The Chemistry of Peels: A Hypothesis of Action Mechanisms and a Proposal of a New Classification of Chemical Peelings

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1 The Chemistry of Peels

A Hypothesis of Action Mechanisms and a Proposal of a New Classification of Chemical Peelings

The following definition of chemical peels found in the literature has been chosen and adapted by the authors for the purposes of this chapter. A chemical peel is a treatment technique used to improve and smooth the facial and/or body skin’s texture using a chemical solution that causes the dead skin to slough off and eventually peel off. The regenerated skin is usually smoother and less wrinkled than the old skin.

It is advised to seek training with a specialist such as a dermatologist, plastic surgeon, otorhinolaryngologist (facial plastic surgeon) or maxillofacial plastic surgeon who is experienced in the specific type of peel you wish to perform.

Introduction

This chapter proposes a new classification of chemical peels based on the mechanism of action of chemical peel solutions. The traditionally accepted mechanism has been based on the concept that the effect of a peeling solution on the skin is based purely on its acidity. By using elementary concepts in chemistry three separate mechanisms of action for chemical peeling solutions will be explained:

The literature devoted to chemical peels is full of information about the methodology, indications, contraindications, side effects, as well as the results obtained. Without any proof, acidity has always been assumed to be the sole mechanism of action of peeling agents. All peeling agents were assumed to induce the three stages of tissue replacement: destruction, elimination, and regeneration, all accompanied by a controlled stage of inflammation.

A brief study of the chemistry of the molecules and solutions used in chemical peels immediately questions the hypothesis that acidity is the only basis for the action of peeling solutions. In fact, with the exception of trichloroacetic acid (TCA) and non-neutralized glycolic acid solutions, the most commonly used peeling solutions are only weakly acidic, and phenol and resorcinol mixtures may not be acidic at all, having a pH greater than 7 in some formulations.

You will find detailed below descriptions of some elementary chemistry concepts that, along with a review of the chemistry of the skin, should help to explain the possible interactions between different peelings solutions and the skin. Finally, two new classifications of solutions for peelings will be proposed, one according to their mechanisms of action (classification of L. Dewandre), and the other according to chemical parameters (structure of the molecula, pKa, etc; or classification of A. Tenenbaum).

Useful Elements of Basic Chemistry

Understanding some of the basic concepts of chemistry is necessary to truly understand chemical peels. Mineral and organic chemistry are taught as biochemistry to medical students, but most practicing physicians do not remember these fundamental sciences.

Also chemistry has been unfortunately evicted in cosmetic dermatology from aesthetic medicine courses, masters, workshops and congresses. A brief review of useful information should help to update most practitioners.

Acids

An acid (from the Latin acidus meaning sour) is traditionally considered any chemical compound that, when dissolved in water, gives a solution with a hydrogen ion activity greater than in pure water, i.e., a pH less than 7.0. That approximates the modern definition of Johannes Nicolaus Brønsted and Martin Lowry, who independently defined an acid as a compound which donates a hydrogen ion (H+) to another compound (called a base). Acid/base systems are different from redox reactions in that there is no change in oxidation state. Acids can occur in solid, liquid or gaseous form, depending on the temperature. They can exist as pure substances or in solution.

Chemicals or substances having the property of an acid are said to be acidic (adjective).

Brønsted Acids

While the Arrhenius concept is useful for describing many reactions, it is also quite limited in its scope. Brønsted acids act by donating a proton to water and at the difference of Arrhenius acids, can also be used to describe molecular compounds, whereas Arrhenius acids must be ionic compounds.

In 1923 chemists Johannes Nicolaus Brønsted and Thomas Martin Lowry independently recognized that acid–base reactions involve the transfer of a proton. A Brønsted–Lowry acid (or simply Brønsted acid) is a species that donates a proton to a Brønsted–Lowry base. Brønsted–Lowry acid–base theory has several advantages over Arrhenius theory. Consider the following reactions of acetic acid (CH3COOH), (used as chemical peel for the décolleté by some great peelers like L. Wiest) the organic acid that gives vinegar its characteristic taste:

Both theories easily describe the first reaction: CH3COOH acts as an Arrhenius acid because it acts as a source of H3O+ when dissolved in water, and it acts as a Brønsted acid by donating a proton to water. In the second example CH3COOH undergoes the same transformation, donating a proton to ammonia (NH3), but cannot be described using the Arrhenius definition of an acid because the reaction does not produce hydronium.

As with the acetic acid reactions, both definitions work for the first example, where water is the solvent and hydronium ion is formed. The next reaction does not involve the formation of ions but can still be viewed as proton transfer reaction.

Lewis Acids

The Brønsted–Lowry definition is the most widely used definition; unless otherwise specified acid–base reactions are assumed to involve the transfer of a proton (H+) from an acid to a base.

A third concept was proposed by Gilbert N. Lewis which includes reactions with acid-base characteristics that do not involve a proton transfer. A Lewis acid is a species that accepts a pair of electrons from another species; in other words, it is an electron pair acceptor. Brønsted acid–base reactions are proton transfer reactions while Lewis acid–base reactions are electron pair transfers. All Brønsted acids are also Lewis acids, but not all Lewis acids are Brønsted acids. Contrast the following reactions which could be described in terms of acid-base chemistry:

In the first reaction a fluoride ion, F, gives up an electron pair to boron trifluoride to form the product tetrafluoroborate. Fluoride ‘loses’ a pair of valence electrons because the electrons shared in the B—F bond are located in the region of space between the two atomic nuclei and are therefore more distant from the fluoride nucleus than they are in the lone fluoride ion. BF3 is a Lewis acid because it accepts the electron pair from fluoride. This reaction cannot be described in terms of Brønsted theory because there is no proton transfer. The second reaction can be described using either theory. A proton is transferred from an unspecified Brønsted acid to ammonia, a Brønsted base; alternatively, ammonia acts as a Lewis base and transfers a lone pair of electrons to form a bond with a hydrogen ion. The species that gains the electron pair is the Lewis acid; for example, the oxygen atom in H3O+ gains a pair of electrons when one of the H—O bonds is broken and the electrons shared in the bond become localized on oxygen. Depending on the context, Lewis acids may also be described as a reducing agent or an electrophile.

Dissociation and Equilibrium

Reactions of acids are often generalized in the form HA image H+ + A, where HA represents the acid and A is the conjugate base. Acid–base conjugate pairs differ by one proton, and can be interconverted by the addition or removal of a proton (protonation and deprotonation, respectively). Note that the acid can be the charged species and the conjugate base can be neutral in which case the generalized reaction scheme could be written as HA image H+ + A. In solution there exists an equilibrium between the acid and its conjugate base. The equilibrium constant K is an expression of the equilibrium concentrations of the molecules or the ions in solution. Brackets indicate concentration, such that [H2O] means the concentration of H2O. The acid dissociation constant Ka is generally used in the context of acid-base reactions. The numerical value of Ka is equal to the concentration of the products divided by the concentration of the reactants, where the reactant is the acid (HA) and the products are the conjugate base and H+.

image

The stronger of two acids will have a higher Ka than the weaker acid; the ratio of hydrogen ions to acid will be higher for the stronger acid as the stronger acid has a greater tendency to lose its proton. Because the range of possible values for Ka spans many orders of magnitude, a more manageable constant, pKa is more frequently used, where pKa = −log10Ka. Stronger acids have a smaller pKa than weaker acids. Experimentally determined pKa at 25°C in aqueous solution are often quoted in textbooks and reference material.

Acid Strength

For peelers, this notion is very important because stronger acids have a higher Ka and a lower pKa than weaker acids.

For our classification, two parameters have to be taken in consideration for peelers:

For chemists, the strength of an acid refers to its ability or tendency to lose a proton. A strong acid is one that completely dissociates in water; in other words, one mole of a strong acid HA dissolves in water yielding one mole of H+ and one mole of the conjugate base, A, and none of the protonated acid HA. In contrast a weak acid only partially dissociates and at equilibrium both the acid and the conjugate base are in solution. In water each of these essentially ionizes 100%. The stronger an acid is, the more easily it loses a proton, H+. Two key factors that contribute to the ease of deprotonation are the polarity of the H—A bond and the size of atom A, which determines the strength of the H—A bond. Acid strengths are also often discussed in terms of the stability of the conjugate base.

According to the classification of A. Tenenbaum, which is described later in this chapter, peelers should be careful with the dangerous distinction between so called ‘cosmetic’, peelings for acids with pKa > 3 and ‘medical’, peelings for acids with pKa < 3, because some acids like salicylic acid with a pKa near 3, as the phenol, toxic substance with a pKa > 3 need to be exclusively used by trained physicians.

Polarity and the inductive effect

The polarity of the HA bond is the first factor contributing to the acid strength.

As the electron density on hydrogen decreases, it is more acidic. Moving from left to right across a row on the periodic table elements become more electronegative (excluding the noble gases).

In several compound classes, collectively called carbon acids, the C—H bond can be sufficiently acidic for proton removal. Unactivated C—H bonds are found in alkanes and are not adjacent to a heteroatom (O, N, Si, etc). Such bonds usually only participate in radical substitution.

Polarity refers to the distribution of electrons in a bond, the region of space between two atomic nuclei where a pair of electrons is shared. When two atoms have roughly the same electronegativity (ability to attract electrons) the electrons are shared evenly and spend equal time on either end of the bond. When there is a significant difference in electronegativities of two bonded atoms, the electrons spend more time near the nucleus of the more electronegative element and an electrical dipole, or separation of charges, occurs, such that there is a partial negative charge localized on the electronegative element and a partial positive charge on the electropositive element. Hydrogen is an electropositive element and accumulates a slightly positive charge when it is bonded to an electronegative element such as oxygen or chlorine.

The electronegative element need not be directly bonded to the acidic hydrogen to increase its acidity. An electronegative atom can pull electron density out of an acidic bond through the inductive effect. The electron-withdrawing ability diminishes quickly as the electronegative atom moves away from the acidic bond.

Carboxylic acids are organic acids that contain an acidic hydroxyl group and a carbonyl (C—O bond). Carboxylic acids can be reduced to the corresponding alcohol; the replacement of an electronegative oxygen atom with two electropositive hydrogens yields a product which is essentially non-acidic. The reduction of acetic acid to ethanol using LiAlH4 (lithium aluminum hydride or LAH) and ether is an example of such a reaction.

The pKa for ethanol is 16, compared to 4.76 for acetic acid.

Chemical characteristics

It is important to keep in mind the difference between monoprotic acids (having one unique pKa) and polyprotic acids (having two or more pKa).

Polyprotic Acids

Polyprotic acids are able to donate more than one proton per acid molecule, in contrast to monoprotic acids that only donate one proton per molecule. Specific types of polyprotic acids have more specific names, such as diprotic acid (two potential protons to donate) and triprotic acid (three potential protons to donate).

A diprotic acid (here symbolized by H2A) can undergo one or two dissociations depending on the pH. Each dissociation has its own dissociation constant, Ka1 and Ka2.

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The first dissociation constant is typically greater than the second; i.e., Ka1 > Ka2. For example, the weak unstable carbonic acid (H2CO3) can lose one proton to form bicarbonate anion (HCO3) and lose a second to form carbonate anion (CO32−). Both Ka values are small, but Ka1 > Ka2.

Diprotic acids used for peelings are malic, tartaric and azelaic acids.

Two dissociations depending on the pH mean that such acids can generate two peelings with the second one less acidic than the first one, in case we consider one peeling reaction per one dissociation.

A triprotic acid (H3A) can undergo one, two, or three dissociations and has three dissociation constants, where Ka1 > Ka2 > Ka3.

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An organic example of a triprotic acid is citric acid, which can successively lose three protons to finally form the citrate ion. Even though the positions of the protons on the original molecule may be equivalent, the successive Ka values will differ since it is energetically less favorable to lose a proton if the conjugate base is more negatively charged.

Buffer solution

A buffer solution is an aqueous solution consisting of a mixture of a weak acid and its conjugate base or a weak base and its conjugate acid. It has the property that the pH of the solution changes very little when a small amount of acid or base is added to it. Buffer solutions are used as a means of keeping pH at a nearly constant value in a wide variety of chemical applications. Many life forms thrive only in a relatively small pH range; an example of a buffer solution is blood.

Buffer Capacity

Buffer capacity is a quantitative measure of the resistance of a buffer solution to pH change on addition of hydroxide ions. It can be defined as follows:

image

where dn is an infinitesimal amount of added base and d(pH) is the resulting infinitesimal change in pH. With this definition the buffer capacity can be expressed as:

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where Kw is the self-ionization constant of water and CA is the analytical concentration of the acid, equal to [HA]+[A]. The term Kw/[H+] becomes significant at pH greater than about 11.5 and the second term becomes significant at pH less than about 2. Both these terms are properties of water and are independent of the weak acid. Considering the third term, it follows that:

Current applications of buffer solutions

Their resistance to changes in pH makes buffer solutions very useful for chemical manufacturing and essential for many biochemical processes. The ideal buffer for a particular pH has a pKa equal to that pH, since such a solution has maximum buffer capacity.

Buffer solutions are necessary to keep the correct pH for enzymes in many organisms to work. A buffer of carbonic acid (H2CO3) and bicarbonate (HCO3) is present in blood plasma, to maintain a pH between 7.35 and 7.45.

Majority of biological samples that are used in research are made in buffers specifically phosphate buffered saline (PBS) at pH 7.4.

Buffered TCA are more likely to create dyschromias.

Neutralization

There is among physicians a big confusion between a buffered peel (see above) and a neutralized peel. In chemistry, neutralization is a chemical reaction whereby an acid and a base react to form water and a salt.

In an aqueous solution, solvated hydrogen ions (hydronium ions, H3O+) react with hydroxide ions (OH) formed from the alkali to make two molecules of water. A salt is also formed. In non-aqueous reactions, water is not always formed; however, there is always a donation of protons (see Brønsted–Lowry acid–base theory).

Often, neutralization reactions are exothermic, giving out heat to the surroundings (the enthalpy of neutralization). An example of an endothermic neutralization is the reaction between sodium bicarbonate (baking soda) and any weak acid, for example acetic acid (vinegar).

Neutralization of the chemical peeling agent is an important step, which is determined by either the frost or how much time has elapsed. Neutralization is achieved by a majority of peelers applying cold water or wet, cool towels to the face following the frost. According to physical chemistry, using water just after the frost provokes an exothermic reaction which can provoke a ‘cold’ burn. Other neutralizing agents that can be used include bicarbonate spray or soapless cleanser. Peeling agents for which this neutralization step is less important include salicylic acid, Jessner solution, TCA, and phenol.

In partially neutralized AHA solutions, the acid and a lesser amount of base are combined in a reversible chemical reaction that yields unneutralized acid and a salt.

The resulting solution has less free acid and a higher pH than a solution that has not been neutralized. In partially neutralized formulations, the salt functions as a reservoir of acid that is available for second-phase penetration. This means that partially neutralized formulas can deliver as much, if not more, alpha-hydroxy acid than free acid formulas, but in a safer, ‘time-released’ manner. Therefore, the use of partially neutralized glycolic acid solutions seems prudent, since they have a better safety profile than low-pH solutions containing only free glycolic acid.

Clinical studies have shown that a partially neutralized lactic acid preparation improves the skin, both in appearance and histologically. Other studies using skin tissue cultures showed that partially neutralized glycolic acid stimulates fibroblast proliferation – an index of tissue regeneration. Looking at electrical conductance of the skin (an indicator of water content or moisturization), higher pH products (those that have been partially neutralized) are better moisturizers than lower pH preparations.

Anatomy of the Skin

Like the whole human organism, the skin can be considered an aqueous solution into which are dissolved a certain number of molecules. These are molecules of proteins, lipids, and carbohydrates (sugars) in variable quantities and proportions.

There is more water in the dermis than in the epidermis. This is due to the presence of blood and lymph in the dermis, which both have a high water content, as well as the fact that the epidermis is in contact with a more or less dehydrated environment.

There are more proteins (keratin) in the epidermis than in the dermis whereas, on the other hand, more carbohydrates and lipids are to be found in the dermis, and there are even more in the subcutaneous layer than in the dermis.

The most important molecule in the epidermis is a fibrous and corneal protein, keratin, that protects and takes part, through its continuous production by the keratinocytes, in the complete replacement of the epidermis every 27 days.

The most important molecules of the dermis are collagen, elastin, glycosaminoglycans (GAGs) and the proteoglycans. Collagen and elastin are proteins, while GAGs (e.g., hyaluronic acid) and the proteoglycans are biological polymers formed mainly by sugars that retain water.

Collagen constitutes the skin’s structural resource and is the most abundant protein in the human body. It is formed mainly by glycine, proline, and hydroxyproline. It is one of the most resistant natural proteins and helps to give the skin structural support. Elastin is similar to collagen but it is an extensible protein responsible for elasticity; hence its name. It has two unique polypeptides, desmosine and isodesmosine.

The GAGs contain specific sugars such as glucosamine sulfate, N-acetylglucosamine and glucosamine hydrochloride, all very able of attracting water. They form long chains of molecules that retain water, such as hyaluronic acid, keratin sulfate, heparin, dermatin, and chondroitin.

The hypodermis or subcutaneous tissue consists mainly of fat, although this tissue accounts for a completely different chemical interaction with peeling solutions. Chemical peeling is not meant to extend down into the subcutaneous layer so we will not discuss this.

The different molecular composition of the different levels of the skin may explain the variability of the interactions and the results obtained. These benefits are correlative to the penetration level achieved when using a given peeling agent.

It is likewise for the pH. While the pH of the epidermis is a well-established notion, the pH of the dermis is not an exact value and has been difficult to measure precisely.

The epidermal acid layer or mantel is the result of serum secretion and sweat. It protects the skin and makes it less vulnerable from attacks of microorganisms such as bacteria and fungi. The normal epidermis has a slightly acidic pH with a range between 4.2 and 5.6. It varies from one part of the skin to another and, in general, it is more acidic in men than in women.

The pH of the epidermis also varies depending on its different layers. For a ‘skin’ pH of around 5 we will find a pH near 5.6 in the corneal layer and one of 4.8 in the deep layers of the epidermis which are rich in corneocytes and melanocytes. Finally, dry skin is more acidic than oily skin, which can reach pH 6.

Since the dermis contains a significant amount of fluid and blood, we can presume the pH to be 6 to 6.5 and it is slightly less acidic than the epidermis, with a pH of 6 for the papillary dermis and 7 for the vascular reticular dermis.

Substances with Mainly Metabolic Activity

Except for glycolic and lactic acid, the metabolic substances described below are not used, properly speaking, in the solutions involved in chemical peels. Today, these acids are nearly ubiquitous in medical cosmetology as a part of skin care regimens and in the office as chemical peel procedures.

Alpha hydroxy acids

Alpha hydroxy acid peels include aliphatic (lactic acid, glycolic acid, tartaric acid, and malic acid) and aromatic (mandelic) acids,that are synthesized chemically for use in peels. Various concentrations can be purchased, with 10–70% concentration used for facial peels, most commonly 50% or 70%. Alpha hydroxy acids are weak acids that induce their rejuvenation activity by either metabolic or caustic effect. At low concentration (<30%), they reduce sulfate and phosphate groups from the surface of corneocytes. By decreasing corneocyte cohesion, they induce exfoliation of the epidermis. At higher concentration, their effect is mainly destructive. Because of the low acidity of alpha hydroxy acids, they do not induce enough coagulation of the skin proteins and therefore cannot neutralize themselves. They must to be neutralized using a weak buffer.

The α-hydroxy acids, or alpha hydroxy acids (AHAs), are a class of chemical compounds that consist of a carboxylic acid with a hydroxy group on the adjacent carbon. They may be either naturally occurring or synthetic. AHAs are well-known for their use in the cosmetics industry. They are often found in products claiming to reduce wrinkles or the signs of aging, and improve the overall look and feel of the skin. They are also used as chemical peels available in a dermatologist’s office, beauty and health spas and home kits, which usually contain a lower concentration. Although their effectiveness is documented, numerous cosmetic products have appeared on the market with unfounded claims of performance. Many well-known α-hydroxy acids are useful building blocks in organic synthesis: the most common and simple are glycolic acid, lactic acid, citric acid, mandelic acid.

Knowledge of the skin structure within the framework of cutaneous aging is helpful to understand the topical action of AHAs. Human skin has two principal components, the avascular epidermis and the underlying vascular dermis. Cutaneous aging, while having epidermal concomitants, seems to involve primarily the dermis and is caused by intrinsic and extrinsic aging factors.

AHAs most commonly used in cosmetic applications are typically derived from fruit products including glycolic acid (from sugar cane), lactic acid (from sour milk), malic acid (from apples), citric acid (from citrus fruits) and tartaric acid (from grape wine). For any topical compound, including AHA, it must penetrate into the skin where it can act on living cells. Bioavailability (influenced primarily by small molecular size) is one characteristic that is important in determining the compound’s ability to penetrate the top layer of the skin. Glycolic acid having the smallest molecular size is the AHA with greatest bioavailability and penetrates the skin most easily; this largely accounts for the popularity of this product in cosmetic applications.

AHAs are generally safe when used on the skin as a cosmetic agent using the recommended dosage. The most common side effects are mild skin irritation, redness and flaking. The severity usually depends on the pH and the concentration of the acid used.

The FDA has also warned consumers that care should be taken when using AHAs after an industry-sponsored study found that they can increase photosensitivity to the sun.

Aliphatic alpha hydroxy acids (glycolic, lactic, malic, tartaric, citric) with pKa > 3

Glycolic Acid (pKa = 3.83) and Its Different Concentrations

Abbreviation: GA

Properties:

Glycolic acid (or hydroxyacetic acid) is the smallest α-hydroxy acid (AHA). This colorless, odorless, and hygroscopic crystalline solid is highly soluble in water. It is used in various skin care products.

Glycolic acid: Formulated from sugar cane, this acid creates a mild exfoliating action. Glycolic acid peels work by loosening up the horny layer and exfoliating the superficial top layer. This peel also stimulates collagen growth.

Once applied, glycolic acid reacts with the upper layer of the epidermis, weakening the binding properties of the lipids that hold the dead skin cells together. This allows the outer skin to ‘dissolve’ revealing the underlying skin.

In low concentrations, 5–10%, glycolic acid reduces cell adhesion in the top layer of the skin. This action promotes exfoliation of the outermost layer of the skin accounting for smoother texture following regular use of topical GA. This relatively low concentration of glycolic acid lends itself to daily use as a monotherapy or a part of a broader skin care management for such conditions as acne, photo-damage, wrinkling. Care needs to be taken to avoid irritation as this may result in worsening of any pigmentary problems. Newer formulations combine glycolic acid with an amino acid such as arginine and form a time-release system that reduces the risk of irritation without affecting glycolic acid efficacy. The use of an anti-irritant like allantoin is also helpful. Because of its safety, glycolic acid at the concentrations below 10% can be used daily by most people except those with very sensitive skin.

In medium concentrations, between 10 and 50%, its benefits are more pronounced but are limited to temporary skin smoothing without much long lasting results. This is still a useful concentration to use as it can prepare the skin for more efficacious glycolic acid at higher concentrations (50–70%) as well as prime the skin for deeper chemical peels such as TCA peel (trichloroacetic acid).

At higher concentrations (called here high concentrations), 50–70% applied for 3 to 8 minutes (usually done by a physician), glycolic acid promotes splitting between the cells and can be used to treat acne or photo-damage (such as mottled dyspigmentation, or fine wrinkles). The benefits from such short contact application (chemical peels) depend on the pH of the solution (the more acidic the product, or lower pH, the more pronounced the results), the concentration of GA (higher concentrations produce more vigorous response), the length of application and prior skin conditioning such as prior use of topical vitamin A products. Although single application of 50–70% GA will produce beneficial results, multiple treatments every 2 to 4 weeks are required for optimal results. It is important to understand that glycolic acid peels are chemical peels with similar risks and side effects as other peels.

Aromatic alpha hydroxy acid with pKa > 3

Mandelic Acid: An Aromatic Alpha Hydroxy Acid (pKa = 3.37)

Mandelic acid is an aromatic alpha hydroxy acid with the molecular formula C8H8O3. It is a white crystalline solid that is soluble in water and most common organic solvents.

Mandelic acid has a long history of use in the medical community as an antibacterial, particularly in the treatment of urinary tract infections. It has also been used as an oral antibiotic. Lately, Mandelic acid has gained popularity as a topical skin care treatment for adult acne. It is also used as an alternative to glycolic acid in skin care products. Mandelic acid is a larger molecule than glycolic acid which makes it better tolerated on the skin. Mandelic acid is also advantageous in that it possesses antibacterial properties, whereas glycolic acid does not.

Its use as a skin care modality was pioneered by James E. Fulton, who developed vitamin A acid (tretinoin, Retin A) in 1969 with his mentor, Albert Kligman, at the University of Pennsylvania. On the basis of this research, dermatologists now suggest mandelic acid as an appropriate treatment for a wide variety of skin pathologies, from acne to wrinkles; it is especially good in the treatment of adult acne as it addresses both of these concerns. Mandelic acid is also recommended as a pre- and post-laser resurfacing treatment, reducing the amount and length of irritation.

Mandelic acid peels are commercialized nowadays as gels with a specific viscosity which make them user-friendly for beginners.

Bi carboxylic acid with pKa > 3

Azelaic Acid (pKa1 = 4.550, pKa2 = 5.598)

Azelaic acid or 1,7-heptanedicarboxylic acid is a saturated dicarboxylic acid naturally found in wheat, barley, and rye. It is active in a concentration of 20% in topical products used in a number of skin conditions, mainly acne. Azelaic acid is used to treat mild to moderate acne, i.e., both comedonal acne and inflammatory acne. It works in part by stopping the growth of skin bacteria that cause acne, and by keeping skin pores clear

It has some interesting properties:

Azelaic acid does not result in bacterial resistance to antibiotics, reduction in sebum production, photosensitivity (easy sunburn), staining of skin or clothing, or bleaching of normal skin or clothing; however, 20% azelaic acid can be a skin irritant.

The azelaic acid is diprotic, having two pKa values. It is quite interesting because its second pKa is almost equal to the pH of the skin (5.5).

We can easily understand that azelaic acid used for peelings may need to be neutralized but does not need any buffer. In S. DiBlasi’s formula, azelaic acid is not buffered, nor neutralized.

In vitro, the azelaic acid works as a scavenger (captor) of free radicals and inhibits a number of oxidoreductase enzymes including 5-alpha reductase, the enzyme responsible of turning testosterone into dihydrotestosterone. It normalizes keratinization and leads to a reduction in the content of free oily acids in lipids on the skin surface.

Apart from that, azelaic acid has antiviral and antimitotic properties. Finally, it can also act as an antiproliferant and a cytotoxin via the blockage of mitochondrial respiration and DNA synthesis.

Beta hydroxy acid peels with pKa around 3

It is becoming common for beta hydroxy acid (BHA) peels to be used instead of the stronger alpha hydroxy acid (AHA) peels due to BHA’s ability to get deeper into the pore than AHA. Studies show that BHA peels control oil, acne as well as remove dead skin cells to a certain extent better than AHAs due to AHAs only working on the surface of the skin.

Salicylic acid (from the Latin Salix meaning: willow tree) is a biosynthesized, organic, beta hydroxy acid that is often used. Sodium salicylate is converted by treating sodium phenolate (the sodium salt of phenol) with carbon dioxide at high pressure and temperature. Acidification of the product with sulfuric acid gives salicylic acid. Alternatively, it can be prepared by the hydrolysis of Aspirin (acetylsalicylic acid) or Oil of Wintergreen (methyl salicylate) with a strong acid or base.

Salicylic Acid (pKa = 2.97)

30% salicylic acid in ethanol is the most used peeling nowadays.

Salicylic acid is lipid soluble; therefore, it is a good peeling agent for comedonal acne. The salicylic acid is able to penetrate the comedones better than other acids. The anti-inflammatory and anesthetic effects of the salicylate result in a decrease in the amount of erythema and discomfort that generally is associated with chemical peels.

Salicylic acid is a key ingredient in many skin care products for the treatment of acne, psoriasis, calluses, corns, keratosis pilaris, and warts. It works as both a keratolytic and comedolytic agent by causing the cells of the epidermis to shed more readily, opening clogged pores and neutralizing bacteria within, preventing pores from clogging up again by constricting pore diameter, and allowing room for new cell growth.Because of its effect on skin cells, salicylic acid is used in several shampoos used to treat dandruff. Use of concentrated solutions of salicylic acid may cause hyperpigmentation in patients with unconditioned skin, those with darker skin types (Fitzpatrick phototypes IV, V, VI), as well as in patients who do not regularly use a broad spectrum sunblock.

Also known as 2-hydroxybenzoic acid, it is a crystalline carboxylic acid and classified as a beta-hydroxy acid. Salicylic acid is slightly soluble in water but very soluble in ethanol and ether (like phenol and resorcinol). It is made from sodium phenolate and this explains its direct relationship with phenol with which it shares certain toxic properties that become apparent when used in great quantity and on large surface areas.

Salicylic acid is found naturally in certain plants (Spiraea ulmaria, Andromeda leschenaultii), particularly fruits.

Retinoic Acid Peel

Retinoic acid or vitamin A acid is not soluble in water but is soluble in fat.

Therefore retinyl palmitate or vitamin A palmitate is the elected retinoic agent for chemical peels.

Retinyl palmitate, or vitamin A palmitate is the ester of retinol and palmitic acid.

Tretinoin is the acid form of vitamin A and so also known as all-trans retinoic acid or ATRA. It is a drug commonly used to treat acne vulgaris and keratosis pilaris.

Tretinoin is the best studied retinoid in the treatment of photoaging. It is used as a component of many commercial products that are advertised as being able to slow skin aging or remove wrinkles

The terpene family, to which retinoic acid belongs, includes numerous compounds whose common feature is that they are formed by a chain of isoprene units CH2=C(CH3)—CH=CH2 terpenes have a raw formula type (C5Hx)n, x being dependant on the amount of insaturation. Their names depend on n:

The main representative of the family of diterpenes is vitamin A or retinol. Retinol is present in food (beta carotene) and converts completely in the skin into retinaldehyde (retinal). Subsequently, 95% of this is converted into retinyl ester and 5% into all-trans and 9-cis retinoic acids.

Retinoids have multiple properties in embriogenesis, growth control and differentiation of adult tissues, reproduction, and sight. In dermatology their use is well established for psoriasis, hereditary disorders of keratinization, acne, and skin aging. The most commonly used retinoids are all-trans retinoic acid (tretinoin; used topically), 13-cis retinoic acid (isotretinoin; used both orally and topically), retinaldehyde/retinal and retinol (both of which are used topically). In addition there are the synthetic retinoids: etretinate, acitretin, adapalene, tazarotene, etc.

When considering chemical peelings we are only interested in the natural retinoids – retinol, all-trans retinal and retinoic acid – the last two of which are useful in strong concentrations as peeling agents used under medical supervision.

Substance with Mainly Caustic Activity

Trichloroacetic acid peels

Trichloroacetic Acid (TCA) (pKa = 0.54)

UN 1839 is required to transport it because of its corrosive activity.

TCA is also called trichloroethanoic acid. It is obtained through distillation of the product from nitric acid steam on chloral acid. It is found as anhydrous (very hygroscopic), white crystals.

TCA can be found directly in the environment because it is used as a herbicide (as sodium salt) and indirectly as metabolite derived from chlorination reactions for water treatment. At the same time, it is a major metabolite of perchlorethylene (PCE), which is used mainly in the field of dry cleaning. Its general toxicity when taken in low dose is almost nonexistent. Its molecular structure is very close to glycolic acid. The carbon in the alpha position has a hydroxyl group and two hydrogens in the case of glycolic acid, as opposed to three chlorines in TCA. TCA is a much stronger acid than any other current acids used for peelings; its pKa is the lowest of any current acids used for chemical peels. Like glycolic acid, TCA does not have general toxicity, even when applied in concentrated form on the skin. When applied to the skin, it is not transported into the blood circulation. TCA’s destructive activity is a consequence of its acidity in aqueous solutions, but in peels the acid is rapidly ‘neutralized’ as it progresses through the different skin layers, leading to a coagulation of skin proteins.

As TCA becomes more concentrated, it becomes more acidic and can penetrate deeper. The greater the amount of solution placed on the skin the more intense the destructive effect. TCA action is simple, reproducible, proportional to the concentration and to the amount applied. Unique to TCA, visual changes (light speckling to white frost)in the skin following application indicate degree of coagulation of protein molecules.

Trichloroacetic acid is used as an intermediate to deep peeling agent in concentrations ranging from 20–50%. Depth of penetration is increased as concentration increases, with 50% TCA penetrating into the reticular dermis.

The quality of manufacture of a particular TCA depends of 14 parameters linked to the raw material itself and one parameter linked to the manufacturer (material of protection if necessary like dustmask, eyeshield, faceshield, full face particle respirator, gloves, respirator cartridge, respirator filter):

The storage of TCA peel has to be separated from food and foodstuffs; it should be stored in a secure cool, dry area in a well-ventilated room.

The packaging has to be unbreakable, if breakable put into closed unbreakable container.

It is preferable to keep the TCA peels solutions in opaque glass bottles.

In addition to this detailed chemistry data, we will also present some clinical scenarios to highlight the action of TCA on the skin. TCA is the most aggressive acid (lowest pKa of all acids used for peels) and the depth of penetration is correlated with its pH.

The TCA application is linked to the pressure of application, the time, the number of coats, the total quantity used and the neutralization.

We do prefer special creams called ‘frosting stoppers’ instead of water to neutralize the TCA, avoiding then an exothermic reaction, which would provoke a ‘cold’ burn.

In our view, the unbuffered TCA prepared with pure crystals and completed with bi-distilled water added with rose oil mosqueta is less likely to provoke pigmentary rebound or postinflammatory hyperpigmentation versus the buffered TCA.

It is recommended not to use water or primary or secondary alcohols before and after the application of an unbuffered TCA to avoid any exothermic reaction as a reversible reaction of esterification.

Substances with Mainly Toxic Activity

Phenol ((pKaphoh2+/phoh) – 6.4 (pKaphoh/pho) 9.95)

Phenol is also named phenic acid, or hydroxybenzene. It is a colorless, crystalline solid that melts at 41°C and boils at 182°C, is soluble in ethanol and ether and sometimes soluble in water.

Alcohols are organic compounds that have a functional hydroxyl group attached to a carbon atom of an alkyl chain. Benzene hydroxyl derivatives and aromatic hydrocarbons are called phenols, and the hydroxyl group is directly attached to a carbon atom in the benzene ring. In this case, phenol is an alcohol but not an alkyl alcohol: the group C6H5– is named phenyl but the C6H5OH compound is called phenol and not phenylic alcohol.

Phenol is an aromatic alcohol with the properties of a weak acid (it has a labile H, which accounts for its acid character). Its three-dimensional structure tends to retain the H+ ion from the hydroxyl group through a so-called mesomeric effect. It is sometimes called carbolic acid when in water solution. It reacts with strong bases to form the salts called phenolates. Its pKa is high, at 9.95. Phenol has antiseptic, antifungal, and anesthetic pharmacological properties.

Carbolic acid is more acidic than phenol and it exists 3 differences between phenol and carbolic acid.

How the Most Commonly Used Substances in Chemical Peels Work – A Proposal for Classification

When making reference, even superficially as we do, to the chemical and pharmacological properties of these diverse molecules, we realize that acidity is far from being the only mechanism of action that causes the previously documented peel-induced modifications of the skin. The pH alone is only destructive in the case of trichloroacetic acid. The other substances act mainly through toxic effects (phenol, resorcinol and, at a lower level, salicylic acid) or through metabolic effects in the case of AHAs, azelaic and retinoic acids, and interfering with cell structure and synthesis without destroying them, merely modifying them or stimulating them.

Thus we can propose to classify the substances used in the peels into three categories: caustic, metabolic and toxic. Keep in mind that caustic effects are localized only to the areas the chemical touches, while toxic effects, although mainly localized in nature, can also affect cells some distance from where the chemical has been applied.

Classification of substances used for chemical peels (L. Dewandre)

When acidity is not the main mechanism of action, the pH seems to be the factor that allows certain other substances present in the solution (that have mainly metabolic effects) to penetrate the skin. The skin and its constituent molecules, and water, act as a kind of buffer for the solution that makes contact and penetrates until it reaches the depth necessary for its relative neutralization. It acts as a blotter of the solution applied, which is more or less avid depending on the pH and, most of all, on the pH gradient between this solution and the depth of the skin involved.

Toxins, particularly phenol, have little if any caustic action; phenol solutions have a pH of 5 or 6.

We understand well the interest in using peeling mixtures of different substances so as to combine caustic, toxic, and metabolic effects. This explains the interest in Jessner’s solution (a mixture of resorcinol, lactic acid, and salicylic acid); Monheit’s formula (a version of a modified Jessner’s solution with the resorcinol replaced with citric acid); other ‘secret’ modified phenol formulas and others (Fintsi,Kakowicz,De Rossi Fattaccioli, etc.).

The classification of A.Tenenbaum makes it easy to understand how even some acids with pKa > 3 such as (tartaric, mandelic, salicylic and of course phenol) may not be appropriate in the hands of novice peelers.

Therefore it is recommended that beginners start by using low concentrations of the nonaromatic diprotic or tripotic alpha hydroxyl acids with pKa > 3.

Further Reading

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Arnaud P. Chimie organique – ouvrage d’initiation à la chimie organique. [Organic Chemistry – introductory work to organic chemistry]. Paris: Dunod; 1992.

Brody HJ. Chemical peeling. St Louis: Mosby; 1997.

Carlson BM. Integumentary, skeletal, and muscular systems. Human Embryology and Developmental Biology. St Louis: Mosby; 1994. pp 153–181

Demas PN, Bridenstine JB, Braun TW. Pharmacology of agents used in the management of patients having skin resurfacing. Journal of Oral and Maxillofacial Surgery. 1997;55:1255-1258.

De Rossi Fattaccioli D. Histological comparison between deep chemical peeling (modified Litton’s formulae) and ultra pulsed CO2 laser resurfacing. Dermatología Peruana. 2005;15:1.

Ebbing DD, Gammon SD. General chemistry, 8th edn. Boston: Houghton Mifflin; 2005.

Halaas YP. Medium depth peels. Facial Plastic Surgery Clinics of North America. 2004;12:297-303.

Hasselbach KA. Die Berechnung der Wasserstoffzahl des Blutes aus der freien und gebundenen Kohlensäure desselben, und die Sauerstoffbindung des Blutes als Funktion der Wasserstoffzahl. Biochemische Zeitschrift. 1917;78:112-144.

Henderson LJ. Concerning the relationship between the strength of acids and their capacity to preserve neutrality. American Journal of Physiology. 1908;21(4):173-179.

Hermitte R. Aged skin, retinoids and alpha hydroxyl acids. Cosmetics and Toiletries. 1992;107:63-67.

Holbrook KA. Embryology of the human epidermis. In: Vincent C, editor. Kelley’s practice of pediatrics. Hagerstown, Maryland: Harper and Row, 1980.

Holbrook KA. Structure and function of the developing human skin. In: Goldsmith LA, editor. Physiology, biochemistry, and molecular biology of the skin. New York: Oxford University Press, 1991.

Hornby M, Peach JM. Foundations of organic chemistry. Oxford: Oxford University Press; 1991.

Howard P, Meylan W, editors. Handbook of physical properties of organic chemicals. Boca Raton: CRC/Lewis Publishers, 1997.

Kolbe H. Liebig’s Annals of Chemistry. pp 115, 201. 1860.

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Lagowski J, editor. Macmillan encyclopedia of chemistry. New York: Macmillan, 1997.

Lespiau R. La molécule chimique [Chemical molecule]. Paris: Félix Alcan; 1920. p. 285

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Pauwels. Les alpha-hydroxyacides en pratique dermatologique [The alpha-hydroxyacids in dermatological practice]. BEDC. 1994;2:437-453.

Pavia DL, Lampman GM, Kriz GS. Organic chemistry volume 1: Organic chemistry 351. Mason, OH: Cenage Learning; 2004.

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Resnick SS, Resnik BL. Complications of chemical peeling. Dermatology Clinics. 2005;13:309-312.

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Tenenbaum A 1999 Laserpeel. Longo L, Hoffstetter AG, Pascu ML (eds). Proceedings of the SPIE Laser Florence ’99: A Window on the Laser Medicine. 4166:169–179

Tenenbaum A 2009 La tecnica Endopeel-Vol: La medicina estetica- A.Redaelli- 2009 Ed SEE Firenze, pp 60–62, 71–73, 79, 227, 234

Tenenbaum A, Tiziani M (in press) The philosophy of synergy in rejuvenation’s techniques-Tecniche Endopeel-Tecniche per il lifting non chirurgico del viso e del corpo- Ed Evolution MD

Van Scott EJ, Yu RJ. Control of keratinization with alpha-hydroxy acids and related compounds. Archives of Dermatology. 1974;110:586-590.

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Vollhardt KPC, Schore NE. Traité de chimie organique [Organic Chemistry Handbook]. Brussels: De Boeck-Wesmael; 1998. p. 1350

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