Postoperative Cartilage Repair Rehabilitation

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Chapter 16 Postoperative Cartilage Repair Rehabilitation

Introduction

Participation in physical activity is at the forefront of international health promotion agendas, and there is increasing encouragement for the maintenance of participation in sports and exercise activities throughout an individual’s life span.1 Moderate recreational physical exercise is associated with a decrease in the risk of knee osteoarthritis.2 However, participation in high-impact sports can increase the risk of developing articular cartilage lesions,3,4 and athletes are at a higher risk of developing knee osteoarthritis.5 There is increasing evidence that excessive stress on a joint with an articular cartilage lesion may accelerate further degenerative changes6 and that, if unaddressed, small cartilage defects progress to osteoarthritis.7 Messner and Maletius established that 75% of young athletes demonstrated radiographic joint space reduction an average of 14 years after sustaining chondral damage and returning to their preinjury sport levels.8 Consequently, it is not surprising that individuals are seeking out elective surgical procedures more frequently in order to address cartilage defects with the aim of maintaining or regaining their ability to participate in sports and exercise activities.

The ultimate goal for surgical intervention on chondral defects is the restoration of the joint surface to restore “normal” hyaline articular cartilage. Since the late 1980s, orthopaedic surgeons and tissue engineers have immersed themselves in this quest, resulting in the development of a new range of surgical procedures to restore the structure of normal articular cartilage.9 The treatment of articular cartilage defects has undergone a rapid and exciting evolution in recent years, most notably in the field of advanced cell-based orthobiological technologies. However, although some of these surgical interventions have demonstrated great promise, the new tissue in its current state does not precisely replicate natural articular cartilage in terms of form and function. Consequently, these interventions can only be considered reparative rather than the desired restorative.

Postoperative rehabilitation protocols have been developed for articular cartilage implantation, but they continue to be invalidated in a statistical manner. At present, the evidence base for autologous chondrocyte implantation (ACI) rehabilitation is in its infancy. Prior experience with related surgical procedures that are quickly evolving has shown that when the evidence base for rehabilitation is limited, fears of graft failure are paramount. This concern, in conjunction with the relative minority of therapists with experience treating ACI patients, is likely to be reflected in an overcautious approach to ACI rehabilitation at the present time.

To maximize the benefits of ACI surgery, it is essential for patients to be well informed and educated in order for them to comply to a specific rehabilitation program.911 Patient education, the management of patient expectations, and clear goal setting are indispensable within ACI rehabilitation. These values are reliant on a collaborative environment, with thorough communication between the surgeon, therapist, and patient. In addition, patient selection and the patients’ respective characteristics can affect the functional outcome in an inordinate way. deWindt et al. published a study examining the prognostic factors related to cartilage implantation and found that in lesions smaller than 3 cm2, defect location and defect age were statistically linked to better outcome scores on the knee injury and osteoarthritis outcome score (KOOS) at three years after ACI surgery.12 We cannot underestimate the notion of patient selection and the characteristics of the defect itself.

The two primary goals for an ACI rehabilitation program are as follows:

The three main components of the rehabilitation program are as follows:

The repair site is at its most vulnerable during the first 3 months after ACI. At this time, it is important to avoid impact as well as excessive loading and shearing forces.

There is a consensus of opinion that weight bearing and ROM should be restricted in early rehabilitation, but there is considerable variation across cartilage repair centers as to the extent and duration of these restrictions.

Rehabilitation following an ACI procedure typically begins the day after the surgery, beginning with continuous passive motion (CPM). The frequency, duration, and ROM will depend on the location and size of the lesion. Active and passive motion is also utilized to facilitate the integration of the graft into the surrounding articular cartilage and subchondral bone. CPM is clinically recommended for 2 to 8 hours per day (depending on the site of the lesion) at one cycle per minute during the early phase of rehabilitation.

This provides a cyclical compression/decompression to allow mechanical stimulation of the graft to promote chondrocyte growth. Additional goals include alleviating pain and edema, addressing soft tissue adaptive changes, restoring muscle strength and function, and gradually including progressive resistive exercise to allow a return to the prior level of function. The insight gained from a preoperative evaluation will be invaluable to the physical therapist when designing the postoperative rehabilitation protocol. Having the knowledge of the underlying biomechanical deficits present before surgery, obtaining the perioperative report to delineate the nature and location of the articular cartilage repair, and having an open dialogue with the respective surgeon will ultimately improve the overall functional outcome of both the surgical and rehabilitation interventions imparted to the patient.

An understanding of applied clinical biomechanics and an appreciation of the forces and loads that will be exerted on the graft are essential in the design of an ACI rehabilitation program.

The contact area (distribution and magnitude), contact load, and contact pressure during rehabilitation should be considered to minimize the danger of damaging the graft and to support the healing process by stimulating the graft physiologically in harmless positions. The articulation and contact area at various degrees of knee flexion are of crucial importance to ACI rehabilitation in relationship to the graft location (Table 16-1).

TABLE 16-1 Summary of Patellar Articulation During Knee Flexion and Extension

  Articulation Contact Area
Full extension Patella sits above femoral articular surface and rests on supratrochlear fat pad. No patellofemoral contact with femur.
10°–20° Initial contact occurs between inferior patella and trochlea. Joint contact area increases steadily with flexion. Mean contact area at 10° = 126 mm2; mean contact area at 60° = 560 mm2.
30°–60° Middle surface of patella makes contact with middle third of trochlea.  
60°–90° Superior patella makes contact with trochlea. Contact area remains constant.
90°–135° Superior patella contact area splits into medial and lateral contact areas that articulate with the opposing femoral condyles. Controversial—research differs, with contact area either leveling off after 90° or continuing to increase with increasing flexion.
135° Odd facet of patella contacts medial femoral condyle.  
Full flexion Lateral femoral condyle is fully covered by patella, and medial femoral condyle is nearly completely exposed.  

The patella has a large articulating surface, presenting with the thickest layer of articular cartilage in order to optimize the distribution of forces and stresses.1315 The patellar cartilage presents with multiple facets in a pattern that is unique to each individual, and it does not follow the contour of the underlying subchondral bone.13 The articular surface of the joint is congruent in the axial plane but not in the sagittal plane, and the material properties of the patellar cartilage differ from those in the cartilage of the articulating trochlea.5,13

The kinematics of the tibiofemoral joint is initiated, guided, and limited mainly by the cruciate ligaments, muscles, and capsular structures. Injury or loss of function to one of these structures leads to altered arthrokinematics, which may be deleterious to the menisci and cartilage.16

During normal activities, the joint contact forces (shear and compressive forces) that are produced are attenuated by several structures of the joint. Shear forces are primarily restrained by the cruciate ligaments. Compressive forces are mostly attenuated by the menisci and the articular cartilage.5,17 Excessive shear and compressive forces can be deleterious to the menisci and the cartilage. Numerous studies have measured these forces;16 the exact level of musculoskeletal loading is influenced by a number of individual factors such as weight, gender, movement coordination, and the activity being undertaken.

To develop a safe and effective ACI rehabilitation program, shear forces have to be minimized, and the size and location of the defect have to be known because during several activities only parts of the femur/tibia are articulating.5,1821 For example, the posterior aspect of the medial femur condyle contacts the tibia between 90° and 120°; therefore, loading in positions between 0° and 80° of knee flexion are unlikely to be injurious to an ACI in this area.

Neuromuscular reeducation is a critical component in the restoration of functional joint stability. Neuromuscular function broadly involves the detection of afferent input via mechanoreceptors locally in the joint, the processing of a motor response to the stimulus in the central nervous system, and the initiation of an efferent reaction to maintain balance, stability, and mobility.22 Rehabilitation can assist in the restoration of proprioception, but high-level studies are scarce.2325

Neuromuscular control and retraining involves varying movement speed from slow movements that target the feedback system in the early stages of rehabilitation through progressions to quick movements that focus more on retraining the feed-forward system in the later stages of rehabilitation.

The exercises should be performed throughout the full available ROM and should be performed on both the involved and the uninvolved limbs because of the likelihood that proprioception deficits are also present in the contralateral limb.13,2629 Specific exercises for neuromuscular rehabilitation after ACI should be addressed on an individual basis in line with any weight bearing or ROM restrictions that may be in place.

Generally, proprioceptive challenges tend to be introduced through balance training and progressed in the following ways:

In addition, it is essential that more functional, dynamic tests are incorporated into the rehabilitation program. These tests involve working with the patient on the quality of his or her neuromuscular control in activities such as descending stairs, gait, rising from chairs, and in the later stages, running, hopping, and jumping.

Hydrotherapy

Exercises in water allow early active mobilization and early loading and improve neuromuscular performance, especially during the initial phase of a rehabilitation program.15,25,30,31

The reduction in gravity under water decreases the deleterious effects of weight bearing and dissipates the impact forces on joint structures during movement,13,32 enabling ROM exercises to be performed in a functional position with a reduced risk of high shear forces under compression. Factors such as water depth and flow will also influence the loading demands on the knee joint, so it is important to base the rehabilitation program on the general principles of hydrotherapy.

Exercises under water produce lower electromyography (EMG) activity during isometric and dynamic conditions when compared to similar exercises on dry land,33 thereby leading to lower joint forces. Research has shown that an early and intensive application of hydrotherapy for improving coordination and strength during rehabilitation is advisable.34 In addition, moving in water endows patients with a “feeling of freedom,” as they can walk without assistive devices and move around without restriction. This is an important psychological advantage.

Therapeutic Ultrasound and Laser

Low-intensity pulsed ultrasound (LIPUS)28,34,39 and low-level laser therapy17,25,40,41 have been proposed as providing appropriate stimuli for the acceleration of chondrogenesis. Naito et al. studied the effect of LIPUS on cartilage in a rat osteoarthritis (OA) model using serum biomarkers such as CTX-II (type II collagen degradation) and CPII (type II collagen synthesis). CPII was significantly increased in +LIPUS group compared to −LIPUS and the sham control group. In addition, the histological damage on the cartilage (Mankin score) was ameliorated by LIPUS, and type II collagen was immunohistochemically increased by LIPUS in the cartilage of an OA model. Of interest, mRNA expression of type II collagen was enhanced by LIPUS in chondrocytes. Low-intensity pulsed ultrasound affects human articular chondrocytes in vitro.32

Korstjens et al. investigated whether utilizing LIPUS stimulated chondrocyte proliferation and matrix production in explants of human articular cartilage obtained from donors suffering from unicompartimental osteoarthritis of the knee.42

Chondrocytes were exposed to LIPUS (30 mW/cm2; 20 min/day, 6 days). Stimulation of [35S]-sulphate incorporation into proteoglycans by LIPUS was 1.3-fold higher in degenerative than in collateral monolayers and 1.9-fold higher in explants. LIPUS increased the number of nests containing four to six chondrocytes by 4.8-fold in collateral and by 3.9-fold in degenerative explants. This suggests that LIPUS stimulates chondrocyte proliferation and matrix production in chondrocytes of human articular cartilage in vitro.42

Further research studies utilizing LIPUS as a pre- and postoperative modality are necessary. However, the initial findings are quite promising.

Transcutaneous Electrical Nerve Stimulation

The effectiveness of transcutaneous electrical nerve stimulation (TENS) as a pain-relieving modality has been studied in a range of populations with variable outcomes. On one hand, several studies have found TENS to be effective in decreasing pain after knee surgery,35,43 but other studies have found no significant benefit in pain reduction.44

A review of the role of TENS concluded that it had no place in the treatment of acute postoperative pain, as it was not an effective analgesic.25 Bjordal et al. found that transcutaneous electrical nerve stimulation (TENS, including interferential currents), electroacupuncture (EA), and low-level laser therapy (LLLT) offered clinically relevant pain relieving effects of 18.8 mm [95% CI: 9.6 to 28.1] (n = 414), 21.9 mm [95% CI: 17.3 to 26.5] (n = 73), and 17.7 mm [95% CI: 8.1 to 27.3] (n = 343) on the visual analog scale (VAS), respectively, versus placebo control.45

Cycling

In comparison with other activities of daily living such as walking or stair climbing, the maximum load-moments on the knee joint in cycling are small.42

Increases in the cycling workload result in a significant increase in knee load-moments and compressive and shear forces, but increases in the pedaling rate do not appear to affect the maximum knee load-moment.42 It is therefore possible to introduce stationary cycling at an early stage as long as resistance is minimal and there is sufficient ROM to allow a complete pedal revolution.

Along with the correct selection of resistance, another important factor in cycling that needs to be considered is saddle height because of its direct influence on knee flexion angles (Table 16-1).42 If the saddle height is too low, increased patellofemoral joint reaction forces (PFJRFs) occur,49 especially if combined with too high a gearing; tibiofemoral joint (TFJ) load-moments decrease with increasing saddle height.37 Too high a saddle height, often as a consequence of insufficient available range of knee flexion, results in frontal plane rocking from the pelvis and hip, which is unfavorable for rehabilitation in terms of control and muscle activation patterns.

High saddle heights are a predisposing factor for an increased risk of developing iliotibial band friction syndrome (ITBFS), especially if knee ROM is not full.2 An increase in saddle height for a short postoperative period is unlikely to significantly predispose a patient to ITBFS because the condition is predominantly due to overuse.

However, if the saddle height is increased to initially accommodate restrictions in knee ROM, then it is important to normalize the saddle height in parallel with the restoration of knee ROM to reduce the future risk of problems such as ITBFS.

Analysis of the effect that changing the direction of pedaling has on knee joint biomechanics has shown that reverse pedaling requires quadriceps muscle activity in ranges of greater knee flexion compared with forward pedaling50 and that the vastus medialis is more active in reverse pedaling.50

Tibiofemoral compressive loads have been shown to be lower in reverse pedaling, especially near peak extension of the knee.47 However, PFJRFs have been found to be significantly higher in reverse pedaling compared with forward pedaling.51

On the basis of this evidence, reverse pedaling may be considered for TFJ rehabilitation to reduce loading on the knee but should not be advocated for PFJ rehabilitation because of the increases in loading on the knee joint.

Other Exercise Modalities

Other low-impact exercise modalities commonly available in fitness centers include elliptical trainers, cross-trainers, ski trainers, and stair climbers. These modalities have the advantage of being closed kinetic chain activities; however, clinical biomechanical data are limited, and the implications for loading on the knee joint are not fully understood.

A major consideration is the potential lack of synchronization between the hip and knee joints that could increase the transfer of forces to the knee and subsequently increase the stress that is placed on the knee joint.

Whole-body vibration (WBV), in which the patient undergoes a sensory bombardment, has recently become a popular training modality for gaining strength.40,44,50,52

Liphardt and associates researched the effects of WBV following 14 days of immobilization of young healthy subjects to see if it would reduce cartilage thickness in the knee and serum cartilage oligomeric matrix protein (COMP) concentration. The control intervention resulted in an overall loss in average cartilage thickness of −8% (pre: 3.08 mm ±0.6 mm, post: 2.82 mm ±0.6 mm) in the weight-bearing regions of the tibia. The average cartilage thickness increased by 21.9% (pre: 2.66 mm ±0.45 mm, post: 3.24 mm ±0.63 mm) with the vibration intervention. No significant differences were found in the weight-bearing regions of the femur. During both interventions, reduced serum COMP concentrations were observed (control intervention: −13.6 ±8.4%, vibration intervention: −9.9 ±3.3%). The results of this study suggest that articular cartilage thickness is sensitive to unloading and that vibration training may be a viable countermeasure against these effects.53 There is a need for further research concerning cartilage tissue repair, the overload in a sustained exercise position, and the exact effect of different training parameters are all reasons for not implementing whole-body vibration in the early stages of rehabilitation after ACI at this time.

Return to Sport After ACI

Rehabilitation after ACI is widely recognized as being lengthy, with maximum improvement in knee symptoms taking up to 3 years postoperatively.20 This is crucial to consider because of the level of impact that the duration of the rehabilitation has on the time out of sport. Only one multicenter study to date has researched return to sport after ACI.15,24,54

Mithöfer et al. studied the ability of 45 soccer players to return to soccer in a 40-month (± 4 months) follow-up period after ACI. They found that despite 72% of players reporting good to excellent knee function, only 33% were able to return to soccer.5,9,39,45

What is unclear is whether the two thirds of players who did not return to soccer were clinically unable to return to play or whether they either chose to switch to a lower-impact activity or opted not to return to sport at all. The definition of “ability to return to sport” and the relevance of current outcome measures to sporting participation require further exploration and clarification. Younger age and shorter preoperative duration of symptoms were also shown to significantly improve the ability to return to soccer.55,56

However, this improved potential to return to soccer could well be due to a greater influence of psychosocial factors and changing life priorities rather than to physiological properties such as healing and chondrocyte maturation.

Clinicians perpetually pontificate the notion of whether or not the rehabilitation process can be accelerated to advance the rehabilitation process more quickly without negatively impacting the newly implanted chondrocytes.

Wondrasch and associates published a study examining the effects of accelerated weight bearing after a matrix associated autologous chrondrocyte implantation (MACI). Thirty-one patients (22 male, 9 female) after MACI on the femoral condyle were randomly assigned to the accelerated weight-bearing group (group A) or the delayed weight-bearing group (group B). In both groups, there were no differences with regard to the clinical outcome. For the radiological outcome, group A showed a higher prevalence of bone marrow edema after 6 months without correlation to the clinical outcome (P=0.06-0.1). However, after 104 weeks, there were no differences in the radiological outcome between group A and group B. A rehabilitation protocol with accelerated weight bearing leads to good clinical and functional outcome after 2 years without jeopardizing the healing graft.36

Della Villa et al. also recognized the challenge of developing a timely postoperative rehabilitation that would optimize a return to preinjury activities without jeopardizing the integrity of the newly implanted graft. Thirty-one athletic males with a grade 3-4 cartilage lesion of the medial or lateral femoral condyle or trochlea were evaluated at 1-, 2-, and 5-year follow-up. The athletic cohort was compared with a similar control cohort of 34 nonathletic patients who were treated with autologous chondrocyte implantation. A greater improvement in the group of athletes was achieved at 5-year follow-up (P=0.037) in the self-assessment of quality of life and International Knee Documentation Committee (IKDC) subjective evaluation at 12 months and at 5 years of follow-up (P=0.001 and P=0.002, respectively). When analyzing the return to sports activity, 80.6% of the athletes returned to their previous activity level in 12.4±1.6 months; athletes treated with the on-field rehabilitation and isokinetic exercise program had faster recovery and an even earlier return to competition (10.6±2.0 months). For optimal results, autologous chondrocyte implantation rehabilitation should not only follow but also facilitate the process of graft maturation. Intensive rehabilitation may safely allow a faster return to competition and also influence positively the clinical outcome at medium-term follow-up.17

With the uncertainties that surround ACI rehabilitation at present, the general consensus of opinion among cartilage repair centers appears to be that ACI surgery should be targeted on the reduction of symptoms and on improving functional daily activities rather than as a method of returning to high-level sports participation for competitive athletes with chondral damage.

General recommendations are that low-impact sports and exercise such as swimming, cycling, and golf can usually be resumed within 6 months.1,34,42,52,5759 Recommendations for timescales for a return to higher-impact activities such as racquet sports, team sports, martial arts, and running range from an earliest postoperative return at 12 months up to 18 months. However, there is considerable variation between people, so the return to sports after ACI should be based on the key criteria that address the following factors:

Where a return to sport is planned, it is important that sport-specific activities are included as functional progressions within the rehabilitation program.

Discussion

Cartilage repair rehabilitation is lengthy,27,60,61 and autologous chondrocyte implantation (ACI) has one of the longest rehabilitation processes in the field of elective orthopaedic surgery. Numerous papers have been published since the late 1990s documenting surgical techniques and clinical outcomes of articular cartilage repair procedures.1,43,6265

The quality of these cartilage repair studies has been variable, and follow-up time periods are generally short.40,66,67 Time frames have been indicated, but we do not recommend the adoption of a rigid timetable, as the proposed phases are not mutually exclusive and considerable variation exists between people. Modifications to the rehabilitation program may be necessary based on defect size, location, age, previous activity level, concomitant surgical procedures, and individual patient demands.57,68

Progression should not be totally dependent on postoperative time; it is more important that goals are reached at the end of each phase. Effective individual patient programming is reliant on good patient education and on regular, informative communication between all members of the rehabilitation team.

Indications

Articular cartilage defects are not life threatening, but they can, and frequently do, threaten a person’s quality of life, especially in an active population.10,28 Internationally, thousands of people each year experience symptoms related to chondral defects, with the knee being the most prevalent joint affected.25 Articular cartilage lesions of the knee are relatively common, one study found that of more than 31,000 arthroscopies, up to 63% of patients had articular cartilage lesions.1 More recently, in 993 arthroscopies, 11% of patients demonstrated a localized full-thickness cartilage lesion,69 and in 1000 arthroscopies, 19% of patients had a focal chondral or osteochondral defect.70 It has been estimated that between 4% and 11% of cartilage lesions may be suitable for cartilage repair procedures.58,69

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Suggested Reading

1. Anderson A.F., Irrgang J.J., Kocher M.S., Mann B.J., et al. The International Knee Documentation Committee subjective knee evaluation form: Normative data. Am J Sports Med. 2006;34:128-135.

2. Bandura A., Locke E.A. Negative self-efficacy and goal effects revisited. J Appl Psychol. 2003;88:87-99.

3. Cain E.L., Clancy W.G. Treatment algorithm for osteochondral injuries of the knee. Clin Sports Med. 2001;20:321-342.

4. Chen G., Gully S.M., Eden D. Validation of a new general self-efficacy scale. Organizational Research Methods. 2001;4:62-83.

5. Department of Health. Choosing activity: a physical activity action plan. London, UK: Crown, 2005.

6. Hambly K. Cartilage repair rehabilitation: The human factor. Paper presented at the 6th International Cartilage Repair Society Congress. CA: San Diego, 2006.

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8. Jenkinson C., Stewart-Brown S., Petersen S., Paice C. Assessment of the SF-36 version 2 in the United Kingdom. J Epidemiol Community Health. 1999;53:46-50.

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13. Noble P.C., Conditt M.A., Cook K.F., Mathis K.B. The John Insall Award: patient expectations affect satisfaction with total knee arthroplasty. Clin Orthop Relat Res. 2006;452:35-43.

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19. Waldrop D., Lightsey O., Ethington C., Woemmel C., et al. Self-efficacy, optimism, health competence and recovery from orthopaedic surgery. J Couns Psychol. 2001;48:233-238.

20. Weinman J., Petrie K.J. Illness perceptions: a new paradigm for psychosomatics? J Psychosom Res. 1997;42:113-116.