strictures, achalasia
Extrinsic lesion Thyroid enlargement, aortic aneurysm
Systemic causes Scleroderma (rare)
Psychosomatic Globus pharyngeus

Intrinsic lesions of the digestive tract

Neoplasia

Neoplasia of the pharyngo-oesophagus is a frequent cause of dysphagia and is invariably associated with other cardinal features (Fig. 3.54; see also p. 106). The common sites affected are the piriform fossa, postcricoid region and the oesophagus. The majority of cases will require radiotherapy and salvage surgery. The resected portion of the pharyngo-oesophagus can be replaced by either a portion of jejunum or the stomach pulled into the defect and anastomosed to the superior resection margin. In some cases the larynx is also removed so that the patient breathes through the trachea, which is relocated to the anterior neck.

Psychosomatic causes

Globus pharyngeus, previously called globus hystericus, is a condition mainly of middle-aged women who complain of a feeling of lump in the throat. True dysphagia is not present. The patient usually volunteers that the symptoms are noted particularly during periods of anxiety. In such cases reassurance is all that is required. However, in those patients who appear to be psychologically well balanced, a barium swallow and a diagnostic oesophagoscopy should be performed to exclude neoplasia. It is now felt that in many cases of globus pharyngeus, acid reflux produces a reflex cricopharyngeal spasm leading to the symptom complex. It is therefore reasonable to give a trial of antireflux treatment, which may include simple antacids and proton pump inhibitors.

Salivary glands

Pathology of the major salivary glands, the parotids and submandibular glands, will usually present as a swelling which may be associated with pain. It is important to establish the characteristics of any swelling, particularly to note whether it is intermittent, constant or progressive. Most causes of salivary disease producing pain are exacerbated by chewing. The major salivary glands are anatomically closely associated with lymph nodes, so non-salivary gland pathology may mimic salivary gland disease. It is important to appreciate that enlargement of the deep lobe of the parotid gland may cause swelling in the tonsil region which may not be visible or palpable in the neck (Fig. 3.61).

Minor salivary glands are located in the oral cavity and palate. In the mouth they frequently cause salivary retention cysts (p. 83).

Parotid gland

Swelling

The parotid gland territory is more extensive than most clinicians appreciate. Parotomegaly can affect the gland diffusely, or be localized to one area (Table 3.16). Extraparotid disease may present as parotid lumps (Fig. 3.61). A unilateral localized swelling is invariably neoplastic, of which 90% will be benign pleomorphic adenomas. Malignant parotid tumours are frequently accompanied by pain and facial nerve paresis, in addition to parotomegaly (see p. 113).

Table 3.16 Causes of swelling and pain of the parotid gland

Symptoms Cause
Swelling Extraparotid (Fig. 3.61)
  Parotid
  – neoplasia
  – Sjögren’s
  – sarcoidosis
  – systemic diseases
  – drugs
Swelling and pain Mumps parotitis
  Bacterial parotitis
  Sialectasis
  Neoplasia
  Calculus

Other causes of parotomegaly

A variety of systemic diseases and drugs may be associated with parotomegaly (Table 3.17).

Table 3.17 Systemic and drug causes of parotomegaly

Type Cause
Systemic disease Obesity
  Hypothyroidism
  Cushing’s syndrome
  Gout
  Diabetes mellitus
Drugs Oestrogen contraceptive pill
  Dextropropoxyphene
  Alcohol

Swelling and pain

Most patients who complain of pain in the parotid region invariably exhibit some degree of swelling. Most causes of parotid pain are exacerbated by chewing and this can be elicited by requesting the patient to chew a lemon-flavoured sweet.

Mumps

This used to be the most common cause of bilateral parotid swelling until the introduction of vaccination programmes (Fig. 3.62). Mumps-related parotomegaly is tender to touch and there is usually trismus and pyrexia. Treatment is symptomatic unless a bacterial infection supervenes to produce suppuration. Rare complications of mumps infection include orchitis and sensorineural deafness.

Neoplasia

Neoplasia, particularly if malignant, presents with parotid pain and swelling (p. 112). Secondary bacterial infection may produce features of a parotitis. The facial nerve is commonly affected, and there may be skin tethering (Fig. 3.63).

Submandibular gland

Swelling

Painless diffuse enlargement of the submandibular gland is infrequent. In such cases, neoplasia should be excluded (Table 3.18).

Table 3.18 Causes of swelling and pain of the submandibular gland

Symptoms Cause
Swelling Neoplasia
Swelling and pain Intraoral disease causing lymph-node involvement (giving rise to these symptoms in the submandibular region)
  Calculus
  Neoplasia

Swelling and pain

The most common cause of swelling in the submandibular gland region is secondary to infection in the oral cavity. This is because the gland is associated with lymph nodes which become involved in the inflammatory response. Apical infection of the lower molars, gum disease and metastatic intraoral cancer may all produce swelling in this area.

Snoring and sleep apnoea

Sleep-related breathing disorders are now more readily identified owing to the establishment of sleep laboratories and a general awareness of sleep-related pathology. Such disorders may produce subtle changes with potentially lethal long-term consequences. Snoring in particular was regarded as a rather comical nocturnal manifestation, but it is now appreciated that it may precipitate more profound cardiorespiratory problems.

Snoring may be produced by vibration of pharyngeal structures such as tongue, soft palate and pharyngeal walls. In adults, sleep apnoea is defined as 30 episodes of cessation of breathing for a duration of at least 10 seconds over a 7-hour period of sleep. The condition is less well defined in children and shorter periods of apnoea may be significant.

Sleep apnoea may be secondary to three situations:

The relevance of snoring is that it may be a precursor to OSA. Some patients may be tipped into a full-blown sleep apnoeic state if sedated, e.g. by ingestion of alcohol or sedative drugs.

Potential complications

Potential complications of OSA are summarized in Table 3.19. A partial airway obstruction, producing snoring or a full-blown apnoeic episode, causes oxygen desaturation. If this continues long term, it may result in a pulmonary hypertension, eventually leading to right ventricular failure and cor pulmonale.

Table 3.19 Potential complications of obstructive sleep apnoea

Type Complication
Cardiac Raised pulmonary artery pressure
  Pulmonary hypertension
  Cor pulmonale
  Cardiac dysrhythmias
CNS Hypersomnolence
  Lethargy
  Reduced concentration and memory
General Sudden infant death syndrome (cot death)
  Failure to thrive (children)

The disruption of normal sleep patterns produces a state of sleep deprivation in the patient. This can result in daytime lethargy, hypersomnolence, and loss of memory and concentration. Children with OSA may also display failure to thrive. Obstructive events lead to multiple arousals from sleep. The growth hormone surge occurs during the later stages of sleep and these children may not spend sufficient time in deep sleep. There may also be a link between sleep apnoea and sudden infant death syndrome (SIDS).

Investigations

A full ENT investigation is mandatory to discover any cause of obstruction of the upper respiratory tract and should include sleep nasendoscopy. The patient with central sleep apnoea should be referred for a neurological opinion and management.

Rhinolaryngoscopy

Passage of a flexible rhinolaryngoscope (Fig. 3.66) allows a full examination of the upper respiratory tract to identify any obstructive pathology. It can also be used to observe whether the velopharyngeal lumen is compromised as a patient recovers from a short anaesthetic which mimics sleep nasendoscopy. A forced negative Valsalva manoeuvre (Müller manoeuvre) with visualization of the velopharynx also provides a measure of potential narrowing in this region.

Management of obstructive sleep apnoea

Medical treatment may be given a trial in patients with mild snoring and sleep apnoea. A reduction in weight and alcohol intake may produce some benefit. Medications include respiratory stimulants or those designed to reduce the period of rapid eye movement (REM) sleep, during which the patient is at greatest risk of developing apnoea. However, severe symptoms require more urgent treatment. Continuous positive airway pressure (CPAP) may be used to prevent pharyngeal collapse. It involves blowing air into the respiratory tract via the nose and aims to reduce apnoeic episodes and prevent significant oxygen desaturation. The improvement can be dramatic but it may be poorly tolerated by patients. Palatal and tonsillar surgery or mandibular advancement splints may have a role in mild OSA.

Oral cavity

The symptoms and signs of oral disease have already been covered (p. 58). Most lesions will either be visible to both patient and clinician, or be easily palpable. The most common intraoral pathologies are dental caries and periodontal disease.

Ulceration in the oral cavity

Miscellaneous lesions in the oral cavity

Fissured tongue

A fissured tongue is frequently a congenital condition (Fig. 3.73). On rare occasions it is associated with iron-deficiency anaemia. Most cases are asymptomatic, but if food debris collects in the grooves it may give rise to soreness and halitosis. This is easily managed by regular oral hygiene.

Black hairy tongue

A black hairy tongue is caused by an overgrowth of filiform papillae on the dorsum (Fig. 3.74). Most sufferers are tobacco smokers and some cases have followed local application of antibiotics. The papillae may reach 1 cm in length and are treated by scraping and daily application of a toothbrush to the tongue.

Foreign bodies

Foreign bodies may be inhaled or swallowed. Inhaled foreign bodies are most frequently seen in young children. Swallowed objects are also seen in the younger age group, but may be encountered in the elderly and psychiatrically disturbed.

Inhaled foreign bodies

Over 75% of patients presenting with inhaled foreign bodies are children aged 4 years or under. The features of foreign body inhalation are dependent on its type and location in the laryngotracheobronchial tree. Vegetable material, e.g. peanuts, seeds and popcorn, produces a severe mucosal reaction in comparison to inorganic material, e.g. coins and buttons. Impaction in the larynx may be rapidly fatal owing to complete respiratory obstruction. The Heimlich manoeuvre may dislodge the object and should be attempted. In other circumstances an alternative airway should be secured (p. 66) and the foreign body removed endoscopically.

Swallowed foreign bodies

The variety of swallowed foreign bodies is legion (Fig. 3.76). However, the majority are coins, fish bones, meat bones and lumps of meat. Children often swallow a handful of coins at a time. In adults, ingestion of foreign bodies is more likely if the patient uses dentures. These prevent adequate chewing and with a full upper plate there is some sensory deprivation.

Sites of impaction

Fish bones tend to lodge in the oropharynx (posterior tongue, vallecula and tonsil). Most other foreign bodies will tend to impact at sites of narrowing of the pharyngo-oesophagus (Fig. 3.77). These are the piriform fossa and postcricoid region, particularly at the level of the cricopharyngeus muscle. The aorta and left main bronchus constrict the mid-oesophagus and there is a relatively reduced diameter at the gastro-oesophageal junction.

Management after pharyngo-oesophagoscopy

It is vital to ensure that a proper regimen of patient care is given after a pharyngo-oesophagoscopy, whether a foreign body was found and removed or not.

Oesophageal rupture

In all pharyngo-oesophageal endoscopies there is a risk of perforating the lumen. The cardinal features of an oesophageal rupture are shown in Table 3.20, and are due to food, bacteria and digestive juices contaminating the periluminal areas. The precise combination of clinical features is dependent on whether the perforation is in the cervical or thoracic oesophagus. Cardiorespiratory features predominate in the latter site.

Table 3.20 Symptoms and signs of oesophageal perforation

Treatment of oesophageal rupture

Oesophageal rupture, either spontaneous or after endoscopy, requires urgent attention to avoid the 50% mortality associated with a treatment delay of 24 hours. The patient is kept nil by mouth. An intravenous line should be inserted to provide a measure of central venous pressure and parenteral feeding. Broad-spectrum antibiotics are required intravenously. A contrast swallow may allow visualization of the site of a leak.

Surgical intervention will be required in a deteriorating situation or for surgical drainage of abscesses.

ENT aspects of HIV infection

The human immunodeficiency viruses (HIV) are a group of retroviruses which are characterized by their ability to impair immunological defences against infection and neoplasia. Manifestations of HIV infection in the ear, nose and throat are very common, occurring in about 40% of HIV patients. Infection with HIV may lead to the condition known as AIDS (acquired immunodeficiency syndrome).

Clinical features

Primary HIV infection may be asymptomatic or accompanied by a ‘flu-like’ illness. The World Health Organization (WHO) classification for HIV infection includes four clinical stages.

Stage 1 is asymptomatic infection or persistent generalized lymphadenopathy (PGL). It presents as persistent, firm, non-tender lymph glands in several sites, often accompanied by fever, night sweats, weight loss, fatigue and diarrhoea. The cervical glands are frequently involved. The patient is frequently asymptomatic.

WHO stages 2 and 3 include a group of symptoms and infections previously included in a stage of the disease described as AIDS-related complex (ARC). Neoplasias are absent but symptoms include malaise, fevers and night sweats, weight loss and unexplained diarrhoea. Many of the clinical signs of ARC may present as ENT manifestations (Table 3.21).

Table 3.21 Clinical signs of AIDS-related complex (ARC)

Full-blown AIDS (WHO stage 4)

The diagnosis of AIDS is based on the presence of AIDS-defining illnesses, which include opportunistic infections and tumours indicative of cellular immune deficiency in individuals with no known cause for immune deficiency. The classic opportunistic infection is in the lungs and is caused by Pneumocystis jiroveci (Fig. 3.80). Candidal infection of the mouth and extending into the oesophagus is not infrequent, and results in severe dysphagia. Rhinosinusitis, causing postnasal discharge and sinofacial discomfort, is very common. PGL affecting lymphoid tissue in the nasopharynx can cause blockage of the Eustachian tube and subsequent secretory otitis media. Intraoral ulceration in AIDS may be due to herpes virus infection. It is similar in appearance to the usual benign variety, but does not resolve spontaneously. Of the neoplasias, the most common is Kaposi’s sarcoma. These appear as small, bluish, painless skin lesions, and the head, neck and oral cavity may be involved (Figs 3.81 and 3.82). Other tumours include non-Hodgkin’s lymphoma (B-cell type) and squamous cell carcinoma. Parotid enlargement can be an early presenting sign of HIV disease and is usually due to cystic change.