The Retina: Vascular Diseases II

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15 The Retina: Vascular Diseases II

DIABETIC RETINOPATHY

Diabetic retinopathy remains the commonest cause of blindness in the working population and is the major cause of legal blindness in this age group in the developed world despite the present techniques of better medical control, ocular screening and photocoagulation. Total blindness due to end-stage proliferative diabetic retinopathy is now much less common but unfortunately increasing numbers of diabetic patients become visually impaired as a result of diabetic maculopathy. The natural history of diabetic retinopathy is now well understood but the sequence of the early biochemical and cellular events in the retina is not.

Diabetes predominantly affects the microvascular circulation of the retina and, apart from minimal venous dilatation in the early stages, no changes are seen in the major retinal vessels. Retinal blood flow is increased in the early stages of retinopathy possibly as an autoregulatory response to tissue hypoxia. The earliest structural changes are found in the retinal capillaries with loss of mural pericytes, thickening of basement membrane, loss of endothelial cells and capillary nonperfusion but the sequence and interrelationship of these changes is uncertain. Capillary basement membrane thickening is a common feature of diabetes in many organs but the full range of microvascular changes is unique to the retina and is not seen elsewhere in the body. The retinal capillaries are supported by a plentiful population of pericytes and a plausible hypothesis is that damage to these cells plays a fundamental role in the genesis of retinopathy. Pericytes support the capillary and also have an inhibitory influence on capillary endothelial cell proliferation through cellular transmitters. Capillary basement membrane thickening may separate pericytes from endothelial cells. Capillary endothelium is lost (some authorities believe this is the fundamental change) and this is followed by nonperfusion of the capillary and loss of the retinal capillary bed. Microaneurysms are the hallmark of diabetic retinopathy; although they are seen in a wide variety of other retinopathies they never occur in the same profusion as in diabetes. Potential causes for their appearance are mechanical weakness of the capillary wall, capillary looping, proliferation of endothelium, changes in haemodynamics or an abortive attempt to perfuse adjacent retina. As the microvascular abnormalities develop there is leakage of plasma, haemorrhage and vascular shunting. Neovascularization seems to be controlled by a complex interaction of many stimulatory and inhibitory factors released from hypoxic retina, vascular endothelium, pericytes and retinal pigment epithelium.

The underlying biochemical processes in diabetic retinopathy are far from being understood. Chronic hyperglycaemia is usually thought to be the underlying defect but the metabolic abnormalities associated with diabetes are diverse. There appear to be three major pathways of importance, these are the glycosylation of proteins, the polyol pathway and the DAG–PKC pathway. The nonenzymatic glycosylation of proteins by raised levels of glucose appears to be of importance in the development of capillary basement membrane thickening. The polyol pathway in which aldose reductase converts intracellular glucose into sorbitol through aldose reductase increases intracellular osmolarity. Clinical studies have, however, cast doubt on the importance of this pathway in human retinopathy. Diacylglycerol (DAG) is produced during glycolysis; its concentration is increased in diabetes and it is a potent activator of protein kinase C (PKC), which regulates vascular permeability and plays a significant role in the regulation of vascular endothelial growth factor (VEGF), the best understood of the neovascular growth factors. Other growth factors such as fibroblast growth factor, pigment epithelium-derived factor and insulin growth factors, also appear to be important in the neovascular response. PKC inhibitors and VEGF modulators are currently under investigation as potential treatments for diabetic retinopathy. Clinical trials have shown that aspirin does not influence diabetic retinopathy, suggesting that platelet aggregation is not an important mechanism.

CLASSIFICATION OF DIABETIC RETINOPATHY

The initial clinical features of diabetic retinopathy are microaneurysms, small retinal haemorrhages and small areas of capillary closure (Table 15.1). Visual acuity is commonly normal at this stage, although subclinical changes in colour vision and contrast sensitivity might be found. This is followed by vascular leakage, hard exudate and cotton-wool spots. Retinopathy may progress to compromise vision in two ways: (1) maculopathy develops with oedema, lipid exudation or ischaemia, or (2) a proliferative retinopathy occurs, in which retinal hypoxia and neovascularization predominate and reduce vision by vitreous haemorrhage or traction retinal detachment. Not uncommonly, both mechanisms coexist in the same patient. Diabetic retinopathy is staged by its clinical features. Maculopathy is classified by extent as focal or diffuse, and by mechanism as exudative, ischaemic or mixed.

Table 15.1 Classification of diabetic retinopathy

Descriptive term Features
No diabetic retinopathy (DR)  
Mild or moderate nonproliferative DR Microaneurysms, retinal haemorrhages and exudate
Severe nonproliferative DR Deep retinal haemorrhages in four quadrants, or venous beading or loops in two quadrants, or the presence of IRMAs
Proliferative DR without high-risk characteristics New vessels on the disc smaller than one-third of a disc diameter without vitreous or preretinal haemorrhages or new vessel elsewhere only
Proliferative DR with high-risk characteristics New vessels on the disc larger than one-third of a disc diameter or any new vessel with vitreous or preretinal haemorrhages
Advanced proliferative DR Tractional retinal detachment, unresolved vitreous haemorrhage, rubeotic glaucoma

NATURAL HISTORY

Visual loss is a late event in diabetic retinopathy. Retinopathy normally develops many years after the onset of diabetes, although in some adults it may be the first presenting sign of the disease. About 25 per cent of type I diabetics have some retinopathy after 10 years of disease, whereas type II diabetics seem to develop retinopathy earlier with significant numbers being affected by 5 years after diagnosis and 50 per cent by 10 years. Diabetics lose vision as a result of either maculopathy or proliferative retinopathy. In general, type I diabetics are more likely to have proliferative retinopathy whereas type II diabetics are more likely to have maculopathy. More than 80 per cent of visual loss in diabetics is due to maculopathy, due in part to the 10-fold greater number of type II patients. These patients lose central vision but retain navigating sight. Proliferative retinopathy is much more serious as about 70 per cent of these eyes would be totally blind within 5 years from vitreous haemorrhage and retinal traction detachment if left untreated.

Risk factors for the progression of retinopathy are the duration of diabetes and the type (type I is worse than type II). Recent clinical trials have shown that meticulous long-term glycaemic and blood pressure control retards the onset and progression of diabetic retinopathy. Tightening poor glycaemic control may, however, initially markedly worsen retinopathy and cause neovascularization, possibly because initiating good control lowers retinal blood flow and exacerbates ischaemia. Careful monitoring of diabetic retinopathy when altering glycaemic control is therefore critical. Pregnancy, renal disease and cataract surgery may worsen the retinopathy whereas high myopia, optic atrophy, glaucoma, central retinal artery occlusion and carotid artery stenosis appear to protect, possibly by reducing retinal metabolic demand (Table 15.2). Diabetic retinopathy is not seen before puberty.

Table 15.2 Risk and protective factors for progression of retinopathy

Risk factors Protective factors
Duration of diabetes High myopia
Poor long-term control Optic atrophy
Tightening of poor control Glaucoma
Hypertension Carotid stenosis
Pregnancy Retinal artery occlusion
Renal failure  
Hyperlipidaemia  
Puberty  

MILD AND MODERATE NONPROLIFERATIVE DIABETIC RETINOPATHY (NPDR)

Previously termed ‘background’, this is the commonest form of diabetic retinopathy. Microaneurysms, dot haemorrhages (indistinguishable from microaneurysms without fluorescein angiography) and small, deep, blotchy haemorrhages are seen in the posterior pole and become more numerous as the retinopathy progresses. Initially, NPDR tends to be most prominent in the retina temporal to the macula, possibly because this is a watershed area in the retinal circulation. Splinter haemorrhages are a feature of combined hypertensive–diabetic retinopathy. Small focal areas of closure in the capillary bed are common. Hard exudates appear in relationship to focal vascular leakage, and the occasional cotton-wool spot may be seen. Fluorescein angiography shows more extensive changes than can be seen ophthalmoscopically.

SEVERE NONPROLIFERATIVE DIABETIC RETINOPATHY

Previously the stage between background and proliferative retinopathy was called ‘preproliferative diabetic retinopathy’, but is now termed severe or very severe nonproliferative diabetic retinopathy. These patients have a substantial risk of progressing to proliferative diabetic retinopathy (PDR). Severe or very severe NPDR is characterized by signs of marked retinal hypoxia such as cotton-wool spots, capillary nonperfusion, numerous intraretinal haemorrhages, venous beading and loops, and intraretinal microvascular abnormalities (IRMAs). Cotton-wool spots have often been considered the hallmark of preproliferative diabetic retinopathy, but the Early Treatment Diabetic Retinopathy Study (ETDRS) found that IRMAs, venous changes and many deep haemorrhages were more predictive of imminent PDR. The retinopathy is defined as severe when one of the following signs is present and as very severe when two of the signs are present: (1) deep haemorrhages in four quadrants, (2) venous abnormalities in two or more quadrants, and (3) IRMAs in one or more quadrants.

PROLIFERATIVE DIABETIC RETINOPATHY (PDR)

This tends to occur in diabetics who have evidence of other diabetic complications with renal, vascular and neurological complications. The prognosis of these patients has improved considerably in recent years with better medical management.

The stimulus for neovascularization, as in other neovascular retinopathies, appears to be retinal hypoxia from extensive areas of retinal capillary closure. This leads to a reduction of the increased retinal blood flow which is a feature of nonproliferative retinopathy. Neovascularization starts to appear from the capillaries on the venous side of the circulation on either the optic disc or retina, usually at the junction of normal and hypoxic retina. At first the new vessels lie as vascular membranes flat on the retinal surface, but induced changes in the vitreous gel cause the gel to collapse and detach from the retina. New vessels that have penetrated the internal limiting membrane are dragged forwards on the posterior hyaloid face which acts as a scaffold for further proliferation. The neovascular tissue proliferates on the posterior hyaloid face but does not penetrate the vitreous gel.

In common with neovascularization elsewhere in the eye these vessels have fenestrated endothelial cell junctions and tend to leak, while minor trauma and vitreous traction causes them to tear and bleed to cloud the ocular media. Subsequent formation of fibrous tissue produces traction bands between the retina and posterior vitreous face; these eventually contract and detach the retina (see Ch. 12).

Clinically PDR is categorized by the location of neovascularization, either on the optic disc (NVD) or elsewhere (NVE), and by the presence of preretinal or vitreous haemorrhage and fibrosis with retinal traction. Advanced diabetic eye disease is characterized by vitreous haemorrhage and tractional retinal detachment (see Ch. 12).

DIABETIC MACULOPATHY

Diabetic maculopathy is the leading cause of blindness in diabetic patients, especially noninsulin-dependent (type II) diabetics. It results from lipid exudation, oedema and ischaemia, frequently in combination. The ETDRS used the term ‘clinically significant macular oedema’ (CSMO) for the following signs: retinal thickening (i.e. oedema) at or within 500μm of the foveal centre, hard exudates at or within 500μm of the foveal centre if associated with thickened adjacent retina or a zone of retinal thickening covering at least one disc diameter (1500μm) within one disc diameter of the foveal centre. Retinal thickening can be satisfactorily assessed only by stereo-biomicroscopy; optical coherence tomography (OCT) (see Chs 1 and 12) has an increasing role in objectively assessing retinal thickness and the response to treatment.

MANAGEMENT OF DIABETIC RETINOPATHY

Many clinical studies have helped guide the management of diabetic retinopathy. Rigorous control of systemic hypertension has been shown to improve retinopathy and blood pressure monitoring is essential for all diabetics. Mild or severe NPDR without clinically significant macula oedema does not require laser treatment. Exudative maculopathy with hard exudation responds well to focal laser treatment of the leaking vessels. Generalized macular oedema is more difficult to treat; grid laser photocoagulation has been shown to be helpful. Ischaemic maculopathy cannot be treated. The ETDRS did not find aspirin (650 mg daily) to benefit or harm diabetic retinopathy and thus aspirin can be safely used if needed for other reasons. The study also found that hyperlipidaemia was associated with a higher incidence of hard exudates indicating that good serum lipid control is beneficial.

All eyes with neovascularization require panretinal photocoagulation. This reduces the risk of severe visual loss by 50 per cent at 2 years and 70 per cent at 5 years. Some ophthalmologists also treat all eyes with high-risk NPDR, particularly if follow-up is difficult; others prefer to observe until signs of neovascularization appear. The ETDRS showed that not all eyes with PDR require urgent panretinal photocoagulation. Eyes were shown to have ‘high-risk characteristics’ if they showed signs of NVD larger than one-third of a disc area, NVD with vitreous or preretinal haemorrhage, or NVE exceeding half a disc diameter with vitreous or preretinal haemorrhage. Those eyes with concomitant macular oedema or exudates should receive additional focal laser therapy.

SICKLE CELL RETINOPATHY

A neovascular retinopathy that predominantly affects the peripheral retina is a feature of the sickle cell diseases (HbSS, HbSC, sickle thalassaemia). Retinal changes are most commonly seen with HbSC or S Thal disease, probably because these patients are less anaemic and consequently have a higher blood viscosity than those with the other sickle diseases. Patients with the sickle cell trait (heterozygotes) do not develop retinopathy. Thrombotic arteriolar occlusions appear to be the basic pathological lesion. These occur in the equatorial retina, probably as a result of the combination of decreasing Po2, which induces sickling, and decreasing blood vessel diameter. Retinal haemorrhages and capillary closure follow the occlusions, sometimes with subsequent peripheral neovascularization. Occasionally patients are seen with visual loss from occlusion of a macular arteriole. The neovascular fronds tend to autoinfarct. Vitreous haemorrhage and traction retinal detachment are comparatively uncommon, especially when considered as a proportion of the total number of affected patients. Photocoagulation is controversial; it can reduce the frequency of vitreous haemorrhage but does not affect the final visual outcome. In general, laser therapy is not required for most patients, although it might be justified for those with frequent vitreous haemorrhages

SYSTEMIC LUPUS ERYTHEMATOSUS (SLE)

Retinopathy from SLE occurs as a combination of microvascular ischaemia from vasculitis and changes from secondary systemic hypertension, anaemia and thrombocytopenia. Choroidal infarcts can be seen and occasionally acutely ill patients present with bullous subretinal fluid from choroidal involvement due to acute systemic hypertension or vasculitis. Scleritis is common (see Ch. 5) but uveitis does not occur. The predominant features of SLE retinopathy are cotton-wool spots in the absence of hypertension and retinal haemorrhages and Roth’s spots, especially in patients with haematological changes. Antiphospholipid antibodies are found in many patients with SLE; these are associated with systemic venous thrombotic episodes and may also contribute to the retinopathy in some patients.

image

Fig. 15.49 Histological examination from a patient with similar retinal signs to those seen in Fig. 15.45 shows an occluded retinal arteriole, with no evidence of vasculitis, and sclerosed choroidal vessels as a consequence of systemic hypertension. In the choroid there is a marked lymphocytic infiltrate.

RETINAL VASCULAR ANOMALIES

VON HIPPEL–LINDAU DISEASE

This is a dominantly inherited disease with variable penetrance. Characteristic retinal haemangioblastomas are associated with similar lesions in the cerebellum, renal carcinoma and phaeochromocytomas, as well as renal and pancreatic cysts. Patients require lifelong screening with magnetic resonance imaging (MRI) to detect intracranial lesions, and renal ultrasonography to detect renal carcinoma and biochemistry for phaeochromocytomas. Genetic counselling of affected families is important. The gene has been identified and characterized as a tumour suppressor gene on the short arm of chromosome 3.

Retinal haemangioblastomas are the commonest manifestation of the syndrome; they can occur at any age but most present around 20–30 years of age. They are frequently bilateral and may be multiple in the same eye. About 70 per cent of patients who carry the gene will have developed them by the age of 60 years. Retinal haemangioblastomas have a progressive course of enlargement and leakage or rupture to produce lipid exudation or vitreous haemorrhage with significant ocular morbidity. In view of the complications these lesions should be treated with photocoagulation or cryotherapy, and the patient must be observed constantly as, with time, new lesions may develop. Photodynamic therapy has a potential therapeutic role.

COATS’ DISEASE, LEBER’S MILIARY ANEURYSMS AND PARAFOVEAL TELANGIECTASIA

Many retinal specialists consider Coats’ disease, Leber’s miliary aneurysms and parafoveal telangiectasia to be variations of the same disease spectrum but affecting different age groups. The aetiology is unknown, but, in some patients at least the pathology appears to be related to somatic expression of the dominant X-linked gene for Norrie’s disease.

Coats’ disease usually presents in boys aged 8–10 years as a uniocular disease in which saccular aneurysmal malformations produce massive subretinal exudation and visual loss. In childhood, Coats’ disease must be distinguished from retinoblastoma or toxocariasis.

Similar vascular lesions are described as Leber’s miliary aneurysms when they present in young adults, usually with less telangiectasia, retinal exudation and destruction.

Parafoveal telangiectasis usually presents as macular oedema or exudates in middle age associated with aneurysmal and coarse ectatic dilated parafoveal capillaries. Telangiectasia may be present in the peripheral fundus. Patients with macular oedema and exudates sometimes benefit from laser treatment although spontaneous resolution may also occur.

RETINOBLASTOMA

Retinoblastoma is the third commonest ocular malignancy after choroidal malignant melanoma and metastases and although rare it is one of the most common malignancies of childhood (together with leukaemia and neuroblastoma). About 1 per cent of childhood deaths from cancer are due to retinoblastoma. The genetics of retinoblastoma are complex and historically interesting, as the concept of a tumour suppressor gene was first proposed and later proved in seeking to explain hereditary retinoblastoma. The disease is inherited as an autosomal dominant condition in about half of patients but occurs sporadically in the other half, usually as a solitary tumour in one eye. Inherited cases tend to be younger and to be bilateral with more than one tumour in the eye. The incidence of retinoblastoma is about 1 in 20000 live births. Retinoblastoma can present at birth but the mean age of presentation is 8 months for those with genetically inherited disease and 25 months for sporadic cases; 90 per cent of cases have presented by 3 years of age and the tumour is extremely rare after the age of 7 years. A high incidence of second primary tumours such as osteogenic sarcoma is seen in survivors. Patients present with a normal-sized eye for their age with leucocoria, squint or visual loss, and less commonly with hypopyon, hyphema, uveitis, buphthalmos or metastases. The tumour may undergo spontaneous regression; these lesions are sometimes considered to be benign tumours and have been called ‘retinomas’.

Genetic counselling is mandatory and requires a thorough examination of both parents and all siblings (Table 15.3). The variable penetrance of dominantly inherited disease means that without genetic analysis, a definite answer cannot be given as to whether an isolated unilateral case is sporadic or familial. The parents can be given the statistical risk of further siblings being affected, an affected child transmitting the gene to the next generation, or the chances of an unaffected sibling being an asymptomatic carrier.

PATHOLOGY

Retinoblastomas are derived from totipotent germinal retinoblasts or possible photoreceptor progenitor cells. They show varying degrees of differentiation ranging from anaplasia to the formation of rosette- and fleurette-shaped structures which represent an attempt at differentiation into photoreceptors. Necrosis and calcification are common findings. Extraocular extension occurs mainly by infiltration of the optic nerve spread into the brain but there may also be infiltration of the orbit. Blood-borne metastases may develop in the lungs and in bone.

Patients are best managed by those with special experience of retinoblastomas. Small intraocular tumours can by treated conservatively by localized photocoagulation, cryotherapy or radiotherapy to preserve vision but large tumours or those with suspected optic nerve involvement necessitate enucleation. It is essential at enucleation to remove as much optic nerve as possible and to examine transverse sections of the nerve to ensure that the residual nerve is free from tumour. Patients in whom retinoblastoma has spread outside the eye have a very poor prognosis.