The Cervicobrachial Region

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Chapter 4 The Cervicobrachial Region

Affections of the brachial plexus are usually the result of either compression or injury. The resultant symptoms and signs are often confusing, but these disorders should always be considered in the differential diagnosis of neuropathies of the upper extremity.

Anatomy

The brachial plexus is formed by the anterior rami of the last four cervical and first thoracic nerves (Fig. 4-1). In general, the upper portion of the plexus innervates the shoulder abductors, external rotators, and the elbow flexors. It also provides sensation to the shoulder and radial side of the arm. The lower portion of the plexus primarily innervates the forearm and hand muscles and provides sensation to the ulnar side of the arm, forearm, and hand. The first thoracic ramus also communicates with the first thoracic ganglion, through which sympathetic fibers are carried to the face from the spinal cord. Thus, involvement of the lower portion of the plexus by disease or injury may produce Horner’s syndrome (ptosis, miosis, enophthalmos, and anhidrosis).

The plexus passes distally between the middle and anterior scalene muscles, which attach to the first rib (Fig. 4-2). Beneath the clavicle, it is joined by the subclavian artery. The subclavian vein passes anterior to the scalenus anticus muscle. Artery, vein, and plexus then enter the axilla beneath the pectoralis minor muscle, with the lower trunk of the plexus (C8, T1) lying on the first rib.

Thoracic Outlet Syndromes

Thoracic outlet syndrome is a term used to describe a controversial condition thought to produce upper extremity symptoms as a result of neurovascular compression at the base of the neck. The thoracic outlet is the space through which the brachial plexus, subclavian artery, and vein pass on their way into the arm. The disorder is controversial because it is difficult to prove and symptoms are often vague and variable.

Three types of syndromes have been described based on the point of compression: (1) the cervical rib and scalenus anticus syndromes, in which a cervical rib or abnormal scalene muscle insertions may cause compression; (2) the costoclavicular syndrome, in which compression may occur under the clavicle; and (3) the hyperabduction syndrome, in which compression may develop in the subcoracoid region. These disorders all have very similar clinical features, and it is often impossible to differentiate among them on this basis alone. The symptoms and signs are related to the degree of involvement of each of the various structures at the level of the first rib. Primary neural involvement may lead to pain and numbness. Arterial involvement usually causes the extremity to feel “asleep.” This symptom may have a glove-type distribution and is occasionally associated with paresis. Venous involvement, such as that seen with acute thrombosis of the subclavian vein (effort thrombosis), may produce swelling. True arterial or venous compression or thrombosis is not common, but when it occurs, the diagnosis is easily made based on physical and radiographic abnormalities. Unfortunately, the diagnosis of thoracic outlet syndrome is most often used in the consideration of only pain affecting the arm, a situation that usually relies on the interpretation of highly subjective signs and symptoms.

CERVICAL RIB SYNDROME

The cervical rib usually arises from the seventh cervical vertebra and is the most common cause of neurovascular compression at the base of the neck (Fig. 4-3). The condition may be bilateral. The rib or its fibrous extension narrows the interval between the anterior and middle scalene muscles and produces a higher barrier over which the neurovascular structures must arch on their way into the arm. In older patients or those with muscular weakness, the shoulder may also sag more than normal, which further increases the tension on the neurovascular structures. The compression may also be increased by carrying a heavy object.

In the absence of a cervical rib, compression can occur between the middle and anterior scalene muscles because of abnormal insertions or the presence of additional muscle slips in the interscalene interval (scalenus anticus syndrome).

The lowest components (C8, T1) of the plexus are most commonly involved because of their position against the rib. The symptoms therefore tend to be most noticeable in the hand and inner aspect of the forearm. Pain and paresthesias may develop along the distribution of the ulnar nerve. There may be weakness, numbness, or clumsiness in use of the hand. Coldness, Raynaud’s phenomenon, or even gangrene may be the initial symptom.

Clinically, the cervical rib may be palpable, and the brachial plexus is often tender. Weakness and atrophy of the muscles supplied by the lower trunk (interosseous, hypothenar muscles) are occasionally seen. Sensation may be diminished over the ulnar aspect of the forearm, arm, and the ulnar 1½ fingers. Swelling, coldness, cyanosis, trophic skin changes, and other signs of circulatory insufficiency are occasionally observed.

Provocative positioning tests are often described in the assessment of thoracic outlet syndromes. Adson’s test may be positive in cervical rib and scalenus anticus syndromes (Fig. 4-4). This test takes advantage of the fact that by tensing the scalene muscles the interval between them is decreased, and any existing compression of the subclavian artery is increased. The test is performed by having the patient breathe deeply, extend the neck, and turn the chin toward the affected side. When the test is positive, a decrease in the radial pulse is noted, and pain is reproduced. If the test is negative, it is repeated with the chin turned to the opposite side. Although a positive test result is suggestive of compression in the interscalene region, it is often positive in the normal population and is not necessarily diagnostic of cervical rib or scalenus anticus syndrome. Symptoms can also be reproduced occasionally by exercising the fingers with the arms elevated (Fig 4-5).

Roentgenographic examination may reveal an extra rib extending from the transverse process of the seventh cervical vertebra (Fig. 4-6). The rib may be fully developed or rudimentary, and it is often bilateral. Its presence does not necessarily imply that it is symptomatic, however, because cervical ribs are often present in asymptomatic individuals.

Electromyography and nerve conduction studies are not useful in the diagnosis of any of the thoracic outlet syndromes. Vascular studies are occasionally helpful if diminished pulsations and reproduction of the neurologic and/or vascular symptoms occur during one of the various maneuvers. They are required if the initial findings suggest venous or arterial compromise.

HYPERABDUCTION SYNDROME

Neurovascular symptoms may also follow prolonged assumption of the position of shoulder hyperabduction. This position is often assumed during sleep and in certain occupations such as overhead painting. The neurovascular structures are compressed as they pass under the coracoid process and pectoralis minor muscle with the arm in hyperabduction (Fig. 4-8). Numbness and paresthesias are common, but the pain tends to be less severe than that seen in the other compression syndromes. Wright’s test (diminution of pulse or reproduction of symptoms on hyperabduction of the arm) may be positive (Fig. 4-9).

TREATMENT

Patients with vascular complications should be promptly referred. Otherwise, the initial treatment is conservative. Symptomatic relief may be obtained by resting the elbow of the affected side on the arm of the chair, thereby elevating the shoulder. A sling may serve the same purpose. Specific strengthening and stretching exercises for the shoulder girdle muscles taught by a knowledgeable physical therapist can help (Fig. 4-10). Faulty posture and poor body mechanics should be corrected, and positions that aggravate the condition should be avoided. General health factors should be addressed as well, especially deconditioning and obesity. If symptoms are worsened by certain work activities, a minor alteration in the position of the arms while working could help.

For hyperabduction syndrome, avoidance of the hyperabducted position is usually the only treatment necessary. A gauze strip tied to the wrist and attached to the foot of the bed to prevent hyperabduction at night may be temporarily necessary for those patients whose symptoms occur primarily at night.

The rare case of acute vascular involvement is an emergency and requires prompt referral to a vascular surgeon. Otherwise, operative treatment is considered only when conservative measures fail to obtain significant relief after 4 to 6 months. Removal of the first dorsal and cervical ribs combined with release of any abnormal scalene muscle insertions is performed. These procedures are all combined with vascular repair when indicated.

NOTE: Thoracic outlet syndrome is probably quite uncommon, although its actual incidence is difficult to assess. Unfortunately, the diagnosis is often used in an attempt to assign a diagnosis to subjective symptoms that are difficult to correlate with known neuroanatomic pathways. In addition, the standard physical tests (Adson’s, etc.) are also of somewhat questionable value, and except for those rare cases of vascular involvement, there are no good special studies that can be used to confirm the diagnosis. The results of surgery performed for pain relief alone are also quite variable, and surgery is associated with a significant complication rate.

Birth Palsy

Paralysis of the upper extremity at birth occurs in approximately 0.1% of live births. It usually follows a difficult and prolonged delivery. Injury to the upper plexus may occur as a result of lateral flexion of the neck against either a fixed head or a fixed shoulder. The lower plexus may be damaged by an injury that forces the arm upward. The damage may vary from simple stretching to complete avulsion of nerve roots.

Clinically, the involved extremity is noted to remain motionless at the side with the elbow extended. The Moro reflex is also absent on the affected side. Swelling may be present above the clavicle because of hemorrhage. Tenderness to palpation is often present from a traumatic neuritis. Fractures of the clavicle or upper portion of the humerus may be present and cause a “pseudoparalysis.” They should always be ruled out in cases of birth palsy. Horner’s syndrome may be observed if the injury involves the thoracic root.

Recovery may occur within a few days or may take 3 to 6 months; the majority of patients recover spontaneously within 2 months. No improvement can be expected after the age of 2 years. In older patients, underdevelopment of the entire upper extremity is frequently seen, and the humerus is often markedly shortened. Contractures and disuse atrophy are also observed. Unawareness of the extremity, despite satisfactory motor and sensory recovery, may also be noted in late cases.

Three types of paralysis are seen, depending on the area of the injury: Erb–Duchenne, or upper-arm paralysis; whole-arm paralysis; and Klumpke’s, or lower-arm, paralysis.

KLUMPKE’S PARALYSIS

Klumpke’s paralysis is quite rare. In this condition, the lower cervical and first thoracic roots are involved. The finger and wrist flexors are denervated along with the intrinsic muscles. A clawhand deformity often results. Horner’s syndrome may also be present. Sensory loss involves the affected dermatomes of the lower plexus. The upper part of the arm is frequently uninvolved.

Brachial Plexus Injuries

Injuries of the brachial plexus are uncommon and frequently severe. They are usually caused by motorcycle accidents. Traction and compression of the plexus may both occur anywhere along its course.

The diagnosis of such injuries is sometimes delayed because the patient often has other serious injuries, frequently to the head and chest. Eventually, it is noted that the arm is completely paralyzed and hangs loosely from the shoulder. It may be completely anesthetic except for a small area on the inner aspect of the upper portion of the arm that is innervated by T2. Severe pain is common. If the site of injury is close to the spinal cord, Horner’s syndrome may be present. This usually implies a poor prognosis.

The initial treatment is always conservative for the first several weeks. Range-of-motion exercises are begun to prevent joint stiffness. During this time the patient is observed for spontaneous recovery. If this occurs, the prognosis is often favorable. If it does not occur, the patient should be evaluated to determine whether a reparable lesion is present. Magnetic resonance imaging, myelography, and electromyography can be helpful in this regard. If the myelogram shows the presence of several traction meningoceles or dye pockets, this indicates that the nerve roots have been avulsed from the cord. This suggests that the injury is probably complete and not reparable and that the prognosis is poor. This status is also suggested by the absence of any appropriate electromyographic activity.

If results of the myelogram are normal and there is some potential for recovery suggested, early surgery with microscopic assistance may be beneficial. Neurolysis and nerve repair may then be performed. Some improvement can be expected after reconstructive surgery, but restoration of hand function is difficult.

Patients with irreversible lesions are faced with a difficult decision. Their extremity is now anesthetic, flail, and often painful and frequently obstructs their normal activities. Amputation above the elbow is usually recommended about 1 year after the injury. Prostheses may be tried, but these are frequently discarded. Amputation should not be expected to relieve pain, however. Most patients are able to adapt to being one-handed.

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