Small Bowel Malignant Tumors

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Chapter 16 Small Bowel Malignant Tumors

Introduction

Small bowel (SB) malignancies account for only 2% of all gastrointestinal (GI) neoplasms and less than 0.4% of all cancers in the United States.1 Common malignant tumors of the SB include primary adenocarcinoma, carcinoid, lymphoma, GIST (gastrointestinal stromal tumor), and metastases. Recent increases in the incidence of carcinoid tumors have now made carcinoids the most common primary SB tumor: carcinoid 44%, adenocarcinoma 33%, sarcomas 17%, and lymphoma 8%.2 The risk of a specific SB tumor type depends on the exact location in the SB, with adenocarcinomas the most common duodenal tumor, carcinoids the most common ileal tumor, and both sarcoma and lymphoma more equally distributed throughout the entire SB. The clinical presentation of SB tumors is nonspecific with abdominal pain, weight loss, nausea, vomiting, GI bleeding, and SB obstruction the most common symptoms.3 Endoscopic evaluation of the SB has been hampered by the long length of the SB, approximately 5 to 6 m. However, recent advances in endoscopic technologies, such as push enteroscopy, video capsule endoscopy, and double-balloon enteroscopy, have allowed the evaluation of the entire SB.46

Heterogeneous biology of SB tumors is reflected in survival, being lowest for adenocarcinoma and highest for carcinoid (Figure 16-1). Owing to substantial differences in clinical and imaging features,79 the most common malignancies of the SB including adenocarcinoma, carcinoid, GIST, lymphoma, and metastases are discussed in this chapter as separate entities.

image

Figure 16-1 Five-year survival rates by histologic subtype for patients who underwent resection (National Cancer Data Base, 1985-2000).

Redrawn with permission from Bilimoria KY, et al. Small bowel cancer in the United States: changes in epidemiology, treatment, and survival over the last 20 years. Ann Surg. 2009;249:63-71.

I Adenocarcinoma

Introduction

Adenocarcinoma for decades has been the most common malignant tumor of the SB, recently surpassed by carcinoid. Currently, adenocarcinoma is the second most common primary malignancy of the SB (33% of all primary SB tumors). One of the more interesting aspects of small intestine adenocarcinoma is its rarity in comparison with large intestine adenocarcinoma. Despite the small intestine representing approximately 70% to 80% of the length and over 90% of the surface area of the alimentary tract, the incidence of SB adenocarcinoma is 30- to 50-fold less than that of colon adenocarcinoma.10 Theories to explain the small intestine’s relative protection from the devolvement of carcinoma center around two concepts: (1) the rapid turnover time of small intestinal cells results in epithelial cell shedding before the necessary acquisition of multiple genetic defects, and (2) exposure to the carcinogenic components of our diet are limited owing to a rapid SB transit time, lack of bacterial degradation activity, and a relatively dilute, alkaline environment of the SB.

Anatomy and Pathology

Most frequently, the tumor occurs within the duodenum (49%), particularly around the papilla of Vater, and with decreasing frequency in the jejunum (21%) and ileum (15%).13 In Crohn’s disease–associated cases, 70% of tumors present in the distal ileum.

There are four histologic types of adenocarcinoma: well, moderately, and poorly differentiated, and undifferentiated.7 Prognostic factors consistently associated with poor outcome include the presence of metastatic disease, noncurative surgical resection, poor differentiation, and advanced age.2 In patients who have had surgical resection, the pathologic factors associated with increased risk of relapse include lymph node involvement, positive surgical margins, poor tumor differentiation, T4 tumor stage, and lymphovascular spread.2,13,14 As with colorectal cancer, adenocarcinoma of the SB undergoes a similar phenotypic adenoma-carcinoma transformation. Both increased size of SB adenomas and the presence of villous histology are risk factors for the development of invasive adenocarcinoma. The molecular understanding of SB adenocarcinoma is limited, although mutations in both the K-ras oncogene and the tumor suppressor gene p53 are common.15

Clinical Presentation

Symptoms of SB adenocarcinoma are nonspecific and frequently do not occur until advanced disease is present. A delay in diagnosis is common, with one report demonstrating an average delay from first symptom to diagnosis of 4 months.16 The most commonly reported symptoms are abdominal pain, nausea, vomiting, weight loss, and GI bleeding. The presenting stage distribution is stage I in 12%, stage II in 30%, stage III in 26%, and stage IV in 32%.2 Adenocarcinoma of the proximal duodenum involving the ampulla of Vater may present with obstructive jaundice.

Staging Evaluation (Table 16-1 and Figure 16-2)

Key Points Staging of small bowel adenocarcinoma

Table 16-2 Proposed Staging System for Small Bowel Carcinoid Tumors

STAGE CHARACTERISTICS OF TUMOR-NODE-METASTASIS CLASSIFICATION SYSTEM
T
T1
T2
T3
Primary Tumor
<2 cm up to the muscularis propria
>2 cm up to the muscularis propria or < 2 cm propria beyond muscularis propria
>2 cm beyond muscularis propria
N
N0
N1
Regional Lymph Nodes
No regional lymph node metastasis present
Regional lymph node metastasis
M
M0
M1
Distant Metastases
No distant metastasis present
Distant metastasis
STAGE GROUPING
I
II
III
IV
T1, N0-N1, M0
T2, any N, M0
T3, any N, M0
Any T, any N, M1

From Landry CS, et al. A proposed staging system for small bowel carcinoid tumors based on an analysis of 6,380 patients. Am J Surg. 2008;196:896-903; discussion 903.

Imaging

Tumor Detection

First-line radiologic examination for suspected SB tumor is routine SB series, but this is often compromised by overlapping bowel loops and suboptimal bowel distention.

Enteroclysis has been a standard invasive imaging modality before the introduction of video capsule endoscopy to better evaluate SB loops.17 The sensitivity of enteroclysis is as high as 95% with 90% correct estimation of the actual size of the tumor.18

Conventional cross-sectional imaging with multidetector computed tomography (MDCT) and magnetic resonance imaging (MRI) can scan the entire SB, but can be limited by lack of optimal opacification of the entire GI tract. Newer imaging techniques based on MDCT, such as MDCT enterography and MDCT enteroclysis, share advantages and disadvantages of both conventional enteroclysis and cross-sectional imaging. MDCT enterography is a noninvasive study performed without nasojejunal cannulation, which achieves good or excellent SB distention with negative oral contrast such as water or mannitol substituted for positive contrast media such as barium or gastrografin.19 MDCT enteroclysis is a relatively new technique more sensitive than conventional barium studies and less invasive than enteroscopy.20,21 Lesions as small as 5 mm can be identified.20

SB tumors may be demonstrable on routine MRI.22 MRI enteroclysis is an evolving technique capable of demonstrating an SB abnormality,23,24 with a reported sensitivity of 86%, a sensitivity of 98%, and an accuracy of 97%.

On barium studies such as standard SB series and enteroclysis, the tumor is seen as a short, circumferentially narrowed segment with overhanging borders, an “apple-core” lesion (Figure 16-3).

On computed tomography (CT), adenocarcinomas typically appear as a focal area of wall thickening causing luminal narrowing25 (Figure 16-4). These tumors are often rigid and fibrotic and, therefore, result in early obstruction, although infiltrative lesions without narrowing have also been reported (Figure 16-5).

Ulceration, present in 40% of pathologic specimens, is not reliably visualized on CT.

Adenocarcinomas complicating longstanding Crohn’s disease generally arise in the distal ileum. These tumors are difficult to detect because of a preexisting abnormality causing thickening and retraction of the bowel, deforming normal anatomy and masking early diagnosis.

Treatment

Wide segmental resection with regional mesenteric lymphadenectomy is the standard approach for both treatment and staging purposes. In the case of adenocarcinoma involving the proximal duodenum, pancreaticoduodenectomy may be required.26 Curative radical surgery is the most important prognostic factor.27

The role of adjuvant therapy for SB adenocarcinoma has not been well delineated, with no prospective or retrospective studies having demonstrated a benefit of adjuvant therapy. Despite this lack of data, adjuvant chemotherapy, generally utilizing a combination of 5-fluorouracil (5-FU) and oxaliplatin, is often used in patients at high risk for relapse. In addition, for patients with curatively resected adenocarcinoma of the duodenum, adjuvant 5-FU-based chemoradiation has been utilized to reduce the risk of local failure.27 Locally advanced unresectable tumors and metastatic tumors are treated with chemotherapy, most commonly 5-FU combined with either oxaliplatin or irinotecan. Median survival for patients with metastatic disease is approximately 12 to 18 months.28,29 The overall survival for SB adenocarcinoma remains poor, with 5-year disease-specific survival of 65% for stage I, 48% for stage II, 35% for stage III, and 4% for stage IV.30

Anatomy and Pathology

Carcinoid tumor is a well-differentiated neuroendocrine carcinoma originating from the Kulchitsky cell, an enterochromaffin cell located in the crypts of Lieberkuhn of the GI tract. These cells, when visualized with electron microscopy, demonstrate neurosecretory granules and can secrete bioactive products such as serotonin, somatostatin, glucagon, histamine, or gastrin. Microscopically, solid nests of uniform small cells with round or oval nuclei are present in the bowel wall with a surrounding intense desmoplastic reaction, resulting in shortening and thickening of mesentery and retraction and kinking of nearby vessels. Embryologically, SB carcinoid originates from the midgut.

Macroscopically, carcinoid tumors are present as small submucosal nodules, often subcentimeter in size, not causing obstruction of the lumen per se, with intense desmoplastic response within the adjacent mesentery. Thirty percent of SB carcinoids have multicentric disease at diagnosis.31 Although much rarer than carcinoid tumors, intermediate- and high-grade neuroendocrine tumors, characterized by both a higher rate of mitotic activity and tumor necrosis, can also arise in the SB. These tumors have a more aggressive biology, with high-grade neuroendocrine tumors of the SB behaving like small cell carcinomas of the lung.

Clinical Presentation

Because of their indolent growth, most SB carcinoids are asymptomatic and identified incidentally. Generally, symptoms from SB carcinoids relate to either mass effect from the primary or metastatic tumors or from hypersecretion of bioactive products such as serotonin. One third of midgut carcinoids are symptomatic with abdominal pain or bowel obstruction, and only 10% are associated with carcinoid syndrome. The carcinoid syndrome is primarily seen in the context of liver metastases, in which the release of serotonin gains access to the systemic circulation without undergoing hepatic metabolism.32 Carcinoid syndrome consists of secretory diarrhea, bouts of cutaneous flushing, wheezing, and dyspnea due to bronchospasm. Longstanding carcinoid syndrome may cause fibrotic changes in the cardiac valves predominantly affecting the right heart, typically leading to tricuspid regurgitation and pulmonic stenosis. A 24-hour urinary collection for the serotonin metabolite 5-hydroxyindole acetic acid (5-HIAA) has both good sensitivity and specificity for the diagnosis of the carcinoid syndrome.

Patterns of Tumor Spread

Tumorous spread via lymphatics into the mesenteric lymph nodes induces extensive desmoplastic reaction leading to retraction of the mesentery, kinking and obstruction of the mesenteric veins, and retraction and mechanical obstruction of the surrounding SB loops (Figure 16-6). This mesenteric nodal metastasis produces a typical mesenteric mass detectable by CT, as opposed to the small primary tumor that is commonly too small to detect by imaging.

Hematogenous spread to the liver is very common. Liver metastases allow development of carcinoid syndrome. Spread to the bones is rare, producing osteoblastic metastases.

Peritoneal spread is usually a late development in the course of the disease. Peritoneal metastases commonly remain discrete nodular lesions without ascites, as opposed to peritoneal spread of adenocarcinoma causing massive ascites.

Staging Evaluation

A revised TNM staging for carcinoid tumors, which is slightly different from the TNM staging of SB adenocarcinoma, has recently been proposed33 (Table 16-2).

Table 16-1 American Joint Committee on Cancer Staging for Small Bowel Adenocarcinoma

STAGE CHARACTERISTICS OF TUMOR-NODE-METASTASIS CLASSIFICATION SYSTEM
T
TX
T0
Tis
T1a
T1b
T2
T3
T4
Primary Tumor
Primary tumor cannot be assessed
No evidence of primary tumor present
Carcinoma in situ
Tumor invades the lamina propria
Tumor invades the submucosa
Tumor invades the muscularis propria.
Tumor invades through the muscularis propria into subserosa or into nonperitonealized perimuscular tissue (mesentery or retroperitoneum), with extension of < 2 cm
Tumor penetrates the visceral peritoneum or directly invades other organs or structures
N
NX
N0
N1
N2
Regional Lymph Nodes
Regional lymph nodes cannot be assessed
No regional lymph node metastasis
Regional lymph node metastasis with one to three lymph nodes involved
Regional lymph node metastasis with four or more lymph nodes involved
M
MX
M0
M1
Distant Metastases
Presence of distant metastasis cannot be assessed
No distant metastasis
Distant metastasis
Stage Grouping
0
I
IIA
IIB
IIIA
IIIB
IV
Tis, N0, M0
T1-T2, N0, M0
T3, N0, M0
T4, N0, M0
Any T, N1, M0
Any T, N2, M0
Any T, any N, M1

From Edge SB, Byrd DR, Compton CC, et al, eds. AJCC Cancer Staging Manual. 7th ed. New York: Springer; 2010:127-129.

Imaging

Mesenteric nodal metastases (N1) and liver metastases (M1) are usually larger and more easily detectable by imaging and also cause more clinical symptoms than small primary tumors. The primary tumor within the SB is the most challenging for detection by imaging.

CT may identify the submucosal carcinoid tumor as a small mural mass with early intense contrast enhancement due to hyperemia.34 Hyperenhancing tumor can be best appreciated on the background of negative contrast in the bowel lumen in the arterial phase of contrast injection (Figures 16-7 and 16-8). Classic mesenteric nodal metastasis of carcinoid has a nearly pathognomonic CT pattern as a spiculated soft tissue density mesenteric mass due to desmoplastic reaction34,35 (Figures 16-9 and 16-10). Sometimes, a longer segment of adjacent SB has a thickened edematous wall due to mesenteric venous engorgement (see Figure 16-10). Calcification within the mesenteric extension can be seen in up to 70% of cases (see Figure 16-9). Differential diagnostic considerations for the mesenteric component include mesenteric panniculitis and treated lymphoma. Minority of mesenteric nodal metastases demonstrate a nonspecific pattern of well-circumscribed ovoid or round masses.

Liver metastases are hypervascular and best detected as hyperenhancing lesions on the late arterial phase of CT (see Figures 16-7 and 16-8) and as hypoenhancing lesions on the delayed venous phase of CT. Lesions may become isodense and least conspicuous in the portal phase. Dual-phase contrast-enhanced CT of the liver should always be performed to detect carcinoid liver metastasis. Noncontrast CT is very helpful for liver metastases detection, unless limited by fatty liver changes. Small carcinoid metastases can be mistaken for benign hypervascular lesions such as hemangiomas or small foci of focal nodular hyperplasia, especially in the absence of a baseline scan. Rarely, liver metastases have a cystic appearance (Figure 16-11).

MRI with gadolinium can demonstrate the primary hyperenhancing carcinoid in the bowel on fast dynamic sequences with T1 contrast (see Figure 16-8).22 Owing to increased sensitivity to gadolinium enhancement, MRI can detect more liver metastases than CT.36 MRI has a higher accuracy in detection of liver metastases and is a preferred modality when there are no extrahepatic metastases. In opposite to CT, MRI evaluation of liver metastases is not limited by fatty liver. Whereas gadolinium is necessary for initial characterization of liver lesions in a patient with carcinoid, follow-up MRI examinations maintain diagnostic quality even in the absence of contrast, serving patients with severely impaired renal function or lack of intravenous access.

Although somatostatic receptor scintigraphy (indium-111 octreotide imaging known as OctreoScan) has a complementary role to CT and MRI in detection of liver metastases and mesenteric nodal metastasis,37 the role of this nuclear study in detection of the occult primary SB carcinoid is limited. Scintigraphy performance in detection of liver metastasis is inferior to CT and MRI owing to decreased spatial resolution of single-photon emission computed tomography (SPECT) and increased scattered background activity of the tracer in a normal liver.36 However, OctreoScan may provide valuable information for predicting the efficacy of somatostatin analogue (octreotide) treatment.

Treatment

Localized disease requires treatment with wide en bloc surgical resection that includes the adjacent mesentery and lymph nodes. Resection of a primary tumor should also be considered in patients with liver metastases, in order to prevent the development of fibrosing mesenteritis and possible mechanical obstruction, bleeding, and perforation.38

Liver metastases are the most common site of metastatic disease and can become symptomatic owing to hormone secretion or pain. Owing to the slow-growing nature of carcinoid tumors, local modalities addressing the liver metastases have been investigated and shown to result in improvements in disease-free survival. Therefore, in patients in whom all sites of liver involvement can be surgically addressed, resection should be considered.39 When surgical treatment is either not feasible or incomplete, other local ablative techniques such as chemoembolization, radiofrequency ablation, and cryotherapy should be considered.32

The primary medical therapy for carcinoid tumors is octreotide, an analogue of the potent inhibitory GI hormone somatostatin. The use of octreotide is extremely effective in controlling the symptoms from the carcinoid syndrome, slowing the growth of carcinoid tumors, and inducing biochemical marker responses in approximately 50% of patients. Actually, tumor shrinkage from octreotide treatment is extremely rare, occurring in fewer than 10% of patients.40

Owing to the slow-growing nature of carcinoid tumors, systemic chemotherapy is not effective in the treatment of this malignancy. The use of interferon-alpha has slight activity but is poorly tolerated.

Staging Evaluation

NHL is traditionally staged by the Ann Arbor staging system (Table 16-3).42 This system, developed in 1971 for Hodgkin’s lymphoma, is less accurate in defining the prognosis of NHL. The Ann Arbor system does not reflect the tumor burden, one of the most important prognostic factors of lymphoma.

Table 16-3 Ann Arbor Staging of Lymphoma

STAGE CHARACTERISTICS
I Involvement of a single lymphatic site (I) or a single extralymphatic organ or site (IE)
II Involvement of two or more lymph node regions on the same side of the diaphragm (II) or a single extralymphatic organ or site with regional lymph node involvement (IIE)
III Involvement of lymph node region on both sides of the diaphragm (III), with extralymphatic extension (IIIE), involvement of the spleen (IIIS) or both (IIIE, S)
IV Diffuse or disseminated involvement of one or more extralymphatic organs (e.g., liver, bone marrow, lungs) with or without lymph node involvement

From Edge SB, Byrd DR, Compton CC, et al, eds. AJCC Cancer Staging Manual. 7th ed. New York: Springer; 2010:607.

The International Prognostic Index (IPI) is an alternative prognostic system based on a patient’s age, serum lactate dehydrogenase (LDH) concentration greater than normal, poor Eastern Cooperative Oncology Group (ECOG) performance status (≥2), Ann Arbor clinical stage III or IV, and the number of involved extranodal disease sites greater than 1. These factors were found to correlate significantly with shorter overall or relapse-free survival. IPI score of 0 to 1 indicates low risk; 2, low-intermediate risk; 3, intermediate-high risk, and 4 to 5, high risk.43

Imaging

Four major patterns of SB lymphoma have been identified on radiographic studies25:

PET/CT is not required as the baseline staging imaging for lymphomas with known FDG-avidity, such as DLBCL, mantle cell lymphoma, or Burkitt’s lymphoma. However, baseline PET/CT is mandatory for NHL with variable FDG avidity such as MALT lymphoma or enteropathy-associated T-cell intestinal lymphoma, if PET is used to assess response to treatment.44 PET/CT evaluation of the bowel lymphoma may be limited by incidental physiologic increased background activity within the bowel, occasionally in the SB, and even more commonly in the colon.

Treatment

As in lymphomas of lymph node origin, chemotherapy is the primary therapeutic modality. In general, patients should be assumed to have systemic disease and be treated with systemic chemotherapy, even if a complete surgical resection has been performed. Responsiveness to chemotherapy is based upon disease histology, with more aggressive histologic subtypes demonstrating more dramatic responses. Aggressive lymphomas such as DLBCL require multiagent chemotherapy with RCHOP (rituximab, cyclophosphamide, doxorubicin, vincristine, and prednisone).45 More indolent, slow-growing types (mantle cell and follicular lymphomas) are generally not cured with chemotherapy, but the use of chemotherapy will result in a significant prolongation of disease-free survival. With the recent improvements in chemotherapy, radiation therapy for the management of SB lymphoma is rarely utilized. This primarily relates to the poor tolerance of the normal SB to the effects of radiation. H. pylori eradication is an effective primary treatment option for low-grade MALT lymphoma of the stomach, although the applicability to MALT lymphoma of the SB is not known.46 The prognosis of SB lymphomas is overall better than for adenocarcinoma, with 20% to 50% 5-year survival for aggressive advanced-stage lymphoma, and up to 80% to 90% 5-year survival for localized less aggressive subtypes.8

IV Gastrointestinal Stromal Tumor

Introduction

GIST is a subtype of sarcomas, accounting for 85% of SB sarcomas.49 These rare sporadic tumors occur anywhere within the GI tract, with the most common location being the stomach (51%), followed by the SB (36%), the colon (7%), the rectum (5%), and the esophagus (1%).50

Imaging

Because of the exophytic growth, CT is the imaging modality of choice. Small tumors tend to appear homogeneous on CT, although larger tumors (>6 cm) frequently show central areas of necrosis or hemorrhage.52 These tumors may be so large that it may be difficult to appreciate the communication of the tumor with the intestinal wall (Figure 16-14). If intraluminal contrast is seen in the tumor, bowel origin is confirmed (Figure 16-15). Large size, significant necrosis, and cavitation are signs suggestive of malignancy. It is difficult to distinguish benign from malignant GIST unless obvious metastases are present. GISTs tend to demonstrate an early contrast enhancement due to the hypervascular nature (Figure 16-16).

Liver metastases appear isodense or hypodense to normal liver parenchyma on noncontrast images and usually are hypodense on the postcontrast images. They can appear cystic and can be difficult to differentiate from other cystic hepatic lesions, but this appearance is more commonly seen post treatment (Figure 16-17). Stable treated cystic-appearing GIST metastases should not be mistaken for benign hepatic cysts. Growing solid nodules within these cystic lesions indicate reactivation of tumor growth. Peritoneal metastasis may be seen as separate nodules (sarcomatous pattern of peritoneal spread), but ascites is rarely seen.

MRI can show liver metastases with equal or higher accuracy than CT, but it has a disadvantage of poorer resolution of extrahepatic disease.

Surveillance

The treatment response of solid tumors traditionally has been evaluated using tumor size-based RECIST criteria (Response Evaluation Criteria In Solid Tumors). According to RECIST, a partial response is defined as a 30% decrease in the longest dimension of each measurable tumor deposit, and a minor response is a 10% to 30% reduction. Stable disease represents anything from a 10% reduction to a 20% increase in unidimensional measurement, and progressive disease is greater than a 20% increase or the finding of new lesions.

Follow-up of GIST patients treated with imatinib showed that tumor size alone was a poor indicator of a positive response. In 75% of the patients, the tumor was stable by RECIST criteria despite the favorable clinical outcome. Decrease in tumor density after treatment indicated radiographic response due to myxoid degeneration and necrosis within the tumor (Figure 16-18; see also Figure 16-17). Successfully treated GISTs sometimes became so uniformly hypodense that they could mimic benign cysts and vice versa. Tumor progression may be manifested as not only an enlarging mass or new masses but also as a partial to complete filling-in of a previously hypodense lesion or as a hyperdense “nodule-within-a-mass” pattern.55

In order to address the discrepancy between the standard RECIST criteria and GISTs behavior, an alternative set of criteria were developed by Choi and coworkers55,56: 10% decrease in unidimensional tumor size or a 15% decrease in tumor density on contrast-enhanced CT scans.

FDG-PET/CT exceeds CT in monitoring tumor response to chemotherapy.55,5759 A dramatic decrease in FDG uptake within initially hypermetabolic GIST tumors is noted within a short interval after initiation of imatinib therapy (see Figure 16-18). However, no clear quantitative concordance was demonstrated between Hounsfield units measured on CT as a single criterion and standardized uptake value (SUV) as a measure of FDG uptake because of the differences in measurement methods.

Patterns of Tumor Spread

There are three pathways of secondary involvement of the SB:

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