The Scientific Basis for Examination and Classification of Knee Ligament Injuries

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Chapter 3 The Scientific Basis for Examination and Classification of Knee Ligament Injuries

CLASSIFICATION SYSTEM FOR KNEE LIGAMENT INJURIES

Many different classification systems for knee ligament injuries have been proposed in the sports medicine literature.20,21,31,32,42 A series of studies conducted by the authors enabled the development of an algorithm for the diagnosis and classification of these injuries based on kinematic and biomechanical data.8,1417,3642,55,60 The purpose of this chapter is to summarize these studies and provide the clinician with the proper examination techniques that allow precise diagnosis of abnormal knee motions, subluxations, and ligament injuries.

The purposes of a classification system are to (1) make accurate distinctions between separate pathologic conditions in laboratory and clinical studies and (2) provide a common descriptive tool for investigators who wish to present cases and describe the outcome of treatment programs. A system that allows two or more discrete types of injuries to be grouped as a single entity does not allow the association of a unique natural history or surgical result with the anatomic defect on the actual pathologic condition being treated.

The classification scheme developed from the authors’ investigations is based on seven concepts:

2 Ligaments have distinct mechanical functions to provide limits to tibiofemoral motions and the types of motions that occur between opposing cartilage surfaces.

Critical Points CLASSIFICATION SYSTEM FOR KNEE LIGAMENT INJURIES

Noyes, F. R.; Grood, E. S.: Classification of ligament injuries: why an anterolateral laxity or anteromedial laxity is not a diagnostic entity. Instr Course Lect 36:185–200, 1987.

In this chapter, the studies presented relate to the anterior cruciate ligament (ACL), posterior cruciate ligament (PCL), medial collateral ligament (MCL) and posteromedial structures, the iliotibial band (ITB), and the midlateral capsule. Studies related to the posterolateral structures (fibular collateral ligament [FCL], popliteus muscle-tendon-ligament, and posterolateral capsule) are presented in Chapters 20, Function of the Posterior Cruciate and Posterolateral Ligament Structures, and 22, Posterolateral Ligament Injuries: Diagnosis, Operative Techniques, and Clinical Outcomes.

Concept 1: The Final Diagnosis of Knee Ligament Injuries Is Based on the Specific Anatomic Defect Derived from the Abnormal Motion Limit and Joint Subluxation

The term instability has been used to describe an abnormal motion or motion limit that exists to the joint due to a ligament injury. This term has also been used to indicate symptomatic giving-way of the knee joint that occurs during activity. Giving-way may be caused by many factors including a ligament rupture, poor muscular control of the knee joint, altered neurologic function and control mechanisms, or mechanical problems such as a torn meniscus or loose body. In many cases, giving-way occurs because of multiple factors and the term instability does not precisely indicate the exact cause of the episode. Rather than a diagnosis of anterior instability, it is more appropriate to reduce the abnormality to a precise anatomic diagnosis such as ACL rupture. In addition, other ligament deficiencies, if present, should be identified.

The term laxity simply indicates looseness and may be applied to increases in joint motion or increases in ligament elongation. Therefore, the term laxity does not provide a diagnosis of a specific abnormality. The knee has a normal amount of laxity (play or motion) required for function. An abnormal amount of laxity may occur as a result of a ligament disruption. Laxity may also indicate a ligament injury in which the ligament has an increase in length or elongation during loading. The finding of abnormal laxity represents a clinical sign that does not provide a precise diagnosis. Instead, the specific anatomic defect of the ruptured ACL and associated injured ligaments or capsular structures should be recorded as the diagnosis. The goal of a comprehensive knee examination is to detect an increase in the amount of motion (translation or rotation) or an abnormal position (subluxation) to determine the specific anatomic defects that are present.

Concept 2: Ligaments Have Distinct Mechanical Functions to Provide Limits to Tibiofemoral Motions and the Types of Motions That Occur between Opposing Cartilage Surfaces

Ligaments have distinct mechanical functions to provide limits to the amount of tibiofemoral motion that determines the types of motions that occur between opposing cartilage surfaces. The limits of motion are the main focus because loss of this function and the consequent subluxation are the underlying deficits in ligament-injured knees. In addition, the change in limits of motion is the primary basis of diagnosis.

The ability of ligaments to limit tibiofemoral motion provides the geometric parameters within which the neuromuscular system is able to control the position of the knee during activity. Although focus is placed on the mechanical function of the ligaments and capsular structures, the reader should be cognizant of the potentially important role of ligaments in providing sensory feedback to the neuromuscular system.24,53 Ligaments have three properties that affect their ability to limit joint motion: location of their attachment on the bones, just-taut length, and stiffness.

Tibiofemoral motions are limited along the line that connects the ligament’s tibial and femoral attachments in the direction that loads the ligament. Ligaments are not able to limit motions perpendicular to their orientation or motions that cause them to become slack. Just-taut length is a determinant of joint laxity because it controls the amount of motion before the ligament begins to provide a resisting force. Because the two cruciate ligaments are required to limit anteroposterior (AP) translation, total AP translation is determined by the just-taut length of both ligaments.

Ligament stiffness controls how much additional joint movement is required after the ligament has become taut to create a force large enough for the ligament to resist the applied load. Decreased ligament stiffness produces an increase in the motion limit because a greater motion is required before the ligament can develop a sufficient restraining force.

The kinematic and biomechanical concepts required to interpret clinical tests are shown in Figure 3-1. First, the appropriate clinical test must be selected to diagnose a specific ligament structural abnormality. Diagnostic information is obtained based on understanding the primary and secondary ligament restraint system. The results of the tests must be understood and communicated in terms of the six-DOF system that determines the abnormal motion limits. The medial and lateral tibiofemoral compartments are examined separately to determine the different types of subluxation. The final diagnosis of the ligament defect must be made in precise anatomic and functional terms and according to the severity of ligament failure (partial or complete).

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FIGURE 3-1 The results of clinical tests require specific biomechanical and kinematic principles for correct diagnosis of ligament defects. Ligament defects are defined by anatomic, functional, and severity categories.

(Reprinted from Noyes, F. R.; Grood, E. S: Classification of ligament injuries: why an anterolateral laxity or anteromedial laxity is not a diagnostic entity. In Griffin, P. [ed.]: AAOS Instructional Course Lectures, Vol. XXXVI. Chicago: American Academy of Orthopaedic Surgeons, pp. 185–200, 1987.)

Concept 3: Although There Are Six DOF, the Manual Stress Examinations Are Designed to Test Just One or Two Limits at a Time

Although there are six DOF, the knee ligament examination is specifically designed to test just one or two motion limits at a time. Combinations of these motions (coupled motions) are particularly important to the diagnosis of knee ligament injury because they occur during many of the manual stress examinations.

Translation of a rigid body (such as the tibia) is described by the motion of an arbitrarily selected point on the body. Typically, the AP translation is described by the motion of a point located midway between the medial and the lateral margins of the tibia. If only translation motions occur, the amount of motion does not depend upon which point is chosen, that is, whether the point is at the center of the knee or at the medial or lateral joint margin. This is because all points will move along parallel paths. However, when rotation and translation motions are combined, the amount of translation does depend upon which point is used. This can be seen by considering the four cases illustrated in Figure 3-2.

Figure 3-2B shows an anterior translation of 10 mm without associated tibial rotation. All points move anteriorly by the same amount. Figure 3-2C shows an internal rotation of 15° about an axis located midway between the spines of the intercondylar eminence. The point on the rotation axis is stationary while the lateral joint margin (edge) moves anteriorly and the medial margin posteriorly (see Fig. 3-2D). The amount of anterior and posterior motion of the points at the joint margin depends upon the amount of rotation and how far away the points are from the rotation axis (center of rotation). This illustrates that when translation is measured in the presence of a concurrent rotation, it is important to know at what point the translation was measured.

Concept 4: Ultimately, the Clinical Examination Must Be Analyzed by a Six-DOF System to Detect Abnormalities

The clinician who understands all of the possible motions in the knee joint that are normally limited by the knee ligaments will be able to perform manual stress tests and correctly determine the specific abnormality that is present. However, a diagnosis cannot be based solely on the abnormal motions detected. The diagnosis also requires knowledge of the biomechanical data regarding which ligaments limit each of the possible motions in the knee joint.

The field of science that describes the motions between objects is known as kinematics. A fundamental aspect of this field is the recognition that six possible motions may occur in three dimensions. Each of the six motions is discrete and separate from the other five motions. The six motions are referred to as degrees of freedom (DOF). The three rotational DOF in the knee joint are shown in Figure 3-3. Each rotation occurs about one axis: flexion-extension, internal-external, and abduction-adduction.

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FIGURE 3-3 The three joint rotations in the knee joint. Flexion-extension occurs about the medially and laterally oriented axis in the femur. Internal and external tibial rotation occurs about an axis parallel to the shaft of the tibia. Abduction occurs about a third axis parallel to the femoral sagittal plane and also through the tibial transverse plane.

(Redrawn from Noyes, F. R.; Grood, E. S.: Classification of ligament injuries: why an anterolateral laxity or anteromedial laxity is not a diagnostic entity. In Griffin, P. [ed.]: AAOS Instructional Course Lectures, Vol. XXXVI. Chicago: American Academy of Orthopaedic Surgeons, 1987; pp. 185–200.)

The flexion-extension axis is located in the femur and oriented in a pure medial-lateral direction perpendicular to the femoral sagittal plane. Rotation of the tibia about this axis does not have associated internal-external rotation or abduction-adduction motions.17 Because these motions occur during flexion, the flexion-extension axis shown in Figure 3-3 does not correspond to the functional flexion axis. The functional flexion axis is skewed in the knee and changes its orientation as the knee is flexed. This skewed orientation accounts for the combined motions of flexion, abduction, and tibial rotation.

The internal-external tibial rotation axis is located in the tibia, parallel to the tibial shaft and perpendicular to the tibial transverse plane. Rotations about this axis are pure internal and external tibial rotation motions without any associated abduction-adduction or flexion-extension.

The abduction-adduction rotation axis is more difficult to visualize because it is not located in either bone and its orientation can change relative to both. This axis is always parallel to the femoral sagittal plane. When the knee is flexed, the orientation of the abduction axis changes relative to the femur as it rotates in the sagittal plane. The abduction axis is perpendicular to the tibial rotation axis and parallel to the tibial transverse plane.

There are three linear DOF in the knee joint referred to as translations. One simple approach to describing translations is to visualize relative sliding between the bones along each of the three rotational axes (Fig. 3-4). The sliding motion along the flexion-extension axis is the medial-lateral translation between the tibia and the femur. The sliding motion along the tibial rotation axis results in joint compression and distraction translation. Sliding motions along the abduction-adduction rotation axis produce AP translations. These are also commonly known as drawer motions.

Therefore, six possible motions can occur in the knee, three rotations and three translations. Three axes are required to explain these six motions, one fixed in each bone, as shown in Figure 3-4. Each axis represents two DOF, one a rotation occurring about the axis and the other a translation.

The purpose of the examination is to determine the specific increase in motion (amount and direction) of each clinically relevant DOF. In many cases, coupled motions occur in the knee joint, such as anterior translation combined with internal tibial rotation during Lachman testing, which is further increased on pivot shift testing. First, the examiner must understand the effect that ligament defects have upon each of these motions, because one or both may be increased. Second, both the amount of increased motion and the resulting subluxation of the tibial plateaus depend on the position of the knee joint, which is defined in terms of six DOF. Third, after a ligament is ruptured, an abnormal position usually is present in the axis of internal-external tibial rotation. This may be detected on examination and is helpful in diagnosing the ligament defect.

In order to understand the results of the clinical examination, a distinction must be made between abnormalities in joint motion and abnormalities in joint position (subluxation) that occur at the limit of the test. An abnormality in one or more motion limits can cause a subluxation of the knee joint. The subluxation depends on the direction and magnitude of the loads applied. Clinical tests are used to detect the motion limit and the final abnormal joint position. The examination usually detects a subluxation and not a complete knee dislocation, in which contact of the articulating surfaces of both tibiofemoral compartments is lost.

Concept 5: Together, the Ligaments and Joint Geometry Provide Two Limits (Opposite Directions) for Each DOF

Together, the ligaments and joint geometry provide two limits (opposite directions) for each DOF. All together, there are 12 possible limits of motion of the knee (Table 3-1). Injury to the structures that limit each motion increases joint laxity. The position of the joint at the final limits of motions (reflecting the ligament attachment sites) provides the information required for diagnosis. From a diagnostic standpoint, it would be ideal if each of the 12 limits of motion were controlled by a single ligamentous structure. Differential diagnosis could then be performed by evaluating each of the 12 limits separately. Clearly, this ideal situation does not exist. The ligaments, capsular structures, and joint geometry all work together and each contributes to limiting more than one motion. Thus, the problem of diagnosing knee injuries reduces to determining how to apply individual or combination motions to lengthen primarily a single ligament or capsular structure so that structure can be evaluated independently.

TABLE 3-1 Twelve Limits of Knee Joint Motion

Motion Limit Structures Limiting the Motion
Flexion Ligaments, leg and thigh shape, joint compression
Extension Ligaments and joint compression
Abduction Ligaments and lateral joint compression
Adduction Ligaments and medial joint compression
Internal rotation Ligaments and menisci
External rotation Ligaments and menisci
Medial translation Bones (spines interlocking with femoral condyles) and ligaments (to prevent distraction)
Lateral translation Bones (spines interlocking with femoral condyles) and ligaments (to prevent distraction)
Anterior translation* Ligaments
Posterior translation* Ligaments
Joint distraction Ligaments
Joint compression Bone, menisci, and cartilage

* Menisci, joint compressive effects after injury to primary restraint.

The ability to isolate each structure is the key to differential diagnosis of individual ligament injuries. The isolation of a structure is accomplished by placing the knee at the proper joint position (specifically, knee flexion angle and tibial rotation position) before the clinical stress test is performed. For example, the abduction (valgus) stress test is performed both in full extension and at 20° to 30° of flexion. In the flexed position, the posterior capsule becomes slack, which allows the examiner to primarily load the MCL and midmedial capsule. The evaluation of ACL function is performed at 20° of knee flexion56 as opposed to the 90° position29 commonly used many years ago because the 20° position more often results in increased anterior subluxation because secondary restraints are more slack and less able to block this motion. Diagnosis of an injury to a specific ligament is performed at a joint position at which other structures are the most lax and least able to block the abnormal subluxation from the ligament injury. The lax secondary restraints allow an increase in joint motion before they become taut and resist further joint motion. Thus, isolating a ligament so its integrity may be individually tested requires placing the knee in a position in which other supporting structures are slack.

Another example of the importance of selecting the joint position for clinical tests is the diagnosis of PCL injury. Figure 3-5 shows the amount of increased posterior tibial translation that occurs when the PCL is removed.10,16,17 The increase in posterior translation is two to three times greater at 90° of flexion than at 20° of flexion. This phenomenon is easily understood using a bumper model analogy in which the amount of joint motion after a ligament is injured depends on the role and function of the remaining ligaments that must ultimately limit the joint motion (Fig. 3-6). Thus, the increase in joint motion that occurs when a ligament is injured reflects the amount of additional joint motion required before the remaining intact ligaments become stretched and are able to limit further motion.

Figure 3-7 illustrates the limits to internal tibial rotation in the knee joint.16 At 30° flexion (see Fig. 3-7A), the limits to internal rotation are provided by posteromedial structures, lateral structures, and the ACL all working together. Sectioning either the ACL or the lateral structures produces a small increase in internal rotation. When both of these structures are cut together, a larger increase in internal rotation occurs. The further limit to internal rotation is the FCL, based upon its anatomy.

The ACL dominates at flexion angles less than 30°, whereas the lateral structures dominate at flexion angles greater than 30°. This can be explained by considering the changes that occur in ligament slackness with flexion and extension. As the knee is extended past 20°, the amount of AP translation decreases owing to reduction in the combined slackness of both cruciate ligaments. This brings these bumpers closer together. The posteromedial capsule (PMC) also tightens, moving its bumper anteriorly. This combination (see Fig. 3-7B) results in a decreased role of the anterolateral structures because the tibia can no longer rotate to the point where they become taut.

With flexion beyond 30°, the lateral structures become progressively tighter and the posteromedial structures become progressively slack. This combination causes internal rotation to be limited first by the extra-articular restraints. This is consistent with laboratory results that showed that sectioning the ACL alone does not increase internal rotation when the knee is flexed between 40° and 80°.

Figure 3-8 illustrates the limits to external rotation. At 30° flexion, external rotation is limited only by the extra-articular restraints. On the lateral side, this includes all of the posterolateral structures, which act as a unit. Large increases in rotation do not occur until all structures are cut. At 90° flexion, the posterior capsule is slack and the PCL blocks significant increases in external rotation when the posterolateral structures are sectioned. In laboratory studies, external rotation increases an average of only 5.3° ± 2.6° when all of the posterolateral structures are sectioned and the PCL is intact. When the PCL is also sectioned, a large additional increase in external rotation occurs, ranging from 15° to 20°.

An example of the changes in motion limits in ACL ruptures is shown in Figure 3-9. In cadaver knees, cutting the ACL causes an abnormal increase in both anterior tibial translation and internal tibial rotation.8 The increase in anterior tibial translation is the primary abnormality, because it increases 100% while there is a small increase in internal rotation (approximately 15%). Cutting the ACL alone produced a small but significant increase in internal rotation, greatest at 0° and 15° (Fig. 3-10). Subsequently, sectioning the ITB and lateral capsule produced statistically significant increases at 30° and greater.

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FIGURE 3-9 Anterior translation versus tibial rotation is shown during the Lachman-type anterior loading test at 15° of knee flexion. The amount of anterior tibial translation is shown vertically and the position of tibial rotation is shown horizontally.

(From Noyes, F. R.; Grood, E. S.: Classification of ligament injuries: why an anterolateral laxity or anteromedial laxity is not a diagnostic entity. In Griffin, P. [ed.]: AAOS Instructional Course Lectures, Vol. XXXVI. Chicago: American Academy of Orthopaedic Surgeons, 1987; pp. 185–200.)

Coupled motions (anterior tibial translation, internal tibial rotation) occur in cadaver knees after sectioning the ACL and lateral extra-articular structures. Coupled motions can be caused by factors intrinsic to the knee or by the manner in which the clinical test is performed. For instance, the amount of internal tibial rotation elicited depends on the amount of rotation the clinician applies during the examination. This is why it is difficult to obtain reproducible results with the Lachman and other clinical tests. The KT-2000 provides an objective measurement of the amount of tibial translation measured at the center of the tibia. However, the millimeters produced by this device do not include the added millimeters of translation at the lateral tibiofemoral joint with added internal tibial rotation, such as that produced during the pivot shift test.

The amount of anterior tibial translation induced during anterior drawer testing is dependent upon the amount of internal or external tibial rotation applied at the beginning of the test (Fig. 3-11). The instrumented knee joint is shown for measuring rotations and translation motions during the clinical examination in Figure 3-12. This is because rotation tightens the extra-articular secondary restraints. The greatest amount of anterior or posterior tibial translation will be produced when the tibial is not forcibly rotated internally or externally, tightening extra-articular structures, during the clinical test. If the tibia is internally or externally rotated prior to the start of testing, the amount of tibial translation elicited will be smaller. Thus, the clinician controls the amount of translation both by the initial rotational position of the tibia and by the amount of rotation imposed during the test. There is considerable variation in examination techniques of clinicians that makes all of the clinical tests highly subjective and qualitative, as is discussed.

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FIGURE 3-11 The amount of AP translation depends on the rotational position of the tibia at the beginning of the anterior drawer test.

(From Noyes, F. R.; Grood, E. S.: Classification of ligament injuries: why an anterolateral laxity or anteromedial laxity is not a diagnostic entity. In Griffin, P. [ed.]: AAOS Instructional Course Lectures, Vol. XXXVI. Chicago: American Academy of Orthopaedic Surgeons, 1987; pp. 185–200.)

image

FIGURE 3-12 The six-degrees-of-freedom electrogoniometer provides the clinician with immediate feedback on the motions induced during the manual drawer tests.

(From Noyes, F. R.; Grood, E. S: Classification of ligament injuries: why an anterolateral laxity or anteromedial laxity is not a diagnostic entity. In Griffin, P. [ed.]: AAOS Instructional Course Lectures, Vol. XXXVI. Chicago, American Academy of Orthopaedic Surgeons, 1987; pp. 185–200.)

The pivot shift12 and flexion-rotation44 drawer (Fig. 3-13) tests involve a complex set of tibial rotations and AP translations. At the beginning of the flexion-rotation drawer test, the lower extremity is simply supported against gravity (Fig. 3-14, position A). After ligament sectioning, both anterior tibial translation and internal rotation increase as the femur drops back and externally rotates into a subluxated position.42 This position is accentuated as the tibia is lifted anteriorly (see Fig. 3-14, position B). At approximately 30° of flexion, the tibia is pushed posteriorly, reducing the tibia into a normal relationship with the femur (see Fig. 3-14, position C). This is the limit of posterior tibial translation resisted primarily by the PCL. From position C to position A, the knee is extended to produce the subluxated position again.

The rotational component of the test can be purposely accentuated by the examiner inducing a rolling motion of the femur. One advantage of the flexion-rotation drawer test is that it is not necessary to produce joint compression or add a lateral abduction force required in the pivot shift test. The rolling motion avoids the sometimes painful “thud/clunk” phenomenon induced in the pivot shift test. A finger may also be placed along the anterior aspect of the lateral and medial plateau and the tibiofemoral step-off palpated to provide a qualitative estimate of the millimeters of anterior tibial subluxation. The examiner can easily visualize the translation and rotation motions. Translation is observed by watching the forward motion of the tibial plateaus. Rotation is observed by watching the patella rotate externally with the femur in the subluxated position and internally in the reduced position.

The pivot shift and flexion-rotation drawer tests are graded only in qualitative terms because it is not possible to determine accurately the actual amount of internal tibial rotation or anterior translation elicited. A fully positive pivot shift test (grade III) indicates a gross subluxation of the lateral tibiofemoral articulation along with an increased anterior displacement of the medial tibial plateau (Table 3-2). The amount of anterior subluxation elicited is indicative of rupture to the ACL and laxity to the secondary extra-articular restraints. The lateral tibial plateau demonstrates the greater subluxation in a positive pivot shift test, indicating that the lateral restraints (ITB, lateral capsule) are not functionally tight. This does not mean that these restraints are injured because a physiologic slackness of the ITB tibiofemoral attachments is normal at the knee flexion position used in this test. These attachments are tightest at knee flexion angles of 45° and higher. Therefore, the majority of knees with an isolated ACL tear will have a positive pivot shift phenomenon.

In knees with a grade III pivot shift test, the amount of anterior tibial subluxation is so great that the posterior margin of the lateral tibial plateau impinges against the lateral femoral condyle and blocks further knee flexion during the test. The examiner must add both a maximal anterior force and an internal tibial rotation force to determine whether the maximum subluxation position can be reached. In revision ACL reconstructions, a combined intra-articular graft and extra-articular ITB surgical approach is often considered, as is discussed.34

In a small percentage of knees with ACL ruptures, the classic “thud” or “clunk” will not be elicited during the pivot shift test. An experienced examiner will detect an increased slipping sensation in the knee (grade I), which indicates that the extra-articular secondary restraints are physiologically “tight,” limiting the amount of anterior tibial subluxation or that a partial ACL tear exists.

Concept 6: Rotatory Subluxations Are Characterized by the Separate Compartment Translations That Occur to the Medial and Lateral Tibial Plateaus during the Clinical Test

A simple concept may assist in explaining the abnormal motions that occur after ACL rupture: rotatory subluxations can be classified according to the amount of anterior and posterior translation of each tibiofemoral compartment. Figure 3-15A shows a Lachman test performed on a knee in which the combined motions of anterior tibial translation and internal tibial rotation occur about a medially located rotation axis. In this example, only planar motion occurs; the ACL rupture doubles the amount of anterior tibial translation and slightly increases internal tibial rotation. The rotation axis shifts medially. The ratio of tibial translation to degrees of internal tibial rotation determines how far medially the axis of rotation shifts.

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FIGURE 3-15 A, A simplification of the abnormal knee motions after ACL sectioning. An understanding of rotatory subluxations requires specifying changes in (1) position of the vertical axis of rotation and (2) displacement of the medial and lateral tibiofemoral compartments. The normal or subluxated position of the joint is determined by the degrees of rotation and the amount of translation. In the figure, an anterior pull is applied to the knee, which has an intact ACL. There is a normal anterior translation (d1) and internal tibial rotation (a1) about the center of rotation (CR). After ACL sectioning, there is a 100% increase in tibial translation (d2) along with only a slight (15%) increase in internal tibial rotation (a2). This shifts the axis of rotation medially and produces the subluxation of the lateral compartment and medial compartment, as demonstrated. Loss of the medial extra-articular restraints would result in a further medial shift in the axis of rotation. This would increase the anterior subluxation of the medial tibial plateau and lateral tibial plateau. B, The amount of anterior tibial translation is shown for the medial and lateral tibiofemoral compartments during the flexion-rotation drawer test in a cadaveric knee preparation using the instrumented spatial linkage and digitization of the tibia and femoral joint geometry.

(A, Redrawn from Noyes, F. R.; Grood, E. S.: Classification of ligament injuries: why an anterolateral laxity or anteromedial laxity is not a diagnostic entity. In Griffin, P. [ed.]: AAOS Instructional Course Lectures, Vol. XXXVI. Chicago: American Academy of Orthopaedic Surgeons, 1987; pp. 185–200; B, redrawn from Noyes, F. R.; Grood, E. S.; Suntay, W. J.: Three-dimensional motion analysis of clinical stress tests for anterior knee subluxations. Acta Orthop Scand 60:308–318, 1989.)

The abnormalities in tibial rotation and translation are easily expressed in terms of the different amounts of anterior translation that occur to the medial and lateral compartments (see Fig. 3-15B) in biomechanical tests. During the clinical tests, the clinician may qualitatively palpate and observe the anterior or posterior translation of each tibial plateau. The AP translation of each plateau is characterized instead of defining the individual components of translation, rotation, and rotation axis location that all lead to the anterior subluxation. The combined effect of the rotation and translation determines the translation of the medial and lateral tibiofemoral compartments.

The type of rotatory subluxations that occur depends on both the ligament injury and the knee flexion position. The subluxations of the medial and lateral compartment are usually recorded at two knee flexion positions, such as 20° and 90°. To be described later is the dial test for posterolateral injuries, in which the examiner determines whether increases in external tibial rotation reflect anteromedial or posterolateral tibial subluxations. It should be noted that rotatory subluxations are historically based on increases in tibial internal or external rotation and in only a few studies have the actual medial and lateral tibial subluxations in an AP direction been determined.16,45 There are complex rotatory subluxations involving increases in translation, but in opposite directions of both the medial and the lateral compartments with combined medial and lateral ligament injuries.

Concept 7: The Damage to Each Ligament and Capsular Structure Is Diagnosed Using Tests in Which the Primary and Secondary Ligament Restraints Have Been Experimentally Determined

Tears to the ACL and injury to the extra-articular ligamentous and capsular structures may be diagnosed using the Lachman, pivot shift, and flexion-rotation drawer tests. These tests provide the basic signs that allow the clinician to determine which structures are injured based on abnormal motion limits and resultant joint subluxations. The tests are performed in knee flexion positions in which the secondary restraints are unable to resist abnormal motions so that maximum displacement (subluxation) of the joint is produced. Table 3-3 provides a general summary of the primary and secondary restraints for the major tests used in the clinical examination. Later in this chapter, the specific restraining function of the ligaments is discussed in detail.

The qualitative grading of the pivot shift phenomenon is illustrated in Figure 3-16 to explain how ligament structures resist combined tibiofemoral motions. The cruciate ligaments are represented by a set of central bumpers that limit the amount of AP translation. There are also medial and lateral sets of bumpers that resist medial and lateral tibiofemoral compartment translations. For the medial and lateral bumpers, different ligament structures commonly work together as systems to provide the resistance. The bumpers represent not the anatomic position of the ligament structures, but rather a visual schematic to show the final restraints to tibial motion, summarizing the effect of the ligaments, menisci, and capsular structures. The tension-retraining effect of the ligaments is replaced by an opposite mechanism, a compressive bumper.

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FIGURE 3-16 A, Grade I pivot shift. There is anterior translation of the lateral compartment that is resisted by the ACL. There will be a slight increase in anterior translation with a partial ACL tear. Many knees with physiologic ACL laxity have a normal grade I pivot shift. Rarely, a knee will have excessively tight lateral structures that also limit anterior translation and, even with an ACL tear, there is only a grade I pivot shift phenomena. The lower line represents the posterior limit of tibial displacement. The upper line represents the anterior limit of tibial excursion resisted by the appropriate ligament bumpers. The millimeters of increased translation to the lateral-central-medial compartments is shown, reflecting the coupled motions of anterior translation and internal rotation. B, Grade II pivot shift. This is the usual finding after ACL disruption. The lateral extra-articular structures are physiologically lax between 0° and 45° of knee flexion, allowing for increased anterior translation of the lateral tibiofemoral compartment. The lesion may also involve injury to the lateral structures (ITB, lateral capsule). C, Grade III pivot shift. There is associated laxity of the lateral extra-articular restraints. There may also be associated laxity of the medial ligament structures. This allows for a gross subluxation of both the medial and the lateral tibial plateaus easily palpable during the pivot shift test, as well as the flexion-rotation drawer and Lachman tests.

(A–C, Redrawn from Noyes, F. R.; Grood, E. S.: Classification of ligament injuries: why an anterolateral laxity or anteromedial laxity is not a diagnostic entity. In Griffin, P. [ed.]: AAOS Instructional Course Lectures, Vol. XXXVI. Chicago: American Academy of Orthopaedic Surgeons, 1987; pp. 185–200.)

In diagnosing abnormal knee motion limits, the Lachman test involves primarily tibial translation without significant tibial rotation, testing the central bumper represented by the ACL. A bumper model representation of a partial ACL tear or an ACL-deficient knee with tight medial and lateral extra-articular restraints that limit the amount of anterior tibial translation is shown in Figure 3-16A. The amount of central and lateral tibial translation is only slightly increased. The bumper model illustrates how the anterior restraints limit motion during the flexion-rotation drawer test, which allows the maximal anterior excursion of the medial and lateral tibiofemoral compartments. In this knee, the pivot shift test is qualitatively listed as a grade I.

The most common type of anterior subluxation that occurs after an ACL rupture is shown in Figure 3-16B. The center of rotation shifts medially outside the knee joint, with a resultant increase in translation to both the medial and the lateral compartments, with the anterior subluxation of the lateral compartment being the greatest. The anatomic structures include the ACL and the lateral extra-articular restraints. In this knee, the pivot shift test is qualitatively listed as a grade II.

A knee with gross anterior subluxation is represented in Figure 3-16C. There is increased translation and subluxation to both the medial and the lateral compartments and the rotation axis shifts even further medially outside the knee joint. The pivot shift test is listed as a grade III, indicative of gross subluxation with impingement of the posterior aspect of the tibia against the femoral condyle. Partial damage to the medial ligamentous structures may be present.

LIGAMENTOUS RESTRAINTS TO AP TRANSLATION

In a series of biomechanical cadaveric experiments,8 the ranked order of the importance of each knee ligament and capsular structure in resisting the clinical anterior and posterior drawer tests was determined, providing the primary and secondary restraints to specific knee motions. The ranked order was based on the force provided by each ligament in resisting AP translation.

Prior to these experiments, investigators performed studies in which selective sectioning of ligaments was conducted and the increases in anterior or posterior tibial displacement were measured.5,6,11,13,19,28,29,47,50, For example, the displacement test was done by applying a force on an intact knee, cutting a ligament, repeating the test, and measuring the increase in displacement. One problem with this experimental design is that the increase in displacement is dependent on the order in which the ligaments are sectioned. If this order is altered, the measured increase in displacement will change. Therefore, it is not possible to define the function of a single ligament in a precise manner. In addition, the amount of residual joint displacement after ligament sectioning is dependent on the just-taut length of the remaining ligaments, which varies between physiologic “tight” and “loose” knee joints.

To solve these problems, a testing method was developed that allowed the restraining force of each individual ligament to be determined. A precise displacement was applied and the resultant restraining force measured. The reduction in restraining force that occurred after sectioning a ligament defined its contribution. Because the joint displacement was controlled, the contributions of the other ligaments and capsular structures of the knee to the resultant tibial displacement were not affected. Controlling and reproducing the joint displacement from test to test eliminated the effect of the cutting order of the structures. This is because the joint displacement controls the amount of ligament stretch and, thereby, its force. Reproducing the displacement reproduces the force in each ligament. This indicates that even after a single ligament is cut, the remaining structures are unaffected. The reader should distinguish the difference between these two testing methods in ligament sectioning studies, because the data provide different conclusions on ligament function.

Fourteen cadaver knees were tested from donors aged 18 to 65 years (mean, 42 yr). The knee specimens were mounted in an Instron Model 1321 biaxial servocontrolled electrohydraulic testing system (Fig. 3-17). A pair of grips was used for the femur and tibia that allowed for their precise position to be adjusted. First, the femur was secured with its shaft aligned along the axis of the load cell. The tibia was placed horizontally, with its weight supported by the lower grip. The output of the load cell was adjusted to zero to compensate for the weight of the upper grip and femur. The tibia was placed in a rotated position halfway between its limits of internal and external rotation. The output of the load cell was monitored while the tibia was secured in order to avoid pre-loading the ligaments. Single-plane anterior and posterior drawer tests were conducted by causing the actuator to move up and down without rotation. This is a constrained test in which coupled tibial rotation is purposely blocked. Specific details regarding the tests and data acquisition and statistical analyses are described in detail elsewhere.8

An AP drawer test is shown in Figure 3-18. Two curves are present, one for each direction of motion, as a result of the viscoelastic behavior of the knee ligaments. The peak restraining force of this specimen is approximately 500 N (112 lb) at 5 mm of drawer. The general shape of the force-displacement curve for the intact knee is nonlinear. The stiffness of the knee, or slope of the curve, is smallest near the neutral position and increases as the joint is displaced. The average restraining force in the intact knee is approximately 440 N (95 lb) at 90° of flexion and approximately 333 N (75 lb) at 30° flexion. This is comparable with forces expected during moderate to strenuous activity and is well above the manual force applied during clinical drawer testing.27,28

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FIGURE 3-18 A typical force-displacement curve for anterior-posterior drawer in an intact joint (solid line) and after cutting the ACL (broken line). The arrows indicate the direction of motion.

(Redrawn from Butler, D. L.; Noyes, F. R.; Grood, E. S.: Ligamentous restraints to anterior-posterior drawer in the human knee. A biomechanical study. J Bone Joint Surg Am 62:259–270, 1980.)

The effect of sectioning the ACL is shown by the decrease in slope of the anterior curve and increase in displacement in Figure 3-18. Note that the anterior curve does not drop to zero owing to the presence of secondary ligament restraints. The ACL is the primary restraint to anterior translation (Fig. 3-19). Its contribution at displacements from 1 to 5 mm is shown in Figure 3-20. The percentages given above the bars are for 90° of knee flexion. Nearly identical results are shown at 30° of flexion, which represents the position of the knee during the Lachman test. No significant differences were found between 1 and 5 mm of drawer regardless of the trend toward increasing percentages at larger joint displacements.

The secondary restraints to anterior translation when the ACL is sectioned are shown in Table 3-4. The range in values for each structure demonstrates the large variation in results between specimens. No statistical difference was found among the percentages calculated. The contributions of the PCL, the anterior and posterior capsules, and the popliteal tendon were not included because they provided minimum restraining force.

It is important to characterize the effect of the ACL and secondary restraints on the coupled motions of anterior translation and internal-external tibial rotations. Figure 3-21 shows the effect of the lateral secondary restraints on both anterior translation and internal tibial rotation.

The PCL provides 94.3% ± 2.2% of the total restraining force at 90° of knee flexion, with similar findings at 30° of flexion (Fig. 3-22). No other structure contributes greater than 3% of the total restraint. The secondary restraints to posterior drawer after the PCL is sectioned (including the lateral meniscofemoral ligament when present) are shown in Table 3-5. The posterolateral capsule and popliteus tendon (combined contribution, 58.2%) and the MCL (15.7%) provided the greatest restraint. The posterior medial capsule, FCL, and midmedial capsule contributed only modest restraints. The combined restraint provided by the posterolateral capsule and popliteus tendon was significantly different from those provided by the other structures.

This investigation was the first to introduce the concepts of primary and secondary ligament restraints to joint motion. The cruciate ligaments are the primary restraints to AP drawer and provide approximately 90% of the total restraining force at 5 mm of joint displacement. The remaining structures provide only a small contribution. This study also made a distinction between clinical forces, which are small loads applied to the knee during a clinical examination, and functional forces, which are large in vivo loads experienced during moderate or strenuous activities (Fig. 3-23). The increase in joint displacement after the loss of either the ACL or the PCL depends on the forces applied to the knee. Whereas the light forces applied during a clinical test may produce only a slight increase in joint displacement, these increases are expected to be much larger under moderate or strenuous functional forces. Therefore, all clinical ligament examination tests do not predict the magnitude of joint displacement that may occur during functional activities.

LIGAMENTOUS AND CAPSULAR RESTRAINTS RESISTING MEDIAL AND LATERAL JOINT OPENING

The authors previously determined the ligaments and capsular structures that resist medial and lateral joint opening in cadaver knees. The ligaments were ranked in order of importance based on the percent of the total restraining force that each provides. The results are independent of the order in which ligaments are sectioned, allowing all ligaments to be studied in each cadaver knee. Most prior studies of knee ligament function were based on knee motion limits after cutting selected ligaments6,19,28,58 or on the injury patterns associated with observed clinical pathologies.5,9,20,21,25,33,46,47,54

An Instron model-1321 biaxial testing system was used in which the femur was secured to the load cell with two grips that allowed its position to be adjusted.15 The tibia was attached to the actuator through a plantar hinge mechanism that prevented axial rotation and flexion of the tibia during testing. Each knee was placed to the full-extended (hyperextended) position by applying a 5-Nm extension moment. The tests were performed with the knee flexed 5° and 25° from this position. Single-plane varus and valgus displacements were produced by causing the actuator to move up and down, but not rotate. The tests were done in a fixed manner that first produced medial and then lateral joint opening. A constant rate was used so that peak opening occurred in 1 second. A series of 25 conditioning tests that produced 6 mm of medial and 6 mm of lateral joint opening were done at the two knee flexion angles. Typically, the peak force changed less than 0.25% per cycle during the last 5 conditioning tests. Then, baseline tests were done at both knee flexion angles. A ligament was cut and the test repeated. The restraint due to the cut ligament was calculated to be the decrease that occurred in the joint restraining moment compared with the moment determined in the test prior to the ligament sectioning. This process was repeated after cutting other structures until the restraining moments due to all of the ligamentous and capsular structures had been measured. The medial and lateral tests were performed in 16 knees obtained from 11 cadavers 18 to 55 years old (mean, 36.8 yr).

In six other cadaver lower limbs, the three-dimensional motion of the knee joint was measured during the clinical examination for medial and lateral joint opening. The motions were determined first in the intact knee and then after a collateral ligament was sectioned to measure the increase in joint opening. The opposite collateral ligament was then sectioned and the increase in joint opening documented. The goals were to determine the actual motions produced in uninjured knees during a clinical examination and to evaluate the change in joint opening that occurred with cutting each collateral ligament. The knee motions were measured using the instrumented kinetic chain55 (Fig. 3-24), which was positioned across the knee on the lateral side. The leg was positioned over the side of a table. The joint line was palpated with one hand while a force was applied at the ankle with the other hand. The force applied was not measured in order to conduct the examination in the normal manner. In order to make these measurements, it was necessary to know the position of the ends of the instrumented chain with respect to the femur and tibia. These positions were established by performing a three-dimensional analysis using biplane radiographs.7 Tests for reproducibility demonstrated that translational and rotational motions could be measured within ±0.5 mm and ±0.5°, respectively.

The ligaments and capsular structures studied were the ACL, PCL, superficial parallel fibers of the MCL, the FCL, the popliteus musculotendinous unit including the popliteofibular ligament (POP), the medial and lateral halves of the capsule (subdivided into anterior, middle, and posterior thirds), and the femorotibial portion of the ITB. The middle third of the medial capsule was considered to be the deep fibers of the MCL described by others.54,59 The posterior third included the complex of capsular structures previously detailed22,59 and the remaining portion of the medial portion of the capsule extending to the midpopliteal region (including the oblique popliteal ligament). The lateral half of the capsule was divided into the anterior third (from the lateral margin of the patellar tendon to Gerdy’s tubercle), the middle third (from Gerdy’s tubercle to just anterior to the FCL), and the posterior third (the popliteus muscle-tendon-ligament unit and the rest of the capsule extending back to the midpopliteal region).

Results

The results of a typical test on an intact knee and then after sectioning the MCL are shown in Figure 3-25. The curve marked “Intact” represents behavior after conditioning but before ligaments were sectioned. The restraining moment was greater during loading (upper curve) than during unloading (lower curve) owing to the viscoelastic properties of the ligaments.

During clinical testing in which varus and valgus forces of 45 N are applied at the ankle, a moment of approximately 18 Nm is produced at the knee. These moments produced a medial and lateral joint opening in the knee shown in Figure 3-26. When the MCL was cut (“MCL CUT” curve) and a valgus moment applied, the medial opening increased approximately 3 mm. The secondary restraints blocked further joint opening, because they were sufficient to resist the small forces typically induced during a clinical examination. The restraining moment produced by the MCL alone is shown in Figure 3-26.

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FIGURE 3-26 The curve for the restraining moment of the MCL alone versus joint opening. This curve was obtained by subtracting the curve after the L was cut from the curve for the intact knee shown in Figure 3-25.

(From Grood, E. S.; Noyes, F. R.; Butler, D. L.; Suntay, W. J.: Ligamentous and capsular restraints preventing straight medial and lateral laxity in intact human cadaver knees. J Bone Joint Surg Am 63:1257–1269, 1981.)

Medial Restraints

The ligaments and capsular structures resisting 5 mm of medial joint opening are shown for 5° of flexion in Figure 3-27 and for 25° of flexion in Figure 3-28. The MCL was the primary restraint at both knee flexion angles, providing 57.4% ± 3.5% of the total restraining moment at 5° and 78.2% ± 3.7% at 25° of flexion. The increase in contribution with flexion was due primarily to a decrease in the contribution of the posteromedial portion of the capsule, which became increasingly slack as flexion occurred. The anterior and middle parts of the medial half of the capsule provided weak secondary restraint limiting medial joint opening, equivalent to 7.7% ± 1.7% of the total restraint at 5° and to 4.0% ± 0.9% of the total at 25° with 5 mm of opening. The posterior portion of the medial half of the capsule provided 17.5% ± 2.0% of the total restraint at 5° and 5 mm of medial opening. At 25° of flexion, the restraint due to this part of the capsule dropped to 3.6% ± 0.8%. The effect of increasing medial joint opening on the contribution of the MCL is shown in Figure 3-29. At 5° of knee flexion, the contribution of the MCL decreased from 70.0% at 2 mm to 53.2% at 6 mm of opening.

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FIGURE 3-27 The average percent contributions to the medial restraints by the ligaments and capsule at 5 mm of medial joint opening and 5° of flexion. The error bars represent ± 1 SEM.

(Redrawn from Grood, E. S.; Noyes, F. R.; Butler, D. L.; Suntay, W. J.: Ligamentous and capsular restraints preventing straight medial and lateral laxity in intact human cadaver knees. J Bone Joint Surg Am 63:1257–1269, 1981.)

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FIGURE 3-28 The percent restraining contributions of the medial structures at 5 mm of opening and 5° of flexion.

(Redrawn from Grood, E. S.; Noyes, F. R.; Butler, D. L.; Suntay, W. J.: Ligamentous and capsular restraints preventing straight medial and lateral laxity in intact human cadaver knees. J Bone Joint Surg Am 63:1257–1269, 1981.)

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FIGURE 3-29 The percent contribution of the MCL to the restraints limiting medial joint opening in the range of 2–6 mm. The decrease with joint opening at 5° is statistically significant (P < .005; r = 0.419; N = 65).

(From Grood, E. S.; Noyes, F. R.; Butler, D. L.; Suntay, W. J.: Ligamentous and capsular restraints preventing straight medial and lateral laxity in intact human cadaver knees. J Bone Joint Surg Am 63:1257–1269, 1981.)

Cruciate Ligaments

The medial restraint provided by the ACL and PCL in combination was 14.8% ± 2.1% of the total at 5° of flexion and 13.4% ± 2.7% at 25°. In nine specimens, the contribution of one cruciate was separated from that of the other (Table 3-6). At 25° flexion, the PCL accounted for approximately 75% of the combined restraint exerted by the cruciates to medial opening, and the ACL accounted for 25%. This result did not depend on the order of cruciate sectioning. However, at 5° of flexion, the order of cruciate ligament sectioning affected the results. When the PCL was cut first, it accounted for approximately 70% of their combined restraint. When the PCL was cut after the ACL, its contribution was only 20% of their combined restraint. These findings indicate that the cruciates do not function independently of each other when the knee is near full extension.

Lateral Restraints

The average contributions of the lateral ligaments, lateral half of the capsule, and cruciate ligaments to the restraining moment at 5 mm of lateral joint opening are shown in Figure 3-30 at 5° of flexion and in Figure 3-31 at 25° of flexion. The FCL was the primary restraint limiting lateral opening of the joint at both knee flexion angles, providing 54.8% ± 3.8% of the total restraint at 5° of flexion and 69.2% ± 5.4% at 25°. The increased contribution of the FCL with knee flexion was due to a marked decrease in the restraint provided by the posterolateral capsule. There was a large variability in the data for the FCL, with its contribution ranging from 34.6% to 8.37% at 5° and from 40.5% to 94.7% at 25°. Still, the FCL provided a restraining moment greater than the combined moments of the entire lateral half of the capsule, the ITB, the popliteus tendon, and the cruciate ligaments.

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FIGURE 3-30 The average percent contribution to the lateral restraints by the ligaments and capsule at 5 mm of lateral joint opening and 5° of knee flexion. The error bars indicate ± 1 SEM. There was no tension on the ITB proximal to the lateral femoral condyle in these preparations.

(Redrawn from Grood, E. S.; Noyes, F. R.; Butler, D. L.; Suntay, W. J.: Ligamentous and capsular restraints preventing straight medial and lateral laxity in intact human cadaver knees. J Bone Joint Surg Am 63:1257–1269, 1981.)

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FIGURE 3-31 The percent contribution of the lateral structures at 5 mm of lateral joint opening and 25° of knee flexion.

(Redrawn from Grood, E. S.; Noyes, F. R.; Butler, D. L.; Suntay, W. J.: Ligamentous and capsular restraints preventing straight medial and lateral laxity in intact human cadaver knees. J Bone Joint Surg Am 63:1257–1269, 1981.)

The entire lateral half of the capsule provided 17.2% of the varus restraint at 5° of flexion (see Fig. 3-30) and 8.8% of this restraint at 25° (see Fig. 3-31). The anterior and middle thirds of the lateral half of the capsule contributed only a small secondary restraint, 4.1% ± 1.5% at 5° and 3.7% ± 1.5% at 25°. The posterolateral capsule became slack with flexion, and provided only 5.1% ± 1.3% of the total restraint at 25° of flexion.

Iliotibial Tract, Popliteus Tendon, and Biceps Tendon

The restraints limiting lateral opening caused by the ligament-like actions of the popliteus muscle tendon and ligament and of the femorotibial portion of the ITB were minimum at both knee flexion angles. Therefore, these structures were combined with the caution that the resulting data do not reflect larger in vivo restraining action of either structure owing to added in vivo muscle forces.

The effect of lateral opening on tension in the ITB and in the biceps tendon was investigated by applying a 225-N (50-lb) force to the ITB with a deadweight-and-pulley system. A curve of the restraining moment is shown in Figure 3-32 for an intact knee before and after the tension was applied. The tension produced an increase in the lateral restraining moment. The effect of the tension alone (Fig. 3-33) demonstrated that the applied force produced a nearly constant restraining moment, independent of the amount of lateral joint opening.

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FIGURE 3-32 The effect of applying a 225-N force to the iliotibial tract. The force increases the lateral restraint (joint moment) and decreases lateral joint opening.

(From Grood, E. S.; Noyes, F. R.; Butler, D. L.; Suntay, W. J.: Ligamentous and capsular restraints preventing straight medial and lateral laxity in intact human cadaver knees. J Bone Joint Surg Am 63:1257–1269, 1981.)

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FIGURE 3-33 Difference curve shows the isolated lateral restraining effect of the force applied to the iliotibial tract. Note that the restraining action is independent of the amount of joint opening.

(From Grood, E. S.; Noyes, F. R.; Butler, D. L.; Suntay, W. J.: Ligamentous and capsular restraints preventing straight medial and lateral laxity in intact human cadaver knees. J Bone Joint Surg Am 63:1257–1269, 1981.)

Location of Rotation Axes

The locations of the axes for varus-valgus tests on the femur at 5° of flexion are shown in Figure 3-34. The tibia, which moves during the test, is drawn in the neutral position, corresponding to the beginning of the varus-valgus loading test. The rotation axes are located above the joint contact area on the lateral femoral condyle for valgus displacement and above the medial contact area for varus displacement. The lower points represent the rotation axes for the first half of the varus and valgus test (~0–2.5 mm of joint opening). The upper points represent the axes for the last half of each test (2.5–5 mm of opening). For the total varus and valgus motion, the axes are located near the midpoints of the lines connecting the lower and upper points.15

The reader should note that the positions of the axes above the joint line indicate that a tibiofemoral sliding motion occurs during the loading test. The tibia slides laterally during a valgus test in the same direction as the applied force. The opposite sliding motion occurs during a varus test as the tibia moves medially. The proximal movement of the instant center reflects an increase in the amount of medial-lateral shear movement for each degree of varus-valgus rotation during the test. The increase in the amount of shear movement per degree of rotation occurs when the rotational stiffness of the joint increases more rapidly than its shear stiffness.15

Joint Motions during Clinical Examination

The increases in joint opening after the collateral ligaments were sectioned are shown in Table 3-8. The increases in motion after cutting the FCL during varus testing were 0.84 ± 0.5 mm at 5° of flexion and 2.56 ± 0.8 mm at 25° of flexion. The greater amount of joint opening with flexion was explained by the loss of the restraint provided by the posterior portion of the capsule and the increase in the contribution of the FCL. However, the increases in motion at both knee flexion angles were small owing to the influence of the secondary restraints under the low forces applied during the clinical examination.

TABLE 3-8 Increase in Joint Opening after Sectioning of the Collateral Ligaments*

  Mean ± Standard Deviation (mm) Range (mm)
Lateral
5° flexion 0.84 ± 0.46 0.3–1.3
25° flexion 2.56 ± 0.80 0.4–2.3
Medial
5° flexion 1.24 ± 0.69 1.7–3.7
25° flexion 3.90 ± 1.43 2.0–5.5

* N = 5. All numbers are in millimeters of joint opening; 1 mm is equivalent to approximately 1° of tibial angulation.

The increases in medial joint opening after the MCL was sectioned during valgus testing were larger. This was due to the larger contribution to varus-valgus restraint provided by the MCL in comparison with that provided by the FCL. The largest increase measured in medial joint opening was 5.5 mm in one knee at 30° of flexion; however, the average increase was less than 5 mm. Therefore, only small joint openings may be demonstrated on clinical examination even when the medial or lateral primary restraint is ruptured. A 5- to 8-mm increase measured clinically after an acute injury indicates significant collateral ligament injury, including the secondary restraints. The concept of a “grade I laxity” (defined as an up to 5-mm increase in medial or lateral joint opening) as not representing a significant injury is not supported by these data. This raises the need to carefully evaluate any increase in joint opening, because this represents significant damage to the restraining function of a primary collateral ligament. The treatment aspects of acute injuries to the medial and lateral knee ligaments are discussed in Chapters 22, Posterolateral Ligament Injuries: Diagnosis, Operative Techniques, and Clinical Outcomes, and 24, Medial and Posteromedial Ligament Injuries: Diagnosis, Operative Techniques, and Clinical Outcomes. Table 3-9 shows the traditional classification system of the American Medical Association for medial and lateral ligament injury. A second-degree injury has only a few millimeters of joint opening, which is barely discernible. An increase up to 5 mm would represent a third-degree injury. Rather than use grades to classify the injury, it is more accurate to define the degrees of injury as first, second, or third and then estimate the millimeters of increased joint opening at 5° and 25° of flexion. Sequential increases of even 3 mm (rather than 5 mm) have important implications of injury to additional ligament structures that, in turn, effect treatment options.

Critical Points LIGAMENTOUS AND CAPSULAR RESTRAINTS RESISTING MEDIAL AND LATERAL JOINT OPENING

The ligaments and capsular structures studied were the ACL, PCL, superficial parallel fibers of the MCL, the FCL, the popliteus musculotendinous unit (including the POP), the medial and lateral halves of the capsule (subdivided into anterior, middle, and posterior thirds), and the femorotibial portion of the ITB.

The middle third of the medial capsule was considered to be the deep fibers of the MCL.

The posterior third included the complex of capsular structures and the remaining portion of the medial portion of the capsule extending to the midpopliteal region (including the oblique popliteal ligament).

The lateral half of the capsule was divided into the anterior third (from the lateral margin of the patellar tendon to Gerdy’s tubercle), the middle third (from Gerdy’s tubercle to just anterior to the FCL), and the posterior third (the popliteus muscle-tendon-ligament unit and the rest of the capsule extending back to the midpopliteal region).

The MCL is the primary restraint to medial joint opening, providing 57% of the total restraining moment at 5° of flexion and 78% at 25° of flexion. The increase in contribution with flexion is due to a decrease in the contribution of the posteromedial portion of the capsule, which becomes increasingly slack as flexion occurs.

The medial restraint provided by the ACL and PCL in combination is 15% of the total at 5° of flexion and 13% at 25° of flexion.

The FCL is the primary restraint to lateral joint opening, providing 55% of the total restraint at 5° of flexion and 70% at 25° of flexion. The increased contribution of the FCL with knee flexion is due to a marked decrease in the restraint provided by the posterolateral capsule.

The cruciate ligaments together provide 22% of the total lateral restraining moment at 5° of flexion and 12% at 25° of flexion.

The restraints limiting lateral opening caused by the popliteus muscle tendon and ligament and of the femorotibial portion of the ITB are minimal at both knee flexion angles.

Only small joint openings may be demonstrated on clinical examination, even when the medial or lateral primary restraint is ruptured. A 5- to 8-mm increase measured clinically after an acute injury indicates significant collateral ligament injury, including the secondary restraints.

Rather than use grades to classify the injury, it is more accurate to define the degrees of injury as first, second, or third and then estimate the millimeters of increased joint opening at 5° and 25° of flexion.

The amount of medial or lateral joint opening detected upon clinical examination is only qualitative. The clinician should place a finger at the joint line to estimate the millimeters of joint opening and compare the finding with the opposite knee. If axial rotation of the tibia occurs owing to inadvertent rotation of the leg during the examination, the examiner may overestimate the amount of joint opening.

In cases of ACL rupture, the cradled position (holding the lower leg above the table) to induce varus or valgus tests should be avoided. The knee should be examined with the thigh supported by the examination table in a reduced position in which the weight of the leg prevents the anterior tibial subluxation.

ACL, anterior cruciate ligament; FCL, fibular collateral ligament; ITB, iliotibial band; MCL, medial collateral ligament; PCL, posterior cruciate ligament; POP, popliteofibular ligament.

A large amount of out-of-plane tibial rotation occurred during the clinical examination. The amount of axial rotation was typically greater than the total amount of medial-lateral joint opening. In one knee, the joint opening (varus-valgus combined) near full extension was 2.5 mm and was accompanied by 4.5° of axial tibial rotation. At 30° flexion, the joint opening was 6.5 mm and was accompanied by 8.2° of axial tibial rotation.

The cruciate ligaments act as secondary restraints during medial and lateral opening. If one of the collateral ligaments and associate capsule is ruptured, then the cruciate ligaments become primary restraints. Because the cruciates are located in the center of the knee, close to the center of rotation, the moment arms are about one third of those of the collateral ligaments. Therefore, to produce restraining moments equal to the collateral ligaments, the cruciates have to provide a force three times larger than that of the collaterals.

The ITB functions as a single unit; when removed from its proximal pelvic attachments, the femorotibial portion becomes slack and incapable of restraining lesser amounts of lateral opening. The major function of the proximal muscle fibers appears to be the transmission of the tension maintaining a tautness of the ITB.15 There appears to be two main sources of tension in the tract23: the passive ligament-like tension between the iliac and the femoral insertions of this structure and the active muscle forces transmitted by the tract. The passive ligament-like tension should increase during lateral joint opening. The ilium-to-tibia distance is so long, however, that lateral joint opening of a few millimeters would not be expected to produce much additional tension in the tract.15

Conclusions

The amount of medial or lateral joint opening detected upon clinical examination is only qualitative. The clinician should place a finger at the joint line to estimate the millimeters of joint opening and compare the finding with the opposite knee. If axial rotation of the tibia occurs because of inadvertent rotation of the leg during the examination, the examiner may overestimate the amount of joint opening. Associated internal or external tibial rotation may be falsely interpreted as additional medial or lateral joint opening. The amount of medial or lateral joint opening should always be measured during arthroscopy with the gap test to verify the preoperative diagnosis.

Recognition of axial rotation is especially important when assessing medial ligament injuries. Two types of tests have been described: one in which only an abduction moment is used for medial joint opening and a second type in which external rotation is produced by abducting and externally rotating the leg with the femur held stationary. The first test of medial joint opening more accurately assesses medial ligament damage and allows a diagnosis of ligament and capsular injury because it reproduces the known restraining function of structures proven under in vitro conditions. The second test, which allows a coupled medial joint opening with abduction and anterior tibial translation, may be used when there is an associated ACL rupture. The true millimeters of medial joint opening may be difficult to estimate when a coupled external rotation and anterior translation occurs.

In cases of ACL rupture, the cradled position (holding the lower leg above the table) to induce varus or valgus tests should be avoided. With the leg elevated, an anterior tibial displacement occurs.35 The joint is partially subluxated and a medial to lateral rocking motion can be obtained that may be misinterpreted as increased medial or lateral joint opening. To prevent this, the knee should be examined with the thigh supported by the examination table in a reduced position in which the weight of the leg prevents the anterior tibial subluxation.

FUNCTION OF MEDIAL AND POSTEROMEDIAL LIGAMENTS IN ACL-DEFICIENT KNEES

The motion limits in normal knees and ACL-deficient cadaveric limbs were studied to define the role of the medial ligamentous structures in limiting anterior translation, abduction (degrees of medial joint opening), and external and internal tibial rotation.18 The results provide a scientific basis for clinical tests for the diagnosis of combined ACL-MCL ruptures. A six-DOF instrumented spatial linkage at the knee joint was used to measure the motion limits under defined loading conditions using the techniques previously published.55 The forces and moments in the experiment were: 100 N for anterior and posterior motion limits, 15 Nm for abduction-adduction limits, and 5 Nm for internal-external tibial rotation limits. After the motion limits were determined in the intact cadaveric knee, the ACL, MCL, and PMC were sectioned in different patterns to determine function when cut alone or after one of the other ligament structures. The ligaments cut were the ACL, superficial long fibers of the MCL (including deep medial one third meniscofemoral but not meniscotibial), and the entire PMC, including the posterior oblique portion.

The increases in motion limits are shown in Table 3-10. The changes in the anterior translation limits after the ligament sectioning procedures are shown in Figure 3-35. The typical pattern of a major increase in anterior translation at low flexion angles as compared with high flexion angles was statistically significant (P < .001). Note that subsequent sectioning of the MCL resulted in major increases in anterior translation at high flexion angles, with the amount of anterior translation equal at low flexion angles. This means that major increases in anterior translation at 90° knee flexion indicate that the secondary restraints are also insufficient. When the ACL was intact, there was no increase in anterior translation even when all of the medial ligament structures were sectioned.

Critical Points FUNCTION OF MEDIAL AND POSTEROMEDIAL LIGAMENTS IN ACL-DEFICIENT KNEES

The motion limits in normal and ACL-deficient cadaveric limbs were studied to define the role of the medial ligamentous structures in limiting anterior translation, abduction (degrees or medial joint opening), and external and internal tibial rotation.

ACL sectioning alone allows only small increases in internal tibial rotation and no increases in external tibial rotation. When all medial structures (ACL intact) are sectioned, the abduction limit increases to only about 7°, or 7 to 8 mm of medial joint opening. This suggests that partial to complete ACL tears are required for further increases to occur in medial joint opening.

The MCL (and deep medial capsule) limits anterior tibial translation as a secondary restraint after the ACL is ruptured. A combined ACL-MCL injury has equal anterior translation at 30° and 90°, indicating the Lachman and 90° anterior drawer tests will show similar increases in anterior tibial translation, instead of only the major increase at 30° knee flexion.

In the ACL- and MCL-deficient knee, the Lachman test will show an absence of the normal coupled internal tibial rotation in contrast to the coupled rotation in the normal knee and the ACL-deficient knee.

The MCL is the primary restraint for external tibial rotation; however, the increase is small (4.6°–8.7° from 30°–90° of flexion). The increase in external rotation doubles when the PMC is also sectioned. Further increases in external rotation to approximately 15° occur when the ACL is also sectioned. The results validate the importance of performing the dial tibial rotation test to determine anterior subluxation of the medial tibial plateau with medial ligament injuries.

The combined MCL-PMC injury results in increases in external tibial rotation (9° at 30° of flexion), increases in internal tibial rotation (12° at 30° of flexion), and increases in abduction testing at 0° and 30° of flexion (6° and 9°, respectively).

The PMC is an important structure for stabilizing the extended knee under valgus loading (32% of the resistance).

The posterior drawer test for PCL rupture is performed in neutral tibial rotation to determine the maximum posterior tibial translation. When the posterior drawer is repeated in maximal internal rotation (in knees with a PCL rupture), the amount of posterior tibial translation will markedly decrease if the PMC is intact.

ACL, anterior cruciate ligament; MCL, medial collateral ligament; PMC, posterior medial capsule; PCL, posterior cruciate ligament.

The changes in coupled internal and external tibial rotation during the anterior translation and abduction loading tests are shown in Table 3-11. The anterior loading produced a coupled internal tibial rotation, as expected. The coupled internal tibial rotation decreased after the ACL was sectioned, but still remained. However, sectioning the MCL produced a loss of the coupled internal rotation. This indicates the importance of the MCL in maintaining a rotation point for the coupled internal rotation to occur that is lost with MCL insufficiency, as already discussed. In pivot shift tests with a combined ACL-MCL injury, the magnitude of anterior tibial subluxation results in a grade III pivot shift (tibial impingement). In the abduction (valgus) test for medial joint opening, as long as there is an intact ACL, a coupled internal tibial rotation occurs. However, with an ACL and MCL injury, this internal tibial rotation with abduction is lost and there is an associated increase in external tibial rotation. These subtle changes in internal tibial rotation with combined ACL-MCL injuries are important, because the obligatory coupled rotation of anterior translation–internal tibial rotation is lost, which can be detected on clinical examination.

The increase in the external tibial rotation limit with ligament sectioning is shown in Figure 3-36. Sectioning of the MCL produced major increases in external tibial rotation that increased with each subsequent ligament sectioning. The MCL acted as the primary restraint to external tibial rotation at all flexion angles. Cutting just the PMC (ACL, MCL intact) did not result in any increase in external tibial rotation (see Table 3-10).

The increase in the internal tibial rotation limit is shown in Figure 3-37. Note that the internal tibial rotation limit increases in the intact knee with knee flexion. ACL sectioning produced small increases in internal rotation (<3°) at 0° and 15° knee flexion (see Table 3-10). Sectioning the PMC alone had no effect on internal tibial rotation; however, PMC sectioning after MCL and ACL sectioning produced a major increase in the internal limit from 0° to 45° knee flexion.

The changes in the abduction rotation limits in the intact knee and with ligament sectioning are shown in Figure 3-38. The MCL was the primary restraint; however, the data show only small increases in abduction (medial joint opening) with complete MCL sectioning, with further increases in the motion limits after the PMC was sectioned. The ACL cut allowed for even further increases in abduction, indicating that it is a secondary restraint after the medial ligaments (MCL, PMC) are cut.

The conclusions of this cadaveric study on the function of the ACL and medial ligament structures applied to the clinical diagnosis and function of ligament injuries are

4 The MCL is the primary restraint for external tibial rotation; however, the increase is small (4.6°–8.7° from 30°–90° of flexion). The increase in external rotation doubles when the PMC is also sectioned. Further increases in external rotation to approximately 15° occur when the ACL is also sectioned. The results validate the importance of performing the dial tibial rotation test (see Chapters 20, Function of the Posterior Cruciate Ligament and Posterolateral Ligament Structures, and 22, Posterolateral Ligament Injuries: Diagnosis, Operative Techniques, and Clinical Outcomes) to determine anterior subluxation of the medial tibial plateau with medial ligament injuries.

The results of the authors’ studies are in agreement with recently published data in cadaveric knees. Robinson and coworkers51 studied the superficial medial collateral ligament (SMCL) and deep medial collateral ligament (DMCL) and the PMC and measured the changes in motion limits under AP drawer, valgus, and internal-external rotation loads by sequential MCL cutting in 18 cadaveric knees. These authors reported that the PMC limited valgus, internal rotation, and posterior drawer in extension, resisting 42% of a 150-N drawer force when the tibia was in internal rotation (Figs. 3-39 to 3-42). The SMCL resisted valgus at all angles and was dominant from 30° to 90° of flexion, plus internal rotation in flexion. The DMCL resisted tibial anterior translation of the flexed and externally rotated knee and was a secondary restraint to valgus.

These authors reaffirmed that the PMC is an important structure for stabilizing the extended knee under valgus loading (32% of the resistance). With knee flexion, the PMC slackens and the MCL becomes the dominant restraint. In the extended knee, with posterior drawer and internal rotation, the PMC tightens based on its attachments at the femur (just posterior to the adductor tubercle) and the posteromedial aspect of the tibia resisting 42% of the posterior load.

In the bumper model of ligament behavior previously discussed, applying an internal tibial rotation tightens the PMC and the SMCL, thereby increasing their resistance to posterior tibial displacement. The internal tibial rotation also tightens the ITB and the midlateral capsule. In essence, the tibia is placed in a highly constrained position with AP translation blocked by lateral and medial extra-articular structures.

The posterior drawer test for PCL rupture is performed in neutral tibial rotation to determine the maximum posterior tibial translation. When the posterior drawer test is repeated in maximal internal rotation (in knees with a PCL rupture), the amount of posterior tibial translation will markedly decrease if the PMC is intact. This can be used as a test to reaffirm that the medial secondary restraints are disrupted. However, more accurate medial joint opening tests at 5° and 25° of flexion provide the same and frequently more meaningful data.

In regard to the anatomic description in these biomechanical experiments, Robinson and associates52 dissected the MCL and capsular structures in 20 cadaver knees and reported on the anatomy of the SMCL, DMCL, and PMC. In the PMC, there were oblique fibers, referred to as capsular condensations, that attached at the posterior margin of the SMCL femoral attachment at the femoral epicondyle, proceeding in a distal direction to blend in with the capsule and semimembranosus tendon sheath expansions. These capsular fibers tightened with internal tibial rotation, and the entire PMC tightened with knee extension. The authors reported that the three distinct bands corresponding to the posterior oblique ligament (POL) described by Hughston and Eilers22 could not be identified, preferring instead to use the nomenclature of the PMC.

EFFECT OF SECTIONING THE MCL AND the PMC ON POSTERIOR TIBIAL TRANSLATION

Ritchie and colleagues49 studied in 14 cadaver knees the contribution of various structures in the PCL-deficient knee in resisting posterior tibial translation.49 Single-plane posterior drawer tests were performed with the knee in neutral tibial rotation and in 20° of internal tibial rotation. The authors reported that with the knee in internal tibial rotation, posterior displacement was significantly less compared with that in neutral rotation when the SMCL was sectioned. The results showed that the SMCL was responsible for a decrease in posterior tibial translation in the PCL-deficient knee and not the PMC, including the POL.

Critical Points VARIABILITY BETWEEN CLINICIANS DURING CLINICAL KNEE LIGAMENT TESTING

An investigation was conducted with 11 experienced knee surgeons to determine differences in clinical examination testing techniques, accuracy in estimating knee displacements, and skill in diagnosing specific ligament injuries in knees with multiple abnormal motion limits.

Wide variability existed between examiners in the starting position of knee flexion and tibial rotation for AP displacement during the Lachman test and for the amount of tibial translation and rotation induced.

The starting position for the pivot shift test varied among examiners. As the knee was flexed, varying amounts of anterior tibial translation and internal tibial rotation were produced. Many examiners induced coupled motions of anterior tibial translation and internal tibial rotation to produce anterior tibial subluxation without constraining or enhancing either motion.

Most of the examiners’ estimates were within 3 mm of the actual measured values in the laboratory during the medial joint space abduction test. Each examiner performed the tests at a different flexion angle and reached a different final tibiofemoral position in both the intact knee and the ACL/MCL-sectioned knee.

Large variations were found between examiners in the amount of internal and external tibial rotation induced during testing the ACL/MCL-sectioned knee. Each examiner performed the test at a different knee flexion angle and reached a different final rotation position.

Seven of the 11 examiners incorrectly diagnosed an injury to the posterolateral structures after the ACL and MCL were sectioned.

The pivot shift test must be considered qualitative in nature and imprecise in determining the results of ACL reconstructive procedures.

Examination test techniques must be standardized regarding the test conditions so that examiners conduct knee examinations in a similar manner.

The diagnosis of rotatory subluxations is highly subjective and requires a careful assessment of the AP position of the medial and lateral tibial plateaus relative to the femur.

ACL, anterior cruciate ligament; AP, anteroposterior; MCL, medial collateral ligament.

ROLE OF THE POL

Petersen and coworkers,48 in a cadaveric study using a robotic testing system, examined the restraint of the SMCL, the DMCL, the POL, and the PMC in resisting posterior tibial translation after PCL sectioning. The study reported that the POL has a much larger role than the SMCL and DMCL in resisting posterior tibial translation and internal tibial rotation. It should be noted that these two structures were first sectioned; no studies were done when the POL was sectioned first. This indicates there could be a sectioning artifact introduced in the study. Even so, there are posteromedial oblique capsular fibers from the lateral femoral condyle to the tibia, just posterior to the SMCL, that resist internal tibial rotation and posterior tibial translation (after PCL sectioning). The study concluded that there are discrete oblique fibers that form the middle arm of the POL described by Hughston and Eilers.22 Of interest in this cadaveric study was the finding that a valgus loading of the knee joint close to knee extension (with PCL-deficiency) produced an increased posterior tibial translation of the medial compartment with absence of the POL and PMC.

Robinson and associates52 conducted a cadaveric study of the medial and posteromedial structures and could not identify a distinct separate POL structure, but did identify an oblique portion of the PMC where fibers could be tensioned under internal tibial rotation loading. Robinson and coworkers51 and Haimes and associates18 studied the contribution of the PMC, which included the POL. Robinson and coworkers51 reported that the PMC resisted 28% of the posterior tibial load when the tibia rotated freely in the extended knee, which rose to 42% when the tibia was subjected to internal rotation. These authors concluded that the PMC resisted posterior tibial translation close to full extension, and less so with knee flexion, which relaxes the PMC. With knee flexion, the SMCL resisted posterior tibial translation.

In knees with chronic PCL instability and associated medial and posteromedial ligament and capsular injury, the integrity of all the structures should be restored. Specific tests for increased internal tibial rotation using the dial test are performed.

VARIABILITY BETWEEN CLINICIANS DURING CLINICAL KNEE LIGAMENT TESTING

There is a well-appreciated difficulty in quantifying the amount of tibial displacements and rotations in the clinical knee examination, and the potential exists for considerable variability to occur among examiners. For this reason, any attempt to provide objective measurements, such as knee arthrometer or stress radiographs (even with these test limitations), is believed to be more accurate than comparing manual examination results among various clinicians.

An investigation was conducted with 11 experienced knee surgeons to determine differences in clinical examination testing techniques, accuracy in estimating knee displacements, and skill in diagnosing specific ligament injuries in knees with multiple abnormal motion limits.36,40 Knee joint positions and abnormal motions were measured in right-left cadaveric knees by a three-dimensional instrumented spatial linkage. A comparison was made of the clinicians’ estimate of the knee motion limits and subluxations with the actual measured values. The three-dimensional limits of knee motion were measured in the laboratory under defined loading conditions before and after the clinicians’ examination.

AP Displacement

Wide variability existed among examiners in the starting position of knee flexion and tibial rotation for AP displacement during the Lachman test (Fig. 3-43) and for the amount of tibial translation and rotation induced. Whereas some of the clinicians displaced the knee to the maximal displacement limits obtained in the laboratory, others failed to do so by a wide margin. The conclusion was reached that there was a wide variation in the loads applied among the examiners during the tests.

Pivot Shift Testing

The starting position for the pivot shift test varied among examiners, but was typically close to 5° extension (Fig. 3-44). As the knee was flexed, varying amounts of anterior tibial translation and internal tibial rotation were produced. During flexion, the maximal amount of internal tibial rotation was achieved first, followed by the maximal amount of anterior tibial translation. Although the amount of anterior translation of the lateral tibial plateau was similar among examiners, large differences existed among the clinicians (range, 6–16.9 mm) in the amount of maximum anterior translation of the medial tibial plateau. Examiners who produced the greatest amount of internal tibial rotation during the pivot shift test also significantly limited the amount of anterior translation of the medial tibial plateau (R = –0.79; P < .01).

The maximal amount of anterior tibial translation and the limits to anterior and posterior translation produced by each examiner are shown in Fig. 3-45. The normal and abnormal limits of tibial translation are shown before and after combined ACL and MCL ligament sectioning. The maximal amount of anterior translation (central point) ranged from 10 to 18 mm among examiners, and the maximal amount of anterior subluxation of the lateral tibial plateau ranged from 14 to 19.8 mm.

image

FIGURE 3-45 The anterior and posterior limits (central point) of tibial translation with a 100-N force are shown before and after ligament cutting. The circles represent the point at which the maximum amount of anterior translation occurred for each examiner.

(From Noyes, F. R.; Grood, E. S.; Cummings, J. F.; Wroble, R. R.: An analysis of the pivot shift phenomenon. The knee motions and subluxations induced by different examiners. Am J Sports Med 19:148–155, 1991.)

The mean value for maximal internal tibial rotation induced during the pivot shift test was 15.8 ± 3.6° (range, 11°–24°). Maximal internal rotation occurred at an average knee flexion angle of 15.6° ± 5.2° (range, 5°–23°). The limits to internal and external tibial rotation are shown in Figure 3-46. Two examiners exceeded the normal intact internal tibial rotation limit obtained under 5 Nm of torque. Only a slight increase occurred in the degrees of internal tibial rotation after the ACL and MCL were cut. Increases in external tibial rotation limits were also measured after ACL/MCL sectioning, which occurred during the tibial reduction phase of the pivot shift maneuver.

image

FIGURE 3-46 The internal and external limits of tibial rotation with a 5-Nm torque are shown before and after ligament cutting. The maximal amount of internal rotation is graphed for each examiner.

(From Noyes, F. R.; Grood, E. S.; Cummings, J. F.; Wroble, R. R.: An analysis of the pivot shift phenomenon. The knee motions and subluxations induced by different examiners. Am J Sports Med 19:148–155, 1991.)

The tibial reduction phenomenon involved a posterior tibial translation and external tibial rotation. Three examiners (C, F, and I) produced the reduction phase with posterior tibial translation, uncoupling this motion from external tibial rotation. Four examiners (A, B, C, and F) continued to flex the knee after reduction to about 80° of flexion. Five examiners accentuated the reduction event by producing the maneuver with 20° or less change in knee flexion, which resulted in the steepest decline in the translation and rotation curves.

A few examiners demonstrated variability during the pivot shift test in regard to enhancement of internal tibial rotation (Figs. 3-47 to 3-48). The millimeters of anterior translation of the medial, central, and lateral points varied depending on how the test was performed.

image

FIGURE 3-47 Two methods of tibial positioning are shown, first, by enhancing internal rotation during the pivot shift test and, second, by not enhancing internal tibial rotation. The enhanced internal tibial rotation limited anterior translation of the tibia.

(Redrawn from Noyes, F. R.; Grood, E. S.; Cummings, J. F.; Wroble, R. R.: An analysis of the pivot shift phenomenon. The knee motions and subluxations induced by different examiners. Am J Sports Med 19:148–155, 1991.)

Medial-Lateral Joint Space Opening

During abduction and adduction rotation testing, the examiners were instructed to begin the tests with the femoral condyle in contact with the tibial plateau. Data from the medial joint space abduction test demonstrated that most of the examiners’ estimates were within 3 mm of the actual measured values in the laboratory (Fig. 3-49). The starting flexion angle averaged 11.6° (range, 3.1°–21.3°). Each examiner performed the tests at a different flexion angle and reached a different final tibiofemoral position in both the intact knee and the ACL/MCL-sectioned knee (Fig. 3-50).

Medial-Lateral Compartment Translations during External Tibial Rotation

After sectioning the ACL and MCL, the amount of external tibial rotation increased from 17.8° (intact knee) to 22.1°. Most of the examiners produced an increase in anterior translation of the medial tibial plateau during the external rotation test. The displacement of the medial and lateral tibial plateaus in both the intact and the ACL/MCL-sectioned states are shown in Figure 3-51. The average center of tibial rotation in both states was in the lateral tibiofemoral compartment. The lateral shift in the axis of tibial rotation is demonstrated in Figure 3-51B, along with the increase in anterior displacement (range, 3.0–8.5 mm) of the medial tibial plateau. Seven of the 11 examiners incorrectly diagnosed an injury to the posterolateral structures, even though the lateral tibial plateau did not displace further posteriorly.

Study Limitations and Conclusions

Limitations existed in these studies, including the use of cadaver limbs, which do not represent actual clinical conditions. Although whole lower limbs were used, with the hip replaced with a ball-and-socket joint, the muscles and capsular structures of the hip were removed, which may have affected femoral rotations. The forces or torques applied to the limb by each examiner were not directly measured, but inferred by comparing the joint displacements obtained in the clinical tests with those documented in the laboratory under defined loading conditions. The pivot shift test technique used by many examiners more closely replicated that which would be used while patients are under anesthesia and not during a clinical examination. The gentler techniques, such as those induced during the flexion-rotation drawer test, avoid pain and apprehension while still inducing a subluxation-reduction phenomenon.

The investigation demonstrated that many examiners induced coupled motions during the pivot shift test of anterior tibial translation and internal tibial rotation to produce anterior tibial subluxation without constraining or enhancing either motion. These examiners produced a greater anterior subluxation of the medial and lateral tibial plateaus than those who induced greater amounts of internal tibial rotation, which significantly decreased anterior subluxation of the medial tibial plateau (P < .01; Fig. 3-52). The recommendation can, therefore, be made to avoid intentional enhancement of internal tibial rotation when performing this test to allow the tibia to subluxate in the least constrained manner.

The variability demonstrated among examiners in the maximal amount of anterior tibial subluxation produced during the pivot shift test may affect the final grade assigned. It is certainly possibly that one examiner would rate a knee as a grade II, and another examiner who applied a smaller force would rate the same knee as a grade I. Thus, the pivot shift test must be considered qualitative in nature and imprecise in determining the results of ACL reconstructive procedures. These results determined the need for a clinical testing device that could measure the anterior and posterior subluxations of the medial and lateral tibial plateaus under controlled loading conditions.

The tests for mediolateral joint space opening demonstrated wide variation among examiners in the starting position of the tibiofemoral compartment during abduction-adduction rotation testing. The medial or lateral tibiofemoral compartment must be in the closed position initially in order for the examiner to be able to accurately estimate the amount of joint space opening.

Even though variation existed among examiners in the estimated displacements, 9 of the 11 clinicians correctly diagnosed the ACL/MCL injury. However, numerous errors were made in the diagnosis of other ligament injuries, most notably, to the posterolateral structures. An increase in external tibial rotation was interpreted by many examiners to be a result of a posterior subluxation of the lateral tibial plateau and, therefore, injury to the posterolateral structures. The abnormality was actually an anterior subluxation of the medial tibial plateau, created by sectioning the ACL and MCL. To avoid this misdiagnosis, the examiner should palpate the medial and lateral tibial plateaus and their position relative to the femoral condyle in the maximum position of external and internal tibial rotation.43,45 Because this provides only a qualitative estimate, the need exists for instrumented or radiographic methods to diagnose more accurately the complex rotatory subluxations of the knee joint.

Based on these investigations, the following conclusions and recommendations were reached: (1) examination test techniques must be standardized regarding the test conditions so that examiners conduct knee examinations in a similar manner, (2) wide variations among clinicians regarding how knee tests are performed may not allow the comparison of knee motion limits, (3) instrumented teaching models should be developed to increase reproducibility among examiners, (4) reliable quantification of clinical testing in the form of knee arthrometry or stress radiography should be required for reporting clinical results, and (5) the diagnosis of rotatory subluxations is highly subjective and requires a careful assessment of the AP position of the medial and lateral tibial plateaus relative to the femur.

DEFINITION OF TERMS FOR KNEE MOTIONS, POSITIONS, AND LIGAMENT INJURIES

Considerable discrepancy exists in the orthopaedic literature in the implied meanings of many terms commonly used to describe knee motions, positions, and ligament injuries. As a result, confusion may develop when clinicians communicate or compare the results of studies. In addition, the use of precise terminology is essential in the development of a valid ligament classification system, as described earlier in this chapter. In recognition of this problem, surgeons and scientists from two institutions conducted a study and made recommendations regarding the definitions of medical and engineering terms commonly used to describe the motion and position of the knee observed during clinical testing.43

A systematic format was adopted to (1) categorize the terminology used in major articles on knee ligament injuries, (2) compare terms used in the selected articles to determine whether unique definitions had evolved over time through common usage, (3) review and compare definitions of these terms from a variety of primary, secondary, and tertiary sources, and (4) provide a recommendation for use of these terms in the orthopaedic literature. Dictionaries were considered primary sources2,57; textbooks,26 secondary sources; and published articles, tertiary sources. Terms that had controversial or multiple definitions in the orthopaedic literature were classified according to the least ambiguous meaning based on simplicity and clarity.

The definitions of terms used to describe positions of the knee (position, dislocation, and subluxation) are shown in Table 3-12, and the terms used to describe motion of the knee (motion, displacement, translation, rotation, range of motion, limits of motion, coupled displacement and motion, constrained and unconstrained motion, force, moment, laxity, and instability) are shown in Table 3-13. The terms used to describe injury to the knee (sprain, rupture, and deficiency) are shown in Table 3-14.

It is important to note that motion and displacement of the knee are described by the combination of (1) the change in orientation of the tibia and (2) the motion or displacement of some reference or base point on the tibia. The change in orientation is quantified by the rotation of the tibia about the three independent axes (flexion-extension rotation, internal-external rotation, and abduction-adduction rotation) and the motion or displacement of the reference point on the tibia. The flexion-extension axis is located in the femur, and its orientation relative to the femur does not change. The internal-external rotation axis is located in the tibia, and its orientation relative to the tibia does not change. The abduction-adduction axis is perpendicular to both the flexion and the tibial rotational axes, and its orientation can change relative to both bones. The term translation in its purest form refers to the motion of a rigid body and not of a point. Therefore, the use of the term translation to refer to a point has evolved from general usage.

Critical Points DEFINITION OF TERMS FOR KNEE MOTIONS, POSITIONS, AND LIGAMENT INJURIES

Considerable discrepancy exists in the orthopaedic literature in the implied meanings of many terms commonly used to describe knee motions, positions, and ligament injuries.

Motion and displacement of the knee are described by the combination of (1) the change in orientation of the tibia and (2) the motion or displacement of some reference or base point on the tibia.

The term translation in its purest form refers to the motion of a rigid body and not of a point. The use of this term to refer to a point has evolved from general usage. The location of the reference point for translation may be chosen arbitrarily. However, the amount of translation depends on which point is selected; any associated rotation could cause the reference points to move differently.

When applied to a ligament, the term laxity is used to indicate slackness or lack of tension. Laxity may be normal or abnormal; abnormal laxity may be congenital or result from an injury. The adjective abnormal should be used to indicate when laxity is pathologic.

Because the word laxity has many different meanings (in English), more precise terms should be used when possible to describe abnormalities in motion or position of the knee joint.

The term instability is commonly used to indicate a condition (physical sign) that is characterized by abnormal displacement of the tibia and to describe an anatomic structure, such as ACL instability. It is preferable to describe the specific defect of the ligament or structures and to provide separately the abnormal displacements of the tibia.

Considerable confusion exists regarding the definition of terms used to describe rotatory instability of the knee, such as anterolateral, posterolateral, anteromedial, and posteromedial. Whereas some authors use these terms to describe abnormal motions, others use them to describe an abnormal position of the knee joint.

The goal of the examination of the knee joint is to determine the motions, limits of motion, and initial and final positions of the joint that result from specified loading conditions. The outcome of the test should include the motions of the knee that occur, the abnormal motion limits, and the final tibiofemoral position.

ACL, anterior cruciate ligament.

The location of the reference point for translation may be chosen arbitrarily. However, the amount of translation depends on which point is selected; any associated rotation could cause the reference points to move differently. The reference point frequently used to describe translation of the knee is located midway between the medial and the lateral margins of the joint. Some investigators use a point on the tibial condyle that is midway between the spines of the intercondylar eminence.

The range and limits of knee flexion-extension are commonly defined in the literature by three numbers that denote maximum hyperextension, the zero or neutral point, and maximum flexion. For example, 5–0–145 describes a knee that goes from 5° hyperextension to 145° flexion. A knee that lacks 15° from full (0°) extension would be described as 0–15–145.

Most clinical examination tests are performed in a constrained manner, in which the motion of the knee joint is restricted. For instance, in the abduction and adduction tests, the coupled external or internal tibial rotations are blocked by the examiner in order to determine the medial and lateral joint openings that are caused only by the abduction-adduction motion. An advantage of a constrained test is that the specific motions are known and may be reproduced in the laboratory, allowing the primary and secondary ligamentous restraints to be experimentally determined. During the Lachman test, the examiner may constrain the amount of coupled internal rotation of the tibia. In the pivot shift test, the motions are unconstrained to allow maximal subluxation of the lateral tibiofemoral compartment. The specific ligaments and the importance of each in limiting the final position will depend on how these tests are performed. We described earlier in this chapter the diagnostic information obtained during both constrained and unconstrained tests on the knee joint under known forces, motions, and displacements.

When applied to a ligament, the term laxity is used to indicate slackness or lack of tension—a lax ligament. Ligaments may purposely be made slack in an uninjured knee by positioning the tibia so that the distance between the femoral and the tibial attachments is shortened. Laxity may be normal or abnormal; abnormal laxity may be congenital or result from an injury. The adjective abnormal should be used to indicate when laxity is pathologic. In the orthopaedic literature, the term laxity is also used to indicate looseness of a joint or some amount of motion that results from the application of forces and moments. One source defines laxity as “either normal free motion or greater than normal free motion, as of a joint.”3 The problem with this term is that the specific type of motion is not stated. For instance, the term anterior laxity of the knee may refer to the combined motions of both anterior translation and tibial rotation or just to the amount of anterior tibial translation. If the latter is true, it is preferable to use the term anterior translation, thus avoiding ambiguity and allowing the millimeters of anterior tibial translation that occurred under defined loads to be reported. If the amount of anterior translation reported is the difference between the injured and the contralateral knee, this should always be indicated.

Because the word laxity has many different meanings (in English), more precise terms should be used, when possible, to describe abnormalities in motion or position of the knee joint. Laxity should be used only in a general sense to indicate slackness or lack of tension in a ligament. When referring to motion of the knee, it is preferable to describe the specific motion.

In the orthopaedic literature, the term instability is commonly used to indicate a condition (physical sign) that is characterized by abnormal displacement of the tibia. This term is also commonly used to describe an anatomic structure, such as ACL instability. It is preferable to describe the specific defect of the ligament or structures and to provide separately the abnormal displacements of the tibia (including the known loading conditions that led to the diagnosis).

The term sprain is usually defined as an injury to a ligament in which portions of the ligament are torn but not completely disrupted.1,3,4 The American Medical Association’s classification system sorts ligament injuries into three categories—first-, second-, and third-degree sprain—as previously described in Table 3-9.

The goal of the examination of the knee joint is to determine the motions, limits of motion, and initial and final positions of the joint that result from specified loading conditions. The examiner should specify the conditions under which the test is conducted, including the position of the patient and the knee joint and the loads applied. The outcome of the test reported includes the motions of the knee that occur, the abnormal motion limits, and the final tibiofemoral position, as discussed earlier in this chapter. A change in any of the test conditions may alter the interpretation of the outcomes and the final diagnosis of the anatomic structure that is injured.

Considerable confusion exists regarding the definition of terms used to describe rotatory instability of the knee, such as anterolateral, posterolateral, anteromedial, and posteromedial. Whereas some authors use these terms to describe abnormal motions, others use them to describe an abnormal position of the knee joint. In this textbook, the authors use these terms to describe an abnormal position (subluxation) of the medial or lateral compartment with the sense (direction) indicated.

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