The Radiobiology and Physics of Radiosurgery

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CHAPTER 249 The Radiobiology and Physics of Radiosurgery

Radiosurgery is a concept devised by Lars Leksell1 that involves destruction of intracranial targets and induction of desired biologic effects in target tissue with the use of a single high dose of cross-firing ionizing beams through the intact skull. The concept of radiosurgery has since been extended to include treatment with one to five fractions and now involves targeting of extracranial sites as well.

In many ways, the radiobiology of radiosurgery is distinctly different from that of fractionated radiation therapy, and the clinical effectiveness of radiosurgery is not fully explained by traditional radiobiology. Similarly, the physics of radiosurgery differs from that of conventional radiation therapy. This chapter focuses on the fundamentals of radiobiology and physics in the setting of radiosurgery.

Types of Ionizing Radiation

The term ionizing radiation refers to radiation that has sufficiently high energy to dislodge electrons from electrically neutral atoms and cause them to become electrically charged ions. These ions can then disrupt the bonds between atoms and molecules. Ionizing radiation includes electromagnetic (EM) radiation, in which the energy of the radiation is carried by photons, and particle radiation, in which the energy is carried by the kinetic energy of the particles. In radiation therapy and radiosurgery, two radiation sources are used: artificially generated radiation from machines and spontaneously generated radiation from radionuclides.

Electromagnetic Radiation

EM radiation is composed of oscillating electric and magnetic fields. The EM spectrum spans a range from infrared waves, through visible light, to high-energy x-rays and gamma rays. As the wavelength of the waves decreases, the energy of the waves increases. In radiation therapy, it is the high-energy x-rays and gamma rays that are used for clinical effect. Because of the small wavelengths and high energy of x-rays and gamma rays, EM radiation exhibits a dual nature: it can be described as waves, and it can also be described in terms of small, discrete packets of energy called photons. High-energy photons are considered to be an indirectly ionizing form of radiation. When interacting with tissue, photons induce the liberation of charged particles (electrons), which then cause the majority of the ionization and, thus, the biologic effect.

X-rays and gamma rays differ only in their manner of production. X-rays are produced either as a result of the interaction between a high-speed electron and a nucleus (bremsstrahlung x-rays) or as a result of electrons in the outer shell of an ionized atom falling from a high- to a low-energy level to fill a vacancy created by an electron that has been ejected (characteristic x-rays). X-rays may be a by-product of radioactive decay or may be created by human intervention. For example, linear accelerators (LINACs) generate x-rays by accelerating electrons and directing them to strike a target composed of a substance with high atomic number. The electrons interact with the target nuclei and generate (primarily) bremsstrahlung and (secondarily) characteristic x-rays.2

In contrast, gamma rays are photons emitted from the recoiling nucleus of a radioactive atom when it decays. An example is cobalt 60 (60Co), which as it undergoes beta decay converts a neutron to a proton and in the process emits a beta particle (an electron), an antineutrino, and gamma photons.

High-energy photons (>1 MV) are useful in radiation therapy because they deposit a significant amount of energy at depth in tissue, so they can be used to treat tumors deep within the body. In addition, high-energy photons exhibit a property called the build-up region when they enter tissue because the electrons liberated by the interacting photons near the skin surface are propelled in a mostly forward direction and deposit their energy deeper in tissue. This gives photons an advantage known as the “skin-sparing” effect (Fig. 249-1).

Particle Radiation

Particle radiation differs from photon radiation in that the energy of the radiation is propagated through the kinetic energy of the particle itself. High-energy particle radiation is directly ionizing; it has sufficient kinetic energy to ionize atoms as they interact in tissue. Unlike high-energy photons, which tend to sparsely interact with matter and can travel long distances before being completely attenuated, high-energy particles tend to have shorter, bounded ranges of penetration in tissue before they are completely attenuated. The particles routinely used for therapeutic purposes are electrons and protons, with heavy ions used less frequently. Neutrons, which have also been evaluated for use in radiation therapy, are uncharged particles with very different modes of interaction in tissue and are not described here.

High-energy electrons are usually produced in LINACs by replacing the high–atomic number target (usually tungsten), which results in x-ray production, with a foil that serves to scatter the electrons in a desired pattern. Electrons begin depositing appreciable dose near the surface of tissue, have a predictable range at which they deposit the majority of their energy, and exhibit rapid dose falloff. This gives electron therapy a particular advantage in the treatment of cutaneous or subcutaneous lesions (Fig. 249-1).

High-energy protons are produced in particle accelerators such as cyclotrons. Protons are much more massive particles than electrons. Therefore, at a particular velocity, protons have much greater kinetic energy and do not scatter as easily. Hence, protons can potentially cause less damage to surrounding tissue. In addition, most of the energy absorption from protons occurs at the distal end (over the last few millimeters) of the particle track. The precisely defined area of intense ionization at the end of the track after the passage of protons is called a Bragg peak (Fig. 249-1). After the Bragg peak the deposited energy falls off quickly, so protons have a defined range in tissue with essentially no exit dose. To treat the entire thickness of a tumor, the proton beam may be altered to spread the Bragg peak out to the desired range of depth. By taking advantage of the Bragg peak effect, as well as cross-firing of a number of proton beams, a well-localized volume of high radiation delivery can be produced and has been applied in a radiosurgical setting.3,4

Radiochemistry

Radiation damage at a subcellular level occurs in one of the two following main ways: (1) direct action whereby breakage of DNA strands by ionization is the primary effect and (2) indirect action where the DNA damage is produced by free radicals, which are products of the effect of radiation on other molecules, especially water molecules.

Radiobiology

Radiobiology of Conventional Radiotherapy

Radiation damages the DNA of tumor cells, as well as the DNA of normal cells in its path. Normal tissue, however, is generally more capable of DNA repair than tumors are, partly because of aberrant cell cycle control mechanism in tumors, as well as differences in genetic features that permit damage to the abnormal tumor phenotype. Abnormal metabolic patterns may also make tumors more susceptible than normal cells to increased oxidative stress.

Cells require time to repair DNA damage, and the normal cell response to irradiation is to delay the cell cycle. The length of the G2 phase delay correlates with radiation resistance. Therefore, the radiobiology of differential cell repair is of paramount importance for conventional radiotherapy. Repair plays a less critical role as the number of fractions decreases.

The probability of cell survival after single doses of radiation is a function of the absorbed dose, measured in the unit gray (Gy). Typical mammalian cell survival curves obtained after single-dose irradiation in culture have a characteristic shape that includes a low-dose shoulder region followed by a steeply sloped region at higher doses.5,6 The shoulder region is interpreted as an accumulation of sublethal damage at low doses, with lethality resulting from the interaction of two or more such sublethal events. As noted previously, single-strand breaks in DNA may be repaired and therefore represent sublethal damage to the cell. However, double-strand breaks may result in cellular changes, including cell death. Such a model can be described by the following probabilistic equation in which probability (cure or complication) = exp(−K*exp[−αD − βD2])] (“exp” represents exponential, K equals the number of clonogens, “α“ and “β“ are constants related to single-event cell killing and cell killing through the interaction of sublethal events, respectively, and “D” represents dose). The α/β ratio is the single dose at which overall cell killing is equally attributable to both components of cell killing (αD = βD2 or D = α/β).7 The validity of the linear quadratic formula for single-dose radiosurgery has been questioned, however.8 Nevertheless, it still provides a meaningful method to relate radiosurgery to fractionated radiation schemes.

The α/β ratio varies depending on the tumor and normal tissue type (Fig. 249-2). Late-responding tissues such as the brain or spinal cord have an α/β ratio of approximately 2, whereas many tumors have an α/β ratio of nearly 10. The α/β ratio for skin or mucosa is approximately 5 to 8. Tumors with a low α/β ratio (i.e., a small α or single-hit component for radiation kinetics) will have less of a desired effect when a scheme involving a low radiation dose per fraction is used than when comparable tissues with a high α/β ratio are treated. The dose may be normalized to a scheme of 2 Gy per fraction (NTD2Gy) by using the following equation9:

image

Conventional fractionated radiation therapy relies on the four R’s of radiobiology: repair of nonlethal injury, reoxygenation of hypoxic tumor cells, repopulation of tumor cells, and reassortment of tumor cells into more susceptible phases of the cell cycle. There are advantages and disadvantages to fractionated radiation therapy and radiosurgery. Depending on the clinical scenario, one may prove superior to the other. Certainly, there seems to be little advantage to fractionation for functional cases (e.g., trigeminal neuralgia) or for the treatment of patients with arteriovenous malformations (AVMs).8

As mentioned earlier, hypoxia at a PaO2 below 30 mm Hg reduces the development of damaging free radicals and thus the degree of radiation damage. Experimental studies and clinical observation have suggested that aerated cells become nonviable after irradiation and that the site of irradiation is dominated by hypoxic cells. From this observation it is thus important to note that substantial dose escalation of a tumor may prove to have diminishing returns because hypoxic cells are not adequately depopulated. However, evidence has demonstrated a phenomenon known as reoxygenation, whereby tumors may reestablish their oxygenated state between sessions if the radiation is delivered in fractions. Through reoxygenation, a higher percentage of tumor cells will be depopulated by fractionated irradiation. A variety of factors are involved in the process of reoxygenation, such as decreased oxygen consumption by dead cells and a reduction in the number of cells in relation to capillary blood supply.

Malignant tumors generally fall into the category of early-responding tissue containing hypoxic cells, whereas normal brain tissue consists primarily of late-responding tissue containing well-aerated cells. In malignant tumors, arguments can be made for and against fractionation. Fractionation increases the cellular depopulation of a tumor for a given total radiation dose because of the phenomenon of reoxygenation. At the same time, fractionation reduces the damage to critical late-responding normal tissue. However, fractionation allows malignant tumor cells to repopulate between fractions. This phenomenon is in contrast to the treatment of many benign tumors and AVMs, in which both targeted abnormal tissue and normal brain tissue consist of late-responding tissue of similar radiologic type. There is little to be gained by fractionation in these situations.

The standard approach to radiotherapy includes daily treatments preceded by a dose delivery simulation in which patient positioning relative to the treatment machine is confirmed to result in appropriate beam entrance and exit sites. The most commonly prescribed absorbed dose is 1.8 to 2 Gy, which has proved to be well tolerated in most areas of the body and can be repeated a specific number of times, depending on the region involved and the therapeutic target. For practical purposes, tolerance of the whole brain is considered to be 45 to 50 Gy in 20 to 25 fractions, although it is recognized that this dose may yield substantial dementia and memory loss with time.

Radiobiology of Radiosurgery

A therapeutic advantage may also be achieved by depositing more radiation dose in the tumor than in surrounding normal tissue. The use of cross-firing beams enables delivery of high doses to the region of the target while minimizing the dose to surrounding tissue. Although a single radiation beam entering a patient begins with a region of high dose (after the initial build-up region) and gradually decreases in dose with increased depth, with cross-firing beams the dose at depth progressively increases as the various beams intersect. Thus, as the dose is deposited along each beam, the total dose absorbed by normal tissue can be kept low while achieving a much higher dose at the intersection of the beams and a steep dose gradient between the low- and high-dose regions. This rapid falloff in radiation dose is the basic principle used to spare normal tissue in radiosurgery. Although cross-firing can also be used in conventional radiotherapy, its practical limits are two to four fields, and accuracy of delivery is on the order of 1 cm or greater in many anatomic sites. However in radiosurgery, because hundreds of beams are added together, the isodose lines begin to take on the configuration of the tumor, thus minimizing dose outside the target. This ability led Lars Leksell to propose the concept of radiosurgery in 1951. He described the use of radiation as a means of replacing the scalpel or electrode for functional neurosurgery. In so doing, the biology of differential repair was discarded, and the main biologic advantage became the ability to destroy focally identified areas and avoid normal brain tissue by physical means.

The initial radiosurgical concept of Leksell was intended for the treatment of functional neurological disorders, but it has now expanded to become a standard treatment option for numerous benign and malignant central nervous system pathologies. In radiosurgery, the surgeon does not attempt to spare some tissues and treat others but to achieve inactivation or destruction within the targeted volume. Obliteration of the vascular supply with accompanying endothelial damage of vessels to the tumors also seems to play a much more significant role in radiosurgery than in radiation therapy.

Modalities of Radiation Therapy

Since the discovery of x-rays by Roentgen in 1895, radiation therapy has been in use as a treatment of cancer for more than 100 years. The field of radiation therapy began to grow in the early 1900s, largely because of the groundbreaking work of Nobel Prize–winning scientist Marie Curie, who discovered the radioactive elements polonium and radium. This began a new era in medical treatment and research. Radium was used in various forms until the mid-1900s, when cobalt and cesium units came into use. Lower energy superficial and orthovoltage x-ray generators were developed and were useful in treating shallow targets. High-energy (megavoltage) medical LINACs have been developed since the late 1940s.

In conventional radiotherapy, radiation energy is delivered in one of two ways. In external beam radiotherapy, radiation beams travel a distance to the patient from a radiation source (usually an x-ray, gamma-ray, or electron beam source). Brachytherapy is a technique in which a radioactive source is implanted within the target.

Conventional Radiotherapy

External beam radiation most commonly uses x-rays, gamma rays, or electrons and is the most common form of therapeutic radiation for cancer treatment. Early external beam units could generate x-rays with only relatively low energy and achieve just a superficial depth of penetration. These devices were not capable of treating deep-seated brain lesions. The introduction of 60Co teletherapy machines and LINACs has allowed the routine use of megavoltage (>1 MV) high-energy beams. These beams have penetrating power sufficient to reach intracranial lesions.

LINACs are the most commonly used machines for the clinical delivery of radiotherapy. These machines work by accelerating electrons to high kinetic energy and directing them to strike a target with high atomic number (e.g., tungsten) to produce x-rays. In modern LINACs, acceleration of electrons is accomplished by using microwave-frequency waveguides whose oscillating electromagnetic fields interact with the electrons and cause them to gain energy. Once accelerated, systems of magnets direct the electron beam to the target. High-energy electrons interacting with the target material cause the creation of x-rays primarily by bremsstrahlung interactions. The resulting x-rays are then shaped with collimators and flattening filters to achieve a desired field size and beam characteristics.

LINACs have fixed-direction beams with a treatment head that is usually mounted on a rotating gantry. The axis of the rotating gantry is called the isocenter, and it is the point through which the beam will pass regardless of the position of the gantry.

Each treatment with a LINAC requires that the patient be properly positioned relative to the isocenter so that the appropriate dose is delivered to the target.

Stereotactic Radiosurgery

Leksell published his paper on radiosurgery in 1951.1 He described coupling of the stereotactic technique with narrow beams of radiant energy to target an area in the brain. The points of entry of the beams were distributed over the convexity of the patient’s skull. At the time, Leksell was using x-ray radiation as his energy source.

In the perspective of the past half century, Leksell’s paper turned out “to be a milestone in contemporary neurosurgery”10 that totally changed our way of viewing the management of neurosurgical pathology and forced “reluctant neurosurgeons to consider major changes in classic thinking about the proper care of many illnesses including vascular malformations, cavernous sinus meningiomas and vestibular schwannomas.”11

Radiosurgery proved successful after development of the Gamma Knife and modification of LINACs and cyclotrons for conformal delivery of beams to intracranial targets, as well as targets in other parts of the body. Radiosurgery is a minimally invasive technique designed by Lars Leksell to deliver a destructive amount of radiation to intracranial lesions that may be inaccessible or unsuitable for open surgery. Undoubtedly, the experience of delivering ether anesthesia to neurosurgical patients for Dr. Olivecrona motivated Leksell to devise a technique associated with fewer complications than occur with open surgery. A passage from Leksell’s autobiography proved that the idea of a minimally invasive neurosurgical approach was on his mind for some time. At the first Scandinavian neurosurgical meeting held in Oslo, Leksell left the conference room during a less than exciting presentation and decided to walk in a garden. While on this walk, Leksell met Sir Hugh Cairns. Leksell confessed to Cairns his doubts concerning the state of neurosurgical techniques available at the time and was convinced that something new had to be developed. He explained his plans to mechanically direct a probe into the brain by using perhaps the brain’s own electrical activity and ablate pain pathways. He also mused about the idea of using narrow-beam x-rays or ultrasound as the physical agent and doing away with the probe entirely. His enthusiasm and ideas were given a warm reception by Cairns, and the encouraged young Leksell started work that led to the development of an “arc-radius” type of stereotactic system. Leksell wrote, “I was born under the sign of the ‘archer’ and looked forward to sharpshoot into the brain.”12

Leksell first built on the principles of a target-centered semicircular stereotactic arc. In the early 1950s, he replaced electrodes with ionizing radiation using x-rays. Building on the work of radiation therapists who were treating pituitary adenomas with higher dose, lower fraction protocols, Leksell postulated that a single fraction of radiation could be even more beneficial for intracranial pathology.

In the following 10 years, Leksell made considerable progress in the treatment of deep brain structures with a single heavy dose of radiation. He collaborated with physicists Kurt Liden and Borje Larsson to use a proton beam for radiosurgery.1315 The first stereotactic proton beam operation was performed at the Gustaf Werner Institute in Uppsala in 1960. Leksell found the synchrotron too awkward and expensive for widespread use and consequently developed a similar technique based on the LINAC. At the time, however, LINACs lacked the precision needed for use by neurosurgeons. Leksell also tried focused beam ultrasound, but this too lacked precision and required that a cranial defect be made before its use.

The next logical step was to look for another radiation source. Leksell turned to 60Co. The first stereotactic Gamma Knife unit was installed in Sophiahemmet Hospital in 1968.16 The unit was originally intended for functional neurosurgery (Larsson and colleagues, 1974). However, the applications were quickly expanded to include AVMs and certain brain tumors.17,18 The first Gamma Knife yielded fairly promising results, and an improved second Gamma Knife unit was built and installed at the Karolinska Institute in 1974. This unit proved to be both reliable and easy to use. Leksell wrote that, “Maybe the most important lesson learnt at the Karolinska is that the simplicity of using the Gamma Unit makes this integration possible and that the same individual can be a competent microsurgeon and also a stereotactic radiosurgeon. Someone competent in both techniques is best fitted to decide where the boundaries between the two methods should lie.”16

In 1983 at a hospital in Buenos Aires, Betti and Derechinsky introduced the concept of a modified LINAC for radiosurgery.19,20 This system relied on a 10-MV LINAC and used a chair-based Talairach stereotactic frame.21 Other innovative developments in LINAC-based radiosurgical devices quickly followed from Hartman and colleagues in Heidelberg, Barcia-Salorio and associates in Valencia, Colombo and coworkers in Vincenza, Podgorsak and colleagues in Canada, and Friedman and Bova in Florida.19,20,2226 At each of these centers, neurosurgeons played a critical role in the refinement of LINACs for radiosurgery. Similarly, the multileaf collimator for LINACs was designed in part to achieve conformality. Innovative work in the field of radiosurgery involving the use of heavy particles from cyclotrons was also conducted by Raymond Kjellberg, Jay Loeffler, and Jacob Fabrikant.

Superior results in radiosurgery can be achieved with several different types of devices. Although a precise and accurate device is critical to radiosurgery, the user of the device is equally if not more so important. To paraphrase Dr. Charles Wilson regarding a horserace, the jockey and not just the horse can make the difference in winning the race. In the words of Mark Twain, “a fool with a tool is still a fool.”

Radiosurgery is possible because of the synthesis of two concepts: stereotaxis as applied to delivery of radiation and three-dimensional visualization. Stereotaxis allows precise localization of a target point to be determined within a coordinate system known as stereotactic space. This is typically accomplished by attaching a rigid stereotactic head ring to the patient. The head ring is of known dimensions, and by affixing it to the patient’s head a physical correspondence between the stereotactic coordinate system and the volume of the head is established. A number of stereotactic systems have been developed, including the Spiegel-Wycis frame,27 the Leksell stereotactic frame,28 the Talairach frame,29 and the Todd-Wells frame, which eventually became the CRW and BRW frames.30

Accurate three-dimensional visualization is accomplished by using a system of three-dimensional fiducials that are attached to the head ring during imaging. The fiducials establish a correspondence in the images between the stereotactic coordinate system and the image coordinate system, thus making possible precise localization of each voxel in the resulting imagery.

The result is that a surgeon can create a plan that treats the target of interest by establishing the precise locations at which the radiation must be directed. Because the precise locations in stereotactic space are known, the treatment unit (which is calibrated to work in the same coordinate space) can precisely execute the treatment.

The main requirements for radiosurgery are (1) accurate determination of the target with stereotactic techniques; (2) direct superimposition of isodose distributions on images showing the anatomic location of the target; (3) accurate knowledge of the dose for a particular pathology; (4) steep dose falloff immediately outside the target; (5) low doses delivered to the skin, lens, and other critical intracranial structures; and (6) treatment accomplished in a reasonable amount of time. Various techniques have been used to fulfill the goals of radiosurgery and are discussed in the following sections.

Linear Accelerator–Based Radiosurgery

LINACs were first proposed as radiation sources for radiosurgery by Larsson and coauthors in 1974. The earliest reports on clinical LINAC-based radiosurgery were published in 1983 by Betti and Derenchinsky20 and in 1985 by Colombo and coworkers31 and Hartmann and associates.24 The LINACs used for radiosurgery are usually modified from machines used for routine cancer therapy to achieve smaller beam sizes and more precise positioning specifications.

A variety of approaches have been developed to use LINACs as a radiosurgical tool; however, most approaches follow the same basic technique. Combinations of treatment table, gantry rotation, and collimator rotation movement are used to direct the photon beams to the intracranial target from many different directions (instead of the one to five beams used for traditional radiation therapy, more than five beams are often used). By making use of two intersecting axes of rotation and putting the center of the target at this intersection point, beam entry points over the entire upper hemisphere of the skull can be accessed. Multileaf collimators are used to shape the treatment field at each location and may be modulated to achieve particular dose distributions. If x-rays are directed into the head while the gantry is rotating, the central line of the beam might trace out paths, called arcs. Combinations of arcs and modulating multileaf collimators can assist in achieving conformal dose distributions. Micro-multileaf collimators have further improved the accurary, precision, and conformality of LINAC-based radiosurgery to the brain and spine. Finally, a number of dedicated LINAC-based radiosurgical solutions are available on the market, including Varian’s Trilogy (Palo Alto, CA), Elekta’s Synergy (Elekta AB, Stockholm), Tomotherapy Hi-Art (Tomotherapy, Inc., Madison, WI), the CyberKnife (Accuray, Inc., Sunnyvale, CA), and Novalis (BrainLab, Germany).

Gamma Knife Radiosurgery

First introduced by Lars Leksell in 1951, radiosurgery combines stereotactic technique with highly focused radiation beams to deliver a large dose to the target while keeping a low dose of radiation to surrounding normal brain parenchyma.

Operational Principles

The Gamma Knife operates by precisely aligning the gamma-ray emissions from an array of 60Co sources so they intersect at a point called the focus point. Each individual beam has a fairly low dose rate; however, summation of the beams at the focus point creates a very high dose rate. By spreading the energy of a treatment among the beams (either 201 or 192 beams, depending on the model of the unit), it is possible to achieve a high radiation dose within the target volume while largely sparing normal brain because the dose quickly falls to a low level as the distance from the focus (or isocenter) increases. Dosimetry in Gamma Knife radiosurgery is quite different from that in traditional fractionated radiation therapy, which focuses on dose homogeneity within the target volume; the steep dose gradient achieved by the Gamma Knife means that the dose within the target is quite inhomogeneous.32

As described previously, radiosurgery depends on the synthesis of stereotaxis and three-dimensional imaging. The Gamma Knife achieves this synthesis with the Leksell stereotactic system for localization and associated fiducial systems for imaging and treatment planning. The neurosurgeon plans a treatment by defining one or more isocenters (commonly called shots), which are locations in the brain that will be placed in the focus point of the Gamma Knife unit for a defined period. By carefully manipulating the location of the isocenters and the dwell time at each location, a highly conformal treatment plan can be created.

Gamma Knife Description

The Gamma Knife unit (Fig. 249-3) itself consists of several main components: a large spherical shield (the bulk of the unit) that contains the array of cobalt sources and protects the patient and operational staff from gamma emissions, a central body that actually holds the source array and contains the primary collimation system that directs the gamma rays to the focus point, a treatment table that moves the patient’s head in and out of the unit (and in more recent units precisely positions the head so that the target is at the focus point), a control suite to allow operational control of the unit, and a treatment planning system that allows the neurosurgeon to create appropriate dose distributions.

Older Gamma Knife units (Models U, B, C, and 4C) use an external, helmet-based system for final beam collimation. Each helmet has a number of removable collimators machined to result in a particular field size (4, 8, 14, or 18 mm). Individual collimators may be replaced with solid “plugs” to achieve particular beam-shaping effects, which is used mainly for the protection of critical structures proximal to the target volume. Treatment plans that make use of more than one field size or use plugs require the operator to change helmets/plugs during the treatment.

In the most recent PERFEXION Gamma Knife, the external collimation system has been replaced by a single, internal collimating structure with precisely machined individual collimators (4, 8, and 16 mm). The 60Co source array has been split into eight sectors with source holders that can slide on linear bearings driven by motors at the rear of the unit to align the sector with any of the available collimator sizes or a “blocked” position. Thus, each of the eight sectors may be configured independently of the others so that a “composite” isocenter can be created that is composed of multiple field sizes. Shielding with plugs (a highly manual process) has similarly been replaced by the fully automated process of setting a sector to the blocked position.33

Adverse Effects of Radiation

Central Nervous System Toxicity of Fractionated Radiation Therapy

A series of clinical syndromes could develop after fractionated radiation treatment of the central nervous system. These syndromes occur in a distinct chronologic order and have characteristic pathophysiologic changes.

Acute radiation necrosis occurs within hours or days after radiation exposure. This response usually requires an extremely high dose of radiation delivered in a short period. Patients may exhibit nausea and vomiting followed by disorientation, respiratory distress, seizure, coma, and death. This acute encephalopathy is due to disruption of the blood-brain barrier.

Early delayed complications occur a few weeks to months after radiotherapy. Early complications are caused by white matter injury characterized by demyelination and vasogenic edema. Injury may produce a somnolence syndrome in children, reappearance of the initial tumor’s symptomatology, a temporary decline in long-term memory, and encephalopathy. Patients may have increased edema and contrast enhancement on magnetic resonance imaging (MRI) that may resolve spontaneously over a period of a few months. Both acute and early delayed complications are responsive to steroids.

Radiation necrosis is a long-term complication that occurs 6 months to even decades after radiation treatment. Radiation necrosis is coagulative and predominantly affects white matter. This coagulative necrosis is due to small-artery injury and thrombotic occlusion. These small arteries demonstrate endothelial thickening, lymphocyte and macrophage infiltration, hyalinization, fibrinoid deposition, thrombosis, and finally occlusion. The vascular endothelial injuries lead to damage to oligodendroglia. As a result, white matter tissue is often affected more than gray matter tissue. In addition to vessel occlusion with resultant tissue necrosis, demyelination, axonal swelling, reactive gliosis, and disruption of the blood-brain barrier can also be observed.

Another late complication is diffuse cerebral atrophy. Diffuse cerebral atrophy is clinically associated with cognitive decline, personality changes, and gait disturbances. In children, radiation therapy, surgery, and the intracranial tumor contribute to intellectual decline. The radiation-associated decline in intelligence is generally in the area of performance, especially visuospatial integration.3436 Because myelination is not complete until the age of 2 to 3 years, young children are at greater risk.37 A decline in verbal IQ has also been noted. As in adults, previous acquired knowledge is usually preserved, but there is a deficit in acquiring new skills.38

Complications after Radiosurgery

The radiosurgical procedure is not generally associated with any immediate- or short-term side effects. Patients sometimes experience nausea. Rarely, seizures occur in the post-treatment period, usually in patients with supratentorial lesions and in those with a history of seizure disorders. Overall, radiosurgery does not appear to significantly alter the seizure threshold in patients with intracranial disease.

Radiation-induced changes are characterized by a bright signal on T2-weighted MRI. In cases in which it is associated with contrast enhancement on T1-weighted MRI, it presumably represents radiation-induced injury with an associated breakdown of the blood-brain barrier. Guo reported that radiation-induced changes can be observed in 47% of patients after Gamma Knife radiosurgery for AVMs. The onset of these changes occurred 3 to 15 months after treatment in the majority of patients (92%) and more than 26 months after treatment in 8%.39 Progressive resolution of the radiation-induced effects is the usual course. The clinical manifestations included headache, symptoms of raised intracranial pressure, and focal neurological deficits. In a small percentage of patients, it is associated with focal damage to neural tissue. Neurological deficits were still present at the time of the last follow-up in 3% of patients.

Flickinger and associates evaluated follow-up imaging and clinical data in 307 patients with AVMs treated by Gamma Knife radiosurgery.40 Radiation-induced changes developed in 30.5% of patients and were symptomatic in 10.7%. The changes resolved within 3 years and did so significantly less often in patients with symptoms (52.8%) than in asymptomatic patients (94.8%). The 7-year actuarial rate for the development of persistent symptomatic radiation-induced changes was 5.05%. Multivariate logistic regression modeling found that the 12-Gy volume was the only independent variable that significantly correlated with the changes whereas symptomatic radiation-induced changes were correlated with both 12-Gy volume and AVM location. They suggested that complications from radiosurgery for AVMs can be predicted with a statistical model relating the risk for development of symptomatic imaging changes after radiosurgery to 12-Gy treatment volume and location.

The nature of the radiation-induced changes remains to be fully elucidated. These changes presumably represent a whole gamut of pathologic processes ranging from gliosis to true necrosis. It is important to emphasize that the signal changes on MRI associated with clinical deterioration are often incorrectly interpreted as radionecrosis despite the fact that the changes are often transitory.

Cranial Nerves

The mechanism of radiation injury to cranial nerves is most probably secondary to damage to small vessels and protective Schwann cells or oligodendroglia. There is a difference in tolerance of the various cranial nerves, with sensory nerves (optic and acoustic nerves) tolerating the least radiation and nerves in the parasellar region, the facial nerves, and the lower cranial nerves tolerating higher doses. This may be due to the fact that both the optic and acoustic nerves are actually fiber tracts of the central nervous system and carry more complex data. Clinical experience suggests that these specialized sensory nerves typically do not have the capacity to recover fully from injury.

The radiosensitivity of cranial nerves often necessitates limits on the doses given to tumors in close proximity to these structures. Although the precise dose tolerance of cranial nerves is unclear, the anterior visual pathways seem to be the least radioresistant to single doses above 8 Gy. Small volumes of the optic pathways, however, can probably tolerate doses higher than 8 Gy in a single session. The distance between the nerve and the lesion being treated should be assessed carefully. A distance of 5 mm between the tumor and the optic apparatus is desirable to achieve optimal dose falloff, but occasionally a distance as little as 2 mm may be acceptable because of the shielding capabilities of the Gamma Knife. The tolerable distance is a function of the degree to which a dose plan can be designed to deliver a suitable radiation dose to the tumor and yet spare the optic apparatus.

The largest experience on the radiation tolerance of cranial nerves comes from radiosurgical studies on the trigeminal and facial nerves. In our series of 151 patients who underwent radiosurgery for trigeminal neuralgia, 12 patients (8%) had new-onset facial numbness after treatment.41 Norén and associates analyzed risk factors for facial and trigeminal neuropathy in patients with tumors receiving 12 to 20 Gy and concluded that the most significant factor is the length of the nerve irradiated, not the volume of tumor or dose.42

In treating patients with AVMs, meningiomas, and secretory pituitary adenomas, doses between 20 and 25 Gy were delivered to the cranial nerves in the parasellar region without complications. Tishler and colleagues noted that the maximum dose delivered to the cranial nerves was associated with neurologic deficits in 29 patients after LINAC radiosurgery and 33 patients after Gamma Knife radiosurgery.43 Twelve new neuropathies were observed that were related to nerves in the parasellar region, but they were all unrelated to a maximum dose in the range of 10 to 40 Gy. The conclusion of this study was that doses up to 40 Gy are relatively safe for nerves in the parasellar region. In our recently published studies on radiosurgery for secretory pituitary tumors, factors statistically related to visual dysfunction after Gamma Knife radiosurgery included an increasing maximal dose, decreasing number of isocenters, and more than one Gamma Knife radiosurgery or previous radiation therapy.44,45 The oculomotor nerves are the most radiosensitive nerves, followed by the optic, trochlear, and abducens nerves.

Radiation-Induced Neoplasia

Cahan and associates defined the criteria for a tumor to be considered a result of irradiation: (1) the tumor must occur in the irradiation field; (2) it cannot be present before irradiation; (3) any primary tumor must differ histologically from the induced tumor; and (4) there must be no genetic predisposition for the occurrence of a secondary malignancy or tumor progression.46 Studies from Israel have shown that radiation doses as low as 1.5 Gy to the brain after the treatment of tinea capitis increase the risk for malignant tumors or meningiomas even 30 year after exposure.47 Brada and coworkers conducted a long-term study and reported that the risk for a second tumor after fractionated radiotherapy for pituitary adenoma was 1.3% after 10 years and 1.9% after 20 years.48

Based on the literature, the incidence of radiosurgery-induced neoplasia ranges between 0 and 3 per 200,000 patients; however, the true incidence is likely to be higher because few of these 200,000 patients treated with radiosurgery were monitored over a long period.49 Rowe presented the results of a study in which he cross-referenced patients treated by radiosurgery in Sheffield against England’s national mortality and cancer databases. With a group of 5000 patients and more than 30,000 patient-years of data, 1 patient was found to have new malignant brain tumors.50 However, data covering at least 10 years were available on only 1200 of these patients.

We reviewed 1333 patients with AVMs treated with the Gamma Knife and monitored with sequential MRI. A subset of 288 patients in this group underwent neuroimaging and participated in clinical follow-up for at least 10 years.51 In 2 patients, radiosurgically induced neoplasia was identified. Each of the patients was found to have an incidental, uniformly enhancing, dura-based mass lesion. These lesions displayed the imaging characteristics of a meningioma. From our series, if we conservatively estimate the radiosurgery-induced lesions that would be evident within a 10-year interval, our incidence of radiosurgery-induced neoplasia would 2 in 2880 person-years or 69 in 100,000 person-years. Thus, there is a 0.7% chance that a radiation-induced tumor may develop within 10 years after Gamma Knife radiosurgery. This is less than the 1.3% risk over the first 10 years or 1.9% over 20 years detailed by Brada and colleagues in radiotherapy series. However, our results encompass a follow-up period of just 10 years. Therefore, even though the risk for radiosurgery-induced secondary tumors is low, it must be weighed in the treatment of pediatric patients and in those with benign tumors and a long life expectancy.

Suggested Readings

Betti O, Derechinsky V. [Multiple-beam stereotaxic irradiation.]. Neurochirurgie. 1983;29:295-298.

Brada M, Rajan B, Traish D, et al. The long-term efficacy of conservative surgery and radiotherapy in the control of pituitary adenomas. Clin Endocrinol (Oxf). 1993;38:571-578.

Colombo F, Benedetti A, Pozza F, et al. External stereotactic irradiation by linear accelerator. Neurosurgery. 1985;16:154-160.

Colombo F, Benedetti A, Pozza F, et al. Stereotactic radiosurgery utilizing a linear accelerator. Appl Neurophysiol. 1985;48:133-145.

Dale RG. The application of the linear-quadratic dose-effect equation to fractionated and protracted radiotherapy. Br J Radiol. 1985;58:515-528.

Flickinger JC, Kalend A. Use of normalized total dose to represent the biological effect of fractionated radiotherapy. Radiother Oncol. 1990;17:339-347.

Flickinger JC, Kondziolka D, Maitz AH, et al. Analysis of neurological sequelae from radiosurgery of arteriovenous malformations: how location affects outcome. Int J Radiat Oncol Biol Phys. 1998;40:273-278.

Guo WY. Radiological aspects of gamma knife radiosurgery for arteriovenous malformations and other non-tumoural disorders of the brain. Acta Radiol Suppl. 1993;388:1-34.

Hall EJ, Giaccia A. Radiobiology for the Radiologist, 6th ed. Philadelphia: Lippincott Williams & Wilkins; 2006.

Hartmann GH, Schlegel W, Sturm V, et al. Cerebral radiation surgery using moving field irradiation at a linear accelerator facility. Int J Radiat Oncol Biol Phys. 1985;11:1185-1192.

Kjellberg RN, Koehler AM, Preston WM, et al. Stereotaxic instrument for use with the Bragg peak of a proton beam. Confin Neurol. 1962;22:183-189.

Kjellberg RN, Sweet WH, Preston WM, et al. The Bragg peak of a proton beam in intracranial therapy of tumors. Trans Am Neurol Assoc. 1962;87:216-218.

Larsson B, Leksell L, Rexed B, et al. Effect of high energy protons on the spinal cord. Acta Radiol. 1959;51:52-64.

Larsson B, Leksell L, Rexed B, et al. The high-energy proton beam as a neurosurgical tool. Nature. 1958;182:1222-1223.

Leksell L. The stereotaxic method and radiosurgery of the brain. Acta Chir Scand. 1951;102:316-319.

Leksell L, Larsson B, Andersson B, et al. Lesions in the depth of the brain produced by a beam of high energy protons. Acta Radiol. 1960;54:251-264.

Mehta MP. The physical, biologic, and clinical basis of radiosurgery. Curr Probl Cancer. 1995;19:265-329.

Sheehan J, Steiner L, Laws ER. Pituitary adenomas: is Gamma Knife radiosurgery safe? Nat Clin Pract Endocrinol Metab. 2005;1:2-3.

Steiner L, Leksell L, Greitz T, et al. Stereotaxic radiosurgery for cerebral arteriovenous malformations. Report of a case. Acta Chir Scand. 1972;138:459-464.

Wu A. Physics and dosimetry of the gamma knife. Neurosurg Clin N Am. 1992;3:35-50.

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